Middle Rang Theory
Middle Rang Theory
Barbara Resnick 1 Abstract: Using a social ecological model, this paper describes selected intra- and interpersonal
Denise Orwig 2 factors that influence exercise behavior in women post hip fracture who participated in the
Christopher D’Adamo 2 Exercise Plus Program. Model testing of factors that influence exercise behavior at 2, 6 and 12
Janet Yu-Yahiro 3 months post hip fracture was done. The full model hypothesized that demographic variables;
William Hawkes 2 cognitive, affective, physical and functional status; pain; fear of falling; social support for
exercise, and exposure to the Exercise Plus Program would influence self-efficacy, outcome
Michelle Shardell 2
expectations, and stage of change both directly and indirectly influencing total time spent
Justine Golden 2
exercising. Two hundred and nine female hip fracture patients (age 81.0 ± 6.9), the majority
Sheryl Zimmerman 4
of whom were Caucasian (97%), participated in this study. The three predictive models tested
Jay Magaziner 2 across the 12 month recovery trajectory suggest that somewhat different factors may influence
1
University of Maryland School exercise over the recovery period and the models explained 8 to 21% of the variance in time
of Nursing, 655 West Lombard
spent exercising. To optimize exercise activity post hip fracture, older adults should be helped
Street, Baltimore, MD,21201, USA;
2
University of Maryland School of to realistically assess their self-efficacy and outcome expectations related to exercise, health
Medicine, Howard Hall, Redwood care providers and friends/peers should be encouraged to reinforce the positive benefits of
Street, Baltimore MD 21201, USA;
3
Department of Orthopaedic
exercise post hip fracture, and fear of falling should be addressed throughout the entire hip
Surgery, Union Memorial Hospital, fracture recovery trajectory.
Baltimore, USA; 4 University of North Keywords: hip fracture, exercise, self-efficacy, outcome expectations, recovery
Carolina Chapel Hill, 301 Pittsboro
St., CB#3550, Chapel Hill, NC
27599-3550, USA
Introduction
While there has been limited work in the implementation of exercise activities
post hip fracture, there is some support to suggest important benefits for these
individuals. Specifically, for those who have sustained a hip fracture, regular
exercise (resistive and/or aerobic) improves mobility and quadriceps strength
(Tinetti et al 1999; Mangione et al 2005; Tsauo et al 2005; Jones et al 2006),
increases walking speed (Henderson et al 1992; Habris et al 1995; Jones et al
2006), and weight-bearing ability (Habris et al 1995). Despite the potential benefits
of exercise, however, the majority of older adults do not participate in sufficient
physical activity or exercise(Centers for Disease Control and Prevention Behavioral
Risk Factor Surveillance System 2006), including those who have sustained a hip
fracture.
A social ecological model is one of the most comprehensive approaches to
explaining exercise behavior in older adults (Sallis 2003; Sallis et al 2006; United
Correspondence: Barbara Resnick
University of Maryland School of Nursing, States Department of Health and Human Services 2000; Medley and Syme 2000).
655 West Lombard Street, Baltimore, MD, Specifically a social ecological model suggests that an individual’s behavior is
21201, USA
Tel + 410 706 5178
affected by a wide sphere of influences: intrapersonal, interpersonal, institutional/
Email [email protected] organizational, public policy, and the environment.
Unfortunately, designated exercise space is generally limited A detailed description of eligibility and recruitment has
in home and facility based settings (Mihalko and Wickley been described elsewhere (Buie et al 2001). Briefly,
2003) and outside walkways, hallways, and common areas eligible patients were female, 65 years of age or older,
are seldom used to promote physical activity. While there community-dwelling at the time of fracture, had a non-
are general guidelines to encourage all adults to engage in pathologic fracture within 72 hours preceding admission,
30 minutes daily of physical activity (Centers for Disease and surgical repair of the hip fracture. Medical exclusions
Control and Prevention, Merck Institute of Aging and Health included evidence of symptomatic cardiovascular disease,
2004; Thompson 2003; National Blueprint for Increasing neuromuscular conditions limiting exercise, or other
Physical Activity 2002), there are no policies to promote this conditions that increased risk when exercising home alone.
and no specific guidelines post hip fracture. Participants had to be walking without human assistance
Despite existing knowledge on the factors and theories prior to the fracture and score ⱖ20 on the Folstein Mini
related to exercise, the fact remains that older adults do not fre- Mental Status Exam (Folstein et al 1975). Also, informed
quently exercise. Encouraging exercise is especially important consent and baseline measures had to be obtained within
for a post-hip fracture population, given that this is likely to 15 days of the fracture to be eligible for randomization.
optimize recovery. In recognition of this possibility, this in- Institutional Review Board approvals were obtained from
vestigative team undertook a clinical trial to motivate exercise the University of Maryland, School of Medicine as well as
behavior in older adults post-hip fracture, which included three the study hospitals, and all enrolled subjects provided their
treatment arms: a home-based exercise program (Exercise), a own informed consent.
motivational intervention (Plus), the combination of the two A total of 209 female hip fracture patients were consented
(Exercise Plus Program), compared with routine care. within 15 days of the hip fracture. The majority of the par-
The purpose of this paper is to describe selected intra- ticipants were Caucasian (97%), and the average age of the
and interpersonal factors that influence exercise behavior participants was 81.0 ± 6.9. Approximately one third (34%) of
in women post hip fracture who participated in this project. the participants were married. The remaining were widowed
Model testing of factors that influence exercise behavior (57%), never married (3%), or divorced or separated (6%). The
at 2, 6, and 12 months post hip fracture was done and average number of years in school was 12.2 ± 2.9.
consideration given to consistency and differences noted
between these models. The full model hypothesized that The intervention: The Exercise
demographic variables; cognitive, affective, physical and Plus Program
functional status; pain; fear of falling; social support for The Exercise Plus Program and theoretical premise of the
exercise, and exposure to the Exercise Plus Program would program has been described in detail elsewhere (Resnick
influence self-efficacy, outcome expectations, and stage of et al 2002a, 2007). Briefly, the Exercise component of the
change both directly and indirectly influencing total time Exercise Plus Program is a home based exercise intervention
spent exercising. The 89 hypothesized relationships are administered by exercise trainers which incorporates an
demonstrated in Figure 1. aerobic exercise program using a Stairstep (Yu-Yahiro et al
2001; Resnick et al 2007), a comprehensive strengthening
Methods program that covers all muscles groups, and stretching
Study design exercises which are part of the warm up and cool down
Data were derived from a randomized clinical trial using periods. Participants were encouraged to perform aerobic
a repeated measure two by two design with participants activity at least 3 days per week and strength training two
randomized to one of four groups: exposure to the Exer- days per week. The Plus component was also implemented
cise Plus Program (exercise plus motivation), the Exercise by an exercise trainer and included a self-efficacy based
only component of the Exercise Plus Program, the Plus intervention using education, verbal encouragement
(or motivational) only component of the Exercise Plus through goal setting and positive reinforcement, removal
Program, or routine care. of unpleasant sensations associated with exercise, and
individualized cueing (Resnick et al 2002a, 2007). In all
Sample treatment groups visits from the trainer were initially twice
Participants were recruited from 6 hospitals in the greater a week for the first three months, once a week for the next
Baltimore area between July 2000 and September 2004. three months, and then once a month in the final six months of
age
Stage of
Self-Efficacy Change
Cognitive
Status
Physical
Status Outcome
Expectations Exercise
Time
Mental
Status
Charlson
Treatment
Social Group
Support
Friends
Social
Social Support Depression
Support Expert
Family
Figure 1 Full hypothesized model.
the program. On weeks when there was no face-to-face visit, Exercise Scale (SEE), the Outcome Expectations for Exercise
for those exposed to the Plus component, weekly telephone (OEE) scale, and the Stage of Change Questionnaire. The
calls were made to answer questions about exercise and Yale Physical Activity Survey was used to measure time spent
encourage adherence. exercising. A description of the measures and reliability and
validity is provided in Table 1.
Measures
Follow up data was collected at 2, 6, and 12 months post Data analysis
hip fracture. Measures addressing intrapersonal factors Descriptive statistics were done to describe the participants.
included demographic information, the Short Form Health Model testing was completed to establish the factors that
Survey (SF-36), the Centers for Epidemiologic Studies and influence exercise behavior at 2, 6, and 12 months post hip
Depression Scale, a single item fear of falling question, the fracture using structural equation modeling and the Amos
numeric rating scale for pain; interpersonal factors included statistical program. The sample covariance matrix was used
Social Support for Exercise Scale, the Self-efficacy for as input and a maximum likelihood solution sought. The
Table 1 (Continued)
Measure Description Score Range and Reliability and Validity
Interpretation
(Radloff 1977; adults (Radloff 1977;
Turk and Okifuji Turk and Okifuji 1994
1994). Caracciolo and Giaquinto
2002; Bohannon et al
2003; ).
Numeric Rating A single item 0 (no pain) to 10 Evidence of test-retest
Scale (NRS) for measure that (the worst pain). reliability (Spearman
Pain (Herr and focuses on pain Higher scores rank correlations from
Mobily 1991) over the previous indicate more pain. 0.67 to 0.85) (Taylor et al
week. 2005), and concurrent
validity with other pain
measures (r = 0.56 to 0.90)
(Herr and Mobily 1993;
Herr et al 2004; Ware
et al 2006)
Fear of Falling A single item 0 (no fear) to 4 (a Evidence of validity with
(Jorstad et al measure that lot of fear). Higher fear of falling
2005 Resnick focuses on fear of scores indicate significantly associated
1998) falling. greater fear of with functional
falling. performance in older
adults (Resnick 1998
Jorstad et al 2005)
The Tinetti A 17 item 0 to 26. Higher Evidence of inter-rater
Mobility Scale performance scores indicate reliability (r = 0.90), and
(Tinetti 1986) measure that better mobility. construct validity with a
focuses on mobility significant relationship
and includes: nine between mobility and
balance maneuvers falls (Tinetti 1986).
and eight
assessments related
to gait.
The Social Includes three Possible ranges Evidence of internal
Support for separate subscales from 23 to 67. consistency (alphas
Exercise Habits of the same15 items Lower scores ranging from 0.61 to 0.91)
Scale (Sallis that reflect social reflect lower social and test retest reliability
et al 1987) interactions that support (r = 0.55 to 0.79). Evidence
might influence of validity was based on
exercise behavior statistically significant
from friends, relationships between the
family, and experts. social support scale and
exercise behavior (Sallis
et al 1986) (Resnick
et al 2002b).
chi-square statistic, the normed fit index (NFI), and Steigers is perfect model fit. The NFI is “normed” so that the values
Root Mean Square Error of Approximation (RMSEA) cannot be below 0 or above 1. The RMSEA is a population
were used to estimate model fit. The larger the probability based index and consequently is insensitive to sample size.
associated with the chi-square, the better the fit of the model An RMSEA of <0.10 is considered good, and <0.05 is very
to the data (Bollen 1989; Loehlin 1998). Since the chi-square good (Loehlin 1998). Path significance (ie, significance of
statistic is sample size dependent the chi-square divided by the Lambda values) was based on the Critical Ratio (CR),
degrees of freedom (df) was utilized to control for sample which is the parameter estimate divided by an estimate of the
size effects (Bollen 1989). The NFI tests the hypothesized standard error. A CR >2 in absolute value was considered
model against a baseline model and should be 1.0 if there significant (Arbuckle 1997).
Table 2 Means (SE) for selected outcome measures by treatment group (total n = 208; treatment group n = 157; control = 51)
Variable Mean Std. Deviation
Stage of change 2 months Control 1.8 1.6
Treatment 1.9 1.6
Table 2 (Continued)
Variable Mean Std. Deviation
Treatment 2.2 2.9
Yale: total exercise time 12mo, hrs/wk Control 0.92 1.4
Treatment 3.1 3.8
in older adults, particularly those who have sustained a hip of trainer effect during any of the testing time points. Thus, the
fracture. The three predictive models tested across the 12 month benefits of encouraging exercise are not trainer-specific, and the
recovery trajectory suggest that somewhat different factors may skills to be an effective trainer may be easily learned.
influence exercise over the recovery period. At two months post Similar to prior studies with community dwelling older
hip fracture the participants were just beginning to be exposed to adults (Litt et al 2002; Resnick and Nigg 2003; Benjamin
the intervention, which may explain why treatment group status et al 2005; Stiggelbout et al 2006), self-efficacy and outcome
was not related to exercise behavior. However, 6 and 12 months expectations related to stage of change for exercise, which
post fracture the exposure to treatment did relate to time spent directly related to exercise behavior. However, with the
doing exercise; this finding speaks well to the effort of encourag- exception of the two month testing time point, self-efficacy and
ing exercise. Although there were five different trainers providing outcome expectations had no direct relationship with exercise.
treatment during the course of the study, there was no evidence Instead, they indirectly related to exercise through stage of
*Exposure to any component of the intervention (Exercise only, Motivation only, Exercise Plus Motivation) versus routine care
change. Although there have been multiple studies supporting measure and had a high mean score of 3.9 (SD = 0.69 and
a direct relationship between self-efficacy and/or outcome range of 1 to 5) (Resnick 2006).
expectations with exercise (Booth et al 2000; Rhodes et al Age, cognitive status, and comorbidities had a limited
2001; Brassington et al 2002; Litt et al 2002; Conn et al 2003a, indirect relationship with exercise behavior. The participants
2003b; O’Connor 2004; Cress M 2005; Sharma et al 2005; were, however, all older adults and had to meet specific cog-
Taylor-Piliae and Froelicher 2005; Lee and Laffrey 2006; nitive criteria and be free of a large number of comorbidities
Wilcox et al 2006), this relationship has not been consistent to be eligible to participate in the study. Consequently, the
among older adults. In a recent study (Stiggelbout et al 2006) homogeneity of the sample may have influenced findings.
of community dwelling older adults involved in exercise Nonetheless, results suggest that in a similar population of
programs, self-efficacy influenced intention to exercise but older adults with hip fractures, age, cognition, and health
not actual exercise behavior. The lack of relationship between are not a deterrent to exercise. Perceptions of physical and
self-efficacy and actual exercise behavior was also noted in a mental health status were noted to relate to self-efficacy
sample of older adults participating in a home-based exercise and/or outcome expectations at 6 and 12 months post frac-
program viewed on television (Hopman-Rock et al 2005) ture, with those in better perceived health having stronger
and among older adults post stroke (Resnick pers comm). self-efficacy or outcome expectations, which then indirectly
Thus, the results of this study add to the evidence suggesting influenced time spent in exercise. Clinically, it is important
that interventions might best be targeted at encouraging self- to recognize that those with poorer health are likely to have
efficacy related to readiness to adopt exercise behavior, after lower self-efficacy and outcome expectations associated with
which time doing exercise will increase. exercise and may benefit from interventions to strengthen
The lack of a direct relationship between outcome expec- those beliefs. In particular it is critical that individuals with
tations and exercise behavior in older adults post hip fracture perceptions of poor health status understand and believe that
may be due to the sample studied and a ceiling effect of the it is safe for them to exercise and that there will be a benefit
measure. That is, these individuals had all volunteered to to doing so (Resnick et al 2005).
participate in an exercise intervention study and therefore The relationship between self-efficacy and outcome
were likely to have high outcome expectations related to expectations for exercise and fear of falling noted in this study
exercise. Indeed, at baseline (2 months post hip fracture), has not been reported in prior research. The study findings
the majority of participants agreed with the positive benefits suggest that the relationship between fear and exercise may
associated with exercise on the outcome expectations be mediated by self-efficacy and outcome expectations, as
Cognitive
Status
0.29
Self-efficacy
0.15
0.25
Charlson
0.39
Exercise
Time
Outcome
Expectations 0.15
0.43
Stage of
Change
0.29
Social Supports
Exercise
Friends
was demonstrated at 6 and 12 months post hip fracture. It an increase or maintenance of efficacy expectations in the
is of note that the impact of fear seems most prevalent at treatment group and a decline in the control group. The lack of
12 months post fracture rather than in the more immediate a significant impact on self-efficacy and outcome expectations
post fracture period (eg, 2 months post fracture). It seems may in part be due, as indicated previously, to the sample
likely that individuals further along in the recovery trajectory included in the study (ie, volunteers in an exercise intervention
may be engaging in more activity, and thereby reconsider- study) and ceiling effects of these measures. It is also possible
ing their fear in the face of that activity. This suggests that that, post hip fracture, older adults may evaluate their self-
ongoing efforts might be made to address the fear of falling efficacy and outcome expectations based on their prior health
experienced by individuals well after their initial fracture. status, not current status post hip fracture. Consequently, as
Exposure to the intervention did not directly relate to self- noted in this study, a self-efficacy based intervention improved
efficacy and outcome expectations, as was anticipated (Resnick exercise behavior but did not influence self-efficacy or outcome
et al 2002a) although there were non-significant trends of expectations in the first year post hip fracture.
Social Support
Exercise Experts
Treatment
Physical
–0.20
Health 0
0.2 0.2
0
Self-efficacy
0.20
27 Expectations
0.2
Mental Stage of
0.
4
Health Change
0.33
0.
20
0.2
8
–0.20
Outcome
Age Expectations Exercise
Time
0.19
–0.23
Social Support
Exercise Friends Fear
Ongoing research is needed to explore the measurement Practitioners should consider the use of peers to strengthen
of self-efficacy and outcome expectations post hip fracture, beliefs and thereby improve exercise behavior in older adults
and establish ways to help older adults carefully evaluate their post hip fracture as was done in a recent study testing a group
self-efficacy and outcome expectations related to exercise in based exercise program for older adults post hip fracture led
the face of an acute clinical change. This is important because by an older adult trainer (Jones et al 2006).
self-efficacy based interventions may be even more effective Social support for exercise from experts (anyone per-
when the participant realistically appreciates his or her true ceived by the participant to be an expert) was negatively
efficacy expectations. related to self-efficacy expectations at 6 months post hip
Social support for exercise from friends related to self- fracture. Although it was anticipated that social support on
efficacy for exercise at 2 and 6 months post hip fracture. This the part of the experts would increase time spent in exercise
finding has been inconsistent in prior research with social there are several possible explanations for the negative rela-
support for exercise from friends relating to exercise behavior tionship. Social support for exercise did increase from two
among some samples of community dwelling older adults months to six months post fracture in the treatment group
(Booth et al 2000; Resnick et al 2002b), but not others (Eyler (18.9 to 26.1) while staying essentially unchanged in the
et al 1999; Brassington et al 2002). It is possible that inter- control group (17.5 to 17.8). It is possible that this increase
actions with peers, possibly peers who themselves exercise in social support from the experts was not related to exercise
(and may have experienced a hip fracture), has a positive behavior, with other factors taking on a greater precedence.
influence on self-efficacy related to exercise post hip fracture. It is also possible, since the intervention did not control
Physical Health
Status 0. Intervention
37
Group
Self-efficacy
.25
–0
0.17
Fear
–0 0.39
.23
Exercise
0.2
Time
6
Outcome
Expectations
2
0.4
0.3
6
Stage of
Change
0.15
Social Supports
Exercise
Experts
the interactions between the participants and any of their significant hypothesized predictors further support the challenges
health care providers (primary care physicians, nurses, nurse associated with increasing exercise activity among older adults,
practitioners, or surgeons), that some negative interchanges particularly those who have sustained a hip fracture. Specifically,
related to exercise may have occurred. We had experiences, pain, depressive symptoms, and gait and balance consistently
for example, in which some participants were told not to had no direct or indirect influence on exercise behavior. Using
exercise by their orthopedist or primary medical doctor the social ecological model of behavior, possible factors that
(Resnick 2005). Future research should seek to understand might influence exercise behavior among older adults but were
the ongoing exchanges between patients and providers for not considered in this study could be added to future work,
this reason. including environmental and policy considerations (eg, providing
While the revised models with significant paths had a fair financial incentives for participation in exercise or establishing
to good fit with the data, they only explained a small amount of safe walking paths within communities) (Booth et al 2000),
the variance in exercise behavior (8% to 20%). The many non- whether or not the individual had to stop exercise for a period
due to an acute event (Stiggelbout et al 2006), or consideration Buie V, Orwig B, Resnick B, et al. 2001. Frail Elderly women post-
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Eyler AA, Brownson RC, Donatelle RJ, et al. 1999. Physical activity social
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