Module 1 - Earthquake Engg.
Module 1 - Earthquake Engg.
Module 1
Definition of Terms
1. Base - the level at which the earthquake motions are considered to be imparted to
the structure or the level at which the structure as a dynamic vibrator is supported
2. Base shear - the total design lateral force or shear at the base of a structure
walls or diaphragms
8. Design seismic force - the minimum total strength design base shear, factored, and
10. Earthquake – vibrations of the earth surface caused by waves originating from a course of
disturbance in the earth mass. The shaking or trembling is caused by sudden release of
energy and is usually associated with faulting or breaking of rocks and continuing
generated by forces in constant turmoil under the surface layer of the earth, travelling
through the earth’s crust, causing sudden dislocations of segments of the crust, volcanic
12. Essential facilities - those structures which are necessary for emergency
function as a diaphragm
14. Later force resisting system - part of the structural system designed to resist the
15. Moment resisting frame - frame in which members and joints are capable of
16. Overstrength - characteristic of structures where the actual strength is larger than
17. P delta effect - secondary effect on shears, axial forces and moments of frame
members due to the action of the vertical loads induced by horizontal displacement of the
18. Shear wall - a wall designed to resist lateral forces parallel to the plane of the
wall
19. Soft story - is one in which the lateral stiffness is less than 70 percent of the
loads and resist lateral forces. Classified as either building structures or nonbuilding
structures.
25. Vertical load-carrying frame - space frame designed to carry vertical gravity loads
26. Weak story - is one in which the story strength is less than 80 percent of the
story above
have a probability of occurring several times during the life of the building.
2. The building shall not collapse nor harm lives during severe earthquake motions which
have a probability of occurring less than once during the life of the building.
Rules to follow in order to satisfy the aims of the principle of earthquake-resistant design of
buildings :
2. The members resisting horizontal forces should be arranged so that torsional deformation
is not produced.
5. The frame of the building structure should have adequate ductility in addition to the
required strength.
6. Deformations produced in building should be held to value which will not provide
2. Dynamic method – the vibration of the building due to the earthquake ground motion is
calculated by dynamics
Lessons learned and relearned from earthquake damage
1. Unreinforced and unanchored brick masonry should not be used in areas of seismic
activity.
2. Structures must be able to resist torsional or rotational action introduced into the structure
4. Where a concrete frame is designed to resist lateral forces and then a stiff but brittle
masonry filler wall is placed within this frame, a strong possibility arises that the concrete
columns will fail in shear when the weak masonry fails. These walls are referred to as
infilled walls.
5. The most rigid element in the structure will receive most of the lateral load.
provisions of the plans and specifications are incorporated to the final construction.
7. Concrete outside the column cage of columns should be ignored in design of columns
that will be required to resist shear forces and the subsequent bending.
8. The nature of the soils and their behavior under seismic condition must be considered.
9. The effect of cumulative damage on structures from previous earthquakes and possible
10. Tanks storing liquids develop a rotational motion of the fluid within the tank. This
rotation of the liquid creates a rocking motion in the tanks and torsion in the supporting
structure. This should be considered in the design of both tanks and their supports.
11. Bridge spans tend to slide off their supports. Restrain of some kind are necessary.
12. There is no apparent correlation between the intensity of earthquakes damage and the
14. Walls must be well connected to floor and roof diaphragms to prevent them from falling
15. Wood frame structures are also subject to torsional mode and must be properly braced
with vertical diaphragms between the foundation and the first floor.
The Philippines : While damage caused by earthquake has been decreasing owing to
the improvement of seismic codes, the following factors , which exclude defects due
to poor fabrication and erection, still must be counted as potential causes of damage.
1. Inadequate story shear strength caused by too few columns and walls.
3. Brittle shear failure of columns which have been shortened by the supporting effect of
non-structural elements.
connections.
5. Brittle failure of single or coupled shear walls, particularly shear walls with openings.
6. Torsion caused by the non-coincidence on the floor plan of the center of gravity and
center of stiffness.
Barysphere - a.k.a. core , the densest central part of the earth. Composed of inner and
outer cores, with inner core in 1221 km radius composed mainly of nickel and iron, with density
of 16,000 kg / cubic meter ad behaves like a solid mass ; while the outer core surrounds the inner
core with thickness of 2259 km , composed of alloy of nickel, iron, and silica. The outer core
exists as a liquid of density 12,000 kg / cubic meter. The temperature at the core is about 2500
hot, dense ultrasonic igneous rock in a plastic state with a density of 5000-6000 kg/m3.
Lithosphere - a.k.a. crust , the thinnest outer solid shell, 200 km thick with density of
the plates. There are 12 major tectonic plates, 20 smaller ones, and many filler plates. The major
tectonic plates are the African, the Eurasian, the Indian, the Australian, the Arabian, the
Philippines, the North American, the South American, the Pacific, the Nazca, the Cocus and the
Antarctic plates. These plates move in different directions and at different speeds relative to each
other at a rate of 5 to 10 cm per year on the plastic mantle. This movement is called plate
tectonics. The causes of plate motion are attributed to convection currents, slab pull – the
subducting oceanic plate becomes colder and denser than the surrounding mantle and pulls the
rest of slab along, the ridge push – gravitational sliding of the lithosphere slab away from the
Earthquakes are vibrations or oscillations on the ground surface caused by transient disturbance
of the elastic or gravitational equilibrium of the rocks at or beneath the surface of the earth. The
disturbance and the consequent movements give rise to elastic impulses or waves. Natural
earthquakes are classified as tectonic ( relative movement of plates ), plutonic ( deep -seated
changes ), or volcanic, on the basis of the source of the stresses that cause the movement.
earthquakes to the gradual accumulation of strain in a given zone and the subsequent gradual
increase in the amount of elastic forces stores. The new formed oceanic plates push against the
continental plates resulting in continental drift. Where the plates collide, they may be locked in
place, that is, these may be prevented from moving because of the frictional resistance along the
plate boundaries. This causes building up of stresses along the plate edges until sudden slippage
due to elastic rebound or fracture of the rock occurs, resulting in sudden release of strain energy
that may cause the upper crust of the earth to fracture along a certain direction and form a fault.
This is the origin of an earthquake. The gradual accumulation and subsequent release of stress
and strain is described as elastic rebound. The elastic rebound theory postulates that the source of
earthquake is the sudden displacement of the ground on both sides of the fault, which is a result
The upper parts of the earth’s crust and lithosphere are very strong and brittle. When this
rock is subjected to deformation, it actually bends slightly. However, it is able to withstand very
light stress with only slight bending or strain. The elastic rebound theory requires the strain to
build up rapidly up to the elastic limit of the rock. Beyond this point, the earth’s crust ruptures
due to the formation of a fault and the bent rock snaps back to regain its original shape, releasing
the stored energy in the form of rebounding and violent vibrations ( elastic waves ). These
vibrations shake the ground, the maximum shaking effect is felt along the fault. After the
earthquake, the process of strain build-up at this modified interface between the rocks starts all
over again. Most earthquakes occur along the boundaries of the tectonic plates and are called
interpolate earthquakes. The others occurring within the plate themselves, away from the plate
boundaries, are called intraplate earthquakes. In both types, slips are generated during the
earthquake at the fault along both horizontal and vertical directions, known as dip slip; and the
1. Strain that has accumulated in the fault for a long time reaches its maximum limit.
The elastic rebound theory implies that an earthquake relieves the accumulated stresses
along the portion of the fault on which rupture occurs. Further, this segment will not rupture
again until the stresses build up again which, of course, will take its own time. Therefore,
earthquakes can reoccur only after some period of time and that, perhaps, depends on the amount
The probability of occurrence of an earthquake is more likely along the fault where no
seismic activity has been observed for some time. By plotting fault movement and historical
earthquake activity along a fault, the gaps in seismic activity at certain locations along the fault
can be identified. These seismic gaps represent the most likely location along faults.
Another opinion is that the vibrations of the strained mass generate seismic waves. The
energy stored in the rock before the earthquake is released in producing these waves and partly
dissipated as heat.
Studies related to continental drifts, volcanic eruptions, and ridges on ocean floors have
led to the development of the theory of plate tectonics. According to that, the earth’s crust
consists of a number of large rigid blocks called crustal plates. These plates bear the loads of
land masses, water bodies, or both and are in constant motion on the viscous mantle, overriding,
plunging beneath one another, colliding with each other, or brushing past one another. Some
segments of adjacent plates, however, remain immovable and locked together for years, only to
break free in great lurches ( faulting ) and produce seismic vibrations along boundaries, causing
destruction. Plate tectonics is responsible for features such as continental drift, in which the two
plates move away from each other, mountain formation in which the front plate is slower so that
the rear plate collides with it, volcanic eruptions, and earthquakes. The plates may also move
side by side along the same direction or in opposite directions. The relative motion of crustal
plates gives rise to three kinds of plate boundaries or marginal zones. These types are described
continental regions. These are zones of tension in which the lithosphere splits, separates, and
moves apart as hot magma wells up through cracks, solidifies, and deposits new material onto
the edges of oceanic plates, forming oceanic ridges; hence the term constructive margin. This
associated with volcanic activity along the axes of ridges. A well known divergent boundary is
The stretching caused by this process is not uniform all along the oceanic ridges. The
differential stretching is a result of the plates moving along a pole of rotation, with minimum
velocity at the poles and increasing towards the equator. Thus the oceanic ridges are offset by
many transform faults. Movement along these transform faults generates earthquakes that have
shallow foci ( 2 -8 km ). Because of this, the strain build-up at these boundaries is not enough to
Zones of convergence are boundaries along which the edge of one plate overrides the
other. Plates are said to converge when two plates form opposite directions come together and
collide. Upon collision, the leading edge of the higher density plate may bend downwards,
causing it to descend beneath the other plate. The plunging plate enters the hot asthenosphere,
gets heated, melts, and assimilates completely within the material of the upper mantle forming
new magma. This process is known as subduction. The new magma rises to the surface and
erupts, forming a chain of volcanoes around the edges of the plate boundary areas, known as
subduction zones. These narrow plate boundary areas are associated with the creation of deep
ocean trenches and major earthquakes. When, upon collision, the two plates are pushed upwards
against each other, they form major mountain systems such as the Himalayas. Since one of the
Subduction zones are the sites of the most widespread and intense earthquakes. Besides
volcanism and shallow-to-deep focus earthquakes, these boundaries also produce deep trenches,
basins, and folded mountain chains. When an oceanic plate collides with a continental plate, it
Although the surface characteristics of earthquakes associated with oceanic trenches and
island arcs are varied, a majority of such earthquakes appear to be confined to a narrow dipping
zone. Tensional earthquakes occur on the oceanic side of the trench, where normal faulting
occurs due to tensional stresses generated by the initial bending of the plate. Shallow earthquakes
are produced by dip-slip motion resulting in thrust faulting, as descending plates slide beneath
the overlying plates. This type of activity persists up to a depth of 100 km.
on the specific characteristics of the subduction zone. Extension and normal faulting result when
a descending slab that is denser than the surrounding mantle sinks due to its own weight.
Compression results when the mantle resists the downward motion of the descending plate. The
zone of deep earthquakes shows compression within the descending zone of the lithosphere,
indicating that the mantle material at that depth resists the movement of the descending plate.
Transform zones are also known as transformed faults or fracture zones. In these zones,
the lithosphere plates slide past each other horizontally without any creation or destruction. The
edges of the two plates scrape each other closely, creating tension along the boundaries
associated with shallow focus seismic events, unaccompanied with volcanic activity. This
boundary is, thus, also called a parallel or transform fault boundary. The transform faults move
roughly parallel to the direction of the plate movement. Most transform faults are found on the
ocean floor.
Note : The theory of tectonics explains well the earthquakes along existing plate boundaries.
However , it does not explain mid-point earthquakes far distant from plate margins.
Volcanic earthquakes are a special feature of explosive eruption, small in energy and
seldom damaging. There is an emerging realization that volcanoes and earthquakes may have a
common origin in the deep movement of mantle materials. The coincidence of belts of major
earthquake activity with belts that include active volcanoes supports this idea. The most obvious
common cause of seismic and volcanic activity relates to plate interactions, in the process of
which fracture zones allow volcanic material to well up from the lower crust of the mantle.
These boundaries are also areas in which earthquakes would naturally occur due to plate
interactions in zones of convergence or divergence, or areas where two plates slide past one
When there is a sudden localized disturbance in rocks, waves similar to those cause by a
stone thrown in a pool spread out through the earth. An earthquake generates a similar
disturbance. The maximum effect of an earthquake is felt near its source, diminishing with
distance from the source ( earthquakes shake the ground even hundreds of kilometers away ).
The vibrations felt in the bedrock are called shocks. Some earthquakes are preceded by smaller
foreshocks and larger earthquakes are always followed by aftershocks. Foreshocks are usually
interpreted as being caused by plastic deformation or small ruptures. Aftershocks are usually due
The point on the earth’s surface directly above the focus is known as epicenter. The depth of the
focus from the epicenter is known as the focal depth. The distance from the epicenter to any
point of interest is known as the focal distance or epicentral distance. Seismic destruction
propagates from the focus through a limited region of the surrounding earth’s body, which is
called the focal region. The line joining locations experiencing equal earthquake intensity is
known as isoseismal line and the line joining locations at which the shock arrives simultaneously
The location of an earthquake’s focus is important because it indicates the depth at which
rupture and movement occur. Although movement of material within the earth occrs throughout
the mantle and core, earthquakes are concentrated in the upper 700 km only. Shallow-focus
earthquakes are most frequent and originate form up to a depth of 70 km and 300 km.
Earthquakes having a focal depth of more than 300 km is classified deep-focus earthquakes. The
maximum energy released by an earthquake progressively tends to become smaller as the focal
depth increases. Also , seismic energy from a source deeper than 70 km gets largely dissipated
by the time it reaches the surface. Therefore, the main consideration in the design of earthquake-
the time that elapses between the arrival of three major types of seismic waves.
The movement caused by an earthquake at a given point of the ground surface may be
resolved into three translations, parallel to the three mutually perpendicular axes. There are also
three rotations about these axes, which, being small, may be neglected. The translations ( or
Seismic Waves
The large strain energy released during an earthquake travels in the form of seismic
waves in all directions, with accompanying reflections from earth’s surface as well as reflections
and refractions as they traverse the earth’s interior. These waves can be classified as body waves
travelling through the interior of the earth, consisting of P waves ( primary, longitudinal, or
compressional waves ) and S waves ( secondary, transverse , or shear waves ) , and surface
waves resulting from interaction between body waves and surface layers of earth – consisting of
L waves ( love waves ) and Rayleigh waves. Body waves travel through the interior of elastic
In P waves, the material particles oscillate back and forth in the direction of propagation
of the wave and cause alternate compression ( push ) and tension ( rarefaction of material ; pull )
of the medium. These waves cause a momentary volume change in the material through which
they pass without any concomitant momentary shape change in the amterial. P waves are similar
to sound waves and obey all the physical laws of science and acoustics. Since geological
materials are stifferin volumetric compression, the P waves are the afastest, followed in sequence
by S waves, L waves and Rayleigh waves. P waves can pass through solids and fluids.
The material particles in S waves oscillate at right angles to the direction of propagation
of the wave, and cause shearing deformations as they travel through a material. The direction of
particle movement can be used to divide S waves into 2 components, SV ( vertical plane
movement ) and SH ( Horizontal plane movement ). S waves do not change the instantaneous
volume of material through which they pass. However, the instantaneous shape of the material
gest distorted. The velocity of s waves is directly proportional to the shear strength of the
material through which they pass. S waves do not travel through liquids as fluids have no
shearing stiffness. In association with the effects of L waves, S waves cause maximum damage
to structures by rocking the surface in both horizontal and vertical directions. When P and S
waves reach the earth’s surface, most of their energy is reflected back. Some of this energy is
returned to the surface after being reflected from different layers of soil and rock. Shaking due to
earthquakes is more severe ( about twice as much ) at the earth’s surface than at substantial
depths.
L waves cause surface motion similar to that caused by S waves, but with no vertical
component. These are produced from the interaction of SH waves with a soft surficial layer and
have no vertical component of a particle motion. L waves are always dispersive, and are often
described as SH waves that are trapped in by multiple reflections within the surficial layers.
Rayleigh waves make a material particle oscillate in an elliptical path in the vertical plane
( with horizontal motion along the direction of energy transmission ). These are produced by the
interaction of P and SV waves with the surface of the earth. The velocity of Rayleigh waves
depends on Poisson’s ration of material through which they pass. Rayleigh waves are believed to
be the principal component of ground roll. Ground roll is a form of coherent linear noise which
Effects of Earthquakes
Direct Effects
1. Seismic waves, especially surface waves, through surface rock layers and regolith
result in ground motion. Such motion can damage and sometimes, completely destroy
buildings. If a structure, such as a building or a road, straddles a fault, then the ground
displacement that occurs during an earthquake will seriously damage or rip apart that
structure.
2. In regions consisting of hills and steep slopes, earthquake vibration may cause
landslides and mudslides and cliffs to collapse, which can damage buildings and lead
to loss of life.
3. Soil vibration can either shake a building off its foundation, modify its supports, or
4. Ground shaking may compound the problem in areas with very wet ground – infilled
land, near the coast, or in locations that have a high water table. This problem is
known as liquefaction. When an earthquake shakes wet sandy soil, the soil particles
may be jarred apart, allowing water to seep in between them. This greatly reduces the
friction between soil particles, which is responsible for the strength of soil. Wet
saturated soils lose their bearing capacity and become fluid due to the sudden
reduction in shear resistance caused by the temporary increase of pore fluid pressure.
The ground then behaves like quicksand. When this happens, buildings start to lean
and can just topple over or partially sink into the liquefied soil; the soil has no
strength to support them. However, as the soil consolidates after the earthquake,
further damage to buildings can occur as a result of further settlements and sand soil
eruptions ( water and sediment bursts from the pressure-charged liquefied sand.).
Liquefaction can also cause an increased lateral pressure on retaining walls, resulting
laterally, termed lateral spreading, with serious consequences. The displaced ground
suffers cracks, rifting, and buckling. Lateral spreading disrupts the foundations of
buildings built across the fault, and causes bridges to buckle and service pipelines to
break.
5. Strong surface seismic waves make the ground heave and lurch and damage the
structure.
1. If the epicenter of an earthquake is under the sea, one side of the ocean floor drops
suddenly, sliding under the other plate and, in doing so, creates a vertical fault. The
violent movement of the sea floor results in series of sea waves with extremely long time
periods. These waves are called tsunamis. These usually take place along the subduction
zone and are very common in the Pacific ocean. In open sea, a tsunami only develop into
breakers as they approach the shore and the undulating water touches the bottom. Near
shores, the energy of a tsunami gets concentrated in the vertical direction ( because of
tsunamis can easily be over 15 m high in case of larger earthquakes, and their effects
correspondingly dramatic. Several such breakers may crash over the coast in succession;
between waves, the water may be pulled swiftly seaward, emptying a harbor or bay and,
perhaps, pulling unwary onlookers along. Tsunamis can travel very quickly – speeds of
1,000 km/h are not uncommon. The velocity of tsunami waves with large wavelengths
may be estimated using Vt equals square root of the product of g times h where g is the
which is shortly followed by a returning rush of water that floods inland a distance
depending on the height of the wave. This recession and return of water continues at
intervals as each wave of the usual series arrives at the coast. ( b ) The tsunamis are long
period waves that may travel long distances from their point of generation.
2. Since a tsunami occurs because of sudden displacement of a large body of water, this
b. Surface land sliding into the ocean due to earthquake, resulting in local tsunami;
and
c. Volcanic eruptions in or near the ocean which may cause tsunami, but are not
usual.
3. Sieches, similar to small tsunamis, occur as a result of the sloshing of enclosed water in
4. Earthquakes can cause fire by damaging gas lines and snapping electric wires.
5. Earthquakes can rupture dams and levees ( raised river embankments ) , causing floods,