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-F-GR~-'I'E-R
"FANTASY" AND "PROPHECY"
IN
E.M. FORSTER
By
RAYMOND KAR-IVIAN NG, B.A.
A Thesis
Submitted to the School of Graduate Studies
in Partial Fulfilment of the Requirements
for the Degree
Master of Arts
McMaster University
September 1982
MASTER OF ARTS (1982) McMASTER UNIVERSITY
(English) Hamilton, Ontario
TITLE: "Fantasy" and "Prophecy" in E.M. Forster
AUTHOR: Raymond Kar-Man Ng, B.A. (McMaste~ University)
SUPERVISORS: Dr. A. Bishop and Dr. M. Aziz
NUMBER OF PAGES: vi, 122
ii
ABSTRACT
iii
For My Parents
ACKNOWLEDGEMENTS
v
TABLE O-F CONTENTS
I. INTRODUCTION 1
Notes to Chapter I 26
II. HOlpJARDS END 29
Notes to Chapter II 59
III. A PASSAGE TO INDIA 63
Notes to Chapter III 112
CONCLUDING NOTE 117
BIBLIOGRAPHY 120
vi
I
INTRODUCTION
1•
The rich and complex nature of Forster's fiction
has stimulated numerous critical commentaries which sub-
stantially add to the novelist's fascination. Seeking a
fair appraisal of Forster's art, many scholars turn to
Aspects of the Novel (1927), a series of lectures pre-
pared by the novelist to discuss the various ways of ex-
ploring as well as judging the works of his fellow writers
--and implicitly his own. But oddly, though critics fre-
quently employ these diverse approaches as touchstones
for Forster's own novels, two significant "aspects"--
"fantasy" and "prophecy"--have not received the close
and careful consideration that they deserve. Thus, the
object of this study is to provide a definition of these
two terms and to apply them to Forster's career, with
particular attention to his two most acclaimed novels
--Howards End (1910) and A Passage to India (1924).
That the two terms, "fantasy" and "prophecy" have
failed to receive due attention is partly Forster's
fault. He cites one literary example after another with-
out, however, adequately explaining his underlying termin-
ology. His nebulous conception in fact constitutes the
1
2
2.
In Aspects of the Novel, Forster begins his dis-
cussion of the two terms wi th the following hazy though
oft-quoted passage:
There is more in the nevel than time or people or
logic or any of the derivatives, more even than Fate.
And by 'more' I do not mean something that excludes
these aspects nor something that includes them, em-
braces them. I mean something"that cuts across them
like a bar of light, that is intimately connected
with them at one place and patiently illumines all
their problems, and at another place shoots over or
through them as if they did not exist. We shall g~ve
that bar of light two names, fantasy and prophecy.
Though censuring the novelist for failing to elucidate
his definition of "fantasy", Rudolf B. Schmerl finds that
Forster's' chapter on "fantasy" "illuminates almost all
its relevant elements".4 And he deduces from these com-
ponents that "fantasy" consists in what "contradicts our
experience, not the limited experience we can attain as
individuals, but the totality of our knowledge of what
our culture regards as real",5 and that its aim is to
allow the au thor oppor t unl't'les f or sa t'lre or d'd
l ac t"lClsm. 6
Wilfred Stone states in the more precise terms of Freudian
criticism that "fantasy", as a literary phenomenon, is a
neat record of an imaginary achievement--"the fulfillment
of a wish, a correction of unsatisfied reality".? Further,
calling Forster's short stories "pure fantasies",8 he con-
cludes his discussion of the tales thus: "Forster had out-
grown the puerility implicit in the form, and it was time
for him to be moving on." 9 There is, of course, a certain
truth in both these arguments. But since they are largely
rooted in the commentators' individual hypotheses and crit-
ical attitudes rather than Forster's own, their validity is
questionable. And Sena Jeter Naslund's objection to Stone
4
4.
Critics have acknowledged Forster's stylistic
evolvement--his shift from the "fantastic" mode to the
"prophetic ll • This development, however, does not imply
that he composes two altogether different types of novels,
but that he gradually emphasizes the latter perspective more
than the former in his works. His short stories and pre-
war novels (save for Howards End) are basically "fantastic".
Yet, the "prophetic" strain latent in Forster's early fict-
ional writings reveals itself more and more and develops
12
2°-J:bid., p. 20.
21Gilomen, "Fantasy and Prophecy in E.M. Forster's
Work", p. 106.
22Naslund, "Fantasy, Prophecy, and Point of View in
A Passage to India", p. 259.
23 Ibid ., p. 274.
24Stone, The Cave and the Mountain, pp. 117-118.
25McConkey, The Novels of E.M. Forster, pp. 46-47.
26Forster, Aspects, p. 139.
27 Ibid ., p. 129.
28 Ibid ., p. 14o.
29 Ibid ., p. 140.
30Ibid., p. 13°.
31 Ibid ., p. 138.
32Ibid., p. 139.
33 Ibid., p. 137.
34L1:-..,
-b· d p. 141 •
35Ibid., p. 147.
3 6E•M• Forster, A Room with a View, ed. Oliver
Stallybrass (Middlesex: Penguin, 1978), p. 8.
37See Stone, The Cave and the Mountain, p. 217;
Lionel Trilling, E.Mo Forster (New York: New Directions,
1943), p. 97.
38Forster, A Room, p. 194.
39 Ibid ., pp. 186-187.
40F •R• Leavis, The Common Pursuit (London: Chatto &
Windus, 1952), p. 263.
41 E•M• Forster, Where Angels Fear to Tread (New York:
Vintage, 1920), pp. 172-173.
42
--------, The Longest Journey (New York: Vintage,
28
1962), p. 66.
43Stone, The Cave and the Mountain, p. 162.
44Forster, Journey, p. 310.
HOWARDS END
1.
Howards End is crucial to our understanding of For-
ster's art. The significance of the novel lies in its far-
reaching vision and sophisticated craft, unparalleled in
Forster's work before A Passage to India. The conflict be-
tween spiritualism and materialism, art and science, passion
and intellect, the outer physical world and the inner life--
the novelist's central preoccupation which, in his first
three novels, results in the easy rejection of one set of
values in favour of another--resolves itself in Howards End
into a reconciliation of these opposites. Such a develop-
ment arises out of Forster's mature recognition of the com-
plexity of reality in which these seemingly antithetical
moral issues are not only related but interdependent. Like-
wise, Howards End is stylistically more intricate than its
predecessors. The early novels share an affinity in their
attempt to underscore the Forsterian notion of the human im-
agination through a mythological framework in which fantasy
plays a prominent role. The spirit of the supernatural,
though pervasive in Howards End, is more subtly present.
Forster makes a considerable effort to transmit this pecul-
iar force through an elaborate symbolism built around the
29
30
2.
If Forster's symbolism is too schematic, the same
is true of his characterization. In terms of their ineff-
icacy in delivering Forster's vision, the characters in How-
ards End are not entirely "prophetic". Whether as natural
or "fantastic" figures (only one or two fit into the latter
category in the novel), none of them wholly compasses the
symbolic role to which he/she is assigned. And worse, they
often degenerate into mere "flat" characters.
Personifying the realm of fact and materialism, lug-
gage and motorcars, the Wilcoxes (with the exception of Ruth)
are, like the Gradgrinds, types rather than individuals.
Henry, the most impressive of his clan, remains for the most
part a dry representation of the unemotional, hard-headed
businessman. (We only need to recall Mr. Wilcox's hay-
fever-~an arbitrary emblem of his obtuseness--to recognize
the thinness of Forster's conception.) Similarly, the shal-
lowly conceived Basts (in particular, Leonard, Helen's lov-
er) stand for the lower middle-class, victims of a society
torn between the two poles of artistic refinement and commerce.
43
ional depth.
Helen's affair with Leonard Bast is a notable instance.
It stems from her scorn for Mr. Wilcox's irresponsibility--
his thoughtless advice which indirectly renders Leonard
both jobless and penniless--and her determination to com-
pensate for the wrongs she assumes to have been perpetuated
by her class ("I was full of pity, and almost of revenge") .29
As Forster depicts the incident,
Helen loved the absolute. Leonard had been ruined
absolutely, and had appeared to her as a man apart,
isolated from the world. A real man, who cared for
adventure and beauty, who desired to live decently and
pay his way, who could have travelled more glorious-
ly through life than the Juggernaut car that was
crushing him. Memories of Evie's wedding had warped
her, the starched servants, the yards of uneaten food,
the rustle of overdressed women, motor-cars oozing
grease on the gravel, rubbish from a pretentious
band. She had tasted the lees of this on her arriv-
al; in the darkness, after failure, they intoxicated
her. She and the victim seemed alone in a world of
unreality, and sh~oloved him absolutely, perhaps
for half an hour.
The petty nature of the liaisonis unequivocally drawn.
And the final reference to its brevity wittily adds an ironic
touch to this generally romantic description and deflates
it from pathos to bathos. But in spite of such stylistic
virtuosity, and notwithstanding Forster's poetic language
which suits his metaphysical preoccupations, our conception
of Helen's actual involvement in the event remains blurred.
Evasive in tone, the passage indicates Helen's presence on
this occasion not so much as a figure, or even a caricature,
as a mere tool illustrating Forster's qualification of the
45
inner world.
Unlike Helen, Margaret is more of an individual .and
is the most vivid of the characters in Howards End. Through-
out the novel, she struggles to achieve personal integrity
by yoking the two sides of human life that are mutually de-
pendent. She emerges most impressively as a character of
"proportion" at the end of the novel where she accomplishes
the synthesis. More and more, she reveals the mysticism
which she shares with Ruth Wilcox; both women are receptive
to the literal and the "supernatural"--the improbabilities
or paradoxes of life which make human existence all the more
enriching. For all her moral consistency, however, Margaret
is not wholly adequate as a symbolic figure. Her deficiency
surfaces most clearly in her marriage with Mr. Wilcox which
F.R. Leavis regards as neither "credible" nor "acceptable".)1
Forster is so preoccupied with the implications of this re-
lationship that he neglects to develop it logically. The
day after Margaret receives her engagement ring, the narrator
informs us:
Margaret greeted her lord with peculiar tender-
ness on the morrow. Mature as he was, she might yet
be able to help him to the building of the rainbow
bridge that should connect the prose in us with the
passion. Without it we are meaningless fragments,
half monks, half beasts, unconnected arches that
have never joined into a man. with it love is born,
and alights on the highest curve, glowing against
the gray, sober against the fire. Happy the man who
sees from either aspect the glory of those outspread
wings. The roads of his soul lie clear, and he and
his friends 'shall find easy going.
It was hard going in the roads of Mr. Wilcox's
soul. From boyhood he had neglected them. 'I am
46
harmony and unity. At the same time, they are all "immortal"
figures; their creative spirit endures even after death.
Mrs. Wilcox's genius, for instance, helps Margaret discern
"a little more clearly than hitherto what a human being is,
and to what he may aspire. True relationships gleamed. Per-
haps the last word would be hope--hope even on this side
of the grave.,,33 And the night the Schlegel sisters re-un-
ite in Howards End fUlly attests to Ruth's cryptic, benef-
icent influence. The incident marks their growth in under-
standing and paves the way for their ultimate reconciliation
wi th the Wilcoxes. Thus Margaret informs Helen:
I feel that you and I and Henry are only fragments of
that woman's mind. She knows everything. She is
everything. She is the house, and the tree that
leans over it. People have their own deaths as well
as their own lives, and even if there is nothing be-
yond death we shall differ in our nothingness. I
cannot believe that knowledge such as hers will perish 34
with knowledge such as mine. She knew about realities.
Yet, Ruth fails to realize her great "prophetic"
potentiality to the full. As a symbolic figure, most recent
critics find her intolerable. Duke Maskell sardonically de-
scribes her character as "a blank space" inside a "schematic
outline": her "portentous symbolic role is justified by
nothing in her character" and "the things she says and does
go no further in explaining her importance than the things
said about her. ,,35 James McConkey, too, complains that she
is merely "a statement of the transcendent unity, but neither
a plausible human being nor a bearer of the true implication
of [the Forsterian] voice".3 6 He concludes that Ruth is "the
48
figure.
3·
If Forster's characters are on the whole uncon-
vincing because of their "flatness", except for some oc-
casions when their human qualities emerge--in Ruth's case,
especially--his plot-handling is equally artificial save
for a few episodes which evince Forster's architectonic
potential. An effective plot, Forster argues in Aspects,
demands tight organization--dexterity in leaving no "loose
ends"--and the essential "element of surprise or mystery"
which allows the novelist to control the reader. 42 Although
the action of Howards End is basically unified and engaging
in that Forster has, in the main, satisfied these criteria
--the Beethoven Fifth Symphony episode is illustrative of
Forster's skill in manipulating the plot--it remains defect-
ive. For the novelist indulges in a superficial "fantastic"
mode which, in plain terms, is his stress on illogical plot
twists. Howards End is replete with "mysteries"; however,
instead of elucidating his plot, Forster merely misleads.
The famous Beethoven's Fifth Symphony episode, which,
fortuitously or otherwise, constitutes the fifth chapter of
the novel, is a supreme case of Forster's refined craftsman-
ship and his "highly sensitive and active intelligence,,43
as a manipulator of events. 44 In terms of plot advancement,
the Schlegels' accidental meeting with Leonard Bast at the
concert marks the beginning of their dramatic relationship.
51
A PASSAGE TO INDIA
1.
A Passage to India is of a supreme literary stature.
It stands not only as a significant novel in the twentieth
century, but also as a great aesthetic monument in the whole
canon of English literature. Completed fourteen years after
the pUblication of Howards End, A Passage is more intricate
and profound than its immediate predecessor. Yet, the two
novels share a fundamental affinity in Forster's moral pre-
occupations. And in this sense, Howards End, the lesser
work, may be deemed a preparatory exercise for our reading
of the mature A Passage to India. Despite its dry schemat-
ism, Howards End represents an expansion of Forster's ontol-
ogical vision in its attempt to integrate human relation-
ships by synthesizing the inner and outer lives, rather than
merely emphasizing one at the expense of the other, the lat-
ter notion demonstrated chiefly by the early novels. Essent-
ially, A Passage succeeds where Howards End fails; the
former manages to convey cogently Forster's message of
universal brotherhood by integrating theme and technique.
The long lapse between the composition of Forster's last
two novels perhaps connotes the rigorous process that the
novelist underwent to attain full mastery of his art as well
6)-
64
tui tive_~nowledge
...
~~~~"",.,, , ..,----
of_ people, is hardly an ordinary person,
much less a characteristic westerner. But more strikingly,
the episode discloses Aziz's impetuosity, his erratic temp-
erament which, though creating no adverse effect on Mrs.
Moore's attitude towards him, does not in any sense strength-
en his position in his subsequent attempts to befriend
u\
other Anglo-Indians. \
This ambiguous tone is further intensified through
the mise-en-scene. As Reuben A. Brower observes, the mosque
itself delicately reveals "an ambivalence" Characteristic
of the novel's grand perspective on the feasibility "of
communication between Britons and Indians".? Here the
setting, discernibly more substantial and comprehensive
than the house in Howards End, exhibits not an optimistic
vision, but an insight into the dualistic nature of human
existence wherein opposites co-exist, contain each other--
light and darkness, mind and body, passion and intellect,
and likewise, good and evil:
The courtyard was paved with broken slabs. The cov-
ered part of the mosque was deeper than is usual; its
effect was that of an English parish church whose
side has been taken out. Where he sat, he looked
into three arcades whose darkness was illuminated by
a small hanging lamp and by the moon. The front--
in full moonlight--had the appearance of marble, and
the ninety-nine names of God on the frieze stood out
black, as the frieze stood out white against the sky.
The contest between this dualism and the contention
of shadows within pleased Aziz, and he tried to sym-
bolize the whole into some truth of religion and love.
72
2.
The profusion of scholarly exegeses that this
central event nas generated thoroughly attests to its rich-
ness and, consequently, Forster's consummate artistry. Like
the Beethoven episode in Howards End, the Marabar expedition
represents a sublime coalescence of substance and style.
Simultaneously dramatic and metaphorical, Forster's cons-
truction of the incident deftly expresses the awesomeness
of the adventure. And what is frequently recognized as the
novelist's primary defect--his inability to meld the real
and the sYmbolic--becomes irrelevant here: the momentous
excursion powerfully exemplifies a symbiosis of realism and
symbolism, of social comedy and poetic seriousness, a per-
fect conjunction not invariably achieved in Forster's pre-
vious novels.
To compare the respective comic sensibilities of
Forster and Jane Austen might appear a critiCal commonplace.
Yet, it is highly interesting and worthwhile to observe the
78
85- ,t
3.
The pessimism of the "Caves" is overWhelming, but
not terminal. The closing sequence of the section--the
trial--offers a gleam of light in an otherwise grim and
_disordered human world, thus making way for our sense of a
"yet possible hope for spiritual integrity"; the crux of the
92
4.
The verisimilitude of plot and setting is matched
by Forster's piquant characterization in A Passage to India.
By and large, the characters are full and vibrant, unlike
those in Howards End. Most of the major "fantastic" and
naturalistic figures perform their symbolic roles neatly.
On the whole, their interplay serves prophetically to repre-
sent the novelist's humanistic vision.
A Passage contains a multitude of characters split
into two camps: Indian and British. Most of these figures
are types distinguished by their mutual distrust because
of their cul tural differences. But their "flatness" does
not blur their individuality; they are broadly informed
with a creative energy which renders them vivacious and
engaging. Among the more notable minor Indian characters
are the Nawab Bahadur who disapproves of superstition but
nonetheless believes in ghosts, Hamidullah who wistfully
muses upon his happy days in Cambridge in contrast with
the tumultuous life in Chandrapore, and Mahmoud Ali whose
cynicism about the British climaxes in an outburst in ob-
105
112
113
61 Ibid ., p. 160.
62 Frank Kermode, "The One Orderly Product" in his
Puzzles and E i hanies: Essa s and Reviews 1 8-1 61 (Lon-
don: Routledge & Kegan Paul, 19 2), p. 85.
63Beer , liThe Undying Worm", p. 210.
64Forster, A Passage, p. 205.
65 Ibid ., pp. 281-282.
66 Ibid ., p. 280.
67 Ibid ., p. 284.
68 Ibid ., p. 286.
69Forster, "Salute to the Orient" in Abinger Harvest,
p. 291.
70 , A Passage, p. 269.
71Ibid., p. 38.
72crews, Perils of Humanism, p. 183.
73 p •N• Furbank, E.M. Forster: A Life (New York:
Harcourt Brace Jovanovich, 1977), 1.1, 90.
74Leavis, The Common Pursuit, p. 274.
75Brower, "The Twilight of the Double Vision", p. 197.
76Kettle, Introduction, p. 146.
77Forster, A Passage, p. 317.
78Kettle, Introduction, p. 142.
79 Ibid ., p. 142.
80Gertrude White, "A Passage to India: Analysis and
Revaluation", PMLA, LXVIII (September 1953), p. 654.
81 Ibid ., p. 654.
82 Ibid ., p. 655.
83Levine, Creation and Criticism, p. 188.
84Trilling, E.M. Forster, p. 147.
116
117
118
fiction.
BIBLIOGRA-PHY
Primary Source s
Forster, E.M. Abinger Harvest. Middlesex: Penguin, 1976.
--------. Aspects of the Novel. Middlesex: Pelican, 1970.
--------. The Collected Tales of E.M. Forster. New York:
Alfred A. Knopf, 1947.
--------. Howards End. Middlesex: Penguin, 1977.
--------. The Longest Journey. New York: Vintage, 1962.
--------. A Passage to India. Middlesex: Penguin, 1973.
--------. A Room with a View. Edited by Oliver Stally-
brass. Middlesex: Penguin, 1978.
--------.. Two Cheers for Democracy. Middlesex: .Penguin,
1976.
--------. Where Angels Fear to Tread. New York: Vintage,
1920.
Secondary Material
Allen, Glen O. "s truc ture, Symbol and Theme in A Passage
to India", PNJLA, LXX (1955), 934-954.
Arnold, Matthew. The Poems of Matthew Arnold. Edited by
Kenneth and Miriam Allott. London: Longman, 1965.
Booth, WaYne C. The Rhetoric of Fiction. Chicago: The
University of Chicago Press, 1961.
Bradbury, Malcolm, ed. Forster: A Collection of Critical
Essays. Englewood Cliffs: Prentice-Hall, 1966.
Brower, Reuben A. The Fields of Light. New York: Oxford
University Press, 1951.
Brown, E.K. Rhythm in the Novel. Lincoln: University of
Nebraska Press, 1950.
Cowley, Malcolm, ed. Writers at Work: the 'Paris Review'
120
121