Resistive Switching Memories Based On Metal Oxides
Resistive Switching Memories Based On Metal Oxides
Resistive switching memories based on metal oxides: mechanisms, reliability and scaling
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Topical Review
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Abstract
With the explosive growth of digital data in the era of the Internet of Things (IoT), fast and
scalable memory technologies are being researched for data storage and data-driven
computation. Among the emerging memories, resistive switching memory (RRAM) raises strong
interest due to its high speed, high density as a result of its simple two-terminal structure, and
low cost of fabrication. The scaling projection of RRAM, however, requires a detailed
understanding of switching mechanisms and there are potential reliability concerns regarding
small device sizes. This work provides an overview of the current understanding of bipolar-
switching RRAM operation, reliability and scaling. After reviewing the phenomenological and
microscopic descriptions of the switching processes, the stability of the low- and high-resistance
states will be discussed in terms of conductance fluctuations and evolution in 1D filaments
containing only a few atoms. The scaling potential of RRAM will finally be addressed by
reviewing the recent breakthroughs in multilevel operation and 3D architecture, making RRAM
a strong competitor among future high-density memory solutions.
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Semicond. Sci. Technol. 31 (2016) 063002 Topical Review
Figure 2. RRAM device structure and operation. The device consists of a metal–insulator–metal stack (MIM), where the insulator is most
typically a binary metal oxide MeOx (a). After electroforming, a conductive filament (CF) is formed connecting the top electrode (TE) and the
bottom electrode (BE), thus resulting in the set state or low resistance state (LRS) of the memory device (b). The device can then be switched
to the reset state, or high resistance state (HRS), by an electrical reset operation aimed at disconnecting the CF (c). Switching to the set state is
then possible by set operation. Reprinted with permission from [45]. Copyright (2014) John Wiley & Sons, Inc.
Figure 3. RRAM switching modes. In the unipolar switching mode (a), both set and reset transitions are achieved by applying electrical
voltages of the same polarity, e.g., a positive voltage as in the figure. In the bipolar switching mode (b), instead, set and reset transitions are
executed by applying voltages of opposite polarities, e.g., a positive voltage set and negative voltage reset. In both cases, the current is limited
by a compliance level during the abrupt set transition, to suitably control the CF size and the corresponding LRS resistance value. Reprinted
with permission from [45]. Copyright (2014) John Wiley & Sons, Inc.
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Semicond. Sci. Technol. 31 (2016) 063002 Topical Review
Figure 5. I–V curves of different types of RRAM. The measured I–V characteristics for a HfO2 RRAM device at a variable compliance
current IC (a) and for a Cu/AlOx CBRAM device at IC = 10 μA (b). RRAM and CBRAM devices display similar features, namely, the
ability to control LRS resistance and Ireset by IC, an abrupt set transition, and a gradual reset transition. Part (a) Copyright (2008) IEEE.
Reprinted, with permission, from [60]. Part (b) Copyright (2013) IEEE. Reprinted, with permission, from [65].
disconnection of the CF was revealed by the quantum con- Among the bipolar RRAM types, two distinct classes of
ductance effects in HfO2 [54]. CF reconnection, instead, devices, differing in the typical electrolyte and cap material,
results from the chemical reduction of the metal oxide due to have been identified, as illustrated in figure 4. The first type is
the extremely high temperatures during set transition. the conventional device with a metal oxide MeOx as the
Threshold switching was also recognized as playing an switching material and a metallic cap at the TE side
important role in triggering set transition, thanks to the local (figure 4(a)). The Me is usually a transition metal, such as Hf
formation of an electronic filament supporting local Joule [22, 26], Ta [23, 25], Ti [59], or many others. The cap also
heating for redox reactions [55]. consists of a transition metal, either different from Me, e.g., a
Bipolar switching, however, has been explained in terms Ti/HfO2 stack [60], or the same, e.g., a Hf/HfO2 stack [61].
of ionic migration assisted by the temperature and the electric The use of the metallic cap has been shown to improve
field [56, 57]. During the reset, ionized defects within the CF switching, in that it allows the forming voltage to be suitably
migrate toward the negatively biased electrode, e.g., the TE, limited and controlled. This is because the metal in the cap
thus depleting the CF in correspondence with the highest acts as an oxygen getter, thus introducing oxygen vacancies
temperature region. The displaced defects are re-injected into and other types of defects within the MeOx layer. The
the depletion region in the subsequent set operation. Note that enhanced defect concentration causes a higher leakage current
defects are conserved during bipolar set/reset processes, as in the initial condition before forming, which in turn results in
supported by the numerical simulations of bipolar RRAM a lower voltage for initiating the breakdown process. After
switching, describing pure ionic transport without generation/ forming, the metal cap serves as a reservoir for defect
recombination [57]. In both unipolar and bipolar switching, migration during the set and reset. Therefore, the metal cap
the current is limited below a given compliance current IC also dictates the polarities of bipolar switching, where set
during set transition to avoid destructive breakdown and transition preferentially takes place by the application of a
control the size of the CF. positive voltage to the electrode at the cap side, thus inducing
Unipolar switching is more attractive than bipolar the migration of positively charged defects (oxygen vacancies
switching, since the application of voltage pulses with posi- and metal cations from the cap and the metal oxide
tive polarity only allows for simple circuits and unipolar [46, 56, 57]) from the reservoir toward the depleted region of
diodes for selection in the array. On the other hand, unipolar the CF. Conversely, the reset transition takes place via the
switching typically shows lower uniformity and cycling application of a negative voltage to the cap side.
endurance compared to bipolar switching [58]. The higher Figure 4(b) shows the second type of RRAM structure,
endurance of bipolar switching can be understood by the re- where the electrolyte serves as a dielectric layer for cations
utilization of the same migrating defects during the set and supplied by the cap, generally consisting of a suitable material
reset, which allows for switching relying on pure migration (e.g., a chalcogenide) containing Ag, or Cu, or a metallic
along the same direction, namely along the CF length normal layer of the same metals. This type of device is generally
to the top/bottom electrodes. Due to this reliability gap, most referred to as conductive-bridge memory (CBRAM), or an
research focus has been aimed at bipolar switching RRAM. In electrochemical metallization (ECM) device [1, 27, 29, 62].
the following, the review will be restricted to the bipolar Reported electrolyte materials for CBRAM include chalco-
switching RRAM device. genides, such as GeSe [62] and GeS2 [29], and oxides, such
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Semicond. Sci. Technol. 31 (2016) 063002 Topical Review
Figure 6. An in situ TEM study of a CBRAM-type device. The application of a positive voltage to the Ag TE induces the formation of
nanocrystals protruding from the TE and gradually extending toward the BE, thus highlighting the essential role of Ag migration in the set
operation of this type of CBRAM. A constant voltage of 12 V was applied at increasing times t = 0 (a), 150 s (b), 350 s (c), 470 s (d) and
500 s (e). The scale bar in the figure is 20 nm. Reprinted by permission from Macmillan Publishers Ltd: nature communications [71],
copyright (2012).
as GdOx [63], ZrOx [64] and Al2O3 [65]. The cap consists of
Cu [62, 64, 65], Ag [29], or CuTe [63].
Figure 5 shows the measured I–V curves of a metal-oxide
RRAM device (a) and a CBRAM (b) [60, 65]. There are
several similarities between the two characteristics, namely (i)
the bipolar behavior, (ii) the controllability of resistance R by
the compliance current IC in the set transition, and (iii) the
linear (ohmic) conduction behavior of the LRS as opposed to
the non-linear (exponential) increase of the current with Figure 7. A filament growth model for RRAM switching. The
voltage in the HRS. Note that CBRAM displays a larger application of a positive voltage to the TE results in the migration of
resistance window, defined as the ratio between resistances in positively ionized defects from the reservoir on the TE side (a)
HRS and LRS, namely a factor of about 104 as compared to toward the BE, thus resulting in the nucleation of the CF (b) and its
growth at an increasing time (c), (d). The increase of the diameter of
about 102 in the case of metal-oxide RRAM. Other exper- the CF f thus results in the decreasing resistance observed during the
imental results confirm the similarities between oxide RRAM set transition. Reprinted with permission from [44]. Copyright
and CBRAM in figure 5, and the higher resistance window of (2013) John Wiley & Sons, Inc.
the CBRAM [66]. The higher resistance window can be
explained by the larger ionic mobility of Ag and Cu, which
are typically used in CBRAM, and results in a larger depleted
gap and consequently a higher resistance in HRS. Another Figure 6 shows in situ TEM micrographs taken at increasing
remarkable difference is the lower programming current that times in a planar CBRAM device while the Ag TE was biased
can be achieved in CBRAM compared to oxide RRAM, with a positive voltage [71]. The electrolyte in the CBRAM
thanks to the higher resistance in the HRS. For instance, set/ device was an amorphous Si electrolyte and the BE was made
reset currents as low as 10 pA were reported in Cu-SiO2 of W. TEM results show a CF developing from the Ag TE in
CBRAM [67]. Apart from these quantitative differences, the CBRAM at increasing times, thus confirming the fila-
oxide RRAM and CBRAM show deep qualitative similarities mentary nature of RRAM switching and the microscopic
in their switching, reliability and scaling behavior, which interpretation based on the migration of defects/impurities
allow us to conclude that the microscopic physical mechan- from the positively biased electrode. Similarly, filament
isms underneath the transport and switching phenomena are retraction back to the negatively biased electrode during reset
fundamentally the same. transition was demonstrated by in situ TEM [64].
To describe the switching phenomenology in RRAM,
both analytical and numerical models were presented in the
3. Switching mechanisms literature. Analytical models provide fast calculations of the
device current and/or voltage for circuit design and evalua-
Since the early work in the 2000s, RRAM switching tions. At the same time, analytical models generally provide
mechanisms have been attributed to the filamentary mod- accurate results capturing the dependence on operation para-
ification of conduction properties. It was possible to reveal meters, such as the positive/negative applied voltages, the
this via several different techniques, including CAFM mea- compliance current and the shape of the applied pulse.
surements [68], area dependence of the LRS resistance [69], A generalized analytical model for RRAM describes
infrared thermal imaging of the device [70], and in situ switching as the voltage-controlled change of the CF size, as
microscopic imaging of the device during switching by illustrated in figure 7. Starting from HRS (figure 7(a)), the
transmission electron microscopy (TEM) [64, 71, 72]. application of a positive bias to the TE induces the migration
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Semicond. Sci. Technol. 31 (2016) 063002 Topical Review
of defects from the top reservoir along the CF direction, energy barrier lowering and the local Joule heating. Evidence
where the electric field, the current density, and consequently, of this important property of RRAM switching was provided
the local temperature are maximized within the device area. by showing that the voltage across the device is always a sole
Vertical ion migration thus results in the CF growth in function of time in conditions where the device voltage is left
figures 7(b)–(d). The subsequent application of a negative free to naturally evolve in time. This is what routinely hap-
bias to the TE causes the retraction of defects back to the TE, pens when an external voltage is applied to a 1T1R structure
causing a reduction in the size of the CF and the final opening or other similar arrangements [75].
of a depleted gap. This CF growth dynamic can be modeled Figure 8(a) shows the measured and calculated I–V
by a rate equation for the CF effective diameter f according curves for a CBRAM type device at a variable IC [73]. While
to [56, 73]: the set and reset voltages are approximately constant, the R
df EA and current levels change by orders of magnitude in response
= Ae- kT (1 ) to the variation of IC. This is summarized by the measured
dt
LRS resistance as a function of IC (figure 8(b)), where R
where A is a constant, EA is the energy barrier for ion decreases linearly according to R = VC/IC [56]. This can be
migration, and T is the local temperature along the CF. understood by the voltage-controlled kinetics of set transition:
Equation (1) states that the growth rate of the CF is limited by in fact, for any given IC, the voltage across the device settles
the supply of cations, which is ultimately controlled by the to a fixed value VC, which is the characteristic voltage to
ion migration rate. The latter is an Arrhenius function of activate ion migration in the timescale of the switching
temperature, describing the probability of ion hopping by experiment. The resistance thus results from the ratio between
overcoming an energy barrier EA given by [56, 73]: VC and IC, as seen in figure 8(b). On the other hand, the reset
EA = EA0 - aqV (2 ) transition is activated by an approximately constant voltage
Vreset; therefore, the reset current Ireset is given by
where EA0 is the energy barrier for hopping at zero voltage, V
Ireset = Vreset/R = VresetIC/VC. The proportionality between
is the applied voltage, and α is a constant describing the
Ireset and IC is confirmed in figure 8(c), showing the measured
fraction of voltage dropping across an individual barrier for
Ireset as a function of IC. Calculations by the model of
hopping. Equation (2) includes the barrier-lowering term,
equations (1)–(3) are displayed in figure 8, indicating the
where the applied voltage enhances the hopping rate along the
overall close agreement and supporting the accuracy of the
direction of the electric field, which accounts for the
voltage-controlled model for RRAM switching. The ability to
directionality of migration at the basis of bipolar switching.
control the resistance by IC enables MLC operation, where
The temperature in equation (1) takes into account Joule
different R levels correspond to the different effective size of
heating, which is significant due to the extremely high current
the CFs.
density and electric field. Joule heating can be described
Note that Vreset is generally smaller than VC, as suggested
analytically by [56, 73]:
by the ratio η = Ireset/IC < 1 in figure 8(d). This can be
Rth 2
T = T0 + V (3 ) attributed to the asymmetric switching in some types of
R CBRAM, due to the mechanical stress arising from the CF
where T0 is the room temperature and Rth is the effective within the electrolyte layer. The CF is affected by a com-
thermal resistance. For instance, assuming an applied voltage pressive strain on the BE side, which induces an elastic force
of 1 V and a ratio Rth/R = 434 KV−2, which is typical for a in support of the retraction of the CF back to the TE side. This
RRAM device in LRS [74], a local temperature of more than explains Ireset/IC < 1 in figure 8(d) and the spontaneous CF
450 °C at the CF can be evaluated from equation (3). dissolution observed at short set pulse widths in some
The model in equations (1)–(3) allows the dynamic I–V experiments [73].
characteristic to be calculated as follows: for any applied The controllability of R and Ireset by IC generally applies
voltage at a given time iteration ti, equation (1) allows the CF to all types of RRAM devices. Figure 9 shows the measured
diameter from the previous time step ti−1 to be updated. The and calculated R (a) and Ireset (b) in oxide RRAM for various
new value of f can then be used to calculate the new device materials, including HfOx [37, 46, 60], TiOx [76], and HfOx/
resistance according to [73]: ZrOx stacks [77]. The results for unipolar RRAM based on
4rtox NiO are also reported for comparison, indicating behavior
R= (4 ) similar to bipolar RRAM. All data satisfies the expected
pf 2
relationship of voltage-controlled switching with an
where ρ is the CF resistivity and tox is the oxide thickness, approximately constant VC and Vreset around 0.5 V. Notably,
which can be assumed equal to the CF length. Based on the the data for all reported materials displays approximately the
voltage and the calculated resistance, the current can then be same behavior, suggesting the universal nature of voltage-
evaluated, which allows us to calculate the I–V characteristic controlled switching in metal oxides [56, 78]. The calculated
or to simulate the behavior of the RRAM in a given circuit, results by the model of equations (1)–(3) are also shown in
e.g., a 1T1R structure [73] or a logic gate with multiple figure 9 for increasing values of the energy barrier EA0. The
interacting RRAM [17]. calculated results change almost negligibly as EA0 is varied.
Note that the switching kinetics in equations (1)–(3) are This can explain the universal switching behavior of different
completely dictated by the voltage, which controls both the metal oxides: even if the barrier and other microscopic
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Semicond. Sci. Technol. 31 (2016) 063002 Topical Review
Figure 8. I–V characteristics as a function of IC. Measured and calculated I–V curves (a) show a decreasing LRS resistance (b) and an
increasing Ireset for increasing IC (c), thus supporting the picture of a variable CF effective size f controlled by IC during the set transition.
LRS resistance and Ireset span several orders of magnitude as IC is varied. Note that Ireset is generally smaller than IC (d), which can be
explained by the mechanical stress opposing the set transition and assisting the reset transition. Reprinted with permission from [73].
Copyright (2014) John Wiley & Sons, Inc.
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Semicond. Sci. Technol. 31 (2016) 063002 Topical Review
Figure 10. KMC modeling of resistance switching. The model can reproduce the reset transition at variable Vstop (a), where Vstop controls the
extension of the depleted gap (b), (c), and the set transition at variable compliance current IC (d), where IC controls the number of CFs
providing the percolation path between the two electrodes (e), (f). Copyright (2012) IEEE. Reprinted, with permission, from [84].
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Semicond. Sci. Technol. 31 (2016) 063002 Topical Review
Figure 12. Numerical modeling of the reset transition in oxide ReRAM. As the voltage increases from A to D in figure 11, the depleted gap
increases its size by the migration of defects toward the BE side (a). Migration is assisted by local Joule heating due to the power dissipation
during reset (b). Copyright (2012) IEEE. Reprinted, with permission, from [57].
Figure 13. Numerical modeling of the reset transition in oxide ReRAM. The contour plot of the defect concentration during reset transition
indicates an increasing length of the depleted gap for both large (a) and small CFs (b). Copyright (2012) IEEE. Reprinted, with permission,
from [57].
dependence was neglected in the steady-state Fourier CF. In fact, it was shown that the thermal time constant for
equation in equation (6), since the typical timing of the set/ the CF, namely the product of thermal resistance Rth and
reset experiments are generally far slower than the typical thermal capacitance Cth, is around 30 ps, and thus much faster
thermal time constant of the RRAM active region, namely the than the electric pulse-width [56]. The thermal capacitance
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Semicond. Sci. Technol. 31 (2016) 063002 Topical Review
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Semicond. Sci. Technol. 31 (2016) 063002 Topical Review
Figure 15. Gap dependence of set voltage Vset and electric field F in the CF. The simplified voltage-divider model (a) allows us to estimate
Vset and F, showing that the electric field F at a given voltage V = 0.4 V decreases with the gap length Δ, resulting in an increase of Vset.
the figures, the reset sweep ended at a characteristic Vstop, Figure 15(b) shows the calculated F in the CF for a
which was increased between 0.5 V and 1 V. Each color voltage V = 0.4 V, and the calculated Vset as a function of the
corresponds to different values of Vstop giving different I–V ratio Δ/tox, assuming tox = 10 nm, ρgap/ρCF = 50 and
curves. As Vstop increases, both the HRS resistance and Vset FC = 25 mV nm−1. The results of the voltage-divider model
at the onset of the set transition in the negative sweep indicate that F decreases with Δ, while Vset increases due to
increase, as can be seen in both the experimental data the increasing voltage drop across the depleted gap. Note that
(figure 14(a)) and the simulations (figure 14(b)). Similar to as ionized defects start to migrate at Vset, the gap length
the HRS resistance, the increase of Vset can be explained by decreases, thus increasing the electric field in the CF and
the increase of the depleted gap length. Most of the applied further enhancing the migration rate. This self-accelerated
voltage drops across the depleted gap during the positive process explains the steep current increase at the set trans-
voltage sweep, therefore a larger voltage is needed to sustain ition, in contrast to the smooth resistance change during the
the necessary electric field at the positively-biased CF tip to self-limiting reset transition. The self-accelerating set trans-
induce ionic migration [57]. To evaluate the voltage at the ition can be counterbalanced by an external limiting system,
set transition, we consider the simplified voltage-divider such as the current compliance provided by an external select
model in figure 15(a), where the RRAM resistance in the transistor [94, 95]. Alternatively, a self-compliance solution
HRS is given by the series of a CF resistance RCF and a gap can be provided by an inherent series resistance within the
resistance Rgap. The gap resistance can be written as RRAM stack, such as a relatively thick layer of oxide with
Rgap = ρgapΔ/A, where ρgap is the gap resistivity, Δ is the relatively high conductance adjacent to the switching oxide
gap length and A is the equivalent cross section area of the layer [96, 97]. The numerical model was also shown to pro-
gap region, approximately equal to the CF area. Similarly, vide an accurate prediction of the set/reset kinetics, e.g., set/
the CF resistance is approximated by RCF = ρCF (tox − Δ)/ reset voltage as a function of the sweep rate in triangular
A, where ρCF is the CF resistivity and tox is the oxide pulses, or the set/reset time at a variable programming
thickness. From the model in figure 15(a), the electric field time [57].
in the CF at a given applied voltage V across the RRAM can
be obtained as:
4. Device reliability
Vr CF V
F= = , (8 )
r CF (tox - D) + rgap D ⎛ rgap ⎞ Reliability is among the strongest concerns for RRAM
tox + ⎜ - 1⎟ D
⎝ r CF ⎠ devices since the repeated migration of atoms under a high
local field (above 1 MV cm−1), high current density (several
which decreases for an increasing Δ, thus causing Vset to MA cm−2), high power dissipation (several TW cm–3) and
increase with Δ. Assuming that the set transition occurs in high temperature (above 1000 °C) [57] can cause significant
correspondence with a critical value Fc of the electric field in degradation of the electrodes and the active material. Cycling
the CF, the set voltage can be estimated as: endurance [98–102] is one of the highest priorities of RRAM,
especially for storage-class memory applications, where the
⎛ ⎛ rgap ⎞⎞
Vset = FC ⎜⎜t ox + D ⎜ - 1⎟ ⎟⎟ . (9 ) memory might be frequently accessed by the central proces-
⎝ ⎝ r CF ⎠⎠ sing unit (CPU) for in-memory computing purposes.
Figure 16(a) shows the measured resistance of HRS and LRS
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Semicond. Sci. Technol. 31 (2016) 063002 Topical Review
as a function of the number of cycles NC in HfO2 RRAM rapid closure of the resistance window to a value in between
[74]. Triangular set/reset pulses with pulse-width tP = 1 μs the HRS and LRS levels [74].
were applied repeatedly with a limitation of the current Monitoring the I–V curves for each set/reset cycle allows
IC = 50 μA obtained by an integrated transistor. HRS and us to capture the failure event, as illustrated in figure 17,
LRS resistances remain stable, until a failure event takes place which shows the measured I–V curves for a typical cycle
around 1.7 × 105 cycles. Figure 16(b) shows a close-up of the before failure (a), for the failure event (b) and for a typical
resistance evolution close to the failure event, indicating a cycle after failure (c), corresponding to the cycle positions
marked in figure 16(b) [74]. The typical cycle in figure 17(a)
shows the normal set and reset transitions, where the reset
current Ireset is approximately equal to IC. The failure event in
figure 17(b) shows an anomalous reset transition called a
negative set, providing evidence of a steep current increase
after the reset transition. The negative set event can be
understood comparing the CF structures after the normal reset
and after the negative set, which are illustrated in
figures 17(d) and (e), respectively. While the normal reset
transition results in the migration of defects toward the TE
(d), the negative set is believed to take place because of defect
generation and injection from the BE, which is positively
biased during reset [74]. The negative set is thus similar to a
forming operation under negative polarity, enhanced by the
large local field in the gap region close to the BE and by the
high local temperature. Since the current was not subject to
any limitation during the reset half-cycle, defect injection
occurs catastrophically, resulting in a large CF and conse-
quently a low resistance, even in the HRS (figure 17(e)). The
HRS leakage exceeds IC, thus inhibiting set transition during
the positive half-cycle, which explains the resistance window
collapse after negative set.
Figure 18 shows the cycling endurance, namely the
number of set/reset cycles at failure, as a function of the
maximum voltage Vstop during the negative pulse. The data is
reported for tP = 1 μs and various compliance currents
IC = 10 μA, 20 μA and 50 μA. For |Vstop| > 1.6 V, the
endurance lifetime exponentially decreases with Vstop, which
can be understood by the increasing electric field and temp-
Figure 16. The cycling evolution of resistance and endurance failure.
erature in the gap region which are at the origin of the
Endurance failure is due to a collapse of the resistance window to an
intermediate value between LRS and HRS (a), which is triggered by negative set event. On the other hand, the endurance steeply
a negative set event (b). Copyright (2015) IEEE. Reprinted, with drops to zero as |Vstop| decreases below 1.6 V due to the
permission, from [74]. negative voltage not being sufficient to properly reset the
Figure 17. Endurance failure mechanism. The pulsed I-V characteristics reveal normal behavior before the negative set (a), while the negative
set consists of an anomalous transition to low resistance under a negative voltage (b), followed by a negligible hysteresis and lack of set/reset
transitions after the negative set (c). This can be explained by the uncontrolled injection of defects from the BE at the negative set: while the
normal reset transition leads to an HRS with a relatively small CF (d), the large CF size after the negative set causes the HRS to be extremely
leaky (e), thus preventing the set transition from occurring as a result of the insufficient voltage drop at IC = 50 μA across the RRAM
element. Copyright (2015) IEEE. Reprinted, with permission, from [74].
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Semicond. Sci. Technol. 31 (2016) 063002 Topical Review
device, thus resulting in a collapse of resistance to the LRS temperature, which is mandatory for meeting specifications
level (stuck set). No dependence on compliance current is for embedded memory and/or automotive applications.
seen in figure 18: in fact IC controls the CF size, although all Figure 19(a) shows the measured LRS resistance for HfO2
parameters potentially affecting degradation (electric field, RRAM devices at various annealing temperatures: starting
current density, power density, local temperature due to Joule from about 4 kΩ, the resistance increases with time, even-
heating) remain constant irrespective of the CF size. These tually reaching a large value above 1 MΩ, corresponding to
results are qualitatively similar to other results suggesting the HRS. The unstable LRS can be understood by the oxidation
dominant role of the negative applied voltage in controlling and diffusion of defects within the CF, which results in the
endurance lifetime [101]. These results suggest the key rele- disconnection of the connecting path and a corresponding
vance of the BE in preventing a negative set, thus improving increase of R [104]. CF rupture is strongly accelerated by
cycling endurance, which accounts for the large cycling temperature, as confirmed by the measured retention time as a
endurance achieved in TaOx devices with inert metals such as function of 1/kT in figure 19(b). From the Arrhenius plot, the
Pt [24, 96]. activation energies for data retention can be extracted and
For nonvolatile memory applications, RRAM must also compared among the different oxide compositions, e.g.,
exhibit data retention at both room temperature and elevated stoichiometric HfO2 and Al-doped HfO2 in figure 19(b). The
activation energies are generally in the range between 1 eV
and 2 eV, and thus in qualitative agreement with the values
used for modeling the ion migration during set and reset
transitions [103–105]. To further support the link between
activation energies controlling data retention and set/reset
transitions, voltage-dependent experiments have recently
shown that the activation energies of retention are also
decreased by the application of a voltage bias during
annealing [106]. Based on this evidence, data retention
assessment can be accelerated by both temperature and volt-
age, which might significantly speed up the testing and qua-
lification of RRAM devices. Data retention was also observed
to strongly depend on the size of the CF, namely a large CF
with relatively low LRS resistance is more stable than a small
CF with relatively high LRS resistance [104, 107], which can
be explained in terms of the different concentration gradient
controlling the out-diffusion of defects from the confined
Figure 18. Voltage dependence of RRAM endurance. As Vstop
increases, the endurance, namely the number of set/reset cycles at CF [108].
failure, decreases exponentially, thus providing evidence of the The study of the retention statistics within RRAM arrays
essential role of Vstop in controlling the probability of a negative set. allows a deeper insight into the mechanisms of resistance
For low Vstop, the device operation is limited by the occurrence of the change under various conditions, such as temperature and
stuck set, due to the insufficient voltage for reset transition. set/reset operations. Figure 20 shows the cumulative dis-
Endurance is independent of IC, suggesting that negative set
probability depends solely on the local field, temperature and current tributions of resistance for LRS (a) and HRS (b) at an
density, which are not affected by IC. Copyright (2015) IEEE. increasing time after programming [109]. Variable annealing
Reprinted, with permission, from [74]. conditions were applied as follows: after a first period at room
Figure 19. LRS retention analysis. LRS resistance increases with time indicating a gradual dissolution of the CF (a). As the ambient
temperature is increased, the CF dissolution is accelerated at a shorter retention time. The Arrhenius plot of the retention time indicates
temperature-accelerated retention with an activation energy of about 1.5 eV, consistent with the energy barrier for defect migration in metal
oxides. Copyright (2015) IEEE. Reprinted, with permission, from [103].
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Semicond. Sci. Technol. 31 (2016) 063002 Topical Review
Figure 20. Statistical study of retention for LRS and HRS. Both LRS (a) and HRS distributions (b) indicate broadening with time. Even if the
value of HRS resistance is forced above 105 Ω, the distribution soon extends to lower resistance values due to noise. Copyright (2015) IEEE.
Reprinted, with permission, from [109].
Figure 21. Statistics of HRS distribution with time. The distribution of normalized resistance R(t)/R0—where R0 is the initial value at the
reference time t = 700 s, shows broadening with time over more than two decades (a). A detailed study of individual cells reveals random
variations resulting in a resistance decrease (A), lack of substantial variation (B), or increase (C), as a result of random walk (RW) events or
RTN. Copyright (2015) IEEE. Reprinted, with permission, from [43].
temperature (25 °C), the temperature was increased to flash memories [110]), would immediately be lost as a result
T = 125 °C at time t = 1200 s after programming, then it was of the intrinsic broadening in figure 20 for both LRS
decreased again to 25 °C at 106 s. The final value of R was and HRS.
measured at both 125 °C and 25 °C. While LRS shows a By monitoring individual cell behavior during the time
marked drift towards high R, the median value of the HRS after the reset, the origin of the HRS distribution broadening
remains almost constant with time, which confirms the better in figure 20(b) can be attributed to the statistical fluctuation
stability of the HRS with time. However, both HRS and LRS of the read current [111]. Figure 21(a) shows the cumulative
distributions in figure 20 show a broadening with time, which distribution of the normalized resistance for HRS, namely
results in distribution tails extending to low R for HRS. The the resistance R divided by the resistance R0 measured at the
distribution broadening is relatively fast, occurring in the time first read operation 700 s after the reset [43]. The resistance
range of below 1 min at room temperature in figure 20(b). The was measured at an increasing time at room temperature.
fast distribution broadening and consequent closure of the The normalized distribution indicates significant broad-
resistance window highlights the relevance of room-temper- ening, which is almost symmetric with respect to R/R0 = 1
ature data retention in large RRAM arrays. Note that this and includes both tails of increasing R and tails of
problem makes program/verify algorithms ineffective, decreasing R. Figure 21(b) reports the individual evolution
because accurate positioning of the cell resistance (e.g., by of R for three selected cells, namely a cell in the low R/R0
incremental step-pulse programming (ISPP) similar to NAND tail (A), a cell in correspondence of R/R0 = 1 (B), and a cell
14
Semicond. Sci. Technol. 31 (2016) 063002 Topical Review
Figure 22. Simulation of the RTN by bistable defect fluctuation in LRS. Electrostatic simulation of the CF (a) allows the electron carrier
density to be computed in the presence of a negatively charged defect at the surface of the CF (b), (c). Coulombic repulsion results in partial
depletion for a large CF size (b), and full depletion for a small CF size (c), leading to a small and large relative RTN amplitude ΔR/R,
respectively. Copyright (2014) IEEE. Reprinted, with permission, from [41].
15
Semicond. Sci. Technol. 31 (2016) 063002 Topical Review
Figure 24. Switching variability in HfO2 RRAM. All switching parameters, e.g., LRS/HRS resistance, Vset and Vreset, indicate stochastic
variations from cycle to cycle. The relative variation is larger for a small CF size (low IC, (a)) than for large CF (high IC, (b)), as a result of
size-dependent variability phenomena. Copyright (2014) IEEE. Reprinted, with permission, from [37].
16
Semicond. Sci. Technol. 31 (2016) 063002 Topical Review
Figure 26. Geometrical variation model for LRS resistance statistics. The variation of LRS resistance values can be estimated by assuming a
variable truncated-cone geometry of the CF with a variable angle θ (a). Considering a minimum CF resistance for a cylindrical geometry
(θ = 0, b), calculations indicate that the relative standard deviation σR/R increases linearly with R, in agreement with the experimental results
(c). The slope 0.5 for HRS indicates the dominance of defect number variation in resistance states characterized by the presence of a
depleted gap.
The spread of Vreset is instead due to local variations in the and θ is the angle defining the inclination of the lateral cone
energy barrier for ion migration. As the CF becomes smaller, surface (see figure 26(a)). A cone-shaped CF was previously
there are increasing variations within the local energy profile proposed in a unipolar switching RRAM [116]. Note that L
for defect migration, thus causing the larger spread of Vreset. might generally be smaller than the whole oxide thickness,
The size dependence of switching variability in figure 25 is e.g., it might correspond to a smaller portion (the depleted
reproduced by calculations using a Monte Carlo model for gap) where the cross section for conduction is effectively
discrete defect injection [37]. The model relies on the ana- controlled by IC. Equation (10) becomes the same as
lytical approach in equations (1)–(3), although filament equation (4) for L = tox and θ = 0, corresponding to a
growth and dissolution is fragmented over individual defect cylindrical CF in figure 26(b). The resistance variation can
contributions, each with a specific energy barrier EA. The thus be estimated as the difference between the resistance of
energy barrier was assumed to randomly vary within a uni- the cone-shaped CF (figure 26(a), equation (10)) and the
form distribution between 0.7 eV and 1.7 eV. A broad dis- minimum resistance of the cylinder-shaped CF (figure 26(b),
tribution of energy barrier was recently confirmed by ab initio equation (4)), namely:
calculations and attributed to the random network in the ⎛ ⎞
amorphous structure of HfOx [115]. ⎜ ⎟
Although the discrete-defect injection model captures the 4rL ⎜ 1 ⎟ ⎛ Lq ⎞2
sR = ⎜ - 1 ⎟ » R ⎜ ⎟ , (11)
qualitative dependence on IC, a different slope for the data pf 2 ⎜ ⎛ Lq ⎞2 ⎟ ⎝f⎠
and calculations might be noticed in figure 25. For instance, ⎜1 - ⎜ ⎟ ⎟
⎝ ⎝f⎠ ⎠
the calculated spread of resistance σR normalized by the
average resistance μR shows a slope of −0.5 on the log–log where the approximation holds for q 2f L, i.e., small
plot in figure 25(a), while the data displays a slope around cone angles. Substituting f2 = 4ρL/(πR) in equation (11), we
−1. Note that the slope of −0.5 can be explained by the obtain:
Poisson statistics of the number of defects belonging to the
CF, namely σR/R ∝ N−1/2 ∝ IC-1/2 [35]. The higher slope in sR pLq 2
the figure can instead be explained by a simplified model for » R, (12)
R 4r
the geometrical variation of the CF in the LRS. In this model,
illustrated in figure 26, the resistance variation is not due to a
variation in the number of defects, but rather to a slight which provides evidence of the linear increase of σR/R with
variation in the position of the defects affecting the shape of R, hence σR/R ∝ IC-1 as in figure 25. Figure 26(c) shows the
the CF, hence its resistance. The impact of geometrical fluc- measured σR/R as a function of R, for both LRS and HRS
tuations on CF resistance can be estimated by assuming the indicating slopes of 1 and 0.5, respectively. The figure also
simplified truncated-conical geometry of the CF in displays calculations by equation (12) which can nicely
figure 26(a), for which the resistance is given by: reproduce the LRS data assuming L = 3 nm, ρ = 400 μΩcm
[56], and θ = 0.1, corresponding to about 6°. The change of
4rL 4rL slope in the HRS regime at high resistance suggests the
R= = , (10)
pf1f2 p (f + Lq )(f - Lq ) transition from a continuous CF, where variability is driven
by geometrical shape variation, to a depleted CF, where
where L is the effective length of the CF, f1 is the minimum variability is dominated by the number fluctuation controlled
diameter of the truncated cone, f2 is the maximum diameter by Poisson statistics [35].
17
Semicond. Sci. Technol. 31 (2016) 063002 Topical Review
18
Semicond. Sci. Technol. 31 (2016) 063002 Topical Review
Figure 28. A nanometer scaled RRAM device. An ultra-small memory device was obtained by fabricating a sub-lithographic Cu BE (a) with
a size between 2 and 3 nm as estimated by CAFM (b). Copyright (2011) IEEE. Reprinted, with permission, from [124].
Figure 29. The 3-bit MLC operation of an RRAM device by controlling the CF size via the compliance current. I–V curves indicate that R can
be accurately modulated by changing the compliance current IC (a), resulting in the tight distributions of seven LRS levels and an HRS level
(b), allowing for 3-bit storage in a single physical memory cell. Copyright (2015) IEEE. Reprinted, with permission, from [128].
RRAM device with a Ta cap electrode serving as an oxygen Figure 29(b) shows the cumulative distributions of read current
exchange layer to control the forming voltage [128]. Both the measured at 0.2 V, indicating seven LRS distributions and one
resistance and reset current are repeatedly controlled by IC as a HRS distribution, which make eight resistance levels corresp-
result of changing the size of the CF during set transition. onding to three bits per cell. Note that HRS distribution
19
Semicond. Sci. Technol. 31 (2016) 063002 Topical Review
Figure 30. The 3-bit MLC operation of an RRAM device by control of the CF size and direction. The device can be written into PLRS by the
application of a positive voltage to NHRS, or it can be written into NLRS by application of a negative voltage to PHRS (a). The two CFs
have the same size as a result of the same value of IC during set transition, but a different orientation, namely down and up for PLRS and
NLRS, respectively. Although the read at low voltage yields the same resistance value, the completion of a positive read sweep to a
sufficiently high voltage reveals CS or a normal bipolar reset for PLRS and NLRS, respectively (b), thus allowing the different CF orientation
to be discriminated. The CS of PLRS is due to the migration of the defect reservoir from the TE side to the BE side (c), while the bipolar reset
of NLRS is due to the retraction of defects back to the BE (d). Reprinted with permission from [44]. Copyright (2013) John Wiley &
Sons, Inc.
negligibly depends on IC, suggesting that the HRS conductive have been accumulated to the TE (state one in figure 30(c)) by
path is almost independent of the CF size in the previous LRS a reset process under negative voltage. Then, set transition is
before reset transition. Distribution spread gradually increases induced by the application of a positive voltage, resulting in a
with read current and IC, consistent with the size-dependent positive low-resistance state (PLRS, state two in figure 30(c))
variability of LRS in figures 24–26. The stability of the eight where the final CF size and resistance are dictated by the
resistance levels was further verified against read pulses and compliance current (IC = 1.25 mA in the figure). Similarly, the
elevated temperature to test the immunity to noise and temp- device could be prepared in a positive high-resistance state
erature-accelerated CF dissolution. (PHRS, state one in figure 30(d)) by the reset transition under a
The approach in figure 29 relies on an increased range of positive voltage, then programmed in a negative low-resistance
IC spanning one order of magnitude, which might result in state (NLRS, state two in figure 30(d)) by the set transition
excessive power consumption. Also, this scheme may only be under negative voltage. Such bidirectional set/reset operations
applied to RRAM devices with a relatively large resistance are generally possible in RRAM with symmetric stacks, e.g. a
window, to accommodate all resistance levels and their TiN/HfO2/TiN stack without an intentional oxygen exchange
corresponding spread due to program and read noise. For layer or an asymmetric defect profile [125]. In these devices,
instance, the resistance window of the TaOx-based RRAM in the application of a positive voltage sweep without current
figure 29 is close to two orders of magnitude, whereas a limitation results in a set transition followed by a reset trans-
window around 10 is most typically reported for metal-oxide ition, reflecting the transfer of defects from a TE electrode
RRAM. Similarly, 3-bit/cell MLC storage was achieved by reservoir to the BE. The defect reservoir can be transferred
varying Vstop in a HfO2 RRAM with a resistance window back to the TE by applying a negative voltage sweep with no
larger than six orders of magnitude [129]. current limitation, thus inducing a set transition followed by a
To enable 3-bit MLC operation with a smaller resistance reset transition within the same voltage polarity [125]. This
window, an alternative concept can be adopted which allows operation mode, which goes under the name of complementary
different logic states to be attributed to the same resistance switching (CS), was sometimes in evidence in asymmetric
level [44]. This can be achieved by reversing the directionality stacks, such as Pd/Ta2O5−x/TaOy/Pd [130] and Pt/HfO2/TiN
of CF formation, as shown in figure 30. In normal conditions, [131]. Note that PLRS and NLRS in figure 30(a) have the same
the defect reservoir will be located at the TE, and thus the resistance, since the same value of IC was used, resulting in the
application of a positive voltage to the TE would result in a same size of the CF. However, the two CFs show the opposite
migration of defects toward the BE and the consequent for- direction (figures 30(c) and (d)), evidence of which can be
mation of the CF. This is shown by the set process under the provided by their different response to a positive voltage
positive voltage in figure 30(a): initially, the device is prepared sweep, as shown in figure 30(b). In fact, PLRS shows evidence
in a negative high-resistance state (NHRS) where all defects of the CS process, consisting of a current increase due to the set
20
Semicond. Sci. Technol. 31 (2016) 063002 Topical Review
Figure 31. Horizontal and vertical 3D RRAM. In horizontal RRAM arrays, several layers of crossbar arrays (as in figure 1) are stacked (a),
while vertical 3D RRAM is achieved by perpendicular crossing between vertical electrodes and horizontal metallic planes (b), similar to 3D
flash technology. Copyright (2012) IEEE. Reprinted, with permission, from [132].
transition as defects migrate from the TE toward the BE. This element such as a threshold switch [136]. Select devices include
is followed by a current decrease (reset transition) due to the heterojunction metal-oxide diodes [14], threshold switches
CF disconnection at the TE side (figure 30(c)). On the other based on metal oxides [136–138] or chalcogenide glasses
hand, NLRS displays a simple bipolar reset operation due to [139, 140], mixed ion-electron conduction (MIEC) devices
the defect migrating back to the reservoir at the BE [141], multilayer tunnel junctions [142], threshold vacuum
(figure 30(d)). The different response is reflected by different switches [143], and others [144]. Selectors must display a
values of the reset current, since Ireset in CS is generally larger combination of properties including high non-linearity, high
than Ireset ≈ IC during conventional bipolar switching. The current density in the on-state, sufficient stability, low cell-to-
measurement of R and IC allows both the CF size and its cell variability, high endurance, and suitability for back-end
direction to be distinguished, thus allowing 3 bits to be stored processes and 3D processes. Matching all these specifications
in just 4 resistance levels—only half of the eight levels needed with one selector option is still challenging, and may require the
in conventional MLC schemes [44]. diversification of selector concepts according to the specific
High densities comparable to NAND flash must be memory characteristics, e.g., the operation current and resistance
achieved by 3D architectures, as summarized in figure 31
window. Technological solutions for select devices will pave the
[132]. Two possible 3D solutions were explored, namely
way for 3D RRAM architectures to support high memory and
horizontal 3D, where several 2D memory arrays are stacked
computing demand with high density and high performance.
in a multilayer structure (figure 31(a)), and vertical 3D
structures, where each memory cell is located at the inter-
section between a vertical line and a horizontal line
(figure 31(b)). Similar to vertical 3D NAND flash, vertical
6. Conclusions
RRAM has been recognized as the most suitable option for
achieving extreme density at a high manufacturing yield, due
This work reviews RRAM technology from the viewpoints of
to the limited number of critical masks and the possibility of
device switching mechanisms, reliability and scaling. RRAM
re-adapting, at least partially, the same vertical architecture of
has reached maturity in terms of our understanding of the
NAND memory [132, 133]. Horizontal stackable crossbar
switching concept and the main reliability mechanisms. The
arrays were demonstrated from two layers [28] to six layers
[13]. The vertical RRAM memory cells were fabricated by the main obstacles regarding the commercialization of the RRAM
deposition of a conformal metal/oxide bilayer on the sidewall concept are (i) the control of variability and noise processes
of a micro-trench or via-hole formed on a multilayer stack of affecting data stability after programming, and (ii) finding sui-
insulating and metallic films. Each memory cell was defined table selector devices enabling 3D crossbar arrays with high
by the intersection between a horizontal metal plane and a density and high performance. Both challenges require a careful
vertical metal electrode [134–136]. The devices in different study of switching/electrode materials to engineer memory/
layers were shown to display similar characteristics, which selector stacks with the required properties. Material engineer-
supports the integration of ultra-high-density vertical 3D ing might, for instance, allow relatively large resistance win-
arrays with several stacked layers [134]. dows between LRS and HRS to be achieved, thus enlarging the
To provide the necessary immunity from program/read read margin in support of noise immunity and MLC operation.
disturbs in the crossbar array, the memory device displayed a This would support scalable 3D RRAM for high-density,
strongly nonlinear characteristic, either obtained by careful high-speed operation regarding memory and in-memory
engineering of the stack [135], or by inserting a non-linear select computing.
21
Semicond. Sci. Technol. 31 (2016) 063002 Topical Review
22
Semicond. Sci. Technol. 31 (2016) 063002 Topical Review
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