Session 7 Assignment For PIL in Lieu of 14 October Asynchronous
Session 7 Assignment For PIL in Lieu of 14 October Asynchronous
PIL Students
9:00 PM - 12:00 MN
SESSION 7: IMMUNITY FROM JURISDICTION
Chapter 10, Bernas
(1) sovereign immunity - covers both a head of the state and the state itself
NOTE: Act of State Doctrine is similar to but different from the doctrine of
sovereign immunity.
What characterized Act of State Doctrine as a rule not of international law but
of judicial restraint in domestic law whereby courts refrain from making
decisions in deference to the executive who is the principal architect of foreign
relations. (Banco National de Cuba v. Sabbatino, 376 U.S. 398, 22 Oct. 1963)
C. Requisites
1. Appointment as a diplomatic agent: To qualify for diplomatic immunity, an
individual must be officially appointed as a diplomatic agent by their sending state,
typically holding the rank of ambassador, envoy, or minister.
2. Functions carried out in an official capacity: Immunity is granted for actions
performed within the scope of official diplomatic functions, such as negotiating
international agreements, representing the sending state, and conducting
diplomatic activities.
D. Exceptions
1. Limited immunity for certain acts outside official functions: Diplomats may not be
immune from the jurisdiction of the receiving state for actions unrelated to their
official functions. For example, if a diplomat commits a serious crime or gets
involved in a civil dispute unrelated to their diplomatic duties, they may face legal
consequences.
2. Immunity waivers by the sending state: The sending state can choose to waive
the immunity of its diplomats, allowing them to be subject to the jurisdiction of the
host country's legal system. This is often done when the sending state believes it
is in its best interest to allow prosecution in the receiving state.
Diplomatic Immunity vs. Consular Immunity
GR: The agents of the receiving state GR: The agents of the receiving state
may not enter the premises of the may not enter the consular premises.
mission.
XPN: Consent of the head of the
XPN: Consent of the head of the consular post. Consent is assumed
mission. in case of fire or other disasters
requiring prompt
protective action.
AS TO INVIOLABILITY OF BAGGAGE
- Heads of State
The head of State represents the sovereignty of the State and enjoys the right
to special protection for his physical safety and the preservation of his honor
and reputation.
The head of State is immune from criminal and civil jurisdiction, except when
he himself is the plaintiff, and is not subject to tax or exchange or currency
restrictions. Based on the principle of extraterritoriality, his quarters, archives,
property, and means of transportation are Inviolate.
Scope
1. The private residence of a diplomatic agent shall enjoy the same
inviolability and protection as the premises of the mission;
2. His papers, correspondence and, except as provided in paragraph 3 of
Article 31;
3. His property shall likewise enjoy inviolability [Art. 30, VCDR];
4. Personal baggage is exempt from inspection, except:
a. If there are serious grounds for presuming that it contains articles
which are neither for the official use of the mission or for the
personal use of a diplomatic agent or members of his family
forming part of his household;
b. If the import or export of the articles is prohibited by the law or
controlled by the quarantine regulations of the receiving State.
1. The subject of the suit therefore was a private matter, not a state matter.
2. Upon verification of his being a sitting foreign sovereign, the case was
dismissed.
3. The immunity that is recognized here is absolute for a sitting head of
state.
- Where the acts done relative to the suit against the head of state
was done when he was not yet a head of state
- “True, the doctrine not too infrequently is derisively called “the royal
prerogative of dishonesty” because it grants the state the prerogative to
defeat any legitimate claim against it by simply invoking its non-suability.”
(Dept. of Agriculture vs. NLRC, Nov. 11, 1993)
- The States’ consent may be given expressly or impliedly- (Republic vs
NLRC, October 17, 1996)
- Express Consent to be Sued
- may be made through general law or special law.
- In this jurisdiction, the general law waiving the immunity the
immunity of the State from suit is found in Act. No. 3083, where
the Philippine government consents and submits to be sued upon
any money claim involving liability arising from contract, express
or implied, which could serve as a basis of civil actions between
private parties. (Republic vs NLRC, October 17, 1996)
- Under special law, consent to be sued may come in the form of a
private bill authorizing a named individual to bring suit on a special
claim. a special law was passed to enable a person to sue the
government for an alleged tort. (United States vs. Guinto,
February 26, 1990)
- the consent of the State to be sued must emanate from statutory
authority. Waiver of the State Immunity it can only be made by an
act of the legislative body (Republic of the Philippines vs.
Feliciano, March 12, 1987)
- Implied Consent to be Sued
- implied consent is conceded when:
a. the State itself commences litigation, thus opening itself to
a counter-claim, or
b. when it enters into a contract (Republic vs. NLRC, October
17, 1996)
- The immunity of the State from suits does not deprive it of the
right to sue private parties in its own courts (Froilan vs Pan
Oriental Shipping Co., September 30, 1954)
- Implied consent is conceded when the State itself commences
litigation, thus opening itself to a counter-claim. (Republic vs
NLRC, October 17, 1996)
- Implied consent, on the other hand, is conceded when the State
itself commences litigation, thus opening itself to a counterclaim
or when it enters into contract. In this situation, the government is
deemed to have descended to the level of the other contracting
party and to have divested itself of its sovereign immunity (DOH
vs Phil. Pharma Wealth, Feb. 20, 2013)
- However, it must be clarified that when a state enters into a
contract, the State will be deemed to have impliedly waived its
non-suability only if it has entered into a contract in its
proprietary or private capacity. (DOH vs Phil. Pharma Wealth,
Feb. 20, 2013)
(1) The doctrine implies that a State enjoys immunity from the exercise of
jurisdiction by another State.
(2) The State may not be sued without its consent (Const. Art. XVI, Sec. 3)
The determination of the DFA that a certain person is covered by immunity is only
preliminary which has no binding effect in courts (Liang v. People, GR No. 125865,
January 28, 2000).
exceptions:
(1) Act of State Doctrine was first stated in Underhill versus Hernandez. It
states that every sovereign is bound to respect the independence of every
other sovereign state, and the courts will not sit in judgment on the acts of
the government of another, done within its territory.
The doctrine is similar to but different from the doctrine of sovereign immunity.
It is characterized as a rule not of international law but of judicial restraint in
domestic law whereby courts refrain from making decisions in deference to the
executive who is the principal architect of foreign relations. The act of state doctrine
does,however,have “constitutional” underpinnings. It arises out of the basic
relationships between branches of government in a system of separation of powers.
It concerns the competency of dissimilar institutions to make and implement
particular kinds of decisions in the area of international relations.
CASE DIGEST
United States v. Hon. Luis Reyes (G.R. No. 79253, March 1,1993)
A claim of immunity by an American official was rejected when shown to have
been committed outside the scope of her authority as well as contrary to law.
Unauthorized acts of government officials or officers are not acts of the State,
and an action against the latter is not a suit against the State within the rule of
immunity of the State from suit. The doctrine of state immunity cannot be used as
an instrument to perpetrate an injustice.
Holy See v Eriberto Rosario, Jr. (G.R. No. 101949 December 1, 1994)
The mere entering into a contract by a foreign state with a private party cannot
be the ultimate test of whether the activity or transaction is commercial.
One must also question: (a.) whether the foreign state is engaged in the activity in
the regular course of business; and (b.) if not, whether the nature of the particular
transaction or act is in pursuit of a sovereign activity or an incident thereof. If the
answer to (b.) is yes, and especially if it is not undertaken for profit or gain, then the
act is jure imperii.
In this case, petitioner has denied having bought and sold lands in the
ordinary course of a real estate business. Instead, he claimed that the acquisition
of Lot 5-A was for the site of its mission or the Apostolic Nunciature of the
Philippines. Respondent failed to dispute such claim.
Legal Doctrine:
The case relies on the principle of "State Immunity from Suit," which holds that the
state may not be sued without its consent, except when the state has waived its
immunity, either expressly or by implication.
Cting Ministerio v CFI, Amigable v. Cuenca, Heirs of Pidacan v. ATO, and Vigilar v.
Aquino that the doctrine of state immunity cannot serve as an instrument for
perpetrating an injustice to a citizen
Issue:
Whether or not the DOTC can claim state immunity from suit?
Held:
The Supreme Court held that the DOTC, in this case, cannot claim state immunity
from suit because the encroachment on the respondents' property resulted from a
mistake and the DOTC's initial refusal to initiate expropriation proceedings. While
the DOTC's actions were taken in pursuit of its governmental function, it did not
follow the regular procedure upon discovering the encroachment. Therefore, the
DOTC's entry into and taking possession of the respondents' property amounted to
an implied waiver of its governmental immunity from suit. The Court also
determined that there was no genuine necessity for the DOTC to take the property,
as the respondents were willing to lease it. Additionally, the Court found that the
DOTC was not a builder in bad faith, so the forfeiture of improvements made by the
DOTC in favor of the respondents was unwarranted. The CA's decision was
affirmed, with the deletion of the forfeiture of improvements.
● ICMC v Calleja, 190 SCRA 130 (1990)
Legal Doctrine:
The principle of diplomatic immunity, as articulated in Article III, Sections 4 and 5
of the Convention on the Privileges and Immunities of Specialized Agencies, and
Article 3 of Pres. Decree No. 1620 is the main idea in this case. This doctrine
asserts that international organizations, like ICMC and IRRI, enjoy immunity from
every form of legal process, except where they have expressly waived their
immunity. The purpose of this immunity is to protect international organizations from
interference by the host country and to ensure their unimpeded performance of
functions.
Held:
The Court held that ICMC's diplomatic immunity from local jurisdiction did not
deprive labor of its basic rights. It was emphasized that ICMC employees still had
recourse in case of disputes, and the government retained the power to withdraw
ICMC's privileges and immunities in the event of abuse. The Court concluded that
certification elections could be seen as part of the "legal process," which
international organizations are immune from. In the IRRI case, the Court held that
IRRI's immunity did not deprive its employees of the right to self-organization, and
they had the option to resolve disputes through other means. The Secretary of
Labor's decision to dismiss the petition for certification election was not a grave
abuse of discretion. The Court clarified that diplomatic immunity of international
organizations does not exempt them from all aspects of Philippine labor laws, but
it protects them from undue interference in their internal operations and functions.
The Office of the Solicitor General filed an extended comment stating the
official position of the executive branch of the Philippine Government that petitioner
Verstuyft is entitled to diplomatic immunity. It accordingly joined petitioner
Verstuyft’s prayer for the quashal of the search warrant. The respondent judge
nevertheless summarily denied quashal of the search warrant. Hence, the petition
in this case.