Research Proposal 2023-Final Document
Research Proposal 2023-Final Document
Submitted by
Chisanga kamanga
Computer number
29004039
“In partial fulfillment of the requirement for the award of Diploma in Human
resource Management 2023 of the National institute of Public Administration
(NIPA)”
Table of content
Declaration………………………………………………………………………………iii
Approval…………………………………………………………………………………iv
Dedication………………………………………………………………………………. v
Acknowledgement………………………………………………………………………vi
List of acronyms………………………………………………………………………. vii
List of Tables…………………………………………………………………………. viii
Abstract…………………………………………………………………………………ix
Chapter One:
Introduction.......................................................................................................................
1.1. Research Background.................................................................................................
1.2. Problem Statement......................................................................................................
1.3. Research Objectives....................................................................................................
1.4. Research Questions.....................................................................................................
1.5. Significance of Study..................................................................................................
1.6. Scope of Study............................................................................................................
1.7. Summary…………………………………………………………………………..
1.8. Limitations…………………………………………………………………………..
Chapter two:
Literature review
Introduction
2.2. At NIPA, the relationship between employee motivation and performance evaluation.
Chapter three
Research methodology
3.1. Introduction
3.2. Research Design……………………………………………………………………..
3.3. Types of Data to be Collected…………………………………………………………
Introduction
However, there is a growing concern among practitioners and academics about the
effectiveness of performance appraisal systems and their impact on employee motivation
and job satisfaction (Brown & Lee, 2017). Critics argue that traditional performance
appraisal practices often focus solely on numerical ratings or rankings, which can lead to
biased evaluations and demotivation among employees. Moreover, the infrequency and
formality of performance reviews may hinder timely feedback and hinder the ability to
address performance issues in a timely manner. These limitations have prompted
organizations to explore alternative approaches to performance appraisal, such as
continuous feedback, ongoing coaching, and goal-setting techniques (Davis & Peterson,
2020).
Recent studies have shed light on the importance of a comprehensive and supportive
performance appraisal process that goes beyond mere evaluation. Incorporating elements
like regular feedback, clear goal-setting, and employee development plans can
significantly impact employee motivation, job satisfaction, and overall performance
(Harris & Roberts, 2019). Additionally, advancements in technology have enabled the
adoption of innovative performance management tools, such as real-time performance
tracking and data analytics, which can provide organizations with more accurate and
timely insights into employee performance (Taylor & Clark, 2022).
In the case of NIPA, it is not clear whether the current performance appraisal system is
effective in improving employee motivation and job satisfaction. Furthermore, there is a
lack of research on the effects of performance appraisal systems in training and education
institutions in Zambia (Kafumukache et al., 2018; Mwila & Lungu, 2019). Therefore,
there is a need to investigate the effectiveness of NIPA's performance appraisal system in
improving employee motivation and job satisfaction.
4. What are the factors that affect the effectiveness of performance appraisal at
NIPA?
This study will focus on evaluating the effects of performance appraisal systems on
employee motivation and job satisfaction at NIPA. The study will be conducted using a
sample of employees from different departments at NIPA. The study will also cover the
factors that affect the effectiveness of performance appraisal at NIPA.
This study is significant because it will contribute to the body of knowledge on the
effects of performance appraisal systems on employee motivation and job satisfaction in
training and education institutions in Zambia. The findings of this study will provide
insight into the current performance appraisal system at NIPA and identify areas for
improvement. The recommendations made in this study can be used to improve the
effectiveness of the current performance appraisal system at NIPA and other training and
education institutions in Zambia.
Chapter Two:
Literature Review
1.1 Introduction
Understanding the strengths and drawbacks of the current performance appraisal system
at NIPA is a crucial first step. Performance evaluation systems are made to assess
employees' job performance, give constructive criticism, and make decisions about pay
and advancement (Cardy & Dobbins, 2014). Yet, poorly constructed performance
appraisal systems may have detrimental consequences on worker satisfaction and
motivation, leading to disengaged and demotivated workers that eventually harm
organizational performance (Ahmad & Naveed, 2020). In order to pinpoint areas for
development, it is crucial to evaluate the efficiency of the current performance appraisal
system at NIPA.
According to research on performance appraisal systems, there are important elements
that boost their efficiency. It is critical to clearly communicate performance expectations
to employees so they know what is expected of them and how their performance will be
assessed (Kafumukache et al., 2018). Setting explicit performance expectations is crucial
for employees to match their efforts with company goals and objectives, according to
Cardy and Dobbins (2015) in their book "Performance Appraisal: Different
Perspectives." Moreover, an essential part of performance evaluation systems is
delivering performance feedback (Ahmad & Naveed, 2020). Employees can improve and
develop as a result of receiving feedback that helps them understand their strengths and
flaws.
The fairness and perceived objectivity of the evaluation process are additional factors that
may have an impact on the efficacy of performance rating systems. According to
research, an employee's view of how fair the appraisal process is can have a big impact
on their motivation and job satisfaction (Raza et al., 2019). Ahmad and Naveed (2020)
emphasize the value of fairness in performance appraisal systems in their book "Modern
Performance Management and Appraisal Systems," contending that when employees
believe the appraisal process is fair and just, they are more likely to be motivated and
satisfied.
The efficiency of performance rating systems also heavily depends on the skill and
training of the evaluators. To conduct evaluations accurately and impartially, evaluators
should receive the appropriate training (Kafumukache et al., 2018). DeNisi and Pritchard
(2014) emphasize the value of evaluator training in their book "Performance Assessment,
Performance Management, and Enhancing Individual Performance" to ensure that
performance rating systems are impartial and trustworthy.
Improved job performance and job satisfaction depend heavily on employee motivation.
Systems for evaluating performance have the potential to favorably or negatively affect
employee motivation. By giving feedback on performance, praising and rewarding good
work, and outlining clear performance goals, effective performance appraisal systems can
boost employee motivation (DeNisi & Pritchard, 2006). On the other hand, badly planned
performance review processes may cause employees to become demotivated as a result of
unjust assessments, a lack of feedback, and confusing objectives (Raza et al., 2019). To
ascertain how well the existing system is inspiring employees, it is crucial to assess the
relationship between performance reviews and employee motivation at NIPA.
The literature on performance review processes and employee motivation sheds light on
the critical elements that can affect these systems' efficacy. According to research
published in 2014, it is critical to clearly communicate performance expectations to
employees so they know what is expected of them and how their performance will be
assessed (Kafumukache et al., 2018). DeNisi and Pritchard (2014) emphasize the
importance of clearly defining performance standards for employees in "Performance
Assessment, Performance Management, and Enhancing Individual Performance," a book
that discusses these topics. When workers are aware of what is expected of them and how
their performance will be judged, they are more likely to be motivated.
Furthermore, a key element of performance appraisal systems that might affect employee
motivation is delivering feedback on performance. Employees can learn and grow as a
result of feedback that helps them understand their strengths and flaws (Ahmad &
Naveed, 2020). According to Raza et al. (2019), in their book "Motivation and Work
Satisfaction: A Study of Employees in the Education Sector," performance appraisal
feedback can provide employees a feeling of direction and purpose and can inspire them
to perform better at work. Employee motivation and job satisfaction can be raised by
providing regular, constructive feedback that emphasizes both strengths and opportunities
for development.
Employee motivation can be strongly impacted by the above aspects in addition to the
fairness and perceived objectivity of the performance review process. Employee
motivation and job satisfaction may be impacted by their opinion of how fair the
appraisal process is (Raza et al., 2019). According to research, motivated workers are
those who believe the appraisal system is equitable and fair (Ahmad & Naveed, 2020).
Fairness can be attained by using objective evaluations, transparent and consistent
evaluation methods, and providing each employee with an equal chance to receive praise
and feedback.
The skill and education of assessors also have a significant impact on how well
performance appraisal systems work. To conduct evaluations accurately and impartially,
evaluators should receive the appropriate training (Kafumukache et al., 2018). DeNisi
and Pritchard (2014) emphasize the value of evaluator training in their book
"Performance Assessment, Performance Management, and Enhancing Individual
Performance" to ensure that performance rating systems are impartial and trustworthy.
With the right training, evaluators may accurately assess performance, give constructive
criticism, and reduce prejudice or subjectivity, resulting in more dependable and credible
performance appraisal systems.
The importance of evaluator training in guaranteeing the accuracy and objectivity of
performance evaluations is highlighted by Kafumukache et al. (2018) in recent research.
According to them, performance evaluation techniques like rating scales, behaviorally
anchored rating scales (BARS), and critical incident techniques should be properly
trained into evaluators. The best ways to give constructive criticism and explain
performance expectations to staff members should be covered in training. Evaluators who
have received the proper training are more likely to carry out assessments accurately and
objectively, producing more dependable and believable performance appraisal findings.
The importance of performance feedback in boosting employee motivation has also been
addressed in recent publications. Feedback should be given promptly so that workers can
identify their areas of strength and need and make the necessary improvements (Ahmad
& Naveed, 2020). Employees who receive timely feedback can better focus their efforts
on meeting performance standards, which will boost their motivation and job satisfaction.
Contrarily, infrequent or delayed feedback can cause ambiguity and confusion, which can
lower employee engagement and motivation (Kafumukache et al., 2018).
Raza et al. (2019) stress the significance of coordinating performance evaluation systems
with company culture and values in current study. For performance appraisal systems to
be viewed as fair, credible, and pertinent by employees, they must be in line with the
general business culture and values. Employees are more likely to view performance
appraisal systems as legitimate and relevant when they are in line with the company
culture, which leads to an increase in motivation and job satisfaction. The performance
appraisal system and its effect on employees' motivation are heavily influenced by
organizational culture.
In recent literature, employee involvement in the performance review process has also
drawn attention as a factor that may affect employee motivation. Employee ownership
and commitment to attaining their performance goals can increase when they are
involved in setting performance expectations, reviewing their own performance, and
participating in performance conversations Smith & Johnson, (2018)). Employees are
more likely to be motivated and accountable for their performance results when they
actively participate in the performance review process. Yet, it is crucial to make sure that
employee involvement is relevant and not just seen as a formality because it may result in
diminished motivation if workers feel that their opinions are not valued or taken seriously
(Ahmad & Naveed, 2020).
Recent study has also emphasized how crucial it is to take into account employees'
individual characteristics when developing and putting into practice performance rating
systems. Individual variations can affect how employees perceive and react to
performance review comments, which can have an impact on their motivation. Examples
of such individual differences include personality traits, abilities, and experience
(Kafumukache et al., 2018). Employees with a high need for accomplishment, for
instance, might be more motivated by performance appraisal feedback that emphasizes
their successes and opportunities for growth, whereas employees with a high need for
affiliation, for example, might be more motivated by feedback that emphasizes
collaboration and teamwork Smith & Johnson, (2018). As a result, it's crucial for
businesses to take into account the distinctive traits and preferences of their employees
when developing performance appraisal systems so that the feedback given to each
employee is pertinent and motivating.
Ahmad and Naveed (2020) emphasize the significance of taking cultural context into
account when assessing the efficacy of performance appraisal systems in recent study.
The expectations, values, and perceptions of different cultures may vary, and this may
have an effect on how employees view and react to the feedback they get about their
performance. Feedback that emphasizes teamwork and collaboration, for instance, may
be more motivating in collectivist cultures where team harmony and cooperation are
highly valued, whereas feedback that emphasizes individual accomplishments may be
more motivating in individualistic cultures where competition and personal achievement
are highly valued. Because of this, it is critical to take into account the cultural context in
which performance appraisal systems are implemented in order to make sure that they are
in line with the cultural values and expectations of employees and, as a result, increase
their motivation and job satisfaction.
Also, recent studies have emphasized the significance of rewarding and recognizing
excellent performance as a crucial factor in performance appraisal systems that boost
employee enthusiasm (Ahmad & Naveed, 2020). Workers who receive praise and
rewards for their work are more likely to be inspired to keep doing well and going above
and beyond. Recognition and rewards can come in many different shapes, including
monetary incentives, job promotions, chances for professional growth, and public
acknowledgement of accomplishments. For employees to be motivated to perform at their
best, firms must make sure that their performance appraisal systems contain appropriate
recognition and incentive mechanisms.
Recent work has also emphasized the significance of fairness and openness in
performance appraisal systems as crucial aspects that effect employee motivation in
addition to the factors already stated (Kafumukache et al., 2018). When employees
believe that the performance review process is fair, open, and based on objective
standards, they are more likely to be motivated. Clear performance goals, the use of
defined evaluation criteria, consistency in evaluations, and giving employees the chance
to voice their concerns or offer comments can all help to promote fairness. Employee
motivation and job satisfaction can both rise with open communication regarding the
performance appraisal process, its goals, and its results.
On the other hand, employees may not feel satisfied with their jobs as a result of poorly
constructed performance evaluation systems (Mwila & Lungu, 2019). Mwila and Lungu
(2019) make the case that performance appraisal systems that are perceived as unfair,
lacking in feedback, and inconsistent in their evaluations can decrease job satisfaction
among employees in their book "Job Satisfaction and Performance Appraisal Systems in
Educational Institutions." Employees' trust in the system may be damaged and work
satisfaction may suffer if they believe that the performance evaluation process is biased,
subjective, or untrustworthy.
Another element that may have an impact on job satisfaction is inconsistent evaluations.
Workers anticipate that their performance will be assessed consistently and impartially
throughout the company. Yet, when evaluations differ based on the department or the
evaluator in performance appraisal systems that are not standardized, job satisfaction may
suffer due to feelings of injustice and inconsistency (Mwila & Lungu, 2019).
Examining the connection between performance appraisal and job satisfaction at NIPA is
crucial to comprehend the impact of the current system on employees' job satisfaction,
especially in light of the detrimental effects of poorly designed performance appraisal
systems on job satisfaction. Companies must assess the efficiency of their performance
review processes and make sure they are well thought out, fair, transparent, and in line
with the requirements and expectations of their workforce.
Also, recent research has emphasized the significance of taking employees' individual
variations into account while conducting performance reviews. Employee perceptions
and responses to the performance appraisal process can be influenced by individual
variables such as personality, values, and interests (Kirkpatrick & Locke, 2014).
Employees with high levels of extraversion, for instance, would prefer more regular and
open praise, whereas employees with high levels of introversion might prefer written
feedback that is private. Increased job satisfaction among employees might result from
taking into account these unique individual characteristics and customizing the
performance evaluation procedure accordingly (Kirkpatrick & Locke, 2014).
The quality of the interaction between employees and their supervisors is a crucial
consideration in the performance review process in addition to individual differences.
According to research, the effectiveness of the supervisor-employee relationship, which
includes elements like trust, communication, and support, can have a major impact on job
satisfaction (Eisenbeiss, Knippenberg, Boerner, & Boerner, 2014). Employees are more
likely to be content with their work when they believe their supervisors to be
encouraging, fair, and communicative during the performance review process. On the
other side, employees may feel less satisfied with their jobs if their superiors are seen as
being aloof, uncommunicative, or unfair in their judgments.
Clarity and congruence of performance expectations are important factors to take into
account during the performance review process. The performance standards and the
criteria used to evaluate performance must be obvious to all employees. Employees who
feel unclear about what is expected of them as a result of ambiguous expectations may
experience higher stress and job discontent (Murphy & Cleveland, 2015). In order to
successfully communicate performance expectations to employees and connect them with
the organization's broader goals and objectives, businesses must set clear and realistic
performance expectations.
Job satisfaction can also be impacted by employee involvement and participation in the
performance review process. Workers who actively participate in goal-setting, receive
performance reviews, and can discuss their career development plans with their managers
are more likely to be content with their positions (Grote, 2016). Employee participation
in the performance review process not only gives them a sense of ownership and control
over their performance, but it also enables them to offer suggestions and criticism, which
can help make the process more transparent and fair.
Opportunities for training and development are also essential in the performance
appraisal procedure and might influence job satisfaction. According to feedback from
performance reviews, employees who receive enough training and growth opportunities
are more likely to be content with their positions (Kumar & Bakhshi, 2018). Employees
may be inspired to improve their performance and increase their level of job satisfaction
if they can see how the results of their performance reviews relate to their personal
development goals and possibilities for career advancement.
Technology has been more prevalent in performance evaluation systems in recent years.
Due to their effectiveness and simplicity, automated performance appraisal solutions, like
online platforms and software, are gaining popularity. These solutions can facilitate the
performance review procedure and give workers immediate feedback. To make sure that
technology-based performance appraisal systems are fair, open, and in line with
employees' requirements and expectations, it is necessary to carefully plan and implement
them. Technology-based performance appraisal systems can lower job satisfaction if they
are not implemented properly, especially if workers feel they are impersonal or lack
human interaction (Albrecht & Epstein, 2016).
Several elements may have an impact on the NIPA's performance evaluation systems'
effectiveness. The precision of performance expectations is a key element. Workers need
to be fully aware of the duties, performance expectations, and objectives associated with
their positions. When performance expectations are not made clear or are vague, this can
cause uncertainty and misconceptions, which can have a negative effect on how well the
performance appraisal process works (Kafumukache et al., 2018). NIPA must therefore
make sure that performance expectations are spelled out in detail and communicated to
staff members so that they are aware of what is expected of them.
The evaluators' training is another element that may have an impact on how well the
performance appraisal systems at NIPA work. Due to their responsibility for analyzing
and rating employees' performance, evaluators are essential to the performance
evaluation process. Employees may be treated unfairly if assessors are improperly trained
in how to conduct performance appraisals, which can lead to biased assessments and
inconsistent scores (Kafumukache et al., 2018). In order to ensure that evaluators have
the skills and information needed to conduct objective and efficient performance
evaluations, it is crucial for NIPA to give them the required training.
The efficacy of the performance evaluation system at NIPA depends on the proper
documenting of performance review results. A solid foundation for decision-making,
feedback, and future reference can be established through accurate and detailed
documenting of performance appraisal outcomes. Additionally, it can guarantee that
performance evaluation results are transparent and available for review as necessary. On
the other hand, insufficient or contradictory documentation may give rise to
misunderstandings, arguments, and a lack of confidence throughout the performance
review process (Kafumukache et al., 2018). In order to guarantee correctness,
transparency, and trustworthiness of the process, it is imperative that NIPA establish a
strong documentation mechanism for performance appraisal outcomes.
The success of the performance appraisal method at NIPA can also be impacted by the
communication of the outcomes of the appraisal. In order for employees to grasp their
strengths, areas for improvement, and development requirements, they must promptly
receive positive feedback on how they are performing. Employee motivation, a sense of
accomplishment, and direction towards higher performance can all be fostered via
feedback (Ahmad & Naveed, 2020). Employee unhappiness, misunderstanding, and a
loss of motivation may occur if feedback is withheld or is ambiguous, though. As a result,
it is critical that NIPA design a communication procedure for efficiently presenting
performance appraisal results and offering feedback that is clear, detailed, and useful.
In addition to these procedural aspects, the organizational culture and leadership style of
NIPA can have an impact on the efficiency of the performance review process.
Employees' opinions of the performance review process and their level of job satisfaction
can be influenced by organizational culture, which includes values, conventions, and
beliefs. The effectiveness of the performance appraisal system may suffer if the company
culture does not promote performance feedback, recognition, and development (Ahmad
& Naveed, 2020). The leadership style of managers and supervisors can also influence
how well the performance appraisal system works. The performance review process can
be improved and made more successful by supportive, communicative, and fair
leadership, but the process can be harmed by dictatorial or inconsistent leadership
(Kafumukache et al., 2018). As a result, it's critical for NIPA to establish an
organizational culture that values performance feedback, recognition, and development as
well as to support and encourage fair, communicative, and helpful leadership.
The NIPA performance appraisal system's effectiveness also heavily depends on how
employees view it. Job happiness and engagement can be impacted by how employees
feel about the fairness, openness, and objectivity of the performance review process. Low
work satisfaction, demotivation, and diminished engagement may ensue if staff members
believe that NIPA's performance evaluation method is unfair, prejudiced, or inconsistent
(Mwila & Lungu, 2019). The effectiveness of the organization as a whole may be further
impacted by negative impressions of the performance appraisal procedure since they may
result in a decline in trust in the organization and its leadership. As a result, it is critical
for NIPA to routinely evaluate, address, and monitor employees' impressions of the
performance assessment system and take action to make sure that it is seen as fair,
transparent, and consistent.
Based on the literature review, the conceptual framework for the relationship between
independent variables (factors affecting the effectiveness of performance appraisal
systems) and the dependent variable (job satisfaction) at NIPA can be illustrated as
follows:
Clear performance expectations: This refers to the extent to which employees have a
clear understanding of what is expected of them in terms of their job responsibilities,
performance goals, and performance standards. It can be influenced by factors such as
setting clear performance objectives, providing regular feedback, and establishing
performance metrics.
This refers to the extent to which evaluators (managers, supervisors) receive adequate
training on how to effectively conduct performance appraisals, provide feedback, and
evaluate employees' performance. It can be influenced by factors such as the availability
of training programs, resources, and support for evaluators.
This refers to the extent to which performance appraisal results are properly documented,
recorded, and stored for future reference. It can be influenced by factors such as the
availability of a standardized performance appraisal form, a well-defined process for
documenting results, and adequate technology infrastructure for record-keeping.
This refers to the extent to which appraisal results are effectively communicated to
employees in a timely and transparent manner. It can be influenced by factors such as the
clarity of the communication process, the frequency of feedback sessions, and the quality
of feedback provided to employees.
This refers to the shared values, beliefs, norms, and practices that shape the overall
culture of NIPA in relation to performance appraisal. It can be influenced by factors such
as the leadership style, organizational values, and employee perceptions of fairness and
transparency in the performance appraisal process.
This refers to employees' overall level of satisfaction with their job, including various
aspects such as work environment, job tasks, compensation, recognition, and
opportunities for development. It can be influenced by the aforementioned independent
variables, as well as other factors such as employee motivation, engagement, and
perceptions of fairness in the workplace.
Organizational culture
satisfaction
Documentation of appraisal results
Job satisfaction
among
employees at NIPA. Conversely, if these factors are
lacking or perceived as inadequate, it may negatively impact job
satisfaction among employees. Further research and empirical analysis
can be conducted to test the relationships between these
Training for evaluators
variables and validate the conceptual framework in the
specific context of NIPA.
Figure 2.1
Chapter Three:
Research Methodology
3.1. Introduction
This chapter provides an overview of the research methodology that will be used in the
proposed study. It includes a discussion of the research design, types of data to be
collected, the study site, target population, sample size, sampling procedure, data
collection tools, data analysis, and ethical considerations.
The proposed study will use a quantitative research design to examine the relationship
between performance appraisal systems and job satisfaction among employees at NIPA.
This design is suitable as it allows for the collection and analysis of numerical data from
a large sample size. Armstrong, M. (2014).
The study will collect both primary and secondary data. Primary data will be collected
through a survey questionnaire administered to NIPA employees. The questionnaire will
be designed based on the conceptual framework and will include both closed-ended and
open-ended questions. Secondary data will be collected from relevant literature sources
such as books, journals, and reports.
The study will be conducted at the National Institute of Public Administration (NIPA) in
Zambia. NIPA is a public institution that provides training, research, and consultancy
services to the public sector.
The target population for this study will be all permanent employees at NIPA who have
been working for at least one year. The study will focus on permanent employees at
NIPA who have worked for at least one year to ensure that they have sufficient
experience with the performance appraisal system. The sample size for this study will be
25 employees, which will be selected from different departments within NIPA to ensure a
representative sample. The population size is approximately 300 employees.
The study will use a simple random sampling technique to select the sample. A list of all
eligible employees will be obtained from the human resource department, and a
computer-generated random number will be used to select the sample.
The primary data will be collected through a structured questionnaire designed based on
the conceptual framework. The questionnaire will consist of both closed-ended and open-
ended questions. Closed-ended questions will be used to collect data on demographics
and job satisfaction levels, while open-ended questions will be used to gather more
detailed information on the effectiveness of the performance appraisal system at NIPA.
The data collected from the survey questionnaire will be analyzed using descriptive and
inferential statistics. Descriptive statistics will be used to summarize the demographic
characteristics of the respondents and their job satisfaction levels. Inferential statistics,
such as correlation and regression analysis, will be used to examine the relationship
between performance appraisal systems and job satisfaction.
The study will adhere to ethical principles such as informed consent, confidentiality, and
privacy. The participants will be informed about the purpose of the study, and their
participation will be voluntary. The data collected will be kept confidential and will only
be used for the purpose of the study. The study will also be approved by the NIPA
research ethics committee.