Representing The Horrors of Holocaust Anne Frank's The Diary of A Young Girl (1947) and Markus Zusak's The Book Thief (2005)
Representing The Horrors of Holocaust Anne Frank's The Diary of A Young Girl (1947) and Markus Zusak's The Book Thief (2005)
C OF ALGERIA
MINISTRY OF HIGHER EDUCATION
E AND SCIENTIFIC
FIC RESEARCH
ABDERRAHMANE MIRA UNIVERSITY
UN OF BEJAIA
FACULTY OF LETTERS AND LANGUAGES
DEPARTMENT OF ENGLISH
Candidate: Supervisor:
Sonia Azerou Mrs. Sihem Saibi
Panel of Examiners:
i
June 2016
Declaration
This is to certify that the material embodied in the present work is based on my original
research work. It has not been submitted in part or full, for any other degree or diploma of any
other university. My indebtedness to other works has been duly acknowledged in relevant
places.
Supervisor: Candidate:
Department:
i
Abstract
My dissertation proposes to analyze two literary texts. The first text is The Diary of a
Young Girl by Anne Frank, and the second is The Book Thief by Marcus Suzak. The study
explores the form and content in both texts and takes into account biographical elements to
ii
Résumé:
Ma dissertation propose d’analyser deux textes littéraires. Le premier texte est The
Diary of a Young Girl écrit par Anne Frank, et le deuxième est The Book Thief écrit par
Markus Zusak. Mon étude explore la forme et le contenue des deux textes, et prend en
considération les éléments autobiographiques pour nous aider a voir les ressemblances et les
différences.
Roman.
iii
اﻟﻤﻠـــــﺨﺺ:
ﻓﻲ ھﺬا اﻟﻌﻤﻞ ،ﺑﺤﺜﻲ ﯾﻘﺘﺮح ﺗﺤﻠﯿﻞ ﻧﺼﯿﻦ أدﺑﯿﯿﻦ .اﻟﻨﺺ اﻷول ھﻮ The Diary of a Young Girlﻟـــ،Anne Frank:
واﻟﺜﺎﻧﻲ ھﻮ The Book Thiefﻟـــ .Marcus Suzak :و ﺗﻮﺿﺢ اﻟﺪراﺳﺔ أن ھﻨﺎك أوﺟﮫ اﻟﺘﺸﺎﺑﮫ واﻹﺧﺘﻼف ﻓﻲ اﻟﺸﻜﻞ
واﻟﻤﻀﻤﻮن ﻓﻲ ﻛﻼ اﻟﻨﺼﯿﻦ.
اﻟﻜﻠﻤﺎت اﻟﻤﻔﺘﺎﺣﯿﺔ :اﻟﻤﺤﺮﻗﺔ ،رواﯾﺎت اﻟﻤﺤﺮﻗﺔ ،اﻟﺸﮭﺎدة ،ﻣﺬﻛﺮات ،اﻟﺴﯿﺮة اﻟﺬاﺗﯿﺔ ،اﻟﺮواﯾﺔ.
iv
Dedication
I would like to start by thanking Sofiane Bahloul for his precious gift (The Book Thief)
This Work wouldn’t have been possible without the support of my best friend, and
Thanks also to: Lila, Radia, Baya, Nabila, Kahina, Iman, Sabrina, Tina, Zaina, Sadrina,
v
Acknowledgements
I would like to thank many people who helped me throughout this journey.
I will start with my supervisor Mrs. S. SAIBI who showed extreme patience during the
I would like also to thank the whole personnel of the Department of English
vi
Table of Contents
Page
General Introduction……………………………………………….....01
Conclusion……………………………………………………………………… ...37
Bibliography…………………………………………………………………… . 40
vii
General Introduction
GENERAL INTRODUCTION
Since its creation, the world knew an unfinished series of Wars. Many cities were
destroyed; many civilizations disappeared; and most importantly, many lives were taken
away. From the beginning, the main cause of all the wars occur was the desire of the most
powerful to remain on the top and the desire of the powerful to become the most powerful in
After the Holocaust, the survivors were traumatized. It was important for them to express
their deep injury and their inner emotional conflict. The only way to do so was by confessing
and retelling their personal experiences, and stories. Those testimonies and novels created
what is known as The Holocaust Literature. David Roskies and Naomi Diamant in their
book, Tauber Institute Series for the Study of European Jewry: Holocaust Literature: A
History and Guide (2013), explain that “Holocaust literature comprises all forms of writing,
both documentary and discursive, and in any language, that have shaped the public memory
of the Holocaust and been shaped by it” (2). Especially letters, and diaries, they are more
expressive, and it is easy to follow the History of Holocaust through their chronological order.
Even the works that deals with the Holocaust and that are written by people who did not
experience it, are part of the Holocaust Literature. All people over the world were influenced
and touched by the cruelty of Hitler and The Nazi Party and sympathized with the victims.
Holocaust literature arises in response to an event that would render the capacity both for
The victims are an equally diverse group and any discussion of their
(1)
Patterson David, Alan L. Berger, and Sarita Cargas. Encyclopedia of Holocaust Literature. USA :
Oryx Press, 2002. (P.14)
1
GENERAL INTRODUCTION
consideration. They were old and young, rich and poor, highly
majority population and those who lived in virtual isolation from their
non-Jewish neighbors. There were those who fought and those who
did not; those who tried to escape and those who followed orders; and
those who maintained their religious faith and those who lost it. (2)
Holocaust literature occupies another sphere of study, one that is not only
certainly, the end of one era of consciousness and the beginning of another.(3)
The present research attempts to investigate two well known texts; one written by an
eyewitness and the other by somebody who was not a spectator of the Holocaust horrors.
Anne Frank’s The Diary of a Young Girl (1995) and Markus Zusak’s The Book Thief (2005)
are the subjects of our comparison. Of importance is the fact that the two texts belong to
different categories. I will use throughout this paper the term text or narrative instead of novel
simply because a diary is a non-fictional work. That said, my intention in writing this
dissertation is to prove that the texts under study are strikingly similar although they are
different in form.
(2)
Bloom, Harold. Literature of The Holocaust. USA : Chelsea House, 2004. (P.109-110)
3
Ibid. (21)
2
GENERAL INTRODUCTION
The Holocaut tragedy targeted the hearts of many authors, and gave birth to many literary
works that deal and refer to that period of time.Since its first publication in 1947, Anne’s
Diary had been translated to more than sixty five different languages. Her story was spread,
and known all over the word. Her biography became general information. Many writers and
critics wrote about her Diary, and numerous documents and film were produced. What
Anne Frank in the World: Essays and Reflections written by Carol Ann Rittner in 1998
contains essays by different scholars, teachers, and writers. It is about the different themes of
Anne Frank’s Diary, Likewise, Beyond Anne Frank: Hidden Children and Postwar Families
in Holland written By Diane L. Wolf (2007) analyses how Anne Frank shaped the image of
the hidden Jewish child. She also makes interviews with seventy Holocaust survivors. The
book makes us understand the holocaust by focusing on postwar lives. Clearly, the two
studies treat the novel as a historical document but not as a literary work.
The Nation Behind The Diary: Anne Frank and the Holocaust of the Dutch Jews (2010)
written by Jennifer L. Foray examines how Anne’s Diary reflects the history of the Jews, and
how they were persecuted by Nazis. Foray also discusses the celebrity of Anne Frank in
modern times.
Another study that dealt with the genre of Anne Frank’s narrative is Philippe Lejeune’s
influential book On Diary (2009). The book is interesting because it provides us with theory
and method, it studies the history of the genre, and it examines examples of diaries written by
European writers. In “How Anne Frank Rewrote the Diary of Anne Frank”, Lejeune tells the
3
GENERAL INTRODUCTION
Because it is a recent work there are not many critiques about Markus Zusak’s The Book
Thief. But this did not prevent other writers and journalists to review it. Here are some
In 2006, Janet Maslin and Gohn Green wrote an article in The New York time about
Markus Zusak’s The Book Thief. Maslin said that this novel represents the human misery
during the Second World War, and that it encourages adolescents to read and to discover the
For Green, he considers it as a life-changing book, and represents Hope, that is growing up
inside Liesel. He also admires the fact that Liesel became a good human that even Death
The Book Thief was reviewed in 2006, in Hebrew Union College Press by Laura Baum,
who is a co-founder and rabbi of Our Jewish Community, and a rabbi at Congregation Beth
Adam (4) in Loveland, Ohio. She expressed how the book influenced her and how it taught the
story of her ancestors. The Book Thief is “A good book can help us connect to our roots and better
understand who we are. The Book Thief certainly played that role for me.”
In 2007, Philip Ardagh, an English children’s author, reviewed The Book Thief in The
life-affirming, triumphant and tragic, this is a novel of breathtaking scope, masterfully told. It
is an important piece of work, but also a wonderful page-turner. I cannot recommend it highly
enough.”
(4)
is a Jewish congregation located in Cincinnati, Ohio. Beth Adam has a humanistic Judaism
perspective
4
GENERAL INTRODUCTION
In fact, this novel belongs to young adult fiction. Although the book was made a movie and
won many prizes, it did not win critical approval and was not taken seriously as a work of
The present research is significant in the sense that it explores the form and substance of
two texts that have been already compared and contrasted as two historical documents, but
not as serious works of art. The selected texts were seen simply as narratives belonging to
adult literature. This project will help fill a critical void as the topic has yet to be directly dealt
object of meticulous studies; nevertheless, as argued above, existing research focus mainly on
thematic concerns in the texts under study but do not investigate the narrative strategies or the
This paper aims at studying the selected texts from a new perspective, putting much
emphasis on the genres to which they belong. Another objective is to demonstrate that
although the two selected texts are totally different in genre and written by two different
authors, two different cultures and generations, they have many things in common and
This research paper is divided into three chapters. Chapter One introduces the writers and
their texts. Chapter Two is an exhaustive analysis of genres, strategies, and formal devices
used by writers in telling and shaping their stories. In this chapter, Lejeune’s and Lacapra’s
theories are employed to show that The Diary of a Young Girl and The Book Thief do not
belong to the same type of writing (écriture de soi’ as Lejeune calls it) although Zusak makes
use of first person to tell the story. The third chapter puts emphasis on similarities and
5
Chapter One
Biographical Backgrounds and Summaries
Before starting my analysis, it is important to introduce the authors and their works in
order to have a general understanding that is why I devoted this chapter for the biography of
the two authors and the summary of their works under study, in addition to a small
In 1940, Germany invaded the Netherlands under the leadership of Adolf Hitler. After
taking control over it, Hitler wanted to establish a German civil administration, so he used
many cruel techniques to achieve his goal. Hundreds of people were jailed and executed,
especially the Jews. The Jewish population was the most touched. The most dramatic event
was the extermination of the Jewish population. Jews were purchased from their homes, and
executed. The term Jews was associated to murder. So many Jews fled their country and went
to hidden places.
Among those Jews who run away to survive were the Frank Family. They went to a hidden
place for a long time until their arrest. During their hiding, Anne heared on a radio that Jews
people were asked to keep and preserve all their personal testimonies, diaries, memories:
Dearest Kitty,
from London, said that after the war a collection would be made of
diaries and letters dealing with the war. Of course, everyone pounced
Anne Frank wrote a diary in form of letters where she expressed all her
pains and those of Jews in General. The Diary reflects the miserable life Jews
7
CHAPTER ONE
Anne Frank was born as Annelies Marie on June 12, 1929, in Frankfurt am Main,
Germany. She is the daughter of Otto Frank, who was from a wealthy family. He wanted to
become a banker and to follow his father’s and grandfather’s footsteps. O. Frank was a
cultured man with many interests, and during First World War he served German army as
lieutenant. After the war he became a very successful businessman. In 1925, he married Edith
Hollander from Aachen, and in 1926 they had their first daughter Margot. The Frank were
Things changed in Germany under the leadership of Adolf Hitler; Jews were discriminated.
In 1933 Otto Frank immigrated to Holland, and once he had settled there and became the
managing Director of the Dutch Opekta Company, he wrote to his wife suggesting she should
join him in the New Year. Edith came with the older of the two girls, Margot in September,
Anne attended the sixth Amsterdam Montessori School in the Niersstraat close to her home.
The surrounding streets became a centre of activities for Jewish refugees from Germany, and
Anne’s best friends were also daughters of Jewish refugee Hannah Goslar and (Su) Susanne
Ledermann. Anne was a quick, bright, inquisitive learner, and very popular with teachers and
other children. Because her dream was to become a much known writer, Anne Frank wanted
to be a writer, and to “bring enjoyment to all people, even those I've never met.”(April 5,
1944) she decided to write the story of her life in a diary that she received on her thirteenth
birthday as a present. She kept the diary from June 12, 1942 to August 1, 1944, four days
later Anne and all her family were arrested and transported to the concentration camps where
they all died except her father, the only member who survived.
8
CHAPTER ONE
The Diary of a Young Girl is a real story of a young girl named Anne Frank. The book begins
on her thirteenth birthday on June 12, 1942, in Holland, during the Second World War. As a
gift, her family offered her a diary. Anne frank was so excited and so happy for having that
diary, that she decided to name it Kitty, and to consider it as her best friend to whom she
would write every day and confess all her personal secrets, thoughts, and emotions.
The Franks are composed of four members: the parents, Otto and Edith Frank, and the two
daughters Margot and Anne. The Frank Family was living in harmony, but things changed
later on. Discrimination laws against Jews were passed, and the Frank family received a call
to the concentration camp where Jews were imprisoned and enslaved. To save their lives, Otto
Frank and his family decided to go to a hidden place called “the secret annex”. The secret
annex had been prepared before by Otto and his friends Kraler with his sister Miep, it is
situated in the rooms above their business place, and later on they were joined by another
Jewish family, the Van Daans and an old dentist Dussel to hide there too.
The story takes place in that secret annex, where the eight members live. Every day, Anne
writes about herself, her father, how she feels alone and rejected by the others, how her
mother and sister treat her, and even about the other members, their conversations, conflicts,
problems, and their happiness and sadness. Through her diary, we see Anne growing up, we
feel like we are living with her, experiencing her fear, her joy, and her dreams.
The Diary of a Young Girl takes us also to the external world and introduces to us the
history of Germany and the history of Jews at that time. The book shows us the cruelty of the
war, and how miserable are their living conditions. Anne Frank says in her diary that she has
to be happy because she is protected in that secret Annex since no one knows about it
9
CHAPTER ONE
contrary to the other Jews. She hopes that one day the war will end and both Germans and
Anne Frank ends her diary on August 1, 1944, few days after the secret Annex is found
and all the members are arrested and taken to different concentration camps where they will
be tortured and later on killed. Anne’s father, Otto Frank is the only survivor, and the one who
Anne’s Diary is written in form of letters, destined to her friend Kitty (her Diary), and in a
chronological order. She writes constantly during two years. She begins on June 12, 1942
until August 1, 1944. Anne confesses everything to her diary, her secrets, her thoughts, her
inner problems, about her family and the other members, about Religion, Politics, Education
and mainly Holocaust. Anne’s Diary is among the most read books in the world. Her story is
spread all over the countries, her memories gives inspiration to many authors.
Influenced by his parent’s stories about their childhood and war, Markus Zusak decides to
become a writer so that his parent’s stories will be spread and read all over the word, and
indeed he does. The circumstances in which the events of the story occur are the same of
Anne Frank’s in her Diary. The Book Thief is based on the Second World War, and the
Holocaust. The characters, and places are fictionalized but they are inspired from true facts.
Even though the narrative is not written during that period of time, and the writer is not a
youngest of four children of immigrant German and Austrian parents. His parents experienced
10
CHAPTER ONE
hardships and struggled to live a decent life. Neither parent could read or write English when
they first arrived in Australia, but they wanted their children to master the language and
strongly encouraged them to read and communicate in English from an early age.
Zusak grew up wanting to be a house-painter just like his father. Unfortunately, when he
went to work with his father, he often messed up and had a gift for knocking over paint and
painting himself into corners. Zusak realized what he wanted to do with his life during his
teen years. As a teenager, he read two books that greatly inspired him: The Old Man and the
Sea and What's Eating Gilbert Grape. These books helped Zusak to realize that he wanted to
become a writer but publishing his first book would be a challenge. Zusak began writing
fiction at age 16. By age 18, he finished his manuscript, but it took nearly seven years to get
In 1999 Zusak published his first book, The Underdog. He also studied to become a
teacher. Before becoming a professional author, Zusak worked briefly as a house painter, a
janitor, and a high school English teacher. Zusak published his next book in Australia in 2000,
Fighting Ruben Wolfe, and a sequel to The Underdog. The following year, Zusak continued
history line in the next sequel published in Australia as When Dogs Cry. The American title of
the book, Getting the Girl, was published in2003. Following the Wolfe trilogy came Zusak's
highly popular award winning 2002 novel, The Messenger, published as I Am the Messenger
in America. I Am the Messenger is a 2006 Michael L. Printz Award Honor book and a 2006
Bulletin Blue Ribbon book. The book also earned Zusak Publishers Weekly Best Books of the
year in 2005 for children's book and the 2003 New South Wales Premier's Literary Awards
The Book Thief is inspired from stories his mother told him throughout his childhood,
followed in 2005, and was met with even more critical and popular success. The Book Thief
11
CHAPTER ONE
was published as a novel for adults in Australia and as a young adult novel in the United
States. Zusak received many awards for The Book Thief, including the Michael L. Printz
Honor and the Kathleen Mitchell Award (Australia). It was named a Best Book by the School
Library Journal and the Young Adult Library Services Association, and was the Editors’
Choice in the Kirkus Review and Booklist. Zusak lives in Sydney, Australia with his wife and
The Book Thief is a novel. Markus Zusak made a difficult and audacious choice by making
Death the narrator of the story. The story takes place in a small town of Molching, in
Germany during the Second World War. Death narrated about a nine-year-old German girl
named Liesel Miminger. The story begins when death took Liesel’s brother. On her way to
Molching with her mother and her small brother, Werner, a tragedy happens; her small
brother dies.
Liesel finds a book in the cemetery where her brother is buried, and takes it with her even
though she is illiterate, but the book represents her lovely brother that she will never forget.
Given up by her mother, Liesel is taken to Himmel Street to live with foster parents, Hans
Hobermann and his wife Rosa. With the death of her brother and the desertion of her mother,
Liesel is traumatized and experiences nightmares every night. To make her feel good, Hans
decides to teach her the book she stole, and this is the beginning of a strong love affair with
books and words. She begins reading, writing, and soon stealing books even from Nazi book-
burning, where Jewish books are reduced to nothing, and also from the mayor’s wife’s
library.
12
CHAPTER ONE
Keeping a promise that he made to the man who saved his life during the First World War,
Hans and Rosa welcome a young Jew named Max Vendenberg. They hide him in their
basement. Later on Max and Liesel build a strong friendship; he helps her to improve herself
and teaches her literature. After a bomb attack on Himmel Street, Liesel loses all those she
loves; her father Hans, her mother Rosa, and her lover Rudy Steiner. Liesel survives the war
as does Max, and their friendship continuous. She goes on to live a long life and dies on an
old age. The Book Thief ends with death taking away her soul from her body.
The book is not only the story of Liesel Miminger, the Hobermanns or Max, but it is the
story of all Germany and the story of all the victims of the War. It deals with the daily distress
of people during the Second World War under the brutality of Adolf Hitler. When reading the
novel, we feel a struggle between anger and pain. The book Thief represents the holocaust
The book is divided into ten parts and each part is divided into subtitles. Each title
summarizes the story of the next pages. The setting is in Germany during the Second World
War. Zusak uses an elevated style in writing his book, he uses many literary devices one of
them is the metaphor of Death. Zusak chooses Death to be the narrator of his book because
he believes that no one can introduce us the real meaning of eath, life, pain, and guilt as death
itself. For him Death and war are friends and it is. At the beginning Death was enjoying his
job, but later on things changes. Death became a sensible person, he is humanized, and feel no
joy when taking a soul. At the end of the book Death confesses:
I wanted to tell the book thief many things, aboutbeauty and brutality.
But what could I tell her about those things that she didn’t already
13
CHAPTER ONE
it.I wanted to ask her how the same thing could be so ugly and so
glorious, and its words and stories so damning and brilliant. None of
was turn to Liesel Miminger and tell her the only truth I truly know. I
said it to the book thief and I say it now to you. A last note from your
14
Chapter Two:
Fact and Fict: Holocaust Remembered, Holocaust Imagined
The Diary of a Young Girl by Anne Frank and The Book Thief by Markus Zusak are among
the greatest books that testify and portray the horrors of the Holocaust and the suffering of the
Jews. With their remarkable, unique, and sensational style, The Diary of a Young Girl and
The Book Thief are considered as valid texts, documents, heritage, and are among books most
known and read in the world. The two books are different from each other in form, but after
reading them, we experienced the same struggle of emotions and the same desire to read the
Most of the Holocaust narratives are personal testimonies or what we can call
autobiographies. The word autobiography comes from the Greek auto which means self and
bio which means life. That literally means a self-written account of one’s life. In 1975,
a genre and explained in details its characteristics. Lejeune defines the genre as “a
retrospective prose narrative that a real person makes on his/her own existence, when s/he
stresses on his individual life, in particular on the history of his/her personality.” (14, my
translation), and “what defines the autobiography for the reader is above all the contract of the
According to Lejeune, a work declared as being an autobiography should contain all the
conditions that he considers important and necessary. The conditions referred in the book Le
1. Language form
a. Narration
b. Prose
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CHAPTER TWO
2. Subject Treated
a. Individual life
b. History of a personality
3. Situation of the author: identity of the author (the name refers to a real person)
Anne Frank tells her story in a diary titled The Diary of a Young Girl, where she confesses
all her secrets and thoughts. This means that the first condiction explained above by Lejeune
is present. The book, from its title “Diary”, inspires a whole comprehension; it is a writing
that deals with the personal experience, emotions, and individual life of the author. In
use alone, the diary has a frankness that is unlike writing done for
escape the present and make contact with a vast future. I lay by
provisions for a future writer, and leave traces for a future adult whom
17
CHAPTER TWO
From this, we can say that the second condition (the subject treated should be about a
personal life is perfectly applied) is there too. The Diary of a Young Girl is the mirror of Anne
Frank’s life; everything is illustrated in that diary. Anne Frank says explicitly that the diary is
hers and contains every moment of her life in deep details, and she considers the diary as her
imaginary friend Kitty: “I hope I will be able to confide everything to you, as I have never
been able to confide in anyone, and I hope you will be a great source of comfort and support.”
(Frank, June 12, 1942), and “I want the diary to be my friend, and I’m going to call this friend
Lejeune (1975) spoke a lot about the identity of the author, the narrator, and the main
character. He considers them the most important elements to distinguish between the
autobiography and other personal literature; “in return, two conditions….that oppose
autobiography from biography and personal novel: are the conditions (3) and (4a)” (15).
According to Lejeune, a work is an autobiography if the author is the same as the narrator,
The Diary of a Young Girl is a diary of Anne Frank written by her. The title page does not
explicitly mention the name of Anne Frank while the author’s signature is Anne Frank. In one
part, the title does not explicitly refer as her diary, but the word “Diary” expresses a lot, we
know that a diary is written by a person to speak about himself/herself, his/her personal life,
about things and secrets that no one else know about them. In the other part, there is her name
on the book which deletes all the suspicions about her ownership. A diary is so personal and it
is impossible to write a diary of another person. Anne Frank in her writing also declared her
name; for example, when her teacher decided to punish her, she carried his words: “Anne
Frank, as a punishment for talking in class, write an essay entitled ‘Quack, Quack, Quack,’
said Mistress Chatterback.” (Frank, June 21, 1942), and she always finished her stories or
18
CHAPTER TWO
letters with her name as a signature “Yours Anne Frank” or just by “Yours Anne”, and this
means that the Narrator is Frank. Her name is not the only example found in the book, but
also other personal information like the name of her mother and sister, the exact day and place
of her birthday, her sister’s birthday, and even the name of her teacher:
My father, the most adorable father I’ve ever seen, didn’t marry my
In addition to that personal information, there are also other information like the
representation of the “Secret Annex” , while at that time no one knows about its existence, but
the frank family with the other members of the hidden place, and the description of the
The door to the right of the landing leads to the “Secret Annex” at the
back of the house. No one would ever suspect there were so many
19
CHAPTER TWO
rooms behind that plain gray door. There’s just one small step in front
of the door, and you’re inside. Straight ahead of you is a deep flight of
After May 1940 the good times were few and far between…..Our
Jews were required to wear a yellow star; Jews were required to turn
forbidden to ride cars, even their own; Jews (Frank, June 20, 1942).
Anne Frank was not a known author; she never wrote or published a book before; that is to
say, the reader does not know how truthful she is. Through those given information that can
be checked and examined, the author confirms his authenticity, and it is what Lejeune calls le
pacte référentiel. According to him, it is when the author gives information outside the text,
and pretends to be true. Just like in scientific or historic discourse; the information should be
20
CHAPTER TWO
The use of the author’s name in the text is very important when it comes to autobiography.
Most of the time, the name of the author is not repeated all along the text, but it is referred to
by using the personal pronoun “I” (in rare cases “she” or “he”).The personal pronoun “I” is
not always referring to the author, but it depends on the speaker or the narrator of the speech;
“I” refers to the author when the narrator and the author are the same. Sometimes the narrator
does not have a name; it is through reading the text that we understand the relation between
them. In the Diary of a Young Girl, Anne Frank reveals explicitly that she is the narrator by
telling to her diary she will “confide everything”, and as I said before, her name appears on
the title page as the writer and confirms along the text with the personal information she gives
about herself; it means that from the beginning, we know the identity of the narrator, and we
know that “I” refers to the author. Since the text is a diary, it means that the main character is
The diary, also called the book of days, is a sub-genre of autobiography. There are also
formal devices which distinguish a diary from an autobiography. Although both genres are
personal, there are many remarkable divergences which make them two separate types. The
autobiography is an examination of life from a particular moment in time while the diary
Lejeune in his first full-length study of autobiography did not say much about diaries, and
one can feel that the diary is an ignored genre. It is (much) later that Lejeune devoted a whole
book to this neglected and marginalized literary type. Of big importance to our study in
Lejeune’s second book is the chapter dedicated to study Anne Frank’s diary. The chapter
could be easily titled The True Story behind the True Story of Anne Frank (2009).
21
CHAPTER TWO
The study informs us that A. Frank revised her texts many times before her death, and her
father Otto Frank omitted some parts and probably manipulated the text. At the beginning of
Anne Frank kept a diary from June 12, 1942, to August 1, 1944.
Initially, she wrote it strictly for herself. Then, one day in 1944, Gerrit
a radio broadcast from London that after the war he hoped to collect
by this speech, Anne Frank decided that when the war was over she
would publish a book based on her diary. She began rewriting and
editing her diary, improving on the text, omitting passages she didn't
think were interesting enough and adding others from memory. At the
same time, she kept up her original diary. In the scholarly work The
publish her diary. He selected material from versions (a) and (b),
Readers all over the world know this as The Diary of a fauna Girl.
the first document. In addition, the father, Otto Frank, was accused of re-writing his
22
CHAPTER TWO
daughter’s diary. Lejeune insists in his book dedicated to autobiography that the
autobiographer, unlike the diarist, shapes his/her life into a logical and consistent story.
Did A. Frank want to rewrite her text to make it more coherent when she revised it?
Lejeune himself in the chapter devoted to A. Frank’s diary admits that “the paradox is that
this story raises questions about the status of the text” (237). It seems that Lejeune also
revises his hypothesis that the journal and the diary are inferior to the genre of autobiography.
It is true that diaries are genuine and ingenuous because they are non-fictional types, and they
comprise many aesthetic defects like contradictions, gaps, repetitions. But, one should not
forget that diarists are not professional writers, and not all diarists publish their texts.
It is noteworthy to remind that The diary of Anne Frank is different from other novels
which imitate the diary form or even the autobiography like Dorris Lessing’s The Golden
examples take the diary form or the autobiography, but they are fictional works.
novel, a fictional novel. The author does not ask the reader to wait for the text to complete the
autobiographical pact. Some of the facts are imaginary but are inspired from real events.
Zusak’s The Book Thief is inspired from his parent’s childhood stories; they were victims of
the Second World War, and the Holocaust. He grew up hearing stories about Hitler and the
Jews. In many interviews Zusak confirms that the life of the protagonist Liesel Miminger is
enspired from his mother’s childhood. He also revealed that two stories in particular impacted
him deeply. His mother told him about the bombing of Munich and how the sky was on fire,
and she also told him about something terrible she witnessed. She saw Jewish people being
23
CHAPTER TWO
marched to Dachau, the concentration camp, and it is what Liesel will see in the novel, but in
a fictional way.
Zusak answered in an interview with Heidi Stillman, in 2012 about his inspiration saying
that:
The luckiest part about my childhood was to have two parents with
outskirts of Munich that had the greatest influence on me. That’s why
nine and became herself, even when I borrowed from my mother’s life
story.”
So, the story is not “true”, but it is coherent and likely to be true. Names and locations are
‘untrue’, and events are recreated. In fact, Zusak imagines Holocaust; he insists from the
beginning that his text is a novel. It is written at the beginning of his novel that: “This is a
work of fiction. Names, characters, places, and incidents either are the product of the author’s
imagination or are used fictitiously. Any resemblance to actual persons, living or dead,
In addition, the phrase ‘based on true events’ is not used as a subtitle. The word “novel”
appears under the title on the cover page; therefore, it would be a mistake to read The Book
Thief as a historical document or a historical novel because the characters are not historical
figures, and the setting is fictional. However, this novel is a good example to demonstrate
how fiction conflates with fact. The aforementioned paratextual elements all support the
hypothesis that The Book Thief is not the story of the writer’s life.
24
CHAPTER TWO
The Book Thief is not a testimony, a memory, or a report; it presents itself as work of
fiction which (re)invents truth. The writer is not an eye-witness and did not live in a
concentration camp; in fact, he lives thousands of miles away from Europe. As explained in
the first part of this chapter, identity is vital to the classification of a text as a biographical one
but truth is not. When someone writes about his/her life, s/he writes about a portion of it;
therefore, we must confess that there is a gap between the ‘lived’ life and the ‘written’ life, as
Roza-Auria Munté explained in her article (2011). In a diary, contrary to the autobiography,
the writer does not construct his/her life, and the text of Ann Frank is a good example to
illustrate the point. Although Zusak’s text is not a memory, we as readers feel some sincerity
and genuineness in the story because of the writer’s use of the “I”. But this does not mean that
we accept everything told in the story as real since the personal pronoun “I” in the novel
To remember Holocaust, Zusak uses fiction, he mixes between reality and fiction, and he
creates a narrator who is neither his double nor himself. Here, the narrator and the writer are
not the same person. Unpredictably, the story is told from the point of view of a non-human,
Zusak writes in his “Prologue”: “a mountain range of rubble in which our narrator
introduces: himself—the colors—and the book thief”. The prologue is vague and does say
much about the identity of the narrator. The narrator, Death, says at the beginning of the
story:
A’s. Just don’t ask me to be nice. Nice has nothing to do with me (3).
25
CHAPTER TWO
It is in the opening chapter titled ‘Death and Chocolate” that the narrator/storyteller
introduces himself using the first person pronoun “I” that we see in autobiographical writings.
He also speaks to the reader or this what we understand when we read these lines: First the
colors. Then the humans. That’s usually how I see things. Or at least, how I try. “HERE IS A
SMALL FACT. You are going to die”(3). Some words as we see are capitalized and
emphasized to show their importance and accentuate the theme of death which permeates the
REACTION TO THE
AFOREMENTIONED FACT
A beginning.
I could introduce myself properly, but it’s not really necessary. You
away (4).
26
CHAPTER TWO
The words are so perplexing; Death’s tone is threatening and we feel that he enjoys what
he is doing (it is his job). The “I” / “You” exchange is something we do not see in fiction.
There are few examples of novels where we see the narrator speaking to the narrate like Assia
Djebar’s Ombre Sultane or Italo Calvino’s If on a Winter’s Night a Traveler. The following
lines give us the impression that it is the writer who is speaking through the narrator:
standing up). You will be caked in your own body. There might
sound I’ll hear after that will be my own breathing, and the
Actually, Zusak mimics autobiography but does not write one. He makes a non-human
narrator tell the stories of human characters just like any reliable narrator we meet in any
and trust his narrator. As we see here, the novel plays with notions like fiction and reality.
Although the opening words said by the narrator, Death, are bewildering, we feel that he is
going to tell us the truth. In fact, The Book Thief is not a traditional testimony like the diary of
Anne Frank, but it certainly testifies the memories and traumas of fictional characters who
27
Chapter Three:
Memory and Trauma
Judith Lewis Herman says in Trauma and Recovery (1992) that the clash between the
determination to reject horrifying events and the determination to assert them is the essential
dialectic of psychological trauma. People who have survived violence frequently tell their
stories in a very poignant, incongruous, and split manner that undermines their reliability and
in that way provides the twin imperatives of truth-telling and silence. Survivors can begin
their healing when the reality is at last known. However, frequently concealment wins
through, and the story of the disturbing event surfaces not as a written account but as a sign.
Anne Frank’s Diary and The Book Thief are two beautiful and popular narratives that are
written by two different writers, in two different periods of time, two different styles, and two
different languages. The Diary of Anne Frank is during the Second World War. It is written in
German and in a simple style. It deals with her personal life, point of view, and emotions. It is
the most popular and the most read non-fictional book in the world even in our present days.
The Book Thief, in contrast, is a fictional novel written by Markus Zusak, who is a
professional writer, in the present days (2005).The novel is written in English with an
elevated style, and has nothing to do with the personal life of the author. From here we can
say that the two books are totally different from each other. But although they are different in
form, they have many things in common. One of the similarities is the setting. The two stories
take place in Germany during the Second World War, and speak about the Holocaust, “June
Anne’s Diary and Zusak’s Book Thief are considered as part of the Holocaust Literature.
They contain real historical events and facts that occurred in the real life during the Second
World War. They present the daily suffering of the Jewish population during the Holocaust,
and under the leadership of the Nazi party. They illustrate how people were tortured,
persecuted, murdered, and discriminated by The Nazi Regime especially the Jewish
29
CHAPTER THREE
population as we read in Anne Frank’s Diary: “our freedom was severely restricted by a series
In Zusak’s novel, we learn that Nazis were “forbidding Jews to have German citizenship
and for Germans and Jews to intermarry” (Zusak, p192).Jews were not considered as human
beings but as evil and dangerous race; “the stream of Jews was a murky disaster of arms and
Many discriminatory laws were passed. Anne Frank describes a series of those laws, and
from this quotation we understands the suffering of the Jews, and how they were treated:
Jews were required to turn in their bicycle; Jews were forbidden to use
street-cars; Jews were forbidden to ride in cars, even their own; Jews
pools, tennis courts, hockey fields or any other athletic fields; Jews
In Zusak’s Book Thief, we notice one of those laws which is the execution of the Jews and
communists because they are seen as shameful: “The immoral! The Kommunisten!.”(110)
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CHAPTER THREE
Another similarity represented in the two texts, and that took place in real life is the
Yellow Badge, or Star of David; “Jews were required to wear a yellow star.”(June 20, 1942)
and “the star of David was painted on their doors.” (Zusak 51) The Yellow Star was a symbol
used in order to distinguish and to identify the Jews. Jews were treated as sub- humans. The
Nazi resurrected this practice as part of their persecutions during Holocaust. Forcing Jews to
wear the Yellow Star was but one of many psychological tactics in order to isolate and
dehumanize the Jews. This technique pushed Jews to be separated from society and if
someone refuses to wear it he/she will be punished and death is included. The Nazi did not
stop here, but they created another technique that is presented in the two books to dehumanize
and to kill Jews. It is what we call the concentration camps as referred to in these lines from
Our many Jewish friends and acquaintances are being taken away in
October 9, 1942).
In The book Thief, too, the protagonist witnesses Jewish people or prisoners in their way to
The soldiers and Jews made their way through several towns and were
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CHAPTER THREE
reason, a new batch of fresh, tired Jews was being taken on foot to
The concentration camps existed in real life. In 1933, the first concentration camp was
established at Dachau in southeast Germany. At the beginning, it was for the political
opponents of the Nazi regime. But different people such as Jews and criminals were placed in
concentration camps all in the name of Nazis’ racial ideology. Forced labor has great
importance in the concentration camps. Jews were used as slaves and they have to work to
cleanup work that the army refused to do. Late in the day, they were
The Frank family was one of those who suffered from the concentration camps. On august 4,
1944 Anne Frank and her family were taken to the concentration camps where they all died
Also, both novels’ protagonists are young female characters. In Anne Frank’s diary, the
central character is “a thirteen-year-old schoolgirl” while in Zusak’s novel, the main character
“she [is] nine years old, soon to be teen.” (Zusak 21) Both characters share the same trauma
and are victims of the Holocaust. Anne’s family is Jewish, and Liesel’s is Communist. In
addition, the two girls hate Hitler as these quotations show: “I’m finally getting optimistic. Now,
at last, things are going well! They really are! Great news! An assassination attempt has been made on
Hitler’s life.” (July 21, 1944), and in Zusak’s book “I hate the fuhrer, she said I hate him.” (115)
32
CHAPTER THREE
When reading the two texts together, one feels that Zusak was rewriting the diary of Anne
Frank; in fact, Zusak’s heroine is not different from Anne Frank, the writer and character.
There are few differences, but the similarities are so remarkable. They have the same
strategies to survive; one writes her story, and the other reads stories. Cleary, both characters
Anne Frank, the character, experiences pain. To grasp her pain, she decides to write her
life. Not only does A. Frank write her story, but she also writes herself. When we finish
reading her story, we feels that Anne at the end is not the same Anne we meet at the
beginning, and even Anne realizes it. After one year she rereads her Diary and she writes:
“I'm surprised at my childish innocence. Deep down I know I could never be that innocent
Anne is only thirteen years old, and she experiences and witnesses things bigger than her
age, things that even adults and old persons could not overcome, and resist. She loses her
innocent childhood, she discovers the world’s horrors, and monsturosities at an early age. As
a young girl, she has questions that she cannot ask, feelings that she cannot show. Under her
miserable conditions, she feels alone and rejected. Her Diary is her only refuge and shelter,
her unique arm against the external oppressing world. Here an example of what a young girl
witnesses:
In the evenings when it's dark, I often see long lines of good, innocent
about by a handful of men who bully and beat them until they nearly
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CHAPTER THREE
friends who are now at the mercy of the cruelest monsters ever to stalk
the earth. And all because they're Jews (November 19, 1942).
Liesel experiences a series of traumas. First, she loses her brother and soon after she is
abandoned by her mother. At her brother’s interment, she steals her first book, titled The
Gravediggers Handbook. In fact, she is incapable to read by herself; she is obliged to steal the
book for two reasons. First, she needs a tactic to seal the breach left by the loss of her brother
and mother. Secondly, she uses the same tactic to handle other traumas. Narratives or stories
are her means by which she can survive traumas. Papa consequently understands the bond
between Liesel’s pain and narrative as an instrument to manage trauma. Liesel has a returning
traumatic dream where she sees her dead brother gazing at her on the train. Progressively,
these dreams become mixed with other images like her mother’s face, brown shirts and other
Later we are informed that Liesel wets the bed. Bedwetting is a frequent result of trauma.
Undoubtedly, Liesel is incapable to process trauma and is afraid. Hans offers Liesel the
devices to deal with distress by initiating her to reading and even writing. He suddenly
discovers The Gravediggers Handbook while removing her wet sheets and understands
Liesel’s anxiety and need to conquer her ordeal. Reading, therefore, lessens Liesel’s
apprehension and comforts her. Later, in the bomb shelter, to calm herself and the other
people around her, she reads books. They are absorbed and forget temporarily their pain. It is
also Liesel who helps Mrs Holtzapfel who lost her son by reading to her. “She opened the
book, and again, the words found their way upon all those present in the shelter.” (442)
Max Vandenburg, another character in the novel, also finds comfort in words. Mein Kampf
(My struggle) by Adolf Hitler is what keeps Max alive. As he is forced to mask himself to flee
discrimination, he covers his face with a copy of Mein Kampf. Like Liesel, he uses some
34
CHAPTER THREE
pages of the book to write his story and deal with his trauma. One of the things he writes:
“Now I think we are friends, the girl and me. On her birthday, it was she who gave a gift- to
me. It makes me understand that the best standover man I’ve ever know is not a man at
all.”(235)
Another parallel between the two texts is the religion aspect. Both Anne and Liesel have a
strong faith in God. They are always thanking God and they never forget to mention Him, and
they believe that God will always be on their side, and will protect them. As Anne expresses
“ my life here has gotten butter, much better. God has not forsaken me, and he never will.”
Who has inflicted this on us? Who has set us apart from all the rest?
Who has put us through such suffering? It's God who has made us the
way we are, but it's also God who will lift us up again. In the eyes of
the world, we're doomed, but if, after all this suffering, there are still
The last parallel between the two stories is the use of the basement as both setting and
symbol. Liesel and Anne learn to read/or write and deal with trauma in the basement or
underground room. The setting is highly symbolic; it is more than a shelter or a safe haven.
Both characters grow up in the basement and reconstruct their lives. It is in that dark basement
that Anne decides to become a writer and finally become one. Liesel, on the other hand, learns
to read and write in a basement. The basement offers them isolation, intimacy, and safety;
indispensable ingredients to read/write, set free their imagination, and handle their sufferings.
35
Conclusion :
CONCLUSION
When reading The Diary of a Young Girl, we wonder how such a young girl overcomes all
the disasters, and Horrors she witnesses. We feel like emotions are struggling inside us. The
Diary is a combination of Pain, Joy and Hope all at the same time. What make the Diary a
world’s masterpiece are the simplicity, and the sincerity of its writer. Anne frank herself is
considered as a hope. She is always optimistic, and thankful. Her great dream is to see
Zusak writes to capture truth; his family’s truth in fact. Through an all-pervading narrator,
who roams everywhere and acts like a storyteller; we learn about characters and their stories.
Death (both narrator and concept) pervades the story. Death, the narrator who can be
compared to a bloodthirsty fanatic, discloses the traumas of all characters-victims, and also
the writer. The novel demonstrates how storytelling can be curative and healing, lightening
the weight by sharing with others family recollections, memories, and stories. By imitating a
true war story and employing the first person narrator, Zusak brilliantly presents a traumatic
account.
The book Thief is a work of fiction as we already said, it has nothing to do with his
personal life. The characters are unreal, the place and the story are fictionalized, but his story
is inspired from a real one, from his parent’s stories and witnesses, and the historical events
he uses are all real that is why when reading it, we are confused whether we are reading
fiction or non-fiction. Zusak uses fiction to present truth about the Second World War, Nazis
Germany, and the Holocaust. In fact he does not introduce only the negative, or the black side
of it, but he also reveals the other side of Nazi Germany, how Germans were hiding, and
protecting Jews.
The Book Thief demonstrates how Germans are affected and how they suffered from the
Nazi Germany and the war. Also the book gives a good example of humanity that is
37
CONCLUSION
In reference to lejeune’s autobiographical pact, and after a deep analysis of Anne’s text we
come to the conclusion that Anne’s Diary is an autobiography, and in applying it to Zusak’s
The Book Thief we affirm that the book is not an autobiography, it is a fictional novel.
Readers are mistaken because the writer uses some aspect of the autobiographical pact such as
the use of the personal pronoun “I”, the humanization of Death, and the choice of making it
the narrator. Also the use of personal accounts like memories, and diaries.
Even though the two texts are totally different from each other in form, they are very close
in content. Many affinities are shared. The stronger theme that dominated the two books the
Diary of a Young Girl, and The Book Thief is the representation of the Holocaust and The
Jews history. With their different and unique styles both Anne Frank, and Markus Zusak
38
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Videography :
Video, 1991.
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Heidi Stillman. Interview with Markus Zusak. Chicago Public Library. 2012. Web.
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Janet Maslin. Stealing to Settle a Score With Life. New York Times. 27 Mar. 206.Web.
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