Jugement US
Jugement US
FILED
March 23, 2023
No. 22-40043 Lyle W. Cayce
Clerk
Plaintiffs—Appellees,
versus
Defendants—Appellants.
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∗
Judge Willett joins all except Part VI. Judge Douglas was not a member
of the court when this case was submitted to the court en banc and did not participate in
this decision.
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violated the APA because it was not in accordance with law. Finally, they
sought relief under the Declaratory Judgment Act (“DJA”).
The day after filing their complaint, plaintiffs sought preliminary
injunctions against both mandates. The district court declined to enjoin the
contractor mandate because it was already the subject of a nationwide
injunction. But it enjoined the employee mandate on January 21, 2022. The
Government timely appealed that injunction.
On an expedited appeal, a divided panel of our court vacated the
injunction. See Feds for Medical Freedom v. Biden, 30 F.4th 503 (5th Cir. 2022).
The panel majority held “that the [Civil Service Reform Act of 1978
(“CSRA”)] precluded the district court’s jurisdiction. Accordingly, the
plaintiffs’ claim for preliminary injunctive relief fails because they have not
shown a substantial likelihood of success on the merits. We do not reach the
parties’ arguments regarding the other requirements for a preliminary
injunction.” Id. at 511. Judge Barksdale dissented. We granted
rehearing en banc, vacating the panel opinion. See Feds for Medical Freedom v.
Biden, 37 F.4th 1093 (5th Cir. 2022).
II.
“Jurisdiction is always first.” Carswell v. Camp, 54 F.4th 307, 310 (5th
Cir. 2022) (quotation omitted). Congress gave federal district courts
jurisdiction over “all civil actions arising under the Constitution, laws, or
treaties of the United States.” 28 U.S.C. § 1331. It’s undisputed that
plaintiffs’ claims arise under federal law, both constitutional and statutory.
It’s also undisputed that the CSRA nowhere expressly repeals district courts’
§ 1331 jurisdiction over plaintiffs’ claims. The Government’s contention,
however, is that the CSRA implicitly repeals § 1331 jurisdiction over
plaintiffs’ claims.
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(ii) a promotion;
(iii) an action under chapter 75 of this title or other disciplinary
or corrective action;
(iv) a detail, transfer, or reassignment;
(v) a reinstatement;
(vi) a restoration;
(vii) a reemployment;
(viii) a performance evaluation under chapter 43 of this title or
under title 38;
(ix) a decision concerning pay, benefits, or awards, or
concerning education or training if the education or training
may reasonably be expected to lead to an appointment,
promotion, performance evaluation, or other action described
in this subparagraph;
(x) a decision to order psychiatric testing or examination;
(xi) the implementation or enforcement of any nondisclosure
policy, form, or agreement; and
(xii) any other significant change in duties, responsibilities, or
working conditions;
Id. § 2302(a)(2)(A). Chapter 23’s personnel actions obviously do not include
severe measures such as demotions or terminations. 1
1
Section 2302(a)(2)(A)(iii) (“romanette iii”) cross-references “an action under
chapter 75 of this title.” Chapter 75 does not use the phrase “personnel action” but instead
uses the phrase “an action.” 5 U.S.C. §§ 7502, 7512 (subchapter titles); see also id.
§ 7513(a), (b), (d), (e) (referring to “an action” taken against a federal employee). By virtue
of romanette iii’s cross-reference, “personnel action” includes both a Chapter 23
personnel action and a Chapter 75 action. Throughout this opinion, we use “Chapter 23
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and can also appeal to the MSPB, id. § 7513(d), and to the Federal Circuit,
id. § 7703(b)(1)(A).
Where a covered employee challenges a covered personnel action, the
CRSA’s review mechanisms are “exclusive.” Elgin, 567 U.S. at 13–14. Take
for example McAullife v. Rice, 966 F.2d 979 (5th Cir. 1992). There, a CSRA-
covered employee challenged the Chapter-75-covered termination of her
employment—but she tried to do it in the Western District of Texas under
the APA, rather than in the MSPB and Federal Circuit under the CSRA. See
id. at 979. We rejected the attempt because the CSRA provides the exclusive
jurisdictional (and remedial) font for covered federal employees when they are
challenging CSRA-covered personnel actions. See ibid.
The italicized clause is very important for two reasons. First, the
Supreme Court has been clear that the CSRA eliminates § 1331 jurisdiction
only for personnel actions covered by the CSRA. For example, in United
States v. Fausto, 484 U.S. 439 (1988), the Court said the CSRA “displays a
clear congressional intent to deny the excluded employees the protections of
Chapter 75—including judicial review—for personnel action covered by that
chapter.” Id. at 447 (emphasis added). Likewise in Elgin, the Court repeatedly
limited its holding to the CSRA’s jurisdictional effects on “a covered
employee challeng[ing] a covered action,” 567 U.S. at 13; “a covered
employee’s appeal of a covered action,” ibid.; and “a covered employee
[attempting to] challenge a covered employment action first in a district
court,” id. at 14 (all emphases added); see also id. at 10, 20–21 (reiterating the
limitation). The Court has never suggested—much less held—that the
CSRA implicitly strips § 1331 jurisdiction over federal employees’ claims
outside the CSRA’s covered personnel actions. See Bosco v. United States, 931
F.2d 879, 883 (Fed. Cir. 1991) (“The Supreme Court did not rule that the
CSRA provided the only means of judicial review of any actions affecting
federal employees, but rather that it was the only means of review as to the
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case does not involve . . . any adverse employment action”). And same with
illegally searching a federal employee’s home. See Collins v. Bender, 195 F.3d
1076, 1080 (9th Cir. 1999) (“[W]e do not believe that Congress intended to
deputize government supervisors as chieftains of security forces that police
the private lives of their employees subject only to some administrative
oversight, and we do not believe that Congress meant to shoehorn into the
CSRA every odd occurrence where a supervisor forms and leads such a
renegade posse.”).
Consider for example the Third Circuit’s recent decision in
Manivannan v. DOE, 42 F.4th 163 (3d Cir. 2022). In that case, DOE
attempted to fire a CSRA-covered scientist and then allowed him to resign.
Manivannan sued DOE. Some of his claims challenged CSRA-covered
personnel actions and hence could be brought under only the CSRA (and not
under § 1331). Id. at 173 (holding employee could challenge DOE’s internal
investigation only under the CSRA because that investigation constituted a
CSRA-covered “significant change in working conditions”). But some of his
claims were not covered by the CSRA and hence could be brought in the
district court under § 1331. For example, DOE’s “decision to disclose an
employee’s records to state prosecutors is not an adverse action” under
Chapter 75 or a “personnel action” under Chapter 23. Ibid. Same with
DOE’s conversion of Manivannan’s personal property:
Even construing the CSRA’s language broadly, we fail to see
how an employer’s alleged conversion of a former employee’s
personal property, unrelated to the latter’s federal
employment, constitutes a ‘disciplinary or corrective action,’
5 U.S.C. § 2302(a)(2)(A)(iii), a ‘significant change in duties,
responsibilities, or working conditions,’ id.
§ 2302(a)(2)(A)(xii), or any other employment action set out
in the statute.
Id. at 174.
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actions, but it knows nothing about peephole cameras and wiretaps and
searches. It would substantially burden the MSPB to task it with such non-
CSRA matters. And more to the point, if Congress wanted to make the CSRA
process applicable to every claim an employee could ever bring against a
federal employer, it could’ve said so. That would’ve made the CSRA less
complicated by obviating all the personnel-action limitations in Chapter 23
and Chapter 75—a road Congress plainly did not take. See SAS Inst., Inc. v.
Iancu, 138 S. Ct. 1348, 1357 (2018) (“We need not and will not invent an
atextual explanation for Congress’s drafting choices when the statute’s own
terms supply an answer.” (quotation omitted)).
The Government offers two responses. First, the Government claims
that allowing plaintiffs to bring suits in district court would undermine the
CSRA’s purpose of creating “an integrated scheme of review.” Gov’t En
Banc Br. 22. The theory appears to be that federal employees can’t otherwise
sue in district court, so it would undermine the integration of the MSPB and
the Federal Circuit to allow this case to get past the CSRA’s roadblocks. This
contention is quite odd. As the Government well knows, one of the most
common suits brought by federal employees is the so-called “mixed case.”
It’s so-called because the employee mixes CSRA-covered claims (for
example, for CSRA-governed Chapter 75 violations) with non-CSRA claims
(for example, for sex discrimination under Title VII). See Kloeckner, 568 U.S.
at 44–48 (describing mixed cases). Both Congress and the Supreme Court
say that federal employees are free to bring their mixed cases in district court
without ever dealing with the MSPB or the Federal Circuit in any way. See 5
U.S.C. § 7703(b)(2); Kloeckner, 568 U.S. at 50 (holding “mixed cases shall
be filed in district court”); see also Punch v. Bridenstine, 945 F.3d 322, 324–25
(5th Cir. 2019) (holding “the employee [bringing a mixed case] need not start
with the MSPB—or take any of the roads running from it”—and instead can
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file in district court). Thus, it’s simply not true that federal employees face
an “integrated” grievance system that never includes district court.
Second, the Government claims that it would create a “gaping
loophole” if employees could see a CSRA-covered personnel action coming
down the pike and then race to district court to invoke § 1331 jurisdiction
before it otherwise disappears. Gov’t En Banc Br. 22. Of course it’s our job
to interpret the words Congress actually wrote, not to entertain such policy
arguments for writing the CSRA differently. See, e.g., Domino’s Pizza, Inc. v.
McDonald, 546 U.S. 470, 479 (2006). And in any event, the Government’s
policy concerns misunderstand the nature of plaintiffs’ claims. In a case like
this one, where plaintiffs are not challenging a CSRA-covered personnel
action, § 1331 jurisdiction would not disappear even if the Government took
CSRA-covered personnel actions against them. That’s why, for example,
Manivannan could litigate his non-CSRA claims even after incurring a CSRA-
covered personnel action. See Manivannan, 42 F.4th at 174. So there’s no
race to the courthouse because the plaintiff can stay in district court before or
after the CSRA-covered personnel action so long as he’s not challenging that
CSRA-covered personnel action.
C.
The text, structure, and purpose of the CSRA all show that it provides
the exclusive review procedures and employment remedies for CSRA-
covered personnel actions. The dispositive question therefore is whether
plaintiffs are challenging CSRA-covered personnel actions. If they are, they
must channel their claims through the CSRA; if they are not, their claims are
cognizable in the district court.
We hold plaintiffs are not challenging CSRA-covered personnel
actions. Plaintiffs are challenging (under the Constitution, the APA, and the
DJA) the President’s executive orders requiring federal employees to make
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2
The circuits likewise have held that letters of reprimand and other written
warnings are not “materially adverse actions” in the analogous Title VII context. See
Durant v. D.C. Gov’t, 875 F.3d 685, 698 (D.C. Cir. 2017); Baloch v. Kempthorne, 550 F.3d
1191, 1199 (D.C. Cir. 2008) (Kavanaugh, J.); Medina v. Income Support Div., N.M., 413 F.3d
1131, 1137 (10th Cir. 2005); Whitaker v. N. Ill. Univ., 424 F.3d 640, 648 (7th Cir. 2005);
Stewart v. Evans, 275 F.3d 1126, 1136 (D.C. Cir. 2002); Krause v. City of La Crosse, 246 F.3d
995, 1000 (7th Cir. 2001).
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how or why such review comports with a wall of contrary precedent from
around the country. Moreover, the Government concedes that receipt of a
letter is merely “an early stage of [a] still-hypothetical progressive disciplinary
process.” Blue Br. 24 (emphasis added). That concession all but proves that
counseling and reprimand letters do not trigger the CSRA’s review
provisions. And it’s telling that the Government abandons the point
altogether in its later-filed briefs. 3
2.
Second, the Government fails to prove that Chapter 75 implicitly
strips the court of jurisdiction. As Judge Barksdale noted in his panel
dissent, the Government has never argued that plaintiffs have suffered any of
the Chapter 75 personnel actions. See Feds for Medical Freedom, 30 F.4th at
513 (Barksdale, J., dissenting). And as Judge Barksdale correctly
concluded, “[t]he EO’s enactment . . . does not constitute an adverse action
subject to CSRA. The case at hand is instead a pre-enforcement challenge to
a government-wide policy, imposed by the President, that would affect the
2.1 million federal civilian workers, including the 6,000 members of Feds for
Medical Freedom.” Ibid.
In its en banc briefs, the Government does not contest Judge
Barksdale’s premise; it effectively concedes that plaintiffs have not yet
incurred reviewable Chapter 75 employment actions. Rather, the
Government (incorrectly) contests Judge Barksdale’s conclusion; it
contends plaintiffs might one day incur Chapter 75 actions, and that alone
should implicitly strip the jurisdiction explicitly conferred by § 1331 today.
3
Even if Chapter 23 did govern plaintiffs’ claims, it’s entirely speculative to think
plaintiffs could ever get them before a federal court. See infra Part IV (discussing the OSC
process).
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4
The contrary rule would have untenable consequences. Consider, for example,
the amount-in-controversy requirement for diversity jurisdiction under 28 U.S.C. § 1332.
“Events occurring subsequent to the institution of suit which reduce the amount
recoverable below the statutory limit do not oust jurisdiction.” St. Paul Mercury Indem. Co.
v. Red Cab Co., 303 U.S. 283, 289–90 (1938). “[O]nce the district court’s jurisdiction is
established, subsequent events that reduce the amount in controversy to less than $75,000
generally do not divest the court of diversity jurisdiction.” Gebbia v. Wal-Mart Stores, Inc.,
233 F.3d 880, 883 (5th Cir. 2000) (citations omitted). “Importantly, the jurisdictional facts
must be judged as of the time the complaint is filed; subsequent events cannot serve to
deprive the court of jurisdiction once it has attached.” St. Paul Reinsurance Co., Ltd. v.
Greenberg, 134 F.3d 1250, 1253–54 (5th Cir. 1998) (citations omitted). Yet on the
Government’s theory here, a defendant could defeat diversity jurisdiction by saying: “We
recognize plaintiffs properly pleaded an amount in controversy of $75,001, but we’ll
produce documents in discovery to show the real amount in controversy is around
$25,000.” Such future-hypothetical-fact arguments have never been allowed to defeat (or
create) subject matter jurisdiction.
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5
Judge Higginson points out that some members of Feds for Medical
Freedom may have incurred adverse personnel actions. See post, at 66–67 & n.8 (Higginson,
J., dissenting). That would matter only if such actions could displace § 1331 jurisdiction
that otherwise attaches to claims that do not implicate the CSRA. See supra, at 12 (rejecting
this contention); accord Manivannan, 42 F.4th at 174.
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federal employees may seek to enjoin government actions that violate their
constitutional rights.” Id. at 940 (citation omitted).
NTEU v. Devine, 733 F.2d 114 (D.C. Cir. 1984), similarly rejected the
government’s argument that the CSRA precludes jurisdiction over pre-
enforcement challenges. The court held:
This claim is meritless. It is one thing to say that when a statute
provides a detailed scheme of administrative protection for
defined employment rights, less significant employment rights
of the same sort are implicitly excluded and cannot form the
basis for relief directly through the courts. It is quite different
to suggest, as appellant does, that a detailed scheme of
administrative adjudication impliedly precludes
preenforcement judicial review of rules.
Id. at 117 n.8 (citations omitted).
The Supreme Court has also, on multiple occasions, entertained pre-
enforcement challenges to laws or directives affecting federal employees
without a word about CSRA preclusion. See, e.g., NTEU v. Von Raab, 489
U.S. 656 (1989) (pre-enforcement challenge to drug-testing program for
federal employees); United States v. NTEU, 513 U.S. 454 (1995) (pre-
enforcement challenge to a law prohibiting federal employees from accepting
honoraria).
We have done the same. For example, in AFGE v. FLRA, 794 F.2d
1013 (5th Cir. 1986), we cited Devine for the proposition that a union of
federal employees would be able to bring a pre-enforcement challenge to
OPM regulations in district court. See id. at 1015–16. Similarly, in NTEU v.
Bush, 891 F.2d 99 (5th Cir. 1989), we addressed the merits of a pre-
enforcement suit challenging an executive order mandating drug testing for
federal employees. See id. at 100. We didn’t mention CSRA preclusion, even
though the claims in the suit centered on the CSRA. See ibid.
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The Government has two responses. First, it points out that these
cases predate Elgin, which according to the Government, abrogated them.
But as we recently held in Cochran v. SEC, 20 F.4th 194 (5th Cir. 2021) (en
banc), cert. granted, 142 S. Ct. 2707 (2022), Elgin did not “break new ground”
regarding implicit preclusion. Id. at 206. Nor did Elgin address pre-
enforcement challenges at all. And the Government’s position entails that
Elgin held sub silentio that the Court lacked jurisdiction in all its past cases
entertaining pre-enforcement challenges to federal employment policies—
including Von Raab and United States v. NTEU. So Elgin can’t support the
weight the Government puts on it.
The Government’s other response is to claim that most of these
decisions involve “drive-by jurisdictional rulings” on the scope of CSRA
preclusion. Gray Br. 6 (quoting Steel Co. v. Citizens for a Better Env’t, 523
U.S. 83, 91 (1998)). That’s certainly not true of Weinberger and Devine. In
those cases, the D.C. Circuit carefully considered and emphatically rejected
the Government’s theory of CSRA preclusion as “discredited” and
“meritless.” Weinberger, 818 F.2d at 939–42; Devine, 733 F.2d at 117 n.8. So
it’s no surprise that litigants and courts gave it less-thorough consideration
in later cases.
IV.
Because the CSRA’s text, structure, and purpose foreclose the
Government’s implicit-jurisdiction-stripping theory, we need not proceed to
an analysis of the factors listed in Thunder Basin Coal Co. v. Reich, 510 U.S.
200 (1994). See Elgin, 567 U.S. at 10; Cochran, 20 F.4th at 204. But even if
we reach them, those factors only confirm that the CSRA left intact the
district court’s jurisdiction over this suit.
The first Thunder Basin factor is whether “a finding of preclusion
could foreclose all meaningful judicial review.” 510 U.S. at 212–13. The
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6
For example, Congress created an “individual right of action” in certain reprisal
cases under § 2302(b)(8) and § 2302(b)(9)(A)(i), (B), (C), and (D) that allows some
employees to sue without OSC’s involvement. See 5 U.S.C. §§ 1221, 1214(a)(3); Orr v.
Dep’t of Treasury, 83 M.S.P.R. 117 (1999). But the Government doesn’t argue that this
exception, or any other, applies.
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The third Thunder Basin factor is whether the claims at issue are
“outside the agency’s expertise.” 510 U.S. at 212. As in Cochran, this case
involves constitutional issues and “standard questions of administrative law,
which the courts are at no disadvantage in answering.” 20 F.4th at 207–08
(quotation omitted). By contrast, MSPB’s expertise lies in “ensur[ing] that
Federal employees are protected against abuses by agency management, that
Executive branch agencies make employment decisions in accordance with
the merit system principles, and that Federal merit systems are kept free of
prohibited personnel practices.” Merit Systems Protection
Board, An Introduction to the Merit Systems
Protection Board 5 (1999).
The Government doesn’t argue that plaintiffs’ claims fall under the
MSPB’s expertise. Rather, the Government argues that “the MSPB’s
resolution of preliminary questions unique to the employment context could
obviate the need to address” plaintiffs’ claims. Gov’t En Banc Br. 17
(quotation omitted) (emphasis added). The Government provides no further
support for this claim, however, and we therefore hold that it’s forfeited.
Innova Hosp. San Antonio, Ltd. P’ship v. Blue Cross & Blue Shield of Ga., Inc.,
892 F.3d 719, 732 (5th Cir. 2018).
V.
Judge Higginson’s dissent warrants a few additional words. He
agrees that we have jurisdiction over plaintiffs’ constitutional claims. Thus,
thirteen of the seventeen members of our en banc court agree that the CSRA
does not implicitly strip the jurisdiction that § 1331 explicitly confers on the
district court to hear plaintiffs’ constitutional claims. And eleven members
agree that the CSRA does not implicitly strip jurisdiction over any of
plaintiffs’ claims, constitutional and non-constitutional alike. But he
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disagrees with how we reach that conclusion. We write to address these areas
of disagreement.
A.
As an initial matter, Judge Higginson’s disagreement with the
majority opinion is perplexing. On the one hand, the dissenting opinion says
“the CSRA does not provide meaningful judicial review of the plaintiffs’ pre-
enforcement challenge and [therefore] Congress did not intend the CSRA to
foreclose judicial review of their separation-of-powers claim” against the
vaccine requirement, post, at 50 (Higginson, J., dissenting) (emphasis added),
and “nothing in the CSRA shows that Congress meant to preclude federal
jurisdiction to adjudicate separation-of-powers challenges to employment
policies set by the President,” id. at 76 (emphasis added). On the other hand,
the dissenting opinion says, “Congress’s intent to preclude judicial review
over challenges to the [vaccine] requirement is fairly discernible within the
statutory scheme,” id. at 63, “Congress’s intent to preclude jurisdiction over
pre-enforcement challenges is fairly discernible in the statute,” id. at 64, and
“the only conclusion consistent with the text of the [CSRA] and binding
Supreme Court authority is that Congress’s intent to preclude pre-
enforcement challenges is fairly discernible in the CSRA,” id. at 69. It’s
difficult to reconcile these two positions.
The dissent tries to square that circle by arguing that plaintiffs’
separation-of-powers challenges raise unique constitutional concerns and
thereby preclude Congress from implicitly stripping § 1331 jurisdiction in this
case. See, e.g., id. at 75–76 & n.16. But it’s unclear where the dissenting
opinion would root its concerns in the Constitution or Supreme Court
precedent. True, the Supreme Court has said the Constitution requires a
federal forum for certain habeas claims, see Boumediene v. Bush, 553 U.S. 723,
795 (2008), and takings claims, see First Eng. Evangelical Lutheran Church of
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Glendale v. Los Angeles Cnty., Cal., 482 U.S. 304, 315–19 (1987); Richard
H. Fallon, Jr., John F. Manning, Daniel J. Meltzer &
David L. Shapiro, Hart & Wechsler’s The Federal Courts
and the Federal System 330 (7th ed. 2015) [Hart & Wechsler].
But it’s well established that Congress need not provide a federal forum for
constitutional claims more generally. To the contrary, the first Congress did
not create general federal question jurisdiction in the Judiciary Act of 1789,
so all manner of constitutional claims were denied a federal forum at the
Founding without offending any constitutional principle. See Hart &
Wechsler, supra, at 25–26; Daniel J. Meltzer, The History and Structure of
Article III, 138 U. Pa. L. Rev. 1569, 1585–93 (1990). 7
Even if the dissenting opinion could identify a constitutional problem
to be avoided, it then must identify an alternative interpretation of the
statutory text that avoids it. See Nielsen v. Preap, 139 S. Ct. 954, 972 (2019)
(“The trouble with this argument is that constitutional avoidance comes into
play only when, after the application of ordinary textual analysis, the statute
is found to be susceptible of more than one construction. The canon has no
application absent ambiguity.” (quotation omitted)); Zadvydas v. Davis, 533
U.S. 678, 696 (2001) (“Despite this constitutional problem, if Congress has
made its intent in the statute clear, we must give effect to that intent.”
7
If the dissenting opinion intends to ally itself with an Amarian conception of
Article III, § 2, clause 1—namely, that Congress somehow must provide a federal forum
for all cases arising under federal law, see Akhil R. Amar, A Neo-Federalist View of Article III:
Separating the Two Tiers of Federal Jurisdiction, 65 B.U. L. Rev. 205 (1985)—then it
proves too much. That’s because Article III, § 2, clause 1 says the judicial power extends
to “all Cases, in Law and Equity, arising under this Constitution [and] the Laws of the United
States . . . .” (emphasis added). The Amarian view of Article III would require Congress to
provide a federal forum for plaintiffs’ statutory APA claims, which the dissenting opinion
expressly rejects. See post, at 70 n.12 (Higginson, J., dissenting) (arguing Congress can strip
all jurisdiction over plaintiffs’ claims arising under the APA).
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letter) was not one of the listed personnel actions covered by the CSRA. As
then-Judge Roberts wrote: “in granting review with respect to some
personnel actions under the CSRA, Congress meant to preclude review of
others.” Ibid.
These cases teach that the CSRA establishes a comprehensive
framework for (1) federal employees challenging (2) personnel actions.
Under both Fausto and Graham, an employee cannot avoid the CSRA’s
implicit stripping of § 1331 jurisdiction by saying “Congress’s decision to
limit (1) covered employees and (2) covered personnel actions” should be
read to allow (1) uncovered employees to avoid the CSRA or (2) judicial
review of uncovered personnel actions.
But neither decision strips § 1331 jurisdiction over claims that do not
challenge personnel actions. That’s why, again, the Supreme Court said that
federal employees can bring claims unrelated to personnel actions outside of
the CSRA. See Bush, 462 U.S. at 385 n.28. Congress certainly could pass a
statute that says, “federal employers are suable under the CSRA and only
under the CSRA.” But that’s not what Congress said. Congress said
personnel-action claims must go through the CSRA process—thus leaving
undisturbed whatever § 1331 jurisdiction might otherwise attach to claims
unrelated to personnel actions, like wiretaps, peephole cameras, and
irrevocable medical decisions.
E.
The dissenting opinion is also incorrect to contend “this case is
justiciable because it involves challenges to CSRA-covered personnel
actions.” Post, at 67 (Higginson, J., dissenting). The dissent’s theory appears
to be that plaintiffs only have standing because the Government threatens to
take CSRA-covered personnel actions against noncompliant employees. See
ibid.
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(holding “the issues presented are appropriate for judicial resolution at this
time” because “all parties agree that the issue tendered is a purely legal
one”). And the hardships to the plaintiffs of withholding a decision are plain:
they’ll be forced to undergo irrevocable medical procedures and comply with
a potentially unlawful order or face unknown consequences that “may be
even more costly.” See id. at 153; id. at 152 (finding hardship and hence
ripeness where “[t]he regulations are clear-cut, and were made effective
immediately upon publication; [and the Government’s lawyers made clear]
that immediate compliance with their terms was expected”). The mandate
thus plainly affects plaintiffs’ “primary conduct” and hence is ripe for review
irrespective of any personnel actions the Government has taken or might
eventually take. Nat’l Park Hosp. Ass’n v. Dep’t of Interior, 538 U.S. 803, 810
(2003).
F.
Finally, the dissenting opinion claims that “[t]his circuit’s door is now
open to all pre-enforcement challenges to federal employment policies.
Plaintiffs are welcome to challenge any personnel action before it takes
place.” Post, at 67–68 (Higginson, J., dissenting) (footnote omitted). “But
this is one of those instances in which the dissent clearly tells us what the law
is not.” Waste Mgmt. of La., L.L.C. v. River Birch, Inc., 920 F.3d 958, 978 (5th
Cir. 2019) (Oldham, J., dissenting) (quotation omitted).
Plaintiffs in this circuit, as in every circuit of which we’re aware, are
not free to challenge federal personnel actions under § 1331. Instead,
challenges to federal personnel actions must be channeled through the CSRA
process. True, § 1331 jurisdiction remains undisturbed for claims that do not
challenge federal personnel actions. But even then, the eye of the federal
employee’s needle is narrow. The plaintiff still must demonstrate an injury
in fact under well-established standing principles. And if the employee seeks
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8
For example, the district judge in this case rejected a previous challenge to this
same mandate as unripe. See Rodden v. Fauci, 571 F. Supp. 3d 686, 689 (S.D. Tex. 2021).
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would not do so. ROA.1454, 1464, 1600, 1625, 1645. The court therefore
expressed its “fears that limiting the relief to only those before it would prove
unwieldy and would only cause more confusion.” ROA.1770. On this record
and absent binding precedent from the Supreme Court, we cannot say that
the district court abused its discretion in rejecting the Government’s
assurances that it could and would comply with an injunction limited to the
plaintiffs’ members.
The Government’s position on the scope of the injunction also sits
awkwardly with its position on the merits. On the merits, the Government
wants “consistency across government in enforcement of this government-
wide vaccine policy.” ROA.810. But on the scope of the injunction, the
Government wants piecemeal enforcement, where thousands of plaintiffs’
members across the Nation are subject to the district court’s injunction,
others are given exemptions from vaccination, and only the remainder are
subject to the President’s mandate. That undermines rather than supports
the Government’s purported interest in “consistency across government in
enforcement of this government-wide vaccine policy.” ROA.810.
Finally, a word about concerns expressed by Judge Haynes and
Judge Stewart regarding a purported conflict between this injunction
and the decisions of other courts across the country. They worry that the
district court’s injunction awards relief to parties who have already lost their
claims elsewhere. But our esteemed colleagues reference no cases where
plaintiffs have lost their claims on the merits. They first cite Rydie v. Biden,
No. 21-2359, 2022 WL 1153249 (4th Cir. Apr. 19, 2022) (unpublished).
There, our sister circuit vacated a district court judgment denying a
preliminary injunction of Executive Order 14043 but only because the court
concluded that the CSRA stripped the district court of jurisdiction. See id. at
*1. The panel dismissed the case under Fed. R. Civ. P. 12(b)(1) without
prejudice and without reaching the merits. See id. at *8 (“We therefore
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vacate the district court’s judgment and remand the case with instructions
that it be dismissed without prejudice for lack of subject-matter
jurisdiction.”). The D.C. Circuit took the same route in Payne v. Biden, ---
F.4th ----, 2023 WL 2576742 (D.C. Cir. 2023). See id. at *7 (dismissing for
lack of subject matter jurisdiction without reaching the merits). In all the
other cases Judge Stewart cites, the districts courts dismissed the claims
without prejudice on the grounds that the CSRA stripped jurisdiction. See
Am. Fed’n of Gov’t Emps. Loc. 2018 v. Biden, 598 F. Supp. 3d 241, 248–49
(E.D. Pa. 2022); Payne v. Biden, 602 F. Supp. 3d 147, 151 (D.D.C. 2022); Am.
Fed’n of Gov’t Emps. Loc. 2586 v. Biden, No. CIV-21-1130-SLP, 2022 WL
3695297, at *6 (W.D. Okla. July 22, 2022). The overwhelming majority of
district courts that have dismissed these challenges have also done so for lack
of jurisdiction under Fed. R. Civ. P. 12(b)(1). See, e.g., Calderwood v.
United States, No. 2:21-CV-702-CLM, 2022 WL 4353382 (N.D. Ala. Aug.
25, 2022); Church v. Biden, No. 21-2815 (CKK), 2022 WL 1491100 (D.D.C.
May 11, 2022); Am. Fed’n of Gov’t Emps. Loc. 501 v. Biden, 576 F. Supp. 3d
1155 (S.D. Fla. 2021); McCray v. Biden, 574 F. Supp. 3d 1 (D.D.C. 2021);
Brass v. Biden, No. 21-CV-02778-CNS-MEH, 2022 WL 11732833 (D. Colo.
Oct. 20, 2022). Thirteen members of this court, including Judge Haynes,
agree that we have jurisdiction and must reach the merits of the preliminary
injunction. Accordingly, any perceived conflict is misconstrued, and any
benefit to outside parties is “merely incidental.” See Trump, 138 S. Ct. at
2427 (Thomas, J., concurring).
We hasten to emphasize that this case only involves a preliminary
injunction. The preliminary injunction’s purpose is to maintain the status
quo until the parties have the chance to adjudicate the merits. See Benisek v.
Lamone, 138 S. Ct. 1942, 1945 (2018) (“[T]he purpose of a preliminary
injunction is merely to preserve the relative positions of the parties until a
trial on the merits can be held . . . .” (quotation omitted)); Texas v. United
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States, 809 F.3d 134, 187 n.205 (5th Cir. 2015), affirmed by an equally divided
Court, 579 U.S. 547 (2016) (per curiam) (similar). When the parties proceed
to the merits in the district court, the plaintiffs will have to prove that
whatever injunction they request is broad enough to protect against their
proven injuries and no broader. And the Government will have another
chance to show that any permanent injunction should be narrower than the
preliminary one. And both sides will have to grapple with the White House’s
announcement that the COVID emergency will finally end on May 11, 2023.
See Exec. Off. of the President, Statement of Administration Policy Re: H.R.
382 & H.J. Res. 7 (Jan. 30, 2023).
AFFIRMED.
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1
Cf. NFIB v. OSHA, 142 S. Ct. 661, 665 (2022) (“A vaccination . . . cannot be
undone at the end of the workday.”) (quotations omitted); Louisiana v. Biden, 55 F.4th
1017, 1022 (5th Cir. 2022) (noting that “employees would have to undertake an irreversible
decision—vaccination—in order to be compliant with this mandate”); see also Sambrano v.
United Airlines, Inc., 45 F.4th 877, 878–79 (5th Cir. 2022) (Ho, J., concurring in denial of
rehearing en banc) (same).
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Constitution assumes that lesser executive officers will assist the supreme
Magistrate in discharging the duties of his trust.” Id. (quotations omitted).
But “[t]hese lesser executive officers must remain accountable to the
President, whose authority they wield.” Id.
All of this means that the President should possess the constitutional
authority under Article II to remove his subordinates from office. See, e.g.,
Myers v. United States, 272 U.S. 52, 122, (1926) (“[W]hen the grant of the
executive power is enforced by the express mandate to take care that the laws
be faithfully executed, it emphasizes the necessity for including within the
executive power as conferred the exclusive power of removal.”); Free Enter.
Fund v. Pub. Co. Acct. Oversight Bd., 561 U.S. 477, 498 (2010) (insulating
subordinates from removal “subverts the President’s ability to ensure that
the laws are faithfully executed—as well as the public’s ability to pass
judgment on his efforts”); Seila Law, 140 S. Ct. at 2203–04 (observing that
“the threat of removal” allows the President to “meaningfully control[]”
subordinates, and that “removal at will” is “the most direct method of
presidential control”); Collins v. Yellen, 141 S. Ct. 1761, 1787 (2021) (“The
President must be able to remove not just officers who disobey his commands
but also those he finds negligent and inefficient, those who exercise their
discretion in a way that is not intelligent or wise, those who have different
views of policy, those who come from a competing political party who is dead
set against [the President’s] agenda, and those in whom he has simply lost
confidence.”) (cleaned up). 2
2
But see Collins v. Mnuchin, 938 F.3d 553, 614 (5th Cir. 2019) (en banc) (Higginson,
J., dissenting in part) (“The Constitution affords sparse materials to resolve this
question—only broad pronouncements that ‘[t]he executive Power shall be vested’ in the
President and that ‘he shall take Care that the Laws be faithfully executed.’ Art. II §§ 1, 3.
These clauses say nothing about removal of executive-branch officers.”).
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are rarely discharged from government for inadequately doing their jobs. The
civil service system has provided the equivalent of life tenure (at least until
retirement) once a brief probation period is passed, absent what the
government considers a serious act of misconduct.” Gerald E. Frug, Does the
Constitution Prevent the Discharge of Civil Service Employees?, 124 U. Pa. L.
Rev. 942, 945 (1976). See also Philip K. Howard, Not
Accountable: Rethinking The Constitutionality Of
Public Employee Unions 136 (2023) (“Federal government . . . is an
accountability-free zone. More federal employees die on the job than are
terminated for poor performance. Regular stories emerge of employees who
cannot be terminated despite outrageous behavior.”).
Not surprisingly, these “tenure-like protections for the civil service
have sharply reduced the president’s ability to change the direction of the
permanent bureaucracy.” John Yoo, Unitary, Executive, or Both?, 76 U.
Chi. L. Rev. 1935, 1956 (2009).
What’s more, federal employees know it—and they take full-throated
advantage of it. As anyone who has ever held a senior position in the
Executive Branch can attest, federal employees often regard themselves, not
as subordinates duty-bound to carry out the President’s vision whether they
personally agree with it or not, but as a free-standing interest group entitled
to make demands on their superiors. See, e.g., Philip K. Howard, Civil Service
Reform: Reassert the President’s Constitutional Authority, The American
Interest, Jan. 28, 2017 (“The slow dissipation of presidential power is a
story rich with irony—designed to avoid interest group capture, the civil
service became its own special interest.”).
As a result, “Presidents can have a hard time implementing their
agenda if civil servants collectively drag their feet or lack the competence to
carry out the President’s orders.” Jason Marisam, The President’s Agency
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only to 1974.”); Frug, supra, at 949 (noting that “the President’s absolute
power of removal of federal employees was established in principle” in 1789).
This is not that case, however. That’s because the Government
doesn’t challenge the validity of the CSRA or invoke the President’s Article
II removal power in this case. It doesn’t do so in its briefing. And it
reconfirmed during oral argument that it doesn’t challenge the
constitutionality of the CSRA here. During oral argument, I asked whether
the President has the power under the Constitution to remove any Executive
Branch employee, notwithstanding laws like the CSRA. Counsel for the
Government responded: “Plaintiffs say periodically we haven’t challenged
the constitutionality of the CSRA. That’s absolutely right—we have not.”
Oral Arg. at 5:40-6:23.
The argument is thus forfeited. We therefore have no occasion to
decide whether this case implicates the President’s constitutional power to
remove employees who are unwilling to faithfully execute his policy vision
for our country—or if, instead, the President is impermissibly leveraging
(and therefore exceeding) his removal power in order to meddle in the private
lives of federal employees. See post, at 52 (Higginson, J., concurring in part
and dissenting in part) (noting that the President’s vaccine mandate
“requires federal employees to ‘protect themselves’ against COVID-19 by
getting FDA-approved vaccinations”); cf. Louisiana v. Biden, 55 F.4th 1017,
1030 (5th Cir. 2022) (“unlike the non-discrimination, E-Verify, Beck rights,
and sick leave orders, which govern the conduct of employers, the [President’s
federal contractor] vaccine mandate purports to govern the conduct of
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employees – and more than their conduct, purports to govern their individual
healthcare decisions”). 3
3
See also Horvath v. City of Leander, 946 F.3d 787, 799 (5th Cir. 2020) (Ho, J.,
concurring in the judgment and dissenting in part) (observing that a municipal vaccine
mandate “forces [an employee] to choose between sacrificing his faith or working under
unequal conditions”); BST Holdings, L.L.C. v. Occupational Safety & Health Admin., 17
F.4th 604, 618–19 (5th Cir. 2021) (OSHA vaccine mandate implicates “the liberty of
individuals to make intensely personal decisions according to their own convictions”);
Sambrano v. United Airlines, Inc., 19 F.4th 839, 841 (5th Cir. 2021) (Ho, J., dissenting)
(“Vaccine mandates . . . present a crisis of conscience for many people of faith. It forces
them to choose between the two most profound obligations they will ever assume—holding
true to their religious commitments and feeding and housing their children.”); Sambrano
v. United Airlines, Inc., 2022 WL 486610, *9 (5th Cir. Feb. 17, 2022) (“United has
presented plaintiffs with two options: violate their religious convictions or lose all pay and
benefits indefinitely. That is an impossible choice for plaintiffs who want to remain faithful
but must put food on the table.”).
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1
Judges Higginson and Willett join in Section II.
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J., concurring) (“[W]hen a court . . . order[s] the government to take (or not
take) some action with respect to those who are strangers to the suit, it is hard
to see how the court could still be acting in the judicial role of resolving cases
and controversies.”); Georgia v. President of the United States, 46 F.4th 1283,
1303 (11th Cir. 2022) (“In their universal reach to plaintiffs and nonplaintiffs
alike, nationwide injunctions push against the boundaries of judicial power,
and very often impede the proper functioning of our federal court system.”).
This seems especially true where, as here, several district courts (and two
circuit courts) across the country have come out differently from this district
court on these issues. 2 For instance, the Government noted that it has
successfully defended the executive order in the Fourth Circuit3 and is
currently defending the dismissal of similar challenges in the Third and D.C.
Circuits,4 “[b]ut those cases are rendered essentially meaningless by this
nationwide injunction.” 5
2
At least twelve district courts previously rejected challenges to Executive Order
14043 for various reasons. See Feds for Med. Freedom, 30 F.4th at 505 n.1 (collecting cases).
3
The Fourth Circuit, like the panel opinion in this case, determined that the CSRA
deprived the district court of jurisdiction. Accordingly, it vacated the district court’s
judgment denying relief to the plaintiffs on the merits and dismissed the suit for lack of
jurisdiction. Rydie v. Biden, No. 21-2359, 2022 WL 1153249, at *8 (4th Cir. Apr. 19, 2022).
4
The Government subsequently noted that the D.C. Circuit ruled in its favor. See
Payne v. Biden, --- F.4th ----, 2023 WL 2576742 (D.C. Cir. 2023).
5
The majority opinion misunderstands my point here: we should generally only
address the parties’ request for a preliminary injunction, particularly in this circumstance,
where other litigants are raising the same issues in other circuits. In other words, I am less
concerned with whether we are creating circuit splits than whether we are appropriately
limiting the scope of our decisions to the parties before us. The reasoning other circuits
use to resolve these issues is therefore not my point. That said, the majority is plainly
incorrect that its opinion doesn’t truly conflict with other courts’ decisions. The other
circuits’ jurisdictional rulings are far from “merely incidental”—they are wholly fatal to
the plaintiffs’ claims. Therefore, a nationwide ruling which the majority opinion seems to
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find overrules the other circuits is also problematic because we have no greater jurisdiction
to grant relief (or make decisions about federal court jurisdiction) than the other circuits.
6
The majority opinion’s last substantive paragraph notes that this case “only
involves a preliminary injunction” which has the “purpose to maintain the status quo until
the parties have the chance to adjudicate the merits.” Ante, at 37 (emphasis added).
Exactly—we should not address the interests of non-parties where, as here, it is certainly
feasible to tailor the injunctive relief to the plaintiffs.
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have the plaintiffs shown that they are likely to suffer an irreparable injury
from the requirement in the absence of injunctive relief. Without identifying
any reason that the requirement exceeded Presidential authority or any
irreparable injury that the plaintiffs will suffer, our court concludes that such
an injunction, which overruled all other federal courts that left the mandate
untouched, is justified.
Setting aside the substance of what our court says on the merits, I
disagree with how we say it. Today, our court affirms a nationwide injunction,
put in place over a year ago, without explanation or analysis of any of the
preliminary injunction factors. This method of rubberstamping a district
court’s nullification of the President’s authority over the Executive Branch
is unprecedented and improper on en banc rehearing. The People’s trust in
our independence is undermined when we answer vital constitutional
questions without showing our work—especially when the questions before
us “are inescapably entangled in political controversies” and “touch the
passions of the day.” Joint Anti-Fascist Refugee Comm. v. McGrath, 341 U.S.
123, 149 (1951) (Frankfurter, J., concurring).
I.
By September 2021, more than 600,000 Americans had died from
COVID-19. Covid Data Tracker Weekly Review: Easy as 1-2-3, Ctrs. for
Disease Control & Prevention (Interpretive Summary for Aug. 27,
2021). Millions were missing work each week. Educational Attainment for
Adults Not Working at Time of Survey, by Main Reason for Not Working and
Source Used to Meet Spending Needs, Weekly 37 Household Pulse Survey: Sept. 1
– Sept. 13, U.S. Census Bureau (Sept. 21, 2021).
To combat those threats to “the health and safety of the [f]ederal
workforce and the efficiency of the civil service,” on September 9, 2021, the
President issued Executive Order 14043. Exec. Order No. 14043, 86 Fed.
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Reg. 50,989, 50,989 (Sept. 9, 2021). This order requires federal employees
to “protect themselves” against COVID-19 by getting FDA-approved
vaccinations. Id. Specifically, the President directed executive agencies to
implement “a program to require COVID-19 vaccination for all of its
[f]ederal employees, with exceptions only as required by law.” Id. at 50,990.
Pursuant to the Executive Order, the Safer Federal Workforce Task
Force issued guidance stating that covered employees would “need to be
fully vaccinated by November 22, 2021.” Vaccinations, Safer Fed.
Workforce, https://perma.cc/G8T6-K8XN. The guidance said that
agencies “may be required to provide a reasonable accommodation to
employees” who did not get vaccinated “because of a disability” or “a
sincerely held religious belief, practice, or observance.” Id.
The guidance also explained how agencies could enforce the vaccine
requirement. Agencies should first provide “an appropriate period of
education or counseling” to employees who initially fail to comply with the
requirement. Id. Afterwards, if an employee still does not get vaccinated, an
agency could “issue a letter of reprimand, followed by a short suspension,”
which would “generally” last “14 days or less.” Id. The agency could
propose that the employee be removed if the employee does not comply with
the requirement during the suspension. Id. The guidance further noted that
“[e]mployees who violate lawful orders,” like the requirement, “are subject
to discipline, . . . including termination or removal.” Id.
In December 2021, Feds for Medical Freedom, individual federal
employees, and other plaintiffs challenged Executive Order 14043 in federal
district court. They alleged that the Executive Order is ultra vires because it
exceeded the President’s constitutional and statutory authority, and they
challenged the Executive Order as arbitrary and capricious under the
Administrative Procedure Act (APA), 5 U.S.C. § 706. The plaintiffs moved
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for a preliminary injunction, which the district court granted. See Feds for
Med. Freedom v. Biden, 581 F. Supp. 3d 826, 836-37 (S.D. Tex. 2022), vacated,
30 F.4th 503 (5th Cir. 2022), reh’g granted, 37 F.4th 1093. In granting the
injunction, the district court split from a dozen other district courts who had
already rejected similar challenges. 1 See Feds for Med. Freedom, 30 F.4th at
505 n.1 (collecting cases).
The government appealed and moved for a stay pending appeal. A
divided panel carried the motion with the case, see Feds for Med. Freedom v.
Biden, 25 F.4th 354 (5th Cir. 2022) (per curiam), and a divided panel then
vacated the injunction on the basis that the CSRA precluded the district
court’s exercise of jurisdiction, see Feds for Med. Freedom v. Biden, 30 F.4th
503, 511 (5th Cir. 2022). Our court granted rehearing en banc. Feds for Med.
Freedom v. Biden, 37 F.4th 1093 (5th Cir. 2022) (per curiam).
II.
Congress’s constitutional power to establish inferior federal courts
includes the power to define their jurisdiction. See U.S. Const. art III, § 1;
Lockerty v. Phillips, 319 U.S. 182, 187 (1943). Pursuant to this power,
Congress can preclude district courts from exercising jurisdiction by
requiring certain claims “to proceed exclusively through a statutory review
scheme.” Elgin v. Dep’t of Treasury, 567 U.S. 1, 10 (2012).
In determining whether a statute precludes district court jurisdiction,
we consider whether Congress’s intent to do so is “fairly discernible in the
1
The district court’s decision also conflicts with the Fourth Circuit’s and D.C.
Circuit’s conclusion that Congress precluded jurisdiction over a similar challenge to the
vaccine requirement. See Payne v. Biden, --- F.4th ----, 2023 WL 2576742 (D.C. Cir. 2023);
Rydie v. Biden, No. 21-2359, 2022 WL 1153249 (4th Cir. Apr. 19, 2022). Another appeal is
pending before the Third Circuit. See Smith v. Biden, No. 21-CV-19457, 2021 WL 5195688
(D.N.J. Nov. 8, 2021), appeal docketed, No. 21-3091 (3d Cir. Nov. 10, 2021).
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statutory scheme.” Thunder Basin Coal Co. v. Reich, 510 U.S. 200, 207
(1994). If so, we decide whether the plaintiffs’ claims “are of the type
Congress intended to be reviewed within this statutory structure.” Id. at 212.
Three factors are relevant to this inquiry: whether (1) “a finding of preclusion
could foreclose all meaningful judicial review,” (2) the claims are “wholly
collateral to a statute’s review provisions,” and (3) the claims are “outside
the agency’s expertise.” Id. at 212-13 (cleaned up).
Applying this Supreme Court test, the CSRA generally precludes
district court jurisdiction over pre-enforcement challenges to Executive
Branch employment policies. But, as I explain below, the plaintiffs’
separation-of-powers claim is the rare type of pre-enforcement challenge that
Congress did not intend to preclude in the CSRA. Therefore, I agree
narrowly in outcome with the majority that we have jurisdiction over
plaintiffs’ pre-enforcement challenge to the Executive Order as ultra vires.2
But the majority takes two significant wrong turns in reaching its
jurisdictional conclusion, which rejects Supreme Court precedent and
imperils Congress’s CSRA regime. First, the majority is incorrect that
plaintiffs are not challenging a “personnel action” within the meaning of the
CSRA. In addition, the majority is mistaken that Congress did not intend the
CSRA to preclude jurisdiction over pre-enforcement challenges to personnel
actions covered by the statute. This second error of our court is grave and
lets any covered employee facing proposed discipline rush to federal court
ahead of the statutory timeline contrary to Supreme Court precedent and the
text of the CSRA.
2
With the benefit of en banc argument, I have reconsidered my initial view that the
district court likely lacked jurisdiction over the entire case. Feds for Med. Freedom v. Biden,
25 F.4th 354, 356 (5th Cir. 2022) (Higginson, J., dissenting), though I continue to believe
that jurisdiction over plaintiffs’ APA claim is precluded.
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A.
The CSRA imposed a “comprehensive and integrated review
scheme” for “personnel action taken against federal employees.” United
States v. Fausto, 484 U.S. 439, 454, 455 (1988). This system replaced a set of
“haphazard” and “patchwork” “arrangements for administrative and
judicial review of personnel action,” which had resulted in a “wide
variation[] in [district court] decisions issued on the same or similar
matters.” Id. at 444-45 (cleaned up). Among other reforms, the CSRA
created the Merit Systems Protection Board (MSPB), “a quasi-judicial
agency with the power to adjudicate disputes arising from adverse personnel
actions taken against covered federal employees.” Zummer v. Sallet, 37 F.4th
996, 1003 (5th Cir. 2022), cert. denied, --- S. Ct. ----, 2023 WL 2563318 (2023).
Under the CSRA’s “elaborate new framework,” challenges to
“minor adverse action[s],” “major adverse action[s],” and “prohibited
personnel practices” are channeled into separate procedural tracks. Fausto,
484 U.S. at 443, 445-47 (cleaned up); see 5 U.S.C. §§ 1212, 1214, 2301, 2302,
7502, 7503, 7512, 7513; see also 5 U.S.C. § 4303 (review of actions based on
unacceptable performance).
Minor adverse actions, meaning suspensions lasting fourteen days or
less, are not appealable to the MSPB. See 5 U.S.C. § 7503; Fausto, 484 U.S.
at 446. Instead, an employee against whom such a suspension is proposed is
entitled to certain procedural protections, including notice, an opportunity
to respond, representation by an attorney, and a written decision. 5 U.S.C.
§ 7503(b)(1)-(4).
Major adverse actions, including removal and suspension for more
than fourteen days, id. § 7512(1)-(5); Fausto, 484 U.S. at 446-47, trigger a
similar set of safeguards. When such an action is proposed against an
employee, he or she is generally entitled to “at least [thirty] days’ advance
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B.
The Supreme Court has held that the CSRA “forecloses judicial
review” for employees “to whom the CSRA grants administrative and
judicial review” as well as for those employees “to whom the CSRA denies
statutory review.” Elgin, 567 U.S. at 11.
Specifically, in Elgin v. Department of Treasury, the Court, in an
opinion written by Justice Thomas, decided that the CSRA precluded
jurisdiction over employees’ constitutional claims challenging their removal
from federal employment. 567 U.S. 1, 8 (2012). And in United States v.
Fausto, the Court, in an opinion written by Justice Scalia, decided that the
exclusion of certain employees from the CSRA review scheme for major
adverse actions precluded jurisdiction over those employees’ challenges to
those actions. 484 U.S. 439, 455 (1988).
These precedents control here.
1.
To begin, because the vaccine requirement is a “significant change in
[an employee’s] . . . working conditions,” 5 U.S.C. § 2302(a)(2)(A)(xii), the
CSRA gives plaintiffs a mechanism for “administrative and judicial review,”
Elgin, 567 U.S. at 11.
“Working conditions” are the circumstances under which an
employee performs his or her job. 3 The vaccine requirement changes those
3
See Fort Stewart Schs. v. Fed. Lab. Relations Auth., 495 U.S. 641, 645 (1990)
(explaining, with reference to different CSRA provision, that “working conditions . . .
refers, in isolation, only to the ‘circumstances’ or ‘state of affairs’ attendant to one’s
performance of a job”); Hesse v. Dep’t of State, 217 F.3d 1372, 1378 (Fed. Cir. 2000)
(defining the phrase in § 2302 to mean “the physical conditions under which an employee
labors”); Mahoney v. Donovan, 721 F.3d 633, 636 (D.C. Cir. 2013) (defining the phrase in
57
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§ 2302 as concerning actions that “affect the ability of [employees] to do their jobs
efficiently and effectively”); Turner v. U.S. Agency for Glob. Media, 502 F. Supp. 3d 333,
367 (D.D.C. 2020) (defining the phrase in § 2302 as “generally refer[ring] to the daily,
concrete parameters of a job, for example, hours, discrete assignments, and the provision
of necessary equipment and resources”); see also Sistek v. Dep’t of Veterans Affs., 955 F.3d
948, 955 (Fed. Cir. 2020) (“[A] retaliatory investigation, either on its own or as part of a
broader set of circumstances, may . . . rise[] to the level of a significant change in working
conditions.” (cleaned up)).
4
Many Executive Branch employees do not have the luxury to decide for
themselves to put up plexiglass barriers, require attorneys to wear masks, and conduct
judicial proceedings by videoconference, as we can order at our discretion. See, e.g., Order,
General Dkt. No. 2020-5, United States Court of Appeals for the Fifth Circuit (authorizing
panels to conduct remote oral arguments). Indeed, some federal courts mandated
vaccinations for court employees and lawyers appearing for in-person oral argument. See
Order Regarding Masking, Vaccination, and COVID-19 Self-Certification, General Order
No. 21-009, United States Court of Appeals for the Seventh Circuit. State courts took
similar measures. See Keshia Clukey, Four Unvaccinated Judges in New York Face Sanctions,
Removal, Bloomberg Law (Mar. 23, 2022).
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5
The majority relies on Gustafson v. Adkins, a Seventh Circuit case holding that
placement of a hidden camera in a workplace changing area was not a “personnel action”
under § 2302(a)(2)(A). 803 F.3d 883, 889 (7th Cir. 2015). Gustafson based this decision
on dicta in Bush v. Lucas that “wiretapping” and “warrantless searches” would not be
personnel actions within the CSRA. 462 U.S. 367, 385 n.28 (1983). But Lucas was decided
almost a decade before Congress amended the CSRA to include the “working conditions”
phrase. And it is difficult to see how the hidden camera at issue in Gustafson did not
significantly change “working conditions” for the surveilled employees.
The majority’s reliance on NFIB v. OSHA is also misplaced. 142 S. Ct. 661 (2022).
That case held that the Occupational Safety and Health Administration lacked authority
under the Occupational Safety and Health Act (OSHA) to issue a vaccine requirement for
certain private employers because the statute empowered the agency “to set workplace
safety standards, not broad public health measures,” and Congress had not spoken clearly
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6
Our court found that President Reagan’s order survived a facial constitutional
challenge. See NTEU v. Bush, 891 F.2d 99, 102 (5th Cir. 1989). Prior to this appeal, relying
on the Supreme Court dicta that warrantless searches are not personnel actions, see supra
note 5, the district court had found that the CSRA did not preclude jurisdiction over a
challenge to the warrantless uranalysis testing aspect of President Reagan’s program. See
NTEU v. Reagan, 651 F. Supp. 1199, 1200-02 (E.D. La. 1987). As I explained, because of
amendments to the statute, the district court’s reasoning in reliance on this dicta is no
longer persuasive.
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7
As I explain below, the requirement has been enforced against at least some of the
plaintiffs because disciplinary actions have been taken against them, and this suit challenges
those disciplinary actions. But if this suit is conceived of as a true pre-enforcement
challenge, as the majority insists—for example, if this suit only challenged the requirement
insofar as the requirement might be used to terminate the plaintiffs in the future—then the
CSRA still precludes pre-enforcement challenges for the reasons stated in this section.
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CSRA does not provide covered employees with administrative and judicial
review of suspensions less than fourteen days. Id. at 449-50. And if Fausto
had such an expanded right to judicial review, the “preferred position” of
covered employees in the statutory scheme would be turned upside down.
Id. In a footnote, the Court clarified that this line of reasoning assumes that
employees “who are given review rights by [the CSRA] . . . cannot expand
these rights by resort to pre-CSRA remedies.” Id. at 450 n.3; See Graham v.
Ashcroft, 358 F.3d 931, 934 (D.C. Cir. 2004) (Roberts, J.) (charting this logic).
Like Fausto, the plaintiffs here would have expanded rights under the
CSRA if they could obtain judicial review of the vaccine requirement before
major adverse actions are taken against them. There is generally no statutory
mechanism for judicial review of minor adverse actions. When a covered
employee faces a proposed minor or major adverse action, the CSRA gives him
procedural protections but no path to judicial review. See 5 U.S.C.
§§ 7503(b)(1)-(4), 7513(b)(1)-(4). Rather, an employee must wait until the
agency takes a major adverse action against him before appealing to the
MSPB and the Federal Circuit. See id. § 7513(d). Resort to judicial review
for a minor adverse action or a proposed action would thus expand an
employee’s right to judicial review outside the bounds of the CSRA. See
Graham, 358 F.3d at 934 (applying this logic to hold that the CSRA precludes
jurisdiction over “a personnel action as to which the CSRA grants no right of
review, even for employees who are otherwise granted such rights under the
CSRA in other circumstances”); Nyunt v. Chairman, Broadcasting Bd. of
Governors, 589 F.3d 445, 448 (D.C. Cir. 2009) (Kavanaugh, J.) (“When
Congress wants to preserve remedies outside the CSRA, it does so expressly;
for example, the CSRA maintains federal employees’ rights to bring suit
under Title VII and other anti-discrimination laws.”). The same is true
where an employee seeks to challenge an employment policy, like the vaccine
requirement, that permits an agency to discipline violators. See Vaccinations,
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8
See, e.g., Feds for Med. Freedom v. Biden, No. 21-CV-356, Aff. of Brian Fouche ¶ 4,
Dkt. No. 35-1, Ex. 39 (asserting that employee “received . . . notice of a 14-day unpaid
suspension,” which is a minor adverse action under 5 U.S.C. § 7502); id., Aff. of John
Armbrust ¶ 6, Dkt. No. 3, Ex. 15 (asserting that employee received “written letter of
reprimand stating [that] it is [a] ‘disciplinary action’”); id., Aff. of Nevada Ryan ¶ 6, Dkt.
No. 3, Ex. 27 (similar); id., Aff. of Michael Ball ¶ 6, Dkt. No. 3, Ex. 16 (asserting that
employee “was disciplined in the form of a Letter of Counseling and Education”); id., Aff.
of M. LeeAnne Rucker-Reed ¶ 6, Dkt. No. 3, Ex. 26 (asserting that employee was
prohibited from traveling “to attend necessary training” or “to work Judicial [C]onference
or protection details” and “was not selected for a promotion opportunity”).
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the vaccine requirement unlawful, they also seek to enjoin the government
“from enforcing or implementing” the vaccine requirement—which would
keep the government from taking CSRA-covered personnel actions, like
suspension and termination, against them.
Indeed, this case is justiciable because it involves challenges to CSRA-
covered personnel actions. The plaintiffs’ Article III injuries stem from
personnel actions that they allege have been or will be taken against them
because of their refusal to comply with the vaccine requirement. As the
plaintiffs alleged in their complaint, “[t]he entire point of the [m]andate[] is
to force vaccinations quickly by threatening to initiate drastic employment or
contractual harms.” There is no mandate and no justiciable case without, in
the plaintiffs’ words, a “sword of Damocles,” or, as the Supreme Court put
it, “expos[ure] to the imposition of strong sanctions,” Abbot Lab’ys v.
Gardner, 387 U.S. 136, 154 (1967)—here, the personnel actions. And the
district court found this case ripe because plaintiffs “already have received
letters from their employer agencies suggesting that suspension or
termination is imminent, have received letters of reprimand, or have faced
other negative consequences.” 9 Feds for Med. Freedom, 581 F. Supp. 3d at
832.
The majority calls this suit a “pre-enforcement challenge” that the
plaintiffs can bring “outside of the CSRA,” and the broader implication of
this holding is unmistakable. This circuit’s door is now open to all pre-
9
The majority contends that because the plaintiffs “claim that the President’s
vaccine requirement violates the U.S. Constitution and the APA,” the plaintiffs do not
challenge any personnel action. But the legal arguments or causes of action by which the
plaintiffs try to attack the personnel actions taken or proposed against them are immaterial
to what the plaintiffs hope to get out of this suit: injunctive relief to avoid personnel actions.
See Elgin, 567 U.S. at 8 (concluding that “the CSRA precludes district court jurisdiction
over petitioners’ claims even though they are constitutional claims for equitable relief”).
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10
The majority claims that the ripeness doctrine closes this loophole because “any
suit to enjoin a personnel action before it occurs will likely be unripe.” This ignores that a
personnel action may be certain to occur or imminent—and therefore ripe—long before
the action is taken against an employee. See Texas v. United States, 523 U.S. 296, 300 (1998)
(“A claim is not ripe for adjudication if it rests upon contingent future events that may not
occur as anticipated, or indeed may not occur at all.”).
11
The majority invokes two pre-Fausto cases that explicitly exercised jurisdiction
over certain pre-enforcement challenges. See NFFE v. Weinberger, 818 F.2d 935, 940 (D.C.
Cir. 1987); NTEU v. Devine, 733 F.2d 114, 117 n.8 (D.C. Cir. 1984). Because these cases
were decided before both Fausto and Elgin mapped the landscape of CSRA preclusion, they
are inapposite. In particular, Devine reasoned that just because it is true that “when a
statute provides a detailed scheme of administrative protection for defined employment
rights, less significant employment rights of the same sort are implicitly excluded and
cannot form the basis for relief directly through the courts,” it does not follow that “a
detailed scheme of administrative adjudication impliedly precludes preenforcement
judicial review of rules.” 733 F.2d at 117 n.8. But this proposition runs headlong into the
logic of Fausto, which I outlined in this section. As for Weinberger, there the court relied
entirely on the premise that “civilian federal employees may seek to enjoin government
actions that violate their constitutional rights.” 818 F.2d at 940. However, by ruling that
covered employees’ constitutional claims had to run through the CSRA scheme, Elgin
unsettled that assumption. As the D.C. Circuit recently recognized, this part of Weinberger
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“cannot survive the Supreme Court’s subsequent decisions in Thunder Basin and Elgin.”
Payne, 2023 WL 2576742, at *6.
Finally, the majority cites two Supreme Court cases that adjudicated the merits of
pre-enforcement challenges to laws and programs affecting federal employees without
addressing CSRA preclusion. See United States v. NTEU, 513 U.S. 454 (1995); NTEU v.
Von Raab, 489 U.S. 656 (1989). Both these cases involved constitutional claims and were
decided before Elgin, which clarified the standard for determining whether the CSRA
precludes constitutional claims, see 567 U.S. at 8-10, and applied the appropriate standard
to find that Elgin’s claims were precluded, see id. at 10-16.
For additional reasons, neither United States v. NTEU nor NTEU v. Von Raab is
persuasive. It is unclear whether enforcement of the statute at issue in United States v.
NTEU would have triggered CSRA review. See 513 U.S. at 460 (enforcement through civil
penalty). And in NTEU v. Von Raab, 489 U.S. 656, the district court did consider whether
the CSRA precluded jurisdiction, see 649 F. Supp. 380, 384-86 (E.D. La. 1986). The district
court’s jurisdictional holding rested on two principal grounds, one of which was abrogated
by the CSRA amendments and the other undermined by Elgin. First, the district court
reasoned that the challenged program, a drug-testing scheme for certain Customs Service
employees, was a warrantless search. 649 F. Supp. at 384-85. Relying on dicta in Lucas
that warrantless searches were not personnel actions under the CSRA, the district court
decided that a challenge to the drug-testing scheme was not covered under the CSRA. See
id. (discussing Lucas, 462 U.S. at 385 n.28). As I explained, supra note 5, at the time of the
district court’s and the Supreme Court’s decisions, the CSRA had not yet been amended
to add the “working conditions” phrase—abrogating the Lucas dicta and this part of Von
Raab. Regardless, since the Lucas dicta was highly persuasive when Von Raab was decided,
it is unsurprising that the Supreme Court did not take up jurisdiction sua sponte after
neither party raised the issue. See Pet’rs’ Br., NTEU v. Von Raab, No. 86-1879, 1988 WL
1025626; Resp’t’s Br., NTEU v. Von Raab, No. 86-1879, 1987 WL 880093. Second, like
Weinberger, the district court relied on the idea that the plaintiffs were seeking to enjoin
unconstitutional activity. See Von Raab, 649 F. Supp. at 385-86. But Elgin calls this theory
into question.
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be reviewed within” the CSRA. Thunder Basin, 510 U.S. at 212. Three
factors are probative of Congress’s intent: whether preclusion could
foreclose all meaningful judicial review of the claims; whether the claims are
collateral to the review scheme; and whether the claims are outside the
agency’s expertise. See Thunder Basin, 510 U.S. at 212-13; Free Enter. Fund
v. Public Co. Acct. Oversight Bd., 561 U.S. 477, 489 (2010) (cleaned up)
(“[W]e presume that Congress does not intend to limit jurisdiction if a
finding of preclusion could foreclose all meaningful judicial review; if the suit
is wholly collateral to a statute’s review provisions; and if the claims are
outside the agency’s expertise.” (cleaned up)).
Here, preclusion would foreclose meaningful judicial review of
plaintiffs’ pre-enforcement challenge to the requirement. So we ask whether
Congress intended the CSRA to have that effect in this case. Since plaintiffs’
challenge to the requirement as ultra vires sounds in separation-of-powers
principles, I conclude, in this narrow circumstance, that this claim is not of
the kind Congress intended to be precluded by the CSRA under Elgin and
Fausto. 12
1.
Neither § 2302, the All Writs Act, nor the procedure for challenging
major adverse actions provides for meaningful judicial review of plaintiffs’
pre-enforcement challenge.
12
Preclusion of plaintiffs’ claim under the APA, on the other hand, does not raise
the same constitutional concerns. After all, the APA does not apply to the President, see
Franklin v. Massachusetts, 505 U.S. 788, 800-01 (1992), and Congress’s potential
withdrawal of jurisdiction over agency-by-agency implementation of the requirement does
not raise the specter of the President altering the separation of powers or implicate a
constitutionally necessary remedy. Moreover, for the reasons stated in the panel opinion,
Feds for Med. Freedom, 30 F.4th at 510-12, the APA claim is not wholly collateral to the
CSRA scheme and does not exceed the MSPB’s expertise.
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13
The plaintiffs could seek a writ of mandamus compelling the OSC to take the
ministerial act of investigating a complaint, but not to petition the MSPB for corrective
action, which is within OSC’s discretion. See Carson v. U.S. Off. of Special Counsel, 633
F.3d 487, 491-92 (6th Cir. 2011).
14
The prospective jurisdiction doctrine ordinarily permits an appellate court to
issue writs that “are within its appellate jurisdiction although no appeal has been
perfected.” FTC v. Dean Foods Co., 384 U.S. 597, 630 (1966). “Once there has been a
proceeding of some kind instituted before an agency . . . that might lead to an appeal, it
makes sense to speak of the matter as being within our appellate jurisdiction—however
prospective or potential that jurisdiction might be.” In re Tennant, 359 F.3d 523, 529 (D.C.
Cir. 2004) (Roberts, J.) (cleaned up). Arguably, in the event that a pre-enforcement
complaint could be made with the OSC, the possibility that the OSC would petition the
MSPB and that the MSPB would issue an appealable final order would render the case in
the Federal Circuit’s protective jurisdiction. Cf. In re Donohoe, 311 F. App’x 357, 358-59
(Fed. Cir. 2008) (per curiam) (concluding that the court lacked authority under the All
Writs Act to mandamus the MSPB where the petitioner ‘did not seek remedy from [the
MSPB] or initiate any proceeding at [the MSPB] before seeking relief from [the Federal
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majority points out, there is no reason why the CSRA would strip jurisdiction
under § 1331 but not § 1651.
Finally, the CSRA channel for appellate review over major adverse
actions is not meaningfully available in this case. See 5 U.S.C. §§ 7513(d),
7703(a)(1), (b)(1)(A). The Executive Order does not require agencies to take
major adverse actions against noncompliant employees, see Exec. Order No.
14043, 86 Fed. Reg. at 50,990, and neither does the guidance. Instead, the
guidance gives agencies discretion but does not explicitly require them to
discipline employees with “a letter of reprimand, followed by a short
suspension,” “a longer second suspension,” and “proposing removal.”
Vaccinations, Safer Fed. Workforce; see Guidance on Enforcement of
Coronavirus Disease 2019 Vaccination Requirement for Federal Employees –
Executive Order 14043, Off. of Personnel Mgmt.
https://chcoc.gov/sites/default/files/Enforcement-Guidance-
FAQs_508.pdf (similar). This disciplinary policy would not necessarily
result in a major adverse action like removal. At most, the guidance states
that “consistency across Government in enforcement of this Government-
wide vaccine policy is desired, and the Executive Order does not permit
exceptions from the vaccination requirement except as required by law.”
Vaccinations, Safer Fed. Workforce; compare Exec. Order No. 12,564,
51 Fed. Reg. at 32,889-90 (“Agencies shall initiate action to remove from the
service any employee who is found to use illegal drugs.” (emphasis added)).
In theory, under the vaccination requirement and the CSRA, agencies
could circumvent judicial review by only taking minor adverse actions against
employees who refused vaccination. This appears to have been agency
Circuit]”). But since the CSRA likely strips the Federal Circuit of § 1651 jurisdiction, this
theory is a non-starter.
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practice. During the almost two months that passed from the start of
enforcement to the district court’s injunction, there is no evidence that any
agency proposed a major adverse action against any noncompliant employee.
Had the vaccine requirement been allowed to continue, agencies could have
continued suspending employees for fourteen-day periods without triggering
the major adverse action process. Because the requirement’s disciplinary
policy gives agencies discretion to evade judicial review, and because
implementation of the policy had that effect, I conclude that CSRA
preclusion would foreclose all meaningful review. 15
2.
The plaintiffs’ challenge to the vaccine requirement as exceeding the
President’s statutory and constitutional authority is not the sort of claim that
Congress intended to remove from all meaningful judicial review.
“Congress generally does not violate Article III when it strips federal
jurisdiction over a class of cases.” Patchak v. Zinke, 138 S. Ct. 897, 906 (2018)
(plurality op.). But there are limits on this jurisdiction-stripping power, at
least two of which are relevant here. “Jurisdiction-stripping statutes can
violate other provisions of the Constitution.” Patchak, 138 S. Ct. at 906 n.3
(plurality op.). And they can violate Article III “if they attempt to direct the
15
The district court found this case ripe in part because “some plaintiffs face an
inevitable firing.” Feds for Med. Freedom, 581 F. Supp. 3d at 832. But the government letter
upon which the district court relied imposed a fourteen-day suspension and said, “any
further misconduct . . . will not be tolerated and may result in more severe discipline.”
Regardless, there is daylight between when an action becomes ripe because of the threat of
disciplinary action and when a major adverse action is sufficiently certain such that
meaningful judicial review is not foreclosed. Of course, it will not always be the case that a
disciplinary policy that permits but does not require major adverse actions be taken against
employees will foreclose all meaningful review. But the language of the guidance and
patterns of agency enforcement show that preclusion would foreclose review here.
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16
This scenario is a variation on the puzzle that the Supreme Court solved in United
States v. Klein, 80 U.S. 128 (1872). There, the plaintiff sought to recover the sale proceeds
of expropriated property on behalf of an estate under a Civil War law that allowed recovery
if the owner had “never given any aid or comfort to the present rebellion.” Bank Markazi,
578 U.S. at 227 (cleaned up). The original estate holder had been pardoned by President
Lincoln, and the Supreme Court had held that a Presidential pardon satisfied the loyalty
requirement of the expropriation statute. See United States v. Padelford, 76 U.S. 531, 543
(1870). Congress then passed a statute repudiating the Supreme Court’s decision. The
statute said that pardons could not be used to prove loyalty, that accepting a pardon under
certain circumstances would prove disloyalty, and that the Court of Claims and the
Supreme Court had “to dismiss for want of jurisdiction any claim based on a pardon.”
Bank Markazi, 578 U.S. at 227. In Klein, the Supreme Court held that this jurisdiction-
stripping statute “passed the limit which separated the legislative from the judicial power,”
Klein, 80 U.S. at 147, by seeking “to nullify” “Presidential pardons . . . by withdrawing
federal-court jurisdiction,” Bank Markazi, 578 U.S. at 227 n.19. Stated in general terms,
Congress had impermissibly “exercise[d] its authority . . . to regulate federal jurisdiction
. . . in a way that require[d] a federal court to act unconstitutionally.” Id. (cleaned up)
(quoting Daniel J. Meltzer, Congress, Courts, and Constitutional Remedies, 86 Geo. L.J.
2537, 2549 (1998)).
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17
The same might be true of individual constitutional claims. See Webster v. Doe,
486 U.S. 592, 603 (1988) (“[S]erious constitutional question[s] . . . would arise if a federal
statute were construed to deny any judicial forum for a colorable constitutional claim.”
(cleaned up)).
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18
I have made some edits to the text.
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Branch No. 496, Nat’l Ass’n of Letter Carriers, AFL-CIO v. Austin, 418 U.S.
264, 273 n.5 (1974) (noting “the President’s responsibility for the efficient
operation of the Executive Branch”); Crandon v. United States, 494 U.S. 152,
180 (1990) (Scalia, J., concurring in the judgment) (describing “the
President’s discretion-laden power” to regulate the Executive Branch under
5 U.S.C. § 7301); NTEU v. Bush, 891 F.2d 99 (5th Cir. 1989) (upholding
President Reagan’s executive order authorizing random drug testing of
certain federal employees). The President, as head of the federal executive
workforce, has authority to establish the same immunization requirement
that many private employers imposed to ensure workplace safety and prevent
workplace disruptions caused by COVID-19.
The district court rejected the above argument as “a bridge too far,”
given “the current state of the law as just recently expressed by the Supreme
Court” in NFIB v. OSHA, 142 S. Ct. 661 (2022), and Biden v. Missouri, 142
S. Ct. 647 (2022). However, the district court misapprehended the single,
animating principle that all Justices embraced in these decisions. As Justice
Gorsuch explained in his NFIB concurrence, “The central question we face
today is: Who decides?” 142 S. Ct at 667 (Gorsuch, J., concurring). In NFIB,
the Court stayed an immunization requirement that unelected agency
officials imposed on private employers that do not receive federal funding,
explaining that “[a]dministrative agencies are creatures of statute” and that
the Occupational Safety and Health Act does not “plainly authorize[] the
Secretary’s [immunization or testing] requirement.” 142 S. Ct. at 665.
Comparatively, in Biden v. Missouri, which involved an immunization
requirement that unelected agency officials imposed on the staff of healthcare
facilities receiving Medicare and Medicaid funding, the Court concluded that
“the Secretary’s rule falls within the authorities that Congress has conferred
upon him.” 142 S. Ct. at 652. Notably, even the dissenting Justices in that
case acknowledged that “[v]accine requirements . . . fall squarely within a
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State’s police power.” Id. at 658 (Thomas, J., dissenting); see also NFIB v.
OSHA, 142 S. Ct at 667 (Gorsuch, J., concurring) (“There is no question
that state and local authorities possess considerable power to regulate public
health.”). Thus, in these two cases, the Court gave a consensus answer to
Justice Gorsuch’s question: it is elected, democratically-accountable
officials, including members of Congress 19 and state legislators, 20 who have
authority to decide—and answer for—the infection-fighting measures that
they impose, including immunization requirements, such as mandatory
smallpox vaccination, that our country has utilized for centuries. See
Jacobson v. Massachusetts, 197 U.S. 11 (1905) (upholding the authority of
states to enforce compulsory vaccination laws); Austin v. U.S. Navy Seals 1-
26, 142 S. Ct. 1301 (2022) (staying district court order preventing Navy from
considering vaccination status in making operational decisions); Lukaszczyk
v. Cook Cnty., 47 F.4th 587 (7th Cir. 2022) (upholding state and local vaccine
19
Cf. 8 U.S.C. § 1182(a)(1)(A)(ii) (statutory requirement that any alien “who seeks
admission as an immigrant” must “receive[] vaccination against vaccine-preventable
diseases,” including “mumps, measles, rubella, polio, tetanus and diphtheria toxoids,
pertussis, influenza type B and hepatitis B”).
20
For example, at least one state governor recently exercised his executive
authority to permanently require COVID-19 vaccinations for certain state employees. See
Off. of Governor Jay Inslee, State of Wash., Directive 22-13.1, COVID-19 Vaccination
Standards for State Employees (Aug. 5, 2022). A bill has been introduced in the
Washington House to permit reemployment for state employees who were dismissed from
their jobs for failing to get vaccinated. H.B. 1029, 68th Leg., Reg. Sess. (Wash. 2023).
Conversely, in Texas, Governor Abbot issued an executive order prohibiting Texas entities
from requiring employees to get vaccinated and that would terminate when the Texas
legislature passed legislation “consider[ing] this issue.” Exec. Dep’t, State of Tex., Exec.
Order GA 40, Relating to Prohibiting Vaccine Mandates, Subject to Legislative Action
(Oct. 11, 2021).
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requirements), cert. denied sub nom., Troogstad v. Chicago, 143 S. Ct. 734
(2023). 21
The President is not an unelected administrator. He is instead the
head of a co-equal branch of government and the most singularly accountable
elected official in the country. This federal workplace safety order displaces
no state police powers and coerces no private sector employers. Instead,
consistent with his Article II duty to “take Care that the Laws be faithfully
executed,” the President performed his role as CEO of the federal
workforce, 22 taking executive action in order to keep open essential
government buildings; 23 to maintain the provision of vital government
services, such as the Transportation Security Administration; and to prevent
unvaccinated federal employees from infecting co-workers or members of the
public who, whether because of age or infirmity, might be highly vulnerable
to hospitalization and death.
21
Indeed, executive immunization requirements predate the birth of this country,
with George Washington famously requiring members of the Continental Army to be
inoculated against smallpox. See Letter from George Washington to William Shippen, Jr.
(Feb. 6, 1777), in 8 The Papers of George Washington, Revolutionary
War Series, 6 January 1777 - 27 March 1777, 264 (Frank E. Grizzard, Jr., ed.)
(1998) (“Finding the small pox to be spreading much and fearing that no precaution can
prevent it from running thro’ the whole of our Army, I have determined that the troops
shall be inoculated.”).
22
Notably, in a recent survey of nearly 500 employers, the employee benefits
consultancy Mercer “found 44% with a [vaccine] requirement currently in place and 6%
planning to implement one, with another 9% still considering it.” Beth Umland & Mary
Kay O’Neill, Worksite Vaccine Requirements in the Wake of the OSHA ETS (Jan. 27, 2022),
https://www.mercer.us/our-thinking/healthcare/worksite-vaccine-requirements-in-the-
wake-of-the-osha-ets.html.
23
As noted earlier, in contrast to many of the essential services and executive
agencies that the President oversees, Article III institutions such as this court can close our
buildings to the public.
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20. However, even if the plaintiffs were to lose their jobs as a result of this
order, we have explained in a previous case involving “discharge under the
federal civil service laws” that “[i]t is practically universal jurisprudence in
labor relations in this country that there is an adequate remedy for individual
wrongful discharge after the fact of discharge”: “reinstatement and back
pay.” Garcia v. United States, 680 F.2d 29, 31-32 (5th Cir. 1982). The CSRA
makes this remedy available to the plaintiffs. See 5 U.S.C. § 7118(a)(7)(C).
Accordingly, the district court did not show that the plaintiffs are likely to
suffer irreparable harm in the absence of preliminary relief. Our court
rubberstamps the injunction without identifying any irreparable harm, either.
Finally, even if I were to conclude that the plaintiffs were entitled to
injunctive relief, I agree with Judge Haynes and would not affirm the district
court’s grant of a nationwide injunction. 24 As our court recently explained,
nationwide injunctions “can constitute ‘rushed, high-stake, low-information
decisions,’ while more limited equitable relief can be beneficial.” Louisiana
v. Becerra, 20 F.4th 260, 264 (5th Cir. 2021) (quoting Dep’t of Homeland Sec.
v. New York, 140 S. Ct. 599, 600, (2020) (Gorsuch, J., concurring in the grant
of a stay)); see Kentucky v. Biden, 57 F.4th 545, 556-57 (6th Cir. 2023) (finding
district court abused its discretion in extending preliminary injunction of
vaccine requirement for federal contracts to non-parties); see also Trump v.
Hawaii, 138 S. Ct. 2392, 2425 (2018) (Thomas, J., concurring) (observing
that nationwide injunctions “are beginning to take a toll on the federal court
system—preventing legal questions from percolating through the federal
24
In this respect, I join Judge Haynes’s separate opinion.
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25
The majority argues that a nationwide injunction is permissible because “any
benefit to outside parties is ‘merely incidental.’” I fail to understand how this is so.
Historically, courts of equity “did not provide relief beyond the parties to the case.” Trump
v. Hawaii, 138 S. Ct. 2392, 2427 (2018) (Thomas, J., concurring). Of course, an injunction
tailored to the parties in a case might sometimes incidentally benefit a nonparty. For
example, “injunctions barring public nuisances” might “benefit[] third parties . . . merely
[as] a consequence of providing relief to the plaintiff,” id., because when a source of water
or air pollution is enjoined, everyone’s water or air gets cleaner. But a nationwide
injunction barring the vaccine requirement is not analogous to an injunction barring a public
nuisance. Outside parties to this case who don’t want to get vaccinated are directly shielded
from federal government enforcement action by the nationwide injunction; they are direct
“beneficiaries” of the relief granted to plaintiffs, even though they are not plaintiffs. In
sum, there is no way to turn upside down Justice Thomas’s skepticism toward nationwide
injunctions by framing this case as an exception to “historical limits on equity and judicial
power.” Id. at 2429 (Thomas, J., concurring). Rather, by affirming the Executive Order,
every court excepts ours has respected the President’s decision to protect federal
employees and the public from the effects of a pandemic disease and respected the principle
that courts do not make federal policy. See id. at 2427 (Thomas, J., concurring).
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1
The Thunder Basin factors are: “(1) whether a finding of preclusion could
foreclose all meaningful judicial review; (2) whether the claims were wholly collateral to a
statute’s review provisions; and (3) whether the claims were outside the agency’s
expertise.” See Cochran v. SEC, 20 F.4th 194, 205 (5th Cir. 2021), cert. granted SEC v.
Cochran, No. 21-1239, 2022 WL 1528373 (U.S. May 16, 2022) (citing Thunder Basin Coal
Co. v. Reich, 510 U.S. 200, 207 (1994)).
2
The D.C. Circuit has since ruled in the Government’s favor. See Payne v. Biden, -
-- F.4th ---, 2023 WL 2576742 (D.C. Cir. 2023).
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courts that have since heard similar challenges and reached the same result,
I would affirm our original holding in Feds II that the CSRA precludes the
district court’s jurisdiction in this case. See 30 F.4th at 511.
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