01 WDM Principles
01 WDM Principles
Foreword
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Objectives
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Contents
1. System Overview
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◼ TDM+WDM
◼ Largest rate
◼ Largest
◼ TDM ◼ WDM number of
◼ Higher bit ◼ Economic channels
rates ◼ Fast ◼ Largest system
◼ STM-16 -> ◼ Mature capacity
STM-64
◼ Higher cost
◼ SDM
and
◼ New optical
complexity
cable layout
◼ Time and cost
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▫ Disadvantage 3: For a higher-rate TDM device, the cost is high, and the 40
Gbit/s TDM device has reached the rate limit of electronic components.
• WDM multiplexes optical signals at multiple rates (wavelengths) over one fiber
for transmission. The digital signals carried by these optical signals can have the
same rate and data format or different rates and data formats. New wavelengths
can be deployed on a network to expand the network capacity based on
customer requirements.
What is WDM?
Refueling station
Highway
Patrol car
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• Legend:
λ1
SDH signal λ1 λ2 λn
IP package
λ2
ATM cells …
…
λn
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OTU OTU
OM
OD
TU LU OA OA OA LU TU
TU LU LU TU
OSC OSC OSC
MUX DMUX
OTU
OTU
T
U
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• A single-fiber unidirectional WDM system uses two optical fibers. One fiber is
used to transmit optical signals in only one direction, and the other fiber is used
to transmit optical signals in the reverse direction.
• The WDM system can use the huge bandwidth resources of optical fibers, so that
the transmission capacity of each optical fiber can be increased by several to
dozens of times. In a long-haul transmission network, wavelengths can be added
gradually based on the actual service volume to implement capacity expansion.
• Most WDM systems on the live network use the single-fiber unidirectional
transmission mode.
Transmission Mode (2)
⚫ Single-fiber bidirectional transmission
MUX/DMUX DMUX/MUX
O O
OTU
OTU
T T
U U
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• A single-fiber bidirectional WDM system uses only one optical fiber to transmit
optical signals in two directions at the same time. The optical signals in the two
directions should use different wavelengths.
MUX DMUX
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MUX DMUX
O O
T T
OTU
OTU
U U
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• Currently, a common optical fiber provides high bandwidth, but its utilization rate
is very low. The DWDM technology increases the transmission capacity of an
optical fiber by several, dozens of, or even hundreds of times the transmission
capacity of a single wavelength. Currently, the highest capacity of an optical fiber
transmission system in commercial use is 48 Tbit/s. Multiple Raman amplifiers
(forward/backward Raman + enhanced Raman) and a remote optical pumping
amplifier (ROPA) can implement a maximum single-span transmission distance of
400+ km over low-attenuation optical fibers.
• The DWDM system multiplexes and demultiplexes signals by optical wavelength,
regardless of the signal rate and electrical modulation mode. That is, the
multiplexing and demultiplexing are transparent to data. The WDM system can
carry service signals in various formats, such as ATM, IP, and possible signals in the
future. The WDM system transmits signals transparently. For service-layer signals,
each wavelength channel in the WDM system is similar to a virtual optical fiber.
• During network expansion and development, only optical transmitters and optical
receivers need to be replaced, and optical cables do not need to be reconstructed.
This is an ideal expansion method and also a convenient method for introducing
broadband services (such as CATV, HDTV, and B-ISDN). In addition, any new
service or capacity can be introduced by adding a wavelength.
• The new communication network using WDM technologies is more simplified than
that using traditional electrical TDM technologies, and has clear network layers.
The grooming of various services can be achieved by only adjusting the
wavelengths of corresponding optical signals. The simplified network structure,
clear network layers, and convenient service grooming bring about high flexibility,
cost-effectiveness, and reliability.
• All-optical switching: Service signals are directly groomed at the optical layer
without optical-to-electrical conversion.
DWDM
Extended C band
Even wavelengths: 192.10 THz to 196.00 THz Even wavelengths: 191.30 THz to 196.00 THz
C band
Odd wavelengths: 192.15 THz to 196.05 THz Odd wavelengths: 191.35 THz to 196.05 THz
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• The 160 wavelengths in the C band are classified into odd and even wavelengths.
The details are as follows:
▫ C-band odd wavelengths: There are 80 odd-numbered wavelengths in total.
The center frequency ranges from 192.150 THz to 196.050 THz (the center
wavelength ranges from 1529.16 nm to 1560.20 nm) and the frequency
spacing is 50 GHz.
(dB/km)
(nm)
Coarse WDM (CWDM) systems generally work on bands ranging from
1271 nm to 1611 nm at a 20 nm spacing.
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• Answer: ABCD
Contents
1. System Overview
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• This chapter describes the structure, types, and features of optical fibers.
• Through this chapter, you will have a basic understanding of G.652, G.653, G.654,
and G.655 optical fibers as well as concepts such as dispersion.
Optical Fiber Structure
⚫ An optical fiber consists of a cylindrical glass fiber core and a glass cladding. The
outer layer is a flexible and wearable plastic sheath, and the entire optical fiber is
cylindrical.
Refraction
n2 Cladding
θ
Sheath
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• Factors, such as the fiber core diameter and refractive index of fiber and cladding
materials, determine optical fiber characteristics.
• The fiber core refractive index n1 must be higher than the cladding refractive
index n2, which is a necessary condition for transmitting optical signals in optical
fibers.
• Optical fibers can be classified into single-mode and multi-mode optical fibers by
transmission mode.
▫ In the case of a single-mode optical fiber, the diameter of the fiber core is
extremely small and generally smaller than 10 μm.
▫ In the case of a multi-mode optical fiber, the diameter of the fiber core is
large and generally about 50 μm.
Light Guide Principles of Optical Fibers (1)
⚫ Light is transmitted in a straight line in a homogeneous medium, but reflection and
refraction occur on the boundary surfaces of two different media, as shown in the
following figure.
Air: n1 = 1
Glass: n2 = 1.5
Refraction angle θ2
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• When a beam of light radiates to the surface of an object (such as glass) through
the air, the transmission speed slows down, and the transmission direction
changes at the same time. Therefore, the refractive index is measured by the
bending degree of light transmitted from one medium into another. In general,
when a beam of light radiates to the boundary of two media, it splits into two
beams as reflected light and refracted light, as shown in the preceding figure.
• According to the Snell's law, the incidence angle and refraction angle are equal
(θ1 = θ3), and the relationship between the incidence angle and refraction angle
meets n1sinθ1 = n2sinθ2.
• Light travels at different rates in different media, which seem as if different
transmission media resist transmitting light at different levels. The parameter
used to describe this feature for the medium is named refractive index or index
of refraction. Therefore, if ν is the speed of light in a medium, and с is the speed
of light in vacuum, the refractive index can be determined by using the following
formula: n = с/ν.
• The following figure lists the refractive indexes of different media.
Refractive
1.003 1.33 1.52-1.89 1.43 2.42
Index
Light Guide Principles of Optical Fibers (2)
⚫ Optical fiber transmission uses the principle of total reflection of light, as shown in
the following figure.
Air: n1 = 1
Glass: n2 = 1.5
Critical angle: θ
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• According to the Snell's law, the incidence angle and refraction angle are equal
(θ1 = θ3), and the relationship between the incidence angle and refraction angle
meets n1sinθ1 = n2sinθ2. When the incidence angle is greater than a critical
angle θc, the light is completely reflected on the contact surface, and no
refraction light exists.
• Then, what will happen when light radiates from a medium with large refractive
index (such as the glass) into a medium with small refractive index (such as the
air)?
2b
2a
Light transmission inside a single-mode fiber
2b
2a
Light transmission in a step-index Light transmission in a graded-index
multi-mode fiber multi-mode fiber
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dB/km
3 OH
-
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Power
Optical pulse signal
Transmission Transmission
L1 (km) L2 (km)
Time
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• When signals are carried over optical fibers, different mode components or
frequency components present in the signals have different group velocities.
Therefore, the signals diffuse during transmission, causing signal distortion. This
phenomenon is called dispersion.
• CD: The group velocities vary according to frequencies (or wavelengths) in the
light source. Light with different frequencies arrives at the fiber end with
different time delays. This type of dispersion is known as CD.
CD Compensation
⚫ To mitigate the impact of CD, dispersion compensation modules (DCMs) are mainly used to
compensate for accumulated CD through their dispersion compensation fibers (DCFs).
⚫ The difference between a DCF and a common optical fiber is that the DCF has a negative
dispersion coefficient in the 1550 nm window. Because of this feature, the DCF is connected
to counterbalance the positive dispersion of the G.652/G.655 optical fiber.
Dispersion coefficient
G.652
Wavelength
Common DCF
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Fast
Fiber profile
Slow
Delay difference
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• In an actual WDM system, the system with a rate of 10 Gbit/s or lower is slightly
affected by PMD. For a 40G system, coding technologies can be used to improve
the PMD tolerance.
Optical Fiber Categories
G.655: It has small dispersion
G.652: It is widely used in in the 1550 nm window
China and has zero and effectively controls the
dispersion in the 1310 nm non-linear effect.
window.
Dispersion coefficient
G.653
Wavelength
1310 nm 1550 nm
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• The G.652 fiber is the widely used single-mode fiber that has the best 1310 nm
performance. It is also called the dispersion-unshifted fiber.
• The G.653 fiber has the best 1550 nm performance and is called dispersion-
shifted fiber (DSF). With the design of the fiber refractive index profile, the zero-
dispersion point is shifted to the 1550 nm window to match the minimum
attenuation window of the fiber. This makes the fiber transmission at an ultra-
high rate and for an ultra-long distance possible.
• The G.654 fiber is the cut-off shifted single-mode fiber. The design of this fiber
aims to decrease the attenuation in the 1550 nm window. The zero-dispersion
point is still around 1310 nm. Therefore, the dispersion in 1550 nm is high, and
can reach 18 ps/(nm·km). In this case, single-longitudinal mode lasers are
required to eliminate the impact of dispersion. The G.654 fiber is mainly applied
to submarine fiber communication that requires long regeneration sections.
• The G.655 fiber is a non-zero dispersion-shifted single-mode fiber, which is
similar to the G.653 fiber. Therefore, a specific dispersion value is maintained
around 1550 nm, which avoids FWM during DWDM transmission. The fiber is
applicable to DWDM systems.
Quiz
B. The G.653 fiber has the best 1550 nm performance and is called dispersion-unshifted
fiber (DSF).
C. The G.654 fiber is mainly applied to submarine fiber communication that requires long
regeneration sections.
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• Answer: ACD
Contents
1. System Overview
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Key technologies
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• In a WDM system, the key technologies are mainly classified into four major
technologies: light source technologies, optical multiplexing and demultiplexing
technologies, optical amplification technologies, and supervisory technology.
Requirements on WDM Light Sources
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Polarization of a
photon
Transmission Splitting polarized
di rection of optical signals to the x-pol
si gnals
Splitting polarized
signals to the y-pol
a. Laser signal (electromagnetic wave) b. Passing through the PBS c. Signals split into the x -pol and y-pol
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• PDM modulation
▫ Step 1: At the transmit end, the PBS splits the laser light into two
perpendicular polarizations (x-pol and y-pol).
QPSK-modulated signal
on the x-pol
QPSK-modulated signal
on the y-pol
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• PDM modulation:
▫ Step 2: After the laser at the transmit end is split into two parts in
polarizations x and y, QPSK/BPSK modulation is performed on the two
polarized light (on the x-pol and y-pol). The PBC combines the modulated
optical signals in polarizations x and y into one optical fiber, and then the
signals are multiplexed and amplified for optical cable transmission.
• Traditional WDM modulation implements amplitude modulation. Both PDM-
BPSK and PDM-QPSK modulate signal phases.
• The 100G coherent transmission system uses the PDM and QPSK technologies to
reduce the electrical-layer processing rate. For the current electrical technology,
the 40 Gbit/s rate is close to the bottleneck limit. Higher rate brings about more
signal loss, power consumption, electromagnetic radiation (interference), and
impedance match problems, which cost much financially and technically.
▫ In PDM, one optical signal is divided into two polarizations, and the signal
is then modulated onto the two polarizations. This procedure is equivalent
to splitting a data stream into two parts, reducing the data rate by half.
▫ For QPSK, a phase equals to two bits, which has the same effect as dividing
data into two parts, and therefore the rate is reduced by half.
▫ For 100G (112 Gbit/s) signals, the actual data baud rate is only 28G baud
(112/2/2 = 28).
• A 40G coherent transmission system can use PDM-BPSK modulation, and a phase
of the BPSK indicates a digital bit. In this way, the decision accuracy and
transmission nonlinear capability are improved.
QPSK Modulation Technology
28 Gbit/s
data I
Pre- Input Signal Signal Output Phase
coder Cosωt
I Q θ
+
Optical signal on 0 0 π/4
the x-pol Σ
- 0 1 3π/4
π/2
Pre- Sinωt s(t) = I x Cosωt – Q x Sinωt = √2 Cos(ωt+θ) 1 1 5π/4
28 Gbit/s coder Q 1 0 7π/4
data
11 10
Q
The distribution diagram of signal vector endpoints is
called a constellation diagram. The constellation
diagram completely and clearly expresses the
QPSK mapping relationship of digital modulation, and
digital modulation is often referred to as
constellation modulation.
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• QPSK first converts two channels of 28 Gbit/s digital signals (2 bits) into the I-
channel component (real part) and Q-channel component (imaginary part) in
the optical field, and then converts them into a phase signal θ after calculation
using the following formula: s(t) = I x Cosωt – Q x Sinωt = √2 Cos(ωt + θ). This
phase signal contains 2 bits. The value of θ can be π/4, 3π/4, 5π/4, and 7π/4,
which represent 00, 01, 11, and 10 respectively.
Coherent Detection Technology
⚫ Coherent detection
At the receive end, the received signal light is divided into two parts. One is allocated to
the x-pol and the other is allocated to the y-pol.
Splitting polarized
signals to the x-pol
Splitting polarized
signals to the y-pol
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• Coherent detection:
▫ Step 3: A local oscillator (LO) laser that has the same frequency as the
received signal is used to implement coherent processing between the LO
laser signal and received signal to restore the amplitude, phase, and
polarization state information from the received signal.
A coherent light consists of two light waves that meet the coherent condition.
Coherent condition: In the area where they meet, the two light waves
① Have the same oscillation direction.
③ Have the same phase or maintain a constant phase relationship with each
other.
Two coherent light waves interfere with each other within the area where they
meet.
Comparison Between Modulation Technologies
Dispersion Tolerance
1200~4000 7200~12800 > 12800 40000
(ps/nm)
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OA Types
OA
OA
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• Optical fiber amplifiers (OFAs) can be classified into rare earth ion doped OFAs
and non-linear OFAs. Rare earth ion doped OFAs amplify optical signals using the
simulated radiation mechanism, and non-linear OFAs amplify optical signals
using the non-linear effect of optical fibers. Among OFAs, EDFAs and RFAs are
practical.
• OAs do not need to convert optical signals to electrical signals and then convert
electrical signals back to optical signals. This feature helps form two advantages
over regenerators for OAs.
▫ First, OAs support any bit rates and signal formats, and simply amplify all
received signals. This attribute is generally described as that OAs are
transparent to any bit rates and signal formats.
E3 excited state
1550 nm
signal photon
E2 metastable state
Stimulated radiation
1550 nm
signal photon
980 nm
pump photon
E1 ground state
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• Erbium-doped fibers are the key components of EDFAs and contain Er3+ ions of a
certain concentration. Before illustrating the working principle of EDFAs, this
course introduces the energy level diagram of erbium ions. The outer-shell
electrons of an erbium ion occupy three energy levels (E1, E2, and E3). E1 is the
ground state, E2 the metastable state, and E3 the high-energy state.
▫ When a high-energy pump laser is used to simulate an erbium-doped fiber,
a large number of bound electrons of the erbium ion are simulated from
the ground state to high-energy state (E3).
▫ However, the high-energy state is unstable, and therefore the erbium ion
soon undergoes radiationless decay (photons are not released) and enters
the metastable state E2.
Signal input Optical splitter Isolator Coupler Isolator Optical splitter Signal output
TAP TAP
Erbium-doped fiber
Photoelectric Photoelectric
detection PIN detection PIN
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• Isolator (ISO): One isolator is configured before the erbium-doped fiber and
another is configured after the erbium-doped fiber to transmit optical signals in a
single direction.
• Pump light source: 980 nm and 1480 nm pumping supplies are the most
common ones. This is because the 1480 nm pump light source has the highest
laser efficiency, and the 980 nm pump light source has a low noise figure and the
second highest efficiency. The function is to enable the erbium ion to transit from
the low-energy state to the high-energy state.
• Coupler: It combines signal light and pump light and injects them into the
erbium-doped fiber.
Advantage Disadvantage
⚫ Operating wavelength
⚫ Fixed gain range
consistent with the minimum ⚫ Gain unflatness
attenuation window of ⚫ Optical surge problem
single-mode fibers
⚫ High coupling efficiency
⚫ High energy conversion
efficiency
⚫ High gain, low noise figure,
and high output power
⚫ Good gain stability
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λ1~ λn Gain
EDFA
Pin Pout
Input optical power: Pin Coupler EDF Output optical power: Pout
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• There are many technologies for locking the EDFA gain. The typical method is to
control the gain of a pump light source. The internal monitoring circuit of the
EDFA monitors the ratio of the input power to the output to control the output
of the pump source. When some signals of the input wavelengths are lost, the
input power decreases and the ratio of the output power to the input power
increases. Through the feedback circuit, the output power of the pump source is
reduced to keep the EDFA gain (output/input) unchanged. In this way, the total
output power of the EDFA is reduced, and the output signal level is stable.
Working Principles of a Raman Amplifier
⚫ Stimulated Raman scattering (SRS)
Gain
Pump
30 nm
30 nm
70–100 nm
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• In a common optical fiber system, the optical power is low, and the optical fiber
has linear transmission characteristics. When the incident optical power of the
light into an optical fiber (non-linear optical medium) is rather high, the high-
energy (short-wavelength) pump light scatters to transfer a small portion of the
incident optical power to the beam whose frequency is down shifted. The amount
of frequency shift depends on the vibration mode of the medium. This process is
called Raman effect. In quantum mechanics, the process is described as that a
photon of the incident wavelength is scattered to a low-frequency photon, and
the molecule performs the transition between the vibration states. The incident
photon is referred to as pump light, and the low-frequency frequency-shift
photon is called Stokes wave.
• Common Raman scattering requires very high laser power. However, in optical
fiber communication, the diameter of a single-mode fiber as a nonlinear medium
is very small (generally less than 10 μm). The single-mode fiber can be used to
restrict the interaction between the high-strength laser field and the medium to
a very small sectional area. This greatly increases the optical power density of the
incident optical field. In a low-loss fiber, the action between the optical field and
the medium can be kept in a long distance. The energy coupling in the process is
very robust, which makes it possible to utilize SRS in the fiber.
• The quartz fiber has a wide SRS gain spectrum with a wide gain peak around 13
THz that the pump light frequency is down shifted. If a weak signal and a strong
pump light are transmitted in an optical fiber simultaneously, and the
wavelength of the weak signal is within the range of Raman gain bandwidth of
the pump light, the weak signal light can be amplified. An optical amplifier based
on the SRS mechanism is called a Raman amplifier. The gain of the Raman
amplifier is on-off gain, which is the difference of the output power values when
the amplifier is enabled and disabled.
Raman Amplifier Characteristics
Advantage Disadvantage
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▫ The noise figure is low. When being used with EDFAs, RFAs can significantly
lower the system noise figure and extend the transmission distance.
OA Application
OTU OTU
...
...
OM
OD
OA OA OA
OTU OTU
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• BA: It is mainly used at the transmit end. It is located after the multiplexer to
increase the power of multiplexed signals and then transmit the signals. Because
the power of multiplexed signals is generally high, there is no high requirement
on the noise figure or gain of the BA; however, it is required that the output
power be relatively high after amplification.
• LA: It is used on the line to periodically compensate for the line transmission loss.
Generally, a small noise figure and a large output optical power of the LA are
required.
Optical Multiplexers and Demultiplexers
TFF
TFF Thin film filter
AWG
AWG Arrayed waveguide grating
λ1 λ2 λn λ1 λ2 λn λ1
λ1 λ2
λ2 λn
OM
OD
...
...
...
λn
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• A multiplexer mainly combines multiple signal wavelengths into one optical fiber
for transmission. A demultiplexer mainly separates multiple signal wavelengths
transmitted over the same optical fiber.
λ1–λ4
λ1 filter
Self-focusing lens
λ1
λ3 filter
λ2
λ3
λ4 Glass
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• The TFF allows passband transmission of required wavelengths, but blocks those
unwanted wavelengths through a stopband, exhibiting the required filtering
characteristic.
• The main features of a TFF multiplexer are as follows: The component is small-
factor with stable structure, signal passband is flat and independent from
polarization, insertion loss is low, and channel spacing is proper. The
disadvantage is that the number of channels is not large.
• In a WDM system, it is ideal to use TFFs as multiplexers when only 4 to 16
wavelengths need to be multiplexed.
Arrayed Waveguide Grating (AWG)
Waveguide array
W1
Wn
Fiber array
λ1 + λ2 + λ3 + …λn λ1
λn
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TFF
OSC Optical supervisory technology
AWG
ESC Electrical supervisory technology
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FIU
FIU
SCC
SCC
OTU2
OTU2 OTU2
OD
OM
OTU2
OTU3
OTU3 OTU3
OTU3
OTU4
OTU4 OTU4
OTU4
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▫ In the transmit direction of an optical line amplifier (OLA) site, the OSC is
the last to be connected. In the receive direction of the OLA site, the OSC is
the first to be separated.
• It can be seen that during the entire transmission process, the OSC is not involved
in amplification, but is terminated and regenerated at each site. This is the
opposite of the main channel. The main channel participates in optical power
amplification of the entire process, but is not terminated or regenerated on the
entire line.
TS0 TS1 TS2 TS3 ... TS14 TS15 TS16 ... TS31
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• F1, F2, and F3: transparent transmission of data in the same direction
OTU1 OTU1
SCC
OTU2 OTU2
OM
SCC
OD
OTU3 OTU3
OTU4 OTU4
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• The SCC board sends supervisory information to an OTU board, and the OTU
board encapsulates signals into its signal transmission unit frame (OTN frame
structure, SDH frame structure, or using the pilot-tone technology).
• The ESC saves the investment for OSC and FIU boards, disregards the insertion
loss of the FIU boards, and improves the optical power budget.
Quiz
D. Gain flatness
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• Answer: D
Summary
⚫ WDM overview
⚫ WDM transmission media
⚫ Key technologies of WDM
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