2011 - Hutchenson, Et Al - Serotonin Receptors and Valve Heart Disease - It Was Meant 2B
2011 - Hutchenson, Et Al - Serotonin Receptors and Valve Heart Disease - It Was Meant 2B
Author Manuscript
Pharmacol Ther. Author manuscript; available in PMC 2012 November 1.
Published in final edited form as:
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Abstract
Carcinoid heart disease was one of the first valvular pathologies studied in molecular detail, and
early research identified serotonin produced by oncogenic enterochromaffin cells as the likely
culprit in causing changes in heart valve tissue. Researchers and physicians in the mid-1960s
noted a connection between the use of several ergot-derived medications with structures similar to
serotonin and the development of heart valve pathologies similar to those observed in carcinoid
patients. The exact serotonergic target that mediated valvular pathogenesis remained a mystery for
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many years until similar cases were reported in patients using the popular diet drug Fen-Phen in
the late 1990s. The Fen-Phen episode sparked renewed interest in serotonin-mediated valve
disease, and studies led to the identification of the 5-HT2B receptor as the likely molecular target
leading to heart valve tissue fibrosis. Subsequent studies have identified numerous other activators
of the 5-HT2B receptor, and consequently, the use of many of these molecules has been linked to
heart valve disease. Herein, we: review the molecular properties of the 5-HT2B receptor including
factors that differentiate the 5-HT2B receptor from other 5-HT receptor subtypes, discuss the
studies that led to the identification of the 5-HT2B receptor as the mediator of heart valve disease,
present current efforts to identify potential valvulopathogens by screening for 5-HT2B receptor
activity, and speculate on potential therapeutic benefits of 5-HT2B receptor targeting.
shortly after, the molecule was determined to originate from the enterochromaffin (or
Kulchitsky) cells that are found throughout the gastrointestinal and bronchopulmonary
system (Erspamer and Asero 1952). High concentrations of 5-HT are found in blood
platelets and enterochromaffin cells of the gut; lesser amounts are found around neurons
located along the raphé nuclei of the brainstem. The human brain has evolved a
sophisticated arrangement of axons stemming from the raphé nuclei to innervate nearly
every brain region.
5-HT is involved in a diverse array of physiologic and biologic processes. In the brain, 5-HT
has been found to affect sleep, mood, appetite, anxiety, aggression, perception, pain, and
cognition (Roth, Willins et al. 1998; Edited by Roth 2006; Berger, Gray et al. 2009).
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Systemically, 5-HT contributes to vascular and non-vascular smooth muscle contraction and
platelet aggregation. Serotonin released from neurons is recaptured by an active reuptake
pump (serotonin transporter), and is then inactivated by monoamine oxidase and converted
to 5-hydroxyindoleacetic acid (Guyton and Hall 1996). In vivo, the rate of urinary 5-
hydroxyindoleacetic acid output is commonly used as an index of 5-HT metabolism.
Because of the systemic presence of 5-HT and the multitude of receptor types found
throughout the body that can elicit a myriad of cellular responses, drugs targeting 5-HT
receptors are effective treatments for a variety of conditions. Each 5-HT receptor subtype
contains at least one important therapeutic target. For instance, antimigraine medications
(e.g., ergotamine, sumatriptan) activate 5-HT1B/D receptors. Clinically effective
antipsychotics block the activation of 5-HT2A, 5-HT2C (Roth et al, 1992), 5-HT6 (Roth,
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Craigo et al. 1994), and 5-HT7 (Roth, Craigo et al. 1994; Abbas, Hedlund et al. 2009)
receptors [see (Roth and Xia 2004) for review]. Antagonism of 5-HT6 receptors has been
postulated to enhance memory and learning in healthy individuals (Lindner, Hodges et al.
2003). There are many pharmaceuticals used to target the multitude of serotonergic GPCRs;
however the 5-HT2 receptors are among the most frequently targeted, highlighting their
important role in physiological and pathophysiological processes see [(Roth 2010) for recent
review].
receptors also generate second messenger signaling that leads to cell-type specific responses
depending on the organ under consideration. Some of the most notable effects of 5-HT2
receptor-preferring drugs involve the brain, and these activities are exploited therapeutically.
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Two important, common examples are atypical antipsychotics and anorexigens. These drugs
—and/or their metabolites—display activity at 5-HT2A (viz: atypical antipsychotics are
inverse agonists) (Meltzer, Matsubara et al. 1989; Weiner, Burstein et al. 2001) and 5-HT2C
receptors (anorexigens and putative atypical antipsychotic drugs are agonists) (Kozikowski,
Cho et al. 2010). 5-HT2A and 5-HT2C receptors are highly abundant in various human brain
regions with 5-HT2A being highly concentrated in cortical regions and 5-HT2C more broadly
distributed (Pazos, Cortes et al. 1985; Abramowski, Rigo et al. 1995). The 5-HT2B receptor
subtype displays a lower expression in the brain (Kursar, Nelson et al. 1994), and thus, it
plays a lesser role in the effects of psychoactive agents. Nevertheless, recent genetic and
pharmacologic studies have implicated 5-HT2B receptors in the biological activities of the
recreational psychostimulant 3,4-methylenedioxymethamphetamine (MDMA, ecstasy)
(Doly, Valjent et al. 2008; Doly, Bertran-Gonzalez et al. 2009) and the anorexigen
fenfluramine (Banas, Doly et al. 2010).
The putative cardiovascular action of the 5-HT2A and 5-HT2B receptors may be similar.
Both of these receptors have been shown to elicit mitogenic and secretory responses in
ventricular and heart valve fibroblasts (Xu, Jian et al. 2002; Setola, Hufeisen et al. 2003;
Jaffre, Callebert et al. 2004; Yabanoglu, Akkiki et al. 2009), indicating a possible role for
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affinity. Mutation of a valine in TM2, V2.53, to leucine (the analogous residue in the 5-
HT2A receptor, caused a 17-fold decrease in the Ki of (+)-norfenfluramine. Residue 2.53 in
the 5-HT2C receptor is also a valine, and the V2.53L point mutation caused a 12-fold
decrease in the Ki of (+)-norfenfluramine. The reciprocal point mutation (L2.53V) in the 5-
HT2A receptor had no effect on the Ki of (+)-norfenfluramine. The preceding observations
suggest that V2.53 in the 5-HT2B receptor contributes to the high-affinity binding of (+)-
norfenfluramine.
norfenfluramine analogs. First, we reasoned that a V2.53A mutation would eliminate both
vdW interactions, further decreasing (+)-norfenfluramine affinity. In fact, the mutation
caused a 150-fold reduction in the Ki of (+)-norfenfluramine. Second, we synthesized a
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three were cloned and their tissue distribution illuminated. Since then, 5-HT2B receptors
have been found to be present in both rodent and human tissues, particularly in the
cardiovascular system, gastrointestinal tract, bone, and central nervous system (Ullmer,
Schmuck et al. 1995; Choi and Maroteaux 1996; Fitzgerald, Burn et al. 2000). Importantly,
the tissue distribution of 5-HT2B receptor protein in rodents and humans is similar, as are
their pharmacologies (Manivet, Schneider et al. 2002); this observation facilitates the
extrapolation of physiological and pharmacological results from rodent studies of the 5-
HT2B receptor to humans. Accordingly, Sprague-Dawley rats have been used in several
studies to gain insight into the mechanism of 5-HT-induced valvular alterations (Elangbam,
Lightfoot et al. 2005; Gustafsson, Tommeras et al. 2005; Elangbam, Wehe et al. 2006;
Hauso, Gustafsson et al. 2007; Elangbam, Job et al. 2008). Long-term serotonin
administration in these rats has been shown to induce aortic valve insufficiency and
histopathological changes similar to those observed in human carcinoid patients (discussed
in Section 3.1) (Gustafsson, Tommeras et al. 2005). The valvular changes seem to be
associated with an increase in 5-HT2B receptor expression and a decrease in the expression
of 5-HT transporter in both mitral and aortic valves (Elangbam, Job et al. 2008). These
observations may indicate an indirect interaction between these two membrane proteins;
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whereby, in normal physiology, the 5-HT transporter may control homeostatic 5-HT levels,
preventing 5-HT2B receptor over-stimulation (Elangbam 2010). In the disease state, the
cooperation between these receptors may be lost, leading to persistent 5-HT2B receptor
stimulation and the resultant valvulopathies discussed in Section 3.
The complexity and variety of 5-HT2B receptor expression is paralleled by its signal
transduction. Activation of 5-HT2B has been found to stimulate phospholipase C
(Kellermann, Loric et al. 1996) and phospholipase A2 (Tournois, Mutel et al. 1998), both of
which increase intracellular calcium levels. Activation of 5-HT2B receptors in some cell
types has also been shown to stimulate nitric oxide synthase (Manivet, Mouillet-Richard et
al. 2000). In fibroblasts and smooth muscle cells, the biological result of activating 5-HT2B
receptors is mitosis (Fitzgerald, Burn et al. 2000; Nebigil, Choi et al. 2000; Nebigil, Launay
et al. 2000; Setola, Hufeisen et al. 2003) and secretion of inflammatory cytokines and
extracellular matrix (ECM) components (Jaffre, Bonnin et al. 2009). As such, 5-HT2B
receptors appear to play a crucial role in allowing these cells to maintain the structural
homeostasis of the tissues comprising them (e.g., myocardium, heart valves, blood vessels).
For example, over-expression of 5-HT2B receptors in hearts of transgenic mice results in
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cardiac hypertrophy and decreased ventricular function due to enhanced ECM and
remodeling (Nebigil, Jaffre et al. 2003). Likewise, genetic deletion of 5-HT2B receptors was
shown to lead to ventricular dilation and incomplete cardiac development (Nebigil, Choi et
al. 2000).
The molecular signaling pathways associated with these matrix remodeling responses
appears to involve typical mitogenic signal transduction as well as coordination between the
signaling of 5-HT2B receptors and various growth factor and cytokine receptors (Nebigil,
Choi et al. 2000; Nebigil, Launay et al. 2000; Jaffre, Callebert et al. 2004). Specifically, 5-
HT2B activation in mouse fibroblasts was initially shown to lead to the p21Ras- and
heterotrimeric G protein-dependent activation of mitogen activated protein kinase (MAPK)
(Launay, Birraux et al. 1996). Further studies in fibroblasts revealed that 5-HT2B activation
also leads to phosphorylation of the cytoplasmic tyrosine kinase Src (Nebigil, Launay et al.
2000). Src phosphorylation appears to enhance signaling of the platelet derived growth
factor and epidermal growth factor (Nebigil, Launay et al. 2000; Li, Zhang et al. 2008); Src
inhibitors have been found to negatively affect signaling at both these receptors (Hsu,
Persons et al. 1991; Nebigil, Launay et al. 2000). A more recent study connected these 5-
HT2B signaling pathways using pharmacological agents to selectively inhibit key signal
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Many of the cardiac-related studies into the molecular signaling pathways of the 5-HT2B
receptors have focused on the role of this receptor in ventricular fibroblasts. In this review,
we will highlight the role 5-HT2B receptors may play in mediating changes in heart valves.
Therefore, to make the connection between the action of 5-HT2B receptors in ventricles and
heart valves, it is interesting to note that the signaling pathways discussed previously seem
to play a major role in both regulating and responding to the biomechanical properties of
ventricular tissue, and as noted below, biomechanical integrity is crucial to the appropriate
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function of heart valves. Thus, both AT1 and 5-HT2B receptors demonstrate a mechano-
dependent upregulation and signaling activation during ventricular pressure overload that
results in an increase in tissue stress levels (Rosenkranz 2004; Liang, Lai et al. 2006).
Moreover, agonist signaling at these GPCRs has been shown to lead to an increase in
expression of the cytokine transforming growth factor-β1 (TGF-β1) (Jian, Xu et al. 2002;
Rosenkranz 2004), which has also been shown to exhibit mechano-responsive signaling
(Wipff, Rifkin et al. 2007) and seems to be a key mediator in the tissue changes that lead to
heart valve disease (Walker, Masters et al. 2004; Merryman, Lukoff et al. 2007).
via the systemic circulation. There are four valves in the heart: two on pulmonic side and
two on the systemic side (Fig. 3). Progressing through the heart from the vena cava,
deoxygenated blood enters the right atrium and passes through the tricuspid valve to the
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right ventricle, and then from the right ventricle through the pulmonary valve into the
pulmonary artery, which directs blood flow to the lungs. Upon reoxygenation by perfusion
through the lungs, the blood returns to the left atrium of the heart via the pulmonary vein,
passes through the mitral valve into the left ventricle, and then enters the aorta through the
aortic valve. The anatomies of the pulmonary and aortic valves are very similar, as are the
anatomies of the tricuspid and mitral valves. The pulmonary and aortic valves are referred to
as semilunar valves because the three leaflets of the valves look like a half-moon when
excised (Fig. 4a). Semilunar valves open and close solely due to inertial forces from the
blood during the cardiac cycle; whereas, the structure and function of the tricuspid and
mitral valves, referred to as atrioventricular valves, are more complex than the semilunar
valves (Fig. 4b). Briefly, their leaflets are tethered to the papillary muscles of ventricular
wall via chordae tendineae, which act as anchors to prevent the leaflets from prolapsing into
the atria during ventricular contraction. The primary difference between the tricuspid and
mitral valve is the number of leaflets: the tricuspid has three and the mitral only two. The
atrioventricular valves ensure that blood does not back-flow during myocardial contraction
(systole), and the semilunar valves keep blood from re-entering the heart during relaxation
(diastole).
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All of the valves rely on hemodynamic forces to regulate the opening and closing of the HV
leaflets. As such, the biomechanical integrity of the leaflet tissues is crucial to appropriate
function of the HVs. Two distinct cell types have been shown to play a role in regulating
tissue homeostasis within the HV: valve endothelial cells and valve interstitial cells (VICs)
(Chester and Taylor 2007). Valve endothelial cells exhibit regional heterogeneity along the
surface of the HV leaflets and may function to direct spatial-specific extracellular matrix
(ECM) production through paracrine signaling to the VICs (Simmons, Grant et al. 2005).
During HV development, activated VICs synthesize ECM components to form the leaflet
structure that is crucial to correct HV function; however, during disease, over-activation of
VICs can lead to inappropriate ECM accumulation and/or valvular architecture and
subsequent loss of HV function that leads to heart valve disease (HVD). Under healthy
physiologic conditions, the left side VICs are much more active and dynamic with greater
levels of cytoskeletal proteins and ECM biosynthesis, likely due to the increased pressures
imposed on the leaflets (Merryman, Huang et al. 2006; Merryman, Youn et al. 2006;
Merryman, Liao et al. 2007).
disease is an abnormality that develops before birth and may be related to improper valve
size, malformed leaflets, or an irregularity in the way the leaflets are attached. This most
often affects the pulmonary and aortic valves. A very common congenital defect is bicuspid
aortic valve disease where instead of the normal three leaflets or cusps, the bicuspid aortic
valve has only two. Without the third leaflet, the valve may be stenotic (narrowing,
obstructing flow) or regurgitant (‘floppy,’ allowing backward flow). It is estimated that
some form of bicuspid aortic valve disease affects about 1.4% of the population (Lloyd-
Jones, Adams et al. 2010), but this is difficult to verify since in some cases it goes
undetected and does not result in significant changes in cardiovascular function. Acquired
HVD pertains to problems that develop within valves that were at one time normal. This is
typically referred to as age-related degenerative valve disease. In the early part of the 20th
century, the primary cause of acquired valve disease stemmed from rheumatic valve disease;
however, this trend has changed dramatically with a decrease in rheumatic valve disease and
a concomitant increase in age-related degenerative valve disease (Otto 2004).
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The risk factors for HVD are similar to traditional clinical risk factors for atherosclerosis
and coronary artery disease and include age, male gender, hypertension, diabetes,
triglycerides, and smoking (Mohler, Sheridan et al. 1991; Stewart, Siscovick et al. 1997;
Agmon, Khandheria et al. 2001). In fact, the similarities between the two have led to the
hypothesis that acquired HVD is primarily a manifestation of atherosclerosis (O’Brien
2006). The hallmark of HVD pathogenesis is the formation of lesions containing cell types
that are characteristic of chronic inflammation (Olsson, Dalsgaard et al. 1994; Olsson,
Rosenqvist et al. 1994; Otto, Kuusisto et al. 1994). These include macrophages, T
lymphocytes, and mast cells. Additionally, there are lipoproteins [LDL and Lp(a)] found in
human diseased valve lesions, and accumulation of these lipoproteins is mediated, in part,
by ECM proteoglycans (Walton, Williamson et al. 1970; O’Brien, Reichenbach et al. 1996).
Besides lipoproteins, recent evidence has shown that the renin-angiotensin system,
particularly angiotensin converting enzyme and angiotensin II, may play a role in HVD
pathogenesis (O’Brien, Shavelle et al. 2002). Angiotensin II has a number of potential
lesion-forming effects, including inflammation and macrophage and cholesterol
accumulation. Therefore, there are multiple mechanisms that initiate HVD and further
perpetuate the disease in otherwise normally functioning valve.
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2.4. Treatments
Currently, the only viable long-term treatment option for HVD is valve replacement surgery.
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In pediatric patients, the main concern is the integration of replacement HVs within tissues
that are rapidly growing and changing. Compounding the problem in children, replacement
HVs tend to wear quickly and typically need to be replaced within 20 years (Merryman,
Engelmayr Jr et al. 2006). To circumvent these problems, many surgeons elect to perform
the Ross procedure whereby the pulmonic HV is resected and placed in the aortic position.
The replacement HV is then placed in the position formerly occupied by the pulmonic HV.
The advantage of this procedure is that the pulmonic HV is able to incorporate within native
tissue in the aortic position, and the replacement HV wears more slowly due to the lower
pressures associated with the pulmonic circulation. The major disadvantage of the Ross
procedure is that it requires two very invasive surgical procedures (i.e., resection of both the
aortic and pulmonic HVs), and often, the pulmonic HV is not able to adapt to the increased
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pressure associated with systemic circulation. For these reasons, the Ross procedure is rarely
performed in elderly patients. Faced with the problems associated with HV replacement,
physicians often delay surgical options until they are absolutely necessary; therefore, many
patients would greatly benefit from an early treatment to delay or prevent the onset of HVD.
Elderly patients face a difficult recovery following open-chest surgery. While these
procedures may improve the cardiac function of these patients, their quality of life declines
for a prolonged period of time (up to a year). Thus, elderly patients would benefit greatly
from a pharmacological strategy against HVD.
2.5. Statins
The hopeful story in recent years has been that lipid-lowering drugs (i.e., statins) might
prevent HVD (Rajamannan, Subramaniam et al. 2002; Rajamannan, Edwards et al. 2003;
Benton, Kern et al. 2009), similarly to their promise against atherosclerosis. In 2001, two
retrospective studies indicated that statins may inhibit the progression of aortic valve
stenosis (Aronow, Ahn et al. 2001; Novaro, Tiong et al. 2001), and it was suggested that
large prospective studies be conducted. When these prospective studies were finally
completed, the efficacy of statins proved disappointing. In 2005, a small double-blind,
placebo controlled study showed no benefit of statins to reduce HVD (Cowell, Newby et al.
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2005). Moreover, a recent report of a large clinical study demonstrated, rather conclusively,
that statins do not reduce major cardiovascular outcomes, including aortic valve
replacement, in patients with aortic valve stenosis (Rossebo, Pedersen et al. 2008). In light
of these findings, the enthusiasm for statin therapy as a potential preventive treatment for
HVD has been severely dampened. Thus, there is no pharmacological strategy currently
available or being developed (to our knowledge) that has the potential to prevent or delay
HVD progression.
noted 80 years ago by the Dutch pathologist A.J. Scholte, who observed that a patient with a
carcinoid tumor also had thickened tricuspid valve leaflets (Gustafsson, Hauso et al. 2008).
Interestingly, CHD differs from most forms of HVD in that it mostly affects right-side HVs
(i.e., the pre-lung tricuspid and pulmonary valves). Elevated blood levels of 5-HT are carried
to the right side of the heart through the inferior vena cava, where it is believed that
interaction with 5-HT2B receptors on cells in the tricuspid and pulmonic HVs leads to the
extracellular matrix secretion and the thickening of the HV leaflets that characterize HVD.
As the blood continues into pulmonary circulation, the 5-HT is inactivated by
monoaminoxigenase in the lungs and, therefore, does not induce HV changes when the
blood returns to the left side of the heart. For many years, the serotonergic receptor subtype
responsible for CHD was not known due to the fact that serotonin has a similar affinity for
many of its receptors, and several of the subtypes are expressed throughout the
cardiovascular system. The current hypotheses identifying 5-HT2B receptor as the major HV
target came about only as a result of inadvertent targeting of the 5-HT2B receptors with Fen-
Phen.
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3.2. Fen-Phen
Among all the serotonergic drugs on the market, there may be none more recognizable to the
general public than fenfluramine, one of the components of the ‘Fen-Phen’ anorexigen
combination. This popular diet drug regimen consisting of fenfluramine and phenteramine
was shown to be better tolerated than either alone in 1984 and the drug combination was
subsequently and widely prescribed (Weintraub, Hasday et al. 1984). However, a study
published in late 1997 identified both right-sided and left-sided HV defects in a number of
patients who had been taking Fen-Phen for an average of 12 months (Connolly, Crary et al.
1997). Soon thereafter, the drugs (including other fenfluramine formulations) were
voluntarily withdrawn from the market based upon recommendations by the FDA. In a
retrospective study, the highest incidence of HVD development from Fen-Phen was found to
be 25.2% among patients treated for an average of 20 months (Khan, Herzog et al. 1998).
(Graham, Suby et al. 1966; Graham 1967; Mason, Billingham et al. 1977). Some even went
as far as to note that the “similarities in chemical structure of serotonin, methysergide, and
ergotamine” may “suggest a common pathophysiologic mechanism for ergot alkaloid-
associated valve disease and carcinoid valve disease” (Redfield, Nicholson et al. 1992).
Much like with CHD, however, the exact molecular cause of the tissue changes that lead to
HVD remained undetermined.
The Fen-Phen episodes sparked new interest in identifying the specific 5-HT receptor
subtype involved in drug-induced HVD. Due to the known mitogenic roles of the 5-HT2
subfamily, Fitzgerald et al. (Fitzgerald, Burn et al. 2000) examined the interaction of
fenfluramine, norfenfluramine (the main metabolite of fenfluramine), ergotamine, and
methysergide on human 5-HT2A, 5-HT2B, and 5-HT2C receptors. The ergot-derived
compounds were found to possess high affinity for all three receptor subtypes. In contrast,
fenfluramine rotamers demonstrated weak affinities for the 5-HT2 receptors; however, the
norfenfluramine rotamers exhibited relatively high affinity for both 5-HT2B and 5-HT2C
receptors (Table 1) and slightly lower affinity for 5-HT2A receptors. These results suggested
that norfenfluramine, the main metabolite of fenfluramine, was chiefly responsible for 5-
HT2 receptor activation, and thus, the most likely candidate for causing Fen-Phen-mediated
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HVD. Furthermore, norfenfluramine was found to be two orders of magnitude more potent
at 5-HT2B and 5-HT2C receptors compared with 5-HT2A receptors (Table 2). Additionally,
5-HT2C receptors, which are restricted to the central nervous system, were found to be
expressed at exceedingly low levels within HV tissues (Fig. 5); whereas 5-HT2B receptors
are expressed in relatively high quantities within the HV leaflets. Simultaneously, Rothman
et al. (2000) compared the in vitro pharmacology of norfenfluramine with that of known
inducers of HVD (5-HT, methysergide), as well as with that of serotonergic drugs not
associated with HVD (negative controls), and found that the HVD-associated compounds
were, unlike the negative controls, potent 5-HT2B receptor agonists (see below). Taken
together with the expression of 5-HT2B receptors in heart valve tissue (Fitzgerald, Burn et al.
2000) and the mitogenic effect of 5-HT2B receptors in cardiac and other cell types (Nebigil,
Choi et al. 2000; Nebigil, Launay et al. 2000), these results pointed to the 5-HT2B receptor
as the serotonergic target leading to HVD.
As noted above, the results of the Fitzgerald et al. study were supported in a seminal report
published simultaneously by Rothman et al. (Rothman, Baumann et al. 2000) in which the
affinities and potencies of 15 different molecules were tested at 11 different 5-HT receptor
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subtypes: 5-HT1A, 5-HT1B, 5-HT1D, 5-HT1E, 5-HT2A, 5-HT2B, 5-HT2C, 5-HT5A, 5-HT6,
and 5-HT7. In this study, all but the 5-HT2B receptor subtypes were systematically ruled out
based on pharmacological similarity with HVD-associated molecules and pharmacological
differences from negative control molecules that were not suspected mediators of HVD
(e.g., fluoxetine and its metabolite norfluoxetine). The 5-HT2 receptor subtypes were the
only receptors to display relatively high affinity (Table 1) and high potency (Table 2) for
both the norfenfluramine rotamers and for the HVD-associated ergot-derived compounds
(Tables 1 and 2, italicized). Similar to the Fitzgerald et al. study, the data indicate both high
affinity (Ki) and potency (shown by phosphatidylinositol hydrolysis, Kact) at 5-HT2B over 5-
HT2A for norfenfluramines and the known inducers of HVD. Taken together, these studies
indicate that norfenfluramine, the main fenfluramine metabolite, is the likely culprit in
fenfluramine-mediated HVD. It is important to note that in both the Fitzgerald et al. (2000)
and Rothman et al. (2000) studies, phenteramine did not exhibit high affinity agonism of 5-
HT2B receptors (Table 1); correspondingly, formulations consisting of phenteramine alone
(i.e., in the absence of fenfluramine)—in use for decades prior to the Fen-Phen HVD
outbreak—have not been associated with the disease (Rothman, Baumann et al. 2000).
Following the Fen-Phen episode, a number of additional HVD-inducing drugs have been
identified. First among these were the non-specific dopamine agonists pergolide and
cabergoline, prescribed for Parkinson’s disease (Antonini and Poewe 2007; Schade,
Andersohn et al. 2007; Zanettini, Antonini et al. 2007). The stories of pergolide and
cabergoline are similar to that of fenfluramine. The first preliminary account of potential
pergolide-mediated HVD was reported in 2002 (Pritchett, Morrison et al. 2002). Dopamine
agonists had become popular anti-Parkinsonian therapeutics, and many feared that these
drugs would suffer the same fate as fenfluramine. Around the same period of time, many
drugs were beginning to be profiled at 5-HT2B receptors including anti-Parkinsonian drugs,
amphetamine derivatives and other medications (Newman-Tancredi, Cussac et al. 2002;
Setola, Hufeisen et al. 2003). Of the large number of drugs tested, pergolide, cabergoline,
MDMA and its active N-demethylated metabolite 3,4-methylenedioxyamphetamine (MDA)
were found to exhibit potent agonist activity at 5-HT2B (Newman-Tancredi, Cussac et al.
2002; Setola, Hufeisen et al. 2003). It is interesting to note in this regard that Newman-
Tancredi and colleagues were solely interested in differentiating activity of several
Parkinsonian drugs at various serotonergic receptor subtypes and suggested that 5-HT2B
activity might be associated with some sort of therapeutic action of pergolide and
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cabergoline rather than mediating side-effects. On the other hand, Setola et al. correctly
predicted that pergolide and other drugs which were 5-HT2B agonists (including MDMA
and MDA) would be associated with a high incidence of HVD. Accordingly, the incidence
of HVD from pergolide and cabergoline has been found to be 23.4% and 28.6%,
respectively (Zanettini, Antonini et al. 2007); no significant increase in HVD incidence has
been associated with any of the other dopamine agonists. Further, three of the other drugs
(lisuride, bromocripine, and terguride) were found to be potent agonists at 5-HT2A receptors
(Newman-Tancredi, Cussac et al. 2002), but have little to no activity at 5-HT2B receptors
(Huang, Setola et al. 2009). None of these drugs has been subsequently reported to be
associated with HVD (Elangbam 2010). These findings lend further credence to the theory
that the 5-HT2B receptor is the molecular culprit for drug-mediated HVD. Tables 1 and 2
contain partial compilation of the results from these early studies and offer a representative
view of the data that first indicated agonist activity at 5-HT2B receptors leads to the
development of HVD.
Program has sought to screen large numbers of FDA-approved drugs and drug-like
compounds for agonist activity at 5-HT2B receptors in order to identify drugs/chemotypes
with HVD liability (Setola, Dukat et al. 2005; Roth 2007; Huang, Setola et al. 2009). The
most recent findings in this effort identified 27 5-HT2B receptor agonists among 2200 drugs
and drug-like compounds (Table 3; (Huang, Setola et al. 2009)). Of these, 14 had previously
been identified as 5-HT2B receptor agonists, including 7 known HVD-associated drugs
(Table 3). Six of the compounds that had not previously been identified as 5-HT2B receptor
agonists are currently approved medications (Table 3, italics), with five of these acting as
potent agonists: guanfacine, oxymetazoline, quinidine, xylometazoline, and fenoldopam.
Guanfacine and quinidine were noted to be of particular concern. Guanfacine is often
prescribed as an antihypertensive agent, and quinidine is used to treat arrhythmia. As such,
both tend to be prescribed for sustained periods and could potentially lead to valvular
problems. The recent indication of guanfacine to treat attention deficit hyperactivity disorder
in pediatric patients is of particular concern (Huang, Setola et al. 2009). Of less concern
(perhaps) are xylometazoline, oxymetazoline, and fenoldopam, which are typically
prescribed for relatively short time periods. However, all of these compounds should be
studied closely to ensure that there is no link to HVD (Bhattacharyya, Schapira et al. 2009).
NIH-PA Author Manuscript
One of the identified agonists, ropinirole, was found to be much less potent than the other
compounds (active only at 1 μM) and therefore may not be associated with inducing HVD.
Indeed, ropinirole, which has been used for several years to treat restless legs syndrome, has
been considered ‘safe’ vis-à-vis HVD. However, a very recent study documented a case of
retroperitoneal fibrosis in a patient using ropinirole (Parissis, Papachristodoulou et al. 2010).
Additionally, at least four other cases of HVD have been reported in patients using
ropinirole (Parissis, Papachristodoulou et al. 2010). While these relatively few reports may
not indicate a statistically increased risk of HVD with ropinirole use, these types of cases
should be continuously monitored to ensure that no causal link exists.
serotonergic amphetamine derivative MDMA to identify targets other than the monoamine
plasmalemmal transporters. The screening campaign revealed that MDMA and MDA were
both moderately potent 5-HT2B receptor agonists, and that they stimulated the proliferation
of primary human VIC cultures in a 5-HT2B receptor-dependent manner (Setola, Hufeisen et
al. 2003). These findings led us to predict that MDMA use may be a risk factor for HVD. In
2007, a clinical study reported an increased prevalence of HVD in MDMA users
(Droogmans, Cosyns et al. 2007). Similarly, recent clinical findings have indicated that
long-term usage of the fenfluramine-derivative benfluorex can lead to HVD (Noize, Sauer et
al. 2006; Boutet, Frachon et al. 2009; Le Ven, Tribouilloy et al. 2010; Weill, Paita et al.
2010). Benfluorex is an anorexigen and hypolipidemic agent commonly prescribed to
overweight diabetic patients in Asia, Europe and South America; however, the severity of
the clinical case reports led the European Medicines Agency to withdraw benfluorex from
the European market in December 2009 (Droogmans, Cosyns et al. 2010). Given that
norfenfluramine is a known metabolite of benfluorex, the association of this drug with HVD
should not have come as a surprise (Droogmans, Cosyns et al. 2010). Thus, the
aforementioned studies support the claim that in vitro screening of drugs at 5-HT2B
receptors can identify previously unknown drug-inducing HVD candidates.
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Another lesson that can be learned from the role of 5-HT2B receptors in HVD is that 5-HT2B
receptor antagonists may be potential prophylactics and/or treatments. Indeed, if the
activation of 5-HT2B receptors (on heart valve interstitial cells and/or other cells) contributes
to HVD, it is likely that blockade of 5-HT2B receptors may antagonize the onset and/or
progression of the disease (Roth 2007). Furthermore, there are a number of 5-HT2B receptor
antagonists that are FDA-approved medications (e.g., antidepressants, antipsychotics,
antihistamines) with established records of safety and tolerability (Rothman, Baumann et al.
2000; Setola, Hufeisen et al. 2003; Roth 2007; Huang, Setola et al. 2009). Along these lines,
Droogmans and colleagues recently reported that the antihistamine cyproheptadine—which
is also a potent 5-HT2B receptor antagonist (Young, Khorana et al. 2005)—mitigated
pergolide-induced HVD in rats (Droogmans, Roosens et al. 2009), as predicted by Roth
(2007). Similar experiments using other 5-HT2B receptor antagonists, and analyses of HVD
prevalence among large numbers of patients taking medications with 5-HT2B receptor
antagonist activity (e.g., antihistamines, antidepressants, antipsychotics), will be informative
in terms of HVD prevention/treatment strategies.
Given its negative history, the idea of targeting 5-HT2B for therapeutic gain may initially
seem counter-intuitive; however, studies have begun to explore the potential benefits of
controlling 5-HT2B receptor signaling (Fabre, Marchal-Somme et al. 2008; Monassier,
Laplante et al. 2008; Porvasnik, Germain et al. 2010). Just as agonists of the 5-HT2B
receptor have been observed to lead to HVD, many of these agonists have also been
implicated in fibrotic responses and ECM alterations that lead to other pathologies such as
ventricular hypertrophy (Jaffre, Callebert et al. 2004; Jaffre, Bonnin et al. 2009) and
pulmonary arterial fibrosis and hypertension (Esteve, Launay et al. 2007). Correspondingly,
genetic deletion of 5-HT2B receptor expression in mice has been shown to lead to
incomplete cardiac development characterized by ventricular dilation and a lack of tissue
integrity (Nebigil, Choi et al. 2000; Nebigil, Hickel et al. 2001). Taken together, these
results indicate that 5-HT2B receptors play a crucial role in the maintenance of ECM
homeostasis in cardiac tissues, and with a better understanding of the downstream effectors
As an illustration of this, studies in pulmonary fibrosis have shown that 5-HT2B receptor
antagonists can effectively reduce fibrotic lesions in a mouse model (Fabre, Marchal-
Somme et al. 2008), and the selective 5-HT2B receptor antagonist PRX-08066 has been
shown to increase ventricular ejection fraction and reduce hypertrophy and vascular
remodeling in a rat model of pulmonary arterial hypertension (Porvasnik, Germain et al.
2010). A 5-HT2B receptor antagonist may be able to function similarly in preventing HVD
by blocking the fibrotic response of VICs to other, non-serotonergic stimuli.
2000; Xu, Jian et al. 2002; Mishra, Zhu et al. 2007; Pechkovsky, Scaffidi et al. 2008;
Samarakoon, Higgins et al. 2008; Skhirtladze, Distler et al. 2008). Therefore, 5-HT2B
receptor blockade has the potential to function in two ways: 1) preventing proliferation and
fibrotic ECM accumulation by VICs directly, and 2) interacting with TGF- β1 signaling
pathways to prevent VIC myofibroblastic differentiation (Fig. 6).
Additionally, AT1R antagonists have been observed to inhibit TGF-β1 signaling in Marfan’s
syndrome (Habashi, Judge et al. 2006; Cohn, van Erp et al. 2007; Brooke, Habashi et al.
2008), and as such, the AT1R antagonist losartan has shown tremendous clinical promise in
treating afflicted patients. Given that AT1R and 5-HT2B receptors may be functionally
linked in other cell types (Jaffre, Bonnin et al. 2009), 5-HT2B receptor antagonists may work
in a similar manner to mitigate TGF-β1 signaling. Therefore, 5-HT2B receptors may provide
a localized pharmacological target to prevent the VIC-mediated fibrotic changes that
characterize HVD. As noted above, many 5-HT2B receptor antagonists are currently FDA-
approved and used clinically to treat other diseases, with acceptable tolerance (including but
not limited to: Amesergide, Amisulpride, Bromocryptine, Lisuride, Chlorpromazine,
Clozapine, Cyproheptidine, Metergoline, Mianserin, Olanzapine, Aripiprazole, Risperidone,
9-OH-risperidone, Terguride, Yohimbine, Ziprasidone, Roxindole). Furthermore, it is
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interesting to note that lisuride has been shown to be an antagonist at 5-HT2B receptors
(Newman-Tancredi, Cussac et al. 2002; Elangbam 2010) and was prescribed for more than
30 years without a single known report of HVD (Hofmann, Penner et al. 2006). While the
absence of documented cases does not necessarily lead to the conclusion that lisuride
prevented HVD in these patients, it does seem reasonable to believe that given the large
population of patients that received lisuride and its known serotonergic activity, even
background levels (i.e., not significantly higher than the total population) would have been
reported. In conclusion, we believe that these types of molecules should be tested for
efficacy in preventing or treating HVD, as has been suggested (Roth 2007).
Acknowledgments
JDH was supported by an AHA Pre-doctoral Fellowship (10PRE4290020). BLR and VS were supported by the
NIMH Psychoactive Drug Screening Program, U19MH82441, RO1MH61887. BLR was also supported by the
Michael Hooker Distinguished Professorship in Pharmacology. WDM was supported by the AHA (0835496N and
09GRNT2010125), Wallace H. Coulter Foundation (Early Career Award), and NIH (HL094707).
NIH-PA Author Manuscript
Abbreviations
5-HT 5-hydroxytryptomine
AT1R Angiotensin II type 1 receptor
CHD Carcinoid heart disease
ECM Extracellular matrix
GPCR G protein-coupled receptor
GTP Guanosine triphosphate
HV Heart valve
HVD Heart valve disease
MAPK Mitogen activated protein kinase
MDA 3,4-methylenedioxyamphetamine
MDMA 3,4-methylenedioxymethamphetamine
TGF-β1 Transforming growth factor – β1
NIH-PA Author Manuscript
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Fig. 1.
Molecular structure of serotonin.
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Fig. 2.
A three-dimensional homology model of the 5-HT2B receptor. The model is based on the
crystal structure of squid rhodopsin, which has a high degree of homology with the 5-HT2B
receptor. Shown are two TM3 residues and one TM6 residue known to interact with
serotonin.
Fig. 3.
Schematic of blood flow through the four heart chambers. Blood from the body returns to
the right atrium of the heart through the vena cava and proceeds to the right ventricle
through the tricuspid valve. The ventricle pumps this deoxygenated blood through the
pulmonary valve to the lungs. Oxygenated blood from the lungs returns to the left atrium
through the pulmonary veins. The blood then proceeds through the mitral valve to the left
ventricle; whereupon, it is pumped through the aortic valve for systemic distribution.
Reprinted with permissions from the National Heart, Lung, and Blood Institute, a part of the
National Institutes of Health and the U.S. Department of Health and Human Services.
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Fig. 4.
Structures of heart valves. (a) The three-leaflet aortic valve is shown in both its open
(systolic) and closed (diastolic) states. The pulmonary valve is very similar in structure to
the aortic valve. Reprinted with permissions from (Schoen and Edwards 2001). (b) The two
leaflet mitral valve is anchored to the ventricular wall by chordae tendineae and papillary
muscles to prevent prolapsed into the atrium during systole. The tricuspid valve is anchored
in a similar manner as the mitral valve but contains three leaflets. Reprinted with
permissions from (Grashow, Yoganathan et al. 2006).
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Fig. 5.
5-HT2 receptor subtype expression in the aortic valve. 5-HT2A and 5-HT2B receptors are
expressed in much greater numbers than 5-HT2C as shown by random primed cDNA (solid
bars) or oligo(dT) data (hatched bars). Reprinted with permissions from (Fitzgerald, Burn et
al. 2000).
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Fig. 6.
Potential pathways of 5-HT2B. 5-HT2B activation may lead to proliferation through
pathways that depend on ERK1/2, Src, and PKC. Additionally, 5-HT2B may crosstalk
directly with TGF-β1 signaling via interaction with Src. A 5-HT2B antagonist may function
as an inverse agonist to inhibit these pathways and prevent the fibrotic response of VICs that
leads to HVD. Reprinted with permissions from (Roth 2007).
Table 1
Comparison of Receptor Subtype Affinity (Ki in nM)
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Receptor Subtype
(+)-Norfenfluramine2 187 56 27
(−)-Norfenfluramine2 267 99 65
Pergolide3,4 1.6 14 45
*
from rat 5-HT2A
1
Rothman, R.B., et al., Evidence for possible involvement of 5-HT(2B) receptors in the cardiac valvulopathy associated with fenfluramine and
other serotonergic medications. Circulation, 2000. 102(23): p. 2836–41.
2
Fitzgerald, L.W., et al., Possible role of valvular serotonin 5-HT(2B) receptors in the cardiopathy associated with fenfluramine. Mol Pharmacol,
2000. 57(1): p. 75–81.
3
Setola, V., et al., 3,4-methylenedioxymethamphetamine (MDMA, “Ecstasy”) induces fenfluramine-like proliferative actions on human cardiac
valvular interstitial cells in vitro. Mol Pharmacol, 2003. 63(6): p. 1223–9.
4
Newman-Tancredi, A., et al., Differential actions of antiparkinson agents at multiple classes of monoaminergic receptor. III. Agonist and
antagonist properties at serotonin, 5-HT(1) and 5-HT(2), receptor subtypes. J Pharmacol Exp Ther, 2002. 303(2): 815–22.
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Table 2
Comparison of Receptor Subtype Potency (Kact or EC50 for phosphoinositide hydrolysis in nM)
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Receptor Subtype
Ergotamine1 16 9.8 5
*
Lisuride exhibits antagonist signaling at the 5-HT2B receptor.3
1
Rothman, R.B., et al., Evidence for possible involvement of 5-HT(2B) receptors in the cardiac valvulopathy associated with fenfluramine and
other serotonergic medications. Circulation, 2000. 102(23): p. 2836–41.
2
Fitzgerald, L.W., et al., Possible role of valvular serotonin 5-HT(2B) receptors in the cardiopathy associated with fenfluramine. Mol Pharmacol,
2000. 57(1): p. 75–81.
3
Adapted from: Newman-Tancredi, A., et al., Differential actions of antiparkinson agents at multiple classes of monoaminergic receptor. III.
Agonist and antagonist properties at serotonin, 5-HT(1) and 5-HT(2), receptor subtypes. J Pharmacol Exp Ther, 2002. 303(2): p. 815–22.
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Table 3
Agonist efficacies and potencies at 5-HT2B (Emax given as % of 5-HT, EC50 for calcium flux in nM)1
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1
Adapted from: Huang, X.P., et al., Parallel functional activity profiling reveals valvulopathogens are potent 5-hydroxytryptamine(2B) receptor
agonists: implications for drug safety assessment. Mol Pharmacol, 2009. 76(4): p. 710–22.
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