Statutory Compliance review - Internal Audit - Apr to Dec 2020

Overall status of EHS compliance in comparison to previous year (44% to 65%)

S.No.

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
Statutory Compliance review - Internal Audit - Apr to Dec 2020

Overall status of EHS compliance in comparison to previous year (44% to 65%)

Name of Act / Rules

THE ENVIRONMENTAL (PROTECTION) ACT & RULES, 1986

THE AIR (PREVENTION AND CONTROL OF POLLUTION) ACT, 1981 & (UNION TERRITORIES) RULES, 1983
NOISE POLLUTION REGULATION AND CONTROL RULES, 2000
THE WATER (PREVENTION AND CONTROL OF POLLUTION) ACT, 1974 & RULES, 1975
THE WATER (PREVENTION AND CONTROL OF POLLUTION) CESS ACT, 1977 & RULES , 1978
WATER (PREVENTION AND CONTROL OF POLLUTION) ACT, 1974 & AIR (PREVENTION AND CONTROL OF POLLUTION) ACT, 1981 (CONSENT ORDER)/ CONSE
THE MANUFACTURE, STORAGE AND IMPORT OF HAZARDOUS CHEMICAL RULES, 1989
HAZARDOUS AND OTHER WASTES (MANAGEMENT AND TRANSBOUNDARY MOVEMENT) RULES, 2016
E-WASTE (MANAGEMENT & HANDLING) RULES, 2016
BATTERIES (MANAGEMENT AND HANDLING) RULES, 2001
EXPLOSIVES ACT, 1884 AND STATIC AND MOBILE PRESSURE VESSELS (UNFIRED) RULES, 1981
INDIAN PETROLEUM ACT, 1934
THE ELECTRICITY ACT, 2003 & THE CENTRAL ELECTRICITY AUTHORITY ( MEASURES RELATING TO SAFETY AND ELECTRIC SUPPY) REG+A1:A2
ELECTRICITY ACT, 2003 AND INTIMATION OF ACCIDENTS (FORM AND TIME OF SERVICE OF NOTICE) RULES, 2005
SELECTION, INSTALLATION AND MAINTENANCE OF FIRST-AID FIRE EXTINGUISHERS - CODE OF PRACTICE ( FOURTH REVISION)
MOTOR VEHICLE ACT, 1988
 Previous Year Current Year Trend (PY vs CY)
Compliance (%) Compliance (%)
60% 60%
100% 78%
0% 0%
100% 75%
50% 100%
64% 64%
17% 92%
0% 50%
50% 50%
100% 100%
44% 56%
18% 27%
36% 100%
50% 50%
50% 50%
33% 50%
Statutory Compliance review - Internal Audit - Apr to Dec 2020

Legal Compliance Dashboard – Environment & Related Laws - Current Review period

S.No. Name of Act / Rules

A. Environment Laws
1 THE ENVIRONMENTAL (PROTECTION) ACT & RULES, 1986

2 THE AIR (PREVENTION AND CONTROL OF POLLUTION) ACT, 1981 & (UNION TERRITORIES) RULES, 1983

3 NOISE POLLUTION REGULATION AND CONTROL RULES, 2000

4 THE WATER (PREVENTION AND CONTROL OF POLLUTION) ACT, 1974 & RULES, 1975
5 THE WATER (PREVENTION AND CONTROL OF POLLUTION) CESS ACT, 1977 & RULES , 1978
6 WATER (PREVENTION AND CONTROL OF POLLUTION) ACT, 1974 & AIR (PREVENTION AND CONTROL OF POLLUTION) ACT, 1981 (CONSENT ORDER)/

7 THE MANUFACTURE, STORAGE AND IMPORT OF HAZARDOUS CHEMICAL RULES, 1989

8 HAZARDOUS AND OTHER WASTES (MANAGEMENT AND TRANSBOUNDARY MOVEMENT) RULES, 2016
9 E-WASTE (MANAGEMENT & HANDLING) RULES, 2016

10 BATTERIES (MANAGEMENT AND HANDLING) RULES, 2001

11
EXPLOSIVES ACT, 1884 AND STATIC AND MOBILE PRESSURE VESSELS (UNFIRED) RULES, 1981

Total (A)
B. Related Laws
12 INDIAN PETROLEUM ACT, 1934

13 THE ELECTRICITY ACT, 2003 & THE CENTRAL ELECTRICITY AUTHORITY ( MEASURES RELATING TO SAFETY AND ELECTRIC SUPPY) REG+A1:A2

14 ELECTRICITY ACT, 2003 AND INTIMATION OF ACCIDENTS (FORM AND TIME OF SERVICE OF NOTICE) RULES, 2005

15 SELECTION, INSTALLATION AND MAINTENANCE OF FIRST-AID FIRE EXTINGUISHERS - CODE OF PRACTICE ( FOURTH REVISION)

16 MOTOR VEHICLE ACT, 1988

Total (B)

Overall (A+B)

Overall Status of previous year

No. of Sections / Rules verified Complied Non-Complied Not Applicable % Compliance Key non
compliance

5 2 2 1 60% 5

9 3 2 4 78% 1,2

1 0 1 0 0% 1
4 1 1 2 75%
4 2 0 2 100%
64%
11 7 4 0
92%
12 1 1 10 2
10 4 5 1 50%
4 1 2 1 50%
2,4
2 1 0 1 100%
56% 1
9 2 4 2
2,4,8
71 24 22 24 69%

27% 1,2,3,4,5,9,10,
11 0 8 3 11
100%
11 0 0 11
4,7,8,10
50%
2 0 1 1
2
50%
6 3 3 0
50%
6 1 3 2
1
36 4 15 17 58%

107 28 37 41 65%

108 35 61 12 44%
 Penalty
Punishable with imprisonment for a term
which shall not be less than one year and six
months but which may extend to six years
and with fine. Additional fine upto rupees five
Punishable
thousand for with imprisonment
every for a term
day of continuing failure.
which may
If failure extend to
continues 5 years
beyond oneor year
with after
Fine
which may extend to Rs. 1,00,000/-,
conviction, imprisonment for a term which or with
both, and in case the failure or contravention
shall not be less than two years but which
continues,
may extendwith additional
to seven yearsfine
andwhich may
with fine.
extend to Rs. 5000/- for every day during
Punishable
which such with imprisonment
failure or contraventionfor a term
which may extend
continues(ii)If to or
failure 5 years or with Fine
contravention
which
referred may
to extend to Rs. 1,00,000/-,
in sub-section (1) continuesor with
both,
beyond and in caseof
a period the failure
1 year or contravention
after the date of
continues,
conviction,with additional
the offender finebe
shall which may
punishable
extend to Rs. 5000/-for
with imprisonment fora every day. may
term which
extend to 7 years.
Imprisonment upto 5 years or fine upto 1 lakh
rupees or both

Punishable
As with23imprisonment
per Section for a term
(1), whoever contravenes
which may extend
the provisions to five 1years
of chapter or the with fineand
rules
which may
imports, extend tostores,
transports, one lakh rupees,refines
produces, or with
both,
or and any
blends
Imprisonmentin case the3 failure
petroleum
upto ororcontravention
or contravenes
months with Fineany
continues,
rule
uptomade with4oradditional
u/s
Rs. 500/- orwith
5 shall
both fine
be which maywith
punishable
extend imprisonment
simple to five thousand
Imprisonment upto 2 years rupees
which or for
with
may every day
Fine upto
extend to
during
Rs.
one which
3000/-
month
Imprisonment or such
orwith
with failure
for aboth
fine or contravention
termwhich
which maymayextend
extendtoto
continues
rupees afterorthe
thousand
three months orconviction
withwith
fineboth.
which formay
the extend
first
such
to Asfailure
** Rs. per or contravention.
Section
1,00,000/- 23with
or (2), for
bothevery subsequent
in respect of
offence, imprisonment
each offence and in casewhich may extend
of continuing to
failure,
three
with anmonths or with
additional finefine which
which maymay extend
extend to
to
Rs.five thousand
5,000/- rupees
for every dayor with both.
during which the
failure continues after conviction of the first
such offence.
Fine upto Rs/- 1,00,000 and for continuing
offence Rs. 6000/- per day

Imprisonment for a term which may extend to

three months, or with fine which may extend
to one thousand rupees, or with both
Points which are compiled in previous year but in current year are not complied.

Act Compliance Categorization Compliance Header

License / Registration Permission for Establishment

of DG Sets
The Air
(Prevention and
Control of
Pollution) Act,
1981 & Air
(Prevention &
Control of
Pollution) Rules,
1983
License / Registration Permission for Commissioning
of DG Sets

Restrictions and provisions

The Water Procedural Requirement regarding outlets and
(Prevention and discharges
Control of
Pollution) Act,
1974 and The
Water (Prevention
& Control of
Pollution) Rules,
1975
and control of
Pollution) Act,
1974 & Air FILING / RETURN Furnish information
(Prevention and
control of
Pollution) Act,
1981 (Consent PROCEDURAL REQUIREMENT Daily water consumption limit
Order)/ Consent
 Compliance Description

Application for consent to establish (before taking any step for establishing any plant causing emission of Air
pollutants) in the prescribed Form 1 of the State Pollution Control Board along with prescribed fee.

Application for consent to operate (before commissioning of the facility having source of Air Pollution of the
establishment) in the prescribed Form 1 of the State Pollution

To ensure that no person shall without previous consent of the State Pollution Control Board:
• Shall establish any industry, operation or process or any treatment and disposal system or any extension or addition
thereto, which is likely to discharge sewage or trade effluent into a stream, well, sewer or on land.
• Bring into use any new or altered outlet for the discharge of sewage or trade effluent into a stream.
• Begin to make any new discharge of sewage or trade effluents into a stream or for continuing an existing discharge
of sewage or trade effluent into a stream.
• The consent shall be obtained in Form-III along with conditions which shall be binding and shall be strictly complied
with.
• Application for renewal of consent order should be made 30 days prior to the expiry date of consent. [As per Clause
5 of the undertaking to be given in the application Form-I]

Furnish information to the State Board in respect of quality, quantity, rate of discharge, place of discharge of liquid
effluent and air emissions.

Ensure daily water consumption limit shall not exceed the limit for Industrial cooling & gardening and Domestic
purpose as mentioned in the consent
 Previous
Current Status Current Remarks Previous Status
Remarks

Application for consent to

non compliance establish has not been Complied -
taken for Daburgi plant.

Application for consent to

non compliance operate has not been taken Complied -
for Daburgi plant.

Renewal of the
water consent
Consent has not been has been
non compliance Complied
taken for Daburgi plant. received and is
valid till 31st
Mar'23.

As such no information is
Non compliance furnished to the state Complied -
board for the same.
Daily water consumption
Non compliance limit is not as per the Complied -
consent.
 Penalty Description

Punishable with imprisonment for a term which shall

not be less than one year and six months but which
may extend to six years and with fine. Additional fine
upto rupees five thousand for every day of continuing
failure.
If failure continues beyond one year after conviction,
imprisonment for a term which shall not be less than
two years but which may extend to seven years and
with fine.

Punishable with imprisonment for a term which shall

not be less than one year and six months but which
may extend to six years and with fine. Additional fine
upto rupees five thousand for every day of continuing
failure.
If failure continues beyond one year after conviction,
imprisonment for a term which shall not be less than
two years but which may extend to seven years and
with fine.

Imprisonment for a term which shall not be less than 1

year and 6 months but which may extend to 6 years
and with fine.

Revocation of consent order

Revocation of consent order

The Environment (Protection) Act, 1986 & The Environment (Protection) Rules, 1986

Particulars No. of Sections / Rules Complied

verified
Previous year 5 3
Current year 5 2

Sr. No. Compliance Compliance Header Compliance

Categorization Clause
1 Procedural Maintenance of Diesel Schedule I,
Requirement Generators Entry 94

2 Procedural Maintenance of relevant Rule 3 (3-B)

Requirement concentration of pollutants in Schedule VII
ambient air

3 Procedural Standards for emissions or Rule 3 (1)

Requirement discharge of environment
pollutants

4 Procedural Assistance provided to take Section 11,

Requirement samples Rule 6

5 Procedural Submission of Environmental Section 20,

Requirement Statement Rule 14
 Non-Complied Not Applicable

2 0
2 1

Compliance Description Current Status

Ensure that:-(i) the exhaust muffler with an insertion loss of 25 dB(A) to the Diesel Non compliance
Generator (DG) is provided by the manufacturer (ii) Acoustic enclosure is provided by the
manufacturer with an insertion loss of minimum 25 dB(A) in an acoustic room before
operation of the Diesel Generator (DG) sets and thereafter (iii) Ensure that the stack
height above the roof of the building in which DG set is installed is as per the formula
mentioned

Ensure not to exceed the relevant concentration in ambient air as specified against each Complied
pollutant in columns (3) to (5) of Schedule VII.

Ensure that the standards for emission or discharge of environmental pollutants from Complied
the industries, operations or processes shall be as specified in Schedule I to IV

After receiving notice for analysis, assistance shall be provided for taking sample of air, Not applicable
water, soil from the factory by the officer empowered by the Govt.

Submit environment statement for the financial year ending on the 31st March in Form Non compliance
V to the concerned State Pollution Control Board on or before the 30th day of
September every year.
 % Compliance

60%
60%

Current Remarks Previous Status

There are 4 DG sets (500 KVA,180 KVA & 2 of 380 KVA). The date of installation and Non compliance
running hours etc. for 3 DG sets is not available but 1 DG (500 KVA) set has data for
running hours of 3079 upto 31/01/21 but details of installation is not available.

The air pollution report is within prescribed limits Complied

The air pollution report is within prescribed limits Complied

No such notice received during our audit period. Complied

There is no such environmental statement in Form V has been submitted Non compliance
 Previous Remarks Annexure No./
Exhibit No.
No record has been maintained for 3 DG's installed in factory

E1

The air pollution report is within prescribed limits

The air pollution report is within prescribed limits

- -

There is no such environmental statement in Form V has been submitted -

 Penalty Description Compliance Applicability Compliance Type

Prohibition Every person on the installation of the Diesel Generator One Time
(DG)

Imprisonment for a term which may extend to 5 years with Any person discharging environmental pollutants in an On Going
fine up to 1,00,000/- rupees, or with both area, from industries, operations, process, automobiles
and domestic sources

Imprisonment for a term which may extend to 5 years with Any person discharging environmental pollutants in an On Going
fine up to 1,00,000/- rupees, or with both area, from industries, operations, process, automobiles
and domestic sources

(i) Punishable with imprisonment for a term which may Every occupier of a factory Event_Based
extend to 5 years or with Fine which may extend to Rs.
1,00,000/-, or with both, and in case the failure or
contravention continues, with additional fine which may
extend
(i) to Rs. 5000/-
Punishable for every dayfor
with imprisonment during
a termwhich
whichsuch
mayfailure Every person carrying on an industry, operation or process Time Based
or contravention
extend to 5 yearscontinues(ii)If failure
or with Fine which or contravention
may extend to Rs.
referred to in
1,00,000/-, or sub-section (1) continues
with both, and in case thebeyond
failure aorperiod of
1 year after thecontinues,
contravention date of conviction, the offender
with additional shallmay
fine which be
punishable
extend to Rs.with imprisonment
5000/- for aduring
for every day term which
which such
may failure
extend to 7 years.continues(ii)If failure or contravention
or contravention
referred to in sub-section (1) continues beyond a period of
1 year after the date of conviction, the offender shall be
punishable with imprisonment for a term which may
extend to 7 years.
Criticality Penalty Type Document (Hard /Soft)

High Not Applicable

EHS-DG register

High Fine &

Imprisonment
EHS-Ambient air

High Fine &

Imprisonment
EHS-Ambient air

High Fine &

Imprisonment

High Fine &

Imprisonment
The Air (Prevention and Control of Pollution) Act, 1981 & Air (Prevention & Control of Pollution) Rules, 1983

Particulars No. of Sections / Rules verified

Previous year 9
Current year 9

Sr. No. Compliance Categorization Compliance Header

1 License / Registration Permission for Establishment of DG

Sets

Permission for Commissioning of DG

2 License / Registration
Sets

3 License / Registration Air Consent Order issued by SPCB

Compliance with directions issued by

4 Procedural Requirement
State Govt

Prohibit emission of air pollutants in

5 Procedural Requirement excess of the standards laid down by
State Board

Provide facilities to take samples by

6 Procedural Requirement
the Board

7 Procedural Requirement Furnish information to the State Board

8 Procedural Requirement Render all assistance during inspection

9 Procedural Requirement Furnish information to the State Board

Control of Pollution) Rules, 1983

Complied Non-Complied
9 0
3 2

Compliance Description Current Status

Application for consent to establish (before taking any step for

establishing any plant causing emission of Air pollutants) in the prescribed non compliance
Form 1 of the State Pollution Control Board along with prescribed fee.

Application for consent to operate (before commissioning of the facility

having source of Air Pollution of the establishment) in the prescribed non compliance
Form 1 of the State Pollution

Application for renewal of consent to operate before its expiry in the

prescribed Form 1 of the State Pollution Control Board along with the Complied
prescribed fee. (AIR CONSENT ORDER)

To ensure that all directions issued by State Govt. prohibiting use of any
fuel, appliances, burning of air polluting material in Air Pollution control Complied
areas, shall be strictly complied with.
Persons carrying the Establishment not to allow emission of air pollutants
in excess of the prescribed emission standards w.r.t different sources of Complied
emissions in the establishment.

To provide samples of air emission Not applicable

To allow entry of officials of SPCB for Inspection purposes & provide

Not applicable
information for the purpose of enforcement of the Act / Rules

Assist during inspection being carried out by SPCB. Not applicable

To ensure that: If excess emission of any air pollutant in atmosphere due

to accident or unforeseen act or event occurs in excess of the standards
laid down by the Board, the person in charge of the premises or occupier
shall forthwith intimate the fact of such occurrence to S.P.C.B, District Not applicable
Collector, S.D.M., nearest Police Authority and the nearest officer of the
local authority, C.M.O., Director of Industries and Director of Environment
and ecology.
Not Applicable % Compliance
0 100%
4 78%

Current Remarks Previous Status

Application for consent to establish has not been taken for Daburgi plant. Complied

Application for consent to operate has not been taken for Daburgi plant. Complied

Consent available and it is valid till 31st March 2023. Complied

Conditions are specified in the consent and the same is checked by the third
Complied
party.

Air emissions level as per the report are within prescribed limits Complied

As on date no such inspection has been conducted by the state board. Complied

There is no inspection for the audit period Complied

There is no inspection for the audit period Complied

There is no such accident or unforeseen act or event occurs. Complied

 Annexure No./
Previous Remarks
Exhibit No.

Renewal of consent to operate has been obtained on 9th Apr'18

and it is valid upto 31st Mar'2023.

The air emissions are within prescribed limits

Yes

Yes

Yes

Yes
 Penalty Description

Punishable with imprisonment for a term which shall not be less than one year and six months but
which may extend to six years and with fine. Additional fine upto rupees five thousand for every day of
continuing failure.
If failure continues beyond one year after conviction, imprisonment for a term which shall not be less
than two years but which may extend to seven years and with fine.

Punishable with imprisonment for a term which shall not be less than one year and six months but
which may extend to six years and with fine. Additional fine upto rupees five thousand for every day of
continuing failure.
If failure continues beyond one year after conviction, imprisonment for a term which shall not be less
than two years but which may extend to seven years and with fine.

Punishable with imprisonment for a term which shall not be less than one year and six months but
which may extend to six years and with fine. Additional fine upto rupees five thousand for every day of
continuing failure.
If failure continues beyond one year after conviction, imprisonment for a term which shall not be less
than two years but which may extend to seven years and with fine.

Punishable with imprisonment for a term which may extend to 3 months or with fine which may extend
to Rs. 10,000/- or with both, and in the case of continuing contravention, an additional fine which may
extend to Rs. 500/- for every day during which such non-compliance.
(i) Imprisonment for a term which shall not be less than 1 year and 6 months but which may extend to 6
years and with fine, and in case the failure continues, with an additional fine which may extend to Rs.
5000/- for every day during which such failure.

Punishable with imprisonment for a term which may extend to 3 months or with fine which may extend
to Rs. 10,000 or with both.

Punishable with imprisonment for a term which may extend to 3 months or with fine which may extend
to Rs. 10,000/- or with both, and in the case of continuing contravention, an additional fine which may
extend to Rs. 500/- for every day during which such non-compliance.
Punishable with imprisonment for a term which may extend to 3 months or with fine which may extend
to Rs. 10,000/- or with both, and in the case of continuing contravention, an additional fine which may
extend to Rs. 500/- for every day during which such non-compliance.

Punishable with imprisonment for a term which may extend to 3 months or with fine which may extend
to Rs. 10,000 or with both.
 Compliance Applicability Compliance Clause Criticality

OCCUPIER OF A FACTORY/PERSON IN CHARGE OF Section 21 of the Act, 1981 & Rule 9, 11 of the High
PREMISES Rules, 1983

OCCUPIER OF A FACTORY/PERSON IN CHARGE OF Section 21 of the Act, 1981 & Rule 9, 11 of the
High
PREMISES Rules, 1983

OCCUPIER OF A FACTORY/PERSON IN CHARGE OF Section 21 of the Act, 1981 & Rule 9, 11 of the
High
PREMISES Rules, 1983

EVERY COMPANY Section 19, Rule 26 High

EVERY COMPANY Section 22 High

EVERY OCCUPIER OF PREMISES WHERE ANY

CHIMNEY, FLUE OR DUCT OR ANY OTHER OUTLET IS Section 26 Rule 30 High
LOCATED

OCCUPIER OF A FACTORY/PERSON IN CHARGE OF

Section 24, 25 High
PREMISES

EVERY PERSON OPERATING ANY CONTROL

Section 24 High
EQUIPMENT OR ANY INDUSTRIAL PLANT

OCCUPIER OF A FACTORY/PERSON IN CHARGE OF Section 23Rule 29Clause-10 of the Air Consent

High
PREMISES Order
 Penalty Type Document (Hard /Soft)

Fine or Imprisionment EHS-CTO Air

Fine or Imprisionment EHS-CTO Air

Fine or Imprisionment EHS-CTO Air

Fine or Imprisionment

Fine or Imprisionment EHS-Ambient air

Fine or Imprisionment

Fine or Imprisionment

Fine or Imprisionment

Fine or Imprisionment
Noise Pollution Regulation And Control Rules, 2000

No. of Sections / Rules Complied

verified
Previous year 1 0
Current year 1 0

Sr. No. Compliance Categorization Compliance Header Compliance Clause

1 Procedural Requirement Noise Levels Rule 3(1), 4(1)

Non-Complied Not Applicable % Compliance
1 0 0%
1 0 0%

Compliance Description Current Status Current Remarks

Noise level as per the report are not within

The noise levels shall not exceed the ambient air quality prescribed limits.As per schedule lll of THE
standards in respect of noise as specified in the Schedule. ENVIRONMENT (PROTECTION) RULES, 1986 noise
Non compliance level shall be 75 dB (A) for day time & 70 dB (A) for
Enforce noise pollution control measures and the due night time.But in report noise level is increasing the
compliance of the ambient air quality standards in respect limit prescribed. 
of noise.  Also third party taking 90 dB (A) as limit which is not
prescribed in act or rules.
 Annexure No./
Previous Status Previous Remarks Exhibit No.

Non compliance Noise level as per the report are not within prescribed limits E2
 Penalty Description Compliance Applicability Criticality

(i) Punishable with imprisonment for a term which may

extend to 5 years or with Fine which may extend to Rs.
1,00,000/-, or with both, and in case the failure or EVERY OCCUPIER OF A High
contravention continues, with additional fine which may FACTORY/INDUSTRY
extend to Rs. 5000/- for every day du
 Penalty Type Document (Hard /Soft)

Fine & Imprisonment EHS-Noise report

The Water (Prevention and Control of Pollution) Act, 1974 and The Water (Prevention & Control of Pollution) Rules, 1975

No. of Sections / Rules verified Complied

Previous year 4 4
Current year 4 1

Sr. No. Compliance Categorization Compliance Header Compliance Clause

1 Procedural Requirement Prohibition on use of stream or well Section 24

2 Procedural Requirement Furnish information to the State Board Section 20

3 Procedural Requirement Assist authorities in taking samples Section 21

Restrictions and provisions regarding

4 Procedural Requirement Section 25
outlets and discharges
Non-Complied Not Applicable
0 0
1 2

Compliance Description Current Status

To ensure that:
• No stream shall be used for disposal of polluting matter.
• No person shall knowingly cause or permit any poisonous, noxious or polluting matter into any
stream, well, sewer or on land. Complied
• No person shall knowingly cause or permit to cause to enter into any stream any other matter
which may tend to impede the proper flow of the water of the stream which is likely to aggravate
pollution.

• To furnish information on demand made by the State Pollution Control Board [SPCB].
• SPCB with a view to preventing or controlling pollution of water may give directions to any
Not applicable
industry where process or treatment and disposal system is carried on, to furnish information
regarding the construction, installation or operation of such establishment or any disposal system

To assist authorized officer of the State Pollution Control Board [SPCB] in taking samples of sewage
Not applicable
or trade effluent which is passing from any plant or vessels into any stream.

To ensure that no person shall without previous consent of the State Pollution Control Board:
• Shall establish any industry, operation or process or any treatment and disposal system or any
extension or addition thereto, which is likely to discharge sewage or trade effluent into a stream,
well, sewer or on land.
• Bring into use any new or altered outlet for the discharge of sewage or trade effluent into a
stream.
non compliance
• Begin to make any new discharge of sewage or trade effluents into a stream or for continuing an
existing discharge of sewage or trade effluent into a stream.
• The consent shall be obtained in Form-III along with conditions which shall be binding and shall
be strictly complied with.
• Application for renewal of consent order should be made 30 days prior to the expiry date of
consent. [As per Clause 5 of the undertaking to be given in the application Form-I]
 % Compliance
100%
75%

Previous
Current Remarks Previous Remarks
Status

There is a water purifier system through which water is STP plant has been installed, and all the effluents
reused or disposed of.   Complied are dischargedd only after processing through
STP Plant

There is no such demand made by SPCB in the audit

Complied
period.

There is no inspection undertaken during the audit

Complied
period

Renewal of the water consent has been received

Consent has not been taken for Daburgi plant. Complied
and is valid till 31st Mar'23.
Annexure No./ Exhibit
Penalty Description Compliance Applicability
No.

Imprisonment for a term which shall not be less than 1

year and 6 months but which may extend to 6 years and EVERY OCCUPIER OF A FACTORY
with fine.

Imprisonment for a term which may extend to 3 months or

with fine which may extend to Rs. 10,000/- rupees or with
both and in case the failure continues, with an additional EVERY OCCUPIER OF A FACTORY
fine which may extend to Rs. 5,000/- for every day during
which such failure conti

Imprisonment which may extend to 3 months or with fine

which may extend to Rs. 10,000 or with both and in the
case of a continuing contravention or failure, with an EVERY OCCUPIER OF A FACTORY
additional fine which may extend to Rs.5000/- for every
day during which such contravention

Imprisonment for a term which shall not be less than 1

year and 6 months but which may extend to 6 years and EVERY OCCUPIER OF A FACTORY/INDUSTRY
with fine.
 Compliance
Criticality Penalty Type Document (Hard /Soft)
Frequency

Monthly High Fine & Imprisonment

Monthly High Fine & Imprisonment

Yearly High Fine & Imprisonment

NA High Fine & Imprisonment EHS-CTO Water

The Water (Prevention and Control of Pollution) Cess Act, 1977 & The Water (Prevention and Control of Pollution) Cess Rules, 1978/ Central/ EHS

No. of Sections / Rules verified Complied

Previous year 4 2
Current year 4 2

Sr. No. Compliance Clause Compliance Categorization Compliance Header

1 Section 4 Rule 3 Procedural Requirement Standards of affixing of metres

Standards of the meters and places

2 Section 4 and Rule 3 Procedural Requirement where they are to be affixed

3 Section 5 Rule 4 Filing / Return Monthly returns

4 Sec 3 DEPOSIT / CHALLAN Payment of Water Cess

Pollution) Cess Rules, 1978/ Central/ EHS

Non-Complied Not Applicable

2 0
0 2

Compliance Description Current Status

To ensure that:
• For the purposes of measuring and recording the water consumed, every consumer shall affix
water meters, venturi meters or orifice meters with integrators and recorders in conformity with
the standards laid down by the Indian Standards Institution.
• Whenever the above referred meters are not available, the consumer shall install Vee notches or
rectangular notches with indicators and recorders or pressure gauges and pumping installations,
after obtaining the permission of assessing authority.
• Separate meter shall be provided for assessing the quantity of water used for each of the four Complied
purposed mentioned in Schedule II,
• The meters shall be affixed at the entrance of the water supply connection within the premises
or at any other place to be approved by the assessing authority, so that such meters are easily
accessible for inspection and maintenance and for other purposes of the Act.
• In no case meter shall be affixed at a point before which water has been tapped by the consumer
for utilization for any purpose whatsoever.

Affix water meters, venture meters or Orifice meters with integrators and recorders in conformity
with the standards laid down by the Indian Standards Institution If meter are not available, install
Vee notches or rectangular, notches with indicators and records or pressure gauges and pumping
installations, after obtaining the permission of the assessing authority.Ensure that meter is affixed Complied
at the entrance of the water supply connections within the premises of the consumer or at any
other place to be approved by the assessing authorityProvide a separate meter for assessing the
quantity of water used for each of the four purpose mentioned in column (1) of Schedule II

To ensure that :
• Every person carrying on industry liable to pay the cess shall furnish monthly returns in Form-I to
the assessing authority showing the quantity of water consumed in the previous month by 5th of
every calendar month.
• Annexure to Form-I shall enclosed consisting following details:1. Polluting parameters as per Not applicable
condition imposed in consent granted under Section 25/26 of the Water (Prevention and Control
of Pollution) Act, 1974.2. Maximum permissible limits allowed as per consent condition.3.
Concentration of range of parameters as per report.
• In support of above annexure original analysis report of laboratory shall also be attached.

Pay water cess on the basis of water consumed, for any of the purposes specified in column (1) of
Schedule II, at such rate, not exceeding the rate specified in the corresponding entry in column (2) Not applicable
thereof
 % Compliance
50%
100%

Annexure No./ Exhibit

Current Remarks Previous Status Previous Remarks No.

The water meter is properly

Meter is installed. Complied working.

Meter is installed in MCD section and the same is used The water meter is properly
for reading purpose Complied working.

The company has their own water connection & no Non compliance No return is being furnised
water cess is paid.

The company has their own water connection & no Non compliance Water cess payment is not
water cess is paid. being done.
 Penalty Description Compliance Applicability Bare Act Text

Where any person fails to affix any meter the Central Government
shall, after notice to such person cause such meter to be affixed and
the cost of such meter together with the cost for affixing the meter Every person carrying on any industry NA
may be recovered from such person

Every consumer for the purposes of

NA measuring and recording the quantity of NA
water re consumed

Punishable with imprisonment which may extend to 6 months or Every person carrying on industry liable to NA
with fine which may extend to Rs.1000/- or with both pay the cess

Imprisonment which may extend to six months or with fine which EVERY PERSON CARRYING ON ANY NA
may extend to one thousand rupees or with both INDUSTRY
 Criticality Penalty Type Document (Hard /Soft)

High Fine

High Not Applicable

High Fine & Imprisonment

High Fine & Imprisonment

Water (prevention and control of Pollution) Act, 1974 & Air (Prevention and control of Pollution) Act, 1981 (Consent Order)/ Consent

No. of Sections / Rules verified

Previous year 11
Current year 11

Sr. No. Compliance Categorization Compliance Header

1 PROCEDURAL REQUIREMENT Stacks maintenance/instalment

2 PROCEDURAL REQUIREMENT Maintain greenery

3 PROCEDURAL REQUIREMENT Limit of daily discharge of effluent

4 FILING / RETURN Furnish information

5 PROCEDURAL REQUIREMENT Daily water consumption limit

6 PROCEDURAL REQUIREMENT No alteration without approval of board

7 PROCEDURAL REQUIREMENT Maintain inspection book

8 PROCEDURAL REQUIREMENT Authorised production capacity

9 PROCEDURAL REQUIREMENT Maintain good house keeping

Maintain the limit of generation of non

10 PROCEDURAL REQUIREMENT
hazardous solid waste
11 PROCEDURAL REQUIREMENT Control noise levels
Pollution) Act, 1981 (Consent Order)/ Consent

Complied Non-Complied
7 4
7 4

Compliance Description Current Status

All stacks must be painted/displayed to designate by numbers such as S-1, S-

2 and shall have ports, ladder, platform etc. for monitoring/sampling the air
Complied
emissions and the same shall be made available for inspection and use by
the state board's staff as well as state board's authorised agencies.

Bring about at least 33% of the available open land under the green Non compliance
coverage/plantation.

Ensure daily discharge of effluent shall not exceed per day limit as Complied
mentioned in the consent

Furnish information to the State Board in respect of quality, quantity, rate of

discharge, place of discharge of liquid effluent and air emissions. Non compliance

Ensure daily water consumption limit shall not exceed the limit for Industrial
Non compliance
cooling & gardening and Domestic purpose as mentioned in the consent

Ensure to not to make any alteration/modification/expansion in the existing

manufacturing process and equipment, pollution control system and shall
not bring into any altered or new outlet/outfall or stack or change the place Complied
of discharge, without prior approval of the Board.

Maintain an inspection book in the factory premises which is made available

to inspecting officers of the state board for inspection, review and to write Complied
down any direction or observation.

Ensure production limit of effluent water shall not exceed as mentioned in Complied
the consent

Maintain good house-keeping, proper working order, control pollution

(including fugitive emissions) from all sources to maintain clean environment Complied
in and around factory premises and to surrounding areas/inhabitants.

Maintain the generation and treatment/disposal of non-hazardous solid

Complied
waste i.e. paper waste as mentioned in the consent.
Take adequate measures for control of noise levels from its own sources
Non compliance
within its premises as mentioned in the consent
Not Applicable % Compliance
0 64%
0 64%

Annexure No./ Exhibit

Current Remarks Previous Status Previous Remarks No.

No such labeling has been

All the stacks are labelled and have ladders,
Non compliance done on stacks installed in
platforms for monitoring/sampling.
factory

Greenery standards has not been maintained in Greenery standards has not
factory. Unit 1 i.e. Forging do not have any green Non compliance been maintained in factory.
plantation. Unit 1 i.e. Forging do not have
any green plantation.

As per consent daily discharge of effluent for forging

division is 25 KLD & for machining division is 32
KLD.Both are within the limit.It is verified from Complied It is within limit
register maintained.

As such no information is furnished to the state

board for the same. Complied -

Daily water consumption limit is not as per the

consent.
Complied - E3

There is no such
There is no such modification/alteration/ expansion
has been done Complied modification/alteration/
expansion has been done

Inspection book has been maintained.No entry is Inspection book has been
marked in inspection book. Complied maintained in factory

As per consent daily discharge of effluent for forging

division is 25 KLD & for machining division is 32
KLD.Both are within the limit.It is verified from Complied It is within limit
register maintained.

There are bag filter house as APCD for Shot Blasting

Machines & canopy for D.G. sets to control air and Complied -
noise pollution.

No such record for

disposal/treatment of non-
Non compliance
hazard solid waste has been
maintained in factory.
Noise level as per the report are not within
prescribed limits.As per schedule lll of THE
ENVIRONMENT (PROTECTION) RULES, 1986 noise The Noise level standard of 75
level shall be 75 dB (A) for day time & 70 dB (A) for
night time.But in report noise level is increasing the
Non compliance dB(A) has been exceeded in E2
all 4 noise testing reports.
limit prescribed. 
 Also third party taking 90 dB (A) as limit which is not
prescribed in act or rules.
 Penalty Description Compliance Clause Compliance Applicability

Revocation of consent order Conditions 14 -

Revocation of consent order Conditions 12 -

Revocation of consent order Conditions 5 -

Revocation of consent order Conditions 10 -

Revocation of consent order Conditions 4 -

Revocation of consent order Conditions 20 -

Revocation of consent order Conditions 17 -

Revocation of consent order Condition 1 -

Revocation of consent order Conditions 11 -

Revocation of consent order Conditions 8 -

Revocation of consent order Conditions 9 -
 Compliance Frequency Approval Required Criticality Document (Hard /Soft)

Monthly Yes High EHS-Stack's ladders & numbering

Yearly Yes High

Monthly Yes High

Yearly Yes High

Monthly Yes High

Yearly Yes High

Monthly Yes High

Monthly Yes High

Monthly Yes High

Monthly Yes High

Yearly Yes High
Manufacture, Storage & Import of Hazardous Chemicals Rules, 1989

No. of Sections / Rules verified

Previous year 12
Current year 12

Sr. No. Compliance Categorization Compliance Header

Provide emergency information details to

1 Procedural Requirement persons outside the site

2 Procedural Requirement Safety data sheet

Amendment in safety report of hazardous

3 Procedural Requirement
chemical site

4 Procedural Requirement Mock - drill of hazardous chemical on-site

emergency plan

Records of import of hazardous chemicals

5 REGISTER / RECORD in India

Initial requirements before using

6 Procedural Requirement
hazardous chemicals

Labelling of container holding hazardous

7 Notice chemical

8 Procedural Requirement 48-Hours Notification of major accident in

hazardous chemicals

3-Year Assessment of safety and hazard

9 Procedural Requirement assessment
 Amendment in hazardous chemical site
10 Procedural Requirement
notification

Information of import of hazardous

11 Procedural Requirement chemicals in India

12 Procedural Requirement Safety audit of hazardous chemical site

Complied Non-Complied
0 10
1 1

Compliance Description Current Status

Inform directly or through District Emergency Authority to persons likely to be affected by

accident due to hazardous chemical outside the site Not Applicable

Compile safety data sheet as per Schedule 9. Non compliance

Submit a further report amending the safety report of hazardous chemical site to the
Not applicable
concerned authority, at least 90 days before making those modifications

Conduct mock - drill of the hazardous chemical on-site emergency plan every six months Not applicable
and submit the report of the same to the concerned authority.

Maintain the records of the hazardous chemicals imported as specified in Schedule 10 Not applicable

Comply with the requirements as referred in the additional information before using the
hazardous chemicals as defined in Schedule 1 or storing hazardous chemicals as defined in Not applicable
Schedule 2

Every container of a hazardous chemical shall be clearly labelled

or marked to identify -
(a) the contents of the container ;
(b) the name and address of manufacturer or importer of the Complied
hazardous chemical ;
(c) the physical, chemical and toxicological data as per the criteria
given at Part I of Schedule 1.

Notify any accident occurring on site or in pipeline to the authority, within 48 hours of the
accident and submit a detailed Report of the major accident to the authority in a form Not applicable
provided in Schedule 6, after giving 48 - hour notification of such major accident

Conduct safety and hazard assessment within 3 years from the date of the last submission
of the safety report of hazardous chemical site and submit a report within 30 days from Not applicable
the date of completion of such assessment to the authority
Submit a further report amending the hazardous chemical site notification to the
concerned authority, at the time of changing the threshold limits of the hazardous Not applicable
chemical

Provide requisite information of import of hazardous chemical to the concerned authority

before 30 days of import Not applicable

Conduct an independent safety audit every year of each of the industrial activities where
hazardous chemicals are used with the help of an external independent expert and submit Not applicable
the copy of such report with the comments within 30 days after the completion of such
audit
Not Applicable % Compliance
2 17%
10 92%

Current Remarks Previous Status

Schedule 2 & 3 is not applicable as quantities used are within threshold as

prescribed in the schedule. Non compliance

No safety data sheet maintained for hazardous chemicals. Non compliance

Schedule 2 & 3 is not applicable as quantities used are within threshold as

Non compliance
prescribed in the schedule.

Schedule 2 & 3 is not applicable as quantities used are within threshold as Non compliance
prescribed in the schedule.

There is no import of chemicals as specified and mentioned under schedule

1. Non compliance

Schedule 2 & 3 is not applicable as quantities used are within threshold as Non compliance
prescribed in the schedule.

Container are labelled. Non compliance

There is no accident due to hazardous waste. It is verified from accident Not applicable
register also.

Schedule 2 & 3 is not applicable as quantities used are within threshold as

prescribed in the schedule. Non compliance
Schedule 2 & 3 is not applicable as quantities used are within threshold as
Not applicable
prescribed in the schedule.

There is no import of chemicals as specified and mentioned under schedule

1. Non compliance

Schedule 2 & 3 is not applicable as quantities used are within threshold as Non compliance
prescribed in the schedule.
 Annexure No./
Previous Remarks Exhibit No.

No such emergency information details provided.

No safety data sheet maintained.

No safety data sheet maintained.

No Mock - drill of hazardous chemical on-site emergency plan is being conducted.

No records of import of hazardous chemicals in India is maintained.

No such requirements is complied.

No such labelling is being done.

No such accident due to hazardous chemicals has been occurred.

No such Assessment of safety and hazard assessment has been done.

No information of import of hazardous chemicals in India provided.

No Safety audit of hazardous chemical site has been conducted.

 Penalty Description Compliance Clause

Every company using hazardous chemical in

Imprisonment upto 5 years or fine upto 1 lakh rupees or
both Schedule 3 or storing hazardous chemicals as
defined in Schedule 2

Imprisonment upto 5 years or fine upto 1 lakh rupees or Every company using hazardous chemical in
both Schedule 1

Imprisonment upto 5 years or fine upto 1 lakh rupees or Every company intending to amend the safety report
of usage of hazardous chemical in Schedule 3 or
both
storing hazardous chemicals as defined in Schedule 2

Every company using hazardous chemical in

Imprisonment upto 5 years or fine upto 1 lakh rupees or Schedule 3 or storing hazardous chemicals as
both
defined in Schedule 2

Imprisonment upto 5 years or fine upto 1 lakh rupees or Every company importing hazardous chemicals in
both India under Schedule 1

Every company using hazardous chemical in

Imprisonment upto 5 years or fine upto 1 lakh rupees or Schedule 3 or storing hazardous chemicals as
both
defined in Schedule 2

Imprisonment upto 5 years or fine upto 1 lakh rupees or Every company using hazardous chemical in
both Schedule 1

Imprisonment upto 5 years or fine upto 1 lakh rupees or Every company

both

Every company submitted the safety report of usage

Imprisonment upto 5 years or fine upto 1 lakh rupees or
both of hazardous chemical in Schedule 3 or storing
hazardous chemicals as defined in Schedule 2
 Every company intending to use hazardous chemical
Imprisonment upto 5 years or fine upto 1 lakh rupees or
in Schedule 3 or storing hazardous chemicals as
both defined in Schedule 2

Imprisonment upto 5 years or fine upto 1 lakh rupees or Every company intending to import hazardous
both chemicals in India under Schedule 1

Every company using hazardous chemical in

Imprisonment upto 5 years or fine upto 1 lakh rupees or Schedule 3 or storing hazardous chemicals as
both defined in Schedule 2
 Compliance Frequency Document (Hard /Soft)

Rule 15

Rule 17

Rule 11 (1)

Rule 13 (4) (5)

Rule 18 (5)

Rule 4, 7(1) (2), 10 and 13

Rule 17 (4)

Rule 5 (1)

Rule 11 (2)
Rule 8

Rule 18

Rule 10 (4) (5)

Hazardous and Other Wastes (Management and Transboundary Movement) Rules, 2016

No. of Sections / Rules verified

Previous year 10
Current year 10

Sr. No. Compliance Categorization Compliance Header

1 PROCEDURAL REQUIREMENT Procedure for Management of Hazardous

and Other Wastes

Renewal of Authorization for managing of

2 PROCEDURAL REQUIREMENT
Hazardous and Other Wastes

3 REGISTER / RECORD Storage of hazardous and Other Waste

Packaging and Labelling of hazardous and

4 PROCEDURAL REQUIREMENT
other Wastes

Application and Authorization for

5 License / Registration managing of Hazardous and Other Wastes

6 PROCEDURAL REQUIREMENT Treatment, storage and disposal facility for

hazardous and other wastes

Transportation of hazardous and other

7 PROCEDURAL REQUIREMENT wastes
8 PROCEDURAL REQUIREMENT Reporting of Accident

9 FILING / RETURN Annual Returns

Movement Document for hazardous and

10 PROCEDURAL REQUIREMENT other waste to be used within the country
only
Complied Non-Complied
0 10
4 5

Compliance Description Current Status

Ensure to comply with the responsibilities of the occupier for

management of hazardous and other wastes mentioned in the Non compliance
logsheet

Ensure that an application for renewal of authorisation may be

made three months before the expiry of such Complied
authorisation.

Store the hazardous and other wastes for a period not

exceeding ninety days and shall maintain a record of sale,
transfer, storage, recycling, recovery, pre-processing, co- Non compliance
processing and utilisation of such wastes and make these
records available for inspection.

Ensure that the hazardous and other wastes are packaged in a

manner suitable for safe handling, storage and transport as per
Partial complied
the guidelines issued by the Central Pollution Control Board and
the labelling shall be done as per Form 8.

Make and application in Form 1 and obtain an authorisation

from the State Pollution Control Board within a period of sixty Complied
days from the date of publication of these rules

1.Design and set up the treatment, storage and

disposal facility as per technical guidelines issued by the Central
Pollution Control Board. Partial complied
2. Obtain approval from the State Pollution Control Board for
design and layout.

Ensure to comply with the conditions mentioned in the logsheet

for transportation of hazardous and other wastes Non compliance
Ensure that where an accident occurs at the facility then
immediately intimate the State Pollution Control Board through Not Applicable
telephone, e-mail about the accident and subsequently send a
report in Form 11.

File an annual return in Form 4 to the State Pollution Control

Board on or before the 30th day of June following the financial Non compliance
year to which that return relates.

Ensure to comply with the conditions mentioned in the logsheet

for the Manifest System (Movement Document) for hazardous Complied
and other waste to be used within the country only
Not Applicable % Compliance
0 0%
1 50%

Current Remarks Previous Status

Company have USED OIL as hazardous waste for which there is no such logsheet Non compliance
maintained for management of hazardous waste.

Previous authorization date of expiry is 30/06/2018 and application for renewal of

Non compliance
authorization is made on 22/02/2018.

There is no record maintained for waste. Non compliance

The labelling and packaging is not done as per form 8. Non compliance

Renewal of consent to operate has been valid upto 25st Feb'2024. Non compliance

There is a facility for storage & disposal of hazardous wastes but no approval
obtained from the state pollution control board. Non compliance

There is no such logsheet for transportation of hazardous and other wastes Non compliance
There is no accident due to hazardous waste. It is verified from accident register Non compliance
also.

No annual return in form 4 is filed with the State Pollution Control Board. Non compliance

The company has an agreement with the authorised dealer of hazardous waste. The
dealer is an authorised agent approved by Punjab pollution control board. After
lifting of hazardous waste from factory premise, it is the responsibility is of dealer Non compliance
only.
 Annexure No./ Exhibit
Previous Remarks No.

There is no procedure for Management of Hazardous and Other Wastes

There is no authorization for managing of Hazardous and Other Wastes

No such recors are maintained.

No Packaging and Labelling of hazardous and other Wastes

No Application and Authorization for managing of Hazardous and Other

Wastes has been made.

No Treatment, storage and disposal facility for hazardous and other wastes
has been set up.

No compliance with the conditions mentioned in the logsheet for

transportation of hazardous and other wastes has been made.
No intimation and reporting of accident is being made to State Pollution
Control Board.

No annual return in form 4 is filed with the State Pollution Control Board.

No compliance with the conditions mentioned in the logsheet for the

Manifest System (Movement Document) for hazardous and other waste to be
used within the country only is being done.
 Penalty Description Compliance Clause

1. Liable for all damages caused to the environment or

third party.
2. Pay financial penalties as levied for any violation of Rule 4
the provisions under these rules by the State Pollution
Control Board with the prior approval of the Central
Pollution Control Board.

1. Liable for all damages caused to the environment or

third party.
2. Pay financial penalties as levied for any violation of
Rule 6 (1)
the provisions under these rules by the State Pollution
Control Board with the prior approval of the Central
Pollution Control Board.

1. Liable for all damages caused to the environment or

third party.
2. Pay financial penalties as levied for any violation of
Rule 8
the provisions under these rules by the State Pollution
Control Board with the prior approval of the Central
Pollution Control Board.

1. Liable for all damages caused to the environment or

third party.
2. Pay financial penalties as levied for any violation of
Rule 17, Rule 18(2)
the provisions under these rules by the State Pollution
Control Board with the prior approval of the Central
Pollution Control Board.

1. Liable for all damages caused to the environment or

third party.2. Pay financial penalties as levied for any
violation of the provisions under these rules by the State Rule 6
Pollution Control Board with the prior approval of the
Central Pollution Control Board.

1. Liable for all damages caused to the environment or

third party.
2. Pay financial penalties as levied for any violation of Rule 16 (2)
the provisions under these rules by the State Pollution
Control Board with the prior approval of the Central
Pollution Control Board.
1. Liable for all damages caused to the environment or
third party.
2. Pay financial penalties as levied for any violation of
Rule 18
the provisions under these rules by the State Pollution
Control Board with the prior approval of the Central
Pollution Control Board.
1. Liable for all damages caused to the environment or
third party.
2. Pay financial penalties as levied for any violation of Rule 22
the provisions under these rules by the State Pollution
Control Board with the prior approval of the Central
Pollution Control Board.
1. Liable for all damages caused to the environment or
third party.
2. Pay financial penalties as levied for any violation of Rule 16 (6)
the provisions under these rules by the State Pollution
Control Board with the prior approval of the Central
Pollution Control Board.
1. Liable for all damages caused to the environment or
third party.
2. Pay financial penalties as levied for any violation of Rule 19
the provisions under these rules by the State Pollution
Control Board with the prior approval of the Central
Pollution Control Board.
 Compliance Applicability Criticality Penalty Type

EVERY OCCUPIER High Fine

EVERY OCCUPIER High Fine

EVERY OCCUPIER High Fine

EVERY OCCUPIER AND OPERATOR High Fine

EVERY OCCUPIER High Fine

EVERY OPERATOR OR OCCUPIER High Fine

EVERY OCCUPIER High Fine

EVERY OCCUPIER HANDLING HAZARDOUS OR OTHER WASTES AND
OPERATOR OF THE DISPOSAL FACILITY OR DURING High Fine
TRANSPORTATION

EVERY OPERATOR OR OCCUPIER High Fine

EVERY SENDER OF THE WASTE High Fine

 Document (Hard /Soft)

EHS-hazardous waste consent

EHS-Hazardous waste agreement
E-Waste (Management) Rules, 2016

No. of Sections / Rules

verified
Previous year 4
Current year 4

Sr. No.Compliance CategorizationCompliance Header

1 PROCEDURAL Channelisation of E-
REQUIREMENT waste

2 REGISTER / RECORD Records of E-waste

PROCEDURAL
3 End-of-life E-waste
REQUIREMENT

4 FILING / RETURN Annual Return

Complied Non-Complied
1 2
1 2

Compliance Description Current Status

Responsibilities of consumer or bulk consumer.-

Ensure that e-waste generated by them is channelised through collection centre or dealer Complied
of authorised producer or dismantler or recycler or through the designated take back
service provider of the producer to authorised dismantler or recycler

Responsibilities of consumer or bulk consumer.-

Maintain records of collection, sale, transfer and storage of e-waste generated by them in
Form-2 and make such records available for scrutiny by the concerned State Pollution Non compliance
Control Board.

Responsibilities of consumer or bulk consumer.-

Ensure that end-of-life electrical and electronic equipment are not admixed with e-waste
Not Applicable
containing radioactive material as covered under the provisions of the Atomic Energy Act,
1962 (33 of 1962).

Responsibilities of consumer or bulk consumer.-

File annual returns in Form-3, to the concerned State Pollution Control Board on or before Non compliance
the 30th day of June following the financial year to which that return relates.
Not Applicable % Compliance
1 50%
1 50%

Current Remarks Previous Status

E-waste is channelised vide SHIVALIK SOLID WASTE MANAGEMENT LTD. Complied

Agency is authorised by HP State Pollution Control Board.

Waste generation takes place. However, no records of E-waste are

maintained as per the details/ particulars specified in Form 2. Attached the Non compliance
screenshot of the Form 2 format.

No e-waste containing radioactive materials are generated at the

Not Applicable
premises.

There is no return filed in Form-3 for F.Y. 19-20 Non compliance

 Annexure No./
Previous Remarks
Exhibit No.

As per policy, Company will exchange Batteries from Authorized Dealers ( As Buyback )
and those which will be in disposable condition. We have list of Authorized Agencies for
E-waste Management and Handling.

No such Records of E-waste in Form 2 is being maintained. E4

No e-waste containing radioactive materials are generated at the premises.

No such return has been filed.

 Penalty Description

Punishable with imprisonment for a term which may

extend to five years with fine which may extend to one
lakh rupees, or with both, and in case the failure or
contravention continues, with additional fine which may
extend to five thousand rupees for every day during
which such failure or contravention continues after the
conviction for the first such failure or contravention.

Punishable with imprisonment for a term which may

extend to five years with fine which may extend to one
lakh rupees, or with both, and in case the failure or
contravention continues, with additional fine which may
extend to five thousand rupees for every day during
which such failure or contravention continues after the
conviction for the first such failure or contravention.

Punishable with imprisonment for a term which may

extend to five years with fine which may extend to one
lakh rupees, or with both, and in case the failure or
contravention continues, with additional fine which may
extend to five thousand rupees for every day during
which such failure or contravention continues after the
conviction for the first such failure or contravention.
Punishable with imprisonment for a term which may
extend to five years with fine which may extend to one
lakh rupees, or with both, and in case the failure or
contravention continues, with additional fine which may
extend to five thousand rupees for every day during
which such failure or contravention continues after the
conviction for the first such failure or contravention.
 Compliance Applicability

EVERY CONSUMERS OR BULK CONSUMERS OF ELECTRICAL AND ELECTRONIC EQUIPMENT LISTED IN

SCHEDULE I

EVERY AUTHORISED MANUFACTURER, PRODUCER OF ELECTRICAL AND ELECTRONIC EQUIPMENT

LISTED IN SCHEDULE I , BULK CONSUMER, COLLECTION CENTRE, DEALER, REFURBISHER, DISMANTLER
AND RECYCLER

EVERY CONSUMERS OR BULK CONSUMERS OF ELECTRICAL AND ELECTRONIC EQUIPMENT LISTED IN

SCHEDULE I

EVERY AUTHORISED MANUFACTURER, PRODUCER OF ELECTRICAL AND ELECTRONIC EQUIPMENT

LISTED IN SCHEDULE I , BULK CONSUMER, COLLECTION CENTRE, DEALER, REFURBISHER, DISMANTLER
AND RECYCLER
 Compliance Clause Compliance Type Criticality Penalty Type

Rule 9 (1) On Going High Fine or Imprisionment

Rule 4 (4), Rule 5 (4), Rule 15, Rule 9 (2), Rule 8 (7),
13 (4) (v), Rule 13 (1) (xi), Rule 15, Rule 13 (2) (v), On Going High Fine or Imprisionment
Rule 13 (3) (vii), Rule 11 (8), Rule 10 (7) and Rule 6(5)

Rule 9 (3) On Going High Fine or Imprisionment

Rule 13 (3) (vii), Rule 11 (9), Rule 10 (8), Rule 9 (4),

Rule 8(6), 13 (4) (v), Rule 5 (5), Rule 13 (1) (xi), Rule 4 Time Based High Fine or Imprisionment
(5) and Rule 13 (2)(v)
 Document (Hard /Soft)

EHS-E WASTE
Batteries (Management and Handling) Rules, 2001

No. of Sections / Rules verified

Previous year 2
Current year 2

Compliance
Sr. No. Categorization Compliance Header

Filing of Half Yearly Return by bulk

1 FILING / RETURN
consumer of batteries

Procedural Disposal of batteries by consumer/bulk

2
Requirement consumer of batteries .
Complied Non-Complied
1 0
1 0

Compliance Description Current Status

Whether the company as the bulk consumer also files half yearly return ub Firm VIII.

Due date Not applicable

Apr to Sep - 31st Dec
Oct to Mar - 30th June

Whether the company ensures that , as the consumer or bulk consumer, the batteries
used by it are not disposed off in any manner other than by depositing with the dealer,
manufacturer, importer, assembler, registered recycler, reconditioner or at the
designated collection centresor in case of bulk consumer only by auctioning the same Complied
to the registered recyclers.

Bulk consumer means companies with annual consumption of 100 and more batteries
per annum.
Not Applicable % Compliance
1 100%
1 100%

Annexure No./
Current Remarks Previous Status Previous Remarks Exhibit No.

It is applicable for bulk consumers. As there are

It is applicable for bulk
only 25 batteries purchased in 01-04-20 to 14- Not applicable
consumer.
01-21.

As per policy, Company will

exchange Batteries from
Authorized Dealers ( As
E-waste is channelised vide SHIVALIK SOLID Buyback ) and those which
WASTE MANAGEMENT LTD. Agency is Complied will be in disposable
authorised by HP State Pollution Control Board. condition. We have list of
Authorized Agencies for E-
waste Management and
Handling.
 Penalty Description Compliance Applicability

Imprisonment for term extendable to five years or fine

up to one lakh rupees or with both and in case of
continuance of failure or contravention additional fine
upto five thousand rupees per day. If the failure Every consumer/ bulk consumer of Batteries
continues for beyond a period of one year after the
conviction – Imprisonment for a term which may extend
to seven years.

Imprisonment for term extendable to five years or fine

up to one lakh rupees or with both and in case of
continuance of failure or contravention additional fine
upto five thousand rupees per day. If the failure Every consumer/ bulk consumer of Batteries
continues for beyond a period of one year after the
conviction – Imprisonment for a term which may extend
to seven years.
 Compliance Clause Compliance Type Compliance Statutory Authority Criticality

Rule 10(2)(ii), 11(ii) Time Based STATE POLLUTION CONTROL BOARD High

Rules 10(1) and 10(2)(i) On Going STATE POLLUTION CONTROL BOARD High
 Penalty Type Document (Hard /Soft)

Fine & Imprisonment

Fine & Imprisonment EHS-E WASTE

 Annexures to Management Report of Happy Forgings Limited for the quarter ended March’ 2019

Explosives Act, 1884 and Static and Mobile Pressure Vessels (Unfired) Rules, 1981

No. of Sections / Rules Complied Non-Complied Not Applicable

verified
Previous year 9 3 5 1
Current year 9 2 4 2

Sr. No. Compliance Compliance Header Compliance Description Current Status Current Remarks
Categorization

Details of local fire service, police station are

Display the emergency telephone numbers of local fire service, police and
Display of emergency displacyed. But no details of principal marketing
1 Notice the principal marketing company or the supplier of the compressed gas Non compliance
telephone numbers company or supplier of compressed gas etc are
and emergency instructions conspicuously in the licensed premises.
available.

License / Obtain License in Form III or Form-V for the storage of a compressed gas in No license has been obtained for compressed gas
2 Registration Procurement of License a pressure vessel by the Chief Controller Non compliance i.e. normal compressed air stored in pressure
vessels.

Prohibition of Ensure no person under the age of eighteen years or who is in a state of There is no child labour in company & it is
PROCEDURAL
3 employment of children intoxication shall be employed for the loading, unloading or transport of Complied verifired through employee master & register
REQUIREMENT
and intoxicated persons. any vessel containing compressed gas, or in any premises licensed. mantained under factory act.

Submit an application in Form I with 1 Approved Specification and plans

License to store
4 License / compressed gas in and 2 No Objection Certificate 3 Certificate of safety 4 Test and inspection Non compliance There is no such application made for license.
Registration certificate 5 Four copies of the drawings approved by the Chief Controller,
Pressure Vessels
to the Chief Controller for obtaining the license

Affix a metal plate permanently on the Pressure Vessel showing the

following particulars 1. Manufacturer's name and identification marks 2.
Standard or code to which the vessel is constructed 3. Official Stamp of the
Procedural Markings on pressure
5 Inspector 4. Design pressure in kg/cm2. 5 Date of initial hydrostatic test To be discussed with Client
Requirement vessels
and the subsequent test 6. Hydrostatic test pressure in kg/cm2. 7 Water
capacity in litres 8. Gas capacity, if filled with liquefiable gas and 9. Name
or chemical symbol of the gas for which the vessel is to be used

SCV & Co. LLP Chartered Accountants Page 89

 Annexures to Management Report of Happy Forgings Limited for the quarter ended March’ 2019

The certificate is issued by Petroleum & Explosive

Furnish certificate of Furnish certificate of safety signed by a competent person to the licensing Safety Organisation dated 19 Sep 2018 confirming
6 Filing / Return Complied
safety authority the safety norms and providing no objection
certificate.

7 Procedural Intimation of accident Notice of an accident should be given to the Chief Controller within 24 Not applicable There is no accident accured in premises.
Requirement hours of an accident by letter, giving particulars of accident.

Submit an application in Form I, or Form IA or Form II as the case may be

License /
8 Renewal of License along with fee in every 3 years before 31st day of March of the year to the Non compliance Licence has not been obtained.
Registration
Chief Controller for renewal of license

Submit to the Chief Controller for carrying out any alternation in the
licensed premises three copies of a properly drawn plan of the licensed
premises showing in distinct colour or colours the proposed alteration and
the reasons and a scrutiny fee of rupees fifty.

To amend the licence, submit the following to the Chief Controller.

Prior approval necessary
(i) an application duly filled in and signed in Form-I or in Form-I-A or in
PROCEDURAL for alteration in the
9 Form-II as the case may be Not applicable No such alteration/modification has been done
REQUIREMENT licensed premises.
(ii) the licence sought to be amended together with the approved plans
Amendment of license.
attached to it.
(iii) where any alteration in the licensed premises has been carried out,
three copies of the properly drawn plan showing the alternation
sanctioned under the rule 53 by the Chief Controller.
(iv) fee for the amendment of the licence;
(v) a certificate of safety,

SCV & Co. LLP Chartered Accountants Page 90

 Annexures to Management Report of Happy Forgings Limited for the quarter ended March’ 2019

% Compliance
44%
56%

Previous Status Previous Remarks Annexure No./ Penalty Description

Exhibit No.

The emergency telephone numbers of local fire service, and police has been displayed
in factory premises. However, contact details of the principal marketing company or Imprisonment upto 3 months or with Fine upto Rs. 500/-
Non compliance the supplier of the compressed gas and emergency instructions to be followed in case E5 or with both (Section 9B(3)(c))
of any accident has not been displayed

Imprisonment upto 2 years or with Fine upto Rs. 3000/-

Non compliance Licence has not been obtained. - or with both (Section 9B(1)(b))

Imprisonment for a term which may extend to three

Complied No child labour is employed in factory. -
years or with fine or with both.

Non compliance Licence has not been obtained. - Imprisonment upto 2 years or with Fine upto Rs. 3000/-
or with both (Section 9B(1)(b))

There are metal plates affixed on the pressure vessels and all below mentioned deails
are available:
1. Manufacturer's name and identification marks
2. Standard or code to which the vessel is constructed (S. No.)
Imprisonment upto 3 months or with Fine upto Rs. 500/-
Complied 3. Design pressure in kg/cm2. -
or with both (Section 9B(3)(c))
4 Date of initial hydrostatic test and the subsequent test
5. Hydrostatic test pressure in kg/cm2.
6. Water capacity in litres
7. Name or chemical symbol of the gas for which the vessel is to be used

SCV & Co. LLP Chartered Accountants Page 91

 Annexures to Management Report of Happy Forgings Limited for the quarter ended March’ 2019

Imprisonment upto 2 years or with Fine upto Rs. 3000/-

Non compliance Testing is going for 2018-19 -
or with both (Section 9B(1)(b))

Complied The intimation has been sent to the concerned labour department within 24 hours - Imprisonment upto 3 months or with Fine upto Rs. 500/-
or with both (Section 9B(3)(c))

Imprisonment upto 2 years or with Fine upto Rs. 3000/-

Non compliance Licence has not been obtained. -
or with both (Section 9B(1)(b))

Imprisonment upto 2 years or with Fine upto Rs. 3000/-

Not applicable No such alteration/modification has been done -
or with both

SCV & Co. LLP Chartered Accountants Page 92

 Annexures to Management Report of Happy Forgings Limited for the quarter ended March’ 2019

Compliance Applicability Compliance Clause Compliance Type

On obtaining the license to store compressed gas in

Rule 51(4) On Going
Pressure Vessels

On issuance of a license to store compressed gas in

pressure vessels Rule 50(1) Time Based

EVERY LICENSED PREMISES WHERE ANY

COMPRESSED GAS IS STORED, HANDLED OR Section 6-A & Rule 8 On Going
TRANSPORTED IN A VESSEL.

Any person intended to Store compressed gas in Rule 45, 46A, 49, 50(1) On Going
Pressure Vessels

Pressure Vessels used for storing compressed gas Rule 16 On Going

SCV & Co. LLP Chartered Accountants Page 93

 Annexures to Management Report of Happy Forgings Limited for the quarter ended March’ 2019

Before vessel used for the storage of any

compressed gas or any addition or alteration to the
Rule 33 On Going
installations or foundations for the vessel is carried
out

On occurrence of accident by explosion or by fire

attended resulting in loss or injury to human life or Section 8(1), Rule 66 Event_Based
property

License to be expired Rule 50, 55(1), (2), (4) Time Based

ANY PERSON DESIRING TO BRING ABOUT Rule 53 and

Event_Based
ALTERATIONS IN HIS LICENSED PREMISES/ LICENSE. Rule 54

SCV & Co. LLP Chartered Accountants Page 94

 Annexures to Management Report of Happy Forgings Limited for the quarter ended March’ 2019

Compliance Frequency Compliance Statutory Authority Approval Required

Chief Controller (that is, the Chief Controller of

Explosives, Government of India, which includes the
Yearly Deputy Chief Controller of Explosives, the Deputy Yes
Controller of Explosives and the Assistant Controller
of Explosives)

Chief Controller (that is, the Chief Controller of

Explosives, Government of India, which includes the
Quarterly Deputy Chief Controller of Explosives, the Deputy Yes
Controller of Explosives and the Assistant Controller
of Explosives)

Yearly CHIEF CONTROLLER OF EXPLOSIVES Yes

Chief Controller (that is, the Chief Controller of

Explosives, Government of India, which includes the
Yearly Deputy Chief Controller of Explosives, the Deputy Yes
Controller of Explosives and the Assistant Controller
of Explosives)

Chief Controller (that is, the Chief Controller of

Explosives, Government of India, which includes the
Yearly Deputy Chief Controller of Explosives, the Deputy Yes
Controller of Explosives and the Assistant Controller
of Explosives)

SCV & Co. LLP Chartered Accountants Page 95

 Annexures to Management Report of Happy Forgings Limited for the quarter ended March’ 2019

Chief Controller (that is, the Chief Controller of

Explosives, Government of India, which includes the
Yearly Deputy Chief Controller of Explosives, the Deputy Yes
Controller of Explosives and the Assistant Controller
of Explosives)
Chief Controller (that is, the Chief Controller of
Explosives, Government of India, which includes the
NA Deputy Chief Controller of Explosives, the Deputy Yes
Controller of Explosives and the Assistant Controller
of Explosives)
Chief Controller (that is, the Chief Controller of
Explosives, Government of India, which includes the
Yearly Deputy Chief Controller of Explosives, the Deputy Yes
Controller of Explosives and the Assistant Controller
of Explosives)

NA CHIEF CONTROLLER OF EXPLOSIVES Yes

SCV & Co. LLP Chartered Accountants Page 96

 Annexures to Management Report of Happy Forgings Limited for the quarter ended March’ 2019

Criticality Penalty Type Document (Hard /Soft)

High Fine & Imprisonment

High Fine & Imprisonment

High Fine & Imprisonment

High Fine & Imprisonment

High Fine & Imprisonment

SCV & Co. LLP Chartered Accountants Page 97

 Annexures to Management Report of Happy Forgings Limited for the quarter ended March’ 2019

High Fine & Imprisonment EHS-Explosive related document

High Fine & Imprisonment

High Fine & Imprisonment

High Fine & Imprisonment

SCV & Co. LLP Chartered Accountants Page 98

Petroleum Act, 1934 read with Petroleum Rules 2002

No. of Sections / Rules

verified
Previous year 11
Current year 11

Compliance
Sr. No. Categorization Compliance Header

License / Application to obtain the

1
Registration license to import and store

Procedure on expiration,
2 Filing / Return suspension or cancellation
of license

Procedural No objection Certificate to

3
Requirement obtain the license to store

License / Application to amend the

4 Registration license to import and store

Procedural
5 Requirement Certificate of safety

License / Application to renew the

6 Registration license to import and store

7 Procedural Certificate of electric

Requirement installation
 Repairing of empty tank or
Procedural
8 container containing
Requirement petroleum.

9 Procedural Precaution against fire

Requirement

10 Procedural Approval to make alteration

Requirement in the licensed premise

Procedural
11 Requirement Certificate of Tank Testing
Complied Non-Complied
0 9
0 8

Compliance Description Current Status

No license needed for transport or storage of:

Petroleum Class B: If the total quantity in possession at any place does not exceed 2500
litres and none of it is contained in a receptacle exceeding 1000 Litres in capacity.
Petroleum Class C: If the total quantity in possession at any one place does not exceed
45,000 Liters and such petroleum is transported or stored in accordance with the rules
under Section 4.
No license needed for import, transport or storage of:
Petroleum Class A: In case it is not intended for sale and the total quantity in his Non compliance
possession does not exceed 30 Litres.
Petroleum Class A possessed without a license shall be kept in securely stoppered
receptacles of glass, stoneware or metal which shall not exceed 1 litre in capacity or in
case of receptacles of metals exceed 25 litres in capacity.

Apply in Form IX to the Chief Controller of explosives to obtain license in Forms XIV, XV,
XVI or on Special Forms

Give notice to the district authority of the class and quantity of petroleum in its possession
Non compliance
on the event of expiration, suspension or cancellation of its license.

Apply for a certificate of no objection to the District Authority with two copies of the site- Non compliance
plan showing the location of the premises proposed to be licensed.

Apply in Form IX to the Chief Controller of explosives to amend the license Non compliance

Ensure that a certificate of safety in the proforma has been furnished to the licensing
authority before any petroleum has been stored in an installation or a service station for
the first time or whenever any additions or alterations to the enclosure walls and Non compliance
embankments are carried out or when any tank is installed or its position shifted.

Apply in Form IX to the Chief Controller of explosives to renew the license. Not applicable

Obtain a certificate from a competent person before engineering any electric circuit and
any electric apparatus in hazardous area for the first time and after each repair/ Not applicable
maintenance.
Obtain a certificate in writing from a competent person after carrying out any hot repair
Not applicable
work

Ensure that necessary precautions against fire, in places such as the storage shed has been
taken care of and make available adequate number of portable dry chemical powder or Non compliance
any fire extinguisher capable of extinguishing oil fires and also ensure that all persons
employed at such locations shall be conversant with the use of such fire extinguishers.

Obtain approval from the licensing authority to carry out any alteration in the licensed Non compliance
premises by submitting a drawing or drawings showing such alteration.

Ensure that storage tanks or other receptacles for the storage of petroleum in bulk, other
than well-head tanks, after being installed and secured in the final position or after
undergoing re-installation or any major repair have been tested by water pressure by a Non compliance
competent person. The competent person shall issue a Certificate of Tank Testing in the
prescribed performa.
Not Applicable % Compliance
2 18%
3 27%

Current Remarks Previous Status Previous Remarks

HFL is covered under Class B of Petroleum wherein,

license is required if qty exceeds 2500 ltrs. Further On verification of purchase details of Diesel
the diesel is used used for Generators, Cranes & used for Generators, Cranes & Fork lift, it was
Forklift and On scrutiny, it was observed that the Non compliance noted that in day 3000 & 4000 ltrs has been
diesel was purchased in excess of 2500 ltrs and was purchased which exceed the storage limit
stored in tanks in absence of valid license without possession of licence.

Since no license has been obtained, hence such

Not Applicable
procedure in its absence cannot be ensured.

No such NOC has been obtained from District

Non compliance NOC has not been taken.
Authority.

No license has been taken to store diesel. Non compliance No license has been taken to store diesel.

No Certificate of safety has been taken. Non compliance No Certificate of safety has been taken.

No license has been taken to store diesel. Non compliance No license has been taken to store diesel.

There is no such type of electric installation done. Non compliance No Certificate of electric installation has been
obtained
There is no such repair has been done.
We have verified this from the Finance &
Not Applicable As informed no such repair has been done.
maintenance department & there is no such bill
found.

There was no storage shed for Diesel storage.

There is only one fire extinguisher near diesel tank. Non compliance One Fire extinguisher has been kept nearby the
storage tank.

Point pertains to alteration of the licened premise, Non compliance No license has been taken to store diesel.
however, no such license is available for alteration

No Certificate of Tank Testing has been taken from

competent person. HFL has 1 tank of 10,000 litres No Certificate of Tank Testing has been taken
for storage of diesel and average stock is maintained Non compliance from competent person.
less than 2500 ltrs otherwise license would be
required.
Annexure No./
Penalty Description
Exhibit No.

2'

As per Section 23 (1), whoever contravenes the provisions of

chapter 1 or the rules and imports, transports, stores, produces,
refines or blends any petroleum or contravenes any rule made u/s 4
or 5 shall be punishable with simple imprisonment which may
extend to one month or with fine which may extend to rupees
thousand or with both.
** As per Section 23 (2), for every subsequent offence,
imprisonment which may extend to three months or with fine which
may extend to five thousand rupees or with both.
E6
 Compliance Applicability Compliance Clause Compliance Type Criticality

PERSON DESIRING TO OBTAIN LICENSE TO IMPORT

Section 7 & Rule 143 One Time High
AND STORE PETROLEUM

Person who has obtained the license to store

Rule 153 Event_Based High
petroleum

Person desiring to obtain a license to store

Rule 144 One Time High
petroleum

PERSON DESIRING TO AMEND LICENSE OBTAINED IN

FORM XIV, XV, XVI OR ON SPECIAL FORMS Rule 147 Event_Based High

Person in charge of installation, service station or

tanks Rule 130 One Time High

PERSON DESIRING TO RENEW LICENSE OBTAINED IN

FORM XIV, XV, XVI OR ON SPECIAL FORMS Rule 143 Time Based High

Every person in charge of hazardous area Rule 114 On Going High

EVERY PERSON USING TANK OR CONTAINER TO
Rule 8(1) On Going High
STORE PETROLEUM OF CLASS A OR B

PERSON INCHARGE FOR STORAGE SHED AREA Rule 117 On Going High

Person desiring to alter in the licensed premise Rule 146 Event_Based High

PERSON RESPONSIBLE OF THE TANK OR RECEPTACLE Rule 126 Event_Based High

 Penalty Type Document (Hard /Soft)

Fine & Imprisonment

Fine & Imprisonment

Fine & Imprisonment

Fine & Imprisonment

Fine & Imprisonment

Fine & Imprisonment

Fine & Imprisonment

Fine & Imprisonment

Fine & Imprisonment

Fine & Imprisonment

Fine & Imprisonment

The Electricity Act, 2003 & The Central Electricity Authority ( Measures Relating to Safety and Electric suppy)

No. of Sections / Rules verified

Previous year 11
Current year 11

Compliance
Sr. No. Categorization Compliance Header

1 License / Application for commencement and

Registration recommencement of supply

2 Procedural Notice on failures of transformers and

Requirement reactors.

3 REGISTER / RECORD Records for testing of fire extinguishers

Display of instructions for resuscitation of

4 Notice persons suffering from electric shock and
Safety set up Chart

Procedural General Precautions on Consumers

5
Requirement premises

6 Procedural Appointment of Electrical Safety Officer

Requirement

Procedural Provisions applicable to protective

7 Requirement equipment.
8 Notice Affixing Danger Notices

PROCEDURAL
9 REQUIREMENT Obtain general clearances.

Display of instructions for resuscitation of

10 Notice persons suffering from electric shock

Procedural Erection or alteration of buildings,

11 Requirement structures, flood banks and elevation of
roads
Measures Relating to Safety and Electric suppy)

Complied Non-Complied
2 7
0 0

Compliance Description Current Status

Make an application to the Electrical Inspector for permission to commence or

recommence supply after an installation has been disconnected for six months Not applicable
and above at voltage exceeding 650 V to any person.

Report such failures, within forty eight hours of the occurrence of the failure,
to the Central Electricity Authority along with the reasons for failure and Not applicable
measures to be taken to avoid recurrence of failure, within one month of the
occurrence in the format given in Schedule-IX.

Maintain record for testing of fire extinguisher. Not applicable

Display instructions, in English or Hindi and the local language for resuscitation
of persons suffering from electric shock in a conspicuous place and Safety set-
Not applicable
up chart at a conspicuous place in the premises of electrical plants or electric
lines

Take precautions for the safe custody of the equipment on his premises
belonging to the supplier and ensure that the installation under his control is Not applicable
maintained in a safe condition.

Designate an Electrical Safety Officer for ensuring safety measures during

construction, operation and maintenance of power stations, sub-stations, Not applicable
transmission and distribution lines.

Keep fire buckets and fire extinguisher filled with clean dry sand and ready for
immediate use for extinguishing fires in convenient location. Maintain first aid
boxes during all working hours in charge of responsible persons who are Not applicable
trained in first-aid treatment. Provide two or more gas masks at accessible
places for use in the event of fire or smoke.
Affix a danger notice permanently in a conspicuous position in Hindi or English
and the local language with a sign of skull and bones of a design as per IS-2551
on-(a) every motor, generator, transformer and other electrical plant and
equipment together with apparatus used for controlling or regulating the
Not applicable
same;(b) all supports of overhead lines of voltage exceeding 650 V which can
be easily climbed upon without the aid of ladder or special appliances;(c)
luminous tube sign requiring supply, X-ray and similar high frequency
installations of voltage exceeding 650 V but not exceeding 33 kV

Ensure to comply with the provisions specified in the log sheet attached Not applicable

Display instructions, in English or Hindi and the local language for resuscitation
of persons suffering from electric shock in a conspicuous place Not applicable

Intimate in writing of his intention to erect a new building or structure or flood

bank or to raise any road level or to carry out any other type of work whether
permanent or temporary or to make in or upon any building, or structure or
flood bank or road, any permanent or temporary addition or alteration to the
supplier or owner and to the Electrical Inspector and shall furnish therewith a Not applicable
scale drawing showing the proposed building, structure, flood bank, road or
any addition or alteration and scaffolding thereof required during the
construction.
Not Applicable % Compliance
2 36%
11 100%

Current Remarks Previous Status

HFL is not a generating stations, enclosed sub-stations and Not applicable

switching-stations

HFL is not a generating stations, enclosed sub-stations and Non compliance

switching-stations

HFL is not a generating stations, enclosed sub-stations and

Non compliance
switching-stations

HFL is not a generating stations, enclosed sub-stations and

Non compliance
switching-stations

HFL is not a generating stations, enclosed sub-stations and

Complied
switching-stations

HFL is not a generating stations, enclosed sub-stations and Non compliance

switching-stations

HFL is not a generating stations, enclosed sub-stations and

switching-stations Non compliance
HFL is not a generating stations, enclosed sub-stations and
Non compliance
switching-stations

HFL is not a generating stations, enclosed sub-stations and

switching-stations Complied

HFL is not a generating stations, enclosed sub-stations and

switching-stations Non compliance

HFL is not a generating stations, enclosed sub-stations and

switching-stations Not applicable
 Annexure No./
Previous Remarks Exhibit No.

No such disconnection have been occurred. -

No notice on failures of transformers and reactors is being -

reported.

No records for testing of fire extinguishers has been

-
maintained.

No such display of instructions for resuscitation of persons

suffering from electric shock and Safety set up Chart was E7
found in factory premises.

The electrical equipments are kept safely and surrounded

-
by fences.

No such appointment of Electrical safety officer has been -

done

The fire extinguishers and fire buckets are installed in

factory. However, there are no gas masks for use in the -
event of fire or smoke.
In 2 locations danger notices were not affixed.

No such display of instructions for resuscitation of persons

suffering from electric shock and Safety set up Chart was -
found in factory premises.

No such construction has been done -

 Penalty Description Compliance Clause

Imprisonment for a term which may extend to three

months or with fine which may extend to Rs. 1,00,000/-
or with both in respect of each offence and in case of
continuing failure, with an additional fine which may Regulation 43(2)
extend to Rs. 5,000/- for every day during which the
failure continues after conviction of the first such
offence.

Imprisonment for a term which may extend to three

months or with fine which may extend to Rs. 1,00,000/-
or with both in respect of each offence and in case of
continuing failure, with an additional fine which may Regulation 46(8)
extend to Rs. 5,000/- for every day during which the
failure continues after conviction of the first such
offence.

Imprisonment for a term which may extend to three

months or with fine which may extend to Rs. 1,00,000/-
or with both in respect of each offence and in case of
continuing failure, with an additional fine which may Regulation 27(2)
extend to Rs. 5,000/- for every day during which the
failure continues after conviction of the first such
offence.

Imprisonment for a term which may extend to three

months or with fine which may extend to Rs. 1,00,000/-
or with both in respect of each offence and in case of
continuing failure, with an additional fine which may Regulation, 18, 21, 6 (1) (d)
extend to Rs. 5,000/- for every day during which the
failure continues after conviction of the first such
Imprisonment
offence. for a term which may extend to three
months or with fine which may extend to Rs. 1,00,000/-
or with both in respect of each offence and in case of
continuing failure, with an additional fine which may Regulation 13 (3), (4)Regulation 16(2)
extend to Rs. 5,000/- for every day during which the
failure continues after conviction of the first such
offence.
Imprisonment for a term which may extend to three
months or with fine which may extend to Rs. 1,00,000/-
or with both in respect of each offence and in case of
continuing failure, with an additional fine which may Regulation 5
extend to Rs. 5,000/- for every day during which the
failure continues after conviction of the first such
offence.

Imprisonment for a term which may extend to three

months or with fine which may extend to Rs. 1,00,000/-
or with both in respect of each offence and in case of
continuing failure, with an additional fine which may Regulation 27(1), (3) and (4)
extend to Rs. 5,000/- for every day during which the
failure continues after conviction of the first such
offence.
Imprisonment for a term which may extend to three
months or with fine which may extend to Rs. 1,00,000/-
or with both in respect of each offence and in case of
continuing failure, with an additional fine which may Regulation 18
extend to Rs. 5,000/- for every day during which the
failure continues after conviction of the first such
offence.

Imprisonment for a term which may extend to three

months or with fine which may extend to Rs. 1,00,000/-
or with both in respect of each offence and in case of Regulation 65, 66, 67, 68
continuing failure, with an additional fine which may
extend to Rs. 5,000/- for every day durin
Imprisonment for a term which may extend to three
months or with fine which may extend to Rs. 1,00,000/-
or with both in respect of each offence and in case of
continuing failure, with an additional fine which may Regulation 28
extend to Rs. 5,000/- for every day during which the
failure continues after conviction of the first such
offence.

Imprisonment for a term which may extend to three

months or with fine which may extend to Rs. 1,00,000/-
or with both in respect of each offence and in case of
continuing failure, with an additional fine which may Regulation 63(1) & (2)
extend to Rs. 5,000/- for every day during which the
failure continues after conviction of the first such
offence.
 Compliance Applicability Document (Hard /Soft)

Every person for installation of voltage exceeding

650 Volts.

Every supplier/ consumer on failures of transformers

and reactors of 20 MVA or MVAR and higher
capacity.

Every generating stations, enclosed sub-stations and

switching-stations

EVERY OWNER OF GENERATING STATION,

ENCLOSED SUB-STATION, ENCLOSED SWITCHING
STATION, MINES AND IN EVERY FACTORY IN WHICH
ELECTRICITY IS USED AND IN SUCH OTHER PREMISES
WHERE ELECTRICITY IS USED

Every Consumer to whom electricity is supplied

Every supplier of electricity including generating

companies, transmission companies and distribution
companies.

Every generating stations, enclosed sub-stations and

switching-stations.
Every owner of installation for voltage exceeding 250
V

EVERY OWNER OF OVERHEAD LINES

Every owner of generating station, enclosed sub-

station, enclosed switching station, mines and in
every factory in which electricity is used and in such
other premises where electricity is used

Every person proposing to erect a new building or

structure or flood bank or to raise any road level and
every owner on receipt of such intimation.
Electricity Act, 2003 and Intimation of Accidents (Form and Time of Service of Notice) Rules, 2005

No. of Sections / Rules Complied

verified
Previous year 2 0
Current year 2 0

Compliance
Sr. No. Compliance Header Compliance Description
Categorization

i) Send a telegraphic report to the inspector within 24 hours of the

1 Procedural Intimation of accidents occurrence of fatal accident.
Requirement ii) Send a report in writing in Form A to the inspector within 48 hours
of the knowledge of occurrence of fatal and other accidents.

Display following details in the sub -station for the intimation of

Display of numbers and accident-(a) telephone numbers, fax numbers and addresses of Chief
2 Notice names Electrical Inspector or Electrical Inspectors, (b) District Magistrate,
police station, Fire Brigade and nearest hospital
Non-Complied Not Applicable % Compliance
1 1 50%
1 1 50%

Current Status Current Remarks Previous Status

There is no accident occurred w.r.to electricity in the factory.

Not applicable The same has been verified from the accident register Not applicable
maintained.

The phone no. are displayed of police station, fire brigade and
nearest hospital has been done. However, there is no display of
Non compliance telephone numbers, fax numbers and addresses of Chief Non compliance
Electrical Inspector or Electrical Inspectors.
 Annexure No./
Previous Remarks
Exhibit No.

There is no accident occurred w.r.to electricity in the factory. -

The same has been verified from the accident register maintained.

The phone no. are displayed of police station, fire brigade and nearest hospital has
been done. However, there is no display of telephone numbers, fax numbers and E5
addresses of Chief Electrical Inspector or Electrical Inspectors.
 Penalty Description Compliance Clause

Fine upto Rs/- 1,00,000 and for continuing offence Rs. Rule 3(1)
6000/- per day

Fine upto Rs/- 1,00,000 and for continuing offence Rs.

6000/- per day Rule 3(2)
 Compliance Applicability Reasons

Every person or licensee, if any accident occurs in

connection with the generation, transmission, supply
or use of electricity in or in connection with, any part
of the electric lines or other works of any person and
the accident results in or is likely to have resulted in
loss of human or animal life or in any injury to a
human being or an animal

Every person or licensee

Document (Hard /Soft)
Selection, Installation And Maintenance Of First-Aid Fire Extinguishers - Code Of Practice ( Fourth Revision)

No. of Sections / Rules verified

Previous year 6
Current year 6

Sr. No. Compliance Categorization Compliance Header

Recharging of gas cartridges. Cutting of

1 Procedural Requirement rejected fire extinguishers.

Types of Fire Extinguisher to be used

2 Procedural Requirement against different classes of fire

3 REGISTER / RECORD Maintenance of Registers

Recharging of rechargeable-type fire

4 Procedural Requirement extinguisher and Availability of spare
recharge

5 Procedural Requirement Hydraulic Pressure Test. Discharge Test.

Types of Fire Extinguisher and

6 Procedural Requirement determination of the number of fire
extinguisher
Practice ( Fourth Revision)

Complied Non-Complied
2 3
3 3

Compliance Description Current Status

Recharge the gas cartridge and replace with fresh charge in case there is loss of
more than 10 % of original mass. Cut the rejected fire extinguisher centrally
across the body and make it unusable before disposal so as to prohibit their Complied
subsequent use.

Use the type of extinguisher according to the class of fire. Complied

Maintain a register for recording the maintenance, inspection and testing of all
fire extinguishers including its operational history as per the format given in Non compliance
Annex F

Recharge the rechargeable-type fire extinguisher as per the in additional

information column. Ensure that a minimum of 10 percent (of the number of
various types of extinguishers on charge) replacement charges/refills shall Complied
always be available in stock so that discharged extinguisher can be recharged
and brought into use promptly.

Carry out:
1) pressure test of all types of extinguisher at intervals mentioned against each
extinguisher at pressure and for the period mentioned against them in Annex E
Non compliance
2) operation test all extinguishers installed in a premise irrespective of being use
in a live fire condition as per the frequency of testing given in Annex D. Ensure
that the extinguishers shall not be used after expiry of its life as given in Annex F.

Ensure that extinguishers installed in the building or single occupancy shall be

similar in shape and appearance and should have the same methods of
operation, as far as possible. Determine the number of fire extinguisher Non compliance
required, by considering any single extinguisher of suitable type or a
combination of two or more types.
Not Applicable % Compliance
1 50%
0 50%

Current Remarks Previous Status

The recharging is done by third party whenever there is use

of FE. Not applicable

Company use FE according to the classes mention in clause

9. Complied

Post verification of the content of Annexure F and table

maniatined by the company, following missing fields were
noted:
a) Year of manufacture
b) Annual Inspection Dates
c) Pressure Tested on Non compliance
d) Date of Discharge
e) Refilled on
f) Due for Refilling

There is replacement of fire extinguisher available in

stock.As on 01.01.21 company have 202 FE & in Non compliance
replacement company have 21 FE.

FE are not tested according to Annex E,F. FE are only tested

when there is refilling & new purchase.       Non compliance

There is total 51000 square meter space in the factory.

According to thumb rule there should be at least 200 FE per
square meter. So as per calculation there should be at least Complied
255 FE.But in actual there is only 206 FE.
 Annexure No./
Previous Remarks Exhibit No. Penalty Description

Recharging is done by third party. - Not Applicable

E9 Not Applicable

Non maintainence of register for recording the

maintenance, inspection and testing of all fire E8 Not Applicable
extinguishers including its operational history.

There are total 168, differtent type of fire extinguisher

installed in the factory premises. However, there is no Not Applicable
replacement number of fire extinguisher available in
stock.

No Hydraulic Pressure Test and discharge Test is being

Not Applicable
done.

There are total 168, different type of fire extinguisher

installed in the factory premises. Not Applicable
 Compliance Clause Compliance Applicability

Every owner or every designated agent or every

Clause 12.4 & Clause 14. occupant of a property in which fire extinguishers
are located for the inspection of fire extinguisher

Every owner or designated agent or occupant of a

Clause 9 property

Every owner or every designated agent or every

Clause 13 occupant of a property in which fire extinguishers
are located for the inspection of fire extinguisher

Every owner or every designated agent or every

Clause 15 & Clause 16 occupant of a property in which fire extinguishers
are located for the inspection of fire extinguisher

Every owner or every designated agent or every

Clause 12.2 & Clause 12.3 occupant of a property in which fire extinguishers
are located for the inspection of fire extinguisher

Every owner or designated agent or occupant of a

Clause 4.2 & Clause 5.3 property
 Document (Hard /Soft)

EHS-F.E DETAIL

EHS-Hydraulic Pressure Test

Motor Vehicles Act, 1988 and Central Motor Vehicles Rules, 1989

No. of Sections / Rules verified

Previous year 6
Current year 6

Sr. No. Compliance Categorization Compliance Header

1 Procedural Requirement Driving license

2 Procedural Requirement Compliance to standards of noise and air

Necessity for insurance against third party

3 Procedural Requirement
risk

4 License / Registration Application for issuance of certificate of

registration

Intimation about any motor vehicle which

5 Procedural Requirement is not registered in the State has been kept
therein

6 Procedural Requirement Intimation of transfer of ownership

Complied Non-Complied
0 4
1 3

Compliance Description Current Status

Ensure that :-
(i) no person shall drive a motor vehicle in any public place unless he holds an effective
driving license issued to him authorizing him to drive the vehicle;
(ii) no person shall drive a transport vehicle unless his driving license specifically entitles Non compliance
him so to do
(iii) no person, who is under the age of eighteen years, shall drive a motor vehicle in any
public place

Ensure that the vehicle complies with the standard of noise and air pollution Non compliance

Ensure not to use, or cause or allow any other person to use, a motor vehicle in a public
Complied
place, unless a policy of insurance is taken in respect of such motor vehicle

Apply in Form 20 along with verified documents to the registering authority. Obtain a Non compliance
certificate of registration in Form 23

Apply to the registering authority, within whose jurisdiction the vehicle then is, for the
assignment of a new registration mark and shall present the certificate of registration to Not applicable
that registering authority

In case of vehicle registered within the same State Report the fact of transfer of
ownership of a motor vehicle to the registering authority within whose jurisdiction the
transfer is to be effected and simultaneously send a copy of the said report to the
transferee within fourteen days of the transfer in the case of a vehicle registered within
the same State. In the case of a vehicle registered outside the State Report the fact of Not applicable
transfer within forty-five days of the transfer in the case of a vehicle registered outside
the State together with:(A) the no objection certificate or(B) in a case where no such
certificate has been obtained,(I) the receipt obtained; or(II) the postal acknowledgement
received by the transferor if application in this behalf was sent by registered post
acknowledgement due to the registering authority
Not Applicable % Compliance
2 33%
2 50%

Current Remarks Previous Status

Out of 17 drivers list, for 9 drivers licence details are pending. Non compliance

In case of cranes and forklifts standards of noise and air pollution Non compliance
has not been done.

All motor vehicle, cranes & forklifts have insurance policy. Non compliance

All motor vehicle have RC except cranes. Non compliance

- Not applicable

There is no transfer of vehicle. Not applicable

 Annexure No./
Previous Remarks Exhibit No. Penalty Description

Imprisonment for a term which may extend to three

Out of 18 drivers list, for 10 drivers licence details
3' months, or with fine which may extend to one thousand
have not been provided.
rupees, or with both

Compliance to standards of noise and air pollution for First offence- with a fine of Rs 1000/-Second or
cranes & fork lift has not been done. subsequent offence- with a fine of Rs 200/-

Imprisonment which may extend to three months, or

Insurance policy for Cranes & Fork lift have not been
with fine which may extend to one thousand rupees, or
taken.
with both

RC of cranes & fork lift have not been taken. Fine up to Rs. 5000/-

Fine up to Rs. 100/-

No vehicle has been transferred. Fine up to Rs. 100/-

 Compliance Clause Compliance Applicability

Section 3, 4, 5 Every owner of motor vehicles

Every person who drives or causes or allows to be

Section 158 and 190
driven a motor vehicle in a public place

Section 146 Every owner of motor vehicle

Section 39, 40, 41 Every owner of the motor vehicle

Every owner of motor vehicle, when a motor vehicle

Section 47 registered in one State has been kept in another
State, for a period exceeding 12 months

Section 50 Every Transferor

 Document (Hard /Soft)

EHS-Insurance policy

EHS-VEHICLE RC
Annexure 1

Source of pollution from Consent

SR. NO. POLLUTANT SOURCE WITH CAPACITY DIVISION

3 No. Heat Treatment section Three @ 2 TPH, 0.500 TPH
1 & 4 TPH Forging
2 1 No. Forging Section @ 0.500 TPD Forging
6 No. Shot blasting machines @ 2.5 TPD, 2 TPH, 2.5 TPH
3 & 2 TPH (3 No.) Forging
6 No. Hammers with billet heater @ 2 TPH, 3.5 TPH, 3
4 TPH, 5 TPH, 2.5 TPH (2 No.) Forging
5 2 No. Forging Press @ 8000 Ton & 4000 Ton Forging
6 3 No. D.G. Sets @ 380 KVA, 380 KVA & 500 KVA Forging
7 3 No. Tempering Machine @ 100 MTPD Machining
8 1 No. Billet Heater Press @ 8000 TPH Machining
9 1 No. Trimming Press @ 200 TPH Machining
10 1 No. D. G set @ 180 KVA Machining
Annexure 2

DIESEL WORKING

DATE OPENING DIESEL PURCHASE ISSUE CLOSING

31-Dec-20 875.00 2,000.00 1,170.00 1,705.00
1-Jan-21
1,705.00 - 1,035.00 670.00
2-Jan-21
3-Jan-21 670.00 3,000.00 1,460.00 2,210.00
4-Jan-21
2,210.00 - 670.00 1,540.00
5-Jan-21
6-Jan-21 1,540.00 2,000.00 260.00 3,280.00
7-Jan-21
8-Jan-21
9-Jan-21 3,280.00 - 2,610.00 670.00
10-Jan-21
11-Jan-21
12-Jan-21 670.00 2,000.00 295.00 2,375.00
13-Jan-21
14-Jan-21
15-Jan-21 2,375.00 - 1,395.00 980.00
16-Jan-21
17-Jan-21
Abstract of the issue register of diesel for 2 machines
Annexure 3

List of Drivers

SR. NO. Machine EMPCODE Name Status Date of Validity Date of joining
1 Crane 7014 BABAN Licence Pending 8/25/2015
2 Forklift 16633 DHARMENDRA GIRI Done 2/16/2031
3 Forklift 12038 DINESH KUMAR Licence Pending 12/21/2020
4 Forklift 14675 JAI KUMAR Done 7/4/2034
5 Forklift 9314 JANARADAN MANDAL Licence Pending 11/18/2016
6 Forklift 15711 KHUSHRAJ BHAGAT Done 1/6/2025
7 Forklift 17013 MAJOR SINGH Licence Pending 6/22/2020
8 Crane 13777 MANMOHAN Licence Pending 8/25/2015
9 Crane 10902 MANOJ KUMAR CHAUDHARY Done 4/7/2037
10 Crane 15857 PRADEEP KUMAR Done 6/30/2030
11 Forklift 8007 RADHEY KUMAR Licence Pending 10/6/2015
12 Forklift 12681 RAJA RAM Licence Pending 11/4/2019
13 Forklift 12118 SANJAY KUMAR Done 1/26/1935
14 Forklift 15178 SANTOSH KUMAR SUKLA Licence Pending 11/13/2017
15 Crane 15599 SHIV DAYAL KHARWAR Done 1/12/1931
16 Forklift 7009 UJAL MANDAL Licence Pending 10/14/2020
17 Forklift 13848 VIKASH KUMAR Done 8/15/2038
Exhibit 1

Register for recording hours of DG set 500 KVA

Exhibit 2

Noise testing reports

Exhibit 3

Water consumption is not as per the consent.

Date 1/1/2021 1/2/2021 1/3/2021 1/4/2021 1/5/2021

Water extracted till
date 18,700.00 18,785.00 18,825.00 18,905.00 18,989.00
Forging
Extracted for current
date 85.00 40.00 80.00 84.00
As per consent 63.00 63.00 63.00 63.00
Water extracted till
date 26,310.00 26,375.00 26,438.00 26,588.00 26,682.00
Machining Extracted for current
date 65.00 63.00 150.00 94.00
As per consent 48.00 48.00 48.00 48.00

Application for Permission to abstract ground water for ind

Register for recording of water extracted in a day use(Unit 1)
 1/6/2021 1/7/2021 1/8/2021 1/9/2021 1/10/2021 1/11/2021 1/12/2021 1/13/2021

19,032.00 19,101.00 19,187.00 19,250.00 19,332.00 19,407.00 19,496.00 19,587.00

43.00 69.00 86.00 63.00 82.00 75.00 89.00 91.00

63.00 63.00 63.00 63.00 63.00 63.00 63.00 63.00

26,740.00 26,804.00 26,882.00 26,930.00 26,989.00 27,083.00 27,140.00 27,227.00

58.00 64.00 78.00 48.00 59.00 94.00 57.00 87.00

48.00 48.00 48.00 48.00 48.00 48.00 48.00 48.00

mission to abstract ground water for industrial Application for Permission to abstract ground water for industrial
use(Unit 1) use(Unit 2)
1/14/2021

19,623.00

36.00 65.93
63.00

27,306.00

79.00 71.14
48.00
Exhibit 4
Exhibit 5
Exhibit 6

Exhibits of Diesel storage tanks

Exhibit 7
Exhibit 8
Exhibit 9