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The document provides information on Revision Express question banks and editions for various CISI examinations programs including Investment Operations Certificate (IOC), Capital Markets, Certificate, and Investment Advice Diploma (IAD). It lists the current edition, code, number of questions in the bank, first available exam date, and final exam date for each title. The question banks contain multiple choice questions to help candidates assess their knowledge before taking the official exams.

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vatsal mehta
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0% found this document useful (0 votes)
89 views

E Learning

The document provides information on Revision Express question banks and editions for various CISI examinations programs including Investment Operations Certificate (IOC), Capital Markets, Certificate, and Investment Advice Diploma (IAD). It lists the current edition, code, number of questions in the bank, first available exam date, and final exam date for each title. The question banks contain multiple choice questions to help candidates assess their knowledge before taking the official exams.

Uploaded by

vatsal mehta
Copyright
© © All Rights Reserved
Available Formats
Download as PDF, TXT or read online on Scribd
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Revision Express Editions Chart

The CISI's Revision Express products are revision aids that consist of tutorial screens and multiple-choice questions to assess knowledge before taking your exam.
Most CISI Revision Express question banks include a set of questions which have been compiled to reflect as closely as possible the examination standard candidates will experience.

Investment Operations Certificate (IOC) Programme


CURRENT CODE QUESTIONS FIRST FINAL
TITLE EDITION IN BANK EXAM EXAM
Asset Servicing 19 RXAST19 240 11 Jun 23 10 Jun 25

Client Money and Assets 5 RXCASS5 217 11 Dec 21 10 Dec 23

Collective Investment Schemes Administration 17 RXCISA17 212 21 Feb 23 20 Feb 24

Combating Financial Crime 9 RXCFC9 217 11 Jan 23 10 Jan 24

18 RXDER18 293 11 Oct 22 10 Oct 23


Derivatives
19 RXDER19 253 11 Oct 23 10 Oct 24

Global Financial Compliance 10 RXGFC10 299 01 Oct 22 30 Sep 24

Global Securities Operations 19 RXGSEC19 233 21 Aug 23 20 Aug 24

Introduction to Securities & Investment 39 RXSI39 309 01 Aug 23 31 Jul 24

24 RXORP24 192 01 Jun 21 19 Sep 23


Operational Risk
25 RXORP25 185 20 Sep 23 19 Sep 25

6 RXPLAT6 96 01 May 22 20 Nov 23


Platforms, Wealth Management and Service Providers
7 RXPLAT7 95 21 Nov 23 20 Nov 24

Risk in Financial Services 10 RXRISK10 223 11 Aug 23 10 Aug 24

Technology in Investment Management 12 RXTIM12 199 11 May 23 10 May 24

Transfer Agency Administration and Oversight 1 RXTAO1 102 11 Nov 20 10 Nov 23

UK Financial Regulation 30 RXUKFR30 237 01 Apr 23 31 Mar 24

Up to date at 25 August 2023


Revision Express Editions Chart
Foundation/Schools
CURRENT CODE QUESTIONS FIRST FINAL
TITLE EDITION IN BANK EXAM EXAM
Fundamentals of Financial Services 6 RXFFS6 204 01 Aug 23 31 Jul 25

Capital Markets Programme


CURRENT CODE QUESTIONS FIRST FINAL
TITLE EDITION IN BANK EXAM EXAM
18 RXDER18 292 11 Oct 22 10 Oct 23
Derivatives
19 RXDER19 253 11 Oct 23 10 Oct 24

Securities 18 RXSEC18 376 22 Mar 23 21 Mar 24

Certificate Programme
CURRENT CODE QUESTIONS FIRST FINAL
TITLE EDITION IN BANK EXAM EXAM
Combating Financial Crime 9 RXCFC9 217 11 Jan 23 10 Jan 24

Corporate Finance Regulation 13 RXCFR13 185 11 Apr 23 10 Apr 24

Corporate Finance Technical Foundations 13 RXCFT13 267 11 Apr 23 10 Apr 24

Global Financial Compliance 10 RXGFC10 299 01 Oct 22 30 Sep 24

Risk in Financial Services 10 RXRISK10 223 11 Aug 23 10 Aug 24

UK Financial Regulation 30 RXUKFR30 237 01 Apr 23 31 Mar 24

Up to date at 25 August 2023


Revision Express Editions Chart
Investment Advice Diploma (IAD)
CURRENT CODE QUESTIONS FIRST FINAL
TITLE EDITION IN BANK EXAM EXAM
Derivatives Level 4 13 RXDERVL13 252 31 Dec 22 30 Dec 23

6 RXFPA6 94 01 Oct 22 30 Sep 23


Financial Planning and Advice
7 RXFPA7 225 01 Oct 23 30 Sep 24

UK Regulation and Professional Integrity 15 RXUKRPI15 237 12 Mar 23 11 Mar 24

13 RXIRT13 297 31 Oct 22 30 Oct 23


Investment, Risk & Taxation
14 RXIRT14 289 31 Oct 23 30 Oct 24

Securities Level 4 13 RXSECL13 221 31 Dec 22 30 Dec 23

Level 4
CODE
CURRENT QUESTIONS FIRST FINAL
TITLE EDITION IN BANK EXAM EXAM

Investment Management Level 4 3 RXIML3 100 11 Dec 22 19 Sep 24

Managing Operational Risk in Financial Institutions 5 RXMOP5 137 02 Mar 23 01 Mar 25

Level 6
The questions in the Revision Express products below are in multiple choice format, as opposed to narrative (long form). The questions are designed to help candidates test their knowledge of key topics ahead of their exam.
CURRENT CODE QUESTIONS FIRST FINAL
TITLE EDITION IN BANK EXAM EXAM
Private Client Investment Advice & Management 9 RXPCIAM9 145 7 Jun 22 29 Nov 23

Advanced Financial Planning 4 RXFINP4 106 06 Sep 23 06 Mar 24

Wealth Management
The questions in the Revision Express products below are in multiple choice format, as opposed to narrative (long form). The questions are designed to help candidates test their knowledge of key topics ahead of their exam.
CURRENT CODE QUESTIONS FIRST FINAL
TITLE EDITION IN BANK EXAM EXAM
Applied Wealth Management 10 RXAWM10 107 08 Jun 23 30 Nov 23

Financial Markets 10 RXFM10 100 07 Jun 23 29 Nov 23

Portfolio Construction Theory 10 RXPCT10 100 08 Jun 23 30 Nov 23

Up to date at 25 August 2023


Revision Express Editions Chart
pInternational (English Language)
CURRENT CODE QUESTIONS FIRST FINAL
TITLE EDITION IN BANK EXAM EXAM
Economics and Markets for Wealth Management 2 RXEMWM2 99 21 Dec 21 20 Dec 23

Fundamentals of Islamic Banking and Finance 4 RXFIBF4 205 11 Jun 22 20 Dec 23

General Saudi Capital Market Rules and Regulations 1 RXKSAGEN1 82 01 Feb 23 20 Jun 24

International Certificate in Wealth and Investment Management 6 RXICWIM6 182 02 Mar 23 01 Mar 25

15 RXIINT15 217 10 Sep 22 09 Sep 23


International Introduction to Securities & Investment
16 RXIINT16 217 10 Sep 23 09 Sep 24

8 RXIINTAF8 185 10 Sep 22 09 Sep 23


International Introduction to Securities & Investment (Africa)
9 RXIINTAF9 180 10 Sep 23 09 Sep 24

International Introduction to Securities & Investment (Kenya) 4 RXIINTK4 182 21 Jan 23 20 Jan 25

Islamic Finance Qualification 10 RXIFQ10 253 01 Jun 22 30 Nov 23

Kuwait Capital Markets Authority Rules and Regulations 1 RXKCRR1 112 31 Mar 20 31 Dec 23

Regulations and Market Practice (Kenya) 3 RXRRK3 110 22 Mar 22 21 Mar 24

Saudi Capital Market Rules and Regulations – Asset Managers 1 RXKSAAPM1 37 01 Feb 23 10 Jul 24

Saudi Capital Market Rules and Regulations – Brokers 1 RXKSABD1 33 01 Feb 23 20 Jun 24

Saudi Capital Market Rules and Regulations – Compliance & Anti-Money Laundering 1 RXKSAAML1 53 01 Feb 23 30 Jun 24

Saudi Capital Market Rules and Regulations – Corporate Finance 1 RXKSACF1 41 01 Feb 23 20 Jul 24

Wealth & Investment Management (India) 2 RXICWIMI2 170 01 Feb 19 31 Jul 23

Wealth Management Practice 2 RXWMP2 112 21 Aug 22 20 Aug 24

Up to date at 25 August 2023


Revision Express Editions Chart
International (Other Languages)
CURRENT CODE QUESTIONS FIRST FINAL
TITLE EDITION IN BANK EXAM EXAM
Corporate Finance Technical Foundations (Arabic) 4 RXCFTA4 231 11 Aug 23 10 Aug 24

Economics and Markets for Wealth Management (Mandarin) 2 RXMEMWM2 98 11 May 22 10 May 24

Fundamentals of Financial Services (Arabic) 5 RXFFSA5 188 01 Dec 21 30 Nov 23

Fundamentals of Financial Services (French) 3 RXFFSF3 169 11 Feb 22 10 Feb 24

Fundamentals of Islamic Banking and Finance (Arabic) 4 RXFIBFA4 84 21 Nov 22 31 Mar 24

General Saudi Capital Market Rules and Regulations (Arabic) 1 RXKSAGENA1 82 01 Feb 23 30 Sep 24

Global Financial Compliance (Arabic) 3 RXGFCA3 298 1 Feb 22 31 Jan 25

International Certificate in Wealth and Investment Management (Spanish) 5 RXICWIMES5 216 21 Nov 21 20 Nov 23

International Certificate in Wealth and Investment Management (Arabic) 6 RXICWIMA6 181 01 Jun 23 31 May 25

5 RXMICWIM5 227 20 Sep 21 19 Sep 23


International Certificate in Wealth and Investment Management (Mandarin)
6 RXMICWIM6 314 20 Sep 23 19 Sep 25

International Introduction to Securities & Investment (Arabic) 15 RXIINTA15 204 11 Jan 23 10 Jan 24

International Introduction to Securities & Investment (Spanish) 14 RXIINTE14 177 02 Mar 22 01 Mar 24

Islamic Finance Qualification (Arabic) 7 RXIFQA7 200 20 Sep 22 01 Mar 24

Kuwait Capital Markets Authority Rules and Regulations (Arabic) 1 RXKUWA1 100 12 Mar 20 31 Dec 23

Saudi Capital Market Rules and Regulations – Asset Managers (Arabic) 1 RXKSAAPMA1 37 01 Feb 23 20 Oct 24

Saudi Capital Market Rules and Regulations – Brokers (Arabic) 1 RXKSABDA1 33 01 Feb 23 10 Oct 24

Saudi Capital Market Rules and Regulations – Compliance & Anti-Money Laundering (Arabic) 1 RXKSAAMLA1 53 01 Feb 23 20 Oct 24

Saudi Capital Market Rules and Regulations – Corporate Finance (Arabic) 1 RXKSACFA1 41 01 Feb 23 30 Oct 24

5 RXSECAR5 251 31 Aug 22 30 Aug 23


Securities (Arabic)
6 RXSECAR6 350 31 Aug 23 30 Aug 24

Wealth Management Practice (Mandarin) 2 RXMWMP2 113 21 Nov 22 20 Nov 24

Up to date at 25 August 2023

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