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How Many Characters Are There in ISIN

The document contains multiple choice questions related to financial markets. Some key points: - An ISIN code contains 14 characters. Currency futures are cash settled and true. NSDL is the depository. - A person can individually or as a partnership firm become a member of an exchange. Calendar spreads represent hedged positions. - Clearing members settle trades at the NSE. The balance sheet contains information on assets, liabilities and shareholders' equity. - Reasons for auctions include bad deliveries, shortages and objections. All futures contracts have a margin money requirement.

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Madhan
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62 views

How Many Characters Are There in ISIN

The document contains multiple choice questions related to financial markets. Some key points: - An ISIN code contains 14 characters. Currency futures are cash settled and true. NSDL is the depository. - A person can individually or as a partnership firm become a member of an exchange. Calendar spreads represent hedged positions. - Clearing members settle trades at the NSE. The balance sheet contains information on assets, liabilities and shareholders' equity. - Reasons for auctions include bad deliveries, shortages and objections. All futures contracts have a margin money requirement.

Uploaded by

Madhan
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as DOC, PDF, TXT or read online on Scribd
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How many characters are there in ISIN

 14

 12

 11

 10

The potential returns on a futures position are:

 Limited

 Unlimited

 a function of the volatility of index

 None of the above

or an individual can become member of an exchange

 A Corporate, A partnership firm

 Hindu Undivided Family

 An Individual, A partnership Firm, Hindu Undivided...

 An Individual, Hindu Undivided Family

Currency futures are cash settled

 TRUE

 FALSE

Name the depository from the list given below

 NSE

 NSCCL

 NSDL

 RBI
USD GBP futures is a contract on the ______

 US Dollar and Indian Rupees

 US Dollar and Japanese Yen

 US Dollar and Euro

 US Dollar and British Pound

Who can become member of stock exchange.

 Individual

 Partnership Firm

 Institution, Corporate

 All of the above

A calendar spread is a (n) _____ position

 No margin

 Highly margined

 Illegal

 Hedged

Kantaben sold a January Nifty futures contract for...

 (Loss) 7000

 (Loss) 5000

 (Profit) 5000

 (Profit) 7000

Current Ratio
 Current Assets / Total Liabilities

 Current Liabilities / Current Assets

 Current Assets / Current Liabilities

 Total Assets / Total Liabilities

Who settle the trades executed at NSE ?

 NSDL

 Clearing Members

 SEBI

 NSCCL

The Balance Sheet information pertaining to

 Firms assets and liabilities

 Shareholders equity

 All of the above

Spot forward r & p formula

 43.8238

 43.8133

 43.8275

 43.862

The option price is the _______.

 price paid by the buyer of the option to the selle...

 price at which an option trades in the market

 sum of intrinsic value plus time value of an optio...

 All of the above


The default password of the NEAT system is

 NEAT

 NEATCM

 NSETM

 NSECM

What are reasons for auctions getting initiated

 Bad Deliveries

 Shortages

 Objections

 All of the Above

All futures contracts have a ______ requirement

 Cash

 Collateral

 Deposit

 Margin money

In Activity Log the details are shown in �� order

 Chronological order

 Reverse chronological order

 None of the above

A Trading Member can trade __________

 On their own account

 On behalf of their clients

 On behalf of participants

 All of the above


Penalty points are charged to members for______

 Only for gross exposure & turnover violations

 Only for violation in respect of client code modif...

 Only for violation in respect of non-confirmation ...

 All of the Above

Who settles the trades executed at NSE

 NSDL

 Clearing Members

 SEBI

 NSCCL

The objective of the Depositories Act, 1996 is

 making securities of public limited companies free...

 dematerializing the securities in the depository m...

 providing for maintenance of ownership records in ...

 All of the above

Who settle the trades executed at NSE

 NSDL

 Clearing Members

 SEBI

 NSCCL

The Auction Pay-in and Pay-out takes place on

 T +3 Day
 T +1 Day

 T +2 Day

 T +4 Day

DVP, in the capital market context, stands for

 Default versus payment

 Delivery versus payment

 Default versus penalty

 Delivery versus penalty

A trading member has more than one user

 TRUE

 FALSE

The max amount for basket trading is

 3000 Crores

 3000 Lakhs

 300 Crores

 300 Lakhs

Payoff for a long future contract is linear

 TRUE

 FALSE

What is SPAN
 Smart Portfolio Analysis Note

 Standard Portfolio Analysis of Risk

 Sound Portfolio Automation Note

 Standard product Availability Note

Fixed assets turnover ratio is

 Net sales / Avg Net fixed assets

 Used to measure the efficiency with which fixed as...

 Both of the above

What is FEDAI?

 Foreign Exchange and Derivative Associates of Indi...

 Foreign Exchange and Dealers Associates of India

 Foreign Exchange Dealers Associations of India

 Foreign Exchange Development Authority of India

The book type for Retail Debt Market is__________

 A

 B

 C

 RD

A stock broker means a member of

 SEBI

 Any exchange
 A recognized stock exchange

 Any stock exchange

In a currency pair, term currency is in the:

 Numerator

 Denominator

Company objection cases reported as bed delivery

 Suspended

 Selling Phase

 Special Security

 Solicitor Period

Continuous Compounding formula

 43.8133

 43.8238

 43.8275

 43.8625

A variant of counter party risk is

 Value of Risk

 Liquidity Risk

 Market Risk

 1 and 3

USD / INR are fully convertible currencies

 TRUE

 FALSE

India VIX under measures


 Liquidity

 Impact Cost

 Volatility

The NEAT F&O trading system ____________.

 allows one to enter spread trades

 does not allow spread trades

 allows only a single order placement at a time

 None of the above

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