Casework Practice Guide Final
Casework Practice Guide Final
June 2022
CONFIDENTIAL
CONTENT PAGE
Chapter 1 FOREWORD
Overview
A Introduction to the Practice Guide
B Purpose and Use of Practice Guide
2
CONFIDENTIAL
3
CONFIDENTIAL
4
FOREWORD
Family Service Centres are one of our key social service touchpoints in the community.
In working with families, knowledge and skills in assessing risk are indisputably core
to responding effectively to the wide ranging issues that vulnerable families present.
Effective casework practice does not rest solely on caseworkers but it does start with
critical thinking on the part of caseworkers working within a strong practice culture in
an agency. It starts with the agency stating practice guidelines and expectations in its
standard operating procedure (SOP) and protocols. This should include support for
the practitioner through a supervision structure. All these build the fundamentals for
competent and safe practice.
Like polyclinics where a consistent level of service is provided no matter which one
you visit, vulnerable families have a right to access a consistent skilled level of service
across all FSCs. The Family Service Centre - Code of Social Work Practice (FSC-
CSWP) Casework Practice Guide is one way to ensure consistency in casework
practice and delivery across various FSCs. As a key reference, the Casework Practice
Guide will provide practitioners with “concrete markers” of FSC casework practice.
I am thankful for the inputs from practitioners from across the various practice settings,
from the FSCs and the Master Practice Leaders for this guide. The collective practice
wisdom in these pages signals our efforts as a community to continue to do better for
the families we serve.
1
OVERVIEW
2 This guide starts off by outlining the considerations that the organisation needs
to put in place to support practice in the FSCs. It is recognised that structures and
organisational support are important components required to support good casework
practice by the SWPs. The Practice Guide then states the expected practice
standards of the SWPs in terms of their tasks, roles and responsibilities. It is focused
on the provision of direct services for clients and their family.
2
ACKNOWLEDGEMENT
We would like to extend our thanks and heartfelt appreciation to the following partners
and individuals who have contributed in some ways or other, to the development of
the Practice Guide.
1. @27 FSC
2. Ang Mo Kio FSC
3. AWWA FSC
4. Care Corner FSC (Admiralty)
5. Care Corner FSC (Queenstown)
6. Care Corner FSC (Tampines)
7. Care Corner FSC (Toa Payoh)
8. Care Corner FSC (Woodlands)
9. Cheng San FSC
10. Fei Yue Family Services at SSO @ Taman Jurong
11. Fei Yue FSC (Bukit Batok)
12. Fei Yue FSC (Champions Way)
13. Fei Yue FSC (Choa Chu Kang)
14. Fei Yue FSC (Yew Tee)
15. Hougang Sheng Hong FSC
16. Kampong Kapor FSC
17. Kreta Ayer Family Services at SSO@Kreta Ayer
18. Lakeside Family Service Centre (Jurong East)
19. Lakeside Family Service Centre (Jurong West)
20. Marine Parade FSC
21. MWS Covenant FSC (Hougang)
22. MWS Tampines FSC
23. MWS Yishun FSC
24. Pasir Ris FSC
25. PPIS FSC (East)
26. PPIS FSC (West)
27. Punggol FSC
28. REACH FSC
29. Rotary FSC
30. Sembawang FSC
31. Serangoon Moral FSC
32. Sengkang FSC
33. SINDA FSC
34. Singapore Children's Society FSC (Yishun)
35. South Central Community FSC
36. The SBL Vision FSC
37. THK FSC @ Bedok North
3
38. THK FSC @ Bukit Panjang
39. THK FSC @ Jurong
40. THK FSC @ MacPherson
41. THK FSC @ Tanjong Pagar
42. TRANS FSC (Bedok)
43. TRANS FSC (Bedok Reservoir)
44. TRANS FSC (Bukit Timah)
45. Viriya FSC
46. Whampoa FSC
47. Whispering Hearts FSC
1. Mr Benny Bong
2. Ms Choy Puay Wun
3. Dr Gilbert Fan Kam Tong
4. Ms Han Yah Yee
5. Ms Lee Yean Wun
6. Dr Vincent Ng
7. Mr Tony Ong
8. Ms Seah Kheng Yeow
9. Ms Tan Sze Wee
10. Mr Udhia Kumar
4
Chapter 2 WORKING IN AN ORGANISATION
2 The SWPs then conduct their practice in the context of the organisation’s
mission and in accordance to its policies, protocols and processes. It is important for
SWPs to be supported with supervision and consultation in their case practice in
particular when managing complex cases.
3 Organisations play a strong role in ensuring that the practice/ service they
provide to the clients they serve is safe and professionally accountable.
1
2 SOPs and guidelines are useful to provide guidance and support to SWPs in
their work with their clients, and these may cover the following areas:
• design of the workspace to ensure the workers’ and clients’ safety when
aggression breaks out in a workplace setting (please see segment J below);
• how cases are allocated, transferred and closed;
• how cases are to be managed, especially when there are multiple and complex
needs and/ or risk concerns;
• identifying and flagging cases where there are existing concerns of risk and
safety;
• managing cases with persistent system barriers;
• SWPs’ contacts and interactions with the clients, especially those with issues
of vulnerability;
• ensuring collaborative practice with other professionals and stakeholders; and
• documentation of work conducted by the SWPs and how these should be
managed and kept.
C Staff Recruitment
1 It cannot be denied that work in an FSC setting can be challenging as the SWPs
are expected to manage and deal with a myriad of human emotions, issues and
behaviours. Good human resource practices hence mean that staff selected have
relevant qualifications and are supported in building their required competencies/ skills
suited to the work. A good organisation will also ensure that the staff are provided
with support and guidance in the work they do.
2 Good organisations recognise that there are individuals who may choose to
enter into their organisations as a means of gaining access to the vulnerable persons
for their own purposes/ interest. Others may have the notion of wanting to do more to
help but may not have the right values, attitudes and perspectives for the role.
3 In selecting staff, these organisations will sieve out the right persons who best
match the requirements of the organisation/ job scope. Thus, apart from requiring
persons with the relevant qualification and experience, good organisations will select
staff with the right aptitude and attitude suited to working in the social service sector.
2
• Require the shortlisted individual to provide a self-declaration that he/ she is
free of criminal records and has not been subjected to a police investigation
before;
• Require the shortlisted individual to provide a self-declaration on their mental
health well-being and whether they are receiving services from a mental health
professional;
• Reference checks from previous employers that reflect the competency and
suitability of the shortlisted individual; and
• Interview that assesses the shortlisted individual’s views on working with
persons with vulnerabilities.
5 To ensure that SWPs recruited are able to meet the needs of the clients, good
agencies consider the following:
• SWPs managing complex cases (those with multiple needs and/or existing risk
concerns) are trained and have the requisite skills and competencies.
(Agencies may refer to frameworks such as the Skills Framework for Social
Service);
• All SWPs managing cases receive regular clinical and casework supervision;
and
• Client feedback channels are created and clients are made aware of them to
allow for ethical/ professional issues to be surfaced.
1 The following principles support the concept of safe case practice in the FSCs:
• Safety as a priority for both the client and the SWPs.
o Organisations provide leadership and build structures and systems, as
well as SOPs that will promote a culture of ensuring safety and provide
support/ guidelines to their staff.
o Organisations ensure that the client’s, members of the client’s family and
the worker’s safety are considered as they plan their work around the
client, particularly when there are concerns of violence and aggression.
• Practice is vulnerable-client centred, regardless of whom the primary client may
be.
o SWPs make efforts to see vulnerable clients (e.g. children, persons with
disability and the elderly) preferably face to face and that the interactions
between the vulnerable client and their caregivers are observed and
assessed.
3
o SWPs assess the vulnerable clients’ needs and level of care they are
receiving. This is ascertained through interactions that workers have
with them. Decisions on regularity of the interaction are based on the
nature of the person’s vulnerability and the risks they may be exposed
to (e.g. children who may be exposed to child protection concerns would
need to be seen minimally on a monthly basis).
o SWPs formulate holistic assessments and interventions in relation to the
needs and level of care received by the vulnerable clients, as well as the
wellbeing of their caregivers.
o Supervision and case reviews take into consideration vulnerable clients
and address their areas of needs.
• Assessments are evidence-based and holistic
o Assessments of the vulnerable client are corroborated by information
received from other professionals/ stakeholders and/ or other
observations the SWPs have made. It is not formulated based on self-
reports by the caregivers alone.
o Assessments are holistic biopsychosocial perspective of the clients and
the environment they are in.
2 For counselling cases, the SWP should engage in a discussion with their
supervisor on the need to involve and assess the vulnerable members in the family.
In the course of their counselling work with the individual or couple (e.g. marital
counselling), the clients may provide information that may be indicative of the risk or
concerns to the vulnerable members who may be living in the same household. This
may then raise the need to contact and assess the vulnerable persons.
E Managing Caseloads
1 Good agencies manage their workers’ caseloads well to ensure that workers
are not overwhelmed and burnt out such that they are unable to attend to the needs
of the clients. Caseloads of each SWP are managed, taking into consideration the
SWP’s experience, level of expertise, seniority level and competing demands that the
SWP has in the organisation.
2 These agencies take into consideration the case types and level of complexity
a case has in determining the number of cases that the SWP can manage effectively.
An SWP, for example, would have a challenge in having to manage should they have
more CSWP Group 4 cases.
4
Supervisor’s caseload
3 The Supervisor’s caseload is also managed well, taking into consideration the
competing demands they have in having to manage other programs (where relevant)
and a team of SWPs under their charge. These agencies are clear in acknowledging
the key role that Supervisors have in helping to build competencies and guide
casework practice of the SWPs. Where necessary, a low caseload is allocated to the
Supervisors to facilitate their other roles, as having high caseloads would undermine
the Supervisor’s ability to support and attend to their SWPs’ needs adequately.
There are different types of case reviews and this is discussed in further detail in Chap
3 Working with Individuals, Families and Communities.
2 Good organisations have in place a clear structure for supervision case reviews
which take into consideration the following:
• Flagging of cases with risk concerns and cases on FSC-CSWP Group 4;
• Frequency and structure of supervision case reviews based on FSC-CSWP
grouping and risk concerns; and
• Process of identifying cases for panel reviews i.e. case discussions which
involve various members of staff or other professionals, which should preferably
be multi-disciplinary (e.g. inclusion of other professionals involved in the case)
where possible.
5
2 These organisations foster a culture that supports a team approach towards
cases and consultative practice, where SWPs do not make key decisions in silo:
• SWPs recognise the importance of working in partnership with other
professionals, with clear open communication and sharing of key information
especially in relation to risk issues or other areas of needs faced by the client.
• SWPs recognise the need to work with various systems, both government and
non-government, in resolving the issues that their clients are faced with.
• SWPs are aware of the changing landscape and new services that emerge to
meet needs and broker those services for clients.
3 SWPs inform their clients, preferably from the onset, that in the course of
attending to the clients, SWPs would need to network with other relevant
professionals, who are involved with the clients and their family members. SWPs will
assure the clients that the collaborative practice is meant to ensure that the clients
receive a holistic and comprehensive service across the agencies (please see Chap
4 Practice Considerations should the client refuse to provide consent for the sharing
of information across agencies).
H Maintaining Confidentiality
1
SASW Code of Professional Ethics – A2c. Client Self Determination and Autonomy
Social Workers support clients’ self-determination and autonomy, except in situations where, in the
social worker’s professional judgement, the clients’ actions or potential actions pose a serious,
foreseeable or imminent risk to themselves or others.
6
2 SWPs should educate their clients on the SWP’s role and responsibility in
maintaining conditional confidentiality at the start of their engagement with the client.
When SWPs are faced with the first 2 scenarios listed above, they should discuss such
cases with their supervisors and assess the need for the cases to be brought to the
attention of the appropriate authorities, such as the police, where required.
2
Criminal Procedure Code Sec 424 – Duty to give information of certain matters
Every person aware of the commission of or the intention of any other person to commit any arrestable
offence punishable under Chap VI, VII, VIII, XII and XVI of the Penal Code (Cap 224) or under any of
the following sections of the Penal Code: Sec 161, 162, 163, 164, 170, 171, 211, 212, 216, 216A, 226,
270, 281, 285, 286, 382, 384, 385, 386, 387, 388, 389, 392, 393, 394, 395, 396, 397, 399, 400, 401,
402, 430A, 435, 436, 437, 438, 440, 449, 450, 451, 452, 453, 454, 455, 456, 457, 458, 459, 460, 489A,
489B, 489C, 489D and 506,
shall, in the absence of reasonable excuse, the burden of proving which shall lie upon the person so
aware, immediately give information to the officer in charge of the nearest police station or to a police
officer of the commission or intention.
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• For some cases, the SWP may be requested and guided by the Child Protective
Service (CPS) or Adult Protective Service (APS) to gather more information on
the concern raised. In gathering the information to the best of their ability, the
SWP should alert CPS or APS if they encounter any difficulties.
• For cases of sexual abuse, the SWP should NOT alert the perpetrator to the
sexual abuse allegation and interview/ confront the perpetrator on the sexual
abuse incidents. This is best left to the police to manage.
• For cases of child sexual abuse, the SWP should NOT alert the non-
perpetrator caregiver to the sexual abuse allegation unless the non-perpetrator
caregiver is the person who has stepped forward to seek help in relation to the
abuse as the non-perpetrator caregiver support towards the child and the child’s
allegation of sexual abuse is unknown. Some non-perpetrator caregivers may
pressure the child to withdraw the allegations and alert the perpetrators causing
them to flee. Alert either the CPS/ Police IMMEDIATELY (please refer to the
Manual on the Management of Child Abuse Cases in Singapore for more
details. You may contact CPS should you require a copy of this Manual).
3 The requirement for SWPs to lodge a report under CPC Sec 24 does not require
for an agreement by the victim or their family members. The consideration on what
constitutes as ‘reasonable excuse’ in CPC Sec 24 is dependent on the facts and
considerations of each case and determined by the Court. SWPs should alert the
clients on their professional responsibility in having to lodge a report with the
authorities whenever a disclosure of a serious crime is made. This should preferably
be informed to the clients at the start of the SWPs’ working relationship with the client,
rather than only at the point of time when the disclosure has been made.
4 Cases of sexual abuse can be complex. The need to report an offence to the
police is not dependent on the age of the victim or the number of years that has passed
since the incident occurred or the level of risks to the victim at present. Many sexual
abuse perpetrators move on to perpetrate against other victims and there may be other
victims that the SWP may not be aware of, who are still subjected to abuse by the
perpetrator. SWPs need to also recognise that the perpetrator has committed a
serious crime and need to be brought to justice (please refer to Chap 4 Practice
Considerations for more discussion on the issue).
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J Providing Organisational Safety
1 Good organisations ensure that the environment their SWPs work in are safe
in accordance to environmental standards set in place by relevant authorities (e.g. the
Singapore Civil Defence Force). In addition to this, the design of the workplace take
into consideration possible safety challenges that may be posed by clients with issues
of violence/ aggression.
2 In planning the design and layout of the reception areas and the counselling
rooms, which clients and members of the public have access to, the following are
considerations that help promote both the SWPs’ and the client’s safety:
• Have clear signs displayed indicating that violence against workers will not be
tolerated;
• Use subdued and low contrast wall colours and bright lighting;
• Ensure furniture and seating arrangement allows for the SWPs and/ or clients
to escape easily should violence occur;
• Consideration to install alarms and CCTVs in the interview rooms; and
• Ensure all equipment and stationery etc., that could potentially be used as a
weapon, is safely secured or kept away.
3 Good organisations are prepared that for incidents of violence in their agency.
They ensure that their SWPs are trained on how to manage situations where violence
is imminent or has broken out.
4 In order to ensure that all the professionals in the agency are prepared for the
eventuality of a violent incident breaking out, the agency will undertake the following:
• Develop risk management plans and procedures, which is reviewed regularly;
• Conduct table top exercises and drills;
• Have roles assigned to staff in responding to alarms/ violent incidents;
• Conduct debriefing sessions subsequent to a violent incident to identify learning
points; and
• Train staff on the steps to take.
9
5 The risk of violence occurring is more likely when SWPs are working with clients
with a history of violence, mental health issues, anger management issues, poor
impulse control, personality disorders or those who misuse drugs and alcohol. SWPs
should be prepared that violence may occur even when there was no prior history of
it by a particular client. SWPs should always be alert and respond appropriately to
minimise chances of escalation.
6 The following are good practices for SWPs to reduce possibility of harm to
them.
For external visits (please see Chap 4 Practice Consideration on making home visits
for more information):
• Plan visits/ meetings in advance and arrange for it to take place in the day time
(where possible).
• Ask for information from other agencies/ professionals working with the client,
who may be aware of any possible risks that the client may pose.
10
• Assess if it is safe to perform a lone visit or if the SWP needs to be accompanied
by a colleague.
• Call client prior to making the visit to assess their state of mind.
• Inform colleagues/ supervisor about the visit and how long the visit is expected
to take. Arrange for a call from a colleague if the visit takes longer than
expected.
• Wear comfortable clothes and shoes that allow for easy movement and avoid
wearing jewellery, scarves, etc. that could be grabbed and prevent a quick
escape.
• Scan the environment before entering the home, and do not enter should there
be concerns about safety (e.g. if client is of opposite gender and is alone).
• Do not allow the main door to be locked and be seated close to the door.
• SWP’s mobile phone should be switched on and on hand at all times.
• Be alert and observant of the environment and behaviours of those present in
the home.
• End the visit and leave if the client is noted to become agitated/ irritated.
11
K Conducting Process Reviews
2 Some of the guiding questions the organisation may wish to think about whilst
conducting the review are:
• What are the lessons that could be learnt?
• Was there a lapse on the part of the agency, the individual SWP or both, that
could have contributed to the incident? Were there other contributing factors?
• What were the issues in the agency that could have contributed to the incident,
if any? (e.g. manpower, caseload, lack of supervision etc.).
• What were the practice issues that could have contributed to the incident, if
any? (e.g. not attending to risk concerns, not maintaining contacts with the
vulnerable members etc.).
• For issues attributable to the agency, what were the improvements that could
be developed in relation to the SOPs and structures within the agency to
prevent or minimise the possibility of a recurrence of such incidences in future?
• For issues that are attributable to the individual SWP’s competency, what is the
support that SWP needs to build their practice competency?
3 Depending on the findings from the review, certain changes may need to be
made to the SOPs in relation to how cases are managed or new systems and
structures may need to be introduced. Organisations may consider engaging the
assistance of independent assessors to help them in reviewing their policies and SOPs
to tighten areas which has led to the serious incident.
4 In the course of the process review, the organisation may identify practice
lapses on either the part of the organisation or the SWP, or both that could have led
to the serious incident.
12
5 Practice lapses are considered to have happened when certain decisions made
or actions taken by the SWP and/ or organisation, intentionally or unintentionally, led
to negative consequences or a serious incident in the case. Examples of such
decisions/ actions include:
i) Closing a case despite the knowledge of existing/ impending risks in the case
which is not being attended to by any other agency.
ii) Not ensuring sight and interaction of vulnerable members in the family despite
knowledge of existing/ impending risks towards them.
iii) Not attending to crises occurring in the family that are placing the members at
harm, despite knowledge of such crises.
iv) Not attending to risks that exist in the family that could potentially pose serious
harm to the family members, despite knowledge of such risks.
v) Not guiding the family members towards options of safety despite knowledge
of harm happening towards them.
vi) Not guiding SWP on safety options despite knowledge of potential harm by the
client towards them.
vii) Not providing supervisory support to the SWP when they are managing
complex cases or cases with risk concerns, such that they were left unguided.
viii) Failing to report a serious offence despite knowledge of it having taken place.
(this list is not exhaustive)
6 Good organisations have policies and SOPs on how practice lapses will be
managed in the organisation and these are made known to staff from the start of their
employment with the organisation.
13
8 Practice lapses are attributable to the SWP when:
• staff did not abide by the SOPs, codes of conduct and ethics set by the
organisation or the protocols and requirements as spelled out by the relevant
authorities or governing bodies in relation to managing cases and clients;
• staff did not follow through the case plans, especially in ensuring safety of the
clients and vulnerable members of the family;
• staff did not attend to existing risk issues or safety concerns in the family despite
being aware of it (e.g. being aware that a child is being abused in a family and
not taking any actions such that the child is subjected to ongoing abuse); or
• staff intentionally conceals information or fabricates information/ case notes.
10 Human error is the most common lapse observed in any organisation. The
response to human error is in supporting the individual and enhancing SWP’s ability
on the specific area identified as well as in strengthening the organisation’s protocols.
14
11 The following are possible actions that can be taken depending on the nature of
the practice lapse that has taken place:
• staff is sent for additional relevant training.
• staff receives intensive supervision and guidance on the other cases they are
managing.
• staff is suspended from taking on new cases while receiving further training and
additional supervision.
• staff is transferred to another area of work that is not related to casework (this
could be a temporary measure whilst investigation is ongoing).
• staff is suspended from duty (this could be a temporary measure whilst
investigation is ongoing).
• staff is terminated from service (where there is serious behaviour concern and
the suitability and ability of the staff to carry out the SWP role is in question)
• a police report is lodged (where an offence has taken place).
12 The organisation should provide staff with a fair opportunity to appeal against
findings that were made about their casework practice and provide appropriate
channels that the staff could to turn to, should they disagree with the findings from the
review or the way in which the review was conducted.
15
NOTES
Chapter 3 WORKING WITH INDIVIDUALS, FAMILIES AND COMMUNITIES
A Overview
w
1 This segment outlines the fundamentals in the practice, processes, roles and
responsibilities from the point an FSC engages in working with the individual and/ or
family to the point of termination.
Stage 1: Intake
2 Intake is the first stage of the FSC’s service process. It is the entry point where
the FSC determines whether the referral can be appropriately matched to the
resources and competencies available in the FSC.
3 Information of the client/ family can be received either through a referral from
other professionals or self-referral from the family. Information gathered are then used
to make decisions on the type of response required.
1
5 The intake stage also allows for the FSC to clarify the expectations and services
of the FSC and the roles of SWPs in relation to the concerns presented by the clients.
IMPORTANT TO NOTE
SWPs should at this stage, where appropriate, share with the clients on the limits
of the FSC in relation to conditional confidentiality (Please see Chapter 2 Working
in an Organisation) and the role of the FSC in networking with other professionals
and agencies (both government and non-government) in order to ensure the best
service for the clients. SWPs could also highlight their role in working with both the
client and the client’s family members, including the children and other vulnerable
adults, to better understand the context of the client’s needs and support the family
in working towards their agreed goals.
2
o Does client/ family require assistance in relation to their intra-psychic and/
or social functioning?
o Are there ongoing or past risk and needs with the client/ family that require
attending to?
o ls client/ family facing issues with any systems barriers1?
o Does client/ family require assistance in systems advocacy (e.g.
housing)?
o Are there longer-term services and support that the client/ family need that
cannot be met within the intake time frame?
8 Some of the client's needs, can be met through the services provided at intake.
For such clients, the intake need not be promoted to a case. Some scenarios for this
could include:
• Clients who require a referral to other services (e.g. employment link up).
• Clients who need to be redirected to other agencies as the FSC may not have
the specialised skill to address their issue. FSCs should then facilitate a link-up
to the relevant help agencies.
1
Examples of this may be cases that were rejected by government agencies in spite of professional
intervention by social work practitioners.
3
Work tasks, roles and forms in intake assessment
4
Tasks Role Forms and Tools
2
documents for an intake assessment.
IW to enquire on issues faced with
systems (if any) and the current impact
on the client.
2
SWPs should cross reference the information provided by the client against official data available (e.g.
marriage records etc.) to ensure its accuracy.
5
Tasks Role Forms and Tools
Protective Service to alert them to the
concerns of the case.
6
Tasks Role Forms and Tools
client on the reason for the referral
and provide any information and
clarification required. Get the
client’s consent/ agreement for the
case to be referred;
• Discuss with the agency receiving
the case on the referral and share
pertinent information on the case
(especially risk concerns and
needs) and conduct a joint case
discussion with the client present
(where possible);
• For cases that can be attended to
within intake, with no further need
for follow up - discuss with the client
the services that have been
rendered and provide needed
information or links for other future
support.
Note: All the processes conducted at Intake should be documented. This include
discussions with the Supervisors on the work to be conducted.
7
Workflow of intake assessment
IW acknowledges
Intake IW receives IW conducts
referral and engages
Process an intake Intake Assessment
client
Indication of immediate
Yes risk? No
To open case?
Yes No
Intake closed
8
Stage 2: Case Assessment
IMPORTANT TO NOTE
Assessments are reviewed when there is new information about the clients,
changes occurring to the client or their family and/ or occurrence of a crisis or critical
incident. Reviews could also take place at specific junctures of the case process
and this may have been pre-agreed on with the client e.g. at 6 months after the case
is first known to the FSC.
9
13 There are various professional skills that SWPs could use to engage and
intervene to help clients. Utilising these skills appropriately and confidently enables
SWPs to progress successfully through the different stages and provide assistance to
the clients.
14 SWPs utilise their practice wisdom and theoretical knowledge to develop in-
depth knowledge, awareness and understanding of the case. They require a sound
and updated theoretical base to guide their work with clients. The knowledge provided
by theories and research help SWPs understand individuals and their interactions with
other people and the environment. A comprehensive theoretical base also helps
SWPs to recognise issues, events, behaviours and responses surrounding humans
and their environment.
10
• Planning and What might be done to bring about change or
Intervention : relief.
11
• Strengths Theories Humans have much strength and
resources within themselves or in their
environment to deal with problems.
18 The principles stem from theoretical practice approaches that support the
practice of social work. Social work recognises the complexity of interactions between
human beings and their environment, and the possibility of people being both affected
by and influencing the multiple psychosocial factors acting upon them.
12
• Intrapersonal interactions
o The responses and exchanges within the emotional, physiological,
cognitive and intra-psychic domains of an individual.
• Interpersonal interactions
o This refers to exchanges and communication between two or more
individuals in the environment. The types, duration, intensity and quality
of relationships are evident in these interactions.
• Inter-systems interactions
o This refers to exchanges between two or more social entities in the
environment. The various systems can be understood from
Bronfenbrenner’s (1979) concepts of Microsystem, Mesosystem,
Exosystem, Macrosystem and Chronosystem.
− Microsystem : This refers to the individual's most immediate
environment and interactions within personal relationships.
− Mesosystem : This refers to the interactions between the
individual's Microsystems.
− Exosystem : This refers to linkages between 2 or more systems,
in which the individual is not directly involved in, but is indirectly
affected.
− Macrosystem : The larger systems (e.g. the political, cultural,
economic, social forces) that have a significant impact on the
individuals’ and family’s functioning.
− Chronosystem : This refers to the change and constancy in the
individual’s environment (e.g. changes in family structure, societal
changes etc.).
• The Person-Environment-Fit
o This perspective seeks to understand the individual and their behaviour
within the environment that they are in. The individual’s behaviours and
responses are viewed and understood taking into consideration the
different environmental context the individual is in. This environment
includes the familial, social, spiritual, physical, political and economic
conditions.
o The individual is the main focus in this person-environment-fit perspective.
Attention is paid to how the individual is sustained within their
environment, as well as the influence and reciprocal impact between the
person and the social environment.
13
Essential features in BPSS assessment
20 As SWPs conduct the BPSS assessment, they would need to utilise their skills,
knowledge and practice wisdom to understand the client’s presenting issues through
the interactions of the intrapersonal, interpersonal and environmental systems. The
client is looked at from the perspective of eight domains:
• Physical • Cognitive
i. Physiological issues i. Stages of cognitive development
ii. Life Cycle stages ii. Decision making
iii. Physical disability iii. Problem solving
iv. Health issues
• Cultural • Resources
i. Values and beliefs i. Employment
ii. Habits and traditions ii. Financial
iii. Housing/ accommodation
iv. Education
v. Literacy
21 SWPs consider the various systems surrounding the individual client and their
environment to ascertain the issues and concerns. The use of tools such as
genograms, eco-maps and timelines of the client and his/ her family is helpful for this
purpose. SWP then utilises the three lenses of risks, needs and strength to assess
the client further.
22 The BPSS assessment will help SWPs to arrive at an analysis, hypothesis and
an intervention plan for the presenting concerns. SWPs describe the identified
concern by offering explanations, identifying connections, stating theoretical and
conceptual analysis, highlighting patterns and themes to establish a better
understanding of the clients and their situation. The causal factors contributing to the
concerns and needs are identified while protective factors are evaluated.
14
23 SWPs also assess the impact of an absence of intervention, should the
concern or area of need remain.
IMPORTANT TO NOTE
In the process of conducting assessments, SWPs state the basis of their assessment
to ensure that it is evidence based and not coloured by personal biases and values.
Assessments are formulated based on information provided by various members of
the family, as well as other professionals and stakeholders involved with the family,
where necessary and as best as possible, and not on self-reports by the main client
alone. This would ensure a more holistic and comprehensive assessment.
24 The BPSS framework enables SWPs to consider various aspects of the client’s
and their family’s functioning across various domains. The table below encapsulate
the various areas to consider:
Individual Family System and Social
Environment
Bio • Basic physiological needs • Inter-relational impact between
(food, clothing, shelter) an individual’s physical/ bio
needs and their social
• Medical needs
environment, on the family’s
• Ability to conduct Activities stability
of daily living (ADL)
e.g. a family member’s
retrenchment (i.e. the social
environment) would have an
impact on the ability of the
individual/ family to meet the
medical needs of another
member of the family.
• Inter-relational impact of a
family’s relationships with
systems (both formal and
informal), on the family and
individual’s physiological needs
e.g. a family having a good
support system from their
extended family would see
positive impacts in terms of
how the family functions as it
15
Individual Family System and Social
Environment
enables them to receive
support.
16
Individual Family System and Social
Environment
e.g. the family’s close ties with
the grass-root agencies has an
impact on their social
connectedness with their
neighbours and community
17
Individual Family System and Social
Environment
• Criminal Behaviours e.g. a father’s frequent suicidal
• Other Risk Taking ideation and attempts have an
Behaviours impact on his children’s sense
of security and stability.
− lmpact of the individual’s
risk behaviours on their • lmpact of the family’s
safety and functioning involvement and relationships
− Assessment of with systems (formal and
underlying causal factors informal) in addressing the risk
contributing to the risk behaviours.
behaviours and potential • lmpact of the system’s support
triggers and help on the family’s
− Assessment of the functioning
individual’s receipt of e.g. the psychological and
help services and how emotional toll that a family
this is impacting on them
faces in having to manage
and their functioning
suicide threats and attempts by
a family member; and the
impact of having to ensure that
the family member receive
medical help, on their family
dynamics and functioning.
18
19
20
Completing the Family and Adult Support Tool (FAST)
29 This same information when seen at an agency level, can also help provide
information such as an assessment on the family's progress over time, and the total
intensity and complexity of current family needs the SWP is managing. This would
allow Supervisors to match the case to the appropriate SWP, while taking into
consideration the SWP’s workload. At the systems level, as stakeholders become
more familiar with using this data to manage systems and understand performance,
they are better able to identify ways in which the system can improve the dissemination
and use of effective practices. Agencies could also use the system to track the types
of cases they manage and the intensity of such cases over time.
Rating FAST
30 SWPs rate the items on FAST based on their assessments of the case, guided
by the definitions in the FAST User Guide. Attention should be paid to items that are
actionable (ratings of either 2 or 3) with priority given to Safety Concern and Risk
Behaviour items (items 1-12 in the FAST tool).
21
IMPORTANT TO NOTE
Other items in the FAST can have an influence on the Safety Concern and Risk
Behaviour items, which would then escalate risks/ safety concerns to members of the
family. Alertness on Safety Concern and Risk Behaviour items has to be maintained
even though the items have been given a rating of 1, and SWPs could consider
interventions that would help maintain the safety of the client and/ or other family
members.
Example: Although the rating of the child abuse item is 1, certain needs items such as
parents/ caregivers stress, family conflict and financial resources, which have ratings
of 2 or 3, can cause an escalation of concerns on the child’s safety. SWPs could
develop interventions that help support the safety of the child in the household.
31 Most areas assessed within the BPSS framework can be mapped directly onto
the FAST tool. Where BPSS provides a framework of assessing families holistically,
FAST then guides the SWP in thinking about the severity of the issue affecting the
family.
Example: SWP identifies through the BPSS framework that an elderly was
experiencing abuse by his children and that the family communication patterns and
existing conflicts was contributing to this abuse. SWP then utilises the FAST tool and
provides ratings for the level at which the elderly is subjected to the abuse, the level
of family conflict and the family communication. This then guides the intervention that
needs to be put in place.
22
Workflow of Case Assessment
Items rated a 1 Needs items rated a 2 or 3 Safety and risk items rated
a 2 or 3
23
Work Tasks, Role, Forms and Tools of Case Assessment
24
Tasks Role Forms and Tools
6. Supervisor/ Centre Manager/ ED Supervisor/ ED
endorses the assessment.
25
Stage 3: Case Planning
32 The Case Plan guides SWPs on the intervention to be delivered to the clients
in a coordinated and professional manner. It outlines how SWPs respond to the
factors identified through the assessment conducted.
33 Case Planning ensures that intervention does not happen in an unplanned way,
without purpose or direction as this could result in an inappropriate, ineffective or
inefficient intervention.
34 One of the key focus in Case Planning is to identify whether the factors
assessed earlier need to be controlled, changed or a combination of both. ‘Control’
based objectives are meant to support and direct clients to operate within social
expectations and boundaries; while ‘change’ based objectives are meant to educate
and support clients in understanding their choices and the resultant consequences, so
as to help the client develop insight and create change. (Based on Taft & Robinson’s
concept of boundaries of stability).
IMPORTANT NOTE
SWPs can use their therapeutic relationship with the clients to effect either the change
based or control based objectives. The control based objectives should not be seen
as being in conflict with the therapeutic relationship that SWPs have already
developed with the client. Instead, SWPs can use their therapeutic relationship to
challenge the client’s thinking and move the client towards a more acceptable way of
behaving.
Example: A mother uses harsh methods of punishment on her young child. The SWP
can use the therapeutic relationship she has with the mother, to challenge the mother’s
views of using such methods, highlighting the impact of such methods of punishment
on the child and direct the mother towards using more acceptable modes of parenting.
35 After all the concerns have been identified in the assessment stage, SWPs
would prioritise which concerns would require more immediate attention and
intervention vis a vis the other concerns identified.
36 The rating of items in FAST could guide SWPs in this. Actionable items in FAST
are items that have been rated either a “2” or a “3”. This indicate to SWPs the need
to formulate intervention plans for these items. Risk Behaviour or Safety Concern
26
items which are actionable should be prioritised as they impact on the safety of the
client/ vulnerable family members or others around them.
IMPORTANT TO NOTE
Items that are assessed to be impacting/ contributing to the Risk Behaviour/ Safety
Concern items are paid attention to with interventions formulated, although the Risk
Behaviour/ Safety Concern items may be at a rating of “1”. Such items may cause the
Risk Behaviour/ Safety Concern items to escalate in rating should they not be attended
to. SWP could also identify areas of concern that need to be prioritised based on the
risk assessment BPSS assessments that was earlier conducted.
37 SWPs would craft intervention plans utilising both control and change
objectives (where relevant) with the aim of reducing the ratings of the Risk Behaviour
or Safety Concern items, or the rating of other items that are contributing to risk. The
intervention plans could be developed in collaboration with other professionals working
with the family, where available and relevant, outlining the different roles of each of
the professionals in the family. This helps SWPs to share the responsibility of
safeguarding the vulnerable members and manage risk across agencies/
professionals.
Example: The rating of the elder abuse item is 1. However, SWP noted that the
caregiver stress and financial stress in the family is either a 2 or a 3 and these are
areas which may potentially impact on the care of the elderly in the household. The
SWP should ensure interventions on these areas as a means of safeguarding the elder
member of the family.
39 In developing the case plans, consults with the Supervisor should be held to
ensure that the identified strategies are robust and targeted to the needs of the client.
27
IMPORTANT TO NOTE
Case management practice in the FSC is family focused and vulnerable person-
centric (e.g. elderly, persons with disability and children). Where possible, build
rapport with all members of the family as this may surface differing perspectives and
resources. Children, persons with disability and the elderly may often not be given a
voice in goal setting and intervention. However, they are the most vulnerable
members in a family and need to be safeguarded. Goals and interventions for the
family are developed taking into consideration the vulnerable members’ needs.
28
o Functionality/ dysfunctionality of the understanding and enactment of self
upon the social environment and social interactions within this
environment;
o How the individual’s perception and construction of self-impact their
relationship with significant people and systems in their life; and
o Understanding of and motivation for change.
42 A decision matrix in deciding the method of practice based on the Case Need
and intervention type is as follows:
43 In cases with risk concerns, risks need to be managed and be stabilised first
through non-therapeutic interventions. Further intervention in terms of therapeutic
casework intervention could then follow through until the intra-psychic and inter-
personal needs are more stabilised.
29
iii. Collaborating with client and family as partners
45 The client and family are the SWPs’ partners in creating change. Case plans
are therefore developed collaboratively with the client and family.
46 In the process of deliberating on the strategies, tasks and roles, SWPs should
not impose their personal views on the family. SWPs try to understand why the clients
might not be ready to work on certain areas and pace with the client on the necessary
change. SWPs also try to expand clients’ worldviews and understanding of their
current circumstances, so that they might arrive at a point where they would be more
willing to work on the priority areas of needs.
IMPORTANT TO NOTE
In situations where the family’s safety or well-being of any vulnerable person may be
at risk, the SWP should be mindful of control objectives and to assert direction and
action that may over-rule the client’s self-determination. This may mean the need to
involve the relevant authorities and protective services to ensure the safety of the
persons involved where required.
Example: An elderly infirmed man is in need of immediate medical attention.
However, his adult children have been neglecting his needs and have refused for him
to be attended to medically, believing that he is exaggerating his symptoms. They
were also unwilling to help the man as he had not been a good father to them
previously. The SWP processes with the children their anger towards their father and
how this is impacting on his care and welfare, as part of the change intervention.
However, as a priority, SWP would need to attend to the man’s safety and alert the
authorities for his medical needs to be attended to urgently, failing which his life may
be in danger.
30
49 However, for Group 3 and 4 clients, there may be an additional co-worker or a
more senior SWP to partner in the intervention, especially when the SWP is a junior
staff.
52 SWPs should check in with their Supervisors during case discussions to assess
the suitability of the case having a lower intensity of contacts after a course of
intervention has been provided. Certain cases may require the intensity to be
maintained for a longer period, depending on the issues to be addressed. For
example, a case with multiple needs issues involving multiple systems, may require
the SWP to maintain contacts with the family twice monthly for a longer period
although the CSWP categorisation for the case is at Group 3.
53 SWPs should also discuss with their Supervisors on the type of contacts that
should be made – whether these should be face to face or whether phone calls would
suffice. There should be clear justification on when phone calls should suffice. As a
guide, SWPs should ensure face to face contact for cases with existing safety and risk
concerns, cases involving vulnerable members in the household, cases with recent
incidents of crises and cases that are new to the agency.
IMPORTANT TO NOTE
The intensity of contacts with the clients should be increased when crisis occurs in the
family, or when there are escalating concerns, regardless of the CSWP Grouping of
the case. The BPSS and FAST is then reviewed as soon as possible to assess the
changes in ratings to the relevant items and review the case plans to address the new
concerns/ escalating concerns/ concerns that has led to the crisis.
31
viii. Working with systems and partners
54 SWPs hold a person-in-environment perspective to better identify potential
partners that can play a part in their case planning. Hence, building a positive working
relationship with the key systems and partners involved in the case is essential.
IMPORTANT TO NOTE
Cases, especially those with higher complexity of needs (CSWP Groups 3 and 4) or
where Safety Concern items/ Risk behaviour items are rated as actionable, require the
involvement of multiple systems. SWPs would then conduct coordinated case
management alongside other professionals from other agencies involved in the case.
Tapping on the knowledge, skills and networks of other partners is helpful to reduce the
likelihood of cases falling through the cracks. Therefore, clarity of roles across the
different systems and professionals, ongoing communication and regular updates to
partners to review and track progress of the case are crucial.
55 SWPs could:
• Touch base with relevant agencies that have served the client, regardless of
how minimal their involvement might have been, once aware of their existence.
This will reduce the likelihood of important information being omitted.
• Utilise common risk and needs assessment tools in discussing these cases
(e.g. Child Abuse Reporting Guide (CARG), Vulnerable Adult Risk Assessment
Guide (VARAG) and the FAST).
Example: A client has been sharing on how she has been impacted by her family’s
treatment towards her. She has been feeling down and this was compounded by the
numerous quarrels she has been having with her husband about the family’s finances
and the care of their children. She has shared with the worker her plans to withdraw
from everyone and find solitude. The SWP has concerns that the client’s emotional
state may place her in danger of harming herself as she had a history of having been
hospitalised for self-harm previously and is known to the hospital’s Medical Social
Worker (MSW). The SWP should engage and work with both the MSW and the School
Counsellor in ensuring that the welfare of the client as well as the vulnerable member
in the household (i.e. the child) is safeguarded. The SWP should hold regular
discussions with these other professionals, clarify on their respective roles, plans of
action and indicate issues that would require sharing across the professionals.
32
Work Tasks, Role and Forms of Case Planning
33
Workflow of Case Planning
34
Stage 4: Management and review of Case Plans
56 Case plans are managed and reviewed to ensure that it is implemented and
followed through. Proper management of a case plan ensures service accountability
towards the clients, government and the community.
57 In managing the case plans, SWP tracks the progress of the case and how the
intervention plan is impacting on the family in moving towards the intended outcome.
Reviewing the case plan helps determine whether intervention outcomes of the case
plan have been achieved appropriately, effectively and efficiently. It allows the case
managers to review the effectiveness of the implementation of the case management
plan. This will mean making possible and necessary changes to the case plan due to
the new information or changes.
58 SWPs review risk concerns, complex case needs and case plans in consultation
with other agencies involved in the case, whilst monitoring the risks and needs of their
client.
IMPORTANT TO NOTE
CSWP classifications of Group 2 or 3 does not indicate that a case has no risk
concerns or that the risk concerns will be stagnate. Risk factors can be dynamic and
changes within the family could lead to concerns as interventions are being provided.
Families with multiple needs may also experience escalating risks as the needs impact
on the underlying risk and safety concerns. For example, a family who had
experienced issues of child abuse previously are at risk of this issue surfacing again,
should the family be facing high stress levels in terms of employment, finances etc.
Having the case review scheduled as part of case management is essential and the
SWP takes active initiative to keep track of their cases and keep their Supervisors
involved in the process. All case reviews and discussions conducted are recorded in
the client’s case files, regardless of whether these were conducted formally or
informally. This ensures that SWPs are able to track the decisions being made and
that other SWPs and Supervisors are able to follow through these decisions should
the original SWP not be present or is no longer serving the agency.
35
• a new case plan;
• re-assessment to be conducted if there are changes to the case situation;
• a new strategy is required should the clients not be in agreement with the case
plan;
• case require a transfer to other specialist agencies;
• case to proceed to the case monitoring stage to ensure sustainability of the
case plan; or
• case is to be closed as
o goals have been achieved
o significant progress towards goals and objectives have been achieved
SWPs review their earlier assessments on the BPSS and the ratings of the
items on FAST, paying close attention to items that are contributing to the
crisis the family has experienced or that has changed as a result of the crisis.
SWPs then review the case plans to address this. Priorities may also have
shifted from the initial case plans. Earlier active case plans may become
inactive.
Example: Initial case plan was to support the father in maintaining stable
employment. However, a crisis occurred when the father met with an accident
and the family has to now cope with the loss of a breadwinner. Case plans
will now have to shift in focussing to support the family in their grief and
providing them with the necessary financial support, while assessing the ability
of the mother to take on the breadwinner role for the family.
36
iii. Supervisory case reviews
These are case reviews where SWPs check in regularly with their Supervisors
either formally or informally. It allows for the SWP to update the Supervisor
on the progress of the case and seek inputs on some actions that need to be
taken. This ensures that SWPs are not working in silo, ensuring support to
SWPs and providing shared responsibility on decisions made. An added
advantage is the sharing of knowledge and expertise in addressing issues
being faced by the family.
Cases that are of higher risk and needs are reviewed at a greater frequency.
To facilitate this, SWPs and their Supervisors could flag their cases to allow
for easy retrieval and monitoring of cases with greater concerns (e.g. family
violence, suicide etc.). Decisions made during such discussions should be
recorded and filed in the case file.
61 Agencies may consider scoping such case reviews, which can be held several
times within a year, for certain category of cases:
• Cases with risk concerns
• High needs cases
• Cases with higher levels of complexity
• Cases where SWP is facing challenges
• Cases that require endorsement for closure or transfer to another agency
37
63 The SWP could utilise the case reviews (ii) to (iv) above and capture them into
the SSNet.
38
Work Tasks, Role and Forms of Case Management
39
Tasks Role Forms and Tools
• make recommendations on next
action plan.
40
Workflow of Case Management
Have the
intervention goals
been met?
No
Yes To indicate
reasons if the
intervention
goals are not
completed
CM moves case towards
monitoring or case closure
stage
CM reviews case
plans
41
Stage 6: Case Monitoring and Closing
66 The case monitoring plan should pay attention to the following six aspects:
• Monitoring professional partnership between the client and other professionals
working with the family (e.g. schools);
• Monitoring responsibilities (e.g. father’s continued employment);
• Reporting feedback on client’s or family’s progress (e.g. from other
professionals working with the family);
• Sustainability of case outcomes;
• Potential emerging risks and vulnerabilities; and
• Identified strengths to sustain intervention gains.
42
• Help the clients plan how to maintain the changes. Discuss any potential
obstacles they may encounter as well as strategies for overcoming them; and/
or
• Elicit and summarise the accomplishment - emphasise on the positive changes,
discuss obstacles encountered, focus on success and knowledge obtained.
Closure
71 The process of ending the relationship between SWPs and the family involves
a mutual review of the progress made throughout the helping relationship.
Termination is the process of ending SWPs’ relationship with the family and providing
the family with the opportunity to put closure to their relationship with SWPs and
possibly the FSC.
72 The nature of the relationship between SWPs, the client and the family, the
goals accomplished and the nature of the closure, may generate a range of feelings
at the point of termination. Each family’s experience of and response to ending the
relationship will be unique. Feelings can range from relief, satisfaction, and happiness
to sadness, loss, anger, powerlessness, fear, rejection, denial, and ambivalence. It is
important to encourage the family members to discuss and process these feelings and
discuss their coping styles and support systems in managing the termination of SWPs’
involvement with the family. Even if it has been a difficult relationship, SWPs should
provide some positive statement of closure. Some practical ways may include leaving
the door open for services should the family need them in the future, including
providing appropriate contact information. Referring the family to any additional
needed resources will also help the family to cope with the closure.
43
73 Involuntary clients may be less likely than voluntary clients to experience
feelings of loss at closure. Since their involvement was not voluntary, termination is
likely to be met with relief that an unsought pressure is being removed. However, if
SWPs had worked through the resistance and engage the family in the intervention
process, the clients may experience similar feelings of loss as the voluntary clients.
This is a positive sign as the family members will experience these feelings if the
relationship or the work by the SWP has been valued.
74 When a case is closed, SWPs would notify the client and/ or the working
partners from the formal/ professional agencies, such as Child Protective Service,
Adult Protective Service, Social Service Office (SSO), Medical Social Workers,
schools etc.
i) Goals achieved
Optimally, cases are closed when the families have achieved their goals and
the risk identified has been reduced or eliminated.
When such referrals happen, SWPs will liaise with the new agency in
informing them of the referral and share on the existing concerns as well as
the interventions that has been conducted, and discuss on possible follow up
interventions that are required. SWPs should preferably conduct at least one
joint session to introduce the new practitioner to the family and share on the
interventions that will be conducted.
44
the case. Both SWPs should preferably, also have at least one joint session
to introduce the new SWP to the family and discuss the follow up intervention.
There are instances, too when the family is not ready or unwilling to work with
SWPs further, and this decision may be communicated behaviourally. For
example, family members may gradually or suddenly stop keeping to
scheduled appointments and not respond to SWPs’ efforts to reconnect.
Discontinuation by the family is the least desirable type of case closure but
likely to happen some of the time.
45
IMPORTANT TO NOTE
If the family was referred to the FSC by protective or statutory services (e.g. Child or
Adult Protective Services, Child Protection Specialist Centres, Family Violence
Specialist Centres), the SWP should consult with the Supervisor on how to engage
the family further and formulate an assessment of the vulnerable family member’s
safety. Should there be existing risk and safety concerns that could not be attended
to and the family persist in refusing to work with the FSC, the FSC should alert the
agency that had referred the case to them and alert them on the challenges that the
FSC is facing. Depending on the level of concerns, the referring agency may need to
re-engage with the family. The FSC may close the case should it be decided
collaboratively with the referring agency that the FSC may not have a role to play
further or the family is so resistant that the FSC’s involvement will yield little value add.
Example: Child Protective Services had referred the family to the FSC to provide
parenting skills to the parents. In the course of working with the family, the SWP had
difficulty engaging with them as they often missed appointments. The family has
stopped contacting the SWP in the last 3 months and home visits to the home revealed
no one was home. SWP should then contact the Child Protective Services to alert
them of the situation.
46
Work Tasks, Roles and Forms of Monitoring and Closing
47
NOTES
Chapter 4 PRACTICE CONSIDERATIONS
A Managing Consent
1 In view of the Personal Data Protection Act, SWP needs to respectfully obtain
consent from the client to allow their personal data to be obtained and shared at the
start of their engagement with the client. SWP could highlight to the client that data
will be shared with the MSF Regional Services Team and other government agencies
where needed in order to facilitate networking across systems and to ease service
delivery. A copy of the consent form should be provided to the client for their reference.
2 SWPs should assure clients on how their data will be shared and the purpose
behind the sharing. If clients still do not consent to their data being shared, services
should not be denied. In such cases, the SWP can continue to register the client but
note that they are not to share or conduct screening with other agencies, using the
data. When the need for screening should arise at a later stage, the SWP would need
to request for consent from the client specifically for that purpose (e.g. needing to
screen the client’s data with HDB to facilitate an application).
1 Clients with multiple stressors may require the services of different agencies
and multiple SWPs, each providing services shaped by unique perspectives,
knowledge and skills, to address their various needs. The different agencies and
SWPs would work together and collaborate in ensuring that the services provided to
the client is coordinated. A coordinated approach also supports the SWP in the
provision of services, as it ensures that multiple professionals are working together in
meeting the needs of the clients and their family members.
2 SWPs are encouraged to inform the client at the start of their relationship of the
FSC’s role in forming networks with other professionals involved with the family, to
ensure a collaborative and coordinated approach. SWPs would integrate their
knowledge and skills, to be able to either provide coordinated and holistic services, or
broker the services from suitable providers.
1
Please refer to Annex B on the Guidelines for Master Action Planning for Complex Cases developed
by MSF in 2018.
1
• Consistent and integrated approach - SWPs coordinating their case
management adopt a consistent and integrated approach in rendering their
services that are in the best interest of the client and their families.
• Client-centric approach - Clients, especially the vulnerable members of the
family, are to be at the centre of decisions and plans, and their views taken
into consideration.
2
The coordinated case plan should not prevent the agencies involved from
taking prompt action if the need arises.
• Regularly sharing information.
C Case Conference
3 SWPs make the effort, where possible, to attend case conferences, especially
those organised by the statutory services in relation to the case e.g. the Child Abuse
Protection Team (CAPT) meetings and the Child Abuse Review Team (CART)
meetings (which are conducted by the Child Protective Service), Vulnerable Adult
Protection Team (VAPT) meetings and Vulnerable Adult Review Team (VART)
meetings (which are conducted by the Adult Protective Service), or the Adult
Protection Team meetings (conducted by the Family Violence Specialist Centres).
Attendance at such meetings provides SWPs with key information on the risk and
safety concerns that exist in the case and allows them to establish the roles they play
vis-a-vis the statutory agencies.
3
• Informing Supervisor on the purpose/ objectives of case conference. The
supervisor should assess the need for themselves to be present at the case
conference with the SWP. This is especially for junior SWPs.
2 There are many means to engage and connect with clients. They include face-
to-face contact at the FSC, at the client’s home or at external venues, (e.g. playground,
void deck or other suitable places within the community or at other stakeholders’
premises). Contact could also be made through telephone, emails, handphone
messages and letters. However, these should supplement contacts made face-to-
face and not be a total replacement for face-to-face contacts.
3 SWPs may face challenges in working with clients who refuse help. Such
clients may have walked in to the FSC to request for services initially but then refuse
further offers of help, or may have been referred to the FSC by other agencies.
4 Take the effort and time to understand the possible reasons behind the refusal
for help. There may be the existence of safety and risk concerns or mental health
issues that may lead to the refusal for help offered.
5 In managing clients who refuse help although there are existing risk concerns
in the case, consider the following:
• Engage with the client and continue to make efforts to build rapport. For
some clients, this engagement process may take a protracted period of time.
• Seek assistance from other professional agencies, who had referred the
family to the FSC or who may have an ongoing relationship with the family,
to help link you with the client and to assist in monitoring the client and the
members of the family so as to be on the alert for any escalating concerns.
4
• Assess whether the client or vulnerable members of their family (e.g.
children, vulnerable adults such as the elderly or persons with disability,
where applicable), are at risk of imminent harm. Where possible,
assessments should be conducted through observations and direct
interactions with the client/ family members and not rely solely on self-reports
of one particular member of the family.
• Contact other professional agencies who may have ongoing relationships
with the client/ members of the family and engage their support to assess the
client/ members of the family on their needs and the existence of risks that
potentially may place them at harm.
• Consult with the Supervisor should efforts to engage with the client not be
successful and/ or there are concerns of harm to the client/ members of the
family.
• Conduct an assessment using the Child Abuse Reporting Guide (CARG) for
cases involving children and contact the Child Protective Service (CPS)
should the CARG assessment indicate the need to do so. For cases
involving vulnerable adults (e.g. elderly or persons with disability), contact
the Adult Protective Service (APS) for advice and the need to refer.
• Should the safety concerns continue to escalate, call for a case conference
with other professional agencies to discuss strategies to work with the client/
members of the family. Involve CPS or APS where necessary, especially if
the case had been previously referred to the FSC for management by them.
• In respecting and protecting clients’ confidentiality, information shared with
other professional agencies are on a need-to-know basis. In accordance to
the Personal Data Protection Act, confidential information on the client and
their family members can be shared, should there be concerns of safety and
harm happening to the client and/ or their family members.
6 SWPs should consult with their Supervisor on their assessments of these cases
and the decisions/ actions to be taken. For cases assessed to have no risk concerns
and the client has refused help, the SWP could then discuss the option of closing the
case, with their Supervisor.
7 There will be cases where SWPs may face challenges in making contact with
the client. Such cases may have been referred to the FSC by another agency or may
have walked in for a service at the FSC initially but became un-contactable
subsequently. Clients who have refused help are also likely to become un-
contactable.
5
8 In managing such situations, SWPs take into consideration the existing risk and
safety concerns in the case in strategizing how to engage the client further. SWPs
should also discuss their strategies with their Supervisor. Existence of risk concerns
would mean that the efforts to engage with the client/ vulnerable members of the family
are expedited and heightened to ensure that the client/ vulnerable members of the
family remain safe.
9 The following are considerations in making efforts to contact clients who have
not been contactable and there are known risk issues or concerns in the case:
• For clients that are referred to the FSC by other agencies, SWPs contact the
referral agency for clarification on the contact details. Discuss with the
referral agency, as well, on existing concerns in the case and seek the
referring agency’s assistance to engage with the client.
• Conduct home visits for cases with perceived/ reported needs and risks (e.g.
cases referred for concerns of family violence or cases of elderly living
alone). Discuss with the Supervisor on the need for a home visit, clearly
outlining the concerns that exist in the case and the possible concerns/ risk
in making a home visit. Strategise with the Supervisor on how the visits
should be conducted especially for cases where there is concern of harm to
a vulnerable family member.
• Make a minimum of three attempts to conduct home visits with the clients at
different timings and additionally through other various modes of contacts
(e.g. phone calls, letters, emails). All these attempts should be documented.
• Consult the Supervisor should clients continue not to respond. The SWP
may need to engage help from the police or protective services, where
required.
10 For cases with no known risk concerns and are uncontactable, the SWP could
consult with their Supervisor on the case and discuss the options available. The
Supervisor then discusses the case holistically taking care that any possible risk
concerns are not being overlooked. The SWP should also alert the referring agency,
where relevant, on the client being uncontactable and the efforts that have been made
in working with the family.
11 Should it be ascertained that there are no known risk concerns in the family,
the SWP can discuss with the Supervisor on the last efforts to be made to contact the
client. The SWP would need to make 3 attempts via home visits, letters or phone calls
to contact the client. Preferably different modes of attempts should be made, on
different days, at different times of the day. Should the 3 attempts not be successful
6
in reaching the client, the SWP should alert the Supervisor and discuss on the decision
for closure. The referring agency should be alerted to this decision, where relevant.
1 Although the person approaching or being referred to the FSC may be the
primary client, SWPs have a responsibility in looking into the safety and welfare of the
vulnerable family members of the primary client especially if they are residing within
the same household. The SWP makes effort to ascertain whether there are other
underlying risk concerns that exist in the family, even though the presenting issue of
the primary client may not involve the other members of the family. These vulnerable
family members include the children, persons with disabilities and infirmed elderly,
who do not have the capacity to seek help on their own. They are also at risk of abuse
and neglect by their caregivers, due to their vulnerabilities.
2 At the start of SWPs’ relationship with the client, highlight SWPs’ role in having
access with the client’s family, especially the vulnerable members to ensure the
provision of holistic support, where possible. SWPs could make the effort to interact
with the vulnerable member during home visits or sessions at the FSC to assess the
level of care that the vulnerable member is receiving. SWPs could also identify and
understand who are the various other professionals involved in providing services to
the vulnerable member, (e.g. schools, hospitals etc.), and alert these professionals of
SWPs’ involvement with the family and collaborate on the development of
assessments, safety plans and interventions.
3 There will be clients who may refuse to have SWPs engage and have access
with the vulnerable members in the family. It is important for SWPs to process this
refusal with the client to understand the reason behind their concerns and assure the
client on the role of the FSC in needing to attend to the needs of the family holistically.
4 Should the client persists in not allowing SWPs access to the vulnerable
members, this should raise alerts, especially if the vulnerable member is not receiving
any other services and there are no other professionals having access to the
vulnerable member to assess their level of care. When this happens, it is imperative
for SWPs to consult their Supervisor on assessments of the vulnerable member and
the possible strategies that could be taken.
5 Most children tend to be wary of strangers and take time to warm up to the
adult, though this is dependent on the personality of the child. Efforts to engage with
the child and build rapport, could include asking the child their likes, interests and daily
7
activities. This not only help SWPs build rapport with the child, but also helps SWPs
to get to know the child better and understand the care they are receiving.
6 While interacting with the children, SWPs could discreetly assess whether the
child’s needs are being met:
• Is the child’s physical needs met (e.g. food, shelter, clothes etc.)?
• Is the child emotionally and psychologically engaged (e.g. receiving attention
and being emotionally attended to)?
• Is the child interacting with other members of the family or being kept isolated?
• Is the child receiving cognitive stimulation (e.g. through school)?
• Is the child’s development age appropriate (e.g. is the child talking and walking
at the appropriate milestones)?
• Has the child’s birth been registered and has the child been immunised?
7 SWPs could look out for any signs that may indicate that a child may have been
harmed or neglected:
• injuries on visible parts of the body;
• expressions of fear, distress or watchfulness in the presence of certain adults/
caregivers;
• lack of interaction and warmth between caregivers and the child;
• signs of not having been fed or cared for (e.g. unwashed and dirty);
• lack of care items meant for the child (e.g. children’s clothes, toys, milk
powder);
• exposed to high levels of violence and conflicts in the household; and/ or
• safety and conduciveness of their living environment (e.g. lack of grilles in a
high rise home and hazardous materials easily accessible).
(This list is not exhaustive. SWPs should also make reference to the Manual on the
Management of child abuse cases in Singapore produced by CPS. SWPs can contact
CPS should they need a copy of this Manual.)
8
• Question what the child is sharing i.e. express disbelief that the child is being
truthful.
9 Discuss the findings and any concerns about the child’s care with the
Supervisor. Should the SWP be uncomfortable in interacting with children or
assessing them, discuss with the Supervisor on the need to have a colleague coming
in to support the SWP.
13 When interacting with vulnerable adults, SWPs could assess the following
about the vulnerable adult and/ or the care that they are receiving from their caregivers:
• the safety and conduciveness of their living environment;
• interactions between the caregiver and the vulnerable adult;
• whether their needs are being met (e.g. food, clothing, shelter, medication etc.);
• whether there are injuries that are suspected to be inflicted and non-accidental;
2
ADLs include washing, dressing, feeding, toileting, mobility and transferring.
9
• whether their medical and mental health care is managed and provided for (e.g.
attending medical appointments, wounds and ailments are attended to etc.);
• whether they are conscious and oriented; and
• whether they are restrained inappropriately.
14 Check the information with other professionals and other adults involved in the
vulnerable adult’s care, and not rely solely on the information received from the
vulnerable adult or the caregiver alone. SWPs should discuss the findings and
concerns with their Supervisors.
1 Cases of sexual abuse or where sexual abuse has been alleged, need to be
managed very sensitively and carefully. Sexual abuse can be committed against
anyone, of any gender and any age group. Sexual abuse can also be committed by
either strangers or persons who are familiar to the victim.
3 Perpetrators of sexual abuse may sexually groom their victims, such that their
victims are more receptive to the abuse perpetrated against them. The abuse may
escalate over time, culminating in more penetrative acts of abuse. Some victims are
made to feel that the abuse taking place is part of a ‘special’ relationship that they
share with the perpetrator. In other cases, they may be made to feel that they are to
be blamed and had ‘asked to be abused’ (e.g. due to their behaviours or clothing they
wear).
4 The relationship that victims share with their perpetrators tend to disable them
from telling others that they have been abused. The victims may feel the need to
protect the perpetrator, the family or members of the family, and they may fear the
consequences that may take place should the abuse be disclosed to others. This
enables the perpetrator to continue the abuse they are perpetrating and is part of the
reason why intra familiar sexual abuse tend to be kept secret long after the abuse
against the victim has stopped.
10
Working with victims
6 Perpetrators of sexual abuse may have perpetrated against more than one
victim. SWPs could check with the client on other possible current or potential victims
that may be present within the household and not assume that the client was the only
victim. Even when the abuse against SWP’s client may have stopped, the perpetrator
may have moved on to other victims, either within the household or elsewhere.
Continuing to keep the sexual abuse a secret, enables the perpetrator to seek and
victimise others.
7 Perpetrators of sexual abuse come from all walks of life and some may even
be outstanding members of the community. For some, their ability to maintain a
positive and wholesome image, provides a front for them to engage with victims and
perpetrate abuse. SWPs should be careful that they not dismiss or disbelief
allegations of sexual abuse by victims, based on the vocation or community standing
of the perpetrator (e.g. religious leaders, high ranking persons etc.) or wrongly assume
that the perpetrators may have reformed and not perpetrated against others further.
The decision to lodge a police report against the perpetrator should not be based on
whether the perpetrator has reformed.
2 In cases where there are possible risks, SWPs make efforts to reach out to the
client by visiting them at the home or other suitable venues, where possible. It can be
an effective way to address the balance of power as SWPs demonstrate sincerity and
work from the client’s comfort zone instead of expecting the client to go to SWPs’
office.
11
3 Home visits can be used at any phase of the case management process with
the family. It is also a practical way to conduct family sessions when it is challenging
for the family to make their way to the FSC’s office as it reduces the client’s need to
travel and creates convenience for the client in receiving a service.
4 Home visits require careful planning. SWPs review their past case recordings
on the case to remain alert to the issues or concerns that had arisen so that these
could be attended to during the visit and be clear on the purpose that they hope to
achieve in the visit.
7 Discuss the findings with the Supervisor and record details of the home visit.
The recordings on the visit should include details about the observations of the home,
the persons present and the interactions between them, in addition to the discussions
SWPs had with the client. Visits made to the home where the client was not home
should also be recorded as it reflects the effort made by SWPs in contacting the client.
12
H Documentation
1 There are various types of documentation that SWPs maintain in their case
files. All case information should be accurately and promptly documented. This
documentation needs to be maintained and kept well as it serves as evidence of the
work conducted and allows for easy tracking of the interventions and progress of the
client/ family. It also allows for easy access to information should the client/ family
require other services in the future. Information on the risks and needs as well as the
decision process should also be clearly documented.
Case notes
13
• records the interventions conducted and how the client and/ or family members
respond to them;
• facilitates reviews conducted on the client and/ or family and the progress
made;
• allows follow through by the SWP taking over the case from a previous worker;
• facilitates supervision of the SWP working on the case; and
• provides evidence and details on the incidents within the case.
14
NOTES
NOTES
Chapter 4a FRAMEWORK FOR ORGANISATIONS TO SIGHT
VULNERABLE MEMBERS IN A FAMILY
1 This framework has been developed with the aim to protect vulnerable family
member’s welfare and safety and minimise the risk of vulnerable family members falling
through the gaps. It highlights the importance of strengthening and enhancing
communication and collaboration amongst agencies involved in the care and support of
vulnerable families and facilitates the conduct of joint assessments and interventions.
2 In working with families, it is important for Social Work Practitioners (SWPs) from
Social Service Agencies (SSAs) to have sight of and interact with the vulnerable members
in the families. This is to ensure that these vulnerable members are safe from abuse or
neglect. It will also enable SWPs to assess the vulnerable members’ safety and general
well-being. SWPs need to assure the family by explaining that the role of SWPs and the
agency is to engage the family as a whole and not just the individual main client.
4 There are clients who may refuse to let SWPs interact with and have sight of the
vulnerable family members. SWPs should identify possible reasons for the refusal, and
make efforts to engage the family to resolve or clarify them. It is important to process this
refusal with the client to understand the reason. Their refusal could possibly be due to:
• the client’s need for privacy and viewing the request as intrusion into their lives;
• the client’s fear of incrimination if the vulnerable family member has not been
properly cared for.
5 SWPs should consult their Supervisor and Head of Agency on the concerns they
may have for the case, highlighting the challenges they face in sighting the vulnerable
family members and discuss possible strategies that could be taken. SWPs should
minimally make three attempts to conduct home visits at different timings (where possible)
as part of their best practice to try have sight of the vulnerable member. It is also helpful
for the supervisors of the SWPs or Lead Social Worker to do a joint home visit. All these
attempts should be documented. All thesejjjjjjjjjjjjjjjjjjjjjjjjj attempts should be documented.
1
6 As SWPs continue to engage with the family and attempt to have sight of the
vulnerable member, they should concurrently try to assess if there are other concerns for
the vulnerable member’s safety and welfare, to the best of their ability. The client’s
persistent refusal for the vulnerable family member to be sighted may be indicative of
possible concerns in relation to the well-being and/ or safety of the vulnerable family
member. It could also be indicative of harm that has already been incurred on the
vulnerable member and there is intent to hide that.
7 If there are known concerns about a child’s safety and welfare, SWPs should
conduct the Sector Specific Screening Guide (SSSG)/ Child Abuse Reporting Guide
(CARG) and consult Child Protective Service (CPS) or Child Protection Specialist Centres
(CPSCs) where necessary. The same would apply for concerns in relation to other
vulnerable members such as the vulnerable elderly or persons with disability where SWPs
would conduct the Vulnerable Adult (VA) Triage tool1 on the case. SWPs should screen
the case concurrently with Child Protective Service (CPS)/ Adult Protective Service (APS)
to find out if the child/ vulnerable adult is/ was known to CPS/ APS. (Please refer to the
flow chart in Annexes A1 and A2).
8 When the SWP is unable to sight the persons who are at greater risk of abuse or
neglect (e.g. a very young child below three years old) after three attempts to conduct
home visits at different timings, the lack of visibility and inability to assess whether their
care needs are being met, increase the risk to the person. Hence, it will be prudent for
SWP to collaborate with other professionals to sight the vulnerable members. SWP could
screen the family with the relevant Social Service Office (SSO) and alert SSO on the
challenges faced. Concurrently, SWPs could also gather information to establish if the
vulnerable members are known to any other social service agencies2(SSAs). SWPs could
work alongside the other professionals to strategise and share information to further assist
the family.
2
Process to Sight Children
9 The SWPs could screen by providing the child/ren’s or their parents’ particulars
(whichever is available) with the Early Childhood Development Agency (ECDA)/ MOE
Compulsory Education (CE) Unit (where relevant) to establish which childcare/ school the
child/ren is enrolled at or whether they are known to KidSTART. This should be done if
SWPs continue to face challenges in sighting the child/ren despite efforts made and is not
able to receive any information on the child/ren from the family. The form to use in
screening with ECDA and MOE CE Unit is at Annex B and Annex C respectively. SWPs are
required to copy the Office of Director-General of Social Welfare (ODGSW) in their email
correspondences with ECDA and MOE when requesting for school information on the
child/ren.
11 However, if the child/ren is not in school or known to any organisations and if the
family continues to be resistant to the child/ren being sighted, all the relevant
organisations involved in this case should strategise on how the child/ren’s welfare and
safety could be assessed, possibly through information sharing, case conference etc.
SWPs should alert CPS if new safety concerns emerge about the child/ren and family.
The same would apply for concerns in relation to other vulnerable members such as the
vulnerable elderly or persons with disability.
12 The SWPs could screen by providing the VAs’ particulars with organisations such
as Agency for Integrated Care (AIC), SG Enable (SGE) and Silver Generation Office
(SGO) to establish if the VAs are known to any of these organisations and to request for
information to assess the safety and well-being of the VAs. SWPs should state clearly
their concerns in relation to the VAs and their reasons for seeking information/
collaboration. When seeking for information from SGE, SWPs should copy MSF
Disability Office (DO) (Please refer to Annex D for contact details).
13 However, if the VA is not known to any organisations and if the family continues to
be resistant to the VA being sighted, all the relevant organisations involved in this case
should strategise on how the VA’s welfare and safety could be assessed, possibly through
information sharing, case conference etc. SWPs should alert APS if new safety concerns
emerge about the VA and family.
3
Inter-agency Strategic Meeting
14 The FSC or lead agency in the case should call for an inter-agency strategic
meeting with all the relevant agencies (SSO, SSAs/ FSCs and ECDA/ MOE/ schools) to
strategise ways to access and have sight of the child/ren or VA and work with the family.
15 A police report should be lodged should efforts made to sight the child/ren or VA
were unsuccessful. If the child/ren or VA could not be located despite attempts made by
the various agencies (over a maximum period of 3 months since the first attempt made by
SWP to have sight of child/ren or VA), it is imperative that the FSC Head or the head of
the lead agency lodge a police report.
16 The decision on when this report should be lodged is dependent on the age of the
child/ren (e.g. children who are below the age of 3) and the level of vulnerability of the
individual (child/ren or vulnerable adults who are not sighted by any other professionals).
The higher vulnerability of the individual would require a police report to be lodged within
a shorter frame of time (earlier than the maximum of 3 months).
17 The decision on which agency is to lodge the police report and the timeline to
doing so could be established through the strategy meeting.
18 SWPs could notify the ODGSW in writing through an email referral with case
summary for the following scenarios:
19 Where necessary, the DGSW can activate the Powers of Protector to compel the
family to bring the child/ren forward for the purpose of assessment.
4
Annex A1
Framework for Organisations facing Challenges to Sight Child/ren
• Assess using
SSSG/ CARG
Any concerns on Yes
• Consult with/refer Is case
child/ren’s safety/ known to
to CPS if CARG
welfare? CPS?
outcome indicate
so
• Consult CPSCs
No
Screen with CPS
No but there
there are case has are CP case with
no known been closed concerns CPS with
Work with the Screen with CP and there warranting ongoing CP
Screen with
SSA/FSC* on Yes ECDA/ MOE CE concerns are no CPS’ concerns
Known to SSO* and
assessing SSAs/ alert SSO on Unit* (cc known CP involvement
child/ren’s safety FSC*? challenges ODGSW) Forms concerns
and well-being at Annex B/
Annex C
No
If family
continues
to be Request for School
resistant to Yes information/assistance Intervention by
assesses child
the Child/ren from the schools CPS
for concerns
child/ren known to through ODGSW ++
being school? Form at Annex D
sighted
No
Office of DGSW to be activated for any of the following
Family refuses to scenarios: Activate Powers
cooperate and allow • If family continues to persist in not allowing of Protector where
All agencies involved in the case (SSO, SSAs/ professionals to sight the child/ren over a
child/ren to be sighted necessary to
FSCs and ECDA/ MOE/ schools (where period of 3 months and/ or compel the family
applicable) strategise on how child/ren’s welfare • Family has provided false information on to bring the
To alert CPS if new safety concerns emerge about and safety could be assessed. the child/ren’s whereabouts and/ or child/ren forward
the child/ren and family
• Child/ren is below 3 years old or older
child/ren with developmental issues
Family cooperates
•
and allows child/ren
to be sighted
*where relevant
Engage the family to IMPORTANT: If the child/ren could not be located despite attempts by organisations
++
schools to inform the inter-agency strategy meeting if they ensure child/ren’s
have any concerns about the child/ren’s safety and welfare. safety and welfare after a maximum period of 3 months, lead agency to lodge a police report.
Annex A2
Framework for Organisations facing Challenges to Sight Vulnerable Adult (VA)
Organisations (FSCs/ SSOs etc.) face
challenges to sight VA despite efforts made
Any concerns
Yes • Conduct VA Triage Is case
on VA’s
• Consult/ Screen with known to
safety/
APS APS?
welfare?
No
Screen with APS
AP ongoing AP
Work with the Screen with Screen with AIC/ and there are warranting
concerns concerns
SSA/FSC* on SSO* and SGE*/SGO no known AP APS’
Yes Known to
assessing VA’s SSAs/ alert SSO on concerns involvement
safety and well- FSC*? challenges
being
No
If family
continues to
be resistant Request for
to the VA VA known to Yes information/assistance
being these Intervention by
from the institutions
sighted organisations? APS
No
BC No: _________________________________
D.O.B: _________________________________
Mother: _______________________________
Residential
Address:
Reason for
Screening
7
Annex C
To: MOE Compulsory Education Unit
CC: ODGSW
D.O.B: ________________________________
Mother: ________________________________
Residential
Address:
Reason for
Screening
8
Annex D
School: ________________________________
Class: ________________________________
Mother: ________________________________
Issue of concern in
relation to child/
family
Information needed
from school/ Area
of collaboration
required
9
Annex E
Contact Information
Organisation Contact Information
Agency for Integrated Care (AIC) Email: [email protected]
cc: ODGSW
(Child Disability)
[email protected]
Silver Generation Office (SGO) Contact Person: Ms. Susan See (Head at
Tanjong Pagar Satellite Office)
Email: [email protected]
10
Chapter 4b CASE TRACKING FOR SAFETY IN PROTECTION CASES
1 Case Tracking for Safety (CTS) is a process that monitors protection cases that
have been transferred from the MSF Rehabilitation and Protection Group (MSF/ RPG) to
the Family Service Centres (FSCs) for ongoing case management. These cases that are
transferred to the FSCs would have received earlier intervention from either the MSF
Adult Protective Service (APS) or Child Protective Service (CPS). Hence, the safety
concerns for these cases have been addressed but the family would still require a period
of monitoring and support (e.g. family member has stopped their physical abuse towards
their child/ vulnerable adult (VA) but ongoing case management and monitoring of the
child’s/ vulnerable adult’s safety and well-being is still required). These families would also
require ongoing case management to support them in their care and management of the
children or vulnerable adults.
2 CTS tightens the coordination between MSF/ RPG and the FSCs to ensure that
the vulnerable victims are sighted and visible in the community and that their safety, care
and welfare is monitored and supported.
1 The roles of FSCs in managing protection cases include ensuring sighting of the
vulnerable members and their families and providing needed resources and services to
sustain a safe environment for the family members. The ongoing case management by
FSCs increases the visibility of the vulnerable members, allows professionals to detect/
address any recurrence of harm, and supports the provision of the client’s care and well-
being.
2 Once a case is identified for ongoing case management to the FSCs, APS/ CPS will
prepare and send the relevant case information and “Red File” tracking documents to the
identified FSC.
11
a) CPS Red File
iii) Summary of SDM Safety Assessment Danger Items and Initial Likelihood of
Future Harm Assessment Items
The FSC SWP can utilise the SDM Safety Assessment Danger Items to
understand the child protection concerns that had resulted in CPS’s intervention
for the child and family.
The initial Likelihood of Future Harm (LFH) assessment items will also be included
in the file to provide the FSC SWP with an understanding of the level of risk or
likelihood of future harm that the child is experiencing at the point of CPS’s
intervention. The FSC SWP can use these items to assess whether the initial
presenting risk or likelihood of future harm for a child is still present or has
decreased over time.
12
A copy of APS’s CAPF will be provided to assist the FSC SWP in understanding
the VA protection concerns and circumstances surrounding the case. It will also
include a genogram of the family and recommended steps to support the family in
addressing the VA protection concerns.
1 After a case has been identified for ongoing case management by the FSC:
i) APS/ CPS will prepare and send relevant case information and “Red File” tracking
documents through email with an encrypted password.
ii) An FSC is identified based on whether the case is an existing case with the FSC
or based on proximity (i.e. the FSC nearest to the family’s residential address).
Only cases where the safety concerns have been adequately addressed by APS/
CPS will be transferred to the FSCs.
iii) A case transfer discussion (either held face-to-face or via virtual platforms) is held
between APS/ CPS and the FSC which has agreed to manage the case. The
meeting is to discuss the case details and case management requirements. Both
the direct case worker and supervisor from both APS/ CPS and the FSC should be
present for the discussion. APS/ CPS should also include the relevant SSO GM
and AGM (RST) in the referral email to FSC.
2
This “Red File” transfer process applies to both CPS and APS cases that are transferred to the FSCs for
ongoing case management. CPS would be involved in cases of children while APS would be involved in
cases of vulnerable adults.
13
iv) APS/ CPS officer makes arrangement for a case transfer meeting involving APS/
CPS, the FSC’s assigned SWP, the child/ vulnerable adult, their family, the person
who caused harm (PCH) (for VA cases), significant others and other agencies
involved with the family within 2 weeks after the case transfer discussion.
v) APS/ CPS informs all other professionals working with the family on the transfer of
the case to the FSC for ongoing case management. In line with Case Master
Action Planning guideline, APS/ CPS is to keep all professionals in the same email
with FSC SWP, supervisor, FSC Centre Head, SSO GM and AGM (RST). APS/
CPS will inform professionals that the identified FSC will take over as the Lead
Case Manager from APS/ CPS.
14
D Management of Red File Cases
Case Closure
1 FSCs are to manage the “Red File” cases for at least 12 months from the date of
transfer from APS/ CPS. If an FSC decides to close a “Red File” protection case within 12
months from the date of transfer, the FSC must consult the CPS Red File team through
[email protected] and APS through [email protected]. APS/ CPS
will respond within 3 working days.
Case Transfer
2 FSCs that need to transfer the management of the “Red File” protection cases to
another FSC, would need to transfer the case information and “Red File” tracking
documents to the receiving FSC via email with an encrypted password. The FSC should
also share with the receiving FSC the updates to the case and the interventions they
have provided since taking on the case management from APS/ CPS.
3 For cases that are within the first 12 months of transfer from APS/ CPS, the FSC
will need to inform APS/ CPS via [email protected]/
[email protected] respectively of the plans for transfer. The new FSC
details (including the assigned FSC SWP and contact details) should be provided
to APS/ CPS at the point of case transfer to the new FSC SWP.
E Escalation Process
1 The FSC SWP would need to alert their supervisor and Head of the Agency
immediately when they encounter challenges in managing the case. This would include
situations where:
i) Injuries or concerns on the child or vulnerable adult is noted;
ii) The caregiver prevents the FSC from having access to the child or vulnerable adult;
iii) The caregivers refuse to engage with the FSC; and/ or
iv) The safety plans for the child or vulnerable adult have been breached.
2 The FSC SWP and their supervisors should discuss the challenges and strategise
on how the case should be best managed.
15
IMPORTANT TO NOTE
The FSCs need to consult CPS intake (phone: 1800 777 0000 or email:
[email protected]) at any time when they experience the following and CPS
will respond within 3 working days:
• Harm occurs to any of the children in terms of recurrence of abuse as guided by
the Child Abuse Reporting Guide (CARG) for cases to be reported to CPS; and/ or
• Parents do not want to engage with the FSC despite the need to do so being
clearly outlined; and/ or
• Parents or caregivers block access to the child to be sighted and assessed; and/
or
• Long-term support and safety plan are breached.
The FSCs need to consult APS intake (duty line: 6354 9706 or email:
[email protected]) at any time when they experience the following and APS will
respond within 3 working days:
• Harm occurs to any of the VA; and/ or
• Caregiver, family members or PCH block access to the VA to be sighted and
assessed despite making minimally three attempts to conduct home visits at
different timings; and/ or
• VA refuses to be sighted and assessed despite multiple engagement efforts made
for a month; and/ or
• Caregiver, family members or PCH do not want to engage with the FSC despite
multiple engagement efforts made for a month; and/ or
• Long-term support and safety plan are breached.
For cases where there are imminent safety issues and/ or after office hours, please
call 999 for police assistance.
3
APS duty line operating hours are from Monday – Friday, 8.30am – 5.30pm. For urgent matters, FSCs could
contact APS at 87153087 if they are unable to get through the dutyline.
16
Revised on 18 January 2022
17
ANNEX A
(AT THE 3RD, 6TH AND 12TH MONTH AFTER CASE TRANSFER)
Checklist Questions
7. Did the parents/ caregiver/ VA* (to delete accordingly) come for service(s) or were
they engaged monthly in the past 3 months?
• If yes, input the dates of engagement.
8. Was the child/ VA directly sighted and assessed by yourself in the past 3
months?
• If yes, input the dates of engagement.
9. Did you have to use SSSG or CARG due to an incident that occurred at any point
in the past 3 months (for CPS cases only)?
• Remarks for previous question: please briefly provide the details of the
incident(s).
10. Were there incidents of concern where CARG was used and the results were
“Immediate report to CPS” or “Report to CPS” in the past 3 months (for CPS
cases only)?
• Remarks for previous question: please provide the details of the incident(s)
and state the outcome of the SSSG or CARG.
11. Were there recurrence of abuse where the VA triage form indicate high risk of
abuse and to refer to APS in the past 3 months (for APS cases only)?
• Please provide the details of incident(s) and the outcome of discussion with
APS.
12. Were there incidents of concern that may have affected the child’s welfare but the
SSSG or CARG was not consulted (for CPS cases only)?
• Remarks for previous question: please provide the details of the incident(s).
13. Is the child/ VA still in the same placement/ care arrangements as 3 months ago?
18
14. Did you receive all APS/ CPS Red File materials from the APO/ CPO?
19
Chapter 4c FRAMEWORK FOR WORKING WITH UNCONTACTABLE OR
UNWILLING CLIENTS
1 This framework has been developed to guide and provide support to social work
practitioners (SWPs) in managing uncontactable clients and clients refusing to work with
agencies. It emphasises the need to enhance communication and collaboration among
agencies in the care and support of clients. This is particularly important for cases
involving vulnerable1 persons, and for cases where it may be difficult to maintain contact
with clients, such as those involving rough sleepers.
2 SWPs should consider the clients’ possible risks/ vulnerability, and the potential
impact of being uncontactable or disengaged. Some of the possible impact on those at
higher levels of risk/ vulnerability include being at risk of receiving inadequate care,
neglect and/ or abuse. These vulnerable members may also not have the means or ability
to reach out to someone for assistance. In such situations, there is a crucial need to
collaborate with other professionals to ensure the clients’ safety and well- being. Please
refer to Chapter 4a for more information on such cases. This includes the screening
framework for SWPs when they face challenges in sighting vulnerable persons.
3 Clients may become uncontactable or refuse to work with social service agencies
(SSAs) at either the intake stage, or at any point after the case has been opened. When
this happens, it is important to identify the reasons for such, and work with clients to
address their concerns. Some reasons for clients becoming uncontactable or unwilling to
engage include but are not limited to:
• Clients’ unwillingness to work on safety concerns;
• Clients’ feeling that the SSA worker/ services have not been helpful to them/
met their expectations/ resulted in the change they want;
• Clients’ perception of being scrutinised or “judged” by SSA workers;
• Clients’ anxieties over the “inconvenience” that services would have on them;
• Clients’ anxieties over services uncovering certain information about them that
they might not want services to know;
• Clients not having a permanent place of residence (e.g. homeless);
• Clients wandering outside their home due to mental health or cognitive
functioning issues;
• Clients who may be home but not respond to visitors due to advancing age,
deteriorating health, physical or cognitive functioning;
1
For cases involving vulnerable clients such as children and vulnerable adults please refer to Chapter 4a
(Framework for Organisations facing Challenges to Sight Vulnerable Members) of the FSC − CSWP
Casework Practice Guide. A vulnerable adult is defined in the Vulnerable Adults Act as an individual who
is:
• 18 years of age or older; and has
• Mental or physical infirmity; or
• Disability or incapacity; and because of it
• Is unable to protect himself/herself from abuse, neglect or self−neglect
1
• Clients moving to reside elsewhere, moving overseas, or returning to countryof
origin (for non-resident clients); and
• Clients ‘on the run’ from authorities.
4 There are three key principles that SWPs should consider when working with
uncontactable or unwilling clients. They are Recognise, Reach Out and Resolve
(together).
a. Recognise
i) SWPs should first attempt to identify and understand the reason(s) why the
clients are or have become uncontactable and/ or are unwilling to continue
to be engaged. SWPs could gather information through home visits and
discussions with other organisations whom the clients are known to, such as
Social Service Offices (SSOs), SSAs, schools etc. SWPs could also check
with neighbours to ascertain if the client is still residing at the registered
address or where the client could usually be found within the
neighbourhood.
ii) Some clients such as the rough sleepers and elderly may be harder to
contact after intake interviews. Therefore, SWPs could, together with their
clients, explore ways of reaching them and staying contactable, such as
enquiring about their daily or regular routine, the place they usually spend
their time at, their contact numbers (if any) etc. SWPs could also gather
information from other organisations that the clients are known to, on the
clients’ daily routine, their mental health and cognitive functioning or
common places where they usually could be found (e.g. void deck, pavilion,
bus-stop, coffeeshop, market etc).
iii) Gathering information from other agencies or significant others may give us
possible insights on any incident or experiences that may have contributed
to the clients’ current emotions and responses. This includes finding out if
the client had any known medical (physical or mental) conditions and their
baseline behaviour, which can be helpful in guiding the SWP’s re-
engagement plans. These may have resulted in them becoming
uncontactable or disengaged1. In considering the clients’ experiences,
SWPs should also reflect on the systems’ interventions/ responses as well
as individual practice to identify if the clients’ actions were in response to the
actions of the various systems or workers and if the clients might be
resistant to the help offered due to their past experiences and belief
systems, leading to negative and uncooperative behaviours (e.g. anger/
disillusion at service provider or previous workers).
1
The word “disengaged” can be used interchangeably with the word “unwilling to engage”.
2
b. Reach Out
i) SWPs could make attempts to re-establish contact and engage the clients
through their informal support networks, and/ or other agencies involved in
supporting them. SWPs could also check with the Housing Development
Board (HDB) or branch offices for any existing concerns/ difficulties they
had encountered while working with these clients. For clients who tend to
wander around the neighbourhood, SWPs could also work with the local
Neighbourhood Police Centre (NPC) to alert them of any sightings of these
clients. Where possible, SWPs should conduct joint home visits with these
parties to try and engage the client.
ii) SWPs could build rapport with the client by acknowledging the difficulties
that they experience and affirming their strengths in areas where they are
coping well. SWPs could also ascertain the needs of the client and provide
practical support (such as financial assistance, child-care arrangements and
medical appointments etc.).
iii) SWPs should remember that uncontactable and unwilling clients often lack
trust in social services. It is thus important to build trust by taking time to
clarify misperceptions and allay the anxieties that they may have. This can
be achieved through being consistent, honest and open to admitting if a
mistake has been made by the organisation or practitioners.
vi) It is also important for SWPs to be clear in their communication with the
clients, which helps to build trust. As the clients may be unfamiliar with and
struggle to understand certain processes and interventions, it is important
for SWPs to prepare the clients by explaining the purpose for their
participation, providing information on what to expect in the process, and
how it could improve their situations. This would ensure that the clients
make informed decisions.
3
vii) Some significant factors in building meaningful engagement with clients
include:
• Having clear, honest and respectful communication with the
clients;
• Including the clients in the decision-making process and validatingthe
role of the clients’ family; and
• Being consistent and reliable (including frequency and level of
contact).
viii) If the client and/ or their family is known to another agency, SWPs could work
alongside the other professionals to strategise and share information to
further assist the family. SWPs could request for the agency to reach out to
the family and link the family with SWPs. Alternatively, the agency with
better rapport with the client could be the one to take the lead in engaging
the client.
c. Resolve (Together)
i) Once the clients’ concerns have been identified, SWPs should work through
these concerns and re-establish contact and engagement by providing
concrete help to address their needs. SWPs should consider working with
the clients on tasks that are relevant to addressing needs and that can be
solved in a timely manner. Success in accomplishing these initial tasks
would encourage the clients to remain engaged with services. SWPs could
review the previous efforts and solutions that they had previously attempted
and ascertain whether such efforts and solutions could be re-attempted or
avoided, so as to prevent further disengagement with services and/ or the
worker.
4
ii) In the effort to reengage the client, it is crucial to seek assistance from other
partner agencies and professionals to co-construct strategies and
reengagement plans, explore leveraging on another agency where practical
or find an entry point through them. For example, if the client requires
financial assistance, SWPs could refer them to an SSO; alternatively, if the
client is having issues with housing, SWPs could help to liaise with the
Housing Development Board on their housing needs. If the client is more
forthcoming with other agencies, they could be an entry point for the worker,
or can also help the FSC be the interface for the time being.
5 SWPs should keep their Supervisors and Head of Agencies abreast on the
challenges they face in contacting or engaging the clients and consult them on the next
steps to be taken. SWPs should minimally make three attempts to conduct home visits on
different days and timings (where possible) as part of their best practice to engage the
client. If the clients are not at home or not responsive, SWPs could consider leaving
memos, name cards etc. under the door and/ or with the neighbours. It is also helpful for
Supervisors of SWPs or Lead Social Workers to do a joint home visit with the SWPs. SWPs
are to document all attempts to engage clients, have proactive discussion with
supervisors/heads of the agencies on exploring different ways to engage clients.
Assessment should be conducted to assess if it is possible to cease contacting or
engaging clients, bearing in mind the risk and vulnerabilities concerns that the clients
might have. Endorsements would need to be obtained from supervisors and heads of the
agencies.
6 When the SWPs are unable to contact or engage the clients after three attempts to
conduct home visits on different dates, days and timings, it is imperative that the SWPs
alert the SSOs on the challenges faced and request assistance for screening with HDB
Point of Contacts (POCs) to verify the clients’ address and if there are other contact
information of the clients that are relevant . Concurrently, the SWPs could also gather
information to establish whether the clients are known to other SSAs3. SWPs could work
alongside the other professionals to strategise how clients could be contacted and/ or
engaged and conduct joint visits where possible. For cases involving vulnerable clients
such as children, persons with disabilities or vulnerable elderly, please refer to Chapter 4a
of the FSC-CSWP Casework Practice Guide.
7 SWPs should also screen the client with SSNet/ One Client View (OneCV)4, to
ascertain that they have the correct address when making a home visit.
is necessary to respond to an emergency that threatens the life, health or safety of the individual or
another individual; subject to the conditions in paragraph 2, there are reasonable grounds to believe that
the health or safety of the individual or another individual will be seriously affected and consent for the
disclosure of the data cannot be obtained in a timely way; the personal data is publicly available; the
disclosure is necessary in the national interest; the disclosure is necessary for any investigation or
proceedings; the disclosure is to a public agency and such disclosure is necessary in the public interest;
the disclosure is necessary for evaluative purposes;
4 OneCV is currently not available. FSCs will be given access to OneCV progressively from second
half of 2021. The data will be real-time as it will be drawn from CANVAS (ICA is the source)
6
WORKING WITH UNCONTACTABLE AND UNWILLING CLIENTS FLOWCHART Annex A
7
WORKING WITH UNCONTACTABLE CLIENTS CHECKLIST Annex B
Screened with SSNet/ OneCV to e.g. Client address & contact details e.g. Home visit to be conducted on
ascertain client details obtained/ updated. 14 April 2021.
Attempted contact with Client/ (1st Attempt) e.g. 14 e.g. Client did not answer knock on e.g. Second attempt to be made on
Family (e.g. call/ visit / letter) April 2021, 5pm, home their door. 16 April Morning
visit
(3rd Attempt)
Screened with relevant SSA/ e.g. Client previously known to ABC e.g. Contact previous social worker
FSCs FSC for child-care needs. to identify needs and concerns and
strategise on how family may be
contacted.
Screened with SSO e.g. Client receiving SMTA from e.g. Contact SA officer to identify
SSO for 5 months, expiring in needs and concerns.
September 2021.
Re-engagement plans & e.g. FSC & SGO identified as e.g. Discussion on re-engagement
information sharing with other contact points with family plans with ABC FSC on 20 April
relevant agencies (e.g. joint visits 2021. Joint home visit arranged for
/ practical needs/ risk concerns 25 April 2021.
etc.)
Chapter 5 MANAGING CASES WITH RISK AND SAFETY CONCERNS
1 FSCs manage a myriad of cases and the cases will range in terms of the type
of assistance needed, FSC-CSWP case grouping, presence of risk and safety
concerns and needs of the clients. SWPs will need to be vigilant when cases present
risk and safety concerns and attend to the concerns regardless of the FSC-CSWP
grouping of the cases.
1 All families and individuals approaching FSCs for assistance present with
vulnerabilities and risks. Within the scope of the FSC-CSWP, ‘risk’ is understood in
relation to factors that pose a threat to the safety of the individual, either as a result of
self-inflicted harm, or harm from others.
2 There are various ways in which vulnerability and risk are defined in
international literature with no clear consensus of a universally accepted definition for
use within social work. SWPs need to note that different concerns have differing risk
and vulnerability factors that they need to consider.
Example: Factors that impact on risk and vulnerability of a child would differ from the
factors that affect a person’s vulnerability and risk to suicide.
Risks
3 Risk can:
• Endanger a person’s safety.
• Involve harm if not addressed.
• Cause the possibility of loss of life or injury.
• Be posed to oneself and to others.
1
• Place the person in danger of future negative experiences and outcomes due
to the past negative experiences.
• Recur to the same person.
Example: A person who has experienced prior physical violence is at risk of future
physical violence if nothing is done to address the past experience.
The assessment on the likelihood of harm occurring would determine the priority
of response to address the identified concern. An imminent risk would indicate
that a person is very likely to be harmed within the near future and this would
warrant immediate attention and intervention.
Example: A wife who has a history of being physically battered by her husband
calling the SWP to share that her husband has come home drunk and threatening
to hit her again.
Emerging risks are new and unforeseen risks and would require a period of
monitoring as their potential for harm is not fully known. SWPs will need to monitor
the issue closely to determine whether there is likelihood of an escalation that
would require intervention.
Example: A father’s loss of employment which is impacting on his ability to pay for
the flat’s rent could lead to the possible loss of the family’s home. However, this
is uncertain at the current point as it is dependent on the father’s ability to find new
employment soon.
The fluidity of a safety concern would significantly influence the type of intervention
(control vs. change-based) implemented to address the identified concern. Static
risks tend to remain largely unchanged over time (e.g. disability, history of mental
health), while dynamic risks (e.g family violence risks, risks of self-harming) have
the potential to escalate, de-escalate, or even be eliminated with appropriate
intervention. It is crucial that SWPs be mindful that static risks cannot be
completely eradicated, only managed and reduced through intervention. As such,
various safety plans need to be built in to ensure safety.
Example: The person with physical disability who requires much care support and
is at risk of being harmed by the caregiver, would require safety plans and
interventions built around his care to ensure his safety. His physical disability in
itself cannot be eliminated.
2
• Nature (internal vs. external)
Internal risks refer to concerns that are internal within the individual. Physiological
issues (e.g. physical disabilities or limitations), intra-psychic issues (e.g. mental
illness including personality disorders), and cognitive issues (e.g. intellectual
disability) are classified as internal risks, while interpersonal and environmental
issues (e.g. family conflicts, high crime neighbourhoods) are termed as external
risks. It is worthwhile noting that some internal risks (e.g. disabilities) are also
characterised by stativity which would significantly dictate the required level of
monitoring and intervention planning for the individual and family. Some internal
risks are also regarded as forms of vulnerability to the individual if it subjects them
to the potential of harm.
Vulnerability
3
time coping especially if she has new stressors, e.g. employment, that is impacting on
her ability to manage.
3 Risk assessment involves an analysis of all the information about the family.
SWPs take into consideration the various factors that exist in the family, to ensure that
the assessment is holistic and comprehensive. It takes into consideration factors
about the vulnerable members, factors about the family and factors about the
environment they live in.
4
5 Risk assessment should always be conducted in consultation with the
Supervisor. The Supervisor’s role would be to question and challenge the
assumptions and assessments that the SWP is making, to ensure that the assessment
is not swayed by the SWP’s own personal values and possible biases.
IMPORTANT TO NOTE
The assessment of risk is evidence based and cannot be based solely on self-reports
by the clients. It is recognised that clients may not share the full truth regardless of the
level of rapport they may share with SWPs.
6 Safety and risk concerns are weighed and assessed against identified
protective factors. In turn, protective factors have to be assessed in relation to their
direct and evidenced impact on the identified risk or safety concerns and that this can
be sustained over time. However, SWPs have to consider various evidence that both
support and negate their assessments to ensure that the assessments they are
making are objective, and not just supporting the assessments they wish to make on
the client and family.
Example 1: Referral to an agency for support services does not automatically identify
the agency as a protective factor unless the services and intervention by the agency
has been assessed to reduce the concerns.
Example 2: Father has been showing efforts in managing his alcohol intake as part of
the safety plan, to reduce his tendency to use violence in the home. This was
confirmed by various members of the family. However, the child’s recent diagnosis of
having a learning disability is placing much stress on the family and causing father to
have trouble managing his anger while coaching the child in his schoolwork. Both
factors need to be considered in formulating the risk assessment.
7 Protective factors are not static. Changes in the family’s circumstance may
impact on the protective factor’s ability to reduce concerns and maintain safety. Do
be alert to patterns of behaviors rather than focus on recent memorable events.
Example 1: Grandmother may be a protective factor for the child, as she helped to
care for and protect him whenever his father returns home drunk. However, her failing
health is impacting on her ability to continue her care of the child such that she may
no longer remain as a protective factor for the child.
Example 2: Daughter is keen to take on the care of her elderly bedridden mother. She
has shown recent changes of taking on new employment to ensure she can meet her
mother’s medical needs. However, there was a past pattern of behaviour of daughter
leaving her mother unattended whenever she enters into a new relationship. This
5
pattern of behaviour needs to be taken into consideration in light of the daughter’s
recent change in willingness to care for her mother.
1 Once SWPs are aware of the vulnerabilities of the individuals within the family
system and the risks of potential harm they may be susceptible to, SWPs would then
develop safety plans for the individual and family.
Safety planning1
2 This is a collaborative rigorous process that SWPs undertake with the family
and their network to promote safety of the members of the family in both the short and
longer term. Safety planning happens after risk assessment has been conducted for
the family. It is part of the case planning and case management process.
1
Taken from the training on “A 5.5 Step Model for Safety Planning and Monitoring for FSC cases”
6
5 Safety planning requires all involved to be transparent and upfront, with clarity
on the steps to be taken or the goals to be achieved. The plans have to be
behaviourally specific, concrete, realistic and sustainable. As safety plans are
monitored closely, families then learn that professionals are serious about the plan.
7 The 5.5 steps in safety planning is a working model that was developed by
CPS in 2016. The steps are:
In the pre planning stage, SWPs would need to consider the concerns that exist in
the case and what would be needed to ensure the safety of the vulnerable
members. SWPs should also consider whether they feel competent and equipped
in conducting the safety planning session and the supervision and support they
require.
7
• Who needs to be involved and how they need to be engaged and
prepared?
• What SWPs need to put in place to ensure safety?
• Dynamics between the parties involved and the possible problems that
may arise
In this step, existing power dynamics amongst the various parties involved are
noted and SWPs ensure that they do not get caught in such dynamics. At this
point, SWPs take into consideration any new circumstances of the family (e.g.
recent births, release of members of the family from prison etc). Other
considerations will be the existence of other concerns that may require
interventions and safety planning as well (e.g. family violence, suicide, mental
health concerns etc).
This step requires all the relevant parties to be brought to the same platform where
existing safety concerns are stated clearly. Ground rules and the non-negotiables
are also shared, whilst creating safety for those involved. The various parties are
also resourced with psycho education.
SWPs may explore multiple resources to link to the family and guide the family on
how these resources can be activated. Apart from this, SWPs educate and guide
the family and vulnerable members on the protective behaviors, how to
emotionally regulate themselves and to de-escalate.
8
• Step 4 Creating a Safety Plan with the Family
A safety plan highlights the areas in which the family and professionals need to
comply with, in order to ensure the safety of the vulnerable members in the family.
This plan must be documented clearly, indicating the concerns/ ‘worries’ that exist,
the possibility of incidents occurring (the ‘what ifs’) and the plans to deal with these
incidents and the non-negotiables.
The safety plan should be detailed, concrete and measurable. It should be easy
to understand, in a medium that is understood by the members of the family,
including the vulnerable members (where possible). The safety plan should
include the consequences should the safety plan be breached and what behaviors
will be seen as a breach. The safety plan should be reviewed periodically.
For children, using simple visuals would help them understand the safety plan.
SWPs empower the network to be part of the monitoring plan with clarity on what
needs to be monitored. SWPs consider the time period for which the case will be
monitored and alert the partners on when the case will be reviewed and have a
fixed date set for this.
In this process, SWPs check in with the vulnerable person regularly on the care
they are receiving and the safety rating. As part of the monitoring process, SWPs
and/ or other professionals involved in the case should conduct surprise visits and
calls to check on the vulnerable person.
As part of the review, SWPs would discuss with the family any near lapses that
may have potentially harmed the vulnerable person and reinforce what has helped
the family. SWPs also celebrate success with the family in terms of what has
worked in ensuring the safety of the vulnerable person and reinforce the family’s
commitment, in ensuring safety of the vulnerable person.
9
NOTES
NOTES
NOTES
Chapter 6 CRISIS MANAGEMENT
A Definition of a Crisis
1 An event is deemed a crisis when the client or family perceives that their internal
or external resources are not able to alleviate the distress or perceived threat
presented by an earlier event in the family. This is based on the subjective perception
the client or family has of the earlier event.
2 There are different types of crisis that an individual and/ or their family members
may face.
Types of Crises
Crisis Developmental Situational Existential Systemic
Types ▪ Normative ▪ Non-normative ▪ Inner conflicts ▪ Large
changes changes of existence segments of
▪ Flow of life ▪ No way of ▪ Important society
disrupted forecasting unfulfilled part affected
▪ Far out of of life ▪ Basic needs
normal realm unmet
1 From the point of intake assessment of a case to the point of closure, crisis can
take place at different junctures with varying degrees. The level of crisis can range
1
from low to high levels of crisis as the assessment is determined by the subjective
appraisal of the individual and the availability of individual, family and community
resources to alleviate the stressors. As such, not all events are deemed to be crisis
provoking and this may differ across individuals.
2 A client and their family may also experience multiple different crises at a point
in time. SWPs then attend to the most critical crisis which may have an impact on the
client and/ or their family members’ safety if not attended to.
3 The remaining part of this chapter will focus on crises managed by the FSCs,
that have an impact or threat to life (e.g. suicides, violence, aggression etc.). Once
such a crisis happens, the crisis intervention protocol will precede normal case
management procedures until the risks have reduced and stabilized.
4 In managing such high risk crisis events, SWPs would have to respond very
quickly and at the same time maintain ongoing consultations with the Supervisor and/
or head of agency to ensure that the SWP is not managing the crisis event in silo. The
focus is in ensuring the safety of the victim, other vulnerable members of the family,
other persons nearby, as well as that of the SWP.
Example: In attending to a spousal violence situation, the SWP would attend to the
safety of both the wife (being the victim in the situation) and that of the young children
in the household.
5 SWPs should contact the police and other protective agencies (e.g. CPS or
APS) where needed and have the medical needs of the victim attended to, where
relevant. SWPs may also arrange for safe placement of the victims and/ or other
vulnerable members of the family in a shelter where needed. FSC Heads may deploy
one or more SWPs to assist and support the main SWP in managing the crisis event.
Managing a crisis event may require SWPs to spend much time at the police station
or hospital, where required.
6 The Supervisor conducts a debrief with the SWP/s at the next best time once
the crisis event has been attended to. The Supervisor and SWP would also plan the
next strategy in managing any post trauma of the victims and any other interventions
required to move the family forward.
C Practice Considerations
1 Crises can happen at any point of a case being managed by the agency. For
cases at intake, the SWP should immediately inform the relevant Supervisor or
designated senior staff of the crisis.
2
2 The Supervisor should assign an appropriate staff (SWP with adequate
capability and competency to handle crisis situations) to follow-up or to attend to the
client in crisis. The SWP will provide support to the intake worker. For ongoing cases,
the Centre Head or Supervisor can assign a Senior SWP to support the SWP who is
already managing the case.
3 SWPs need to attend to the crisis immediately and follow-up until the danger
is managed. The crisis is only considered to be over when safety of the client and/
or any other vulnerable family member is managed. SWPs responding to the crisis
need to be contactable by their agency at all times during the course of the crisis.
4 SWPs should not be working alone in managing a crisis and seek support from
their Supervisor. The Supervisor has to be kept informed of SWPs’ assessments and
intervention outcomes. Decisions on the next course of action to be taken are not
made in silo, and preferably in consultation with the Supervisor and/ or the Head of
the Centre. This helps to reduce the burden of responsibility solely on the shoulders
of one worker. The Supervisor should assure the SWP on the support that would be
given and that they should not be worried in seeking support especially when they feel
overwhelmed by the situation.
5 During the period of crisis, the Senior SWP is available for consultation at all
times to provide adequate support for the worker designated to handle the crisis. This
includes discussing and providing back-up support, such as being the contact person
while the worker goes on-site to attend to the crisis. Crises can be high stress
situations and having a partner is important to help ground the worker. If necessary,
the Senior SWP may also involve other colleagues in providing support to complete
certain specified roles/ tasks.
6 For clients with suicidal ideation/ attempt, it is important not to leave the client
unattended/ alone in the centre lest client leave the centre/ act upon his suicide plans.
SWP may consider having another staff to be on hand to support them where needed.
(Please refer to Chapter 7 Management of Cases with Suicidal or Self Injury Intent for
details).
3
• Police and/ or family members/ significant others must be contacted if safety of
the client/ others is at risk. Confidentiality should not precede the safety of
a person.
• When attending to clients who become very abusive, aggressive or emotional,
SWPs should consider taking the following precautions:
- attend to the client with another SWP’s knowledge or presence;
- use a more ‘public’ space to attend to the client; and
- not attend to a client who is under the influence of drugs or alcohol as a
general rule.
8 The Senior SWP will need to debrief the SWP as soon as possible after the
crisis - where possible within the same day or the next working day.
Issues to Note:
Documentation ▪ Proper documentation shows diligence and reflects promotion
of client welfare. Failure to document means there is no
evidence of decisions and actions.
▪ Areas to be documented:
o Decisions and actions made based on evidence and
issues faced
o Risk/ Lethality Assessment Tools or other validated tools
used
▪ Exact notes captured as information may be crucial in case
of investigation.
▪ Notes are precise and clear, not vague and open to
interpretation.
▪ Documentation can be captured in a Crisis Management
Record Sheet.
▪ Documentation is maintained in a proper data storage system
(either hard copy or online) which would allow for easy
retrieval by approved persons.
4
Termination in ▪ Due to the brief and intense nature of crisis work, appropriate
Crisis Work termination procedures need to be followed.
▪ SWPs conduct a debrief with their clients and process with
them how the crisis situation had impacted them.
▪ SWPs review the plans with their clients and develop new
goals and plans where necessary.
1 In dealing with crises, SWPs are subjected to much unpredictability. SWPs are
subject to vicarious stressors which may have physical and psychological impacts on
them. SWPs should monitor their mental health and maintain proper self-care.
3 Supervisors should institute periodic check-ins for situations where SWPs are
having to manage crisis on a prolonged basis or encountering multiple crises in their
cases. Failure on the part of the SWP to manage or cope can lead to burnout,
compassion fatigue and vicarious trauma. (Please see Chapter 8 Reflective Practice
and Supervision for more discussion on this).
5
5 Debriefing should ideally involve all the persons involved in the incident. It
should be conducted within hours of the trauma event, as much as possible. However,
there is also a need to respect the decision of individuals who may not want to attend.
For such SWPs, the supervisor could follow up individually with them to understand
why they may not want to be part of the debriefing session and attend to the impacts
of the trauma event on them separately.
6
NOTES
NOTES
Chapter 7 MANAGEMENT OF CASES WITH SUICIDAL OR SELF
INJURY INTENT
• Protection of life should be the SWPs’ priority over other non-life threatening
issues presented by individuals.
• An early assessment of non-suicidal self-injury or suicide needs to be
conducted once SWPs identify or is alerted to the individual’s risk for suicide or
self-injury.
• Suicide intent and non-suicidal self-injury should be assessed periodically and
on an on-going basis.
• Cases should be assessed and managed jointly with significant others of the
individual who is at risk and other stakeholders, where appropriate, so that a
community is involved in keeping the individual safe.
1Reference: Silverman, M.M. Berman, A.L. Sanddal N.D. O’carroll P.W., Joiner, T.E. (2007); Rebuilding
the Tower of Babel: A Revised Nomenclature for the Study of Suicide and Suicidal Behaviours Part 2:
Suicidal-Related Ideations, Communications and Behaviours Suicide Life Threatening Behaviour, Vol
37 (3): 264-77.
1
C Conducting a Suicide/ Non-suicidal Self-injury Assessment
2
o ‘when’ refers to the time and date when the suicidal thoughts or act or self-
injury occurs and its frequency of occurrence
o ‘what’ refers to what the individual does to put himself/ herself at risk of
harm, the methods used and the individual’s perception about the act
o ‘who’ refers to persons involved in supporting the individual with the
necessary psycho-emotional support, such as a protective figure or a
person whom the individual could turn to for help; ‘who’ can also be
individuals involved who triggered the suicidal thoughts, attempts or self-
injurious behaviours
o ‘how’ refers to how a suicide plan/ self-injury is carried out, the intensity and
seriousness of the thought/ act, how the individual copes and how
committed they are in keeping themselves safe in the near future
• Intent of the act - The intent can be explicit or implicit. When a person engages
in a suicidal attempt or self-injury, the intent behind the attempt or act should
be assessed. An act with a clear death intent would warrant a closer follow-up
with the person and more stakeholders to be involved to support the person.
However, a non-suicidal self-injurious act with no intent of dying can be equally
life-endangering.
• Social support and coping strategies - The availability and support from family
members and other community partners could enhance the safety of the
individual. An individual with limited support would be at a higher risk of suicide
or self harm.
3
Note: SWPs should document clearly should they have certain information missing or
when the individual has refused to divulge information.
6 The following provides a broad classification of risk levels. Risk levels can
escalate quickly when situations change. Regular monitoring of such cases is
therefore of critical importance. In the event that the SWP uses instruments (e.g.
Deliberate Self-Harm Inventory, Suicide Risk Screening Tools) to gauge risk levels
and the recommended risk level from the tool differs from the SWP’s professional
opinion, a discussion should be held between SWP and his/ her supervisor to jointly
decide on the risk level.
• having a detailed plan and access to highly lethal means (e.g. where an
individual indicates that he/ she has access to high dosage of medicine that he/
she would use to harm him/ herself)
• verbalised intent of self-injury and suicide by the individual with plans on how
the act would be carried out
• intense self-injury or suicide intent
• having a subjective intent (e.g. where the individual has indicated that they
would engage in suicide or self-injurious behaviours should they face a
particular situation)
4
Presence of triggers/ stressors
• the individual is in extreme distress and has poor coping strategies
• recent losses or stressors and response towards stressor
• upcoming or impending date or event where the individual is likely to be
triggered and engage in self injury/ suicidal behaviours (e.g. death anniversary
of a loved one)
• individuals with very limited protective factors identified (e.g. where the
individual may have very limited social support for help or the individual is very
unwilling to seek help).
A ‘low’ risk scenario is one where the individual has no intent of death and there are a
number of protective factors, such as the individual having self-control (e.g. an
individual makes a remark of dying or hurting himself with no other risk factors present,
has a good level of self-control and social support). This is characterised by:
5
• good self-control;
• absence of psychiatric disorders;
• a supportive social environment; and/ or
• verbalised intent of suicide/ self-harm with no plans on how the acts would be
carried out.
D Conducting Interventions
1 In accordance to social work ethics, the protection of life takes precedence over
other social interventions. The consideration on the choice of intervention and plan of
action should therefore prioritise the need to safeguard the client’s life.
2 A priority for the SWP would be to develop interventions to attend to the suicide
intent or self-injury concerns. The intervention should be provided immediately for
cases assessed to be of high risk. A safety plan should be developed together with
the individual who is at risk and, as much as possible, with their significant others to
help mitigate the risk. This plan would include ways in which to keep the individual
safe, alert the individual’s significant others on the risks present and link the individual
with other professionals or stakeholders to provide the needed support.
6
• SWP’s assessment of the risk which includes:
o Presenting problems e.g. psychiatric, social, financial
o Severity of the concern e.g. extent and frequency
o Urgency i.e. whether the individual poses an imminent danger to self/
others
o Type of risk behaviour e.g. suicidal, aggressive to self/ others
• The individual at-risk is aware of what the individual should and should not
do when in distress –
o understands measures to be taken to calm himself/ herself (e.g.
contacting family members, friends, a hotline);
o reminds himself/ herself on reasons for living or not engaging in self
harm or suicidal thoughts, and gets help;
o reduces access to means of committing suicide or self-injury.
• Family members are alerted to –
o the warning signs of the individual’s suicide and self-injury;
o the non-negotiables (e.g. challenging the individual to take his/ her life,
leaving the individual alone unattended especially when they are in high
risk of harm);
o ways of keeping the environment safe for the individual (e.g. removing
objects that can be used to conduct self-injury);
o look into ways to enhance protective factors for the individual (e.g. fixing
an appointment for the individual with a helping professional); and
o provide support for the individual.
• Linking up the individual and/ or family members for other support services
(e.g. referring the individual to seek mental health treatment in a hospital).
Where possible, SWPs should obtain consent before making referrals to
other agencies for other services. However, if the SWPs assess that the
individual or family members are unlikely to keep the individual safe,
referral without consent can be considered, (e.g. if the individual
behaviours threaten his/ her or others’ safety or the method used in
conducting the self-injurious / suicide attempt was life threatening).
7
IMPORTANT TO NOTE
A ‘no self harm’ or a ‘no suicide’ contract with an at-risk individual is not
sufficient as a safety plan. SWPs should, as much as possible, work in
collaboration with family members and other stakeholders who may be in the
position to support them, even if the individual who is at risk does not provide
the consent to contact other parties. The individual’s refusal for other parties
to be involved may indicate the person to be at a higher risk of possible harm.
SWPs have to be careful in not formulating assessments of the individual’s
safety based on the individual’s self reports alone, as they may not be
providing an accurate picture of their current circumstance.
• Conduct a regular case review, especially when there are changes to the
individual and/ or family’s situation. More frequent reviews should be
conducted with a supervisor especially for ‘intermediate’ to ‘high’ risk
cases
• Discuss with supervisor and stakeholders the areas of support for the
individual at risk, that needs to be strengthened.
8
E Management of Cases Where Client Has Passed Away Due to Suicide or
Self-injury
1 In the event that a client has passed away due to suicide or self-injury, SWPs
assess the family’s coping, provide support to the bereaved family and follow up for a
period of time to help the family grieve and manage any outstanding matters that may
have arose from the individual’s death (e.g. financial support, care arrangement of
other members etc.). SWPs could also conduct an assessment on how the family
members have been impacted by the death and refer them for other support, where
required. It is important for the bereaved family to be given the space to grief and
cope and be informed of available help
2 The sudden death of a client from suicidal or self-injury can have a significant
impact on the SWP concerned. Experiencing the death of a client can lead to feelings
of guilt, anger, sadness and fear of being blamed, burnout and compassion fatigue in
the SWP.
3 When dealing with the loss, SWPs would need help and support in coping. At
a personal level, support can come from family members and friends. SWPs should
be given the space to express their emotions related to the loss, time off from work,
support from a group and time for self-care, where needed. SWPs may opt to attend
the funeral of the client and meet with the client’s family should they give consent for
SWPs to do so.
4 The agency conducts a debrief with SWPs and his/ her supervisor to provide
them with the appropriate support.
Agency review
9
NOTES
NOTES
NOTES
Chapter 8 REFLECTIVE PRACTICE AND SUPERVISION
A Reflective Practice
1 Reflective practice requires one to pause and take stock of the actions and
decisions that they are making, in order to learn from their experiences. Boud, Keogh
& Walker (1985) considered reflective practice as ‘an important human activity in which
people recapture their experience, think about it, mull over and evaluate it. It is this
working with experiences that is important in learning.’
3 Reflective practice need not be limited to just within the FSC but can include
service users, stakeholders and other relevant systems who could provide feedback
to enhance the learning.
1 The conduct of reflective practice has to be cultivated in an FSC and this can
be done through:
• Building a culture of learning – Reflective practice requires time and effort to
develop. Agencies provide the space and culture for their SWPs to explore,
develop, reflect and at times make mistakes as part of the learning process.
• Establishing a structure for reflective practice – Reflective practice can be built
into case reviews, supervision, programme development and organisational
planning.
• Developing a model for reflective practice – There are various models of
reflective practice. The FSC considers different models of reflective practice
and develops one that best fit their organisation and style of working for
implementation. Having a model for reflective practice will enable a better
articulation of how reflective practice is undertaken within the agency.
1
C Supervision
Functions of supervision
Principles of supervision
4 Supervisors should uphold and be guided by the principles of ethics set out
by the different professional bodies such as the Singapore Association of Social
Workers (SASW) Code of Ethics.
2
• Social Justice
Supervisors should advocate and mediate for their supervisees, where this is
necessary. Such situations would be necessary especially when there are
differences between the agency’s actions and professional ethics or differences
between the supervisee and the organisation.
• Protecting client and vulnerable family members
Supervision should be used as a platform to discuss and review the concerns
that exist in a case, especially when faced with risk related concerns or complex
social issues.
• Adopting a person-in-environment perspective
Supervision should ensure that SWPs take an ecosystem perspective in
assessment and intervention where the client’s family system and other
stakeholders are involved in the helping process.
Supervision ethics
6 Social work Supervisors and supervisees may face ethical dilemmas when
providing services to clients. To address those dilemmas, the Supervisor and the
supervisee should have a good knowledge of the code of ethics that guides their
practice with clients as well as their supervisory relationship.
• Supervisors need to be aware of their own levels of competency, strength and
limitations. They should have the necessary knowledge and skill to supervise
or provide consults and do so only within their areas of knowledge and
competence. Should they not have the necessary expertise to support the
supervisee in a particular area of work, they could engage the help of other
Supervisors.
• Supervisors are responsible in setting clear, appropriate, culturally sensitive
and professional boundaries and be mindful of the power imbalance that exist
between them and their supervisees.
• Supervisors should notify their management should the supervisee discloses
an intent of possibly harming themselves or others, and have the matter
handled appropriately.
• Supervisors evaluate supervisees’ performance fairly and respectfully. They
should not use information disclosed during the supervision process to
penalise the supervisee in the appraisal process.
(Social Work Supervision Guidelines, 2017)
3
Types of supervision
The Supervisor/ team manager may decide that team supervision would be
helpful to facilitate learning in the team and in meeting the team’s goals to
work effectively with clients. The Supervisor would be responsible for
planning the team supervision, establishing its structure and boundaries and
in facilitating its process. This might be done in consultation with team
members and to include rotation in tasks such as chairing and minute taking.
Team supervision is more process focused than staff meetings and has a
managerial and educational aim.
4
Team supervision shouId not repIace individuaI supervision. To run a
successfuI team supervision, a Supervisor needs to be cIear on what shouId
be covered in the team supervision and what beIongs in individuaI
supervision. The Supervisor aIso is trained in group dynamics/ group work
and understands the impact of their roIe and their individuaI reIationships with
members of the team.
• Group Supervision
This has some simiIarities with team supervision and requires simiIar
understanding of group dynamics. Where it differs is in the pIanning, content
of the sessions and the extent the Supervisor heIps the group to share
responsibiIity in the supervisory process.
Group supervision can be a very usefuI tooI in deveIoping the skiIIs of group
members. However, knowIedge of group dynamics and group work methods
are important for this process to take pIace.
• Peer Supervision
In peer supervision, workers with simiIar IeveIs of experience and work
areas get together to discuss both practice and personaI deveIopment issues.
This tends to work best for SWPs or Supervisors who are more experienced
and deveIoped in their practice capabiIities. Sharing practice and professionaI
concerns to peers may cause anxiety in the SWPs, making them defensive and
unwiIIing to receive the comments and suggestions given. Peer supervision
groups comprising Iess experienced workers may require the services of a
consuItant to heIp faciIitate the group and keep it on track.
External consultation
5
10 SWPs may at their own initiative engage an external consultant to meet their
personal professional growth or accreditation requirements. This may fall outside of
the agency’s purview but involve discussions regarding the agency's client. As such,
it would be important for each FSC to develop relevant policies to guide their staff on
this – providing clarity on the possible qualifications of the consultant engaged,
confidentiality requirements and accountability issues.
6
• Growth – The relationship needs to be angled from the perspective of
professional growth of the supervisee. The fundamental purpose of supervision
is to enable the provision of better service quality for the service users.
7
• Reflection-in-action
• Reflection before action
In each of these, the SWPs are guided in reflecting on their emotions, responses and
actions as they conduct their practice. This is either conducted after the practice has
taken place (reflection-on-action), as the practice is taking place (reflection-in-action)
or prior to the practice taking place. It enables the SWPs to be alert and very self-
aware of the responses they developed in facing situations posed by the clients, and
pre-empt their future responses to ensure that they are appropriate.
4 The following consists of the process involved in reflective practice and how a
Supervisor may transfer learning.
LEARNING
REVIEW REFLEcT LEARN
TRANsFER
5 FSCs should match the knowledge and skills required by the supervisee with
that of the Supervisor’s. Supervisors may not possess the expertise in all practice
related areas. There may be situations where cross supervision is needed or an
external Supervisor is brought in to provide additional support.
8
6 Supervisors should receive sufficient orientation and training before they are
tasked to supervise others. It is also the responsibility of the Supervisor to continually
upgrade their skills and knowledge, to enable them to fulfil the demands of their role
as a Supervisor.
Supervisor’s workload
Supervisee’s responsibility
E Structure of Supervision
1 FSCs should put in place a policy on the provision of supervision outlining the
structure and expectations in the supervisory process. A supervision structure should
clearly state how supervision is to be carried out for different levels of staff and the
required frequency of supervision.
9
Staff Level Minimum Supervision Supervisor Level
Requirement
Social Work Weekly supervision Social Worker with 3 years or
Practitioner 6 hours per month more years in the position
0-1 year
Social Work Twice a month Senior Social Work Practitioner
Practitioner 4 hours per month
1-3 years
Social Work Once a month Senior Social Work Practitioner
Practitioner 3 hours per month with 5 years or more years in
3-5 years and the position
above
Senior Social Once a month Senior Social Worker with 8
Work Practitioner 3 hours per month years and above in the position
or
Lead Social Worker
Lead Social Work Once a month Master Social Worker
Practitioner 3 hours per month External clinical consultant
Supervision contract
Documentation of supervision
10
supervisee and the head of the agency. Documentation on clinical supervision
sessions pertaining to the supervisee should be kept separate from documentation of
casework supervision specific to a case. The latter should be kept in the case file.
This allows for a quick retrieval of information on how supervisory decision on the case
was made.
1 In the FSC setting, SWPs manage a range or types of cases. Some of these
cases involve the management of risk and safety concerns within the family (e.g.
suicide, family violence, abuse). Apart from needing to support the SWPs in ensuring
their emotional and professional resilience to face the challenges of such cases,
supervision is also a means of ensuring that the SWPs remain alert to the risk and
safety concerns that exist or are imminent, and that these risk and safety concerns are
being attended to. Supervision therefore helps to ensure the safety of the clients
involved.
Professional dangerousness
4 Clients and families may show various forms of resistance whilst working with
the SWP. Some of these forms of resistance include the show of:
• Hostility
• Passive aggressiveness
• Passive helplessness
11
• Challenging/ Chaotic behaviours
Hostage syndrome
5 As a result of the hostile resistance shown by the client and families, SWPs
may demonstrate ‘hostage syndrome’ where SWPs become compliant with the abuser
with the view that this will reduce the threat and stress to the SWP. This would
reinforce the positive attributes of the person who is being hostile and abusive - in that
the person had the ability to harm the SWP but did not do so. This then gives the
abusive person considerable control over the situation (Stanley and Goddard, 2002).
6 These are the possible reasons for which an SWP may demonstrate hostage
syndrome:
• Fear
• Own unresolved childhood experiences
• Personal history of physical abuse
• Perceiving and over identifying with the client as the ‘underdog’
• Professional pressure not to admit fear of client
(Stanley & Goddard, 1993)
12
• Being biased – the SWP is biased towards certain groups of clientele due to
their own personal issues and history.
• Focus on recent memorable events rather than patterns of behaviour – the
SWP focusses on the latest positive change that the client has demonstrated
without considering past patterns of behaviour where these positive changes
tended to be short-lived. The SWPs should identify and study patterns that
exist and monitor positive successes over a period of time.
• Rule of optimism – the SWPs is overly optimistic on the client’s progress and
looks only at the positive or successful behaviors of the clients, ignoring the
negative behaviours as evidence or justification to support their decisions. The
SWPs should analyse cases taking into consideration both positive and
negative experiences with the clients.
• Uncritical of new information that supports own view but critical of information
that goes against the SWP’s views – this is similar to the point above where the
SWP only looks for evidence that supports their own view of the client and the
client’s situation.
G Self Care
2 Agencies need to develop self-care strategies/ plans that would help buffer the
SWPs against the unwanted impact of the work they do. There should be an ongoing
consistent effort to help support and sustain the SWPs before the negative impacts
are being felt.
3 Recognising the signs and symptoms forms the next crucial step in addressing
the adverse signs and symptoms often associated with the helping profession.
i. Burnout
13
overwhelmed and unable to meet constant demands. Burnout damages the SWPs’
ability to empathise and function in the helping relationship and tends to occur when
SWPs exhaust themselves both physically and emotionally through overwork and
lack of proper self-care. Common symptoms of burnout include, but are not limited
to:
• Anxiety
• Increased frequency of illness due to depleted immunity
• Depressive symptoms
• Irritability or outbursts of anger
• Loss of appetite
• Insomnia or sleep disturbances
• Physiological symptoms such as headaches, chest pain, shortness of breath or
gastrointestinal pain
• Loss of enjoyment and motivation to work which may extend to other areas of
the person’s life
• Increased absenteeism
• Withdrawal from socialising
• Sense of detachment or disconnectedness from others and the environment
• Sense of apathy and hopelessness
• Deteriorating work performance and productivity
Vicarious traumatisation occurs when SWPs who were not an immediate witness or
victim of the trauma, absorb and integrate disturbing aspects of the client’s/ victim’s
traumatic experience as if they had experienced it themselves. Research has indicated
that the SWPs with unresolved personal trauma history are vulnerable to vicarious
traumatisation. The SWPs’ worldview and sense of self may be affected as they react
to the client’s experience. Symptoms of vicarious traumatisation are similar to that of
direct trauma but with less intensity. Common symptoms include, but are not limited
to:
14
• Social withdrawal
• Mood swings
• Heightened sensitivity to violence
• Somatic symptoms
• Disrupted sleeping patterns
• Sexual difficulties
• Difficulties managing boundaries with clients
• Difficulties in relationships
• Self-harming behaviours
• Substance abuse
• Helplessness and powerless
iv. Countertransference
5 The objectives commonly noted in self-care plans can include but are not
limited to the following:
• taking care of physical health;
• managing and reducing stress;
• honouring emotional and spiritual needs;
• nurturing relationships; and
• finding work/ life balance
6 Some research has indicated that self-care is part of healing, which is to focus
on obtaining what is needed to survive and energise. Part of self-care is also knowing
when to seek help from others. Receiving help from a trained professional or therapist
not only allows for an alternative perspective, but also assistance in the development
of self-care strategies.
15
7 Regular supervision provides for the identification of ‘blind spots’, guidance and
mentoring on the development of practice knowledge and skills so as to better manage
complex or difficult cases, workload demands and other issues. SWPs can learn to
be aware of their internal processes and bring it up for discussion with their
Supervisors.
8 It is crucial for the Supervisors to pay attention to signs of job stress and
address them with their supervisees. The Supervisors should provide resources to
help supervisees and make outside referrals where necessary. Peer consultation can
be helpful to the Supervisors and the supervisees in such cases.
10 Supervisors may feel that their ability to supervise depends on their levels of
effort and expertise, negating their own need to be able to manage and express stress.
They may identify and become overly-involved with their clients’ and supervisees’
experiences, such that they may feel guilty at not being able to help achieve desired
results. T hey may perceive that the agency discourages the i r expression of such
feelings and may fear of being judged as incompetent.
12 A Supervisor who is stressed in her/ his work situation will be unable to support
the supervisees and work through the latter's stress. In turn, this will affect the
supervisee's ability to support clients.
13 The Supervisors need to manage their own needs as a Supervisor through the
following ways:
• Feel a right to require cooperation and work from supervisees.
• Learn to be honest in acknowledging the difficulties that originate within them,
those which originate from the supervisee and those from the agency.
• Provide feedback to the agency and point out if their policies and procedures
(or lack of these) are making the supervisory tasks more difficult.
16
• Participate in support groups inside or outside the agency to share experiences
with others and try out new ideas and approaches in supervision.
• Develop other leisure interests outside of the work sphere. It is helpful to
maintain a work-life balance.
• Learn to recognise feelings of frustration and distress within the self and seek
help from the Supervisor/ consultant/ support group in bringing this into the
open and discussing it.
• Look for training and refresher courses and refreshers in supervisory skills
• Ensure that they, the agency and the supervisees understand and recognise
the supervisory tasks.
• Try not to feel overly responsible for the supervisees. The Supervisors cannot
manage the supervisees’ lives or their work for them. The supervisees are
responsible for themselves.
17
NOTES
NOTES
NOTES
FORMS AND ANNEXES
HOME VISIT ASSESSMENT FORM
Hygiene / Excellent
Cleanliness Good
Satisfactory
Unsatisfactory
Concerns noted
1
Social & Emotional Condition / Needs
Remarks (if any):
Living Persons living in Excellent
arrangement the household. Good
Satisfactory
Indicate if there are Unsatisfactory
concerns of Concerns noted
overcrowding or
presence of
unrelated or
possible higher risk
housemates.
Availability of Yes
physical or medical No
aid(s) and
resources to cope
2
FINANCIAL ASSESSMENT
Date :
By :
Childcare/ Babysitter’s
2. fees
3. Transport
Medical Expenses
(Private GP/ Polyclinic/
Hospital)
Maintenance paid to
Parents/ wife/ children
Telecommunication
Others: charges including internet
Insurance
1
Arrears instalment
committed
(SP, SCC, medical, rent,
mortgage, maintenance,
telecommunication, etc.)
Total Total
Per Capita Income (PCI)
II. BANK / SAVINGS INFORMATION
Account Holder Bank Name Account Number Balance Last update
(balance as at)
III. ASSESSMENT (include family’s identified barriers and strengths which could be
positively tapped on)
IV. RECOMMENDATION
Name of scheme / assistance Amt ($) Period
Remarks:
1
This may include uncommon expenses which applicants need to make due to the family’s extenuating
circumstances e.g. expenses for a maid to take care of family member(s) with special needs, medication and
supplements not covered under Medifund, elder care etc. In addition, SWPs should also ask if there are foregone
expenses i.e. expenses which are necessary but which applicants forego because of their financial constraints e.g.
providing balanced and nutritious meals for the family, clinic or hospital visits for treatment/follow-up treatment etc.
2
Suicide Risk Assessment
This assessment guide highlights the key factors that Social Work Practitioners need
to be aware of when assessing suicide risk. It is essential to look out for warning signs
especially when there is acute risk: when an individual is likely to carry out the suicide
act. For such cases, intervention is needed immediately to mitigate the risk.
(Please refer to Chapter 7 Management of Cases with Suicidal and Self-Injury Intent
for more details)
2) Suicidal Thoughts:
General non-specific thoughts of wanting to end one’s life/ commit
suicide, “l’ve thought about killing myself” without having specific ways
to kill oneself/ associated methods, intent or plan.
Have you had any thoughts of killing yourself?
1
SUICIDE IDEATION DEFINITIONS AND PROMPTS Current Past
Possible questions that can be asked are in bold and italics. Month
6) Suicide Behaviour Question:
Have you ever done anything, started to do anything, or prepared
to do anything to end your life?
Examples: Collected pills, gave away valuables, wrote a will or suicide
note, took out pills but didn’t swallow any, went to a high floor but didn’t
jump etc.
2
Mental Health Status Assessment
At the FSC, SWPs may need to conduct a generic mental health assessment for some
of the clients. This is not a formal psychiatric assessment which is conducted by a
doctor or a psychiatrist. It is part of the assessment to be conducted by SWPs, when
needed.
What to Observe
• General appearance
• Behaviour
• Thought processes and the communication of this
• Emotion and emotional response
• Impulse control
• Insight, awareness of self and others and the impact of their actions
• Reality testing and cognitive functioning.
How to Observe
This does not differ greatly from how SWP conducts interviews. If there is concern
about the mental health status, more care may need to be given to the volume, choice
of words and the mindfulness of the client’s reaction. Note how the client
communicates verbally and non-verbally and how the client relates information.
Observation is not restricted to contact with the client but include those around the
client. It is helpful to consider perspectives of others who come into frequent contact
with the client. This can include family members, flat-mates and even neighbours or
significant others in the community with reliable information. This may include talking
and visiting them to gather more information. Environmental observations like state of
the home will also form an essential part of the assessment.
1
Mental Health Status Assessment
Client Name :
Date Completed :
Conducted by :
Key:
F – Frequent O – Occasional NP – Not Present H – History ND – No Data
General Areas F O NP H ND
Appearance Physically unkempt, unclean
Clothing atypical, unusual,
bizarre
Unusual physical characteristic -
twitches, posture
Behaviour General movement -
accelerated, slowed, atypical,
fidgety, restless, inappropriate
Speech - inappropriate volume,
slurring, stammer
Sleep, diet and energy level -
inappropriate level observed
Emotions Euphoria, elation
Fear, anxiety, apprehension
Depression, sadness
Perception Disorientation of person, place
and time
Poor immediate recall, recent
and remote memory
Presence of illusions
Presence of hallucination -
sounds, visual or others
Lack of insight into their issues
and their impact on others
Thought Inability to focus and
Content concentrate
Distortion of reality e.g. a
woman with anorexia who thinks
that she is fat
Delusion - an inappropriate idea
that cannot be dissuaded using
evidence e.g. a man believing
1
that he has a large inheritance
with no evidence to show for it
Thought Inability to link ideas and no flow
Processes to ideas
Illogical and incoherent in
presentation of thoughts
Difficulties in evaluating their
situation and making logical
decisions e.g. binge-drinking,
high risk sex behaviour
Preoccupations Somatic preoccupation - over
focus on bodily functions,
physical health
Obsessions - persistent
thoughts that are intrusive and
unwanted that haunts the
person
Compulsions - urges that cannot
be controlled
Phobias - irrational persistent
fears
High Risk Ideas Suicidal Ideation
Homicidal Ideation
Delusions/ hallucination that can
lead to harm to self or others
Impulse Difficulties in controlling anger;
Control strong desires including sexual
urges
Environment Inappropriate physical
surroundings - poor hygiene,
many pets that have affected
the individual’s quality of life
Presence of waste, junk and
hoarding
Worker's Summary
2
ANNEX A
1
PENAL CODE CHAPTER VII
2
PENAL CODE CHAPTER VIII
3
PENAL CODE CHAPTER XII
4
252 Possession of altered coin by a person who knew it to be altered
when he became possessed thereof
253 Possession of current coin by a person who knew it to be altered
when he became possessed thereof
254 Delivery to another of coin as genuine, which when first possessed
the deliverer did not know to be altered
254A Delivery to another of current coin as genuine, which when first
possessed the deliverer did not know to be altered
255 Counterfeiting a Government stamp
256 Having possession of an instrument or material for the purpose of
counterfeiting a Government stamp
257 Making or selling an instrument for the purpose of counterfeiting a
Government stamp
258 Sale of counterfeit Government stamp
259 Having possession of a counterfeit Government stamp
260 Using as genuine a Government stamp known to be counterfeit
261 Effacing any writing from a substance bearing a Government stamp,
or removing from a document a stamp used for it, with intent to cause
loss to Government
262 Using a Government stamp known to have been before used
263 Erasure of mark denoting that stamp has been used
5
PENAL CODE CHAPTER XVI
6
329 Voluntarily causing grievous hurt to extort property, or to constrain to
an illegal act
330 Voluntarily causing hurt to extort confession or to compel restoration
of property
331 Voluntarily causing grievous hurt to extort confession or to compel
restoration of property
332 Voluntarily causing hurt to deter public servant from his duty
333 Voluntarily causing grievous hurt to deter public servant from his duty
334 Voluntarily causing hurt on provocation
335 Causing grievous hurt on provocation
336 Punishment for act which endangers life or the personal safety of
others
337 Causing hurt by an act which endangers life or the personal safety of
others
338 Causing grievous hurt by an act which endangers life or the personal
safety of others
339 Wrongful restraint
340 Wrongful confinement
341 Punishment for wrongful restraint
342 Punishment for wrongful confinement
343 Wrongful confinement for 3 or more days
344 Wrongful confinement for 10 or more days
345 Wrongful confinement of person for whose liberation a writ has been
issued
346 Wrongful confinement in secret
347 Wrongful confinement for the purpose of extorting property or
constraining to an illegal act
348 Wrongful confinement for the purpose of extorting confession or of
compelling restoration of property
349 Force
350 Criminal force
351 Assault
352 Punishment for using criminal force otherwise than on grave and
sudden provocation
353 Using criminal force to deter a public servant from discharge of his
duty
354 Assault or use of criminal force to a person with intent to outrage
modesty
354A Outraging modesty in certain circumstances
355 Assault or criminal force with intent to dishonour otherwise than on
grave and sudden provocation
7
356 Assault or criminal force in committing or attempting to commit theft
of property carried by a person
357 Assault or criminal force in attempting wrongfully to confine a person
358 Assaulting or using criminal force on grave and sudden provocation
359 Kidnapping
360 Kidnapping from Singapore
361 Kidnapping from lawful guardianship
362 Abduction
363 Punishment for kidnapping
363A Punishment for abduction
364 Kidnapping or abducting in order to murder
365 Kidnapping or abducting with intent secretly and wrongfully to confine
a person
366 Kidnapping or abducting a woman to compel her marriage, etc.
367 Kidnapping or abducting in order to subject a person to grievous hurt,
slavery, etc.
368 Wrongfully concealing or keeping in confinement a kidnapped person
369 Kidnapping or abducting child under 10 years with intent to steal
movable property from the person of such child
370 Buying or disposing of any person as a slave
371 Habitual dealing in slaves
372 Selling minor for purposes of prostitution, etc.
373 Buying minor for purposes of prostitution, etc.
373A Importing woman for purposes of prostitution, etc.
374 Unlawful compulsory labour
375 Rape
376 Sexual assault by penetration
376A Sexual penetration of minor under 16
376B Commercial sex with minor under 18
376C Commercial sex with minor under 18 outside Singapore
376D Tour outside Singapore for commercial sex with minor under 18
376E Sexual grooming of minor under 16
376F Procurement of sexual activity with person with mental disability
376G Incest
377 Sexual penetration of a corpse
377A Outrages on decency
377B Sexual penetration with living animal
377C Interpretation of sections 375 to 377B (sexual offences)
377D Mistake as to age
8
PENAL CODE CHAPTER VI
Illustration
9
Intentional omission to give information of offences against section 121,
121A, 121B or 121C by a person bound to inform
121D. Whoever knowing or having reason to believe that any offence
punishable under section 121, 121A, 121B or 121C has been committed
intentionally omits to give any information respecting that offence which he is
legally bound to give, shall be punished with imprisonment for a term which may
extend to 10 years, or with fine, or with both.
[51/2007]
Collecting arms, etc., with the intention of waging war against the
Government
122. Whoever collects men, arms or ammunition or otherwise prepares to
wage war, with the intention of either waging or being prepared to wage war
against the Government, shall be punished with imprisonment for life or
imprisonment for a term not exceeding 20 years, and shall also be liable to fine.
[51/2007]
[Indian PC 1860, s. 122]
10
Waging war against any power in alliance or at peace with Singapore
125. Whoever wages war against the government of any power in alliance
or at peace with the Government, or attempts to wage such war, or abets the
waging of such war, shall be punished with imprisonment for life, to which fine
may be added; or with imprisonment for a term which may extend to 15 years,
to which fine may be added, or with fine.
[51/2007]
[Indian PC 1860, s. 125]
11
punished with imprisonment for a term which may extend to 7 years, and shall
also be liable to fine.
[51/2007]
[Indian PC 1860, s. 129]
“Harbour”
130A. In this Chapter, “harbour” includes the supplying a person with shelter,
food, drink, money, clothes, arms, ammunition, or means of conveyance, or the
assisting a person in any way to evade apprehension.
12
PENAL CODE CHAPTER VII
13
shall be punished with imprisonment for a term which may extend to 2 years, or
with fine, or with both.
[Indian PC 1860, s. 135]
Harbouring a deserter
136. Whoever, except as hereinafter excepted, knowing or having reason to
believe that an officer or a serviceman in the Singapore Armed Forces or any
visiting forces lawfully present in Singapore has deserted, harbours such officer
or serviceman shall be punished with imprisonment for a term which may extend
to 2 years, or with fine, or with both.
Exception.—This provision does not extend to the case in which the harbour is
given by a wife to her husband.
[Indian PC 1860, s. 136]
Saving
139. Where provision is made in any law relating to the discipline of the
Singapore Armed Forces for the punishment of an offence corresponding to an
offence defined in this Chapter, no person who is subject to such provision shall
be subject to punishment under this Code for the offence defined in this
Chapter.
[Indian PC 1860, s. 139]
14
Wearing the dress of a serviceman
140. Whoever, not being a serviceman in the Singapore Armed Forces or
any visiting forces lawfully present in Singapore, wears any garb or carries any
token resembling any garb or token used by such a serviceman, with the
intention that it may be believed that he is such a serviceman, shall be punished
with imprisonment for a term which may extend to 6 months, or with fine which
may extend to $2,500, or with both.
[51/2007]
[Indian PC 1860, s. 140]
“Harbour”
140A. In this Chapter, “harbour” includes the supplying a person with shelter,
food, drink, money, clothes, arms, ammunition, or means of conveyance, or the
assisting a person in any way to evade apprehension.
15
PENAL CODE CHAPTER VIII
Unlawful assembly
141. An assembly of 5 or more persons is designated an “unlawful
assembly”, if the common object of the persons composing that assembly is —
(a) to overawe by criminal force, or show of criminal force, the Legislative
or Executive Government, or any public servant in the exercise of the
lawful power of such public servant;
(b) to resist the execution of any law, or of any legal process;
(c) to commit any offence;
(d) by means of criminal force, or show of criminal force, to any person,
to take or obtain possession of any property, or to deprive any person
of the enjoyment of a right of way, or of the use of water or other
incorporeal right of which he is in possession or enjoyment, or to
enforce any right or supposed right; or
(e) by means of criminal force, or show of criminal force, to compel any
person to do what he is not legally bound to do, or to omit to do what
he is legally entitled to do.
[51/2007]
Explanation .—An assembly which was not unlawful when it assembled may
subsequently become an unlawful assembly.
[Indian PC 1860, s. 141]
Punishment
143. Whoever is a member of an unlawful assembly, shall be punished with
imprisonment for a term which may extend to 2 years, or with fine, or with both.
[51/2007]
[Indian PC 1860, s. 143]
16
extend to 5 years, or with fine, or with caning, or with any combination of such
punishments.
[51/2007]
Illustration
A wooden pole sharpened at the end is a thing which, used as a weapon of offence,
is likely to cause death.
This illustration is applicable to sections 148 and 158.
[Indian PC 1860, s. 144]
Illustration
17
Every member of an unlawful assembly to be deemed guilty of any
offence committed in prosecution of common object
149. If an offence is committed by any member of an unlawful assembly in
prosecution of the common object of that assembly, or such as the members of
that assembly knew to be likely to be committed in prosecution of that object,
every person who, at the time of the committing of that offence, is a member of
the same assembly is guilty of that offence.
[Indian PC 1860, s. 149]
18
Wantonly giving provocation, with intent to cause riot
153. Whoever malignantly or wantonly, by doing anything which is illegal,
gives provocation to any person, intending or knowing it to be likely that such
provocation will cause the offence of rioting to be committed, shall, if the offence
of rioting is committed in consequence of such provocation, be punished with
imprisonment for a term which may extend to 3 years, or with fine, or with both;
and if the offence of rioting is not committed, with imprisonment for a term which
may extend to one year, or with fine, or with both.
[51/2007]
[Indian PC 1860, s. 153]
19
manager, having reason to believe that such riot was likely to be committed, or
that the unlawful assembly by which such riot was committed was likely to be
held, shall not use all lawful means in his power to prevent such riot or assembly
from taking place, and for suppressing and dispersing the same.
[Indian PC 1860, s. 156]
Illustration
20
PENAL CODE CHAPTER XII
Illustrations
Counterfeiting coin
231. Whoever counterfeits or knowingly performs any part of the process of
counterfeiting coin, shall be punished with imprisonment for a term which may
extend to 7 years, and shall also be liable to fine.
Explanation .—A person commits this offence, who, intending to practise deception,
or knowing it to be likely that deception will thereby be practised, causes a genuine
coin to appear like a different coin.
[Indian PC 1860, s. 231]
21
Making or selling instrument for counterfeiting current coin
234. Whoever makes or mends, or performs any part of the process of
making or mending, or buys, sells or disposes of, any die or instrument for the
purpose of being used, or knowing or having reason to believe that it is intended
to be used, for the purpose of counterfeiting current coin, shall be punished with
imprisonment for a term which may extend to 7 years, and shall also be liable
to fine.
[Indian PC 1860, s. 234]
22
Delivery to another of coin, possessed with the knowledge that it is
counterfeit
239. Whoever, having any counterfeit coin which at the time when he
became possessed of it he knew to be counterfeit, fraudulently or with intent
that fraud may be committed, delivers the same to any person, or attempts to
induce any person to receive it, shall be punished with imprisonment for a term
which may extend to 5 years, and shall also be liable to fine.
[Indian PC 1860, s. 239]
Illustration
A, a coiner, delivers counterfeit Hong Kong dollars to his accomplice B, for the
purpose of uttering them. B sells the dollars to C, another utterer, who buys them
knowing them to be counterfeit. C pays away the dollars for goods to D, who receives
them, not knowing them to be counterfeit. D, after receiving the dollars, discovers that
they are counterfeit, and pays them away as if they were good. Here D is punishable
only under this section, but B and C are punishable under section 239 or 240 as the
case may be.
[Indian PC 1860, s. 241]
23
Delivery to another of current coin as genuine, which when first
possessed the deliverer did not know to be counterfeit
241A. Whoever delivers to any other person as genuine, or attempts to
induce any other person to receive as genuine, any counterfeit coin which is a
counterfeit of current coin which he knows to be counterfeit, but which he did
not know to be counterfeit at the time when he took it into his possession, shall
be punished with imprisonment for a term which may extend to 5 years, or with
fine, or with both.
[51/2007]
operation which diminishes the weight or alters the composition of that coin shall
be punished with imprisonment for a term which may extend to 3 years, and
shall also be liable to fine.
Explanation .—A person who scoops out part of the coin and puts anything else
into the cavity, alters the composition of that coin.
[Indian PC 1860, s. 246]
24
Fraudulently or dishonestly diminishing the weight or altering the
composition of current coin
247. Whoever fraudulently or dishonestly performs on any current coin any
operation which diminishes the weight or alters the composition of that coin,
shall be punished with imprisonment for a term which may extend to 7 years,
and shall also be liable to fine.
[Indian PC 1860, s. 247]
Altering appearance of any coin with intent that it shall pass as a coin of
a different description
248. Whoever performs on any coin any operation which alters the
appearance of that coin, with the intention that that coin shall pass as a coin of
a different description, shall be punished with imprisonment for a term which
may extend to 3 years, and shall also be liable to fine.
[Indian PC 1860, s. 248]
25
other person to receive the coin, shall be punished with imprisonment for a term
which may extend to 10 years, and shall also be liable to fine.
[Indian PC 1860, s. 251]
26
knows that any such operation as that mentioned in section 247 or 249 has
been performed, but in respect of which he did not, at the time when he took it
into his possession, know that such operation had been performed, shall be
punished with imprisonment for a term which may extend to 5 years, or with
fine, or with both.
[51/2007]
sells or disposes of, any instrument for the purpose of being used, or knowing
or having reason to believe that it is intended to be used, for the purpose of
counterfeiting any stamp issued by the Government for the purpose of revenue,
shall be punished with imprisonment for a term which may extend to 7 years,
and shall also be liable to fine.
27
[Indian PC 1860, s. 257]
*
Pursuant to section 39(1) of the Stamp Duties (Amendment) Act 1999 (Act 33 of
1999), any reference to a Government stamp or stamp in sections 255 to 262 of the
Penal Code (Cap. 224) shall be read as including a reference to a stamp certificate
issued under the Stamp Duties Act (Cap. 312) as amended by the Stamp Duties
(Amendment) Act 1999.
counterfeit of any stamp issued by the Government for the purpose of revenue,
intending to use or dispose of the same as a genuine stamp, or in order that it
may be used as a genuine stamp, shall be punished with imprisonment for a
term which may extend to 7 years, and shall also be liable to fine.
[Indian PC 1860, s. 259]
*
Pursuant to section 39(1) of the Stamp Duties (Amendment) Act 1999 (Act 33 of
1999), any reference to a Government stamp or stamp in sections 255 to 262 of the
Penal Code (Cap. 224) shall be read as including a reference to a stamp certificate
issued under the Stamp Duties Act (Cap. 312) as amended by the Stamp Duties
(Amendment) Act 1999.
any stamp issued by the Government for the purpose of revenue, shall be
punished with imprisonment for a term which may extend to 7 years, or with
fine, or with both.
[Indian PC 1860, s. 260]
*
Pursuant to section 39(1) of the Stamp Duties (Amendment) Act 1999 (Act 33 of
1999), any reference to a Government stamp or stamp in sections 255 to 262 of the
Penal Code (Cap. 224) shall be read as including a reference to a stamp certificate
issued under the Stamp Duties Act (Cap. 312) as amended by the Stamp Duties
(Amendment) Act 1999.
28
Effacing any writing from a substance bearing a Government stamp, or
removing from a document a stamp used for it, with intent to cause loss
to Government
*
261. Whoever, fraudulently or with intent to cause loss to the Government,
removes or effaces from any substance bearing any stamp issued by the
Government for the purpose of revenue, any writing or document for which such
stamp has been used, or removes from any writing or document a stamp which
has been used for such writing or document, in order that such stamp may be
used for a different writing or document, shall be punished with imprisonment
for a term which may extend to 3 years, or with fine, or with both.
[Indian PC 1860, s. 261]
*
Pursuant to section 39(1) of the Stamp Duties (Amendment) Act 1999 (Act 33 of
1999), any reference to a Government stamp or stamp in sections 255 to 262 of the
Penal Code (Cap. 224) shall be read as including a reference to a stamp certificate
issued under the Stamp Duties Act (Cap. 312) as amended by the Stamp Duties
(Amendment) Act 1999.
uses for any purpose a stamp issued by the Government for the purpose of
revenue, which he knows to have been before used, shall be punished with
imprisonment for a term which may extend to 2 years, or with fine, or with both.
[Indian PC 1860, s. 262]
*
Pursuant to section 39(1) of the Stamp Duties (Amendment) Act 1999 (Act 33 of
1999), any reference to a Government stamp or stamp in sections 255 to 262 of the
Penal Code (Cap. 224) shall be read as including a reference to a stamp certificate
issued under the Stamp Duties Act (Cap. 312) as amended by the Stamp Duties
(Amendment) Act 1999.
29
PENAL CODE CHAPTER XVI
Culpable homicide
299. Whoever causes death by doing an act with the intention of causing
death, or with the intention of causing such bodily injury as is likely to cause
death, or with the knowledge that he is likely by such act to cause death,
commits the offence of culpable homicide.
Illustrations
(a) A lays sticks and turf over a pit, with the intention of thereby causing death, or with the
knowledge that death is likely to be thereby caused. Z, believing the ground to be firm, treads
on it, falls in and is killed. A has committed the offence of culpable homicide.
(b) A knows Z to be behind a bush. B does not know it. A, intending to cause, or knowing
it to be likely to cause Z’s death, induces B to fire at the bush. B fires and kills Z. Here B may
be guilty of no offence; but A has committed the offence of culpable homicide.
Explanation 1.—A person who causes bodily injury to another who is labouring
under a disorder, disease or bodily infirmity, and thereby accelerates the death of that
other, shall be deemed to have caused his death.
Explanation 2.—Where death is caused by bodily injury, the person who causes
such bodily injury shall be deemed to have caused the death, although by resorting to
proper remedies and skilful treatment the death might have been prevented.
Explanation 3.—The causing of the death of a child in the mother’s womb is not
homicide. But it may amount to culpable homicide to cause the death of a living child,
if any part of that child has been brought forth, though the child may not have breathed
or been completely born.
[Indian PC 1860, s. 299]
Murder
300. Except in the cases hereinafter excepted culpable homicide is
murder —
(a) if the act by which the death is caused is done with the intention of
causing death;
30
(b) if it is done with the intention of causing such bodily injury as the
offender knows to be likely to cause the death of the person to whom
the harm is caused;
(c) if it is done with the intention of causing bodily injury to any person,
and the bodily injury intended to be inflicted is sufficient in the ordinary
course of nature to cause death; or
(d) if the person committing the act knows that it is so imminently
dangerous that it must in all probability cause death, or such bodily
injury as is likely to cause death, and commits such act without any
excuse for incurring the risk of causing death, or such injury as
aforesaid.
Illustrations
(a) A shoots Z with the intention of killing him. Z dies in consequence. A commits murder.
(b) A, knowing that Z is labouring under such a disease that a blow is likely to cause his
death, strikes him with the intention of causing bodily injury. Z dies in consequence of the
blow. A is guilty of murder, although the blow might not have been sufficient in the ordinary
course of nature to cause the death of a person in a sound state of health. But if A, not knowing
that Z is labouring under any disease, gives him such a blow as would not in the ordinary
course of nature kill a person in a sound state of health, here A, although he may intend to
cause bodily injury, is not guilty of murder, if he did not intend to cause death, or such bodily
injury as in the ordinary course of nature would cause death.
(c) A intentionally gives Z a knife-cut or club-wound sufficient to cause the death of a man
in the ordinary course of nature. Z dies in consequence. Here A is guilty of murder, although
he may not have intended to cause Z’s death.
(d) A, without any excuse, fires a loaded cannon into a crowd of persons and kills one of
them. A is guilty of murder, although he may not have had a premeditated design to kill any
particular individual.
[51/2007]
(a) that the provocation is not sought or voluntarily provoked by the offender as an
excuse for killing or doing harm to any person;
31
(b) that the provocation is not given by anything done in obedience to the law, or by a
public servant in the lawful exercise of the powers of such public servant;
(c) that the provocation is not given by anything done in the lawful exercise of the right
of private defence.
Explanation .—Whether the provocation was grave and sudden enough to prevent
the offence from amounting to murder is a question of fact.
Illustrations
(b) Y gives grave and sudden provocation to A. A, on this provocation, fires a pistol at Y,
neither intending nor knowing himself to be likely to kill Z, who is near him, but out of
sight. A kills Z. Here A has not committed murder but merely culpable homicide.
(c) A is lawfully arrested by Z, a police officer. A is excited to sudden and violent passion
by the arrest, and kills Z. This is murder, inasmuch as the provocation was given by a thing
done by a public servant in the exercise of his powers.
(d) A appears as a witness before Z, a Magistrate. Z says that he does not believe a word
of A’s deposition, and that A has perjured himself. A is moved to sudden passion by these
words, and kills Z. This is murder.
(e) A attempts to pull Z’s nose. Z, in the exercise of the right of private defence, lays hold
of A to prevent him from doing so. A is moved to sudden and violent passion in consequence,
and kills Z. This is murder, inasmuch as the provocation was given by a thing done in the
exercise of the right of private defence.
[51/2007]
32
Illustration
Explanation .—It is immaterial in such cases which party offers the provocation or
commits the first assault.
Exception 5.—Culpable homicide is not murder when the person whose death is
caused, being above the age of 18 years, suffers death or takes the risk of death with
his own consent.
Illustration
Exception 7.—Culpable homicide is not murder if the offender was suffering from
such abnormality of mind (whether arising from a condition of arrested or retarded
development of mind or any inherent causes or induced by disease or injury) as
substantially impaired his mental responsibility for his acts and omissions in causing
the death or being a party to causing the death.
33
Culpable homicide by causing the death of a person other than the
person whose death was intended
301. If a person, by doing anything which he intends or knows to be likely to
cause death, commits culpable homicide by causing the death of any person
whose death he neither intends nor knows himself to be likely to cause, the
culpable homicide committed by the offender is of the description of which it
would have been if he had caused the death of the person whose death he
intended or knew himself to be likely to cause.
[Indian PC 1860, s. 301]
(b) if the act is done with the knowledge that it is likely to cause death,
but without any intention to cause death, or to cause such bodily injury
as is likely to cause death, be punished with imprisonment for a term
which may extend to 10 years, or with fine, or with caning, or with any
combination of such punishments.
[Act 32 of 2012 wef 01/01/2013]
34
(b) in the case of a negligent act, with imprisonment for a term which may
extend to 2 years, or with fine, or with both.
[51/2007]
[Indian PC 1860, s. 304A]
Abetment of suicide
306. If any person commits suicide, whoever abets the commission of such
suicide shall be punished with imprisonment for a term which may extend to 10
years, and shall also be liable to fine.
[Indian PC 1860, s. 306]
Attempt to murder
307. —(1) Whoever does any act with such intention or knowledge and under
such circumstances that if he by that act caused death he would be guilty of
murder, shall be punished with imprisonment for a term which may extend to 15
years, and shall also be liable to fine; and if hurt is caused to any person by
such act, the offender shall be liable either to imprisonment for life, or to
imprisonment for a term which may extend to 20 years, and shall also be liable
to caning or fine or both.
[62/73; 51/2007]
Illustrations
(a) A shoots at Z with intention to kill him, under such circumstances that, if death
ensued, A would be guilty of murder. A is liable to punishment under this section.
(b) A, with intention of causing the death of a child of tender years, throws the child into a
river. A has committed the offence defined by this section, although the death of the child does
not ensue.
(c) A, intending to murder Z, buys a gun and loads it. A has not yet committed the
offence. A fires the gun at Z. He has committed the offence defined in this section; and if by
such firing he wounds Z, he is liable to the punishment provided by the latter part of this
section.
35
(d) A, intending to murder Z by poison, purchases poison and mixes the same with food
which remains in A’s keeping; A has not yet committed the offence defined in this
section. A places the food on Z’s table or delivers it to Z’s servants to place it on Z’s table. A
has committed the offence defined in this section.
[51/2007]
Illustration
Infanticide
310. When any woman by any wilful act or omission causes the death of her
child being a child under the age of 12 months, but at the time of the act or
omission the balance of her mind was disturbed by reason of her not having
fully recovered from the effect of giving birth to the child or by reason of the
effect of lactation consequent upon the birth of the child, she shall,
36
notwithstanding that the circumstances were such that but for this section the
offence would have amounted to murder, be guilty of the offence of infanticide.
Causing miscarriage
312. Subject to the provisions of the Termination of Pregnancy Act (Cap.
324), whoever voluntarily causes a woman with child to miscarry, shall be
punished with imprisonment for a term which may extend to 3 years, or with
fine, or with both; and if the woman is quick with child, shall be punished with
imprisonment for a term which may extend to 7 years, and shall also be liable
to fine.
[32/80]
Explanation .—A woman who causes herself to miscarry is within the meaning of
this section.
[Indian PC 1860, s. 312]
Explanation .—It is not essential to this offence that the offender should know that
the act is likely to cause death.
[Indian PC 1860, s. 314]
37
Child destruction before, at or immediately after birth
315. —(1) Subject to the provisions of the Termination of Pregnancy Act,
whoever, with intent to destroy the life of a child capable of being born alive, by
any wilful act causes a child to die before it has an existence independent of its
mother or by such act causes the child to die after its birth, shall, unless such
act is immediately necessary to save the life of the mother, be punished with
imprisonment for a term not exceeding 10 years, or with fine, or with both.
[32/80; 51/2007]
(2) For the purposes of this section, evidence that a woman had at any
material time been pregnant for a period of 28 weeks or more shall be prima
facie evidence that she was at that time pregnant of a child capable of being
born alive.
[Indian PC 1860, s. 315]
Illustration
A, knowing that he is likely to cause the death of a pregnant woman, does an act
which, if it caused the death of the woman, would amount to culpable homicide. The
woman is injured, but does not die; but the death of an unborn quick child with which
she is pregnant is thereby caused. A is guilty of the offence defined in this section.
[Indian PC 1860, s. 316]
Explanation .—This section is not intended to prevent the trial of the offender for
murder or culpable homicide as the case may be, if the child dies in consequence of
the exposure.
[Indian PC 1860, s. 317]
38
Concealment of birth by secret disposal of dead body
318. Whoever by secretly burying or otherwise disposing of the dead body
of a child, whether such child dies before or after or during its birth, intentionally
conceals or endeavours to conceal the birth of such child shall be punished with
imprisonment for a term which may extend to 2 years, or with fine, or with both.
[Indian PC 1860, s. 318]
Hurt
Hurt
319. Whoever causes bodily pain, disease or infirmity to any person is said
to cause hurt.
Grievous hurt
320. The following kinds of hurt only are designated as “grievous”:
(a) emasculation;
(aa) death;
(b) permanent privation of the sight of either eye;
(c) permanent privation of the hearing of either ear;
(d) privation of any member or joint;
(e) destruction or permanent impairing of the powers of any member or
joint;
(f) permanent disfiguration of the head or face;
(g) fracture or dislocation of a bone;
(h) any hurt which endangers life, or which causes the sufferer to be,
during the space of 20 days, in severe bodily pain, or unable to follow
his ordinary pursuits;
(i) penetration of the vagina or anus, as the case may be, of a person
without that person’s consent, which causes severe bodily pain.
[51/2007]
[Indian PC 1860, s. 320]
39
Voluntarily causing hurt
321. Whoever does any act with the intention of thereby causing hurt to any
person, or with the knowledge that he is likely thereby to cause hurt to any
person, and does thereby cause hurt to any person, is said “voluntarily to cause
hurt”.
[Indian PC 1860, s. 321]
Explanation .—A person is not said voluntarily to cause grievous hurt except when
he both causes grievous hurt and intends or knows himself to be likely to cause
grievous hurt. But he is said voluntarily to cause grievous hurt if, intending or knowing
himself to be likely to cause grievous hurt of one kind, he actually causes grievous hurt
of another kind.
Illustration
40
imprisonment for a term which may extend to 7 years, or with fine, or with
caning, or with any combination of such punishments.
[62/73; 51/2007]
[Indian PC 1860, s. 324]
41
Voluntarily causing grievous hurt to extort property, or to constrain to
an illegal act
329. Whoever voluntarily causes grievous hurt for the purpose of extorting
from the sufferer, or from any person interested in the sufferer, any property or
valuable security, or of constraining the sufferer, or any person interested in
such sufferer, to do anything which is illegal or which may facilitate the
commission of an offence, shall be punished with imprisonment for life, or
imprisonment for a term which may extend to 10 years, and shall also be liable
to fine or to caning.
[Indian PC 1860, s. 329]
Illustrations
(b) A, a police officer, tortures B to induce him to point out where certain stolen property is
deposited. A is guilty of an offence under this section.
(c) A, a customs officer, tortures Z in order to compel him to confess to a pretended offence
against the customs laws. A is guilty of an offence under this section.
42
security, or to satisfy any claim or demand, or to give information which may
lead to the restoration of any property or valuable security, shall be punished
with imprisonment for a term which may extend to 10 years, and shall also be
liable to fine or to caning.
[62/73]
[Indian PC 1860, s. 331]
Voluntarily causing grievous hurt to deter public servant from his duty
333. Whoever voluntarily causes grievous hurt to any person being a public
servant in the discharge of his duty as such public servant, or with intent to
prevent or deter that person or any other public servant from discharging his
duty as such public servant, or in consequence of anything done or attempted
to be done by that person in the lawful discharge of his duty as such public
servant, shall be punished with imprisonment for a term which may extend to
15 years, and shall also be liable to fine or to caning.
[62/73; 51/2007]
[Indian PC 1860, s. 333]
43
shall be punished with imprisonment for a term which may extend to 6 years, or
with fine which may extend to $10,000, or with both.
[51/2007]
Explanation .—Sections 334 and 335 are subject to the same provisos as exception
1 of section 300.
[Indian PC 1860, s. 335]
Punishment for act which endangers life or the personal safety of others
336. Whoever does any act so rashly or negligently as to endanger human
life or the personal safety of others, shall be punished —
(a) in the case of a rash act, with imprisonment for a term which may
extend to 6 months, or with fine which may extend to $2,500, or with
both; or
(b) in the case of a negligent act, with imprisonment for a term which may
extend to 3 months, or with fine which may extend to $1,500, or with
both.
[51/2007]
[Indian PC 1860, s. 336]
44
(a) in the case of a rash act, with imprisonment for a term which may
extend to 4 years, or with fine which may extend to $10,000, or with
both; or
(b) in the case of a negligent act, with imprisonment for a term which may
extend to 2 years, or with fine which may extend to $5,000, or with
both.
[51/2007]
[Indian PC 1860, s. 338]
Wrongful restraint
339. Whoever voluntarily obstructs any person, so as to prevent that person
from proceeding in any direction in which that person has a right to proceed, is
said wrongfully to restrain that person.
Illustrations
A obstructs a path along which Z has a right to pass, A not believing in good faith
that he has a right to stop the path. Z is thereby prevented from passing. A wrongfully
restrains Z.
[Indian PC 1860, s. 339]
Wrongful confinement
340. Whoever wrongfully restrains any person in such a manner as to
prevent that person from proceeding beyond certain circumscribing limits, is
said “wrongfully to confine” that person.
Illustrations
(a) A causes Z to go within a walled space, and locks Z in. Z is thus prevented from
proceeding in any direction beyond the circumscribing line of wall. A wrongfully confines Z.
(b) A places men with firearms at the outlets of a building and tells Z that they will fire
at Z if Z attempts to leave the building. A wrongfully confines Z.
45
Punishment for wrongful restraint
341. Whoever wrongfully restrains any person shall be punished with
imprisonment for a term which may extend to one month, or with fine which may
extend to $1,500, or with both.
[51/2007]
[Indian PC 1860, s. 341]
46
Wrongful confinement for the purpose of extorting property or
constraining to an illegal act
347. Whoever wrongfully confines any person for the purpose of extorting
from the person confined, or from any person interested in the person confined,
any property or valuable security, or of constraining the person confined, or any
person interested in such person, to do anything illegal or to give any
information which may facilitate the commission of an offence, shall be
punished with imprisonment for a term which may extend to 3 years, and shall
also be liable to fine.
[Indian PC 1860, s. 347]
Force
349. A person is said to use force to another if he causes motion, change of
motion, or cessation of motion to that other, or if he causes to any substance
such motion, or change of motion, or cessation of motion as brings that
substance into contact with any part of that other’s body, or with anything which
that other is wearing or carrying, or with anything so situated that such contact
affects that other’s sense of feeling:
Provided that the person causing the motion, or change of motion, or
cessation of motion, causes that motion, change of motion, or cessation of
motion in one of the following 3 ways:
47
(c) by inducing any animal to move, to change its motion, or to cease to
move.
[Indian PC 1860, s. 349]
Criminal force
350. Whoever intentionally uses force to any person, without that person’s
consent, in order to cause the committing of any offence, or intending by the
use of such force illegally to cause, or knowing it to be likely that by the use of
such force he will illegally cause injury, fear or annoyance to the person to whom
the force is used, is said to use criminal force to that other.
Illustrations
(a) Z is sitting in a moored boat on a river. A unfastens the moorings, and thus intentionally
causes the boat to drift down the stream. Here A intentionally causes motion to Z, and he does
this by disposing substances in such a manner that the motion is produced without any other
act on any person’s part. A has therefore intentionally used force to Z; and if he has done so
without Z’s consent, in order to cause the committing of any offence, or intending or knowing
it to be likely that this use of force will cause injury, fear or annoyance to Z, A has used criminal
force to Z.
(b) Z is riding a horse. A lashes Z’s horse, and thereby causes it to quicken its pace.
Here A has caused change of motion to Z by inducing the horse to change its motion. A has
therefore used force to Z; and if A has done this without Z’s consent, intending or knowing it
to be likely that he may thereby injure, frighten or annoy Z, A has used criminal force to Z.
(c) Z is riding a horse. A, intending to cause hurt to Z, seizes the horse and stops it.
Here A has caused cessation of motion to Z, and he has done this by his own bodily
power. A has therefore used force to Z; and as A has acted thus intentionally without Z’s
consent, in order to cause the commission of an offence, A has used criminal force to Z.
(d) A intentionally pushes against Z in the street. Here A has by his own bodily power
moved his own person so as to bring it into contact with Z. He has therefore intentionally used
force to Z, and if he has done so without Z’s consent, intending or knowing it to be likely that
he may thereby injure, frighten or annoy Z, he has used criminal force to Z.
(e) A throws a stone, intending or knowing it to be likely that the stone will be thus brought
into contact with Z, or with Z’s clothes, or with something carried by Z, or that it will strike water
and dash up the water against Z’s clothes, or something carried by Z. Here if the throwing of
the stone produces the effect of causing any substance to come into contact with Z, or Z’s
clothes, A has used force to Z; and if he has done so without Z’s consent, intending thereby
to injure, frighten or annoy Z, he has used criminal force to Z.
(f) A intentionally pulls up a woman’s veil. Here A intentionally uses force to her; and if he
does so without her consent, intending or knowing it to be likely that he may thereby injure,
frighten or annoy her, he has used criminal force to her.
48
(g) Z is bathing. A pours into the bath water which he knows to be boiling.
Here A intentionally by his own bodily power causes such motion in the boiling water as brings
that water into contact with Z, or with other water so situated that such contact must affect Z’s
sense of feeling; A has therefore intentionally used force to Z; and if he has done this
without Z’s consent, intending or knowing it to be likely that he may thereby cause injury, fear
or annoyance to Z, A has used criminal force to Z.
(h) A incites a dog to spring upon Z without Z’s consent. Here, if A intends to cause injury,
fear or annoyance to Z, he uses criminal force to Z.
[51/2007]
[Indian PC 1860, s. 350]
Assault
351. Whoever makes any gesture or any preparation, intending or knowing
it to be likely that such gesture or preparation will cause any person present to
apprehend that he who makes that gesture or preparation is about to use
criminal force to that person, is said to commit an assault.
Explanation .—Mere words do not amount to an assault. But the words which a
person uses may give to his gestures or preparations such a meaning as may make
those gestures or preparations amount to an assault.
Illustrations
(a) A shakes his fist at Z, intending or knowing it to be likely that he may thereby cause Z to
believe that A is about to strike Z. A has committed an assault.
(b) A begins to unloose the muzzle of a ferocious dog, intending or knowing it to be likely
that he may thereby cause Z to believe that he is about to cause the dog to attack Z. A has
committed an assault upon Z.
(c) A takes up a stick, saying to Z, “I will give you a beating”. Here, though the words used
by A could in no case amount to an assault, and though the mere gesture, unaccompanied by
any other circumstances might not amount to an assault, the gesture explained by the words
may amount to an assault.
49
imprisonment for a term which may extend to 3 months, or with fine which may
extend to $1,500, or with both.
[51/2007]
Explanation .—Grave and sudden provocation will not mitigate the punishment for
an offence under this section, if the provocation is sought or voluntarily provoked by
the offender as an excuse for the offence; or
if the provocation is given by anything done in obedience to the law or by a public
servant in the lawful exercise of the powers of such public servant; or
if the provocation is given by anything done in the lawful exercise of the right of
private defence.
Whether the provocation was grave and sudden enough to mitigate the offence,
is a question of fact.
[Indian PC 1860, s. 352]
Using criminal force to deter a public servant from discharge of his duty
353. Whoever assaults or uses criminal force to any person being a public
servant in the execution of his duty as such public servant, or with intent to
prevent or deter that person from discharging his duty as such public servant,
or in consequence of anything done or attempted to be done by such person in
the lawful discharge of his duty as such public servant, shall be punished with
imprisonment for a term which may extend to 4 years, or with fine, or with both.
[51/2007]
[Indian PC 1860, s. 353]
(2) Whoever commits an offence under subsection (1) against any person
under 14 years of age shall be punished with imprisonment for a term which
may extend to 5 years, or with fine, or with caning, or with any combination of
such punishments.
[51/2007]
[Indian PC 1860, s. 354]
50
imprisonment for a term of not less than 2 years and not more than 10 years
and with caning.
[23/84]
51
Kidnapping, abduction, slavery and forced labour
Kidnapping
359. Kidnapping is of two kinds: kidnapping from Singapore, and kidnapping
from lawful guardianship.
[Indian PC 1860, s. 359]
Explanation .—The words “lawful guardian” in this section include any person
lawfully entrusted with the care or custody of such minor or other person.
Exception.—This section does not extend to the act of any person who in good faith
believes himself to be the father of an illegitimate child or who in good faith believes
himself to be entitled to the lawful custody of such child, unless such act is committed
for an immoral or unlawful purpose.
[Indian PC 1860, s. 361]
Abduction
362. Whoever by force compels, or by any deceitful means induces any
person to go from any place, is said to abduct that person.
[Indian PC 1860, s. 362]
52
Punishment for abduction
363A. Whoever abducts any person shall be punished with imprisonment for
a term which may extend to 7 years, or with fine, or with caning, or with any
combination of such punishments.
[51/2007]
Illustrations
(a) A kidnaps Z from Singapore, intending or knowing it to be likely that Z may be sacrificed
to an idol. A has committed the offence defined in this section.
(b) A forcibly carries or entices B away from his home in order that B may be
murdered. A has committed the offence defined in this section.
53
Kidnapping or abducting in order to subject a person to grievous hurt,
slavery, etc.
367. Whoever kidnaps or abducts any person in order that such person may
be subjected, or may be so disposed of as to be put in danger of being subjected
to grievous hurt or slavery, or to non-consensual penile penetration of the anus,
or knowing it to be likely that such person will be so subjected or disposed of,
shall be punished with imprisonment for a term which may extend to 10 years,
and shall also be liable to fine or to caning.
[51/2007]
[Indian PC 1860, s. 367]
54
or used for the purpose of prostitution or illicit intercourse with any person or for
any unlawful and immoral purpose, or knowing it to be likely that such person
will at any age be employed or used for any such purpose, shall be punished
with imprisonment for a term which may extend to 10 years, and shall also be
liable to fine.
Explanation .—When a female under the age of 21 years is sold, let for hire, or
otherwise disposed of to a prostitute or to any person who keeps or manages a brothel,
the person so disposing of such female shall, until the contrary is proved, be presumed
to have disposed of her with the intent that she shall be used for the purpose of
prostitution.
[Indian PC 1860, s. 372]
55
Unlawful compulsory labour
374. Whoever unlawfully compels any person to labour against the will of
that person, shall be punished with imprisonment for a term which may extend
to one year, or with fine, or with both.
[Indian PC 1860, s. 374]
Sexual offences
Rape
375. —(1) Any man who penetrates the vagina of a woman with his penis —
(a) without her consent; or
(b) with or without her consent, when she is under 14 years of age,
shall be guilty of an offence.
[51/2007]
(2) Subject to subsection (3), a man who is guilty of an offence under this
section shall be punished with imprisonment for a term which may extend to 20
years, and shall also be liable to fine or to caning.
[51/2007]
(3) Whoever —
(a) in order to commit or to facilitate the commission of an offence under
subsection (1) —
(i) voluntarily causes hurt to the woman or to any other person;
or
(ii) puts her in fear of death or hurt to herself or any other
person; or
(4) No man shall be guilty of an offence under subsection (1) against his
wife, who is not under 13 years of age, except where at the time of the
offence —
(a) his wife was living apart from him —
(i) under an interim judgment of divorce not made final or a
decree nisi for divorce not made absolute;
56
(ii) under an interim judgment of nullity not made final or a
decree nisi for nullity not made absolute;
(iii) under a judgment or decree of judicial separation; or
(iv) under a written separation agreement;
(b) his wife was living apart from him and proceedings have been
commenced for divorce, nullity or judicial separation, and such
proceedings have not been terminated or concluded;
(c) there was in force a court injunction to the effect of restraining him
from having sexual intercourse with his wife;
(d) there was in force a protection order under section 65 or an expedited
order under section 66 of the Women’s Charter (Cap. 353) made
against him for the benefit of his wife; or
(e) his wife was living apart from him and proceedings have been
commenced for the protection order or expedited order referred to in
paragraph (d), and such proceedings have not been terminated or
concluded.
[51/2007]
57
(b) causes a man (B) to penetrate, with B’s penis, the vagina, anus or
mouth, as the case may be, of another person (C); or
(c) causes another person (B), to sexually penetrate, with a part of B’s
body (other than B’s penis) or anything else, the vagina or anus, as
the case may be, of any person including A or B,
shall be guilty of an offence if B did not consent to the penetration.
[51/2007]
(3) Subject to subsection (4), a person who is guilty of an offence under this
section shall be punished with imprisonment for a term which may extend to 20
years, and shall also be liable to fine or to caning.
[51/2007]
(4) Whoever —
(a) in order to commit or to facilitate the commission of an offence under
subsection (1) or (2) —
(i) voluntarily causes hurt to any person; or
(ii) puts any person in fear of death or hurt to himself or any
other person; or
(b) commits an offence under subsection (1) or (2) against a person (B)
who is under 14 years of age,
shall be punished with imprisonment for a term of not less than 8 years and not
more than 20 years and shall also be punished with caning with not less than
12 strokes.
[51/2007]
[UK SOA 2003, ss. 2, 4; SPC 1985 Ed., s. 376(2) (repealed)]
58
(d) causes a person under 16 years of age (B) to sexually penetrate, with
a part of B’s body (other than B’s penis) or anything else, the vagina
or anus, as the case may be, of any person including A or B,
with or without B’s consent, shall be guilty of an offence.
[51/2007]
(2) Subject to subsection (3), a person who is guilty of an offence under this
section shall be punished with imprisonment for a term which may extend to 10
years, or with fine, or with both.
[51/2007]
(3) Whoever commits an offence under this section against a person (B) who
is under 14 years of age shall be punished with imprisonment for a term which
may extend to 20 years, and shall also be liable to fine or to caning.
[51/2007]
(4) No person shall be guilty of an offence under this section for an act of
penetration against his or her spouse with the consent of that spouse.
[51/2007]
(b) his wife was living apart from him and proceedings have been
commenced for divorce, nullity or judicial separation, and such
proceedings have not been terminated or concluded;
(c) there was in force a court injunction to the effect of restraining him
from having sexual intercourse with his wife;
(d) there was in force a protection order under section 65 or an expedited
order under section 66 of the Women’s Charter (Cap. 353) made
against him for the benefit of his wife; or
(e) his wife was living apart from him and proceedings have been
commenced for the protection order or expedited order referred to in
paragraph (d), and such proceedings have not been terminated or
concluded.
[51/2007]
59
[UK SOA 2003, ss. 6, 8; SPC 1985 Ed., s. 375(e) (read with s. 376(1) (repealed)); SPC 1985 Ed., s.
375; Malaysia PC 2006 Ed., s. 375]
(2) Any person who communicates with another person for the purpose of
obtaining for consideration, the sexual services of a person who is under 18
years of age, shall be punished with imprisonment for a term which may extend
to 2 years, or with fine, or with both.
[51/2007]
(3) No person shall be guilty of an offence under this section for any sexual
services obtained from that person’s spouse.
[51/2007]
(4) In this section, “sexual services” means any sexual services involving —
(a) sexual penetration of the vagina or anus, as the case may be, of a
person by a part of another person’s body (other than the penis) or
by anything else; or
(b) penetration of the vagina, anus or mouth, as the case may be, of a
person by a man’s penis.
[51/2007]
[Canada CC R.S. 1985, s. 212; SPC 1985 Ed., s. 376A(1)]
(2) A person who is guilty of an offence under this section shall be liable to
the same punishment to which he would have been liable had he been
convicted of an offence under section 376B.
[51/2007]
[NZ CA 1961, s. 144A]
Tour outside Singapore for commercial sex with minor under 18376D.—
(1) Any person who —
60
(a) makes or organises any travel arrangements for or on behalf of any
other person with the intention of facilitating the commission by that
other person of an offence under section 376C, whether or not such
an offence is actually committed by that other person;
(b) transports any other person to a place outside Singapore with the
intention of facilitating the commission by that other person of an
offence under section 376C, whether or not such an offence is
actually committed by that other person; or
(c) prints, publishes or distributes any information that is intended to
promote conduct that would constitute an offence under
section 376C, or to assist any other person to engage in such
conduct,
shall be guilty of an offence.
[51/2007]
(3) A person who is guilty of an offence under this section shall be punished
with imprisonment for a term which may extend to 10 years, or with fine, or with
both.
[51/2007]
[NZ CA 1961, s. 144C]
61
(b) section 7 of the Children and Young Persons Act (Cap. 38); or
(c) section 140(1) of the Women’s Charter (Cap. 353).
[51/2007]
(3) For the purposes of this section, it is immaterial whether the 2 or more
previous occasions of A having met or communicated with B referred to in
subsection (1) took place in or outside Singapore.
[51/2007]
(4) A person who is guilty of an offence under this section shall be punished
with imprisonment for a term which may extend to 3 years, or with fine, or with
both.
[51/2007]
[UK SOA 2003, s. 15]
(2) Subject to subsection (3), a person who is guilty of an offence under this
section shall be punished with imprisonment for a term which may extend to 2
years, or with fine, or with both.
[51/2007]
(4) No person shall be guilty of an offence under this section for any act with
that person’s spouse.
[51/2007]
62
“mental disability” means an impairment of or a disturbance in the
functioning of the mind or brain resulting from any disability or disorder
of the mind or brain which impairs the ability to make a proper
judgement in the giving of consent to sexual touching;
Incest
376G.—(1) Any man of or above the age of 16 years (A) who —
(a) sexually penetrates the vagina or anus of a woman (B) with a part of
A’s body (other than A’s penis) or anything else; or
(b) penetrates the vagina, anus or mouth of a woman (B) with his penis,
with or without B’s consent where B is to A’s knowledge A’s grand-daughter,
daughter, sister, half-sister, mother or grandmother (whether such relationship
is or is not traced through lawful wedlock), shall be guilty of an offence.
[51/2007]
(2) Any woman of or above the age of 16 years who, with consent, permits
her grandfather, father, brother, half-brother, son or grandson (whether such
relationship is or is not traced through lawful wedlock) to penetrate her in the
manner described in subsection (1)(a) or (b), knowing him to be her
grandfather, father, brother, half-brother, son or grandson, as the case may be,
shall be guilty of an offence.
[51/2007]
63
[51/2007]
[UK SOA 2003, s. 64; SPC 1985 Ed., ss. 376A, 376B, 376C (repealed)]
(2) A man who is guilty of an offence under subsection (1) shall be punished
with imprisonment for a term which may extend to 5 years, or with fine, or with
both.
[51/2007]
(3) Any person (A) who causes any man (B) to penetrate with B’s penis, the
vagina, anus or mouth, as the case may be, of a human corpse, shall be guilty
of an offence if B did not consent to the penetration.
[51/2007]
Outrages on decency
377A. Any male person who, in public or private, commits, or abets the
commission of, or procures or attempts to procure the commission by any male
person of, any act of gross indecency with another male person, shall be
punished with imprisonment for a term which may extend to 2 years.
64
(3) Any person (A) who —
(a) causes any man (B) to penetrate, with B’s penis, the vagina, anus or
any orifice of an animal; or
(b) causes the vagina, anus or mouth, as the case may be, of another
person (B) to be penetrated with the penis of an animal,
shall be guilty of an offence if B did not consent to the penetration.
[51/2007]
65
Mistake as to age
377D.—(1) Subject to subsections (2) and (3) and notwithstanding anything
in section 79, a reasonable mistake as to the age of a person shall not be a
defence to any charge of an offence under section 376A(2), 376B or 376C.
[51/2007]
(2) In the case of a person who at the time of the alleged offence was under
21 years of age, the presence of a reasonable mistaken belief that the minor,
who is of the opposite sex, was of or above —
(a) the age of 16 years, shall be a valid defence to a charge of an offence
under section 376A(2); or
(b) the age of 18 years, shall be a valid defence to a charge of an offence
under section 376B or 376C.
[51/2007]
(3) For the purposes of subsection (2), the defence under that subsection
shall no longer be available if at the time of the offence, the person charged with
that offence has previously been charged in court for an offence under
section 376A, 376B, 376C or 376E, or section 7 of the Children and Young
Persons Act (Cap. 38) or section 140(1)(i) of the Women’s Charter (Cap. 353).
[51/2007]
[WC 1997 Ed., s. 140(4) and (5)]
66
ANNEX B
GUIDELINES FOR
CASE MASTER ACTION PLANNING
(CASE MAP)
March 2019
1
Content Page
9 References 21 - 22
2
This guide was developed by an inter-agency Workgroup as part of the overall efforts
to strengthen the delivery, planning and coordination of social assistance and services
for lower-income households with multiple needs.
Chairperson
Members
3
Secretariat Team
• Social Policy and Services Group (ComCare and Social Support Division and
Service Delivery and Coordination Division), Ministry of Social and Family
Development
• Participants in Focus Group Discussions from Agency for Integrated Care, Child
Protection Specialist Centres, Cluster Support, Family Resource Centres, Family
Service Centres, Family Violence Specialist Centres, Public Healthcare
Institutions and Schools
4
1. Objectives of the Guidelines for Case Master Action Planning
1.1 Low-income and/or vulnerable clients1 2 who have multiple needs and/or risk
factors (see Figure 1 for an example of risk factors and needs) usually require a range
of services from different agencies3 and hence may be seen by multiple caseworkers
(please refer to Annex A for examples of such cases). With different agency
mandates and caseworkers’ varied perspectives, adopting a common frame for
integrated case management work amongst agencies is crucial. It enables agencies
to appreciate a holistic view of the client’s needs and provide a multi-prong yet
coordinated4 and integrated approach to address the risks/needs more effectively.
1.2 The Guidelines for Case Master Action Planning serves as a reference for all
agencies / caseworkers engaged in multi-agency5 work to:
1
Agencies may have a different primary “client”. In this Guidelines, the “client” is a generic term to refer
to the entire family unit (inclusive of the child/children in the family) or case.
2
“Clients” can refer to “individuals” and “families” and are used interchangeably in this document.
3
“Agencies” can include both government agencies, social service agencies, as well as Grassroots
Organisations, schools and community agencies.
4
In this document, “coordinated” also includes “alignment” and may be used interchangeably.
5
“Multi-agency” and “inter-agency” are used interchangeably in this Guidelines, and refer to the process
of having more than 1 agency working together on a case.
5
(ii) Outline the roles and responsibilities of a lead agency 6 to help drive
alignment of multi-agency case plans and case coordination;
1.3 The approach adopted in this Guidelines takes reference from the Systems
Theory: seeing clients’ issues in relation to their family system and the larger
ecosystem. Systems Theory aids us in developing a holistic view of individuals within
their environment, and is useful for cases when the client is facing multiple stressors
and/or known to many agencies, and where several interconnected systems may be
influencing one another. As one function of the helping professionals is to aid the
clients to navigate the various systems that affect their lives, it is crucial to have a deep
understanding of how subsystems are interrelated and influence one another.
1.4 Having an understanding of the many theories that inform the work with families
provides workers with more angles of assessment and more avenues for intervention.
It is essential that workers do not make a decision by just focusing on one particular
theory of preference.
1.6 These Guidelines are built upon the Coordinated Case Management (CCM)
Framework originally developed in 2016 (please refer to Annex B for the CCM
Framework) by an inter-agency workgroup convened by the Ministry of Social and
Family Development (MSF). The Guidelines should be read in conjunction with
existing protocols such as the Hoarding Management Framework, MOE-SSO-FSC
referral protocol, and FSC’s Case Management Plan.
6
“Lead case agency” and “lead case manager” are used interchangeably.
6
(ii) Client-centric approach: Clients’ well-being and interests, especially
the vulnerable members of the family, should be prioritised over agency’s
needs. Agencies’ decisions and plans should be guided by this principle.
Clients’ views should also be taken into consideration, in respecting their
inherent dignity and worth.
3.1 The desired outcome of Case Master Action Planning is to support clients
towards stability and self-reliance by better coordinating the efforts of the multi-
agencies and clients through the following means:
(i) Effective lead agency that coordinates and aligns help agencies’ efforts
in supporting families towards achieving stability and/or self-reliance
(this may include riding on available levers agencies may have);
3.2 What a client would see is one integrated action plan, i.e. One Client, One Case
Plan, (see Figure 2) that includes the various agencies’ plans implemented in a
coordinated manner, in some order of priority.
7
Figure 2: One Client, One Case Plan
4.1 The framework in Figure 3 identifies three types of levers to support and guide
case coordination efforts:
8
5 Development of Case Master Action Plan (Case MAP)
5.1 Effective engagement is crucial in working with families with multiple needs
and/or risk factors. This is especially so if these families have had a history of non-
engagement or had rejected previous support services for various reasons. Holistic
information gathering is thus pivotal in gaining a broader, more detailed and accurate
picture of the case. This ensures that appropriate intervention plans can be
developed, and services delivered in a coordinated manner.
5.2 Figure 4 shows the workflow when a case is surfaced for case coordination,
and how agencies can work towards developing a Case MAP (see Annex C7 for a
guide on critical information to be captured and Annex D for the considerations for an
aligned case plan).
5.3 As many agencies may be involved in a case with multiple needs or risks,
convening a multi-agency case conference8 is a useful approach in gathering all
relevant stakeholders at one platform to exchange information on their work with the
family in a timely manner and coordinate follow-up plans. This is also a measure of
good practice for management of complex cases. From here, they can better
collectively formulate a holistic assessment and develop a coordinated and integrated
intervention plan for the family.
5.4 Through case conferencing, the various systems and agencies can discuss and
agree on collaborative ways to address the needs of the family. There could be a
possibility of holding more than one case conference for the client – depending on the
urgency and role of the agencies. For example, in the event of crisis management,
agencies should refer to their existing crisis management protocols to respond to the
crisis, address/lower the risks and bring the situation to stability and ensure safety of
persons. A crisis management case discussion may be convened with relevant
agencies to address the crisis first, prior to bringing in other partners to work on other
needs.
5.5 One key outcome from the case conference is to develop one Case MAP - an
integrated and aligned case plan drawn up with all agencies. The Case MAP is
implemented in consultation with the families. After the multi-agency case conference,
a family conference may be held where the Lead Agency (or another stakeholder who
has good rapport with the family) can discuss with the family on the Case MAP. The
family should be guided on drawing up suitable goals within the agreed timeline, take
ownership and responsibility for the plans, and commit to working with the respective
agencies on achieving these goals.
5.6 Some tips on how to conduct an inter-agency case conference can be found in
MSF Strengthening Families Together Practitioner’s Resource Guide, Volume 2,
Working Effectively with Systems to Support Vulnerable Families, (Apr 2015),
Retrieved from https://app.msf.gov.sg/Publications/Strengthening-Families-Together-
SFT-Pilot-Practitioners-Resource-Guides.
7This serve as a reference guide. Agencies may use your existing templates or develop one to capture
the suggested information.
8
“Case conference” is used interchangeably with “case discussion”.
9
10
6 Roles of a Lead Case Agency in Case Master Action Planning
6.1 A client or family with multiple needs may be known to (or would benefit from
referral to) multiple agencies. Whilst he/she is receiving services and support from
these agencies, to reduce the likelihood of cases falling through the cracks, one lead
case manager/agency - amongst all the help services known to the family - should be
identified to be the primary case coordinator. The lead agency should ensure that all
agencies’ plans are coordinated, aligned and holistic, with each agency playing its part
in providing timely services and support for these families until case closure. The lead
case agency may change over time depending on the circumstances of the case;
which would be agreed upon by the agencies involved.
6.2 The lead case agency should be determined based on a consensus among the
agencies. The following are usually appropriate reference points:
(a) Need-service fit. The lead agency will normally be the service which has
the largest involvement in supporting the needs of the client. The multi-
agency team may decide how this should be best achieved. E.g.
- Which agency has the most interaction and rapport with the client;
and
- Which agency bears the responsibility for most of the items on the
action plan or actions.
(b) Statutory involvement11 (e.g. the client is under active statutory order and
case management for rehabilitation or for the protection of vulnerable
adults and children); and
(c) Has casework and case management capabilities, and able to make a
comprehensive needs assessment for the client.
6.3 The following table in Figure 5 depicts the common case manager or
stakeholders responsible for the corresponding nature of cases or issue/s of concern
to help agencies easily identify a lead agency based on the presenting issue. For a
client or family with multiple needs and may be known to (or would benefit from referral
to) multiple agencies, agencies should take reference from the table below based on
10
While the need-service fit and statutory involvement serve as guiding points, there will be instances
whereby the lead case agency will be determined by service model requirements (e.g. in the case of
crisis shelters where community case worker takes the lead).
11
Statutory services should take the lead on safety concerns in terms of case direction and close
monitoring for risks concerns. However, they need not be the ones taking the lead in coordinating and
engaging agencies on needs of the family. There may be some cases known to a statutory agency but
the risks may have stabilised enough, and only require community support to address the needs. For
such cases, it may not be necessary for the statutory agency to take the lead. In some situations, where
community services are required for the family members who have more complex needs (and not for
the primary client, who is under the purview of the statutory agency), the community agency may take
the lead.
11
the case’ main presenting issue and above pointers i.e. 6.2(a) to (c) to identify a lead
agency amongst all stakeholders. For example, a family facing a combination of
financial difficulties, youth delinquency issues, has elderly family member with
dementia, has marital conflicts, children displaying delinquency and hoarding issues
may best be managed by a Family Service Centre as the lead agency to bring relevant
agencies together to provide help on the individual issues, e.g. HDB on decluttering
efforts and youth agencies youth engagement, and ensure that agencies are clear of
their roles and responsibilities for the case and that the Case Master Action Plan is
aligned and coordinated.
Elderly aged 60 years and above with health Community Network for Seniors (CNS)
and/or social issues
Individuals at-risk, suspected, or diagnosed with Agency for Integrated Care (Community Mental
physical and/or mental health conditions Health)
Healthy in general but sudden decline or Medical Social Workers (MSWs) at respective
encounter sudden functional decline, e.g. those hospitals*
with traumatic injury, newly diagnosed with
debilitating condition
Frequent admitters with:
(i) Social reasons (i) Community Social Worker
(ii) Medical reasons (ii) Medical Social Workers (MSWs) at
respective hospitals
*End of life:
(i) Inpatient (inclusive of hospice), community (i) Medical Social Workers (MSWs) at
hospital respective hospitals* / hospice
(ii) Cared for at home (ii) Community Social Worker
Family issues Family Service Centres (FSCs)
12
Table reflects common Lead Agency for the most pressing or presenting issue. Whilst families with
multiple needs tend to have many agencies supporting them, one agency would be best placed to Lead
in the integrated case management efforts.
12
(ii) Roles of a lead agency or case manager
6.4 The lead case manager serves to drive holistic service delivery and
interventions, so that no issue or client falls through the gap. The main roles of the
lead case manager are to:
(a) Touch base with all agencies client is/was known to, regardless of how
minimal their involvement might have been. This will reduce the
likelihood of important information being omitted;
(c) Ensure that discussions, decisions and timelines are documented and
followed through;
(d) Proactively refer to other agencies who can better support clients and
meet their needs;
(e) Work with client to identify their needs14 (ranging from health, social,
economic, to behavioural needs etc.), and prioritise the needs to be
addressed. Each need, though important, may have to be addressed
based on the urgency: some need to be addressed immediately, while
others are more long term;
(f) Be the main contact point for clients, but onus should be on each agency
to maintain accountability by conveying their respective action plan items
clearly;
(g) Align help agencies’ efforts towards developing a case master action
plan to achieve the desired outcomes for client and the family;
(j) Encourage all agencies involved in the case to fulfil their respective roles
stated in Section 7, ‘Role of agencies involved in Case Master Action
Planning’.
13
As far as possible, an interagency case discussion is a useful platform to bring different agencies
together, where information shared can contribute to holistic assessment and joint case planning.
14
Whilst the Lead case manager may have one primary client, the needs of the family (including
significant others) should be taken into consideration, and hence the value to work collaboratively with
other agencies who may be working with other family members.
13
13
(iii) Transfer of lead case agency’s roles
(c) Changing dynamics in the agency’s relationship and rapport with client.
6.6 Any transfer of roles should be communicated to all stakeholders and clients,
and documented. When there is a transfer of roles (e.g. transfer of lead case manager,
transfer of agency’s workers etc), agency staff are responsible for ensuring a proper
handover and transitional support of cases. This includes what has worked in the
partnerships with all collaborating agencies to ensure that the good practices that had
established the strong partnership can continue. Please find Annexes as attached:
6.7 The following flowchart (Figure 6) depicts good practice for transfer of roles,
with corresponding suggested turnaround times:
14
Figure 615: Workflow for Transfer of Lead Case Agency
Existing lead case manager and other partner agencies (involved in the case) agree that
another agency should assume the lead role to better meet family’s needs. Team to
consider the aspects listed in Section 6 when identifying the new lead case agency.
No Refer to Section 8
Proposed new lead case agency agreeable
to transfer of lead case management on Case Escalation
Protocol
Yes
Face-to-face handover session between existing and new lead case managers to clarify
roles and follow-up actions within 1 week of referral.
Both case managers to have joint session with family within 1 week from handover
discussion. Session should help family understand the joint case management plan and
the role of each agency involved in the case.
(As time may be needed for the new lead case manager and clients to build rapport, the
previous one may still be involved in the transition phase if necessary)
15
Agencies may have existing transfer protocols for selected clientele group. Where applicable, these
may supersede the workflow shown in Figure 6.
15
7 Roles of Stakeholders involved in Case Master Action Planning
7.1 When a client is attended to by multiple agencies, these agencies should share
the responsibility and accountability for the action plans and client’s progress.
Agencies should seek to utilise their expertise / services and align individual agency
efforts to forge a common action plan and not focus solely on their own areas. During
the case conference, agencies may offer help to other agencies that serve as levers
(where appropriate) to nudge clients towards their goals. To enhance effectiveness
of the intervention efforts and better service outcomes, each agency should:
(i) Build a relationship of trust and mutual respect, and support for partner
agencies;
(a) The desired outcomes and intervention plans for the client and family;
(b) When agencies will meet for reviews - regular case reviews, ad hoc
reviews and joint case conferences / collaborations meant to address
developments in the case to meet the dynamic needs of the client;
(d) How information will be updated (e.g. emails, phone calls if urgent
etc.);
(iii) Communicate One Case Plan16 (as agreed with other agencies) to the
client, who will receive consistent messaging and reduce likelihood of
misalignment of goals;
(iv) Actively reach out to other agencies to understand their current efforts
with client and/or if the case is already coordinated with other agencies;
16
Agencies will still be responsible for their respective agency plans with the client.
16
(vii) Tap on the knowledge, skills and networks of other partners to
provide holistic and effective intervention; and
(a) [If applicable] Utilise common risk and needs assessment tools such
as:
17
Risks and Needs Assessment is key to targeted intervention for effective outcome. It is important to
have a common risk assessment framework to standardise definitions among agencies for a
coordinated approach. See Section 1.1 for Indicators of Vulnerability.
17
7.2 To ensure that agency staff are able to meet the needs of the client, agencies
should ensure that:
(i) Staff managing complex cases have the requisite skills and
competencies;
(ii) All staff, especially lead case managers [See Section 6], receive regular
supervision and consultation; and
(iii) Covering staff is available when case workers involved in the case are
away on leave or away for a period of time and there is a proper handover
of cases.
8.1 The case escalation protocol aims to provide timely and positive resolution of
professional differences between agencies working with families of complex needs,
and to bring in the necessary support required for certain type of cases with the
potential to fall through the cracks i.e. cases with system barriers, lapsed cases and
refused help cases. Generally, a good working relationship between agencies and
professional difference in views can be a driving force in developing good practices.
Occasional difference of opinions about the way forward in an individual case may
also arise which requires timely resolution so as not to delay decision making.
(d) Unable to determine who the lead case agency should be due to
the complexity of the case; or
18
Disengagement of clients should be a last resort. The scope of disengagement will be on the specific
issue only, and the client should still be assisted on other matters. The following list serves as a guide
to decide on whether disengagement is appropriate:
(i) Does this pass the test of public scrutiny?
(ii) Was issue addressed by the agencies earlier?
(iii) Has the agency pointed client to an alternative solution/s outside their purview?
(iv) Were there any new developments/ issues that arose?
18
(e) Difference in agencies’ internal processes and guidelines in coming
up with an integrated plan for the case.
(ii) System barriers - some vulnerable families face systems barriers for
which a Whole-of-Government policy review would be needed (e.g.
transnational families in accessing affordable healthcare and
employment support). It is important to systematically identify emerging
issues for policy review, to reduce clients churning in the system. This
is done through tighter coordination amongst agencies and advocating
for flexibility in the provision of tangible assistance with the various help
systems (i.e. health, education, housing, etc.) according to the needs of
the individual and / or family.
(iii) Lapsed Cases – Cases where another agency did not fulfil the
committed intervention within a stipulated timeframe without
justifications.
(iv) Refused Help Cases – Cases where clients have refused help from
agencies despite attempts made by agencies as per their engagement
protocols, but agencies assess that the case presents risk either to client
himself or the community.
8.2 Disagreement is reduced by open and regular communication and clarity over
roles and responsibilities. The best way of resolving differences is through open and
transparent discussion and where possible a face-to-face meeting between parties
concerned; to review and revisit the objectives of the case and its direction.
8.3 The following flowchart (Figure 7) relates specifically to either situations where
there are system barriers or inter-agency differences which cannot be resolved by or
among the agencies despite efforts to do so. It does not cover differences within
individual agencies which should be addressed by their agency’s own escalation
policy.
8.4 In gist, these cases can be escalated to MSF SSO Regional Services (RS)
Team and thereafter to the SSO General Managers, for further discussion. Where
necessary, the case will then be escalated to the MSF HQ.
19
Figure 7: Workflow for Case Escalation
Agencies surface cases for escalation due to concerns listed in Section 8.1
Non-system barrier
Yes Resolved?
No
No further escalation Agencies to seek assistance from MSF SSO Regional Services
action required (RS) Team
Yes
Regional Services (RS) Team to Resolved?
Yes
advise agency to make an appeal
(with guidance if needed) No
RS AGM to escalate to GM. If still unresolved, case to be
escalated to agency’s parent / funding Ministry / Organisation
GM/ RS AGM to support agency to appeal
to government agencies
Yes
Resolved?
Yes
System barriers resolved?
No
20
References
Atkinson, M., Jones, M. & Lamont, E. (2007). Multi-agency working and its implications
for practice: A review of the Literature.
Atkins, M., Wilkin, A., Stott, A., Doherty, P. & Kinder, K. (2002). Multi Agency Working:
A Detailed Study
Cottam, H. [TED] (2015). Social Services Are Broken: How We Can Fix Them.
Retrieved from https://www.youtube.com/watch?v=Mr8nvXvl-y8
Families and Societies, (2015), Vulnerability of families with children: Major risks,
future challenges and policy recommendations, Retrieved from
http://www.familiesandsocieties.eu/wp-
content/uploads/2015/11/WP49MynarskaEtAl2015.pdf
Harley, D.A., Donnell, C. & Rainey, J.A. (2003). Interagency Collaboration: Reinforcing
Professional Bridges to Serve Aging Populations with Multiple Service Needs. Journal
of Rehabilitation, 69(2), 32-37
Home Office. (2014). Multi Agency Working and Information Sharing Project.
Retrieved from
https://www.gov.uk/government/uploads/system/uploads/attachment_data/file/33887
5/MASH.pdf
21
Lee, M.Y., Teater, B., Greene, G.J., Solovey, A.D., Grove, D., Fraser, J.S., Washburn,
P. & Hsu, K.S. (2011). Key Processes, Ingredients and Components of Successful
Systems Collaboration: Working with Severely Emotionally or Behaviorally Disturbed
Children and Their Families. Administration and Policy in Mental Health, 39, 394-405
Lincolnshire SCB Policy and Procedures Manual, (Oct 2017), Professional Resolution
and Escalation Protocol, Retrieved from
http://lincolnshirescb.proceduresonline.com/chapters/pr_prof_resolution.html
Lindeke, L.L., Leonard, B.J., Presler, B. & Garwick, A. (2002). Family-centered Care
Coordination for Children with Special Needs across Multiple Settings. Journal of
Pediatric Health Care, 16, 290-297
Social Policy Evaluation and Research Unit (Superu), (Nov 2015), In Focus: Families
with complex needs: International approaches, Retrieved from
http://www.superu.govt.nz/sites/default/files/Families%20with%20complex%20needs
.pdf
Victoria State Government, (2012), Families with multiple and complex needs,
Retrieved from
http://www.cpmanual.vic.gov.au/sites/default/files/Families%20with%20multiple%20
%26%20complex%20needs%20specialist%20resource%203016%20.pdf
22
Annex A
23
2. Case where the lead agency was the FSC
24
3. Case where the lead agency was the SSO
25
Annex B
(i) Cases were complex in nature and tended to have multiple issues and many
agencies involved; and
(ii) While many agencies were involved in the case, there was limited clarity of
roles and expectations of each agency, and little discussion and sharing of
information among them. There was weak inter-agency collaboration.
The Guidelines sought to plug these gaps (especially when two or more agencies were
involved), facilitate a coordinated and holistic approach in meeting the needs of cases
with multiple stressors, and provide clarity on the roles of agencies involved. The
Guidelines were disseminated to Family Service Centres (FSCs) and partners
thereafter (e.g. National Council of Social Service, CARE network agencies and
Institute of Mental Health).
These Guidelines were not meant to be prescriptive and should be read in conjunction
with agency protocols and other related guidelines (e.g. Social Work Code of Ethics,
Counselling Code of Ethics, Code of Social Work Practice for FSCs and FSC
Management of Child Protection Cases etc.).
26
Annex C
Note: the case plan has to meet all three considerations to be considered an
aligned case plan.
PRIORITISATION
LEVERS
19 An imminent risk would indicate that a person is very likely to be harmed within the near future and
this would warrant immediate attention and intervention. Emerging risks are new and unforeseen risk
and would require a period of monitoring as their potential for harm is not fully known.
20
Static risks tend to remain largely unchanged over time (e.g. disability, history of mental health), while
dynamic risks (e.g family violence risks, risks of self-harming) have the potential to escalate, de-
escalate, or even be eliminated with appropriate intervention.
21
lnternal risks refer to concerns that are internal within the individual. Physiological issues (e.g.
physical disabilities or limitations), intra-psychic issues (e.g. mental illness including personality
disorders), and cognitive issues (e.g. intellectual disability) are classified as internal risks, while
interpersonal and environmental issues (e.g. family conflicts, high crime neighbourhoods) are termed
as external risks.
28
▪ E.g. if client’s ComCare assistance is expiring in 3 months,
agencies should follow-up with client as usual. ComCare
assistance could be tapped on as a lever to motivate client to act
on outstanding case plan items when the client’s ComCare
assistance is being reviewed.
POLICY DEVIATIONS
□ Have you explored with other agencies if they are able to exercise
flexibility for client based on compassionate grounds (e.g. HDB delaying
eviction of client and family members from a rental unit or SSO renewing
client’s ComCare assistance) so as not to derail client/family from
working towards stability?
(note: agencies agreement should be obtained beforehand)
29
Annex E
30
Annex F
Name :
NRlC No. :
Referring Case : Referred Case :
Manager / Agency Manager / Agency
Next Review Due :
Date of Transfer :
Involved Agencies
Agency Area of focus Primary client
* Delete appropriately
31