Influence of Archwire and Bracket
Influence of Archwire and Bracket
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SUMMARY There is every indication that classical friction controls sliding mechanics below
some critical contact angle, θc. Once that angle is exceeded, however, binding and notching
phenomena increasingly restrict sliding mechanics. Using geometric archwire and bracket
parameters, the θc is calculated as the boundary between classical frictional behaviour and
binding-related phenomena. What these equations predict is independent of practitioner or
technique. From these derivations two dimensionless numbers are also identified as the
bracket and the engagement index. The first shows how the width of a bracket compares
to its Slot; the second indicates how completely the wire fills the Slot. When nominal wire
and bracket dimensions are calculated for both standard Slots, the maximum θc theoretically
equals 3.7 degrees. Thus, knowledge of the archwire or bracket alone is insufficient; knowledge
of the archwire-bracket combination is necessary for θc to be calculated. Once calculated,
sliding mechanics should be initiated only after the contact angle, θ, approaches the
characteristic value of θc for the particular archwire-bracket combination of choice—that is,
when θ ≈ θc.
Introduction
In the passive configuration (Kusy and Whitley,
Recently, Kusy and Whitley (1997) stated that 1997), where the contact angle (θ) (Proffit, 1993)
the resistance to sliding (RS) may be partitioned between archwire and bracket Slot is less than
into three components: classical friction (FR), some critical contact angle (θc), only classical
binding (BI), and notching (NO): friction is important because binding (Frank and
Nikolai, 1980; Kapila et al., 1990) and notching
RS = FR + BI + NO. (1)
(Hansen et al., 1998) are non-existent. That is,
Over 20 years ago, classical friction (FR) was
RS = PL + IN + SH = FR. (4)
further subdivided into ploughing (PL),
roughness interlocking (IN), and shearing (SH) Over the last 10 years the orthodontic literature
components (Jastrzebski, 1976): has documented classical friction in various
archwire-bracket combinations as a function of
FR = PL + IN + SH. (2)
archwire-bracket materials (Angolkar et al.,
When these concepts are combined, equations 1990; Kapila et al., 1990; Kusy and Whitley,
(1) and (2) constitute the general expression of 1990a; Pratten et al., 1990; Tselepis et al., 1994),
resistance to sliding, physical dimensions (Frank and Nikolai, 1980;
Tidy, 1989; Kusy et al., 1991), surface roughness
RS = PL + IN + SH + BI + NO, (3)
(Kusy and Whitley, 1990a,b; Prososki et al.,
which is applicable to both the passive and active 1991), fluid medium (Tidy, 1989; Saunders and
configurations. Kusy, 1994; Kusy and Schafer, 1995), and surface
200 R . P. K U S Y A N D J. Q. W H I T L E Y
modification (Kusy et al., 1992, 1997; Saunders relationships (Kusy and Whitley, 1997), little is
and Kusy, 1993). In addition, Nanda and Ghosh known about the nature of θc, and specifically
(1997) have recently presented a thorough review when it occurs and how it is influenced. In this
of the subject. investigation two theoretical equations are first
Although passive configuration has been exten- derived so that the practical means and bounds
sively researched, the active configuration (Kusy of θc may be determined in terms of the nominal
and Whitley, 1997) has received considerably less archwire-bracket parameters. These results show
attention, primarily because of the experimental that sliding mechanics will become increasingly
difficulties associated with measuring θ at angles difficult, when θc exceeds a specific value that
greater than 0 degrees. What is at least implicitly can be determined by geometric parameters.
known (Peterson et al., 1982) is that binding That maximum value never exceeds θc ≈ 4
increasingly plays a role as θ increases. In this degrees, regardless of the archwire-bracket
regard it is believed that three stages exist: couple, wire technique, or practitioner involved,
or else binding will increasingly restrict sliding
1. In the early stage, when θ either just equals or [cf. equations (5) and (6)] until sliding stops
just exceeds θc (i.e. θ ≥ θc), classical friction altogether [cf. equation (7)]. In the final analysis,
and binding solely contribute to the resistance this maximum value may be modified into a
to sliding so that equation (3) reduces to, simple, practical equation.
RS = PL + IN + SH + BI = FR + BI. (5)
Theoretical determinations
Under these circumstances sliding is
somewhat impeded, although neither classical The underlining premise is that sliding
friction nor binding dominates the other and principally occurs in the passive configuration
notching is negligible. (Figure 1, top), that is, when the effective
2. In the intermediate stage, when θ is clearly archwire size (‘Size’) is less than the bracket Slot
greater than θc (i.e. θ > θc), binding increasingly (‘Slot’). This premise may be mathematically
restricts sliding as classical friction becomes defined by the clearance (‘Delta’) as,
only a small part of binding (i.e. BI >> FR).
Delta = Slot – Size > 0.
Thus, equation (5) reduces to,
At the instant when the angulation (or for
RS ≈ BI (6)
that matter, the torque) makes the archwire
3. In the late stage, when θ is much greater than effectively fill the Slot,
θc (θ >> θc), both classical friction and binding
Delta = Slot – Size = 0,
become negligible relative to notching (i.e.
NO >> BI >> FR). As a consequence, sliding binding is imminent as the critical contact angle
is impossible, as this special case of binding (θc) has been achieved. This active configuration
makes RS approach infinity. Thus, equation (Figure 1, bottom) is a function of only one
(3) simplifies to, other parameter, the bracket width (‘Width’).
By manipulating Slot, Size, and Width, the θc
RS ≈ NO ≈ ∞. (7)
beyond which binding will increasingly obstruct
From the preceding three stages that exist in sliding mechanics can be written as (cf.
the active configuration, three topical areas Appendix I):
may be identified: the binding phenomenon, the
notching phenomenon, and the critical contact (Size)2 – (Width)2
θc = cos–1 . (AI9)
angle. Although binding has been formalized in (Size)(Slot) ± ((Width)2 (–(Size)2
terms of a superposition principle (Articolo and + (Slot)2 + (Width)2))0.5
Kusy, 1997) and notching is under investigation
both from the viewpoint of cataloguing its Although readily manageable with today’s high
morphological features and identifying its causal speed computers, nonetheless, the physical
C R I T I CA L C O N TAC T A N G L E S F O R B I N D I N G 201
Table 1 Nominal parameters of archwires and Using the same approach, the maxima and
brackets that are used in sliding mechanics. minima of the engagement indices must be
calculated as follows (Table 1):
For an 18 Slot × 1000 (′′)* For a 22 Slot × 1000 (′′)
(0.46)** (0.56)
1. For the maximum engagement index, the
largest archwire Size and the smallest
Width 125 or 250 125 or 250
(3.18 or 6.35) (3.18 or 6.35)
bracket Slot must be one of two practical
Size 14† 14
combinations—either a 16/18 = 0.89 or a 19/22
(0.36) (0.36) = 0.86.
16‡ 16‡ 2. For the minimum engagement index the
(0.41) (0.41) smallest Size and the largest Slot must equal a
16 × 16‡ 18‡ 14/22 = 0.64.
(0.41 × 0.41) (0.46)
16 × 22‡ 16 × 16‡ On this basis the engagement indices need only
(0.41 × 0.56) (0.41 × 0.41)
range from 0.6 to 0.9, although 0.5 to 1.0 will be
16 × 22‡
(0.41 × 0.56) shown. Note that the range is extended in case a
17 × 25 practitioner wishes to use a wire that fills the Slot
(0.43 × 0.64) (e.g. an 18 × 25 Size in an 18 Slot for a Size/
18 × 25 Slot = 18/18 = 1.0) or to use an archwire that is
(0.46 × 0.64) smaller than a 14 (e.g. a 12 Size in a 22 Slot for a
19 × 25 Size/Slot = 12/22 = 0.55).
(0.48 × 0.64)
When the nominal parameters of archwires
and brackets, which are used in sliding mechanics,
*Expressed in mils.
**Equivalent value expressed in mm.
are now superimposed onto the upper right-hand
†
Questionable to slide on. quadrant of the theoretical plot (cf. Figure 2),
‡
Most popular to slide on. Figure 3 results. Note that only four discrete
bracket indices are indicated having Width/Slot
ratios of 125/22, 125/18, 250/22, and 250/18. Also
16 × 16, and 16 × 22 mils for both Slots and also note that seven engagement indices exist: two
include the 17 × 25, 18, 18 × 25, and 19 × 25 mils Size/Slot ratios for the 18 Slot (14/18 and 16/18)
for the 22 mils Slot. Note that, from this point and five Size/Slot ratios for the 22 Slot (14/22,
forward, the unit of mils will be implicitly under- 16/22, 17/22, 18/22, and 19/22). Associating
stood in the text, although the equivalent mm only either the 18 Slot or 22 Slot data, the 14
values may also be referenced from Table 1. points represent the current practical sliding
To determine the practical boundaries of the combinations, and the connecting lines show
theoretical plot (cf. Figure 2), the maxima and how θc will change as the bracket Width increases
minima of the bracket indices must be calculated from 125 to 250. Recalling that a higher value of
as follows (Table 1): θc means that sliding will occur despite more
misalignment, three important observations may
1. For the maximum bracket index, the largest be gleaned from the practical plot of Figure 3,
bracket Width and the smallest bracket while maintaining everything else equal:
Slot must be chosen. In principle, that is a
250/18 = 13.9. 1. Narrower bracket Widths at least double the
2. For the minimum bracket index, the smallest values of θcs. This benefit is countered by
Width and the largest Slot must be chosen. the long-standing observation that narrower
That is a 125/22 = 5.7. brackets are harder to control than wider
ones.
On this basis the bracket indices may range from 2. Smaller bracket Slots require that the
5 to 14. clinician be as much as 25 per cent more
C R I T I CA L C O N TAC T A N G L E S F O R B I N D I N G 203
Figure 3 Computations of nominal values of bracket Figure 4 Determination of practical values of bracket-
index-engagement index plots (•—•) superimposed on engagement index plots (and its associated bracket-
the discrete values of θc (cf. equations (AI9) & (AII3) and clearance index plots) at discrete values of θc (cf. equation
Appendices I & II, respectively). Each datum (•) AIII5 and Appendix III). Use this plot to determine θc for
corresponds to a particular bracket Width to bracket Slot each archwire-bracket combination.
ratio (i.e. the bracket index); whereas, the interconnecting
horizontal lines (—) represent a particular archwire Size to
bracket Slot ratio (i.e. the engagement index). Based on
these nominal values, the maximum θc is always ≤3.7
degrees. In the final analysis the theoretical require-
ment to align and level to within about 4 degrees
prior to sliding enables equation (AII3) to be
precise in initial alignment and levelling or simplified without any clinically significant
else binding will occur. This outcome suggests loss of accuracy. Using the approximations that
that inexperienced clinicians will find the 22 sin θc ≈ π θc/180 and cos θc ≈ 1, substitution
Slot more suitable for sliding mechanics. of these quantities into equation (AII3) and
3. Smaller wire Sizes can substantially facilitate rearrangement yields the simple, practical
the initiation of sliding mechanics. For equation (cf. Appendix III),
example, for a 16 Size wire in a bracket having
a 22 Slot and an 125 Width, the θc = 2.8 57.32 [1 – (Size/Slot)]
θc = . (AIII5)
degrees. This 16/22 engagement index should (Width/Slot)
be contrasted with the 16/18 engagement
index wherein θc = 0.9 degrees. Although both Now θc can be expressed as the product of a
the bracket Width and wire Size are identical, constant times one minus the engagement index
the 22 Slot allows θc to be three times as large (i.e. the clearance index—the fraction of the
as that of the 18 Slot. bracket Slot that is not filled by the archwire)
divided by the bracket index. For convenience,
To summarize Figure 3, even in the best case equation (AIII5) is plotted in Figure 4 using
scenario the practitioner must align and level either the engagement or clearance indices
so that the angulation between wire and bracket against the bracket index.
is within 3.7 degrees or else binding will
increasingly occur until sliding ceases altogether.
Future work
To accomplish that best case scenario most easily
within the strength and stiffness requirements Future investigations of θc will compare bracket
of the appliance, the bracket Width and wire and engagement indices of select manufactured
Size should be small, and the bracket Slot should archwire-bracket combinations to these theoret-
be large. Although the use of a smaller Slot is ical nominal values. In addition, θcs will be
possible, the precision must be greater prior to assessed for select manufactured archwire-
initializing sliding mechanics. bracket combinations in terms of their actual
204 R . P. K U S Y A N D J. Q. W H I T L E Y
Pratten D H, Popli K, Germane N, Gunsolley J 1990 morphology and frictional coefficients. Journal of
Frictional resistance of ceramic and stainless steel Materials Science: Materials in Medicine 4: 422–430
orthodontic brackets. American Journal of Orthodontics Saunders C R, Kusy R P 1994 Surface topography and
and Dentofacial Orthopedics 98: 398–403 frictional characteristics of ceramic brackets. American
Proffit W R 1993 Contemporary orthodontics, 2nd edn. Journal of Orthodontics and Dentofacial Orthopedics
Mosby Year Book, St. Louis, p. 306 106: 76–87
Tidy D C 1989 Frictional forces in fixed appliances.
Prososki R P, Bagby M D, Erickson L C 1991 Static American Journal of Orthodontics and Dentofacial
frictional force and surface roughness of nickel-titanium Orthopedics 96: 249–254
archwires. American Journal of Orthodontics and
Dentofacial Orthopedics 100: 341–348 Tselepis M, Brockhurst P, West V C 1994 Frictional
resistance between brackets and archwires. American
Saunders C R, Kusy R P 1993 Surface modification Journal of Orthodontics and Dentofacial Orthopedics
methodologies for polycrystalline alumina: effects on 106: 131–138
Appendix I
Figure 5 Schematic drawing of the relationship between an archwire and a bracket in terms of the wire Size, bracket Slot
and Width, and θc. For clarity only the four tie-wings of the bracket are highlighted; the retention pad is shown as a dashed
line. Note also that two dummy parameters (x and y) and two similar triangles (ABC and EDC) are introduced.
To derive this critical condition, reference must be made to Figure 5, in which two similar triangles,
ABC and EDC, must be identified in which ‘x’ and ‘y’ represent two dummy variables. Because these
are similar triangles,
— — — —
AB /AC = ED/EC
or
Size/y = Width/(Slot – x) (AI1)
From the Pythagorean Theorem,
— — —
(BC )2 = (AB)2 + (AC )2,
or
(x2) = (Size)2 + (y)2,
so that
y = [x2 – (Size)2]0.5 (AI2)
206 R . P. K U S Y A N D J. Q. W H I T L E Y
Finally, substituting the original definitions for v, w, and d into equation (AI8) gives,
(Size)2 – (Width)2
θc = cos–1 . (AI9)
(Size) (Slot) ± {(Width)2 [–(Size)2 + (Slot)2 + (Width)2]}0.5
Equation (AI9) defines the exact, closed form solution of the critical contact angle at which binding
theoretically occurs as a function of archwire size, bracket slot, and bracket width.
Appendix II
To derive the equivalent, theoretical equation the definition of the tangent function is applied to
Figure 5 as:
tan θc = sin θc/cos θc = (side opposite θc)/(side adjacent θc).
The θc may be defined by the angle EDC in triangle EDC as
— —
tan θc = EC /ED = (Slot – x)/Width. (AII1)
Substituting equation (AI5) into equation (AII1) yields
tan θc = [Slot – (Size/cos θc)]/Width
By multiplying all terms by cos θc,
sin θc = [Slot (cos θc) – Size]/Width
and rearranging,
Size = –Width (sin θc) + Slot (cos θc). (AII2)
Although equation AII2 requires an iterative solution, division by the Slot gives the dimensionless
terms that are desired to understand the practical implications of the more cumbersome (and, hence,
less comprehensible) equation AI9. Thus,
Size Width
=– (sin θc) + cos θc . (AII3)
Slot Slot
Appendix III
For θc ≤ 5 degrees equation (AII3) may be simplified by substituting sin θc ≈ π θc /180 and cos θc ≈ 1 as
shown below:
Size Width
=– (πθc /180) + 1. (AIII1)
Slot Slot
Multiplying by Slot/Width,
Slot Size Slot
= – πθc /180 + . (AIII2)
Width Slot Width
208 R . P. K U S Y A N D J. Q. W H I T L E Y
Multiplying by –180/π,
Factoring Slot/Width out of the right-hand terms of equation (AIII4) yields the simple, practical
equation:
57.32[1 – (Size/Slot)]
θc = . (AIII5)
(Width/Slot)