This document provides guidance for reporters on applications pending before the Supreme Court of the United States. It explains that applications are requests for emergency action addressed to an individual Justice. It outlines the typical criteria for granting a stay and summarizes the possible outcomes when a Justice or the full Court considers an application. The document also includes basic information about the progress of a capital case through the judicial system.
This document provides guidance for reporters on applications pending before the Supreme Court of the United States. It explains that applications are requests for emergency action addressed to an individual Justice. It outlines the typical criteria for granting a stay and summarizes the possible outcomes when a Justice or the full Court considers an application. The document also includes basic information about the progress of a capital case through the judicial system.
TO APPLICATIONS Pending Before The Supreme Court of the United States A Reporter’s Guide to Applications Pending Before The Supreme Court of the United States
http://www.supremecourt.gov Table of Contents Page A Reporter’s Guide to Applications ............................ 11 Progress of a Capital Case ............................................ 17 Questions Most Often Asked by Reporters ............... 11 Justices and Judicial Circuits ........................................ 17 A Reporter’s Guide To Supreme Court Procedure For Applications 2 A Reporter’s Guide to Applications
An application is a request for emergency ac-
tion addressed to an individual Justice. Although most applications involve routine matters such as requests for extensions of the time limit for fil- ing papers, some—such as applications for a stay of execution or injunctive relief in a dramatic case—draw the attention of reporters. These newsworthy applica- tions usually concern an effort to buy time, to maintain the status quo—to stay the implementation of a lower court order—pending final action by this Court (or under certain circumstances, a lower court). Applications are addressed to a specific Justice, according to federal judicial circuit. The United States is divided into 13 federal circuits, with each Jus- tice assigned to a specific circuit or circuits (see page 19). Case law has established four general criteria that the applicant normally must satisfy in order for the Court to grant a stay. They are: 1. that there is a “reasonable probability” that four Justices will grant certiorari, or agree to review the merits of the case; 2. that there is a “fair prospect” that a majority of the Court will conclude upon review that the decision below on the merits was erroneous; 3. that irreparable harm will result from the denial of the stay; 4. finally, in a close case, the Circuit Justice may find it appropriate to balance the equities, by A Reporter’s Guide to Applications 3
e xploring the relative harms to the applicant
and respondent, as well as the interests of the pub- lic at large. Applications are typically handled on “paper;” that is, there are normally no hearings or oral arguments. Ap- plications and any related papers submitted to the Court are filed with the Clerk’s Office and forwarded to the Justices. A Justice need not be physically present in the Court building in order to act on an application, although there are instances in which the Circuit Jus- tice cannot be reached. In that case, the application is referred to the next junior Justice. The Circuit Justice may act on an application alone or refer it to the full Court for consideration. The fact that an application has been referred to the full Court may not be known publicly until the Court acts on the application and the referral is noted in the Court’s order. Applications for stays in capital cases are o ften, though not always, referred to the full Court. If an application is referred, the Justices do not meet offi- cially or publicly, but confer, sometimes by phone, or through the exchange of memoranda. Once the full Court has acted on an application, the application is closed and there is no further opportunity to request the same relief. If the full Court acts on an application, five Justices must agree in order for the Court to grant a stay, but the votes of only four Justices are required to grant certiorari. Quite often an application will request a stay from the Court pending the timely filing and dis- position by this Court of the party’s petition for writ of certiorari. There are several possible scenarios for the dispo- sition of an application: 4 A Reporter’s Guide to Applications
• A Justice may simply deny without comment or
explanation. If the Circuit Justice denies an appli- cation, there will often be no separate order issued. The denial will be reflected on the public docket. • If a Justice acts alone to deny an application, a petitioner may renew the application to any other Justice of his or her choice, and theoretically can continue until a majority of the Court has denied the application. In practice, renewed applications usually are referred to the full Court to avoid such a prolonged procedure. • A Justice may call for a response from the oppo- sition before reaching a final decision. Such responses are usually due by a date and time certain. The Justice may grant an interim stay pending receipt and consideration of a response. • A Justice may grant. If an application is granted by an individual Justice, or if the full Court acts upon one, its disposition is indicated by a written or- der or sometimes, an opinion. An order granting an application will indicate how long the order will remain in effect—usually until the Court acts on the petition for writ of cer- tiorari. In fairly standard language, the order will often go on to state that if the petition is denied, the stay will automatically terminate, but if the Court grants full review, the stay will re- main in effect until the Court hands down a deci- sion on the merits and the mandate orjudgment is issued. • If a Circuit Justice, acting alone, grants an application, the other side may file a motion to the full Court to vacate that Justice’s stay. As A Reporter’s Guide to Applications 5
a practical matter, these are rarely, if ever,
granted. Sometimes the application for a stay and the peti- tion for writ of certiorari are filed simultaneously and acted on by the Court at the same time. Sometimes an order will be accompanied by state- ments or opinions by Justices writing in support of, or dissent from, the action of the Court. If the opinion is written by a Circuit Justice acting alone, it is called an In-Chambers opinion. Applications may be filed with the Clerk’s Office after regular business hours, and may be acted on by the Court at any time. Once the application is accepted for filing by the Clerk’s Office, an electronic version is made available on the Court’s public docket. Copies of applications are made available to the Public Infor- mation Office by the Clerk’s Office upon their receipt. The public affairs specialist is the primary press contact for information on applications. If an application is filed or acted on after regular business hours, the public affairs specialist will be notified by the Court, and may be contacted at pio@su- premecourt.gov. The Public Information Office business- hours number is 202-479-3211 (press 1). The Public Information Office maintains a list of press names, email addresses, and phone numbers for applica- tions. We suggest that press who wish to be included on a “call-out” list for a specific application touch base with the Public Information Office. “Call-out” is provided by the Public Information Of- fice on a limited basis, usually upon request by a member of the press. If you are following a particular application, you may alert the public affairs specialist and ask to be called when 6 A Reporter’s Guide to Applications
it has been decided. Similarly, if you are aware of an
application likely to be filed with the Court, we will be happy to notify you when the papers are filed. Progress Of A Capital Case 8 A Reporter’s Guide to Applications
The following has been prepared by the U. S. Supreme
Court Clerk’s Office as a basic guideline for tracking a capital case through the judicial system.
1. Individual is found guilty of a capital offense.
2. In a separate proceeding defendant is sentenced to death either by a jury or a judge. 3. Direct appeal on the merits. Grounds may be any legal or constitutional error arising at the trial. The appeal is limited to the trial record. a. A direct appeal of the conviction based on the case through the state courts (in some states an appeal is automatic and mandatory). b. A direct appeal of the sentence to death. State supreme court, or court of last resort, may con- duct a proportionality review to determine whether the sentence is proportionate to sen- tences imposed in similar cases. c. A petition for certiorari, seeking direct review, filed in the U. S. Supreme Court (the Supreme Court will only hear cases where it believes a substantial federal issue is raised). 4. Execution date may be set. The warrant may be issued any time after the state supreme court, or court of last resort, a ffirms the death sentence. 5. Applications for a stay of execution: even if ap- peals are pending, an application for a stay or A Reporter’s Guide to Applications 9
modification of the execution date is required to
stop an impending execution. After an applica- tion for a stay has been denied by either the high- est state court or a federal court ofa ppeals, the application may be filed with the U. S. Supreme Court. 6. State petition for a writ of habeas corp us (post-conviction relief). Review is not limited to the trial record. The petitioner may raise other issues such as newly discovered evidence, and state or federal constitutional claims, includ- ing ineffective assistance of counsel at the trial. (where the petition is filed varies from state to state): a. File petition in the state trial court. b. File the petition in the state court of appeals for the district where the trial occurred. c. File the petition in the highest state court. d. File a petition for Certiorari with the U. S. Supreme Court. 7. Federal habeas corpus proceedings. This is a civil remedy which permits a person in cus- tody to c hallenge the constitutionality of his or her conviction or sentence. The court re- views whether the p etitioner is in custody in violation of the Constitution or laws or treaties of the U. S. a. District Court: (jurisdiction in both the district where the petitioner is confined and the district of the conviction): 10 A Reporter’s Guide to Applications
1. May stay the state court proceeding
(may be automatic when a petitioner seeks habeas relief for the first time in federal court). 2. May summarily dismiss petition. 3. May order an evidentiary hearing. b. Court of Appeals: State prisoners must obtain a certificate of appealability from the district court, a circuit judge, or circuit justice to appeal a decision to the court of appeals. c. Supreme Court: defendant may file a Petition for Writ of Certiorari. 8. May repeat steps 5, 6, and 7 with subsequent petitions. However, a U. S. court of appeals must authorize the district court to consider a second or successive federal habeas petition, and the grant or denial of such authorization is not re- viewable on certiorari. 9. A death row inmate may file an original habeas corpus petition in the U. S. Supreme Court along with an application for stay of execution. Questions Most Often Asked By Reporters 12 A Reporter’s Guide to Applications
Q: How much notice does the Court usually have
that an execution is imminent and an application for a stay of execution may be filed? A: The Clerk’s Office distributes a list of scheduled executions on a weekly basis to the Justices’ cham- bers. Many on the list have had cases at the Supreme Court before, and copies of those case filings are made available to chambers. Lower courts will notify the S upreme Court of their decisions and will transmit copies of their rulings as they are announced so that the Justices can be kept informed. Meanwhile, legal counsel will usually call the Clerk’s Office in advance of the scheduled execution to “check in,” to be advised of filing procedures, and to advise the Court whether he/she intends to appeal to the Court.
Q: Who are the best contacts for guidance on the
facts of a particular case? Where can copies of papers filed with the Court be obtained? A: The Public Information Office staff at the Court are the best contacts for information on what has been filed and when, as well as for updates on status. For more substantive guidance on the facts of a case, the best contacts are usually the lawyers handling the case.
Q: How is it determined which Justice will handle
an application? A: The country is divided into 13 federal judicial circuits and each Supreme Court Justice is assigned one or more of these circuits. The Justices decide among themselves who will be responsible for which circuits, and those assignments are announced in a A Reporter’s Guide to Applications 13
written order of the Court. The assignments usually
change only when the Court’s membership changes (see page 19).
Q: What if that Justice is unavailable?
A: The application goes to the next Justice junior in seniority; the Chief Justice ranks first, followed by Justices Clarence Thomas, Samuel A. Alito, Jr., Sonia Sotomayor, Elena Kagan, Neil M. Gorsuch, Brett M. Kavanaugh, Amy Coney Barrett, and Ketanji Brown Jackson.
Q: What might TV be able to capture on camera
when a “big” application is pending, or lawyers are about to file papers with the Court? A: Not much. The fact is, most after-hour filings are either delivered by messenger or emailed to the Court. Since cameras are not permitted inside the building, unless a lawyer involved in a case has indi- cated he/she will be available to answer questions from the press outside, there’s nothing to see. Please know that exterior filming is permitted on the public sidewalk only in front of the Court building.
Q: How can a reporter find out when an applica-
tion has been acted on by the Court, and what a ction the Court took, particularly after hours? A: During business hours, call the Court’s Public Information Office: 202-479-3211 (press 1). You may also reach the office by emailing [email protected]. If an opinion or court order is released, the Public Information Office will email it to members of the press upon request. 14 A Reporter’s Guide to Applications
Q: Will anyone at the Court speak on camera or
agree to be recorded for radio regarding a Court decision? A: We follow the example of the Court. Sorry, the answer is “No.”
Q: Does the Court have to act within certain time
constraints when considering an application? A: There is no law or rule requiring the Court to act by a time certain, but as a practical matter, an applic- ation by definition implies a deadline of some sort.
Q: Will there always be something in writing
r eleased when a Justice or the Court acts on an application? A: When a Justice denies an application, there is usually nothing in writing. When a Justice grants an application, or if the full Court acts on an application, there is usually at least an order setting out the terms of the action, and sometimes there will be separate statements or opinions.
Q: How many petitions for writ of certiorari are
filed with the Court each term? How many are granted full review? How long does a party have to file a petition with the Court? A: The Court receives approximately 5,000-6,000 petitions for a writ of certiorari each Term. The Court grants and hears oral argument in about 60-70 cases. A petition seeking review of the final judgment by the court of last resort below must be filed within 90 days A Reporter’s Guide to Applications 15
of the entry of that judgment, although that time can be
extended by up to 60 days.
Q: How long does it take the Court to act, once a
petition has been filed? A: On the average, about six weeks. Once a petition has been filed, the other party has 30 days within which to file a response brief, or, in some cases waive his/ her right to respond. Once the 10 day period for receiv- ing a reply brief has passed, the case is circulated to the Justices and placed on a conference list, for consider- ation at one of the Justices’ private conferences. Cop- ies of conference lists are available to news report- ers for their convenience ONLY, and not for publica- tion. Cases appearing on a conference list may reason- ably be expected to appear on the following Monday’s Order List (the announcement of dispositions in pend- ing cases) although this is not always the case. If a case does not appear, it will be relisted for consideration at a future conference. If the petition is granted, the peti- tioner has 45 days within which to file a brief on the merits, and the respondent has 30 days within which to file the brief in response, for a total of about 75 days. The petitioner may then file a reply brief up to 10 days prior to the date oral argument has been scheduled.
Q: Are cases granted during a term always heard
that same term? A: No. Cases granted after mid-January are typically carried over until the next term begins the following October, unless the case is expedited by the Court. 16 A Reporter’s Guide to Applications Justices of the Supreme Court of the United States and Judicial Circuits 18 A Reporter’s Guide to Applications
John G. Roberts, Jr., nominated by President Bush,
took his seat as Chief Justice of the U. S. September 29, 2005.
Clarence Thomas, nominated by President Bush,
took his seat as an Associate Justice October 23, 1991.
Samuel A. Alito, Jr., nominated by President Bush,
took his seat as an Associate Justice January 31, 2006.
Sonia Sotomayor, nominated by President Obama,
took her seat as an Associate Justice August 8, 2009.
Elena Kagan, nominated by President Obama, took her
seat as an Associate Justice August 7, 2010.
Neil M. Gorsuch, nominated by President Trump, took
his seat as an Associate Justice April 10, 2017.
Brett M. Kavanaugh, nominated by President Trump,
took his seat as an Associate Justice October 6, 2018.
Amy Coney Barrett, nominated by President Trump,
took her seat as an Associate Justice October 27, 2020.
Ketanji Brown Jackson, nominated by President Biden,
took her seat as an Associate Justice June 30, 2022. A Reporter’s Guide to Applications 19
Circuit Justice States Included Clerk’s Office
Federal Roberts Nationwide Washington D. C. Roberts District of Columbia Washington First Jackson Maine, New Hampshire, Boston Massachusetts, Rhode Island, Puerto Rico Second Sotomayor New York, Vermont, New York Connecticut Third Alito New Jersey, Philadelphia Pennsylvania, Delaware, Virgin Islands Fourth Roberts Maryland, West Virginia, Richmond Virginia, North Carolina, South Carolina Fifth Alito Mississippi, Louisiana, New Orleans Texas, Canal Zone Sixth Kavanaugh Ohio, Michigan, Cincinnati Kentucky, Tennessee Seventh Barrett Indiana, Illinois, Chicago Wisconsin Eighth Kavanaugh Minnesota, Iowa, St. Louis Missouri, Arkansas, Nebraska, North Dakota, South Dakota Ninth Kagan California, Oregon, San Francisco Nevada, Montana, Washington, Idaho, Arizona, Hawaii, Alaska, Guam Tenth Gorsuch Colorado, Wyoming, Denver Utah, Kansas, Oklahoma, New Mexico Eleventh Thomas Alabama, Florida, Atlanta Georgia Rev. 11/2022
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