Module 8 of Geotech
Module 8 of Geotech
Unit 8
SHEAR STRENGTH
OF SOIL
References:
Budhu, Muni. (2015). Soil Mechanics Fundamentals – Imperial version. John Wiley
& Sons, Ltd.
Das, B. M., & Sobhan, K. (2014). Principles of geotechnical engineering (8th ed.).
Stamford, Connecticut: Cengage Learning.
Dilation is a measure of the change in volume of a soil when the soil is distorted by
shearing.
The safety of any geotechnical structure is dependent on the strength of the soil; If
the soil fails, the structure founded on it can collapse. Understanding shear strength
is the basis to analyze soil stability problems like:
–lateral pressure on earth retaining structures
–slope stability and
–bearing capacity.
Slope failure
Compacted soil shows higher shearing resistance than the loose soil
We are going to summarize the important features of the responses of two groups of
uncemented soils—type I and type II—when subjected to a constant vertical
(normal) effective stress, σ’n and increasing shear strain, γzx.
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MODULE 8
Type I soils – loose sands, normally consolidated and lightly overconsolidated clays
(OCR< 2)
•There is a gradual increase in shear stresses as the shear strain increases (strain
hardens) until an approximately constant shear stress, which is called the critical
state shear stress (τcs) is attained.
•Compression is observed, that is, the soil became denser until a constant void ratio,
which is called critical ratio, ecs, is reached.
Response to shearing
Type II soils – dense sands and heavily overconsolidated clays (OCR > 2)
•There is a rapid increase in shear stress reaching a peak value, at low shear strains
and then show a decrease in shear stress with increasing shear strain (strain
softens) until the critical state shear stress is attained
•Compress initially, which is attributed to particle adjustment, and then expand, that
is, they become looser until critical void ratio is attained.
All soils reach the critical state shear stress (τcs) and critical void ratio (ecs),
irrespective of their initial state, at which continuous shearing occurs without
changes in shear stress and volume for a given normal effective stress.
The particles of some soils are cemented (chemically bonded). These soils possess
shear strength even when the normal effective stress is zero.
Analogy of the Coulomb’s failure criterion on a (a) box and on the (b) soil.
In terms of stresses, Coulomb’s law is expressed as:
In modeling the peak behavior, sliding, for the dense assembly, would be initiated on
an inclined plane rather than on horizontal plane (as shown in the figure below).
In real soils, the particles are randomly distributed and often irregular. Shearing of a
given volume of soil would cause impending slip of some particles to occur up the
plane while others occur down the plane. Shear failure of soil may be modeled
using the Coulomb’s frictional law:
where: τf is the shear stress when slip is initiated σ’ is the normal effective stress on
the slip plane φ’ is the friction angle α is the dilation angle.
The effect of dilation is to increase the shear strength of the soil and cause the
Coulomb’s failure envelope to be curved. Large normal effective stresses tend to
suppress dilation. At the critical state, the dilation angle is zero.
Taylor (1948) used an energy method to derive a simple soil model. The shear
strength of soils is due to friction and to interlocking of soil particles.
Taylor’s model can be applied at every stage of loading for soils that are
homogenous and deform under plane strain conditions similar to simp le shear.
This theory states that a material fails because of a critical combination of normal
stress and shear stress, and not from either maximum normal or shear stress alone.
The Mohr–Coulomb (MC) failure criterion is a limiting stress criterion, which requires
that stresses in the soil mass cannot lie within the shaded region.
3. The failure plane or slip plane is inclined at an angle θ f = 45° + (φ’f /2) to the plane
on which the major principal effective stress acts where the subscript f is replaced by
cs for critical state and by p for peak state.
4. The maximum shear stress, τmax = [(σ’1 - σ’3)/2] is not the failure shear stress.
5. Information on the deformation or the initial stress state of the soil is not included
in the interpretation of soil strength using the Mohr–Coulomb failure criterion.
The shear strength of a fine-grained soil under undrained condition is called the
undrained shear strength, su. We use the Tresca failure criterion—shear stress at
failure is one-half the principal stress difference—to interpret the undrained shear
strength. The undrained shear strength, s u, is the radius of the Mohr total stress
circle:
The shear strength under undrained loading depends only on the initial void ratio or
the initial water content. An increase in initial normal effective stress, sometimes
called confining pressure, causes a decrease in initial void ratio and a larger change
in excess porewater pressure when a soil is sheared under undrained condition.
τp
For peak condition in dilating soils: FS=
τ
τ cs
For critical state condition in all soils: FS=
τ
5. The friction angle at the critical state, φcs, is a fundamental soil parameter.
6. The friction angle at peak shear stress for dilating soils, φp, is not a fundamental
soil parameter but depends on the capacity of the soil to dilate.
Shear box.
Direct shear test is quick and inexpensive. Its shortcoming is that it fails the soil on a
designated plane which may not be the weakest one. It is used to determine the
shear strength of both cohesive as well as non-cohesive soils. ASTM D 3080 is the
standard reference for conducting the direct shear test. The actual direct shear
apparatus is shown in the figure below.
Normal force
σ ' =Normal effective stress=
Cross−sectional area of the specimen
2. The resisting shear stress for any shear displacement can be calculated as
Resisting shear force
τ =Shear stress=
Cross−sectional area of the specimen
x
3. Shear strain, γ=
ho
−y
4. Volumetric strain = ε v = where x = horizontal displacement, y = vertical
ho
displacement, ho = initial height of the sample.
V o G s ρw
5. Initial specific volume, ν o=
ms
V t G s ρw
6. Specific volume at any stage of the test, ν= where: V t =V o ± Ay
ms
Vo = volume of specimen at start of test
Vt = volume of specimen at any stage of test
Gs = specific gravity of soil solid
ρ = mass density of soil
ms = dry mass of soil
The typical results from a direct shear test is presented in the figures below. Data
are from the study of Engr. Emerzon Torres.
Direct shear test data of a riversand using three different effective normal stress
(13.63 kPa, 27.75 kPa, 83.25 kPa) at relative density of 90%.
The failure line for dry and saturated riversand, from undrained direct shear test.
Example:
Following are the results of four drained direct shear tests on an overconsolidated
clay:
Note that residual shear force is also the shear force at the critical state.
Determine the relationships for peak shear strength (τp) and the residual or critical
state strength (τcs).
Solution:
Area of the specimen (A) = (π/4)(50/1000)2 = 0.0019634 m2. Now the following table
can be prepared.
The variations of τp and τr with σ’ are plotted in the figure below. From the plots, we
find that
2. Triaxial test
The triaxial shear test was developed by Casagrande in an attempt to overcome
some of the serious disadvantages of the direct shear test.
The advantages of the triaxial test over direct shear test are the following:
1. Triaxial test is more versatile
2. Drainage can be well controlled
3. There is no rotation of the principal stresses like the direct shear test
4. Also the failure plane can occur anywhere.
The principal stresses acting on the soil specimen in a triaxial compression test.
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4. During shear, the major principal stress, σ 1 is equal to the applied axial stress (Δσ
= P/A) plus the chamber (confining) pressure, σ3.
5. The applied axial stress, σ 1 – σ3 is termed the “principal stress difference” or
sometimes the “deviatory stress”
6. The intermediate principal stress, σ 2 and the minor principal stress, σ 3 are
identical in the test, and are equal to the confining or chamber pressure.
3. Volume change
The triaxial load frame delivers the shearing force to the specimen.
The triaxial shear test is one of the most reliable methods available for determining
shear strength parameters. It is used widely for research and conventional testing.
In this test, a soil specimen about 36 mm (1.4 in.) in diameter and 76 mm (3 in.) long
generally is used. The specimen is encased by a thin rubber membrane and placed
inside a plastic cylindrical chamber that usually is filled with water or glycerine. The
specimen is subjected to a confining pressure by compression of the fuid in the
chamber, step 1. (Note: Air is sometimes used as a compression medium.) To cause
shear failure in the specimen, one must apply axial stress (sometimes called
deviator stress) through a vertical loading ram, step 2. This stress can be applied in
one of two ways:
1. Application of dead weights or hydraulic pressure in equal increments until the
specimen fails. (Axial deformation of the specimen resulting from the load applied
through the ram is measured by a dial gauge.)
2. Application of axial deformation at a constant rate by means of a geared or
hydraulic loading press. This is a strain-controlled test.
Stress paths from triaxial test are presented in a plot of deviatoric stress, q against
the mean effective principal stress, p’.
q=(σ 1−σ 2)
At failure, the maximum effective principal stress is σ ’1 = σ1= σ3 + Δσf where: Δσf is
the deviator stress at failure. The minimum effective principal stress is σ’ 3 = σ3.
The shear strength of clays at very large strains is referred to as residual shear
strength (or ultimate shear strength, critical state shear strength).
•Stage 2: Shearing phase. After complete dissipation of pore water pressure from
consolidation, the axial load is increased under undrained condition and the excess
pore water pressure is measured.
At failure:
Total major principal stress =σ1 = σ3 + Δσf
Total minor principal stress = σ3
Pore water pressure at failure = ud(failure) = AfΔσf
Effective major principal stress = σ1 −AfΔσf = σ’1
Effective minor principal stress = σ3 −AfΔσf = σ’3
Failure envelope for normally consolidated clay:
τ = σ tan Øcu -> Total stress failure envelope
τ = σ’ tan Ø -> Effective stress failure envelope
• At failure, σ3 = 0, and so σ1 = σ3 + Δ σf = Δ σf = qu
Example 2:
Determine:
a. Angle of friction, Ø’.
b. Angle θ that the failure plane makes with the major principal plane.
Solution:
For normally consolidated soil, the failure envelope equation is
τ f =σ ' tan φ ' (because c’ = 0)
For the triaxial test, the effective major and minor principal stresses at failure are
σ ' 1=σ 1=σ 3 + ( Δ σ d )f =140+104=244 kN /m2
And
2
σ ' 3=σ 3 =140 kN /m
Part a
The Mohr’s circle and the failure envelope are shown in the figure below. From the
equation for φ’
'
φ =17.46°
Part b
φ' 17.46 °
θ=45+ =45 °+ =53.73 °
2 2
Example 3:
Refer to Example 2.
a. Find the normal stress σ’ and the shear stress τf on the failure plane.
b. Determine the effective normal stress on the plane of maximum shear stress.
Solution
Part a
From the Mohr-Coulomb formulas:
244+140 244−140 kN
( σ ' n )f = 2
−
2
sin ( 17.46 ° )=176.36 2
m
And
244−140 2
τ f= cos ( 17.46 )=49.59 kN /m
2
Part b
244−140 2
τ max= =192 kN /m
2
8.10 Field tests determination of shear strength of soils
VANE SHEAR TEST (VST) The shear vane device consists of four thin metal blades
welded orthogonally (90°) to rod. The vane is pushed, usually from the bottom of a
borehole, to the desired depth. A torque is applied at a rate of 6° per minute by a
torque head device located above the soil surface and attached to the shear vane
rod.
The undrained shear strength from the VST is calculated from:
Where: T is the maximum torque, h is the height, d is the diameter of the vane.
Self-assessment:
1. Objective-type questions:
Answers:
b. critical
c. Dilation
d. critical state
e. Coulomb, Mohr-Coilomb, Tresca, Taylor
f. greater
g. Consolidated drained (CD), consolidated undrained (CU), unconsolidated
undrained (UU)
2. a. 23.58°
b. 183.30 kPa
c. 500 kPa
Activity
Part 1 – Problem solving
1. Following data are given for a direct shear test conducted on dry silty sand:
Specimen dimensions: diameter = 71 mm; height = 25 mm
Normal stress: 150 kN/m2
Shear force at failure: 276 N
a. Determine the angle of friction, Ø’.
b. For a normal stress of 200 kN/m2, what shear force is required to cause failure?
2. For a dry sand specimen in a direct shear test box, the following are given:
Size of specimen: 2.8 in. x 2.8 in. x 1.25 in. (height)
Angle of friction: 41°
Normal stress: 22 lb/in.2
Determine the shear force required to cause failure.
3. Refer to Figure 12.54. Shear strength parameters are needed for the design of a
foundation placed at a depth of 2 m in the silty sand layer. Soils collected from this
sand were compacted in the direct shear mold (diameter = 63.5 mm) at the same dry
unit weight as the field and subjected to four direct shear tests.
Results are as follows:
1. Which failure criterion is used to interpret the results from a direct shear test?
Why?
2. Which failure criterion is used to interpret triaxial test results for long-term loading
condition? What is basis for this criterion?
3. Why does a sample need to be saturated to interpret the results from triaxial
undrained tests?