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Isr 3 Declaration For Opting Out of Nomination

This document allows a holder of physical securities in a listed company to opt out of nominating another person to receive the securities in the event of their death. It requires the holder's name, address, details of the securities like folio number and certificate number, and a signature witnessing their choice to not appoint a nominee. By opting out of nomination, the holder acknowledges that their legal heirs will need to provide documents like a will or court order to claim the securities upon the holder's death.

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162 views

Isr 3 Declaration For Opting Out of Nomination

This document allows a holder of physical securities in a listed company to opt out of nominating another person to receive the securities in the event of their death. It requires the holder's name, address, details of the securities like folio number and certificate number, and a signature witnessing their choice to not appoint a nominee. By opting out of nomination, the holder acknowledges that their legal heirs will need to provide documents like a will or court order to claim the securities upon the holder's death.

Uploaded by

Giwo
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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Download as PDF, TXT or read online on Scribd
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Form ISR - 3

Declaration Form for Opting-out of Nomination


by Holders of Physical Securities in Listed Companies
(SEBI circular No. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/655 dated November 03, 2021} Date: / /

Serial No:________________
Name of the Company : -------------------------------------------------------------------------------------- (As mentioned in KYC Form)
Address of the Company : ---------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------

PARTICULARS OF THE SECURITIES (in respect of which nomination is being opted out)

Distinctive No(s)
Nature of Securities Folio No. No. of Securities * Certificate No.
( From – To )
Tick as relevant
Equity / Debentures

I / We the holder(s) of the securities particulars of which are given hereinabove, do not wish to nominate any
person(s) in whom shall vest, all the rights in respect of such securities in the event of my /our death.

I/ We understand the issues involved in non-appointment of nominee(s) and further are aware that in case of
my / our death, my / our legal heir(s) / representative(s) are required to furnish the requisite documents /
details, including, Will or documents issued by the Court like Decree or Succession Certificate or Letter of
Administration / Probate of Will or any other document as may be prescribed by the competent authority, for
claiming my / our aforesaid securities.

Signature(s) as per Specimen recorded with the Company.

First Holder Joint Holder -1 Joint Holder -2 Joint Holder -3


Signature
Name

Witness Details:
Name of Witness
Signature
____________________________________ ________________
Address of
____________________________________________________
Witness
____________________________________ ___Pin:_________
Date

* Use of ISR-3 (ie to Opt-Out of Nomination OR if “No_Nomination” is required by the investor ) will be applied for the entire securities against the said Folio.

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