Biotransformation and Bioconversion of Phenolic Compounds
Biotransformation and Bioconversion of Phenolic Compounds
com/bty
ISSN: 0738-8551 (print), 1549-7801 (electronic)
REVIEW ARTICLE
Food Science Department, College of Food Engineering, Campinas State University, Sao Paulo, Brazil
Abstract Keywords
Phenolic compounds have recently been recognized for their influence on human metabolism, Agro-industrial co-products, bioprocess,
acting in the prevention of some chronic diseases as well as proving to be important enzymatic reactions, phenolic compounds,
antioxidants in food. Nevertheless, the extraction and concentration processes are usually solid-state fermentation
carried out by organic solvent extraction from natural sources and can generate some
drawbacks like phenolic compound degradation, lengthy process times and low yields. As a History
solution, some eco-friendly technologies, including solid-state fermentation (SSF) or enzymatic-
assisted reaction, have been proposed as alternative processes. This article reviews the Received 5 July 2012
extraction of phenolic compounds from agro-industrial co-products by solid-state fermenta- Revised 17 April 2013
tion, even as friendly enzyme-assisted extractions. It also discusses the characteristics of each Accepted 2 May 2013
bioprocess system and the variables that affect product formation, as well as the range of Published online 15 July 2013
substrates, microorganisms and enzymes that can be useful for the production of bioactive
phenolic compounds.
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The biotransformation of bioactive compounds is also an Solid-state fermentation emerged as an attractive alterna-
interesting alternative that deserves attention, since it pre- tive for obtaining phenolic compounds. However, they are
cludes the use of toxic compounds such as organic solvents in expensive compounds using current methods of extraction
the extraction. In these processes, bioactive compounds are (Martins et al., 2011; Sepúlveda et al., 2011).
obtained from natural sources by microorganisms through The first report of the production of phenolic compounds is
their secondary metabolism or by exogenous enzymatic action from Betts et al. (1974), which describes a screening of over
(Martins et al., 2011; Puri et al., 2012). 40 microorganisms for the production of compounds with
The purpose of this article is to provide an overview of the antitumor activity. According to the results, there was a 30%
study of production and obtainment of phenolic compounds increase in the production of phenolic 9-hydroxyacronycine
by biotransformation using agro-industrial co-products. by the microorganism Cunninghamella echinulata NRRL
3655 in a stirred fermentor.
Obtaining phenolic compounds by There are patents reported for the production of polyphenol
biotransformation using microbial fermentation. Kanji (1991) reported the
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Solid-state fermentation has many advantages, such as high silverskin (CS) and spent coffee ground (SCG), by solid-state
biotechnological productivity, high concentration, product fermentation. The strains GH2 Penicillium purpurogenum,
stability and growth of microorganisms in non-water soluble Neurospora crassa and Mucor sp. 3 P showed higher growth
substrates. It also has some disadvantages, such as formation conditions in the SCG and increased the release of phenolics
of a temperature gradient throughout the fermented substrate by approximately 40%. The increasing availability of phenolic
and difficulty in controlling the pH and the amount of water. compounds varies according to the type of residue. Regarding
These problems result in reduced mobility of nutrients the silverskin, the spent coffee ground has a higher content of
derived from reduced movement of the water in the substrate. phenolic compounds, such as catechin, epicatechin, chloro-
Changes in temperature and water content in the substrate can genic acid, protocatechuic acid and ferulic acid, amongst
be caused by heating resulting from fermentation, which others. Thus, the choice of residue as the substrate for
makes it difficult to control the substrate under uniform fermentation is important for achieving different phenolic
conditions. However, there is great interest in the SSF process compounds.
among researchers and industries, particularly due to the fact Besides the residue, the microorganism interferes in the
that the process is usually cheaper with higher productivity fermentation and obtainment of phenolic compounds. Cai
than submerged fermentations (Barrios-González, 2012; et al. (2012) reported the effect of three different micro-
Singhania et al., 2009). organisms in the fermentation of oat bran as a source of
growth during 48 h of incubation at 30 C, showing values their respective substrates was hydrolyzed, finally releasing
of 1000 U mL 1, leading to the conclusion that the enzyme the phenolic compounds (Ravindran et al., 2011).
was responsible for the release of phenolic compounds in the Therefore, several studies have been carried out in order to
soybean during the fermentation. After 48 h, enzyme activity optimize the production of phenolic compounds, reducing the
dropped approximately 20%. In this case, studies have costs of the process, as well as evaluating the effects that
indicated that high concentrations of genistein inhibited the influence the yield of the final product. The properties of the
activity of b-glucosidase, which in turn inhibits the hydrolysis agro-industrial co-products used, such as particle size,
of phenolic glycosides. Therefore, one should evaluate the biodegradability, water absorption and water activity, in
kinetics of the release of phenolic compounds so that no addition to their chemical composition, should be evaluated
interference inhibits its extraction. for obtainoffing a high yield phenolic compounds (Martı́nez-
Another important factor for obtaining phenolic com- Ávila et al., 2012). Most papers showed that the main factors
pounds is the addition of water to the substrate for microbial affecting the fermentation are temperature, pH, aeration,
growth. A strain of Aspergillus was subjected to fermentation water activity, microorganisms, moisture and substrate.
in grape residue to increase phenolic antioxidants. According to studies, the latter three factors have further
Fermentation kinetics were performed to evaluate the time interference in the final product, in this case, the production
when gallic acid is present in higher concentration. The of phenolic compounds (Cai et al., 2012; Georgetti et al.,
results showed that after 6 h of incubation, the concentration 2009; Machado et al., 2012; Martı́nez-Ávila et al., 2012;
of gallic acid increased 100%. After 15 h of incubation, the Martins et al., 2011; Ravindran et al., 2011).
concentration of gallic acid decreased abruptly, probably
indicating that the phenolic compounds were present during
Enzymatic processing in phenolic obtainment
the metabolism of the microorganisms. During the process, it
was noted that in solid-state fermentation, adding water to the Enzyme production is an important field in biotechnology,
substrate is extremely important, especially if the substrate having worldwide sales near five billion dollars annually, with
has hemicellulose and pectin, which can absorb more water, a growth rate of approximately 6.5 to 10%, while the number
potentially leading to an increase in microbial growth in the of patents and research papers is listed (Panke et al., 2004).
substrate. The most commonly used materials for SSF are The use of enzymes, especially in biocatalysis in agro-
those with high water absorption levels, since the moisture industrial residues, has been introduced for the hydrolysis of
content of these materials can be modified during the plant cell walls, which is complexed with polyphenols. In this
bioprocess (Martı́nez-Ávila et al., 2012). scenario, it should be concluded that enzymes can act on this
In addition to the presence of water in the substrate, the substrate in plant cells.
relative humidity also affects the product of interest. Bhanja Table 2 presents some published procedures for the
et al. (2008) compared a new solid-state reactor to the extraction of phenolic compounds by the action of microbial
conventional process, for the enrichment of the phenolic in enzymes from agro-industrial wastes. The main enzymes used
4 J. V. Madeira Jr et al. Crit Rev Biotechnol, Early Online: 1–7
Phenolic
Substrate Enzyme(s) Enzymatic activity Incubationa compounds Increased (%)b References
1
Corn cobs Esterase 0.367 nkat g 4 5 h/pH 5.0/50 C Coumaric acid 1100 Topakas et al. (2004)
Xylanase 1.483 nkat g 1
1
Red dragon Pectinase 10,292 PGU mL 6 h/30 C Gallic acid 87.5 Kunnika & Pranee (2011)
pomace
Hizikin Protease 2.4 U g 1 24 h/pH 8.0/56 C Gallic acid 295.3 Siriwardhana et al. (2008)
fusiformis Carboidrase 45 U g 1
Olive B-glucosidase 3000 U mL 1 2 h/pH 4.8/50 C Hydroxytyrosol 610 Khoufi et al. (2011)
Wastewater Esterase 100 U mL 1
Grape pomace Pectinase – 2 h/pH 4.0/40 C Phenolic acids 550 Maier et al. (2008)
Cellulase –
Goldenberry Cellulase – 2 h/pH 4.3/50 C Caffeic acid 102 Ramadan et al. (2008)
Pomace oil Pectinase 300 U mL 1
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in the process of obtaining phenolic compounds are reported differently to each type of substrate. As previously mentioned
below, as well as the studies performed. in this article, the effects of moisture in the reaction can
Cellulases, xylanases and ligninases are enzymes that are influence the release of phenolics. However, this condition
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capable of breaking the structure of the hemicellulose, should be evaluated together with the catalytic activity of the
cellulose and lignin of a plant cell wall. They usually have enzyme.
three important complex enzymes, endo-1,4 -b-glucanase, The pectinases are a heterogeneous group of enzymes that
cellobiohydrolase and cellobiase. These enzymes work degrade pectin. These enzymes are especially important in the
cooperatively to catalyze the hydrolysis of cellulose. The industrial sector and are used in various segments, such as
effect of these enzymes’ activity is the release of cellobiose clarification of fruit juice and wine, and product manufactur-
and glucose. Cellulases have numerous applications and ing of pectin hydrolysate extract oil from seeds and pigments.
biotechnological potential for chemicals, fuel, alcoholic Degradation of the pectin molecule occurs through a
beverages, animal feed, textile, and pulp and paper coordinated action of multiple synergistic and pectinolytic
(Gnana Soundari & Sashi, 2009; Khandeparker & Numan, enzymes, including pectin, polygalacturonase, pectate-lyase
2008; Kirby, 2005; Lin et al., 2011; Paës et al., 2012; Verma and pectin-lyase. The pectin-lyase (EC 4.2.2.10) and poly-
et al., 2011). galacturonase (EC 3.2.1.15) are of great relevance to the
Min et al. (2006) studied the conditions of dry and process of depolymerization of pectin, acting in the cleavage
humidified stems of sweet potatoes for release of ferulic acid of glycosidic bonds a-1,4, polygalacturonic acid and pectin,
primarily using commercial b-glucanase. The reaction was respectively (Alimardani-Theuil et al., 2011; Kashyap et al.,
performed with enzyme mixtures, degrading plant cell walls, 2001; Pedrolli & Carmona, 2009).
Ultraflo-L Viscozyme (Novozymes A/S) and the a-amylase Oszmianski et al. (2011) studied the action of pectinase on
(Sigma-Aldrich) in a buffer solution with pH 6.0 at 37 C apple pomace to increase the availability of phenolic com-
spinning at 12 rpm for 12 h. The results showed a concentra- pounds for the enrichment of apple juice. According to the
tion of 0.5% of Viscozyme-Ultraflo L, 50 mU of released results, pectinase increased the concentration of phenolic
a-amylase and 6 mg of ferulic acid/g of substrate humidified, compounds by 245%, especially procyanidins, flavan-3-ols
which is 3 times higher compared to the dry substrate. and flavonols. Apple peels always had tangibly higher
The ferulic acid increase in the humidified substrate must concentrations of proanthocyanidins than whole apples.
have been due to the fact that the enzymes were easily Procyanidins have been shown to bind readily to cell-wall
adsorbed into the substrate, which facilitated and enhanced polysaccharides through hydrogen-bonding and/or hydropho-
the catalytic action. bic interactions.
Moore et al. (2006) evaluated commercial enzymes and The b-glucosidase (b-D-glucoside glucohydrolase,
their action regarding the release of phenolics in wheat bran. EC 3.2.1.21) catalyzes the hydrolysis of disaccharide glyco-
The reaction was conducted in the dark with 10% humidity at sides and conjugates from the non-reducing end. The
room temperature for 72 h. The results indicated that extracts b-glucosidase enzyme has numerous applications in the
of multi-enzyme complexes (e.g. Ultraflo-L- Novozymes food and pharmaceutical industries, working in the hydrolysis
A/S) had a greater effect than the addition of various purified of cellobiose to glucose, the process of conversion of
enzymes. However, each enzyme complex responds cellulose to glucose in combination with other cellulolytic
DOI: 10.3109/07388551.2013.803020 Biotransformation and bioconversion of phenolic compounds 5
enzymes, and the release of aroma compounds in fruit juices industrial applications, in juices, beer, cosmetics, pharma-
and wine. This enzyme is also used in the hydrolysis of ceutics and chemicals. It is primarily used in the stabilization
cyanogenic compounds present in plants for hormone of the color of wine, in the leather treatment process, and for
replacement therapy (Puri et al., 2012; van den Brink & de wastewater treatment and production of gallic acid and other
Vries, 2011). phenolics (Banerjee et al., 2001; Battestin & Macedo, 2007;
Hamza et al. (2012) studied the action of the multi- Lekha & Lonsane, 1997; Madeira et al., 2012).
enzymatic complex b-glucosidase (4600 U mL 1), esterase Chamorro et al. (2012) studied the release of phenolic
(200 U mL 1), a-amylase (92 U mL 1), xylanase (5.4 U ml 1) grape residue after its reaction to the carbohydrase enzyme
and carboxymethyl-cellulase (0.6 U mL 1) in waste water (cellulase and pectinase) and tannase. The reaction medium
from olives for the production of hydroxytyrosol. According was performed at pH 5.5 at 35 C under agitation for 24 h,
to the results, the oleuropein could be hydrolyzed and with the addition of pectinase (135 U g 1), cellulase
hydroxytyrosol obtained. The reaction probably occurred (3150 U g 1) and tannase (200 U m g 1). The results showed
during the breakdown of the glycosidic bond and resulted in that both cellulase and pectinase used alone had no change in
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the formation of hydroxytyrosol and elenolic acid (Figure 1). the concentration of phenolics. However, with the action of
According to the results, the highest concentration of tannase, the concentration of phenolic acids increased,
hydroxytyrosol were between pH 4 and 5 and coincided with especially gallic acid. The concentration of epigallocatechin-
the highest activity of b-glucosidase, leading to the conclu- gallate, gallocatechin and epicatechin-gallate decreased
sion that the release of phenolics is directly related to the simultaneously. Therefore, it is possible to conclude that the
aforesaid action of the enzyme. Also, it was observed that tannase hydrolyzed the ester linkages of phenolic compounds,
within 30 min of stirring, the hydroxytyrosol concentration proving that it has become an important factor in the release
tripled, and after that time these values decreased. On the of phenolic compounds in grape residue.
other hand, the static extraction was doubled after 250 min, Dueñas et al. (2007) evaluated the effect of different
compared to the values before the enzymatic extraction. Thus, enzymes in the quantification of free phenolics in lentil flour.
prolonged exposure of the phenolic compounds to O2, The residue was incubated in acetate buffer with pH 5.5 at
changed their structure and bioactive function. 37 C in four reactors, each of which received a different
Tannin acyl hydrolase, commonly referred to as tannase enzyme, a-galactosidase, viscozyme, tannase and phytase.
(EC 3.1.1.20), is an inducible enzyme produced by fungi, According to the results, both the phytase and the tannase
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yeasts and bacteria. This enzyme is mostly characterized by released the greatest amount of gallic acid, 1–0.8 mg g 1 lentil
its activity in the polyphenol complexes and is capable of flour. Despite the considerable increase of gallic acid, phytase
hydrolyzing ester bonds (between gallic acid and glucose) and decreased the antioxidant activity of the matrix due to the
depside linkage (between two gallic acids) substrates, such as release of phosphate groups of phytic acid chelates and other
tannic acid, epicatechin-gallate, epigallocatechin-gallate and cations in them. Phytic acid is considered to be a potent iron
chlorogenic acid, among others. This enzyme has wide chelator, which in turn prevents the formation of hydroxyl
radicals. At the same time, there is an increase in oxidation Banerjee D, Mondal KC, Pati BR. (2001). Production and characteriza-
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become interesting for various types of agro-industrial waste. acid by co-culture. United State of American. US7118882 (B2).
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as the action of the pectinase or cellulase, or variation in medium, its molecular basis and applications. Process Biochem, 47,
temperature or pH. 175–85.
Briefly, the majority of published studies investigated the Battestin V, Macedo GA. (2007). Tannase production by Paecilomyces
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best conditions for enzyme activity added to the residue to Betts RE, Walters DE, Rosazza JP. (1974). Microbial transformations of
release the phenolic compounds. The main variables are the antitumor compounds. 1. Conversion of acronycine to 9-hydroxya-
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performance of a new bioreactor for improving antioxidant potential
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