Study On The Factors of Delay in Construction Works: Estudo Sobre Os Fatores de Atraso Nas Obras
Study On The Factors of Delay in Construction Works: Estudo Sobre Os Fatores de Atraso Nas Obras
works
Estudo sobre os fatores de atraso nas obras
T
he delay in civil construction works is observed globally and affects the
economy of countries. Therefore, identifying the causes of delays is of
paramount importance to minimize their consequences. This paper
aims at identifying the causes of delay in construction works and their
analysis and existing correlations through statistical factor analysis. The research
methodology included a Systematic Literature Review (SLR), a Survey Research
through questionnaires and interviews was conducted, as well as the identification
of the main causes of delay through the Relative Importance Index (RIL) and the
ABC Curve. Finally, factor analysis of the causes of delay was performed, not
limiting only to their identification. The results showed that the 12 identified
causes are correlated to 4 delay factors, which account for 69.18% of the sample
variance: supply management (21.41%); workforce management (20,79%);
project management (17.64%) and management of climatic conditions (9.34%). It
is concluded hereby that the delay factors mentioned herein can be considered
management deficiencies in the projects and that the research has expanded the
knowledge on construction delays, thus contributing to the frontier of knowledge
to mitigate this problem in several countries, especially developing ones.
Keywords: Factors of construction work delay. Factor analysis. Causes of delay.
Project management.
Resumo
O atraso em obras é observado globalmente na construção civil e afeta a
economia dos países, sendo fundamental a identificação de suas causas para a
minimização das consequências. O objetivo deste trabalho é a identificação das
causas de atraso de obras em edificações e a análise de suas correlações pela
1
André Brasil Carvalho análise fatorial estatística. A metodologia de pesquisa incluiu uma Revisão
1
Universidade Federal do Pará Sistemática da Literatura (RSL), uma Pesquisa Survey, por meio de questionários
Belém – PA – Brasil
e entrevistas; assim como a identificação das principais causas de atraso pelo
2
Índice de Importância Relativa (RII) e a Curva ABC. Por fim, efetuou-se a análise
Luiz Maurício Furtado Maués fatorial das causas de atraso; não se limitando apenas a identificação das
2
Universidade Federal do Pará
Belém – PA – Brasil mesmas. Os resultados demonstraram que as 12 causas identificadas são
correlacionadas a 4 fatores de atraso, que explicam 69,18% da variância da
3
Felipe de Sá Moreira amostra: gestão de suprimentos (21,41%); gestão da mão de obra (20,79%);
3
Universidade Federal do Pará gestão do projeto (17,64%) e gestão das condições climáticas (9,34%). Conclui-se
Belém – PA – Brasil que os fatores de atraso citados podem ser considerados como deficiências de
gestão dos empreendimentos e que a pesquisa aprofundou o conhecimento sobre
4
Caio José Losada Reis atrasos na construção, contribuindo na fronteira do conhecimento para mitigação
4
Universidade Federal do Pará
Belém – PA – Brasil
deste problema presente em vários países, principalmente os países em
desenvolvimento.
Recebido em 06/05/20 Palavras-chave: Fatores de atrasos de obra. Análise fatorial. Causas de atraso.
Aceito em 26/01/21 Gestão de projetos.
CARVALHO, A. B.; MAUÉS, L. M. F.; MOREIRA, F. de S.; REIS, C. J. L. Study on the factors of delay in construction 27
works. Ambiente Construído, Porto Alegre, v. 21, n. 3, p. 27-46, jul./set. 2021.
ISSN 1678-8621 Associação Nacional de Tecnologia do Ambiente Construído.
http://dx.doi.org/10.1590/s1678-86212021000300536
Ambiente Construído, Porto Alegre, v. 21, n. 3, p. 27-46, jul./set. 2021.
Introduction
The delays in the delivery of work contracts still appear as a recurring issue in engineering projects, which
often occur from design to completion, whether in public or private works, in developing or developed
countries. The consequences are disputes and litigation between the parties, cost escalation, loss of profit,
poor service quality, arbitrage, overrun of the deadline defined for executing the works or closing the project
(AKOGBE; FENG; ZHOU, 2013; DOLAGE; PATHMARAJAH, 2015; GONZÁLEZ et al., 2014;
GUNDUZ; NIELSEN; OZDEMIR, 2015; KHAN; GUL, 2017; MARZOUK; EL-RASAS, 2014; SWEIS,
2008; ULLAH et al., 2018). It is further observed that the delays in construction projects is a fact observed
globally or on a large scale, affecting not only the industry itself, but the economy of nations in general; thus
negatively impacting the success of the project due to changes in the original execution schedule and the
previously established costs, quality criteria and management of safety conditions (CHAUHAN; SHAH;
RAO, 2008; DORAISAMY; AKASAH; YUNUS, 2020; FARIDI; EL-SAYEGH, 2006; FLYVBJERG et al.,
2002; MYDIN et al., 2014a).
Because this is one of the biggest problems in construction management, the delay in construction works
poses a strong financial and social impact on all the stakeholders in the project. However, it is more intense
and common in developing countries, which usually overrun project costs and have budget problems and
shortage of resources (ABBAS; PAINTING, 2017; KAMING et al., 1997; RACHID; TOUFIK;
MOHAMMED, 2018; SHEBOB; DAWOOD; XU, 2011). Venkatesh and Venkatesan (2017) also emphasize
there is a variation in occurrence of the causes for delay among countries and that occurrences regarded as
critical are very different in developing countries than those in developed ones.
In the Brazilian case, for example, Filippi and Melhado (2015) cite data from the Brazilian Consumer
Association (ABC), which found an increase of 65% in delays in works carried out in São Paulo during the
years 2005 and 2010. In addition to also reporting the increase in the number of lawsuits between 2008 and
2013, which jumped from 140 new lawsuits against São Paulo construction companies to 3,779, that is,
2,600% more in just 5 years; according to a survey by Tapai Advogados, which works with real estate law.
Corroborating the above, Maués et al. (2017) emphasize that the performance in the construction industry is
much lower in terms of meeting contractual deadlines, especially in developing countries, if compared to
other industries, such as the manufacturing industry. These authors researched 142 projects in the Brazilian
Amazon region between the years 2005 and 2015, and found that 81.69% of the works suffered delays in
their original schedules; which corresponded to 116 projects delivered after the deadline.
Other countries can be cited, such as the case of Iran, which presented a cost of approximately US $ 21
billion to the government of that country regarding the delays in the works from 2002 to 2012; according to
the Iranian statistical center (SAMARGHANDI et al., 2016). In Qatar, Senouci, Ismail and Eldin (2016)
detail that the public projects carried out, between 2000 and 2013, presented a percentage of 54% increase in
costs and 72% of delays in the completion of the works; as well as an increase of 50% in relation to the cost
and delays in the realization time in the case of building maintenance services. Mukuka, Aigbavboa and
Thwala (2015) and Prasad et al. (2018) report, for instance, the challenge of the construction industry in
South Africa and India to deliver works within the contractual deadline and the importance of adopting
mitigation measures, and this is the subject of studies of the possible causes for delay in construction works.
Hsu, Aurisicchio and Angeloudis (2017) corroborate this thesis by stating that delays in engineering projects
cause innumerable challenges and problems and greatly burden the works. And, therefore, the identification
of the causes of non-compliance with the original schedule is essential to avoid the continuity of delays in
other stages of construction or in new ventures. Sha et al. (2017) also consider for the elaboration of
effective strategies to mitigate the consequences of delays in works, especially the extrapolation of costs,
goes through the identification of their critical causes. Thus, it becomes paramount to identify the main
causes for delays and to adopt preventive measures to minimize the impacts arising from such phenomena
(ASNAASHARI et al., 2009; SHAHSAVAND; MAREFAT; PARCHAMIJALAL, 2018; YANG; CHU;
HUANG, 2013).
Głuszak and Les̈ niak (2015), as well as Kowalczyk et al. (2018) further clarify that the analysis of
construction delays is still relevant for the construction sector, irrespectively of the studies conducted
previously of the existing management tools and the expertise of engineers. However, according to
Alsehaimi et al. (2013), although there are many studies that address the delay of works, most of them do
not have objective guidelines on the increase of practical actions for managing the projects; in addition to the
suggestions made usually being of a generalist nature and not specifically dealing with the causes of delay.
In view of this context, the main objective of this paper is to identify the causes that contribute to the delay
of works in the construction industry and the analysis of the roots and their negative consequences.
Therefore, this paper seeks not only to identify the main causes for delays in construction works - a common
objective in several research works - but also the study of the correlations among them through the statistical
factor analysis technique, applied in the most varied types of constructions; including commercial,
residential, public and industrial buildings. Unlike the work published by Maués et al. (2017), who used the
same statistical technique, only for project variables and some management variables. Furthermore, the
broad range of causes of delays in constructions from the original sample were classified hierarchically
through the methodology of the ABC Curve and the Relative Importance Index (RII). This way, the authors
seek to collaborate to further developing studies on construction delays by contributing to mitigating this
problem in several countries, especially in developing ones.
(h) late delivery or poor quality of materials (KOUSHKI; KARTAM, 2004; RAHMAN et al., 2017).
Also, there are unpredictable events, poor technical capacity of local teams of contractors or consultants,
poorly designed projects, adverse climatic conditions, increased production, among other causes of delay
(AL-MOMANI, 2000; BIRGONUL; DIKMEN; BEKTAS, 2015; HASEEB; BIBI, 2011). Gebrehiwet and
Luo (2017) also highlight corruption, inflation and unavailability of supplies in the construction sites as
causes of delay in services.
However, most of the studies in the area mention inefficient management and coordination in construction
projects are reported as one of the main causes adding to the delay of construction works (ALSEHAIMI;
KOSKELA; TZORTZOPOULOS, 2013; MUIANGA; GRANJA; RUIZ, 2015; ZIDANE et al., 2015). It is
further observed by Filippi and Melhado (2015) that the companies delay their construction works basically
due to non-observance of the previously established planning, obtaining no intrinsic benefit therefrom. And
according to Adam and Josephson (2017), efficient project management is a key factor with an impact on
decision-making adopted in the early phases of the project concerning the construction cost and schedule
criteria.
It should finally be emphasized that a large part of the authors that were surveyed is restricted only to
cataloging and description of countless causes of delay in construction works without aiming at a broader
understanding of this phenomenon through factor analysis of their causes. This observed knowledge gap
limits the studies in the area and is configured as one of the main objectives of this paper.
Methods
The adopted research methodology can be classified, in relation to approach, as a quantitative research and
according to the objectives, this paper represents an exploratory and explanatory research, as it pursues
greater understanding of the problem, which makes it more explicit, thus helping build up hypotheses (GIL,
2002). Regarding this matter, Fellows and Liu (2015) highlight that both approaches tend to be exploratory -
both the quantitative procedure, which uses the scientific method, and the qualitative procedure, whereby the
theme is studied, often without having the research formulations been previously established. Thus, aiming
at reaching the research objectives, the proposed methodology was developed in the following steps:
language or the period of publication. However, papers should have the title or abstract in English, at least,
since the search terms were in English. The following exclusion criteria were adopted:
(a) import errors;
(b) literature review papers;
(c) editorials, abstracts and calls for congresses, conferences, and journals;
(d) publications that do not represent causes for construction delays;
(e) publications unavailable for research; and
(f) publications with 2 pages or less.
Finally, the following data were extracted from each paper in the extraction phase: paper title, authors, year
of publication, country where the research was conducted, and the causes for delay indicated by the authors.
By strictly observing the review steps and the acceptance criteria for the publication, papers and causes
related specifically to the delays in the construction industry were obtained. Finally, the steps of research are
presented in Figure 1.
Survey research
It should be emphasized that, according to Freitas et al. (2000), the selection of the appropriate research
method must be in line with the objectives of the work; whereas according to Dresch, Lacerda and Antunues
Júnior (2015), the Survey research features a quantitative approach and one of its specific goals is to
generate reliable data that allow for a robust statistical analysis, in addition to exploring, describing and
explaining a phenomenon or a given population. This way, conducting a Survey research in the data
collection step in this paper was decided in order to identify the more frequent possible causes of
construction work delays.
Collection in Databases
1st Stage: Import
(n= 341)
Science Web of Engineering
Scielo
Direct Science Village
(3)
(92) (166) (80)
Exclusion Criteria
2nd Stage: Selection
Import Errors
Accepted 2nd Stage Rejected
(n= 81) (n= 218) Literature Review Articles
To this end, preliminarily, a bibliographic research on the delay of works was carried out, aiming to obtain
the most relevant research that addressed this theme. Among the various authors analyzed, the work of Reis
et al. (2016), who identified 56 reasons for the most common delay in construction projects, in addition to
having identified and hierarchically classified the delay factors in line with the literature and data obtained
from a Survey carried out in the engineering market in the metropolitan region of Belém.
Therefore, it is emphasized that the present work is an in-depth study of Reis et al. (2016) and started from
the results obtained from a questionnaire prepared by the aforementioned researchers, which was organized
in eight groups:
(a) project feasibility and initial documentation;
(b) project management throughout the works, (technical consultation and amendments);
(c) owner (customer);
(d) construction company (administrative, management and execution);
(e) labor;
(f) materials;
(g) equipment; and
(h) external factors.
The strategy to apply the questionnaire was through interviews, either in person or via e-mail.
The sample being surveyed was made up by 83 construction industry professionals in the metropolitan area
of Belém. It should be noted, therefore, that the objective was to verify the impact in the Amazon region of
the causes of the delay identified in the literature and which were also observed by the interviewees, who
analyzed the level of significance of the causes of delay, which were organized in a Likert scale with 5
options of answers, namely:
(a) little (1);
(b) little to medium (2);
(c) medium (3);
(d) medium to high (4); and
(e) high (5).
Factor analysis
After this step, the factor analysis of the identified causes of delay was performed in order to identify the
correlation between them. According to Fávero et al. (2009, p. 236), factor analysis “[…] is a multivariate
statistical technique aimed at reducing data and creating indicators that represent original variables.”. Still
according to these authors, the use of factor analysis is based on the assumption of the existence of a
correlation between the original variables and the sharing of one or more factors, which explain the
relationship between said variables. It is also worth noting that according to Hair Junior et al. (2009), the
sample size should never be less than 50 observations; otherwise, conducting a factor analysis would be
difficult.
As discussed in the literature, there are countless causes that can contribute to the delay of work, so the use
of factor analysis was used to group these causes into factors, since these causes of different origins may
converge or contribute to one for the same most comprehensive group.
Results
SLR Results
The most relevant authors found in the 50 publications are listed in Table 1, which also provides an
overview of the major countries where the studies were developed and where the largest number of
publications occurs.
When analyzing the frequency of publications of these studies, a significant increase in the number of
papers, especially over the last seven years, is observed. Indeed, between 1995 and 2003 there were 5
publications; while from 2004 to 2011, 12 papers were published; and from 2012 to the current year (2019),
more than 33 research papers have been published. It is important to highlight that these results refer to cases
of delays in (residential or commercial) construction works, that is, no delays related to infrastructure
services were addressed. Such limitation directly interferes with the amount of studies reviewed in this SLR.
As shown in Table 5, the variables that make up the factors can be seen and that each variable has only one
significant load factor for each of the factors. This way, the interpretation and identification of the
construction work delay factors is facilitated.
Discussion
Considering the results presented and aiming at a more specific analysis of each identified delay factor, the
understanding the fundamental causes that influence the occurrence of the event by the corresponding factor
was pursued; the causes of delay, organized in their respective factors and according to the percentage of
frequency of occurrence obtained, being identified as follows.
system to the proposed change, including the costs and deadlines involved in this new scenario.
Consequently, the construction work will be delayed.
In this scenario, Tarigan and Subroto (2018) mention that one of the main causes of construction work
delays is the requests for work changes by the owner during the construction phase, as well as with the
changes/errors in the project documents, according to Marzouk, El-Dokhmasey and El-Said (2008). There is
also research by Kazaz, Ulubeyli and Tuncbilekli (2012), who identified design and material changes as the
most significant factor of construction work delay.
Conclusions
The main objective of this paper was to study the delay in construction works and the analysis of the causes
of this phenomenon by observing the correlations between them through the statistical factor analysis
technique. The results demonstrated that the 12 causes of delay that were identified are correlated to only 4
delay factors, which account for 69.18% of the variance of the original data and have the eigenvalues of its
components with significance, i.e., greater than 1:
(a) management (21.41%);
(b) manpower management (20.79%);
(c) project management (17.64%); and
(d) management of climatic conditions (9.34%).
It should be noted that the delay factors mentioned above can be considered as deficiencies in the
management process of the works, which is considered to be one of the most relevant causes in the
occurrence of time and cost deviations and influences all other categorizations in terms of coordination and
decision making, a fact that is corroborated by several authors. Thus, the focus of coordination and decision
making should be on managing the enterprise.
Therefore, it can be concluded that this research extended the knowledge of the area when performing the
factor analysis of the causes of delay in construction works and not only the identification of the main
causes, a common objective to several papers. And, mainly, it allowed for understanding how these causes
relate to each other and the consequences of this correlation in the increment of the negative impacts of the
construction work delays. Another contribution provided by this article is to have prompted a deep analysis
on what issues should be prioritized in the strategies of actions that aim to minimize the occurrence of delays
in the execution of projects in the civil construction; which directly influences the costs of the works, social
issues, low quality, litigation and other consequences.
Future works
Finally, the execution of future research is recommended in order to prepare study proposals to minimize the
impacts caused by the above-mentioned delay factors, mainly analyses focused on Production Planning and
Control (PPC).
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Acknowledgements
This research was carried out with the support of the Coordenação de Aperfeiçoamento de Pessoal de Nível
Superior - Brasil (CAPES) - Financing Code 001.
Felipe Moreira Sá
Faculdade de Engenahria Civil | Universidade Federal do Pará | E-mail: [email protected]
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