Depth Factors For Ring Foundations in Cohesive Soil Using Numerical Analysis
Depth Factors For Ring Foundations in Cohesive Soil Using Numerical Analysis
To cite this article: Kedar Birid & Deepankar Choudhury (2021): Depth factors for ring foundations
in cohesive soil using numerical analysis, International Journal of Geotechnical Engineering, DOI:
10.1080/19386362.2021.1921435
Depth factors for ring foundations in cohesive soil using numerical analysis
a,b a
Kedar Birid and Deepankar Choudhury
a
Department of Civil Engineering, Indian Institute of Technology Bombay, Mumbai, India; bDepartment of Civil Engineering, Toyo Engineering India
Pvt. Ltd., Mumbai, India
CONTACT Kedar Birid [email protected] Department of Civil Engineering, Indian Institute of Technology Bombay, Mumbai 400076, India
© 2021 Informa UK Limited, trading as Taylor & Francis Group
2 K. BIRID AND D. CHOUDHURY
performed a numerical study for the ring and circular footings 2.1. Boundary conditions
resting on unreinforced and fibre-reinforced layered sand
Due to the symmetry in the geometry of the ring foundation,
beds. Empirical expressions (using regression technique)
only a quarter of the problem domain was discretized as shown
were also developed to assist the practicing engineers in
in Figure 1. To avoid boundary effect, the radial boundary was
designing the ring and circular footings resting on fibre-
placed 2B (or 4Ro) away from the centre of the foundation and
reinforced sand.
the vertical boundary was placed 5B away from the ground
Due to the increasing demand for cost-optimized construc
surface based on various trials, with radially constrained nodes
tion of circular foundations, ring foundations are frequently
at the sides and fully constrained nodes at the base. Here B is the
adopted for structures like chimneys, circular storage tanks,
outer diameter and Ro is the outer radius of the ring foundation.
silos, stacks, and so on due to their low cost. Such a foundation
is also adopted for an offshore axisymmetric structure such as
wind farm. It is often required to rest the foundations on
2.2. Material properties
cohesive soil with increasing shear strength, especially for off
shore structures. In the past, the undrained vertical bearing The soil was modelled as a linear elastic perfectly plastic material
capacity of ring foundation has been restricted to very few according to the Mohr-Coulomb yield criterion. Bulk unit weight
studies by Lee, Jeong, and Lee (2016a) and Lee, Jeong, and γ and soil stiffness Eu/Su was set to be 16 kN/m3 and 500,
Shang (2016b). Lee, Jeong, and Lee (2016a) examined the respectively, at the surface and at various embedding depths,
undrained vertical bearing capacity of a ring rough footing which was similar as considered by Gourvenec and Mana
embedded in heterogeneous soil using the finite element (2011) and Hu, Randolph, and Watson (1999). Poisson’s ratio,
method. However, a relationship between embedment ratio, µ = 0.495 was prescribed. The undrained shear strength (Sum)
D/B, and depth factor, dc for a circular footing buried in was considered as 5 kPa at the soil surface and friction angle,
homogeneous soil has been proposed based on this study ϕ = 0° was prescribed to simulate the undrained soil response.
without any emphasis on depth factors for ring foundation. The soil was considered as isotropic with homogeneous as well as
Lee, Jeong, and Shang (2016b) presented the results of heterogeneous as the undrained shear strength Su specified as
a numerical investigation into the undrained vertical bearing varying linearly with depth as mentioned in Equation (1).
capacity of rough ring foundations resting on two-layered
4Q
clays of both homogeneous and linearly increasing shear NC ¼ (1)
strength profiles. πðR20 R2i Þ:c
The geometry (varying ratio of inner to outer diameters) of where Sum is the undrained shear strength at the surface and
the ring foundation varies depending on the type of structure k is the strength gradient with depth z as shown in Figure 2.
that it supports. Often the construction activity of an onshore
ring foundation involves forming an open circular trench of
a little larger size to facilitate the formwork preparation and
casting of the ring foundation. The extra space that remains
after the concreting of the foundation is then backfilled with
either excavated or other suitable soil. Such sequence of con
struction activity, variation in backfilled soil type, and probable
non-uniform compaction of backfilled soil develop a varying
degree of roughness between the soil and the outer or inner
wall of the ring foundation. As these parameters together with
footing embedment depth and shear strength of soil affect the
load carrying capacity most, attempts have been made in this
paper to study the variation in depth factors for ring founda
tions in cohesive soil considering the effect of ring geometry,
footing side roughness coefficient and soil heterogeneity using
three-dimensional finite element analysis. Such variation in
depth factor can be further helpful to evaluate the bearing
capacity of embedded ring foundation for practicing
engineers.
The degree of soil heterogeneity beneath the footing was repre option as shown in Figure 1. The meshing was selected by
sented by dimensionless quantity kB/Sum. The value of kB/Sum carrying out various trials with varying meshing options and
was considered as 0 (homogeneous soil), 2, 5, 10, and 30. varying numbers of the elements in order to validate the out
Isotropic initial stress was adopted, with the coefficient of lateral come with the known solutions for a circular foundation. Once
earth pressure K0 of unity. The foundation was modelled as validated, a similar mesh size was continued for the analysis of
weightless using non-porous linear elastic material having the ring foundation.
0.6 m thickness and Young’s modulus for concrete, Ec = 27.38
GPa for M30 grade concrete. The foundation bottom was
idealized as perfectly rough. In order to simulate different side 2.4. Bearing capacity factor from load–settlement curve
roughness conditions of the footing, the side interface coeffi
A uniform vertical displacement was applied to the founda
cient (α) of 1 (fully rough), 0.5 (intermediate rough), and 0.2
tion, resulting in a uniform vertical motion of the entire
(almost smooth) have been introduced. The minimum value of
foundation. The collapse mechanisms and failure modes of
α was selected as 0.2 as it is practically not possible to have
soft soils reinforced by a group of floating stone columns
footing with sides as perfectly smooth (i.e. α = 0). The analyses
have been discussed by Zhou et al. (2017). Zheng et al.
have also been carried out by considering both outer inner
(2021) also discussed the collapse of embankments reinforced
footing edges as rough, only outer edge as smooth with the
with columns on weak soil. A similar but rather simpler
inner edge as rough, and both outer inner edges as smooth by
collapse mechanism was observed in the present study.
varying roughness coefficients of 0.5 and 0.2.
Figure 3 shows the load–settlement curve for Ri/Ro = 0.4, D/
The external radius (Ro) was kept constant at 5 m and the
B = 0.50 and kB/Su = 0, 2, 5, 10 and 30. The limit load was
internal radius (Ri) of the ring foundation was varied to
clearly observed from the load–settlement curve. The ultimate
achieve the ratio of inner to outer radii (Ri/Ro) of 0.2, 0.4,
failure was considered based on the limit load and the bearing
0.6, 0.7, and 0.8. The interface between the foundation and soil
capacity factor, Nc was calculated using Equation (2).
was fully bonded, preventing slip or separation occurring
under tension, as would be proper for concrete foundations NcD
under short-term loading. dc ¼ (2)
Ncsu
The D/B ratio, i.e. foundation embedment depth (D) to
foundation diameter (B) ratio varied from zero (footing resting where,
on the ground surface) to 1 (embedded footing) as the founda Q = limit load for quarter model of footing,
tions were placed at 0 m, 1.25 m, 2.5 m, and 5 m beneath the Ro = outer radius of ring foundation,
surface so that D/B = 0, 0.25, 0.5, and 1. Here D is the depth of Ri = inner radius of ring foundation,
the footing beneath the soil surface and B is the outer diameter c = undrained cohesion of soil at respective founding depth
of the ring foundation. The depth factor has been evaluated as
rffiffiffi
2.3. Mesh size D D
dc ¼ 1 þ þb (3)
B B
Both soil and footing were discretized with coarseness factors
as 1 and 0.1, respectively, and by considering medium meshing where,
4 K. BIRID AND D. CHOUDHURY
NcD = bearing capacity factor for embedded footing at embedded ring foundations. To the author’s knowledge, no
depth D, analytical or experimental solution is available for ring foun
Ncsu = bearing capacity factor for surface footing dation resting on cohesive soil.
Figure 4. Figure 3Comparison of depth factors dc for embedded circular footing in homogeneous soil
INTERNATIONAL JOURNAL OF GEOTECHNICAL ENGINEERING 5
(a) (b)
(c) (d)
(e) (f)
Figure 5. Variation in Nc with footing embedment depth (D/B) for different soil heterogeneity (kB/Su)
For soil with kB/Su > 5 there was a drastic decrease in Nc from 10, & 30 and under varying Ri/Ro and side interface factor (α)
Ri/Ro = 0 up to 0.2 but minor increase in Nc for Ri/Ro > 0.2. It have been illustrated in Figure 6.
can also be observed that there was almost a merging of Nc for It can be observed from this variation that there is an increase
different soil heterogeneity (kB/Su) at D/B greater than 0.5 for in depth factor with the increase in foundation embedment
all the combinations of Ri/Ro. depth (D/B). Such an increase is substantial up to kB/Su = 5.
For higher heterogeneity beyond this, a reverse trend is
observed as there is a decrease in dc from surface footing to
3.1. Depth factors
embedded footing up to D/B = 0.25. Further footing embed
Based on the results, depth factors were established for homo ment (D/B > 0.25) does not have a significant effect on dc as it
geneous and heterogeneous soil conditions using Equation (3). remains almost uniform as can be observed from Figure 6(j-o).
The depth factors for footing with rough base and rough sides It can also be observed that dc values reduced with a reduction
in homogeneous and heterogeneous soil with kB/Su = 0, 2, 5, in footing side roughness coefficient for all ranges of soil
6 K. BIRID AND D. CHOUDHURY
Figure 6. Variation in Nc with footing embedment depth (D/B) for different foundation geometry (Ri/Ro)
heterogeneity. The depth factors based on a variation on Nc for in Tables 1–5 and Figures 7(a-e) as a ready reference for
ring foundations are represented by a nonlinear relationship as the practicing engineers.
follows;
Table 1. Depth factor constants for ring foundation in homogeneous soil (kB/Su Table 5. Depth factor constants for ring foundation in heterogeneous soil (kB/Su
= 0). = 30).
Ri/Ro α=1 α = 0.5 α = 0.5 (O & I) α = 0.2 α = 0.2 (O & I) Ri/Ro α=1 α = 0.5 α = 0.5 (O & I) α = 0.2 α = 0.2 (O & I)
Values of constant ‘a’ Values of constant ‘a’
0.2 0.606 0.595 0.631 0.412 0.294 0.2 −1.130 −1.272 −1.294 −1.401 −1.409
0.4 0.597 0.646 0.594 0.551 0.224 0.4 −1.302 −1.410 −1.449 −1.510 −1.551
0.6 0.729 0.600 0.514 0.529 0.047 0.6 −1.102 −1.259 −1.330 −1.380 −1.472
0.7 0.812 0.825 0.571 0.509 −0.017 0.7 −0.903 −1.141 −1.202 −1.245 −1.351
0.8 0.964 0.666 0.196 0.543 −0.150 0.8 −0.242 −0.758 −0.863 −0.875 −1.088
Values of constant ‘b’ Values of constant ‘b’
0.2 0.636 0.256 0.105 0.357 0.312 0.2 0.761 0.829 0.828 0.944 0.913
0.4 0.501 0.112 −0.005 0.019 0.235 0.4 0.867 0.910 0.922 0.989 0.994
0.6 0.163 0.076 −0.052 −0.068 0.302 0.6 0.761 0.805 0.829 0.896 0.939
0.7 0.081 −0.216 −0.166 −0.116 0.310 0.7 0.646 0.726 0.730 0.797 0.817
0.8 −0.065 −0.089 0.256 −0.225 0.328 0.8 0.323 0.517 0.492 0.535 0.623
O & I = outer and inner surfaces of ring foundation. O & I = outer and inner surfaces of ring foundation.
Table 2. Depth factor constants for ring foundation in heterogeneous soil (kB/Su
= 2).
Ri/Ro α=1 α = 0.5 α = 0.5 (O & I) α = 0.2 α = 0.2 (O & I) The soil failure pattern of surface footing with Ri/Ro
Values of constant ‘a’ = 0.2 and kB/Su = 0 indicates a settlement of soil beneath
0.2 0.685 0.451 0.438 0.275 0.228 and at immediate proximity of the foundation. The bulging
0.4 0.711 0.473 0.296 0.213 −0.003 of soil mass was observed little away from the edge of the
0.6 0.722 0.446 0.229 0.288 −0.085
0.7 0.896 0.494 0.125 0.280 −0.231 footing. This behaviour was observed near the inner and
0.8 1.025 0.385 0.084 0.305 −0.361 the outer edge of the ring foundation. With an increase in
Values of constant ‘b’ soil heterogeneity, there was a gradual decrease in the
0.2 −0.003 0.047 −0.032 0.147 0.066 bulging of the soil. Similar behaviour was observed for
0.4 −0.153 −0.091 0.026 0.112 0.236
0.6 −0.108 −0.130 −0.025 −0.069 0.150 the entire range of Ri/Ro.
0.7 −0.186 −0.140 0.092 −0.043 0.291 The failure pattern of subsoil below and around the
0.8 −0.102 0.048 0.159 −0.066 0.412 embedded ring foundation with D/B = 1 has been presented
O & I = outer and inner surfaces of ring foundation. in Figures 9(a-d) for extreme cases with Ri/Ro = 0.2 and 0.8 and
kB/Su = 0 and 30.
The soil failure pattern of subsoil below and around the
Table 3. Depth factor constants for ring foundation in heterogeneous soil (kB/Su embedded footing indicated a settlement of soil near the
= 5).
inner edge of the footing and bulging at some distance
Ri/Ro α=1 α = 0.5 α = 0.5 (O & I) α = 0.2 α = 0.2 (O & I) away from the edge within the annular zone. As an effect
Values of constant ‘a’
0.2 −0.028 −0.070 −0.237 −0.273 −0.028
of footing embedment with surcharge around the outer
0.4 0.050 0.013 −0.128 −0.237 0.050 edge of footing, soil near to this indicated no signs of
0.6 −0.126 −0.295 −0.299 −0.539 −0.126 bulging, and only settlement took place along with the
0.7 −0.243 −0.379 −0.378 −0.666 −0.243
0.8 −0.222 −0.377 −0.268 −0.758 −0.222
settling foundation.
Values of constant ‘b’
0.2 0.116 0.185 0.178 0.352 0.309
0.4 −0.086 0.051 0.007 0.185 0.187 4. Conclusions
0.6 0.035 0.106 0.193 0.240 0.355
0.7 0.133 0.227 0.265 0.311 0.452 In the present study, the effect of embedment of ring founda
0.8 −0.170 0.363 0.323 0.241 0.571 tion in cohesive soil on the bearing capacity factors, Nc and the
O & I = outer and inner surfaces of ring foundation. depth factors, dc was studied using FE-based computer soft
ware Plaxis 3D. The influence of other parameters such as ring
geometry, footing side roughness, and soil heterogeneity were
Table 4. Depth factor constants for ring foundation in heterogeneous soil (kB/Su
= 10). also analysed.
Ri/Ro α=1 α = 0.5 α = 0.5 (O & I) α = 0.2 α = 0.2 (O & I) The depth factors obtained from this study can be used to
Values of constant ‘a’ evaluate the bearing capacity of embedded ring foundation in
0.2 −0.458 −0.677 −0.704 −0.836 −0.857 cohesive soil. The designer can have more flexibility while
0.4 −0.536 −0.725 −0.758 −0.860 −0.918 optimizing the ring geometry, though it primarily depends
0.6 −0.357 −0.574 −0.717 −0.760 −0.900
0.7 −0.251 −0.600 −0.726 −0.732 −0.931 on the type of superstructure but equally depends on the
0.8 0.410 −0.375 −0.528 −0.470 −0.803 available bearing capacity for specific geometry and embed
Values of constant ‘b’ ment depth.
0.2 0.391 0.501 0.495 0.637 0.597 The factors Nc and dc are observed to be increasing with
0.4 0.446 0.510 0.489 0.614 0.601
0.6 0.303 0.347 0.424 0.512 0.543 footing embedment depth for homogeneous and heteroge
0.7 0.249 0.388 0.437 0.471 0.562 neous soil up to kB/Su = 5. For higher heterogeneity, these
0.8 −0.162 0.326 0.319 0.301 0.477 factors do not have significant variation with embedment
O & I = outer and inner surfaces of ring foundation. depths beyond D/B = 0.25.
8 K. BIRID AND D. CHOUDHURY
(a) (b)
(c) (d)
(e)
In the case of homogeneous soil, dc values are decreasing ring foundation with varying embedment depth, ring geome
with an increase in Ri/Ro. These values are almost uniform for try, and soil heterogeneity.
higher embedment beyond D/B = 0.25 irrespective of soil The effect of foundation embedment and soil heterogeneity
heterogeneity for the common value of Ri/Ro. Hence, soil can be clearly observed on the failure pattern of the ring
heterogeneity has very less influence on dc and Nc for foundations. The failure of surface foundation in homoge
embedded ring foundations with D/B > 0.25. neous clayey soil is characterized by bulging of the soil along
Depth factors are observed to be reduced with a decrease in the outer periphery of the foundation, which reduces with an
footing side roughness coefficient such that higher values are increase in soil heterogeneity. Such phenomenon is not
obtained for footing with rough sides and lesser values for observed for the embedded footings. However, the space
footing with smooth sides. within the inner diameter in the case of ring foundations has
A simplified equation with proposed values of constants ‘a’ undergone bulging in all the cases of footing embedment and
and ‘b’ can be used for quick estimation of depth factors for soil heterogeneity.
INTERNATIONAL JOURNAL OF GEOTECHNICAL ENGINEERING 9
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