Impact of Frequency Ramp Nonlinearity Phase Noise and SNR On FMCW Radar Accuracy
Impact of Frequency Ramp Nonlinearity Phase Noise and SNR On FMCW Radar Accuracy
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AYHAN et al.: IMPACT OF FREQUENCY RAMP NONLINEARITY, PHASE NOISE, AND SNR ON FMCW RADAR ACCURACY 3291
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AYHAN et al.: IMPACT OF FREQUENCY RAMP NONLINEARITY, PHASE NOISE, AND SNR ON FMCW RADAR ACCURACY 3293
Fig. 7. Measured frequency deviation in the first 100 μs of the frequency Fig. 9. FFT of the measured frequency deviation with increased noise
ramp with increased noise for A3σ 1 = 5 MHz. for A3σ 1 = 5 MHz.
Fig. 8. Measured frequency deviation in the first 100 μs of the frequency Fig. 10. FFT of the measured frequency deviation with increased noise
ramp with increased noise for A3σ 1 = 10 MHz. for A3σ 1 = 10 MHz.
III. R ANDOM F REQUENCY D EVIATIONS from the SNR of the IF-signal, which will be described as
IN THE F REQUENCY R AMP follows.
Random frequency deviations An (t) in the frequency ramp
are modeled as a normally distributed noise with an expec- A. Methods for Estimating the SNR of the IF-Signal
tation value of zero and a 3σ -standard deviation of A3σ for a Monostatic FMCW Radar
(see Fig. 6). 1) SNR Caused by Phase Noise: The basic parameter
The frequency deviations of the disturbed frequency describing phase noise is the spectral power density of phase
ramp of A3σ 1 = 5 MHz and A3σ 2 = 10 MHz are plotted in variations, which is given by the squared effective phase
Figs. 7 and 8 over the first 100 μs of the frequency ramp. variation relative to the measurement bandwidth [17]. Integra-
A3σ 1 and A3σ 2 are compared with initial undisturbed fre- tion over the spectral power density of the phase noise may
quency ramp given by A3σ 0 = 0 MHz. The effective deviation also be interpreted as noise power with respect to the carrier
amplitude Ae of A3σ 0 is 1.3 MHz, and it arises due to the signal [18]. This allows to describe phase noise at the output
superposition of a periodic disturbance around 400 kHz and of the mixer by means of the SNR definition, with the mixing
random noise of the frequency ramp, caused by nonideal process being taken into account. The SNR η is derived for
system. The normally distributed disturbance A3σ , generated the FMCW radar in [19] and can be given as follows:
by controlling the DDS output, is superposed with the existing 1
disturbance. The FFT of the frequency deviations shows the η = BIF PIF ( f m ,R)
. (3)
resulting increase of the deviations as a function of A3σ over 2· 0 10 10 d fm
the complete bandwidth (see Figs. 9 and 10). The single side band (SSB) phase noise spectrum
Random frequency deviations in the frequency ramp may PIF ( fm , R) in the IF-signal is composed of the SSB
be interpreted as an influence on the phase of the radar phase noise spectrum PRF ( f m ) of the RF signal at the
signal. This results in a direct relationship between phase frequency offset fm and an additional term that acts like a
noise and random frequency deviations in the frequency ramp. high-pass filter in the frequency range, which depends on
Therefore, a criterion can be derived for the impact of random the range R [19]. When using an FMCW radar for range
frequency deviations on range measurements using the phase measurement, this effect is caused by the coherence between
noise. For this purpose, it is necessary to determine the the transmitted and the received signal. Noise sources at the
influence of phase noise on the IF-signal. This can be obtained mixer output are correlated, such that phase noise is partly
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AYHAN et al.: IMPACT OF FREQUENCY RAMP NONLINEARITY, PHASE NOISE, AND SNR ON FMCW RADAR ACCURACY 3295
C. Evaluation of the SNR Influence on Range IV. N ONLINEARITIES IN THE F REQUENCY R AMP
Estimation Using the CRLB From the frequency deviations determined in the frequency
Having determined the SNR, the CRLB allows us to ramp, the real frequency ramp with the instantaneous fre-
describe the influence of the SNR on the range estimation quency f real (t) is obtained by (1). To describe the influence of
as a function of the IF-signal. This bound can be applied the nonlinear frequency ramp on the IF-signal, the following
for error estimation of FMCW radar systems, if the signal to signal model is established for simplification. The amplitudes
be evaluated is a single sine oscillation with white, Gaussian and random frequency deviations are neglected. The emitted
noise [24]. Under real conditions, other limits, such as multiple frequency ramp sTx (t) is given as
reflections, nonlinearities, and nonwhite noise, occur. The sTx (t) = cos(ψ(t)). (6)
CRLB has to be understood as a reference for the achievable
accuracy at a certain SNR only. For the given radar, this bound The phase ψ(t) contains the frequency ramp and is given by
is derived as standard deviation σCRLB of the range evaluation the instantaneous frequency f Tx (t)
in [14].
For comparison with the CRLB, the standard deviation ψ(t) = 2π f Tx (t) dt (7)
of frequency and of the distance σ R , is determined over
1000 measurement values for a target distance of 0.45 m. The with
differences of the individual SNR conditions of the radar are B
t + f min .
f Tx (t) = (8)
summarized in Table III. They are calculated using the CRLB T
and determined by measurements. The ratio (σ R /σCRLB ) Upon ideal mixing with the delayed signal sTx (t−τ ) and ideal
is 1 in the ideal case. For the different SNR values, this factor filtering using the propagation time τ of the received signal,
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3296 IEEE TRANSACTIONS ON MICROWAVE THEORY AND TECHNIQUES, VOL. 64, NO. 10, OCTOBER 2016
Fig. 13. Disturbance model for periodic nonlinearity on the frequency ramp.
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AYHAN et al.: IMPACT OF FREQUENCY RAMP NONLINEARITY, PHASE NOISE, AND SNR ON FMCW RADAR ACCURACY 3297
TABLE IV
A MPLITUDE OF THE C ARRIER AND THE S IDE BANDS FOR A S INUSOIDAL
D ISTURBANCE D EPENDENT ON THE D EVIATION A MPLITUDE Ae
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Fig. 21. Schematic for description of the convolution between the original
spectrum and the spectrum in the first side band.
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AYHAN et al.: IMPACT OF FREQUENCY RAMP NONLINEARITY, PHASE NOISE, AND SNR ON FMCW RADAR ACCURACY 3299
V. C ONCLUSION
The effects of frequency deviations from an ideal frequency
ramp were comprehensively studied, mathematically analyzed,
and thoroughly verified using real measurements. On the same
basis, it was established that phase noise and spurious in the
reference signal result in frequency deviations, which tend
to have a significant impact on radar range measurement.
Thereby, using the methods presented here design limits for
nonlinearity of frequency ramp, phase noise, and spurious can
be defined dependent on a range accuracy target.
Fig. 23. Theoretical frequency deviation Ae with spurious at the
DDS output dependent on the sideband amplitude ( Ae,DDS / f e,DDS ) and
The negative influence of phase noise on the ideal frequency
spurious frequency f e,DDS . ramp was analyzed and verified as random frequency devi-
ations in the frequency ramp, which leads to an increased
noise floor in the IF-signal. Furthermore, several methods were
f e,DDS and spurious amplitude Ae,DDS . The spectrum of presented to determine the SNR of a monostatic radar, which
sDDS (t) results as in turn helped in estimating the influence of SNR on range
∞ estimation accuracy. This was verified in theory using the
Ae,DDS Cramér-Rao bound. These methods can also be transferred to
FFT{sDDS (t)} = Jn Sk ( f − n · f e,DDS ).
n=−∞
fe,DDS other systems.
(19) It was shown that using an SNR of approximately 30 dB
leads to an accuracy of 112 μm in practice, which is higher
The spectrum consists of the carrier and the side bands that are than the ideal CRLB value of 79 μm. The assessment of the
arranged in the grid of the spurious frequency ±n f e,DDS and achieved accuracy depends on the application of the FMCW
have an amplitude of Jn (Ae,DDS / f e,DDS ) each. The spurious radar sensor. A higher SNR is required for further accuracy
frequency f e,DDS and the power amplitude J1 (Ae,DDS / f e,DDS ) improvement. The higher SNR can be achieved by averaging
of the first side band can be determined directly with a spectral or by using an improved sensor; therefore, a tradeoff between
analyzer. The spurious frequency f e,DDS and the spurious measurement time and cost is necessary. The FMCW range
amplitude Ae,DDS of the DDS output signal finally result in estimation accuracy can be further enhanced by using phase
the sinusoidal deviation in the frequency ramp with Ae and fe . evaluation [25]. In this case, the frequency estimation accuracy
Additionally, frequency conversion to high frequency by should be better than (λ/2) due to the unambiguous range of
the PLL with the division factor N has to be taken into the phase. In this case, it was proved that the range estimation
account accuracy is not limited by the SNR value.
Ae = Ae,DDS · N. (20) Finally, the source of sinusoidal deviations in the frequency
ramp was investigated and tracked down to spurious in
The spurious frequency f e,DDS is maintained during frequency the DDS-based reference signal of PLL-radar. This spurious
conversion and can be equated to the deviation frequency f e in was mathematically analyzed, thus establishing equations to
the frequency ramp. Requirements for the purity of the voltage describe its influence on range accuracy. The approach used
source and the reference signal for radar can be defined. Since in this paper can be further extended to describe the influence
the methods in this paper are used to determine the influence of any frequency ramp deviation on the IF-signal of an FMCW
of spurious sources at the output of a signal generator with radar.
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3300 IEEE TRANSACTIONS ON MICROWAVE THEORY AND TECHNIQUES, VOL. 64, NO. 10, OCTOBER 2016
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AYHAN et al.: IMPACT OF FREQUENCY RAMP NONLINEARITY, PHASE NOISE, AND SNR ON FMCW RADAR ACCURACY 3301
Mario Pauli (S’04–M’10) was born in Lahr, Thomas Zwick (S’95–M’00–SM’06) received the
Germany, in 1975. He received the Dipl.-Ing. Dipl.-Ing. (M.S.E.E.) and Dr.-Ing. (Ph.D.E.E.)
(M.S.E.E.) degree in electrical engineering and the degrees from the Karlsruhe Institute of Technol-
Dr.-Ing. (Ph.D.E.E.) degree from the Karlsruhe Insti- ogy (KIT), Karlsruhe, Germany, in 1994 and 1999,
tute of Technology (KIT), Karlsruhe, Germany, respectively.
in 2003 and 2011, respectively. He was a Research Assistant with the Institute of
He spent four months as an Intern with the IBM Radio Frequency Engineering and Electronics (IHE),
T. J. Watson Research Center, Yorktown Heights, KIT, from 1994 to 2001. In 2001, he joined as a
NY, USA, in 2002, where he was involved in time Research Staff Member with the IBM T. J. Watson
and frequency domain measurement systems for the Research Center, Yorktown Heights, NY, USA. From
characterization of the 60 GHz indoor radio channel. 2004 to 2007, he was with Siemens AG, Lindau,
From 2004 to 2011, he was with the Institute of Radio Frequency Engineering Germany. During this period, he managed the RF Development Team for
and Electronics, KIT, as a Research Assistant, where he has been a Research automotive radars. In 2007, he became a Full Professor with KIT, where he
Associate since 2011. For the Carl Cranz Series for Scientific Education, is currently the Director of IHE. Since 2008, he has been the President of
he served as a Lecturer for radar and smart antennas. He is currently the the Institute for Microwaves and Antennas. He has authored or co-authored
Co-Founder and Managing Director of PKTEC GmbH, Paderborn, Germany. over 200 technical papers and holds 20 patents. His current research interests
His current research interests include electromagnetic field theory, radar and include wave propagation, stochastic channel modeling, channel measurement
sensor systems, antennas, millimeter-wave packaging, and microwave heating. techniques, material measurements, microwave techniques, millimeter-wave
antenna design, wireless communication, and radar system design.
Dr. Zwick was the recipient of over ten Best Paper Awards in international
conferences. He served on the Technical Program Committees (TPCs) of
several scientific conferences. In 2013, he was the General TPC Chair of the
International Workshop on Antenna Technology, and the European Microwave
Conference in 2013. He was selected as a Distinguished Microwave Lecturer
from 2013 to 2015 with his lecture on QFN-based packaging concepts for
millimeter-wave transceivers.
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