A Perspective On Medical Robotics
A Perspective On Medical Robotics
PAPER
A Perspective on
Medical Robotics
Robots are reducing surgeon hand-tremor, assisting in spine and joint-replacement,
positioning surgical needle guides, and coordinating medical imaging
with surgical procedures.
By Russell H. Taylor, Fellow IEEE
ABSTRACT | This paper provides an overview of medical influence on our society. Applications include such fields
robotics, from the perspective of a researcher who has been as industrial production, inspection and quality control,
actively involved in the field for 17 years. Like all robot systems, laboratory automation, exploration, field service, rescue,
medical robots fundamentally couple information to physical surveillance, and (as discussed below) medicine and health
action to significantly enhance humans’ ability to perform care. Historically, robots have often been first introduced
important tasksVin this case surgical interventions, rehabili- to automate or improve discrete processes, such as
tation, or simply helping handicapped people in daily living painting a car or placing test probes on electronic circuits,
tasks. Research areas include modeling and analysis of but their greatest economic influence has often come
anatomy and task environments, interface technology between indirectly as essential enablers of computer-integration of
the Bdata world[ and the physical world, and study of how entire production or service processes.
complex systems are put together. This paper will discuss these As this paper will argue, medical robots have a similar
research areas and illustrate their interrelationship with potential to fundamentally change interventional medicine
application examples. Although the main focus will be on as enabling components in much broader computer-
robotic systems for surgery, it will also discuss the relationship integrated systems that include diagnosis, preoperative
of these research areas to rehabilitation and assistance robots. planning, perioperative and postoperative care, hospital
Finally, it will include some thoughts on the factors driving the logistics and scheduling, and long-term follow-up and
acceptance of medical robotics and of how research can be quality control. Within this context, surgical robots and
most effectively organized. robotic systems may be thought of as Bsmart[ surgical tools
that enable human surgeons to treat individual patients
KEYWORDS | Computer-integrated surgery; human–machine with improved efficacy, greater safety, and less morbidity
cooperative systems; medical robotics; rehabilitation robotics; than would otherwise be possible. Further, the consistency
robotic assistive systems; surgical assistants; telerobotics; and information infrastructure associated with medical
telesurgery robotic and computer-assisted surgery systems has the
potential to make Bcomputer-integrated surgery[ as
important to health care as computer-integrated manufac-
I. INTRODUCTION turing is to industrial production.
The ability of robotic systems to couple information to This paper is not intended to be a survey, in the
physical action in complex ways has had a profound traditional sense. Other papers in this special issue provide
a comprehensive overview of major technology themes in
medical robotics, as well as related work on robotic sys-
Manuscript received September 26, 2005; revised February 7, 2006. This work tems for rehabilitation and human assistance. Other sur-
was supported in part by the National Science Foundation under Cooperative
Agreement EEC9731478 and other NSF Grants, in part by other U.S. Government
veys may be found in a recent IEEE TRANSACTIONS ON
agencies and private foundations, including the National Institutes of Health ROBOTICS special issue on medical robotics [1], [2] and
and the National Institute of Science and Technology and the Whitaker Foundation,
in part by industry, including IBM, Siemens Corporation, General Electric,
elsewhere (e.g., [1], [3]–[5]).
Northern Digital, Intuitive Surgical Systems, and Integrated Surgical Systems, Instead, the goal is to provide a perspective on how
and in part by Johns Hopkins University.
The author is with the Department of Computer Science, Johns Hopkins University,
surgical, rehabilitation, and assistive robots relate to
Baltimore, MD 21218 USA (e-mail: [email protected]). broader themes of computation, interface technology, and
Digital Object Identifier: 10.1109/JPROC.2006.880669 systems. This perspective is informed, first, by the
1652 Proceedings of the IEEE | Vol. 94, No. 9, September 2006 0018-9219/$20.00 2006 IEEE
Authorized licensed use limited to: Technische Informationsbibliothek (TIB). Downloaded on August 14,2021 at 18:20:49 UTC from IEEE Xplore. Restrictions apply.
Taylor: A Perspective on Medical Robotics
Table 1 Complementary Strengths and Limitations of Robots and such as Bno fly zones[ preventing robots from moving tools
Humans [4]
into dangerous proximity to delicate anatomical structures.
A third advantage is the inherent ability of medical
robots and CIS systems to promote consistency while
capturing detailed online information for every procedure.
This Bflight data recorder[ information can be invaluable in
mortality and morbidity assessments of serious incidents,
but the true potential is much more far-reaching. Poten-
tially, statistical analysis comparing outcome measures to
procedure variables may produce both better understand-
ing of what is most important to control and, ultimately, to
safer and more effective interventions. This data can also be
a valuable tool for training, skill assessment, and certifi-
cation for surgeons.
Similarly, robotic systems for rehabilitation or for
assistance in daily living must offer real advantages if they
are to be adopted. Once again, acceptance will come from
exploiting the complementary abilities of humans (who may
have disabilities) and machines to accomplish tasks that
might not otherwise be feasible or practical for unassisted
humans. Typical benefits may include more efficient or
consistent performance of exercise following injury or
surgery; partial restoration of function through Bintelligent[
prostheses, either for long-term use or during recovery; and
discussion and experience reported in many workshops cooperative aids for our aging population. Acceptance in
over the past fifteen years (e.g., [6]–[10]); and, second, by these areas will also be crucially dependent on economic
my own experiences at IBM Research and at Johns and social factors such as cost, ruggedness, ease of use, and
Hopkins University (JHU). My primary focus will be on human–machine communication capabilities.
medical robotics and computer-integrated surgery (CIS)
systems, which have been the major focus of my own re- B. Surgical CAD/CAM
search over the past 17 years. However, there are impor- The basic information flow of CIS systems is illustrated
tant synergies between robotics for CIS and for such fields in Fig. 1. Preoperative planning typically starts with two-
as rehabilitation and assistance for elderly or handicapped dimensional (2-D) or three-dimensional (3-D) medical
people, and I will touch on these related areas as well. images, together with information about the patient. These
images can be combined with general information about
human anatomy and variability to produce a computer
II . BAS IC S YS T EM CONCEPT S: M EDI CAL model of the individual patient, which is then used in
ROBOTICS IN COMPUTER-INTEGRATED surgical planning. In the operating room, this information
SURGERY AND REHABILITATION
is registered to the actual patient using intraoperative The second variety, auxiliary surgical supports, generally
sensing, which typically involves the use of a 3-D work side-by-side with the surgeon and perform such func-
localization, x-ray or ultrasound images, or the use of the tions as endoscope holding or retraction. These systems
robot itself. If necessary, the surgical plan can be updated, typically provide one or more direct control interfaces such
and then one or more key steps in the procedure are as joysticks, head trackers, voice control, or the like. How-
carried out with the help of the robot. Additional images or ever, there have been some efforts to make these systems
sensing can be used to verify that the surgical plan is Bsmarter[ so as to require less of the surgeon’s attention
successfully executed and to assist in postsurgical follow- during use, for example by using computer vision to keep
up. The coupling of imaging, patient-specific models, and the endoscope aimed at an anatomic target or to track a
computer-controlled delivery devices can significantly surgical instrument. Their value is assessed using the same
improve both the consistency of therapy delivery and the measures as for surgeon extenders, though often with
data available for patient follow-up and statistical studies greater emphasis on surgical efficiency.
required to develop and validate new therapies.
We refer to the process of building a model of the D. Rehabilitation and Assistive Systems
patient, planning, registration, execution, and follow-up as As our population ages, robotic systems for rehabilita-
surgical CAD/CAM, stressing the analogy with computer- tion and for helping deal with physical and cognitive
integrated manufacturing. Typical examples of robotic disabilities will become more and more important [7].
surgical CAD/CAM are discussed in Section IV. The ad- Broadly, we can identify four areas of great promise:
vantages provided by robotic execution in surgical CAD/ 1) systems assisting with physical therapy following in-
CAM depend somewhat on the individual application, juries or surgery; 2) Bsmart[ prosthetic devices; 3) systems
but include: 1) accurate registration to medical images; designed to help disabled people in daily living activities;
2) consistency; 3) the ability to work in imaging envi- and 4) systems designed to help prevent or ameliorate
ronments that are not friendly to human surgeons; and cognitive and emotional decline.
4) the ability to quickly and accurately reposition instru-
ments through complex trajectories or onto multiple targets.
In addition to the technical issues inherent in cons- I II . THE S TRUCTURE AND T ECHNOLOGY
tructing systems that can provide these advantages, one of OF MEDICAL ROBOTIC SYSTEMS
biggest challenges is finding ways to reduce the setup Fig. 2 shows the block diagram of a typical CIS system.
overhead associated with robotic interventions. A second These systems work cooperatively with humans (surgeons
challenge is to provide a modular family of low-cost robots and other medical personnel) to couple information with
and therapy delivery devices that can be quickly configured action in the physical world to perform tasks. Broadly,
into fully integrated and optimized interventional systems research supporting these systems comprises three areas:
for use with appropriate interventional imaging devices for computer-based modeling and analysis of images, patient
a broad spectrum of clinical conditions with convenience anatomy, and surgical plans; interface technology relating
comparable to current outpatient diagnostic procedures. the Bvirtual reality[ of computer models to the Bactual
reality[ of the patient, operating room, and surgical staff;
C. Surgical Assistants
Surgery is a highly interactive process and many sur-
gical decisions are made in the operating room. The goal of
surgical robotics is not to replace the surgeon with a robot,
but to provide the surgeon with a new set of very versatile
tools that extend his or her ability to treat patients. We thus
often speak of medical robot systems as surgical assistants
that work cooperatively with surgeons. A special subclass of
these systems are often used for remote surgery.
Currently, there are two main varieties of surgical
assistant robot. The first variety, surgeon extenders, are
operated directly by the surgeon and augment or supple-
ment the surgeon’s ability to manipulate surgical instru-
ments in surgery. The promise of these systems, broadly, is
that they can give even average surgeons superhuman
capabilities such as elimination of hand tremor or ability to
perform dexterous operations inside the patient’s body. The
value is measured in: 1) ability to treat otherwise
untreatable conditions; 2) reduced morbidity or error
rates; and 3) shortened operative times. Fig. 2. Block diagram of typical CIS system.
Fig. 9. Typical augmented reality interfaces for CIS. Left: CMU image
Fig. 8. Cooperatively controlled surgical robots. Left: The JHU BSteady overlay system [106]. Right: Osaka/Tokyo laser guidance
Hand[ robot [105]. Right: the Acrobot orthopedic robot [53]. system [107]. See also Figs. 12 (upper left) and 13.
endanger a patient. A second, and often equally important, easy to image in CT and x-ray fluoroscopy. These factors
principle is that the computer’s model of the task environ- have made orthopedics an important application domain in
ment must correspond accurately to the actual environment. the development of Surgical CAD/CAM.
This is especially important for robotic systems that execute One of the first successful surgical CAD/CAM robots
plans based on preoperative images. With careful design and was the ROBODOC system [21], [70], [71] for joint
implementation, it is possible to practically eliminate the replacement surgery, which was developed clinically by
possibility that the robot will somehow Brun away[ or make Integrated Surgical Systems from a prototype developed at
an inappropriate motion. But this does little good if the IBM Research in the late 1980s. Since this system has a
image, robot, and physical patient coordinate systems are not number of features found in other surgical CAD/CAM
correctly registered to each other. Similarly, it is vital to robots, we will discuss it in some detail.
ensure that the procedure is planned correctly and appro- In ROBODOC joint replacement surgery, the surgeon
priately. Surgical robots are not surgeons. They are surgical selects an implant model and size based on an analysis of
tools that must be used correctly by surgeons. Consequently, preoperative CT images and interactively specifies the
it is vital that the surgeon have a clear understanding of the desired position of each component relative to CT
capabilities and limitations of the robotic system. coordinates. In the operating room, surgery proceeds
It is important to realize that surgical robots can often normally up to the point where the patient’s bones are to
enhance patient safety. First, the robot can provide better be prepared to receive the implant. The robot is moved up
control over process parameters (force, precision, etc.) to the operating table, the patient’s bones are attached
that can affect outcomes. Second, the robot typically does rigidly to the robot’s base through a specially designed
not suffer from momentary lapses of attention, although fixation device, and the transformation between robot and
(of course) the human operator may. Third, a robotic CT coordinates is determined either by touching multiple
system can be programmed to include Bvirtual barriers[ points on the surface of the patient’s bones or by touching
preventing the surgical tool from entering a forbidden preimplanted fiducial markers whose CT coordinates have
region unless the surgeon explicitly overrides the barrier. been determined by image processing.
Achieving these advantages requires careful design and The surgeon hand guides the robot to an approximate
validation, as well as rigorous testing and validation. initial position using a force sensor mounted between the
Another safety-related issue of special concern to regu- robot’s tool holder and the surgical cutter held by the tool
latory bodies is careful documentation and rigorous proce- holder. The robot then cuts the desired shape while moni-
dures in development, testing, and maintenance of toring cutting forces, bone motion, and other safety
medical robots. Sterility and biocompatibility are of sensors. The surgeon also monitors progress and can inter-
specific concern for surgical robots; these considerations rupt the robot at any time. If the procedure is paused for any
can impose unusual design constraints, especially in choice reason, there are a number of error recovery procedures
of materials. available to permit the procedure to be resumed or re-
Other systems considerations are of practical interest started at one of several defined checkpoints. Once the
mainly for researchers and developers. The most impor- desired shape has been cut, surgery proceeds manually in
tant of these is the vital importance of integration testbeds. the normal manner.
Medical systems, especially those involving image guid-
ance, are extremely difficult to develop without access to
all the pieces needed to do complete experiments.
such as modeling tasks and work environments, under- world[ to the physical world of patients and clinicians, and
standing human intentions, providing meaningful assis- to the system science that makes it possible to put every-
tance and feedback without being unduly intrusive, etc. thing together safely, robustly, and efficiently. Progress in
There are some obvious differences, as well. In particular, these areas will most fruitfully be made within the context
better means must be found to develop patient-specific of well-defined applications or families of application.
human–machine interface, while at the same time finding Careful attention must also be paid to the advantages that
common elements that can be standardized on. Over time, the robotic subsystem will provide, at least potentially,
research on methods of direct coupling of systems to brain within the larger context of the application and hospital,
and nerve signals to robots and sensors will enable a new, clinic, or home environment in which it will be deployed.
more capable generation of prostheses and assistive de- Academic researchers, such as the author of this paper,
vices. Interestingly, fitting of such devices to individual can contribute to progress in these areas, but we cannot do
patients may be enabled by more precise and delicate it alone. To an even greater extent than in other subspe-
surgical robots. cialties of robotics, industry has unique expertise that is
As our population ages, we will all become more absolutely essential for successful development and deploy-
susceptible to the physical and mental frailties that come ment of medical robot systems. Also, the surgeons who will
with growing older. This will inevitably pose enormous use these systems have unique insights into the problems to
challenges for our working population. Nursing and daily be solved and into what will and will not be accepted in the
living care personnel will be stretched thinner and thinner, operating room. All groups must work together for progress
and old people may become increasingly isolated. Robotic to be made, and they must work together practically from
systems such as the BNursebot[ in Fig. 14 (right) have the very beginning. Our experience has been that building a
significant potential to help improve both the ability of strong researcher/surgeon/industry team is one of the most
human care givers to help other people and of people challenging, but also one of the most rewarding aspects of
needing help to sustain independent lives. Progress is likely medical robotics research. The only greater satisfaction is
to be incremental, as general robotic capabilities improve. the knowledge that the results of such teamwork can have a
Conversely, as these systems become more important eco- very direct impact on patients’ health. Medical robotics
nomically, they are likely to serve as testbeds for developing research is very hard work, but it is worth it. h
a broad range of multiuse robotic capabilities.
Acknowledgment
V. PERS PECTIVES: WHITHER ARE Although this paper is intended as a personal perspec-
WE TENDING AND HOW CAN tive on the field of medical robotics, this perspective has
WE GET THERE? necessarily been shaped by my experiences in working with
In less than two decades, medical robotics has developed others. I am grateful to all of these many colleagues and
from a subject of late-night comedy routines into a growing collaborators. Similarly, one notable trend over the past
field engaging the attention of hundreds of active several years has been the explosion of excellent work in
researchers around the world. If work on related technical the field. It is no longer possible to produce a truly inclusive
areas such as medical image analysis is included, there are survey. I am acutely conscious that much excellent work
thousands of researchers involved. has gone uncited. To those who have been passed over,
This research is challenging, interdisciplinary, and sy- please accept my apologies. Finally, I must express
nergistic. Progress is needed across the board in the model- appreciation to the many government and industry
ing and analysis required for medical robotic applications, partners who have partially funded some of the work
for the interface technologies required to relate the Bdata reported here.
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