Dialectic Theory
Dialectic Theory
Dialectical Theory A Western view of dialectics is based in the work of Russian philosopher Mikhail
Bakhtin (1981), and more to the immediate case, Leslie Baxter and Barbara Montgomery’s (1996) theory
of relational dialectics that derives from Bakhtin’s (1981) social construction approach to
dialogue/communication. Relational dialectics is a common approach in the field of communication to
understanding interpersonal relationships. Baxter (1990) outlines the basic internal tensions in a
relationship to be connection—autonomy, certainty—uncertainty, and openness—closedness. The
tensions manifest in all types of relationships and indicate that relational partners want both connection
to their partner and individual autonomy; partners want both a degree of predictability about their
partners and a degree of novelty; partners expect both disclosure between each other and a degree of
privacy. These tensions of space, knowledge and talk, and others defined in the relational dialectics
literature (Rawlins, 1992) reflect the dialectical view that “social life is a dynamic knot of contradictions,
a ceaseless interplay between contrary or opposing tendencies” (Baxter & Montgomery, 1996, p. 3) such
as those just described. As communicators express themselves in relationship to each other, their
interpersonal communication engages the tensions that exist to find some kind of balance so that both
ends of the tension co-exist in the messy existence that defines any relationship. Relational dialectics
theory is appropriate for intercultural relationships as partners seek to negotiate tensions that come
from differences and similarities in their cultural backgrounds. This theory has been successfully applied
to the analysis of cross-cultural marriages in Finland (Cools, 2006); the present study extends the
application to the student-teacher relationship in Sweden. Two sets of dialectical contradictions were
apparent in my experience: hierarchy—equality and autonomy—connection.
Cultural Values Theory Relational dialectics are embedded in cross-cultural value systems that have
both similarities and differences that come into tension with each other. In trying to understand why a
tension may play out as it does, the answer may lie in the unconscious application of values to the
relational situation. Cultural values theories derive from Hall and Hall’s (1990) fifty years of
anthropological research, much of it capsulized in his book Understanding Cultural Differences. For the
present case, the work of Hofstede (2001) and House, Hanges, Javidan, Dorfman, and Gupta (2004) and
the ongoing World Values Survey are the derivatives that provide useful insights into a comparison of
Sweden and the United States. Hofstede’s (2001) global study yielded four dimensions of value:
individualism—collectivism; high power—low power; masculinity—femininity; and low uncertainty
avoidance—high uncertainty avoidance. Extending from Hofstede’s (2001) work, House et al. (2004)
developed the Global Leadership and Organizational Effectiveness (GLOBE) study that looked at nine
cultural dimensions. Holmberg and Akerblom (2007) wrote the in-depth results of the GLOBE work in
Sweden and found the following three cultural themes at work: consensus as a work style (linked to low
power distances and equality); the use of rationality and pragmatism as strategies to cope with
uncertainty (linked to reliance on rules and personal responsibility); and individuals who had concern for
both self and the social good (private individualism balanced with public collectivisim). American and
Swedish value systems do have similarities, such as the value for high levels of individualism; however,
Swedish individualism is horizontal, emphasizing personal development and responsibility, while
American individualism is vertical and emphasizes competition with others (Hofstede, 2001). Both
Sweden and the United States have low uncertainty avoidance, that is, each takes risks and deals well
with uncertain situations; however, Swedes tend to be more rule oriented and less willing to engage
conflict while Americans bend rules and engage conflict more directly. In contrast, Americans rank
higher on masculinity and power distance than Swedes. The World Values Survey (see
www.worldvaluessurvery.org) is an ongoing measure of sociocultural change based on two major
dimensions: traditional versus secular-rational values and survival versus self expression values. When
countries are mapped (Inglehart & Welzel, 2005, 2010), Sweden ranks right at the top of both the
secular-rational and the selfexpression values. The United States, by contrast is more traditional in its
values, especially religiosity and national pride, even though Americans value self-expression almost as
much as Swedes. Appropriate to the culture in which the relationship is developing, this study focuses
on three interrelated Swedish values and beliefs that are part of “deep-level culture” (Ting-Toomey &
Chung, 2005) that help to explain Swedish everyday thinking and behavior: lagom, folkhemmet, and
ensamhet. As Ting-Toomey and Chung (2005) explain, shared beliefs reflect the cultural worldview and
reveal motivational bases for behavior. The Swedish model of social welfare is the overarching historical
development of political, economic, and social democracy that guides modern Swedish life (Pettersson,
2008). Sweden is considered one of the highest rated countries in the world for democracy, anti-
corruption, economic stability, and small class gaps. Linked to this model are the cognitive metaphors of
lagom (i.e., “moderation”), folkhemmet (i.e., “the good home”), and ensamhet (i.e., “solitude”). These
concepts will be explained in more detail in the analysis section to follow. Method