Self-Management Procedures A Comparison Across The
Self-Management Procedures A Comparison Across The
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Abstract: Individuals with autism spectrum disorders (ASD) have difficulty generalizing learned behavior to
varied environments with independence. This review of 24 empirical studies compares self-management as a
systematic procedure for modifying one’s own behavior, to increase target behaviors in students with either
autistic disorder (AD) or high-functioning autism/Asperger’s syndrome (HFA/AS). Twenty-four single subject
research studies are included in the review comparing methodological, demographic, procedural, and outcome
aspects of self-management studies between the two disorders under the umbrella of Pervasive Developmental
Disorder (PDD). Results show that self-management procedures, regardless of components and age of child, are
effective in teaching social, vocational, and communication skills, or decreasing restrictive and repetitive
patterns of behaviors for individuals with a PDD. General conclusions are made on how the procedures are used
differently across levels of functioning within the autism spectrum and PDD. This literature should encourage
researchers and practitioners to continue interventions using self-management procedures with this population
to broaden the research base and improve methodological adequacy.
Empirically based interventions geared toward must also be persistent in their search for
students with a disability can increase inde- research-based, generalizable strategies for
pendence and inclusion within schools and use in inclusive environments.
society (Cooper, Heron, & Heward, 2007).
Federal mandates of least restrictive environ-
ments for students meeting eligibility criteria Autism Spectrum Disorders: A Brief History
for special education services have increased
inclusion of children within general educa- Kanner (1943) described a peculiar condition
tion alongside their peers. According to he found across a number of children in a
Campbell (2006), “As children with autism seminal clinical description (cited in Kanner,
continue to be educated alongside typically 1985). The first label of the disorder, infantile
developing children, professionals must con- autism, was presented in this report. Here
tinue to understand how best to educate a Kanner asserted that the 11 children observed
child with autism in an inclusive educational had been labeled as “Emotionally Disturbed”
setting” (p. 268). Students with an autism spec- or “Mentally Retarded” but displayed no char-
trum disorder (ASD) often have academic ca- acteristics of a slow learner nor fit the profile
pabilities equal to peers but require direct of emotional problems. The common charac-
instruction on behaviors to increase success teristics encompassed across the case studies
in mainstreamed environments. Empirically- included a desire for aloneness, sameness,
based strategies must be made available to stereotypy, and exhibited functional commu-
practitioners for use to increase desired be- nication and language delays (Rimland,
haviors by individuals with ASD. Researchers 1985). Based primarily on the work of Kanner
and others whom he influenced, the Ameri-
can Psychiatric Association included diagnos-
Correspondence concerning this article should
tic criteria for autistic disorder (AD) for the
be addressed to Candice M. Southall, Department first time in the third edition of the Diagnostic
of Communication Sciences and Special Education, and Statistical Manual of Mental Disorders
University of Georgia, 516 Aderhold Hall, Athens, (DSM-III, American Psychiatric Association,
GA 30602-7153. 1980).
Diagnosis/
Authors SS design Gender CA Functioning Setting Behavior
Agran et al. Multiple baseline 2/males 14 Autism ⫹ MIID General education % steps of
(2005) across 15 (NS) classroom directions
participants followed
Coyle & Cole A-B-A for two 3/males 11 Autism⫹ ID- Special education Time off-task
(2004) participants 9 DSM-IV classroom
A-B-A-C-A for 9
one
participant
Embregts A-B-A-B 1/male 16 PDD ⫹ ADHD Residential Setting Frequency of
(2002) ⫹ MIID-DSM Appropriate
IV behavior &
Inappropriate
behavior
Ganz & Changing 2/males 20 Autism⫹MoID- Self-contained # of tasks
Sigafoos Criterion 19 School eval. vocational completed in
(2005) Design across school 5 minutes
two
participants
Hughes et al. Multiple baseline 1/male 19 Autism⫹SID- Inclusive high % of correct
(2002) across (NS) school in hall responses
participants
Kern et al. Multiple baseline 1/male 14 Autism⫹6 Rehabilitation % time with
(1997) across settings grade levels hospital inappropriate
with a below-(NS) vocalizations
withdrawal
imbedded
within the first
setting.
Mancina et Multiple baseline 1/female 12 Autism⫹MoID- Special education % occurrence of
al. (2000) across settings School classroom vocalizations
eligibility
Newman et Multiple baseline 3/males 14 Autism⫹MID ASD after-school # transition
al. (1995) across 16 to MoID- program identified
participants 17 DSM-III-R
Newman et A-B-C-A-C across 3/males teen Autism⫹ID- Integrated school % appropriate
al. (1996) three Independent in separate conversation
participants evaluation room
Interventions (3), Journal of Developmental and mographic, procedural, and outcome vari-
Physical Disabilities (2), Autism: The International ables are examined for students with an ASD.
Journal of Research and Practice (1), and School
Psychology Quarterly (1). Tables 1 and 2 sum- Single Subject Research Methodology
marize pertinent descriptors of each study in- The merits of studies can be evaluated within
cluding: research design, participant gender, the context of single subject research designs.
chronological age, diagnosis, setting, and tar- Withdrawal designs provide a demonstration
get behavior. Five studies included individuals of experimental control by withdrawing an
with a disability other than AD or HFA/AS. intervention and returning to a previous base-
For these studies, research methodology, de- line condition showing a replication of effect
Diagnosis/
Authors SS design Gender CA Functioning Setting Behavior
Newman et al. Multiple baseline 2/males 12 Autism⫹ ID- ASD after-school % intervals with
(1997) across DSM-IV program target behavior
participants 1/female 4 -out of seat
(possible 6 ASD Preschool -nail-flicking
noncontingent) Bedroom
Newman et al. Multiple baseline 2/males 6/PS Autism⫹MID- Evan and Nancy- Degree of
(2000) across 1/female 6 DSM-IV ASD school Dan variations in
participants -home individual
targeted
behaviors
Pierce & Multiple baseline 3/males 8 Autism⫹MoID Clinic room % of 10-s intervals
Schriebiman across 9 to SID- engaged in on-
(1994) behaviors 6 Outside task behavior &
replicated agency inappropriate
across three behavior
participants
Reinecke et al. A-B-A-B across 3/males 4 Autism⫹MID/ Preschool (NS) Social and play
(1999) three 4 MOID (NS) skills in the
participants 3 form of
“sharing”
Shabani et al. Multiple baseline 1/male 12 Autism ⫹ ID Univ. therapy % of intervals
(2001) across two ⫹ADHD-(NS) room rocking
behaviors.
Strain & Multiple baseline 3/males 4 Autism⫹NS- Integrated % of intervals
Kohler across 5 DSM-III preschool Small engaged in
(1994) participants 3 room Home (2) social
and settings. interaction
Todd & Reid Changing 3/ males 16 Autism⫹ID- TEACCH Distance
(2006) Criterion 20 DSM-IV classroom snowshoed/
Design across 15 walked/jogged
three
participants
Legend: PS ⫽ preschool; ID ⫽ intellectual disability; MID ⫽ mild intellectual disability; MoID ⫽ moderate
intellectual disability; SID ⫽ severe intellectual disability; DSM ⫽ Diagnostic and Statistical Manual; ADHD ⫽
Attention Deficit/Hyperactivity Disorder; NS ⫽ not specified; SM ⫽ self-management procedures
(Gast & Hammond, 2010). Four (17%) self- data across three or more tiers, then stagger-
management studies for individuals with ASD ing the introduction of the intervention across
used a withdrawal design. Changing criterion participants, behaviors, or conditions. Five
designs evaluate shaping behaviors that are studies (21%) used a multiple baseline across
currently in an individual’s repertoire provid- behaviors to evaluate experimental control.
ing evidence of experimental control through Three staggered intervention implementation
small increases toward a criterion (Gast & across settings (12.5%). Multiple baseline de-
Ledford, 2010). Changing criterion designs sign across participants was used in nine stud-
were used in three (12.5%) of the studies. The ies (37%).
most common designs to evaluate self-man-
agement treatment packages with individuals
Procedural Fidelity
with ASD were multiple baseline and multiple
probe designs. Their designs show experimen- Billingsly, White, and Munson (1980) intro-
tal control by first collecting pre-intervention duced the importance of measuring proce-
Diagnosis/
Authors SS design Gender CA Functioning Setting Behavior
Apple et al. Multiple baseline across 2/males 5 HFA/AS (NS) Integrated preschool # of compliments during 15 min.
(2005) students 1/female 4 during free play time interval
Barry & Singer Multiple baseline across 1/male 10 HFA (NS) Home % of intervals in which
(2001) behaviors (not replacement behaviors occur
concurrent)
Delano (2007) Multiple baseline across 1/male 12 AS DSM-IV-TR Conference room in Total words written, action
responses research office words, describing words,
revisions, quality rating
Loftin et al. Multiple baseline across 3/males 9 ASD DSM-IV Public ES lunch and % of intervals of initiation,
(2008) participants 10 ADOS recess periods interaction, and repetitive
10 motor behavior
Morrison et al. Multiple baseline across 1/female 11 AS and HFA Separate room within % of intervals with target
(2001) behaviors 3/males 10 DSM-IV school for free-time initiations of requests,
13 activity comments and shares
11
Mruzek et al. Changing criterion 2/males 9 ED⫹ADHD & Sp. Ed. classroom for Mean daily % of successful hours
(2007) design replicated 10 probable AS ASD in rural public (no rule violations)
across participants HFA (NS) elem. school
Palmen et al. Multiple baseline across 7/males 17–25 ASD with no Therapy room for % Correct questions during a
(2008) students 2/females cognitive baseline and training tutorial conversation and
impairments and Natural tutorial response efficiency
DSM-IV conversation locations
for SM
Wehmeyer et al. Multiple baseline across 1/male 13 HFA (NS) Public H.S. General Ed. Percent of intervals of
(2003) participants classroom inappropriate touching and
inappropriate verbalization
/
DSM ⫽ Diagnostic and Statistical Manual; ADHD ⫽ Attention Deficit/Hyperactivity Disorder; NS ⫽ not specified; SM ⫽ self-management procedures
161
dural fidelity. As interventions become more Newman et al., 1995; Newman, Buffington, &
complex and more teacher and practitioners Hemmes, 1996; Todd & Reid, 2006).
are conducting research in applied settings, Criteria for inclusion included participant
it is important that interventions are imple- diagnosis of autism with a cognitive impair-
mented as planned (Gast, 2010). Only 25% ment. From the 16 studies reviewed, seven
(n ⫽ 6) of the studies provided evidence of reported using criteria for diagnosis based a
procedural fidelity. Half of those took proce- version of the Diagnostic and Statistical Man-
dural fidelity data during all conditions ual (Coyle & Cole, 2004; Embregts et al., 2002;
(Delano, 2007; Loftin, Odom, & Lantz, 2008; Newman et al., 1995; Newman et al., 1997;
Newman, Buffington, & Hemmes, 1996); one Newman et al., 2000; Strain & Kohler, 1994;
study took procedural fidelity data during Todd & Reid, 2006). Fourteen of the 16 arti-
training (Agran et al., 2005); two looked at cles reported specifically that the participants
fidelity of procedures during the student self- had an intellectual disability but only Newman
management phase (Apple, Billingsley, & et al. (1996) reported that the students had a
Schwarz, 2005; Embregts, Didden, Huitink, & severe shortage of appropriate conversation
Schreuder, 2002). using short one word utterance and were non-
responsive to direct statements and questions,
and Kern et al. (1997) reported the partici-
Demographic Variables pant performing six or more grade levels be-
low.
Self-management intervention across gender, Ten participants with AD received self-man-
age, degree of cognitive impairment, and
agement intervention at a separate school or
training setting were analyzed. Tables 1 and 2
facility for children with a disability. Four stu-
provide a summary of these demographic
dents were taught self-management in a clinic
variables under “Gender,” “CA,” “Diagnosis/
and two children participated only at home.
Functioning,” and “Setting” for each study be-
Ten students were receiving the treatment in a
tween AD and HFA/AS respectively.
public school but received intervention in a
Autistic Disorder (AD). Thirty-two male par-
separate special education class. Five partici-
ticipants and three female students with AD
pants received treatment in an inclusive gen-
received an intervention with components
eral education environment with two of those
of self-management. The interventions using
participants’ intervention also conducted at
self-management procedures for this popula-
tion have been conducted across the spectrum home.
of age and grade levels. Within the preschool High-functioning autism/Asperger syndrome
age range of 3 to 6, four studies included (HFA/AS). In the eight studies, 20 male and
eight participants (Newman, Tutigian, Ryan, four female students with HFA/AS received
& Reinecke, 1997; Newman, Reinecke, & an intervention with components of self-man-
Meinberg, 2000; Reinecke, Newman, & Mein- agement. Interventions using self-manage-
berg, 1999; Strain & Kohler, 1994). Four stud- ment procedures for this group have been
ies included nine elementary age children, 6 conducted across the spectrum of age and
to 11 years old (Coyle & Cole, 2004; Newman grade levels. One study included three pre-
et al., 1997; Newman et al., 2000; Pierce & school children ages 4 to 5 years old (Apple et
Schreibman, 1994). Seven middle school aged al., 2005). Three studies used self manage-
students, 12 to 15 years old, were participants ment as treatment for a total of six elementary
in five different studies (Agran et al., 2005; school children ages 9 to 10 (Barry & Singer,
Embregts et al., 2002; Kern, Marder, Boyajian, 2001; Loftin et al., 2008; Mruzek, Cohen, &
Elliot, & McElhattan, 1997; Mancina, Tan- Smith, 2007) and two studies were carried out
kersley, Kamps, Kravits, & Parrett, 2000; New- with six middle school aged students ranging
man et al., 1997; Newman et al., 1995; Sha- from 10 to 13 years old (Delano, 2007; Morri-
bani, Wilder, & Flood, 2001) and four studies son, Garcia, Kamps, Parker, & Dunlap, 2001;
implemented self-management as an interven- Wehmeyer, Yeager, Bolding, Agran, & Hughes,
tion for eleven high school age adolescents 2003). Lastly, the study by Palmen, Didden,
(Ganz & Sigafoos, 2005; Hughes et al., 2002; and Arts (2008) implemented self-manage-
School/Vocational Skills
Self-reinforcement
Communication
Token Economy
Self-monitoring
Peer Training
Self-initiation
Self-recording
Social Skills
Contract
Pictures
Video
Agran et al.
(2005) x x x
Coyle & Cole
(2004) x x x x x x
Embregts (2002) x x x x x x
Ganz & Sigafoos
(2005) x x x x x
Hughes et al.
(2002) x x
Kern et al.
(1997) x x x x
Mancina et al.
(2000) x x x x x
Newman et al.
(1995) x x x x
Newman et al.
(1996) x x x
Newman et al.
(1997) x x x x
Newman et al.
(2000) x x x x
Pierce &
Schriebiman
(1994) x x x x x
Reinecke et al.
(1999) x x x x x
Shabani et al.
(2001) x x x x
Strain & Kohler
(1994) x x x x x
Todd & Reid
(2006) x x x x x
Percentage 100% 56.25% 75% 25% 12.5% 0% 43.75% 13.3% 12.25% 25% 31.25% 12.5% 31.25%
(2005) and Hughes et al. (2002) did not in- lected using a 15 s partial interval recording
corporate self-recording into their self-man- procedure. Kern et al. measured treatment
agement treatment package. Embregts et al. effects using total duration recording of vo-
(2002) required students to record their be- calization. Three studies evaluated behavior
havior using a 20 s to 30 s whole interval change with interval recording while students
recording procedure, while the data were col- self-recorded frequency of the target behavior
School/Vocational Skills
Self-reinforcement
Communication
Token Economy
Self-monitoring
Peer Training
Self-initiation
Self-recording
Social Skills
Contract
Pictures
Video
Apple et al.
(2005) x x x x x
Barry & Singer
(2001) x x x x x
Delano (2007) x x x
Loftin et al.
(2008) x x x x x
Morrison et al.
(2001) x x x x x x
Mruzek et al.
(2007) x x x x x
Palmen et al.
(2008) x x x x
Wehmeyer et al.
(2003) x x x x x
Percentage 100% 75% 87.5% 12.5% 25% 25% 12.5% 25% 12.5% 12.5% 50% 12.5% 25%
using event recording (Newman et al., 1996; reinforcement. Delano (2007) was the only
Pierce & Schriebiman, 1994; Reinecke et al., study that did not incorporate a self-recording
1999). component; rather here the student moni-
HFA/AS. Restricted interests, social skills, tored his following of structured editing pro-
communication, and academic skills were the cess for writing and self-reinforced upon com-
four behavior categories targeted for those pletion. Other materials were incorporated
with HFA/AS characteristics. The majority of into the self-management packages. Mruzek
the studies using self-management for stu- et al. (2007) and Barry and Singer (2001)
dents with HFA/AS targeted social skills in- utilized a contract as a goal-setting component
cluding complimenting (Apple et al., 2005), of self-management. Two of the studies re-
interacting appropriately with a baby sibling viewed included simple visual cues to self-
(Barry & Singer, 2001), initiating (Morrison et manage a behavior (Newman et al., 1996; Pal-
al., 2001), and decreasing hugging (Weh- men et al., 2008), while Morrison et al. (2001)
meyer, 2003). Loftin et al. (2008) addressed used games and social skills charts to guide
restrictive behavior patterns (e.g., rocking) the students as a group and laminated moni-
and Palmen et al. (2008) addressed commu- toring charts on which students self-recorded.
nication. Delano (2007) and Mruzek et al. Similarly, Palmen et al. provided a flow chart
(2007) addressed school related skills. to guide student conversations and a simple
Seven of the eight investigations (88%) chart to self-record positive and negative at-
used all three components of self-manage- tempts of questioning in the conversation.
ment: self-monitoring, self recording, and self- Two studies included peer training to support
24 articles reviewed on self-management as an that addresses not only academic and voca-
intervention. Procedural fidelity issues may tional skills, but one that addresses the three
not have been of primary concern since self- core deficits that characterize the disorder.
management is “driven” by the student, not Figure 1 compares ASD core characteristic
the practitioner. In terms of social validity, addressed by self-management studies in-
self-management procedures have been well cluded in this review. The defining character-
established throughout the research over istic impacting independence in individuals
many years (Cooper et al., 2007). Eleven of with ASD is social impairment (Heflin &
the 24 articles reviewed included a measure of Alaimo, 2006). For this reason it is not surpris-
social validity specific to the self-management ing that self-management has been widely
procedure and effect implemented. The re- used to increase social skills, however, data
sults of such measures were all positive in show that an individualized self-management
regard to the acceptability and feasibility of
program may be effective in behavior change
the procedures.
across all ASD core characteristics.
Generalization of the treatment into the
Self-management has three primary com-
home was seldom assessed with home imple-
ponents: self-monitoring, self-recording, and
mentation in four out of 24 studies (17%)
self reinforcement/punishment. Self-monitor-
with only four of 35 individuals with AD
(11%) and one of 24 individuals with HFA/AS ing was basic to all interventions reviewed.
(4%). Educators should be encouraged to Tables 3 and 4 show that combinations of
teach parents to use interventions at home self-monitoring and (a) self-recording (b) self-
to increase skills taught in school (Heflin & reinforcement or (c) both, while incorporat-
Alberto, 2001). ing additional components (e.g., peer train-
ing, contracts, token economy, pictures, and
video), were individual to each study. Social
Research to Practice
validity data supported the individualized
There is an increasing awareness that students nature and meaningful outcomes these treat-
with an ASD require an intervention approach ment packages provided. Teachers and par-