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Study On The Factors of Delay in Construction Works: Estudo Sobre Os Fatores de Atraso Nas Obras

This document analyzes the factors that cause delays in construction projects. The researchers conducted a literature review, survey, and statistical analysis to identify the main causes of delays. They found that the 12 most common causes could be grouped into 4 delay factors: supply management issues, workforce management problems, poor project management, and difficulties managing climatic conditions. These delay factors accounted for 69.18% of delays and are indicative of management deficiencies. Identifying these factors can help mitigate delays in construction projects, especially in developing countries.

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0% found this document useful (0 votes)
14 views

Study On The Factors of Delay in Construction Works: Estudo Sobre Os Fatores de Atraso Nas Obras

This document analyzes the factors that cause delays in construction projects. The researchers conducted a literature review, survey, and statistical analysis to identify the main causes of delays. They found that the 12 most common causes could be grouped into 4 delay factors: supply management issues, workforce management problems, poor project management, and difficulties managing climatic conditions. These delay factors accounted for 69.18% of delays and are indicative of management deficiencies. Identifying these factors can help mitigate delays in construction projects, especially in developing countries.

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clessio3354
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© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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Study on the factors of delay in construction

works
Estudo sobre os fatores de atraso nas obras

André Brasil Carvalho


Luiz Maurício Furtado Maués
Felipe de Sá Moreira
Caio José Losada Reis
Abstract

T
he delay in civil construction works is observed globally and affects the
economy of countries. Therefore, identifying the causes of delays is of
paramount importance to minimize their consequences. This paper
aims at identifying the causes of delay in construction works and their
analysis and existing correlations through statistical factor analysis. The research
methodology included a Systematic Literature Review (SLR), a Survey Research
through questionnaires and interviews was conducted, as well as the identification
of the main causes of delay through the Relative Importance Index (RIL) and the
ABC Curve. Finally, factor analysis of the causes of delay was performed, not
limiting only to their identification. The results showed that the 12 identified
causes are correlated to 4 delay factors, which account for 69.18% of the sample
variance: supply management (21.41%); workforce management (20,79%);
project management (17.64%) and management of climatic conditions (9.34%). It
is concluded hereby that the delay factors mentioned herein can be considered
management deficiencies in the projects and that the research has expanded the
knowledge on construction delays, thus contributing to the frontier of knowledge
to mitigate this problem in several countries, especially developing ones.
Keywords: Factors of construction work delay. Factor analysis. Causes of delay.
Project management.

Resumo
O atraso em obras é observado globalmente na construção civil e afeta a
economia dos países, sendo fundamental a identificação de suas causas para a
minimização das consequências. O objetivo deste trabalho é a identificação das
causas de atraso de obras em edificações e a análise de suas correlações pela
1
André Brasil Carvalho análise fatorial estatística. A metodologia de pesquisa incluiu uma Revisão
1
Universidade Federal do Pará Sistemática da Literatura (RSL), uma Pesquisa Survey, por meio de questionários
Belém – PA – Brasil
e entrevistas; assim como a identificação das principais causas de atraso pelo
2
Índice de Importância Relativa (RII) e a Curva ABC. Por fim, efetuou-se a análise
Luiz Maurício Furtado Maués fatorial das causas de atraso; não se limitando apenas a identificação das
2
Universidade Federal do Pará
Belém – PA – Brasil mesmas. Os resultados demonstraram que as 12 causas identificadas são
correlacionadas a 4 fatores de atraso, que explicam 69,18% da variância da
3
Felipe de Sá Moreira amostra: gestão de suprimentos (21,41%); gestão da mão de obra (20,79%);
3
Universidade Federal do Pará gestão do projeto (17,64%) e gestão das condições climáticas (9,34%). Conclui-se
Belém – PA – Brasil que os fatores de atraso citados podem ser considerados como deficiências de
gestão dos empreendimentos e que a pesquisa aprofundou o conhecimento sobre
4
Caio José Losada Reis atrasos na construção, contribuindo na fronteira do conhecimento para mitigação
4
Universidade Federal do Pará
Belém – PA – Brasil
deste problema presente em vários países, principalmente os países em
desenvolvimento.
Recebido em 06/05/20 Palavras-chave: Fatores de atrasos de obra. Análise fatorial. Causas de atraso.
Aceito em 26/01/21 Gestão de projetos.

CARVALHO, A. B.; MAUÉS, L. M. F.; MOREIRA, F. de S.; REIS, C. J. L. Study on the factors of delay in construction 27
works. Ambiente Construído, Porto Alegre, v. 21, n. 3, p. 27-46, jul./set. 2021.
ISSN 1678-8621 Associação Nacional de Tecnologia do Ambiente Construído.
http://dx.doi.org/10.1590/s1678-86212021000300536
Ambiente Construído, Porto Alegre, v. 21, n. 3, p. 27-46, jul./set. 2021.

Introduction
The delays in the delivery of work contracts still appear as a recurring issue in engineering projects, which
often occur from design to completion, whether in public or private works, in developing or developed
countries. The consequences are disputes and litigation between the parties, cost escalation, loss of profit,
poor service quality, arbitrage, overrun of the deadline defined for executing the works or closing the project
(AKOGBE; FENG; ZHOU, 2013; DOLAGE; PATHMARAJAH, 2015; GONZÁLEZ et al., 2014;
GUNDUZ; NIELSEN; OZDEMIR, 2015; KHAN; GUL, 2017; MARZOUK; EL-RASAS, 2014; SWEIS,
2008; ULLAH et al., 2018). It is further observed that the delays in construction projects is a fact observed
globally or on a large scale, affecting not only the industry itself, but the economy of nations in general; thus
negatively impacting the success of the project due to changes in the original execution schedule and the
previously established costs, quality criteria and management of safety conditions (CHAUHAN; SHAH;
RAO, 2008; DORAISAMY; AKASAH; YUNUS, 2020; FARIDI; EL-SAYEGH, 2006; FLYVBJERG et al.,
2002; MYDIN et al., 2014a).
Because this is one of the biggest problems in construction management, the delay in construction works
poses a strong financial and social impact on all the stakeholders in the project. However, it is more intense
and common in developing countries, which usually overrun project costs and have budget problems and
shortage of resources (ABBAS; PAINTING, 2017; KAMING et al., 1997; RACHID; TOUFIK;
MOHAMMED, 2018; SHEBOB; DAWOOD; XU, 2011). Venkatesh and Venkatesan (2017) also emphasize
there is a variation in occurrence of the causes for delay among countries and that occurrences regarded as
critical are very different in developing countries than those in developed ones.
In the Brazilian case, for example, Filippi and Melhado (2015) cite data from the Brazilian Consumer
Association (ABC), which found an increase of 65% in delays in works carried out in São Paulo during the
years 2005 and 2010. In addition to also reporting the increase in the number of lawsuits between 2008 and
2013, which jumped from 140 new lawsuits against São Paulo construction companies to 3,779, that is,
2,600% more in just 5 years; according to a survey by Tapai Advogados, which works with real estate law.
Corroborating the above, Maués et al. (2017) emphasize that the performance in the construction industry is
much lower in terms of meeting contractual deadlines, especially in developing countries, if compared to
other industries, such as the manufacturing industry. These authors researched 142 projects in the Brazilian
Amazon region between the years 2005 and 2015, and found that 81.69% of the works suffered delays in
their original schedules; which corresponded to 116 projects delivered after the deadline.
Other countries can be cited, such as the case of Iran, which presented a cost of approximately US $ 21
billion to the government of that country regarding the delays in the works from 2002 to 2012; according to
the Iranian statistical center (SAMARGHANDI et al., 2016). In Qatar, Senouci, Ismail and Eldin (2016)
detail that the public projects carried out, between 2000 and 2013, presented a percentage of 54% increase in
costs and 72% of delays in the completion of the works; as well as an increase of 50% in relation to the cost
and delays in the realization time in the case of building maintenance services. Mukuka, Aigbavboa and
Thwala (2015) and Prasad et al. (2018) report, for instance, the challenge of the construction industry in
South Africa and India to deliver works within the contractual deadline and the importance of adopting
mitigation measures, and this is the subject of studies of the possible causes for delay in construction works.
Hsu, Aurisicchio and Angeloudis (2017) corroborate this thesis by stating that delays in engineering projects
cause innumerable challenges and problems and greatly burden the works. And, therefore, the identification
of the causes of non-compliance with the original schedule is essential to avoid the continuity of delays in
other stages of construction or in new ventures. Sha et al. (2017) also consider for the elaboration of
effective strategies to mitigate the consequences of delays in works, especially the extrapolation of costs,
goes through the identification of their critical causes. Thus, it becomes paramount to identify the main
causes for delays and to adopt preventive measures to minimize the impacts arising from such phenomena
(ASNAASHARI et al., 2009; SHAHSAVAND; MAREFAT; PARCHAMIJALAL, 2018; YANG; CHU;
HUANG, 2013).
Głuszak   and   Les̈ niak (2015), as well as Kowalczyk et al. (2018) further clarify that the analysis of
construction delays is still relevant for the construction sector, irrespectively of the studies conducted
previously of the existing management tools and the expertise of engineers. However, according to
Alsehaimi et al. (2013), although there are many studies that address the delay of works, most of them do
not have objective guidelines on the increase of practical actions for managing the projects; in addition to the
suggestions made usually being of a generalist nature and not specifically dealing with the causes of delay.

28 Carvalho, A. B.; Maués, L. M. F.; Moreira, F. de S.; Reis, C. J. L.


Ambiente Construído, Porto Alegre, v. 21, n. 3, p. 27-46, jul./set. 2021.

In view of this context, the main objective of this paper is to identify the causes that contribute to the delay
of works in the construction industry and the analysis of the roots and their negative consequences.
Therefore, this paper seeks not only to identify the main causes for delays in construction works - a common
objective in several research works - but also the study of the correlations among them through the statistical
factor analysis technique, applied in the most varied types of constructions; including commercial,
residential, public and industrial buildings. Unlike the work published by Maués et al. (2017), who used the
same statistical technique, only for project variables and some management variables. Furthermore, the
broad range of causes of delays in constructions from the original sample were classified hierarchically
through the methodology of the ABC Curve and the Relative Importance Index (RII). This way, the authors
seek to collaborate to further developing studies on construction delays by contributing to mitigating this
problem in several countries, especially in developing ones.

Delay in construction works


It is noteworthy that early research on the topic considered work delays as non-excusable, compensable
excusable, non-compensable excusable, and concurrent (ARDITI; ROBINSON, 1995). Keane and Caletka
(KEANE; CALETKA, 2008) considered the delays as critical, non-critical or simultaneous, as well as
dominant, subcritical or simply non-relevant; in case said delays have been caused by ineffective
performance on one party.
In conceptual terms, the delay of a project can be defined as the extrapolation of the contract term for project
completion or the period that exceeded the extension of the contract, granted by adding time to the final
deadline or even beyond the date of delivery of the works, as agreed upon between the contracting party and
the contractor (GÜNDÜZ; NIELSEN; ÖSDEMIR, 2013; TRAUNER et al., 2009). According to Hamzah et
al. (2011), delays in construction works are inevitable and characterized by slower execution of a project
when compared to the planned schedule or even by late completion of the projects. However, according to
Agyekum-Mensah and Knight (2017), the delay in construction works is merely defined according to not
meeting the original schedule, and it occurs due to several reasons, and can be originated by any of the
stakeholders to the project.
Aibinu and Jagboro (2002) further explain that in project delay situations, a typical option is to execute the
steps of the works faster or to extend their duration, obviously with subsequent escalation of costs and
extension of the originally planned deadlines. In such cases, the standard is to manage this additional cost by
including a percentage to the project value in the form of a provision or share in the budget sheet prepared
prior to the construction work contract. According to Yang and Wei (2010), the delays in construction works
can take place in any step in the construction works, although researchers emphasize that the planning and
design phases significantly influence the cost and schedule of the works. Consequently, delays during
project planning usually hamper the construction schedule in the ensuing phases, taking into account the
completion date for the project.
In relation to the causes of delay, they can be identified as internal and external; whereas those related to
customers, designers, service providers and consultants are regarded as internal causes, while the external
causes are related to climate issues, suppliers and the government (AHMED; AZHAR; KAPPAGANTULA,
2003; RAFIEIZONOOZ et al., 2015). The following are among the most relevant causes:
(a) the financial difficulties of customers and/or owners (CHALLAL; TKIOUAT, 2012; FUGAR;
AGYAKWAH-BAAH, 2010; LARSEN et al., 2016; MEGHA; RAJIV, 2013);
(b) the scope changes required (MUHWEZI; ACAI; OTIM, 2014; TAFAZZOLI; AP; SHRESTHA, 2017;
TARIGAN; SUBROTO, 2018; VACANAS; DANEZIS, 2018);
(c) poor management of the construction site (AZIZ, 2013; ILYAS; LI; ULLAH, 2020; SEPASGOZAR;
RAZKENARI; BARATI, 2015);
(d) slow or delayed decision making (ALAGHBARI et al., 2007; KHARASHI et al., 2009);
(e) poor project planning (DUY; OGUNLANA, 2004; KHOSHGOFTAR et al., 2010);
(f) inefficient coordination and communication among the parties (HWANG; ZHAO; NG, 2013; TOOR;
OGUNLANA, 2008);
(g) low availability and productivity of labor (ABDUL-RAHMAN et al., 2006; KUMARASWAMY;
CHAN, 1998); and

Study on the factors of delay in construction works 29


Ambiente Construído, Porto Alegre, v. 21, n. 3, p. 27-46, jul./set. 2021.

(h) late delivery or poor quality of materials (KOUSHKI; KARTAM, 2004; RAHMAN et al., 2017).
Also, there are unpredictable events, poor technical capacity of local teams of contractors or consultants,
poorly designed projects, adverse climatic conditions, increased production, among other causes of delay
(AL-MOMANI, 2000; BIRGONUL; DIKMEN; BEKTAS, 2015; HASEEB; BIBI, 2011). Gebrehiwet and
Luo (2017) also highlight corruption, inflation and unavailability of supplies in the construction sites as
causes of delay in services.
However, most of the studies in the area mention inefficient management and coordination in construction
projects are reported as one of the main causes adding to the delay of construction works (ALSEHAIMI;
KOSKELA; TZORTZOPOULOS, 2013; MUIANGA; GRANJA; RUIZ, 2015; ZIDANE et al., 2015). It is
further observed by Filippi and Melhado (2015) that the companies delay their construction works basically
due to non-observance of the previously established planning, obtaining no intrinsic benefit therefrom. And
according to Adam and Josephson (2017), efficient project management is a key factor with an impact on
decision-making adopted in the early phases of the project concerning the construction cost and schedule
criteria.
It should finally be emphasized that a large part of the authors that were surveyed is restricted only to
cataloging and description of countless causes of delay in construction works without aiming at a broader
understanding of this phenomenon through factor analysis of their causes. This observed knowledge gap
limits the studies in the area and is configured as one of the main objectives of this paper.

Methods
The adopted research methodology can be classified, in relation to approach, as a quantitative research and
according to the objectives, this paper represents an exploratory and explanatory research, as it pursues
greater understanding of the problem, which makes it more explicit, thus helping build up hypotheses (GIL,
2002). Regarding this matter, Fellows and Liu (2015) highlight that both approaches tend to be exploratory -
both the quantitative procedure, which uses the scientific method, and the qualitative procedure, whereby the
theme is studied, often without having the research formulations been previously established. Thus, aiming
at reaching the research objectives, the proposed methodology was developed in the following steps:

Systematic Literature Review (SLR)


The SLR was developed between March 4 and May 31 2019 to identify the most frequent causes related to
the construction work delays found in the literature. The advantages of the SLR include the traceability of
the process, the grounds on a specific strategy, their reproducibility and application through explicit and
systematized search methods, thus allowing for objective criticism and analysis (GREEN et al., 2008;
SAMPAIO; MANCINI, 2007).
In sum, four steps made up the SLR, namely:
(a) definition of research parameters (bases, key words, language of the studies, and inclusion and
exclusion criteria);
(b) the actual search for publications, identifying possible duplicates (which are immediately removed);
(c) the selection of publications, identifying adherence to the topic of the SLR by assessing the titles and
abstracts according to the inclusion and exclusion criteria (previously stipulated); and
(d) the data extraction step, which takes place after the complete reading of the publication.
In the latter step, application of the inclusion and exclusion criteria is repeated, since at this point the work is
recognized in full.
The method that was applied in the SLR starts with an exploratory study aiming at better knowledge of the
research related to the topic and at defining the search parameters. The research bases that were used
included: Science Direct, Web of Science, Scielo and Engineering Village; which were defined according to
the recommendations by Dresch, Lacerda and Antunues Júnior (2015), and according to the empirical
knowledge   of   the   authors.   The   following   terms   were   searched:   “delays   in   construction   industry”,  
“construction   delays”,   “construction   industry   delays”,   “construction   sector   delays”   and   “delays   in
construction”.   The   researches   were   conducted   in   the   fields   title,   abstract   and   keywords   using   the   “OR”  
Boolean operator between the research terms. It should be emphasized that there was no limitation as to the

30 Carvalho, A. B.; Maués, L. M. F.; Moreira, F. de S.; Reis, C. J. L.


Ambiente Construído, Porto Alegre, v. 21, n. 3, p. 27-46, jul./set. 2021.

language or the period of publication. However, papers should have the title or abstract in English, at least,
since the search terms were in English. The following exclusion criteria were adopted:
(a) import errors;
(b) literature review papers;
(c) editorials, abstracts and calls for congresses, conferences, and journals;
(d) publications that do not represent causes for construction delays;
(e) publications unavailable for research; and
(f) publications with 2 pages or less.
Finally, the following data were extracted from each paper in the extraction phase: paper title, authors, year
of publication, country where the research was conducted, and the causes for delay indicated by the authors.
By strictly observing the review steps and the acceptance criteria for the publication, papers and causes
related specifically to the delays in the construction industry were obtained. Finally, the steps of research are
presented in Figure 1.

Survey research
It should be emphasized that, according to Freitas et al. (2000), the selection of the appropriate research
method must be in line with the objectives of the work; whereas according to Dresch, Lacerda and Antunues
Júnior (2015), the Survey research features a quantitative approach and one of its specific goals is to
generate reliable data that allow for a robust statistical analysis, in addition to exploring, describing and
explaining a phenomenon or a given population. This way, conducting a Survey research in the data
collection step in this paper was decided in order to identify the more frequent possible causes of
construction work delays.

Figure 1 – Steps of the research

Collection in Databases
1st Stage: Import

(n= 341)
Science Web of Engineering
Scielo
Direct Science Village
(3)
(92) (166) (80)

Accepted in 1st stage Duplicate Delection


(n = 299) (n = 42)

Exclusion Criteria
2nd Stage: Selection

Import Errors
Accepted 2nd Stage Rejected
(n= 81) (n= 218) Literature Review Articles

Editorials, abstracts e conference calls,


conferences and periodicals.

Articles that do not present causes of delays of


works of buildings
3rd Stage: Extraction

Accepted 3rd Satage Rejected


(n= 50) (n= 31) Publications not available to researchers

Publication with 2 pages or less


Analysis and Extraction of Data
(n=50)

Study on the factors of delay in construction works 31


Ambiente Construído, Porto Alegre, v. 21, n. 3, p. 27-46, jul./set. 2021.

To this end, preliminarily, a bibliographic research on the delay of works was carried out, aiming to obtain
the most relevant research that addressed this theme. Among the various authors analyzed, the work of Reis
et al. (2016), who identified 56 reasons for the most common delay in construction projects, in addition to
having identified and hierarchically classified the delay factors in line with the literature and data obtained
from a Survey carried out in the engineering market in the metropolitan region of Belém.
Therefore, it is emphasized that the present work is an in-depth study of Reis et al. (2016) and started from
the results obtained from a questionnaire prepared by the aforementioned researchers, which was organized
in eight groups:
(a) project feasibility and initial documentation;
(b) project management throughout the works, (technical consultation and amendments);
(c) owner (customer);
(d) construction company (administrative, management and execution);
(e) labor;
(f) materials;
(g) equipment; and
(h) external factors.
The strategy to apply the questionnaire was through interviews, either in person or via e-mail.
The sample being surveyed was made up by 83 construction industry professionals in the metropolitan area
of Belém. It should be noted, therefore, that the objective was to verify the impact in the Amazon region of
the causes of the delay identified in the literature and which were also observed by the interviewees, who
analyzed the level of significance of the causes of delay, which were organized in a Likert scale with 5
options of answers, namely:
(a) little (1);
(b) little to medium (2);
(c) medium (3);
(d) medium to high (4); and
(e) high (5).

Identification of the main causes of construction delays


In order to rank the results that were obtained in the survey, the relative importance index (RII) of each of
cause of delay is based on the frequency of occurrence of said causes. Then, the causes of work delays could
be identified through stratification by the highest RII values, and by using the ABC Curve methodology the
main causes of construction delay could be identified and grouped in class A of the ABC Curve,
corresponding to approximately 30% of the total sample value.
According to Mota et al. (2012), the main objective of the ABC Curve is to help in decision making and
quick action by the managers, thus providing for a great positive impact on the final result of the company.
The researchers also affirm this methodological tool has both internal and external factors related to the
company's policy and culture, including the region and its operation market, which influence management
and classification thereof.
It should also be emphasized that, according to Martins and Alt (2009), the items in class A of the ABC
Curve are the most significant ones and may account for 35% to 70% of the total sample value, while those
in class B are considered intermediate (10% to 45%), and the remaining (less important) ones would be
placed in class C. However, according to Ballou (2006), there is neither an exact way of grouping the items
into any of the categories nor to determine the number of categories to be used.

Factor analysis
After this step, the factor analysis of the identified causes of delay was performed in order to identify the
correlation between them. According to Fávero et al. (2009, p. 236), factor analysis  “[…]  is a multivariate
statistical technique aimed at reducing data and creating indicators that  represent   original   variables.”. Still

32 Carvalho, A. B.; Maués, L. M. F.; Moreira, F. de S.; Reis, C. J. L.


Ambiente Construído, Porto Alegre, v. 21, n. 3, p. 27-46, jul./set. 2021.

according to these authors, the use of factor analysis is based on the assumption of the existence of a
correlation between the original variables and the sharing of one or more factors, which explain the
relationship between said variables. It is also worth noting that according to Hair Junior et al. (2009), the
sample size should never be less than 50 observations; otherwise, conducting a factor analysis would be
difficult.
As discussed in the literature, there are countless causes that can contribute to the delay of work, so the use
of factor analysis was used to group these causes into factors, since these causes of different origins may
converge or contribute to one for the same most comprehensive group.

Results
SLR Results
The most relevant authors found in the 50 publications are listed in Table 1, which also provides an
overview of the major countries where the studies were developed and where the largest number of
publications occurs.
When analyzing the frequency of publications of these studies, a significant increase in the number of
papers, especially over the last seven years, is observed. Indeed, between 1995 and 2003 there were 5
publications; while from 2004 to 2011, 12 papers were published; and from 2012 to the current year (2019),
more than 33 research papers have been published. It is important to highlight that these results refer to cases
of delays in (residential or commercial) construction works, that is, no delays related to infrastructure
services were addressed. Such limitation directly interferes with the amount of studies reviewed in this SLR.

Survey research results


The partial results of the Survey are shown in Table 2, which exhibits the 12 main causes of work delays
ranked by the higher values of the relative importance index (RII) and stratified by the ABC curve, which
are classified in group A. The identified causes of delay account for 30.77% in relation to the original
sample, which was made up by 55 variables. The accumulated values of the RII and the percentage of
representativeness of each cause of delay are also represented.

Table 1 - Main countries, authors and frequency percentage


Countries Authors (%)
Asnaashari et al. (2009), Pourrostam and Ismail (2011), Pourrostam, Ismail and
Iran Mansourenejad (2011a, 2011b), Saeb, Khayat and Telvari (2016) and 12.0
Shahsavand, Marefat and Parchamijalal (2018)
Bilgin, Dikmen and Birgonul (2018), Birgonul, Dikmen and Bektas (2015),
Turkey Gunduz, Nielsen and Ösdemir (2013, 2015) and Kazaz, Ulubeyli and Tuncbilekli 10.0
(2012)
Aziz (2013), El-Razek, Bassioni and Mobarak (2008), Marzouk and El-Rasas
Egypt 8.0
(2014) and Marzouk, El-Dokhmasey and El-Said (2008)
Arditi and Robinson (1995), Trauner et al. (2009), Arditi, Nayak and Damci
USA 8.0
(2017) and Kog (2018)
Rathinakumar, Vignesh and Dhivagar (2017), Doloi et al. (2012) and Hasan and
India 6.0
Jha (2019)
Malaysia Abdul-Rahman et al. (2006), Hasmori et al. (2018) and Mydin et al. (2014b) 6.0
Gardezi, Manarvi and Gardezi (2014), Khahro and Memon (2018) and Khan and
Pakistan 6.0
Gul (2017)

Study on the factors of delay in construction works 33


Ambiente Construído, Porto Alegre, v. 21, n. 3, p. 27-46, jul./set. 2021.

Table 2 - Most relevant causes of construction work delays


Item Causes of delay RII RII - Accum. % Accum. ABC Curve
1 Delay in delivery of materials,
0.716418 0.71641791 3.09% A
inefficiency of the purchasing sector
2 Delay in delivery of materials by
0.698507 1.414925373 6.11% A
suppliers
3 Rework due to errors during
0.629851 2.044776119 8.83% A
construction
4 Delay in payments throughout the
0.626866 2.671641791 11.54% A
project, customer's financial difficulty
5 Low level of labor productivity 0.602985 3.274626866 14.15% A
6 Lack of workforce commitment 0.597015 3.871641791 16.72% A
7 Delivery of incomplete projects 0.59403 4.465671642 19.29% A
8 Increase of services (project changes) 0.561194 5.026865672 21.72% A
9 Shortage of construction materials 0.528358 5.555223881 24.00% A
10 Climate/Weather conditions (heat,
0.525373 6.080597015 26.27% A
rain etc.)
11 Delays in works by workforce 0.522388 6.602985075 28.52% A
12 Difficulties in obtaining financing for
0.519403 7.12238806 30.77% A
the project

Factor analysis results


As discussed in the section on research methodology, factor analysis was used in the treatment of the
collected data. And among the statistics to check the correlation matrix and the FA adequacy, the Kaiser-
Meyer-Olkin (KMO) test and the Bartlett's Test of Sphericity (BTS) are used, the results of which being
exhibited in Table 3. Thus, according to the criteria of the statistical tool, the KMO value found (0.761)
corresponds to a mean factor analysis; since the values close to 0 indicate a weak correlation between the
variables and the closer to 1 they are, the stronger the correlation. Regarding the Barlett's Test of Sphericity
applied, the obtained result (0.001) shows that the factor analysis is adequate, since the null hypothesis was
rejected and there are indications that there are significant correlations between the original variables
(FÁVERO et al., 2009).
Afterwards, the total explained variance of the sample was conducted, as shown in Table 4. The results
showed that the 12 identified causes of delay are correlated to only 4 delay factors, which account for
69.179% of the variance of the original data and have the eigenvalues of their components with significance,
that is, greater than 1. It should be noted that the factor analysis aims at changing one set of values into
factors, that is, the goal of the method is to explain the largest part of the data variance.
Regarding the correlation matrix analysis, the results demonstrated that the causes of delay with the highest
correlation are related to problems with supplies and difficulties with labor, as per the correlation indexes of
the most significant variables, namely:
(a) delay in delivery of materials, inefficiency of the purchasing sector/delay in delivery of materials by
suppliers - correlation index of variables: 0.686;
(b) low level of labor productivity/lack of commitment by the workforce - variable correlation index: 0.696;
(c) low level of labor productivity/labor delays - variable correlation index: 0.674;
(d) dack of labor commitment/low level of labor productivity - variable correlation index: 0.696;
(e) delay in delivery of materials by suppliers/delay in material delivery, inefficiency in the purchasing
sector - correlation Index of variables: 0.686;
(f) delayed delivery of materials/shortage of construction materials - correlation Index of variables: 0.610;
(g) labor delays/low level of labor productivity - correlation Index of variables: 0.674; and
(h) shortage of construction material/delay in material delivery - correlation Index of variables: 0.610.
Finally, intending to help interpret the resulting factors in the extraction phase, the analysis of the rotational
component matrix was performed (Table 5).

34 Carvalho, A. B.; Maués, L. M. F.; Moreira, F. de S.; Reis, C. J. L.


Ambiente Construído, Porto Alegre, v. 21, n. 3, p. 27-46, jul./set. 2021.

As shown in Table 5, the variables that make up the factors can be seen and that each variable has only one
significant load factor for each of the factors. This way, the interpretation and identification of the
construction work delay factors is facilitated.

Table 3 - KMO and Bartlett's tests


Reliability Results
Kaiser-Meyer-Olkin (KMO) measurement of sampling suitability 0.761
Barlett’s  Test  of  Sphericity (BTS) - Significance 0.000
Chi-square X 308.355
Degree of freedom 66

Table 4 - Total variance explained


Square load extraction
Initial own values Square load rotating sums
sums
Var.
% % % % % %
Total Total Total
variance accum. variance accum. variance accum.
1 4.403 36.689 36.689 4.403 36.689 36.689 2.569 21.407 21.407
2 1.654 13.781 50.470 1.654 13.781 50.470 2.495 20.792 42.198
3 1.241 10.340 60.810 1.241 10.340 60.810 2.116 17.637 59.835
4 1.004 8.369 69.179 1.004 8.369 69.179 1.121 9.344 69.179
5 0.921 7.674 76.854
6 0.780 6.502 83.356
7 0.524 4.367 87.723
8 0.391 3.254 90.977
9 0.350 2.920 93.897
10 0.305 2.541 96.438
11 0.231 1.929 98.367
12 0.196 1.633 100.00
Note: Extraction Method - Principal Component Analysis.

Table 5 - Rotational component matrix


Component
Causes of delay
1 2 3 4
Delay in delivery of materials by suppliers 0.866
Shortage of construction materials 0.759
Delay in delivery of materials - inefficiency of the purchasing
0.691
sector
Rework due to errors during construction 0.595
Low level of labor productivity 0.893
Delay in labor works 0.811
Lack of workforce commitment 0.802
Delivery of incomplete projects 0.868
Increase of services (project changes) 0.774
Delay in payments throughout the project, customer's financial
0.568
difficulty
Difficulties in obtaining funding for the project 0.395
Climate/weather conditions (heat, rain etc.) 0.960
Notes: Extraction Method: Principal Component Analysis.
Rotational Method: Varimax with Kaiser Normalization.
Rotation converged in 5 iterations.

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Next, the 4 factors were identified and interpreted as follows:


(a) Factor I – Supply Management: delay in delivery of materials, shortage of construction materials, delay
in delivery of materials/inefficiency of the purchasing sector and rework due to errors during construction;
(b) Factor II – Labor Management: low level of labor productivity, delay in labor works and lack of
workforce commitment;
(c) Factor III – Project Management: delivery of incomplete works, increase in services (project changes),
delay in payments  throughout  the  work,  customer’s  financial  difficulties  and  difficulties  in  obtaining  
financing for the project;
(d) Factor IV – Management of Climate Conditions: weather conditions (heat, rain etc.).
Finally, in order to measure the reliability of the factor statistical analysis, Cronbach's Alpha Test was
conducted and produced the results shown in Table 6. It can be seen that the value 0.857 of the coefficient is
found to be in line with the minimum value acceptable in the literature, which is 0.70 (TORRES;
MONTEIRO; ARICA, 2010).

Discussion
Considering the results presented and aiming at a more specific analysis of each identified delay factor, the
understanding the fundamental causes that influence the occurrence of the event by the corresponding factor
was pursued; the causes of delay, organized in their respective factors and according to the percentage of
frequency of occurrence obtained, being identified as follows.

Factor I: supply management


This factor represents 21.407% of the total variance (refer to Table 4) and is made up by the following
variables.

Delay in delivery of materials (inefficiency of the purchasing sector)


This cause has a load factor of 0.866 and is related to the inefficiency of the purchasing sector of the
companies, which is responsible for the supply management of the works, including the contracting of
suppliers, breaking down the pre-established conditions of delivery deadlines and costs for supplying the
materials. And in the event that the criteria established for the contracting of these suppliers are not
adequate, there may occur delays in the delivery of materials or supply of products that do not meet the
minimum quality specifications by companies that do not have the necessary infrastructure for the correct
fulfillment of the construction schedule.
In relation to the above, Hwang, Zhao and Ng (2013) state that the availability of materials at the
construction site is considered to be one of the critical factors affecting the performance of the public
housing sector schedule in Singapore; the authors further recommend that contractors should make long-
term contracts to reduce the impact of uncertainties and potential risks of availability and prices of materials
and equipment. It is also worth noting that according to Serna et al. (2018) the lack of materials needed in
the project in the scheduled period is characterized as one of the most influential factors regarding the cost
variance in the projects and may indicate lack of planning and, mainly, control by the professionals.

Table 6 - Reliability statistics


Reability testes Results
Cronbach’s  Alpha 0.857
Cronbach’s  Alpha,  based  on  standardized  items 0.857
Number of items 12

36 Carvalho, A. B.; Maués, L. M. F.; Moreira, F. de S.; Reis, C. J. L.


Ambiente Construído, Porto Alegre, v. 21, n. 3, p. 27-46, jul./set. 2021.

Delay in delivery of materials by suppliers


The load factor for this cause is 0.759 and its focus is on the deficiencies alluding to suppliers of materials to
the works, that is, they can be related to delays in the delivery of materials due to poor management, poor
planning, inadequate logistics, amongst other factors that lead to the disorganization of the executive process
of these companies. It should be emphasized, therefore, that the performance of the supply sector of the
company responsible for the enterprise is not considered in the analysis of this cause, regardless of whether
or not this action is effective.
According to Enshassi, Alnajjar and Kumaraswamy (2009), the main causes that influence the delays in
construction works are related to lack of materials in the markets, shortage of construction materials in the
construction site and delays in the delivery of materials for the construction works. And according to
Ogunlana, Promkuntong and Jearkjirm (1996) the adequate supply of materials is a fundamental
precondition, which is present in almost all construction activities, while the shortage of construction
materials could cause the project to be delayed and consequently closed.

Rework due to errors during construction


This cause has a load factor of 0.691, being related to the need to redo a previously performed service due to
failures during the execution thereof. The reasons for this phenomenon may be the use of materials out of
the design specifications, that is, materials with lower-than-required performance, inadequate dimensions or
which have poor quality. According to Pereira et al. (2011), rework in civil construction negatively impacts
the work schedule due to the delay that is generated, as well as the financial losses arised. Still according to
the researchers, the types of rework identified include the delay prompted by defective material being
delivered and the changes in the type of material and specifications during the construction.

Shortage of construction materials


The cause for shortage of materials has a load factor of 0.595 and is related to the small amount of a given
type of supply at the construction site. There is a number of reasons for said shortage; and this may be a
consequence of logistics, waste of material during the execution of the works, and, in this case, due to losses.
There is also the possibility of theft or the purchased quantity of the input to have been badly estimated due
to errors in budget calculations; for example.
Within this context, Asnaashari et al. (2009) report that there are several problems in the procurement of
materials, components and machines that can bring about delays and that the most serious problem is the
lack of cement, steel and concrete, which are considered critical inputs to the works. Corroborating with this
assertion, Sambasivan and Soon (2007) consider that the lack of basic materials may prompt significant
delays in the projects, especially when the demand exceeds the supply.

Factor II: labor management


This factor accounts for 20.792% of the total variance, being made up by the following variables.

Delays in labor works


Delays in the works, pertaining to labor, have a load factor of 0.893 and may be related to inadequate work
methods adopted in productive processes, including construction techniques, workforce training and the
equipment available for the services; which compromises safety and quality standards and consequently
affects productivity; which Doloi et al. (2012) proved in their research.
Another issue to be considered is the inadequate sizing of work teams or even the shortage of labor, which
according to Abdul-Rahman et al. (2006) is one of the major causes of work delays. These researchers also
highlight the need for greater investment in improving the expertise and skills of human resources to
minimize the construction work delay phenomenon.
Finally, one cannot but mention absenteeism, bad organizational climate, alcoholism, depression, as well as
workplace accidents, which may lead to a total or partial cessation of activities. Kiviniemi et al. (2011), for
example, mention that in 2008 there were 35.2 accidents involving construction workers in Finland and that
it resulted in at least four days of employee absence from work.

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Lack of workforce commitment


The aforementioned cause has a load factor of 0.811 and is related to the non-professional conduct adopted
by some of the company's workers, whether an employee or a contractor, which contributes to the delay of
the services in the project. In this case, negligent, disrespectful and non-aligned (focused) behaviors are
included in their functions and activities designated by the management of the works. On this aspect, Doloi
et al. (2012) state that one of the most critical factors of construction work delays is the absence of
commitment.
While Iyer and Jha (2005) warn that to achieve the completion of the work within the contractual term for
any project, the commitment of everyone involved in it is essential. Finally, Arantes, Silva and Ferreira
(2015) recommend that greater attention be given to the lack of communication and commitment by
subcontractors, as these are relevant causes of work delay and that they impact on all other identified causes.

Low level of labor productivity


The cause of low labor productivity has a load factor of 0.802 and may be related to inadequate (or non-
existing) training to perform their activity, inefficient work methods, and failures to select or recruit an
employee who is not qualified for the job; said conditions being corroborated by Dolage and Pathmarajah
(2015).
In relation to low labor productivity, Palikhe, Kim and Kim (2018) state that this is one of the most
significant issues in the construction industry because it directly affects the cost and enables the occurrence
of   delays   in   work   schedule.   The   authors   also   report   that   the   main   causes   affecting   workers’   productivity  
include the lack of financial incentives, unavailability of tools, not enough periodic meetings, and unsafe
work conditions.
The influence of inspection that is not very demanding on the performance of the workforce should also be
considered, as well as the absence of a compensatory financial mechanism for the execution of a job, such as
payment for production results; as demonstrated in the research of Odeh and Battaineh (2002). Other
relevant reasons include organizational culture and climate, and Arditi et al. (2017) emphasize that
organizational culture is one of the causes of delay in construction projects and that it is important that the
organizational culture is aligned with the local culture of the country.

Factor III: project management


This factor accounts for 17.637% of the total variance, involving the following variables.

Delivery of incomplete projects


The lack of information or deficient breakdown of the projects has a load factor of 0.868 and corroborates
for the delay in construction works due to possible difficulties of interpretation and occurrences of errors, a
frequent practice being the delivery of some projects or complementary parts still during the construction
work execution phase. This situation could be avoided or minimized by taking management actions that
allow for meeting the deadlines for project delivery, as well as the collaboration between the designers and
engineers of the company in the preparation of project parameters and the planning of the project.
This theme was approached by Kog (2018), who identified as the main cause of construction work delay the
late issuance of incomplete instructions, information or drawings, the preparation of inadequate drawings
and delay in the revision and completion of the project. In addition, Santos, Starling and Andery (2014)
observed in his research that the main problem in the contract amendments of periods, consequence of the
delay in construction works, is related to deficiencies in the projects, more specifically the lack of
compatibility, insufficient specification and unsatisfactory breakdown.
Khanzadi et al. (2019) further emphasize the complexity of the processes related to the projects, highlighting
the various existing interconnected jobs as well as their variability and unpredictability, and that would bring
about variations and delays found in the schedules.

Increase of services (project changes)


Projects changes have a load factor of 0.774 and may occur due to several factors, such as technical issues,
economic circumstances, and even at the customers' request. And regardless of the existing context, when
any changes in projects occurs, there will be an increase in services due to the need to adapt the production

38 Carvalho, A. B.; Maués, L. M. F.; Moreira, F. de S.; Reis, C. J. L.


Ambiente Construído, Porto Alegre, v. 21, n. 3, p. 27-46, jul./set. 2021.

system to the proposed change, including the costs and deadlines involved in this new scenario.
Consequently, the construction work will be delayed.
In this scenario, Tarigan and Subroto (2018) mention that one of the main causes of construction work
delays is the requests for work changes by the owner during the construction phase, as well as with the
changes/errors in the project documents, according to Marzouk, El-Dokhmasey and El-Said (2008). There is
also research by Kazaz, Ulubeyli and Tuncbilekli (2012), who identified design and material changes as the
most significant factor of construction work delay.

Delay in payments throughout the project (customer's financial difficulty)


The delay in payments throughout the work, due to financial difficulties experienced by the customer, has a
load factor of 0.568 and this is possibly a significant cause of delay of construction works, as it can promote
tensions and distress on the relations between the contracting company and its employees, suppliers and
stakeholders. The immediate results include noncompliance with the goals, cost increases due to the
variation in team productivity, possible claims, standstills or even workers' strike; besides the interruption in
the supply of the inputs for the works.
Within this context, Park et al. (2019) state that the two risk factors with the highest impact on the
construction management companies are project delay and payment delay; and that is characterized as a
financial difficulty under the  responsibility  of  the  project  owner  and  which  affects  the  company’s  operation.  
As a result, Assaf and Al-Hejji (2006) point out that payment to contractors, without delay, for the services
performed is fundamental in order not to hinder the ability of contractors to finance the works. The
respective authors also point out that one of the significant causes of delay is the fact that, in the biddings,
companies with the lower value propositions are contracted; this may preclude work completion in certain
situations - something also observed by Abbasnejad and Moud (2013).

Difficulties in obtaining funding for the project


This cause has a load factor of 0.395 and will have more or less importance, within the context of the
execution of the project within the contractual terms due to the size of the works and the economic
conditions of the company, that is, its capability to carry out the services without resorting to a financial
institution. Delay in the execution of the works may occur if the company does not have sufficient financial
reserves and the requested funding is not approved or if it takes time to be obtained.
Regarding this theme, El-Razek, Bassioni and Mobarak (2008) point out that the two main causes of work
delays are related to problems with contractor financing during construction and late payment of contractors
by the owner. Marzouk and El-Rasas (2014) further recommend that a comprehensive cash flow and
financing plan be developed for the venture, since the financial issues and the complete payment of the
executed services are configured as one of the main focus of concern on the part of both the owners and the
contracted companies.

Factor IV: management of climatic conditions


This last factor accounts for 9.344% of the total variance and has the following variable and comprises
variables related to climate and weather conditions (heat, rain, etc.).
Weather conditions have a load factor of 0.960 and are characterized as one of the main causes of work
delays; as attested by the studies by Senouci, Al Abbasi and Eldin (2018) , who state that weather conditions
have a high impact on labor productivity, especially temperature. Ahsan and Gunawan (2010) also consider
that natural disasters should also be considered as critical causes of project delays. However, according to
Ballesteros-Pérez et al. (2015), only a few studies have approached the climatic influences on open-air
construction activities in detail.
It is observed that the data reported in such research do not differ from the reality in the northern region of
Brazil, which has typical characteristics of the tropical climate, such as intense heat and high relative
humidity, which influence significantly the planning of the works and facilitate the occurrences of delays to
the original schedule, especially in the rainy season.

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Conclusions
The main objective of this paper was to study the delay in construction works and the analysis of the causes
of this phenomenon by observing the correlations between them through the statistical factor analysis
technique. The results demonstrated that the 12 causes of delay that were identified are correlated to only 4
delay factors, which account for 69.18% of the variance of the original data and have the eigenvalues of its
components with significance, i.e., greater than 1:
(a) management (21.41%);
(b) manpower management (20.79%);
(c) project management (17.64%); and
(d) management of climatic conditions (9.34%).
It should be noted that the delay factors mentioned above can be considered as deficiencies in the
management process of the works, which is considered to be one of the most relevant causes in the
occurrence of time and cost deviations and influences all other categorizations in terms of coordination and
decision making, a fact that is corroborated by several authors. Thus, the focus of coordination and decision
making should be on managing the enterprise.
Therefore, it can be concluded that this research extended the knowledge of the area when performing the
factor analysis of the causes of delay in construction works and not only the identification of the main
causes, a common objective to several papers. And, mainly, it allowed for understanding how these causes
relate to each other and the consequences of this correlation in the increment of the negative impacts of the
construction work delays. Another contribution provided by this article is to have prompted a deep analysis
on what issues should be prioritized in the strategies of actions that aim to minimize the occurrence of delays
in the execution of projects in the civil construction; which directly influences the costs of the works, social
issues, low quality, litigation and other consequences.

Future works
Finally, the execution of future research is recommended in order to prepare study proposals to minimize the
impacts caused by the above-mentioned delay factors, mainly analyses focused on Production Planning and
Control (PPC).

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Acknowledgements
This research was carried out with the support of the Coordenação de Aperfeiçoamento de Pessoal de Nível
Superior - Brasil (CAPES) - Financing Code 001.

André Brasil Carvalho


Programa de Pós-Graduação em Engenharia Civil | Universidade Federal do Pará | Rua Augusto Corrêa, 01, Guamá | Belém – PA – Brasil |
CEP 66075-110 | Tel.: (91) 3201-8859 | E-mail: [email protected]

Luiz Maurício Furtado Maués


Programa de Pós graduação em Engenharia Civil, Faculdade de Engenahria Civil | Universidade Federal do Pará | E-mail: [email protected]

Felipe Moreira Sá
Faculdade de Engenahria Civil | Universidade Federal do Pará | E-mail: [email protected]

Caio José Losada Reis


Programa de Pós-Graduação em Engenharia Civil | Universidade Federal do Pará | E-mail: [email protected]

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