Air Force Operations and Planning
Air Force Operations and Planning
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Air Force
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SMARTBOOK
Second
FirstEdition
Edition
(AFOPS2)
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OPERATIONS
& PLANNING
Guide to Curtis E. LeMay Center & Joint Air Operations Doctrine
Notice of Liability
The information in this SMARTbook and quick reference guide is distributed on an “As Is”
basis, without warranty. While every precaution has been taken to ensure the reliability and
accuracy of all data and contents, neither the author nor The Lightning Press shall have
any liability to any person or entity with respect to liability, loss, or damage caused directly
or indirectly by the contents of this book. If there is a discrepancy, refer to the source docu-
ment. This SMARTbook does not contain classified or sensitive information restricted from
public release.
“The views presented in this publication are those of the author and do not necessarily
represent the views of the Department of Defense or its components.”
SMARTbook is a trademark of The Lightning Press.
About our cover photo: An F-22 Raptor pilot lines up his aircraft March 31, 2011, to be
refueled by a KC-135 Stratotanker. (U.S. Air Force photo/TSgt Kendra M. Owenby)
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Notes to Reader
As the nation’s most comprehensive provider of military airpower, the Air Force
conducts continuous and concurrent air, space, and cyberspace operations.
Airpower exploits the third dimension of the operational environment; the elec-
tromagnetic spectrum; and time to leverage speed, range, flexibility, precision,
tempo, and lethality to create effects from and within the air, space, and cyberspace
domains. From this multi-dimensional perspective, Airmen can apply military power
against an enemy’s entire array of diplomatic, informational, military, and economic
instruments of power, at long ranges and on short notice.
The Air Force conducts operations along a varying scale of military involvement and
violence, referred to as the range of military operations (ROMO). They range from
continuous and recurring operations such as military engagement, security cooperation,
and deterrence; through smaller-scale contingencies and crisis response operations, as
well as irregular warfare; to major operations and campaigns such as declared wars.
The Air Force designs, plans, conducts, and assesses operations according to an
effects-based approach (EBAO). There are some significant differences between
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the focus of strategy during steady-state conditions and the focus during contingen-
cies and major operations. Contingency planning and steady-state planning employ
a common logical approach and process referred to as the common framework for
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operations, which helps to foster coherence in Air Force strategy creation.
The JFC’s estimate of the operational environment and articulation of the objectives
needed to accomplish the mission form the basis for determining components’ objec-
tives. The JFACC uses the JFC’s mission, commander’s estimate and objectives,
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commander’s intent, CONOPS, and the components’ objectives to develop a course
of action (COA). When the JFC approves the JFACC’s COA, it becomes the basis for
more detailed joint air operations planning—expressing what, where, and how joint
air operations will affect the adversary or current situation.
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Targeting is the process of selecting and prioritizing targets and matching the appro-
priate response to them, considering operational requirements and capabilities. The
targeting cycle supports the joint force commander’s (JFC) joint operation planning
and execution with a comprehensive, iterative and logical methodology for employing
ways and means to create desired effects that support achievement of objectives.
13 November 2014
10 February 2014 31 January 2013
2-Introduction
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CATALOG OF DOCTRINE TOPICS ANNEX 2-0 GLOBAL INTEGRATED INTELLIGENCE, CATALOG OF DOCTRINE TOPICS
ANNEX 2-0 GLOBAL INTEGRATED INTELLIGENCE, Introduction to Counterair Operations SURVEILLANCE & RECONNAISSANCE OPERATIONS
LINK TO THIS HEADING
Annexes
Appendix C: Multi-role AircraftA:
Appendix with an ISR Mission
Intelligence Disciplines
Appendix C: Multi-role AircraftA:
Appendix with an ISR Mission
Intelligence Disciplines Appendix C: Multi-role AircraftA:
with an ISR Mission
Appendix Intelligence Disciplines
Appendix B: ISR Resources
Appendix B: ISR Resources Appendix B: ISR Resources
Appendix C: Multi-role Aircraft with an ISR Mission
Appendix C: Multi-role Aircraft with an ISR Mission Appendix C: Multi-role Aircraft with an ISR Mission
and operational design, planning, employment, and assessment of airpower. It presents the
Air Force‘s most extensive explanation of the effects-based approach to operations (EBAO)
and contains the Air Force’s doctrinal discussion of operational design and some practical
considerations for designing operations to coerce or influence adversaries. It presents doc-
trine on cross-domain integration and steady-state operations–emerging, but validated con-
cepts that are integral to and fully complement EBAO. A common framework of processes
helps to foster coherence in Air Force strategy creation through a process of operational
design, effects-based approach to planning operations, execution, and assessment.
Chap 7: Targeting (Annex 3-60)
Targeting is the process of selecting and prioritizing targets and matching the appropriate
response to them, considering operational requirements and capabilities. This process
is systematic, comprehensive, and continuous. Combined with a clear understanding of
operational requirements, capabilities, and limitations, the targeting process identifies,
selects, and exploits critical vulnerabilities of target systems and their associated targets
to achieve the commanders’ objectives and desired end state.
Chap 8: Combat Support (Annexes 4-0, 4-02, 3-34, 3-10)
The Air Force defines combat support (CS) as the foundational and crosscutting capability
to field, base, protect, support, and sustain Air Force forces across the range of military
operations. CS enables airpower through the integration of its functional communities to
provide the core effects, core processes, and core capabilities required to execute the Air
Force mission.
Introduction-3
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(AFOPS2)
References
The following primary references were used to compile AFOPS2: The Air Force Operations
& Planning SMARTbook, 2nd Ed. All references are open-source, public domain, available
to the general public, and/or designated as “approved for public release; distribution is
unlimited.” AFOPS2: The Air Force Operations & Planning SMARTbook, 2nd Ed. does not
contain classified or sensitive material restricted from public release.
Air Force Core Doctrine Annex 3-59, Weather Ops (27 May 15)
Volume 1, Basic Doctrine (27 Feb 15) Annex 3-60, Targeting (14 Feb 17)
Volume 2, Leadership (08 Aug 15) Annex 3-61, Public Affairs (28 Jul 17)
Volume 3, Command (22 Nov 16) Annex 3-70, Strategic Attack (25 May 17)
Annex 3-72, Nuclear Ops (19 May 15)
Air Force Doctrine Annexes Annex 4-0, Combat Support (21 Dec 15)
Annex 2-0, Global Integrated ISR Ops (29
Annex 4-02, Medical Ops (29 Sep 15)
Jan 15)
Annex 3-0, Operations and Planning (04
Nov 16)
e Air Force Instructions
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AFI 10-401, Air Force Operations Planning &
Annex 3-01, Counterair Ops (01 Feb 16) Execution (w/Chg 4, 13 Mar 12)
Annex 3-2, Irregular Warfare (12 Jul 16) AFI 10-421, Operations Planning for the
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Annex 3-03, Counterland Ops (17 Mar 17) Steady-State (25 Jun 15)
Annex 3-04, Countersea Ops (07 Nov 14) AFI 13-1AOC, Volume 3, Operational
Procedures-Air Operations Center (AOC) (w/
Annex 3-05, Special Ops (09 Feb 17)
Chg 1, 18 May 12)
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(AFOPS2)
Table of Contents
Airpower Fundamentals
Chap 1
& Principles
I. Introduction to Air Force Basic Doctrine....................................1-1
- Global Vigilance.................................................................................................1-1
- Global Reach.....................................................................................................1-1
- Global Power.....................................................................................................1-1
II. Air Force Doctrine............................................................................................1-2
- Doctrine Defined..........................................................................................1-2
- Policy, Strategy, and Doctrine......................................................................1-3
II. Airpower........................................................................................1-5
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- The Third Dimension.........................................................................................1-5
I. The Foundations of Airpower............................................................................1-6
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II. Airmindedness.................................................................................................1-8
III. Range of Military Operations (ROMO).......................................1-9
I. The Range of Military Operations (ROMO)......................................................1-9
- Joint Operations, Unified Action, & the Range of Military Operations........1-10
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A. Military Engagement, Security Cooperation, and Deterrence.................. 1-11
B. Crisis Response & Limited Contingency Operations............................... 1-11
C. Large-Scale Combat Operations............................................................. 1-11
II. Steady-State Operations.................................................................................1-9
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Table of Contents-1
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Chap 2
Commanding &
Organizing
I. Commanding U.S. Air Force Forces............................................2-1
- Commander, Air Force Forces (COMAFFOR)...................................................2-1
I. COMAFFOR Operational Responsibilities.......................................................2-2
II. COMAFFOR Administrative Responsibilities...................................................2-3
III. Additional Responsibilities as the Service Component Commander..............2-4
II. Organizing U.S. Air Force Forces...............................................2-5
I. Regional versus Functional Organization.........................................................2-5
II. The Air Expeditionary Task Force (AETF).......................................................2-5
A. AETF Organization....................................................................................2-6
- Numbered Expeditionary Air Force (NAEF)............................................2-8
- Air Expeditionary Task Force-X (AETF-X)..............................................2-8
- Air Expeditionary Wing (AEW)................................................................2-8
- Air Expeditionary Group (AEG)...............................................................2-8
- Air Expeditionary Squadron (AES).........................................................2-9
- Expeditionary Elements below Squadron Level.....................................2-9
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- Provisional Units.....................................................................................2-9
B. AETF Command and Control Mechanisms.............................................2-10
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- Air Operations Center (AOC)................................................................2-10
- AFFOR Staff.........................................................................................2-10
III. Reachback / Distributed / Split Operations................................................... 2-11
IV. Command Relationship Models.................................................................... 2-11
V. Integrating Regional and Functional Air Force Forces..................................2-12
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VI. Transfer of Functional Forces to a Geographic Command..........................2-13
- Specification of OPCON............................................................................2-13
- Specification of TACON.............................................................................2-13
VII. Homeland Organizational Considerations...................................................2-14
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2-Table of Contents
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Chap 3
Command &
Control
Command & Control Overview........................................................3-1
I. Key Considerations of Command and Control.................................................3-1
II. Command Authorities and Relationships.........................................................3-4
III. Operational and Administrative Branches of the Chain of Command............3-5
I. Air Operations Center (AOC)........................................................3-9
I. AOC Primary Functions....................................................................................3-9
II. AOC Organization & Functional Teams.........................................................3-10
III. JFACC Responsibilities (through the JAOC)................................................3-12
IV. Joint Liaisons in the AOC.............................................................................3-14
V. Specialty/Support Functions..........................................................................3-16
II. Air Force Forces Staff (AFFOR)................................................3-17
I. Air Force Forces Staff (AFFOR).....................................................................3-17
II. AFFOR Organization & Staff Directorates.....................................................3-18
III. AFFOR Staff Responsibilities.......................................................................3-20
IV. JFACC Staff..................................................................................................3-20
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III. Joint Force Air Component Commander (JFACC).................3-21
- The Joint Force Commander...........................................................................3-22
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I. Joint Force Air Component Commander (JFACC).........................................3-22
A. Authority...................................................................................................3-22
B. JFACC Responsibilities...........................................................................3-23
C. Typical JFACC Staff & Joint Air Operations Center Organization............3-24
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D. Tasking Component Forces.....................................................................3-26
E. Options for Establishing a JFACC...........................................................3-26
F. Joint Force Staff Option............................................................................3-27
G. JFACC Basing and Transition.................................................................3-28
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Table of Contents-3
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Chap 4
Airpower
Airpower (Overview)........................................................................4-1
I. Applying Airpower.............................................................................................4-4
A. Airpower as Maneuver in Warfare..............................................................4-4
B. Parallel and Asymmetric Operations..........................................................4-4
II. Airpower and the Range of Military Operations...............................................4-5
I. Counterair Operations..................................................................4-7
- The Air Domain..................................................................................................4-7
- Air Control..........................................................................................................4-7
I. Air Control Relationships..................................................................................4-9
II. Counterair Operations...................................................................................4-10
A. Offensive Counterair (OCA).....................................................................4-10
B. Defensive Counterair (DCA).................................................................... 4-11
III. Planning Considerations...............................................................................4-12
IV. Combat Identification (CID)..........................................................................4-16
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II. Counterland Operations (AI & CAS).........................................4-17
I. Air Interdiction (AI)..........................................................................................4-20
A. Effects of Air Interdiction..........................................................................4-20
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B. Interdiction Objectives.............................................................................4-21
C. Types of Air Interdiction Requests...........................................................4-22
II. Close Air Support (CAS)................................................................................4-24
A. CAS Responsibilities...............................................................................4-25
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B. CAS Objectives........................................................................................4-25
C. CAS Effects.............................................................................................4-25
D. CAS Planning..........................................................................................4-26
III. Terminal Attack Control.................................................................................4-30
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4-Table of Contents
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IV. Airlift..............................................................................................................4-48
V. Air Refueling..................................................................................................4-50
VI. Air Mobility Support/GAMSS........................................................................4-52
VII. Aeromedical Evacuation (AE).....................................................................4-54
VI. Global Integrated ISR Operations............................................4-57
I. Airmen’s Perspective......................................................................................4-58
II. Planning and Direction; Collection; Processing and Exploitation;.................4-59
Analysis and Production; and Dissemination (PCPAD)
III. Global Integrated ISR Enduring Capabilities................................................4-60
IV. Cross-Domain Integration and Global Integrated ISR..................................4-61
V. Joint Intelligence Preparation of the Operational Environment (JIPOE)........4-62
VI. ISR in the Air Operations Center..................................................................4-63
VII. Intelligence Disciplines................................................................................4-64
VII. Strategic Attack (SA)...............................................................4-65
I. Strategic Attack and Warfighting Strategy......................................................4-66
II. Basic Characteristics.....................................................................................4-68
III. The Role of Airpower in Strategic Attack......................................................4-69
IV. Command and Control of Strategic Attack...................................................4-69
V. Elements of Effective Employment................................................................4-70
VIII. Nuclear Operations.................................................................4-71
I. Fundamentals of Nuclear Operations.............................................................4-72
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II. Strategic Effects: Deterrence, Assurance, Dissuasion, and Defeat...............4-73
III. Nuclear Surety..............................................................................................4-76
IV. Nuclear Command and Control System.......................................................4-78
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IX. Personnel Recovery.................................................................4-79
I. Personnel Recovery Functions.......................................................................4-80
II. Personnel Recovery Missions.......................................................................4-82
III. Personnel Recovery System........................................................................4-82
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IV. Joint Personnel Recovery Center (JPRC)....................................................4-82
X. Special Operations....................................................................4-83
I. USSOCOM Core Activities.............................................................................4-84
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Chap 5
Operations &
Planning
Operations & Planning (Overview).................................................5-1
I. Strategy............................................................................................................5-2
II. Effects-Based Approach to Operations (EBAO)..............................................5-4
III. The Common Operations Framework............................................................5-5
I. Operational Design.......................................................................5-7
I. Operational Design Fundamentals...................................................................5-7
II. Methods of Operational Design.......................................................................5-9
III. Operational Design Methodology.................................................................5-10
A. Framing the Operational Environment.....................................................5-10
B. Framing the Problem...............................................................................5-10
C. Developing the Operational Approach..................................................... 5-11
IV. Steady-State Design: Shaping the Operational Approach............................5-12
V. Practical Design: The Coercion Continuum...................................................5-14
II. Planning......................................................................................5-15
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I. Air Force Planning in the Context of Joint Planning.......................................5-15
II. Steady-State Planning...................................................................................5-16
III. Deliberate and Crisis Action Planning..........................................................5-18
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- Service Component Planning during Contingencies..................................5-19
- Contingency & Crisis Action Planning........................................................5-20
- DCAPES, Force Modules & UTCs........................................................5-20
- Crisis Action Planning (CAP) Orders....................................................5-21
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IV. The Relationship Between Operational Design and Planning......................5-22
- Lines of Effort.............................................................................................5-22
V. An Effects-Based Approach to Planning........................................................5-22
- Effects, Objectives & Actions (EBAO)........................................................5-24
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6-Table of Contents
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Chap 6
Planning for
Joint Air Operations
Planning for Joint Air Operations (Overview)................................6-1
I. The Joint Air Estimate...................................................................6-3
- Joint Air Estimate of the Situation Template......................................................6-4
II. Joint Air Operations Planning (JOPPA)......................................6-5
Step 1. Initiation...................................................................................................6-8
Step 2. Mission Analysis......................................................................................6-8
Step 3. COA Development................................................................................6-10
Step 4. COA Analysis and Wargaming..............................................................6-14
Step 5. COA Comparison..................................................................................6-14
Step 6. COA Approval........................................................................................6-25
Step 7. Plan or Order Development..................................................................6-25
- Sample Joint Air Operations Plan (JAOP).................................................6-16
III. Joint Targeting...........................................................................6-19
I. Joint Targeting Cycle......................................................................................6-19
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II. Joint Targeting Coordination Board (JTCB)...................................................6-20
III. Targeting Functions......................................................................................6-20
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IV. The Targeting Effects Team (TET)................................................................6-21
V. Target Development and Prioritization...........................................................6-22
IV. The Joint Air Tasking Cycle......................................................6-23
I. The Joint Air Tasking Cycle.............................................................................6-23
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II. Joint Air Tasking Cycle Stages.......................................................................6-26
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Chap 7
Targeting
I. Targeting Fundamentals...............................................................7-1
I. Target Fundamentals and Characteristics........................................................7-2
II. Types of Targeting...........................................................................................7-4
III. Effects-Based Approach to Operations (EBAO).............................................7-5
IV. The Targeting Cycle........................................................................................7-6
V. Targeting-Related Responsibilities..................................................................7-8
VI. Targeting Coordination & Liaisons................................................................7-10
VII. Establishing Collaborative and Support Targeting Relationships................7-12
A. Reachback...............................................................................................7-12
B. Distributed Operations.............................................................................7-12
C. Split Operations.......................................................................................7-12
II. Target Planning...........................................................................7-13
- Targeting Considerations during JOPPA.........................................................7-14
- Target Nomination...........................................................................................7-15
- Effects-Based Approach to Operations (EBAO)..............................................7-16
Table of Contents-7
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B. Operational-Level Assessment................................................................7-54
C. Combat Assessment (CA)*......................................................................7-54
II. Measures and Indicators...............................................................................7-55
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III. Targeting and Legal Considerations.............................................................7-58
Combat
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Chap 8
Support
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I. Combat Support............................................................................8-1
I. Combat Support Construct...............................................................................8-2
II. Command Relationships.................................................................................8-4
II. Engineering Operations...............................................................8-5
I. Engineering: The Airmen’s Perspective............................................................8-5
II. Engineer Functions..........................................................................................8-6
A. General Engineering..................................................................................8-6
B. Combat Engineering..................................................................................8-6
C. Geospatial Engineering.............................................................................8-7
III. Command and Organization...........................................................................8-8
III. Medical Operations.....................................................................8-9
I. Airman’s Perspective........................................................................................8-9
II. Air Force Medical Forces Employment..........................................................8-10
III. Air Force Medical Forces Objectives............................................................8-12
IV. Force Protection........................................................................8-13
I. Command Responsibilities for Force Protection............................................8-13
II. Force Protection and Command Relationships in a Joint Environment........8-16
8-Table of Contents
Fundamentals
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& Principles
Chap 1
I. Introduction to
Air Force Basic Doctrine
Ref: Volume 1, Air Force Basic Doctrine (27 Feb 15), introduction.
Air Force Doctrine Volume 1, Air Force Basic Doctrine, is the senior statement of Air
Force doctrine. It discusses the fundamental beliefs that underpin the application of
Air Force capabilities across the range of military operations. It provides guidance
on the proper employment of airpower, sets the foundation for educating Airmen on
airpower, guides the development of all other doctrine, and provides insight where
personal experience may be lacking.
As a whole, Air Force doctrine describes the various operations and activities that
underpin the Service’s ability to provide global vigilance, global reach, and global
power, which allows us to anticipate threats and provide strategic reach to curb
crises with overwhelming power to prevail.
Global Vigilance
Global Vigilance is the ability to gain and maintain awareness – to keep an
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unblinking eye on any entity – anywhere in the world; to provide warning and
to determine intent, opportunity, capability, or vulnerability; then to fuse this
information with data received from other Services or agencies and use and
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share relevant information with the joint force commander.
Global Reach
Global Reach is the ability to project military capability responsively – with
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unrivaled velocity and precision – to any point on or above the earth, and
provide mobility to rapidly supply, position, or reposition joint forces.
Global Power
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Global Power is the ability to hold at risk or strike any target anywhere in the
world, assert national sovereignty, safeguard joint freedom of action, and
achieve swift, decisive, precise effects.
The global context in which Airmen must anticipate and plan will remain ambiguous;
unlike the Cold War era, there is no single, clearly defined opponent against which
we can design forces and anticipate strategy. Air Force studies of the likely future
operating environment, such as the Air Force Strategic Environment Assessment,
provide a perspective on future trends and implications. Some key points are sum-
marized as follows:
• Changes are leading to a shift in the balance of power, a more multi-polar
world, and potentially adverse deviations to traditional US alliances and part-
nerships.
• The potential demand for certain types of operations—especially those associ-
ated with irregular warfare (IW), humanitarian operations, special operations,
information gathering, and urban operations—will likely increase, and effective
deterrence will likely become more challenging.
• Adversaries are gaining access to potential new and enhanced technologies
and their associated capabilities. These capabilities, which will challenge Air
Force operations include more lethal and precise weapon systems, enablers,
and defenses; improved capabilities in space and cyberspace; weapons of
mass destruction; and emerging and disruptive technology.
(Fundamentals & Principles) I. Intro to Basic Doctrine 1-1
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& Principles
Doctrine Defined
Doctrine is defined as “fundamental principles by which the military forces
or elements thereof guide their actions in support of national objectives. It is
authoritative but requires judgment in application” (Joint Publication [JP] 1-02,
Department of Defense Dictionary of Military and Associated Terms).
“… fundamental principles…”
Doctrine is a body of carefully developed, sanctioned ideas which has been
officially approved or ratified corporately, and not dictated by any one individual.
Doctrine establishes a common frame of reference including intellectual tools
that commanders use to solve military problems. It is what we believe to be true
about the best way to do things based on the evidence to date.
“…military forces…”
For the purposes of Air Force doctrine, this includes all Airmen, both uniformed
and Department of the Air Force civilians. These constitute the uniformed warf-
ighters, their commanders, and the capabilities and support that they employ.
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They operate across the range of military operations (ROMO) and can be task-
organized into the “right force” for any particular joint contingency.
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“…in support of national objectives…”
Military forces should always conduct operations in order to support objectives
that create continuing advantage for our nation.
Air Force doctrine describes and guides the proper use of airpower in military opera-
tions. It is what we have come to understand, based on our experience to date. The
Air Force promulgates and teaches its doctrine as a common frame of reference on
the best way to prepare and employ Air Force forces. Subsequently, doctrine shapes
the manner in which the Air Force organizes, trains, equips, and sustains its forces.
Doctrine prepares us for future uncertainties and provides a common set of under-
standings on which Airmen base their decisions. Doctrine consists of the fundamental
principles by which military forces guide their actions in support of national objectives;
it is the linchpin of successful military operations. It also provides us with common ter-
minology, conveying precision in expressing our ideas. In application, doctrine should
be used with judgment. It should never be dismissed out of hand or through ignorance
of its principles, nor should it be employed blindly without due regard for the mis-
sion and situation at hand. On the other hand, following doctrine to the letter is not the
fundamental intent. Rather, good doctrine is somewhat akin to a good “commander’s in-
tent:” it provides sufficient information on what to do, but does not specifically say how to
do it. Airmen should strive above all else to be doctrinally sound, not doctrinally bound.
In the current turbulent environment of expeditionary operations and the arena of
homeland security, doctrine provides an informed starting point for the many decisions
Airmen make in what seems to be a continuous series of deployments. Airmen no
longer face the challenge of starting with a blank sheet of paper; with doctrine, Airmen
now have a good outline that helps answer several basic questions:
& Principles
• What is my mission? How should I approach it?
• What should my organization look like, and why?
• What are my lines of authority within my organization and within the joint force?
• What degrees of control do I have over my forces?
• How am I supported? Who do I call for more support?
• How should I articulate what the Air Force provides to the joint force?
From one operation to the next, many things are actually constant. Doctrine, properly ap-
plied, often can provide a 70-, 80-, or even 90-percent solution to most questions, allowing
leaders to focus on the remainder, which usually involves tailoring for the specific opera-
tion. Good doctrine informs, provides a sound departure point, and allows flexibility.
A study of airpower doctrine should draw a distinction between theory and practice.
Theory is less constrained by limited empirical context, and designed to encourage debate
and introspection with an eye towards improving military advantage. It is part of a vital,
iterative investigation of what works under particular circumstances, and why. Theoretical
discussion is critical to a successful military. This publication does not present a compre-
hensive theory for airpower. Instead, it focuses on those ideas and validated concepts,
grounded in experience and Service consensus. This is the heart of doctrine.
Finally, a study of airpower doctrine should also distinguish between doctrine and public
relations-like pronouncements concerning the Air Force’s role. There have been many of
the latter since the Air Force’s inception. Some have been developed with an eye towards
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influencing public and congressional perception of the Air Force’s role and value. Others
have been made in a strategic planning context (e.g., a “vision-mission-goals” develop-
ment process) that are a normal part of formal, long range corporate planning. Such
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statements are not enduring and not doctrine; they should be viewed in the context in
which they were created.
Policy
Policy is guidance that is directive or instructive, stating what is to be accomplished. It
reflects a conscious choice to pursue certain avenues and not others. Thus, while doc-
trine is held to be relatively enduring, policy is more mutable and also directive. Policies
may change due to changes in national leadership, political considerations, or for fiscal
reasons. At the national level, policy may be expressed in such broad vehicles as the
National Security Strategy or Presidential Executive Orders. Within military operations,
policy may be expressed not only in terms of objectives, but also in rules of engagement
(ROE)—what we may or may not strike, or under what circumstances we may strike
particular targets.
Strategy
Strategy defines how operations should be conducted to accomplish national policy
objectives. Strategy is the continuous process of matching ends, ways, and means to
accomplish desired goals within acceptable levels of risk. Strategy originates in policy and
addresses broad objectives, along with the designs and plans for achieving them.
Doctrine
Doctrine presents considerations on how to accomplish military goals and objectives. It
is a storehouse of analyzed experience and wisdom. Military doctrine is authoritative, but
unlike policy, is not directive.
& Principles
Chap 1
II. Airpower
Ref: Volume 1, Air Force Basic Doctrine (27 Feb 15), pp. 23 to 35.
Airpower is defined as “the ability to project military power or influence through the
control and exploitation of air, space, and cyberspace to achieve strategic, opera-
tional, or tactical objectives.” The proper application of airpower requires a compre-
hensive doctrine of employment and an Airman’s perspective. As the nation’s most
comprehensive provider of military airpower, the Air Force conducts continuous and
concurrent air, space, and cyberspace operations. The air, space, and cyberspace
capabilities of the other Services serve primarily to support their organic maneuver
paradigms; the Air Force employs air, space, and cyberspace capabilities with a
broader focus on theater-wide and national-level objectives. Through airpower, the
Air Force provides the versatile, wide-ranging means towards achieving national
objectives with the ability to deter and respond immediately to crises anywhere in the
world.
Airpower exploits the third dimension of the operational environment; the electromag-
netic spectrum; and time to leverage speed, range, flexibility, precision, tempo, and
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lethality to create effects from and within the air, space, and cyberspace domains.
From this multi-dimensional perspective, Airmen can apply military power against an
enemy’s entire array of diplomatic, informational, military, and economic instruments
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of power, at long ranges and on short notice. Airpower can be applied across the
strategic, operational, and tactical levels of war simultaneously, significantly increas-
ing the options available to national leadership. Due to its range, speed, and flex-
ibility, airpower can compress time, controlling the tempo of operations in our favor.
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Airpower should be employed with appropriate consideration of land and maritime
power, not just during operations against enemy forces, but when used as part of a
team that protects and aids friendly forces as well.
Much of what airpower can accomplish from within these three domains is done to
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critically affect events in the land and maritime domains—this is the heart of joint-
domain integration, a fundamental aspect of airpower’s contribution to US national
interests. Airmen integrate capabilities across air, space, and cyberspace domains
to achieve effects across all domains in support of joint force commander objectives.
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observation, and take advantage of tactical, operational, and strategic oppor-
tunities. Thus, airpower can simultaneously strike directly at the adversary’s
centers of gravity, vital centers, critical vulnerabilities, and strategy. Airpower’s
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ability to strike the enemy rapidly and unexpectedly across all of these critical points
adds a significant impact to an enemy’s will in addition to the physical blow. This
capability allows airpower to achieve effects well beyond the tactical effects of indi-
vidual actions, at a tempo that disrupts the adversary’s decision cycle.
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Airpower can be used to rapidly express the national will wherever and when-
ever necessary. The world at large perceives American airpower to be a politically
acceptable expression of national power which offers reasonable alternatives to
long, bloody ground battles, while making an impact on the international situation.
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II. Airmindedness
Ref: Volume 1, Air Force Basic Doctrine (27 Feb 15), p. 33.
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the flexibility and utility of airpower is best fully exploited by an air-minded Airman.
• Airpower can apply force against many facets of enemy power. Air Force-
provided capabilities can be brought to bear against any lawful target within an
enemy‘s diplomatic, informational, military, economic, and social structures simul-
taneously or separately.
• Air Force forces are less culturally intrusive in many scenarios
• Airpower’s inherent speed, range, and flexibility combine to make it one of the
most versatile components of military power
• Airpower results from the effective integration of capabilities, people, weapons,
bases, logistics, and all supporting infrastructure
• The choice of appropriate capabilities is a key aspect in the realization of airpow-
er. Weapons should be selected based on their ability to create desired effects on
an adversary‘s capability and will. Achieving the full potential of airpower requires
timely, actionable intelligence and sufficient command and control capabilities to
permit commanders to exploit precision, speed, range, flexibility, and versatility.
• Supporting bases with their people, systems, and facilities are essential to
launch, recovery, and sustainment of Air Force forces
• Airpower’s unique characteristics necessitate that it be centrally controlled by Air-
men. Airpower can quickly intervene anywhere, regardless of whether it is used
for strategic or tactical purposes
& Principles
Chap 1
III. The Range of
Military Operations
Ref: Volume 1, Air Force Basic Doctrine (27 Feb 15), pp. 36 to 47.
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Range of Military Operations (ROMO)
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m
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For further discussion on the ROMO from JP 3-0, see following pages (pp. 1-10 to
1-11). Refer also to Annex 3-0, Operations and Planning, and Joint Publication 1,
Doctrine for the Armed Forces of the United States.
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activities of nonmilitary organizations in the operational area to promote unified action.
Unified action is a comprehensive approach that synchronizes, coordinates, and when
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appropriate, integrates military operations with the activities of other governmental and
nongovernmental organizations to achieve unity of effort.
When conducting operations for a joint force commander, Army forces achieve unified
action by synchronizing actions with the activities of components of the joint force and
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unified action partners.
The Range of Military Operations (ROMO)
The range of military operations is a fundamental construct that provides context. Military
operations vary in scope, purpose, and conflict intensity across a range that extends from
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military engagement, security cooperation, and deterrence activities to crisis response and
limited contingency operations and, if necessary, to major operations and campaigns. Use
of joint capabilities in military engagement, security cooperation, and deterrence activities
helps shape the operational environment and keep the day-to-day tensions between na-
tions or groups below the threshold of armed conflict while maintaining US global influence.
Range of
Crisis Response and Limited Contingency Operations Military
Operations
& Principles
Chap 2
V. Tenets of
Airpower
Ref: Volume 1, Air Force Basic Doctrine (27 Feb 15), pp. 65 to 75.
The application of airpower is refined by several fundamental guiding truths. These truths
are known as tenets. They reflect not only the unique historical and doctrinal evolution of
airpower, but also the current appreciation for the nature of airpower. The tenets of air-
power complement the principles of joint operations. While the principles of war provide
general guidance on the application of military forces, the tenets provide more specific
considerations for the employment of airpower.
Tenets of Airpower
A Centralized Control and Decentralized Execution
F Priority
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G Balance
The tenets of airpower are interconnected, overlapping, and often interlocking. Flex-
ibility and versatility necessitate priorities. Priorities determine synergies, levels of
concentration, and degrees of persistence. Balance calculations influence all opera-
tions. The combinations and permutations of interrelationships between the tenets
are nearly endless. However, the oldest tenet of airpower—centralized control and
decentralized execution—remains the keystone of success in modern warfare.
As with the principles of joint operations, these tenets require informed judgment
in application. They require a skillful blending to tailor them to the ever-changing
operational environment. The competing demands of the principles and tenets (for
example mass versus economy of force, concentration versus balance, and priority
versus objective) require an Airman’s expert understanding in order to strike the
required balance. In the last analysis, commanders accept the fact that war is incred-
ibly complicated and no two operations are identical. Commanders should apply their
professional judgment and experience as they employ airpower in a given situation.
Chap 2
I. Commanding U.S.
Air Force Forces
Commanding
& Organizing
Ref: Volume 3, Command (22 Nov 16), pp. 43 to 48.
Organization is critically important to effective and efficient operations. Service and
joint force organization and command relationships—literally, who owns what, and
who can do what with whom, and when—easily create the most friction within any op-
eration. Air Force organization and preferred command arrangements are designed to
address unity of command, a key principle of war. Clear lines of authority, with clearly
identified commanders at appropriate echelons exercising appropriate control, are es-
sential to achieving unity of effort, reducing confusion, and maintaining priorities.
The key to successful employment of Air Force forces as part of a joint force effort is
providing a single Air Force commander with the responsibility and authority to properly
organize, train, equip and employ Air Force forces to accomplish assigned functions and
tasks. The title of this commander is Commander, Air Force Forces (COMAFFOR).
Operationally, the COMAFFOR should be prepared to employ Air Force forces as
directed by the joint force commander (JFC), and if directed be prepared to employ joint
air forces as the joint force air component commander (JFACC). In either event, the CO-
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MAFFOR should also ensure that Air Force forces are prepared to execute the missions
assigned by the JFC. The requirements and responsibilities of the COMAFFOR and
JFACC are inextricably linked; both are critical to operational success.
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Commander, Air Force Forces (COMAFFOR)
The title of COMAFFOR is reserved exclusively to the single Air Force com-
m
mander of an Air Force Service component assigned or attached to a JFC
at the unified combatant command, subunified combatant command, or joint
task force (JTF) level.
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If Air Force forces are attached to a JFC, they should be presented as an air expedi-
tionary task force (AETF).
• The AETF becomes the Air Force Service component to the JTF and the AETF
commander is the COMAFFOR to the JTF commander. Thus, depending on
the scenario, the position of COMAFFOR may exist simultaneously at different
levels within a given theater as long as each COMAFFOR is separately as-
signed or attached to and under the operational control of a different JFC.
• The COMAFFOR provides unity of command. To a JFC, a COMAFFOR
provides a single face for all Air Force issues. Within the Air Force Service
component, the COMAFFOR is the single commander who conveys command-
er’s intent and is responsible for operating and supporting all Air Force forces
assigned or attached to that joint force.
• The COMAFFOR commands forces through two separate branches of the
chain of command: the operational branch and the administrative branch.
The COMAFFOR should normally be designated at a command level above the
operating forces and should not be dual-hatted as commander of one of the subordi-
nate operating units. This allows the COMAFFOR to focus at the operational level.
Commanding
& Organizing
• Within the administrative branch, the COMAFFOR has complete ADCON of all
assigned Air Force component forces and specified ADCON of all attached Air
Force component forces.
• The specified responsibilities listed below apply to all attached forces, regardless
of major command or Air Force component (regular, Guard, or Reserve).
• The COMAFFOR also has some ADCON responsibilities for Air Force elements
and personnel assigned to other joint force components (such as liaisons).
As the Service component commander to a JFC, the COMAFFOR has the following
responsibilities:
• Organize, train, and sustain assigned and attached Air Force forces for combat-
ant commander (CCDR)-assigned missions.
- Prescribe the chain of command within the Air Force Service component.
- Maintain reachback between the Air Force component and other supporting Air
Force elements. Delineate responsibilities between forward and rear elements.
- Provide training in Service-unique doctrine, tactical methods, and techniques.
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- Provide for logistics and mission support functions normal to the command.
• Inform the JFC (and the CCDR, if affected) of planning for changes in logistics
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support that would significantly affect operational capability or sustainability suf-
ficiently early in the planning process for the JFC to evaluate the proposals prior
to final decision or implementation.
• Provide lateral liaisons with Army, Navy, Marines, special operations forces, and
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coalition partners.
• Maintain internal administration and discipline, including application of the Uni-
form Code of Military Justice (UCMJ).
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Chap 2
II. Organizing U.S.
Air Force Forces
Commanding
& Organizing
Ref: Volume 3, Command (22 Nov 16), pp. 49 to 66.
Organization is critically important to effective and efficient operations. Service and joint
force organization and command relationships—literally, who owns what, and who can
do what with whom, and when—easily create the most friction within any operation.
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collective capabilities of airpower in the hands of a single Airman through skillful ar-
rangement of command relationships, focused expeditionary organization, reach-
back, and forward deployment of specialized talent.
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There will usually be tension between regionally-organized forces and functionally-
organized forces. The former seek effectiveness at the point of their operation, while
the latter seek effectiveness and efficiency across several regions. At critical times,
the requirement for effectiveness may trump efficiency, and additional functional
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forces may be transferred to the regional command and organized accordingly.
See following page (p. 2-7) for an overview and further discussion. See related
discussion on transferring forces and the complete discussion on “Transfer of
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AETF Organization
Ref: Annex 3-30, Command and Control (7 Nov ‘14), pp. 58 to 61.
AETFs can be sized and tailored to meet the specific requirements of the mission. The
basic building block of an AETF is the squadron; however, a squadron normally does not
Commanding
& Organizing
have sufficient resources to operate independently. Thus, the smallest AETF is normally
an air expeditionary group; larger AETFs may be composed of several expeditionary
wings. Within an AETF, the AETF commander organizes forces as necessary into wings,
groups, squadrons, flights, detachments, or elements to provide reasonable internal
spans of control, command elements at appropriate levels, and to retain unit identity.
A. Numbered Expeditionary Air Force (NEAF)
Numbered expeditionary Air Force (NEAF) is the generic title for an AETF made up of
multiple expeditionary wings and is the largest sized AETF. NEAFs normally carry an ap-
propriate numerical designation based on NAFs historically associated with the region or
command. Subordinate expeditionary units may retain their own numerical designations.
Use of the NEAF designation is also intended to provide appropriate unit awards and
honors credit for the units and staffs within the NEAF. The NEAF commander is normally
a COMAFFOR.
B. Air Expeditionary Task Force-X (AETF-X)
“Air Expeditionary Task Force - X” (AETF-X) is the generic title used when a provisional
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Air Force command echelon is needed between a NEAF and an air expeditionary wing
(AEW). AETF-X is used when a NEAF-level AETF establishes a subordinate provisional
command echelon consisting of two or more AEWs. An example of this usage is when
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the Commander, US Air Forces Central (USAFCENT) established two subordinate
AETFs, AETF-Iraq (AETF-I) and AETF-Afghanistan (AETF-A), to provide command over
multiple AEWs in their respective JOAs. Depending on why this echelon is established,
and its relationship within Service and joint force organizations, the AETF-X commander
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may or may not be a COMAFFOR.
C. Air Expeditionary Wing (AEW)
AEW is the generic title for a deployed wing or a wing slice within an AETF. An AEW
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normally is composed of the wing command element and subordinate groups and squad-
rons. AEWs normally carry the numerical designation of the wing providing the command
element. Subordinate expeditionary groups and support squadrons carry the numerical
designation of the parent AEW. Subordinate mission squadrons and direct combat support
units retain their numeric designation in an expeditionary status. Use of the AEW designa-
tion is also intended to provide appropriate unit awards and honors credit for the parent
unit. An AEW may be composed of units from different wings, but where possible, the AEW
is formed from units of a single wing. AEW commanders report to the COMAFFOR.
D. Air Expeditionary Group (AEG)
Air expeditionary group (AEG) is the generic title for a deployed group assigned to an
AEW or a deployed independent group assigned to an AETF. Unlike traditional “home
station” groups, which are functionally organized (i.e., operations group, maintenance
group, etc.), expeditionary groups that are deployed independent of a wing structure
should contain elements of all the functions to conduct semi-autonomous operations. An
AEG is composed of a slice of the wing command element and some squadrons. Since
Air Force groups are organized without significant staff support, a wing slice is needed to
provide the command and control for echelons smaller than the normal wing. An AEG as-
signed to an AEW carries the numeric designation of the AEW. An independent AEG nor-
mally carries the numerical designation of the unit providing the command element and/
or the largest portion of the expeditionary organization. Deployed squadrons (assigned
or attached) retain their numerical designation and acquire the “expeditionary” designa-
Chap 2
III. Air Force Component
Within the Joint Force
Commanding
& Organizing
Ref: Volume 3, Command (22 Nov 16), pp. 67 to
The designation of joint force air, land, maritime and special operations compo-
nent commanders (JFACC, joint force land component commander [JFLCC], joint
force maritime component commander [JFMCC], and joint force special operations
component commander [JFSOCC] respectively) is at the discretion of the joint force
commander (JFC). The JFC normally assigns broad missions to the component com-
manders; with each mission comes a specification of supported commander for that
mission. As an example, the JFC may designate the COMAFFOR as the supported
commander for strategic attack, air interdiction, and theater airborne intelligence,
surveillance, and reconnaissance (among other missions).
The COMAFFOR should establish a close working relationship with the JFC to ensure
the best representation of airpower’s potential. The commander responsible for a mis-
sion should be given the requisite authority to carry out that mission.
Commanding
& Organizing
The commander, Air Force forces (COMAFFOR), when acting as the joint force air
component commander may establish one or more joint air component coordination
elements (JACCEs) with other component commanders’ headquarters to better inte-
grate the air component’s operations with their operations, and with the supported joint
task force (JTF) headquarters (if the theater COMAFFOR is designated in support to a
JTF) to better integrate air component operations within the overall joint force.
The JACCE facilitates integration by exchanging current intelligence, operational
data, and support requirements, and by coordinating the integration of COMAFFOR
requirements for airspace coordinating measures, fire support coordinating measures,
close air support, air mobility, and space requirements. As such, the JACCE is a
liaison element, not a command and control (C2) node; thus, the JACCE normally has
no authority to direct or employ forces. The JACCE should not replace, replicate, or
circumvent normal request mechanisms already in place in the component/JTF staffs,
nor supplant normal planning performed by the air operations center and AFFOR staff.
Normally, the JACCE should:
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• Ensure the COMAFFOR is aware of each commander’s priorities and plans.
• Ensure the COMAFFOR staff coordinates within their surface component/JTF
headquarters counterparts to work issues.
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• Ensure appropriate commanders are aware of the COMAFFOR’s capabilities and
limitations (constraints, restraints, and restrictions).
• Ensure appropriate commanders are aware of the COMAFFOR’s plan to support
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the surface commander’s scheme of maneuver and JFC’s intent and objectives.
• Facilitate COMAFFOR staff processes with the surface/JTF commanders.
Provide oversight of other COMAFFOR liaisons to component/JTF headquarters
staffs, if directed.
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• Ensure information flows properly between the AOC, sister components, and the
JFC.
See also p. 3-25 (JACCE).
Commanding
& Organizing
No single command structure meets the needs of every multinational command but one
absolute remains constant; political considerations will heavily influence the ultimate
shape of the command structure. Organizational structures include the following:
National Command
Command Authority Delegated to Multinational Force Cdr
Nation to Nation Communication
Chap 3
Command & Control
Overview
Ref: Annex 3-30, Command and Control (7 Nov 2014), pp. 11 to 22.
Modern military operations require flexibility in execution to adapt to a wide variety of
scenarios; this drives a need to assemble the right mix of forces from the appropri-
ate Services to tailor the operation. This need to assemble the right forces drives a
corresponding need for proper organization, clearly defined command relationships,
and appropriate command and control mechanisms.
Command and control (C2) and organization are inextricably linked. Forces should
Command
& Control
be organized around the principle of unity of command. Clear lines of authority,
with clearly identified commanders at appropriate echelons exercising appropriate
control, are essential to achieving unity of effort, reducing confusion, and maintaining
priorities. To this end, commanders should be clearly identified and empowered with
appropriate operational and administrative command authorities, and appropriate
joint command arrangements should be clearly specified to integrate effects across
Service lines. Effective joint and Service organization is “rocket science.”
Air Force expeditionary organization and preferred command arrangements are de-
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signed to address unity of command. The axiom that “Airmen work for Airmen, and
the senior Airman works for the joint force commander (JFC),” not only preserves the
principle of unity of command, it also embodies the principle of simplicity. When Air
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Force forces are assigned or attached to a joint force at any level, the senior ranking
Airman qualified for command should be designated as the commander, Air Force
forces (COMAFFOR) and the Air Force component should normally be formed as an
air expeditionary task force (AETF). As the senior Airman representing the Air Force
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component, the COMAFFOR provides a single Air Force face to the JFC for all Air
Force matters.
Some capabilities may not be organic to the component and may be made available
through a supported/supporting command relationship, or be made available through
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A. Unity of Command
Unity of command is one of the principles of war. According to Air Force doctrine
Volume 1, Basic Doctrine, “unity of command ensures concentration of effort for
every objective under one responsible commander. This principle emphasizes that
all efforts should be directed and coordinated toward a common objective.”
Unity of command is not intended to promote centralized control without delegation
of execution authority to subordinate commanders. Some commanders may fulfill
their responsibilities by personally directing units to engage in missions or tasks.
However, as the breadth of command expands to include the full spectrum of opera-
tions, commanders are normally precluded from exercising such immediate control
over all operations in their area of command. Thus, C2 arrangements normally
ized control is defined as “in joint air operations, placing within one commander the
responsibility and authority for planning, directing, and coordinating a military opera-
tion or group/category of operations” Decentralized execution is defined as “the del-
egation of execution authority to subordinate commanders” and other tactical-level
decision makers to achieve effective span of control and to foster disciplined initia-
tive and tactical flexibility. Airpower’s unique speed, range, and ability to maneuver
in three dimensions depend on centralized control and decentralized execution to
achieve the desired effects.
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Centralized control and decentralized execution are critical to the effective employ-
ment of airpower. Indeed, they are the fundamental organizing principles Airmen
use for effective C2, having been proven over decades of experience as the most
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effective means of employing airpower. Because of airpower’s potential to directly af-
fect the strategic level of war and operational level of war, it should be controlled by
a single Airman at the air component commander level. This Airman should maintain
the broad strategic perspective necessary to balance and prioritize use of airpower
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resources that have been allocated to the theater. A single commander, focused on
the broader aspects of an operation, can best mediate competing demands for tacti-
cal support against the strategic and operational requirements of the conflict.
Air Force doctrine Volume 1, Basic Doctrine, embodies the Air Force’s commitment
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C. Commander’s Intent
Two joint C2 concepts that nurture implicit communications are commander’s intent
and mission-type orders. By expressing intent and direction through mission-type
orders, the commander attempts to provide clear objectives and goals to enable
subordinates to execute the mission.
Guidance for planning and conducting air component operations is reflected in the
commander’s intent. Those granted delegated authority must understand the com-
mander’s intent, which is disseminated through such products as a JFC’s operation
plan; a COMAFFOR’s air operations plan and air operations directive; air, space,
or cyberspace tasking orders produced by appropriate Air Force components;
and annexes to such plans and orders that provide specific guidance for special-
ized functions. Unity of effort over complex operations is made possible through
decentralized execution of centralized, overarching plans. Roles and responsibilities
throughout the chain of command should be clearly spelled out and understood, not
only to ensure proper follow-through of the original mission intent and accountability
for mission completion, but also to provide continuity of operations in the event of
degraded communications between echelons. Communication between command-
ers and those to whom authority is delegated is essential throughout all phases of
the military operation.
training. For example, OPCON does not include the authority to change the Service’s
internal organization of its forces.
Component forces (e.g., the air expeditionary task force and its subordinate mix of
expeditionary wings, groups, or squadrons) “should remain organized as designed and in
the manner accustomed through training to maximize effectiveness.” (Joint Publication 1,
Doctrine for the Armed Forces of the United States). OPCON should be exercised through
the commanders of subordinate organizations, such as subordinate JFCs and Service and/
or functional component commanders. Normally, JFCs exercise OPCON of assigned and
attached Air Force forces through the commander, Air Force forces.
Tactical Control (TACON)
Tactical control (TACON) is defined as “the authority over forces that is limited to the
detailed direction and control of movements or maneuvers within the operational area
necessary to accomplish missions or tasks assigned.”
TACON is able to be delegated from a lesser authority than operational control (OPCON)
and may be delegated to and exercised by commanders at any echelon at or below the
level of combatant command (CCMD). TACON provides sufficient authority for controlling
and directing the application of force or tactical use of combat support assets within the
assigned mission or task. TACON does not provide organizational authority or authorita-
tive direction for administrative and logistic support.
An example of TACON is when the commander, Air Force forces (COMAFFOR), acting
as the joint force air component commander (JFACC), produces an air tasking order that
provides detailed instructions for joint air assets made available for tasking. For example,
a JFACC functioning as the area air defense commander (AADC) with TACON over Army
PATRIOT surface-to-air missile forces would have the authority to specify which asset/
battery would be responsible for providing which portion of the air defense coverage for
Command
& Control
Over several years of experience, the most common example of this between CCDRs
is seen when a functional CCDR (e.g., Commander, USTRANSCOM) is established by
the SecDef as a supporting commander and a geographic CCDR (e.g., Commander,
USCENTCOM) is established as the supported commander. Within a combatant com-
mand, the best example is the last several years of experience within USCENTCOM, in
which the commander, Air Force forces (COMAFFOR) (Commander, USAFCENT) is the
supporting commander with the joint force commanders in Operations IRAQI FREEDOM
(redesignated Operation NEW DAWN) and ENDURING FREEDOM designated by Com-
mander, USCENTCOM as supported commanders.
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The supported commander should ensure that the supporting commanders understand
the assistance required. The supporting commanders should then provide the assistance
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needed, subject to a supporting commander’s existing capabilities and other assigned
tasks. When a supporting commander cannot fulfill the needs of the supported com-
mander, the establishing authority should be notified by either the supported commander
or a supporting commander. The establishing authority is responsible for determining a
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solution.
An establishing directive is normally issued to specify the purpose of the support relation-
ship, the effect desired, and the scope of the action to be taken. It also should include:
the forces and resources allocated to the supporting effort; the time, place, level, and
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duration of the supporting effort; the relative priority of the supporting effort; the authority,
if any, of the supporting commander to modify the supporting effort in the event of excep-
tional opportunity or an emergency; and the degree of authority granted to the supported
commander over the supporting effort.
There are four defined categories of support that a CCDR may direct over assigned or
attached forces to ensure the appropriate level of support is provided to accomplish mis-
sion objectives. These include:
• General support. That support which is given to the supported force as a whole
rather than to a particular subdivision thereof.
Continued on next page
• Mutual support. That support which units render each other against an enemy be-
cause of their assigned tasks, their position relative to each other and to the enemy,
and their inherent capabilities.
• Direct support. A mission requiring a force to support another specific force and
authorizing it to answer directly to the supported force’s request for assistance.
• Close support. That action of the supporting force against targets or objectives
that are sufficiently near the supported force as to require detailed integration or
coordination of the supporting action with the fire, movement, or other actions of the
supported force.
A supported relationship does not include authority to position supporting units but does
include authority to direct missions or objectives for those units.
Chap 3
I. Air Operations
Center (AOC)
Ref: Annex 3-30, Command and Control (7 Nov 2014), app. B and AFI 13-1AOCV3,
Operational Procedures—Air Operations Center (2 Nov 11), w/Chg 1.
The AOC provides operational-level C2 of air component forces as the focal point
for planning, executing, and assessing air component operations. The AOC can
be tailored and scaled to a specific or changing mission and to the associated task
force the COMAFFOR presents to the JFC. Thus, for smaller scale operations, the
Air Force may not necessarily provide all of the elements described in the following
Command
& Control
sections if the situation does not warrant them.
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• Task, execute, and assess day-to-day air component operations; provide rapid
reaction, positive control, and coordinate and deconflict weapons employment
as well as integrate the total air component effort.
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• Receive, assemble, analyze, filter, and disseminate all-source intelligence and
weather information to support air component operations planning, execution,
and assessment.
• Integrate space capabilities and coordinate space activities for the COMAF-
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FOR when the COMAFFOR is designated as space coordinating authority.
• Issue airspace control procedures and coordinate airspace control activities for
the airspace control authority (ACA) when the COMAFFOR is designated the
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ACA.
• Provide overall direction of air defense, including theater missile defense
(TMD), for the area air defense commander (AADC) when the COMAFFOR is
designated the AADC.
• Plan, task, and execute the theater air- and space-borne intelligence, surveil-
lance, and reconnaissance (ISR) mission.
• Conduct component-level assessment to determine mission and overall air
component operations effectiveness as required by the JFC to support the
theater assessment effort.
• Plan and task air mobility operations according to the theater priorities.
The Air Operations Center (AOC) provides operational-level C2 of air, space, and
cyberspace operations. It is the focal point for planning, directing, and assessing
air, space, and cyberspace operations to meet JFACC operational objectives and
guidance. The regional scope of Geographic AOCs and disparate, global scope of
Functional AOCs, require AOCs to be tailored to efficiently and effectively plan and
execute their steady-state missions. Although the USAF provides the core manpow-
er for the AOC, other service components provide personnel in support of exercises
and contingency operations. The AOC coordinates closely with superior and subordi-
nate C2 nodes, as well as the headquarters of other functional and service compo-
nent commands to integrate the numerous aspects of air, space, and cyberspace
operations and accomplish its mission.
The baseline AOC organization includes an AOC commander, five divisions (strategy, com-
bat plans, combat operations, ISR, and air mobility), and multiple support/specialty teams.
Each integrates numerous disciplines in a cross-functional team approach to planning
and execution. Liaisons from other Service and functional components may be present to
represent the full range of joint air, space, and cyberspace capabilities made available to
the COMAFFOR. The following provides a summary of the major elements of an AOC.
Note: The AOC is an AF unit. The AOC Commander is responsible for the day-to-day
readiness of the AOC. When the AOC is employed in contingency operations, the AOC
should be prepared to transition, with appropriate joint augmentation, to a JAOC and the
Command
& Control
JFACC
DIRSPACEFOR DIRMOBFOR
JAOC
Commander
e
pl
STRATEGY COMBAT COMBAT ISR AIR
Division PLANS OPS Division MOBILITY
Division Division Division
m
_______Direct
DirectControl
Control
- - - - - - - Indirect
Indirect Control
Control
Ref: AFI 13-1AOCV3 (w/Chg 1, 18 May 12), fig. 2.2. JAOC Organization and Functional
Teams.
See pp. 3-14 to 3-15 for a listing and discussion of joint liaisons in the AOC.
The specialty/support functions provide the AOC with diverse capabilities to help orches-
trate theater air, space, and cyberspace operations power. Many of these capabilities are
provided to the AOC from agencies external to the AOC organization. It is crucial to the
success of the AOC that these capabilities are integrated into the air, space, cyberspace,
and IO planning and execution process to ensure the best use of available assets. The
AFFOR staff coordinates regularly with the AOC and often provides specialized exper-
tise. Specialty/support functions are listed in the following paragraphs.
Component Liaisons
Command
& Control
Component liaisons work for their respective component commanders and with the
JFACC and staff. Each component normally provides liaison elements (e.g., BCD, SOLE,
NALE, MARLE, etc.) that work within the AOC. These liaison elements consist of expe-
rienced warfare specialists who provide component planning and tasking expertise and
coordination capabilities. They help integrate and coordinate their component’s participa-
tion in joint air, space, and cyberspace operations. The USAF component may require
other liaison augmentation to support AOC functions such as Coast Guard, space forces,
DIA, NSA, CIA, USAF Intelligence, Surveillance, and Reconnaissance Agency (AFISRA),
areas. e
National Reconnaissance Office (NRO), and FAA in various operational and support
Refer to JP 3-30, Command and Control for Joint Operations, for additional discussion.
pl
Battlefield Coordination Detachment (BCD)
The BCD supports the integration of air, space, and cyberspace operations with ground
maneuver. BCD personnel are integrated into AOC divisions to support planning, opera-
m
tions, air defense, intelligence, airlift/logistics, airspace control, and communications. In
particular, the BCD coordinates ground force priorities, requests, and items of inter-
est. One of the BCD’s most important functions is to coordinate boundary line and fire
support coordination line (FSCL) changes and timing. The BCD brings ground order of
Sa
battle (GOB) (friendly and enemy) situational awareness and expertise into the AOC and
will normally brief the ground situation/intelligence update. The BCD may also provide
current ground situation inputs to AOC teams for incorporation into daily briefings and
intelligence summaries.
Command
& Control
The Joint Forces Special Operations Component Commander (JFSOCC) provides a
SOLE to the JFACC to coordinate and integrate SOF activities in the entire battlespace.
This joint SOLE is comprised of representatives from SOF aviation, intelligence, airspace,
logistics, Air Force STTs, Army Special Forces, Navy Sea-Air Land Teams (SEAL) and
Marine Special Operations Forces, as required. Depending upon command structure
agreements, the SOLE may or may not represent coalition or allied SOF. SOLE personnel
coordinate, integrate and synchronize with various AOC functional areas to ensure that
all SOF targets, SOF teams, and SOF air tasks and/or missions are deconflicted, properly
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integrated, and coordinated during planning and execution phases. The prevention of
fratricide is a critical product of the SOLE’s efforts.
Specific SOLE functions include, but are not limited to, inputs into the JFACC strategy
pl
development; inputs into the ATO development; inputs into the ACO development;
real-time mission support coordination with the Joint Special Operations Air Component
Commander (JSOACC) with special emphasis on airspace deconfliction; operational and
intelligence inputs into the targeting process; and close coordination with the RCC/JPRC.
m
As the JFSOCC and the JFACC share a common environment throughout the entire bat-
tlespace, it is imperative that SOF aviation and surface forces are integrated into joint air,
space, and cyberspace operations planning and execution to prevent fratricide, duplica-
tion of effort, and conflict. Active SOLE participation in the development of air, space, and
Sa
cyberspace operations strategy and the supporting plans to the theater campaign plan
ensures that SOF efforts will, in fact, be a force multiplier for the theater campaign plan.
SOF normally pursues SOF-unique objectives, which prepare, shape or enhance broader
JFC objectives, they may be tasked to operate in support of conventional objectives or
require conventional support of their objectives.
Additionally, SOLE has the following responsibilities: provide inputs and guidance to the
IO team; act as the focal point for raising JFACC concerns or MISO objective/tasking to
the JFC for consideration, planning, and execution; provide support to the IO team MISO
effort to synchronize and deconflict MISO into the air, space, and cyberspace operations
campaign (e.g., leaflet drops, message broadcasts, and aircraft mission are included into
the ATO, etc.).
Coalition/Allied Liaison Officers
LNOs representing coalition/allied surface forces may improve AOC situational aware-
ness regarding the disposition of friendly forces, especially when those forces do not have
a mature TACS. They are also essential for unity of effort for coalition air defense opera-
tions and airspace deconfliction. When teamed with linguists, they can help overcome
language barriers with remote allied/coalition forces. In force projection scenarios into an
immature theater, the AOC Commander must anticipate the need for LNOs and actively
seek them out via the JFC staff, in-country military group, staff country team, or direct
contact with coalition forces, if necessary.
Chap 3
II. (AFFOR) Air Force
Forces Staff
Ref: Annex 3-30, Command and Control (7 Nov 2014), app. C and AFI 13-103,
AFFOR Staff Operations, Readiness and Structures (19 Aug ‘14).
Command
& Control
AFFOR Staff
C-MAJCOM / C-NAF Commander
Vice Commander
e Personal Staff
pl
SE Historian TWG IG IMO OSI FM SG
AOC Commander SJA Protocol JSRC Chaplain Corps
DM4 Combat
ARC LNO Host Nation LNO Coalition LNOs
Strategy Foreign Political Advisor FP PA
Plans
Division
Division
m
Combat
ISR
Operations
Division A1 A2 A3 A4 A5
Division Manpower Intelligence Operations Logistics
Plans and
Personnel & Surveillance & Requirements
Services Reconnaissance
Sa
Air
Mobility
Division
A6 A7 A8 A9
Installations and Strategic Plans Studies, Analysis,
Communications Assessments and
Mission Support and Programs
Lessons Learned
Note: AMC, AFSPC, AFGSC, USAFE - AFAFRICA , and PACAF have their AFFOR staff
embedded in the MAJCOM staff.
Ref: AFI 13-103, AFFOR Staff Operations, Readiness and Structures (19 Aug ‘14),
fig. 1. C-MAJCOM/C-NAF Headquarters Organization.
The AFFOR staff is the vehicle through which the COMAFFOR fulfills operational and
administrative responsibilities for assigned and attached forces across the range of
military operations, from steady-state operations in the engagement phase through
major operations and campaigns. In the steady state, the AFFOR staff performs
administrative responsibilities (organize, train, and equip), and also plans, executes,
and assesses operations in support of the CCDR’s theater campaign strategies and
plans. The AFFOR staff is also responsible for the operational planning that occurs
outside the air tasking cycle (e.g., deliberate planning). The AFFOR staff consists
of functionally oriented directorates, a command section, a personal staff, and any
required liaisons. The AFFOR staff issues mission type orders on behalf of the
COMAFFOR to direct subordinate units to execute actions outside of the scope of
the air tasking order (ATO). Examples of such orders may include setting a baseline
force protection condition, directing the move of a unit to another operating base, and
overseeing the execution of steady-state or security cooperation operations.
(Command & Control) II. AFFOR 3-17
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e
and concepts are implemented by directing and assigning staff responsibilities.
Personal Staff
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The COMAFFOR has several staff activities that normally function outside the AFFOR
staff directorates. These activities fulfill specific responsibilities usually related to provid-
ing close, personal advice or services to the commander, or assist the commander and
the component staff with technical, administrative, or tactical matters. These activities
may include the commander’s legal advisor, political advisor (POLAD), public affairs
m
advisor, inspector general, protocol advisor, historian, chaplain, counterintelligence and
special investigations, financial management, force protection, air mobility operations
(DIRMOBFOR), space operations (DIRSPACEFOR), medical, knowledge operations
management, and safety. Based on the needs of the operation and the requirements of the
Sa
AFFOR staff, some of these activities may be located within the AFFOR staff directorates.
Senior Component Liaisons
The senior liaison officer (LNO) from each component represents his or her respective
commander to the COMAFFOR. Subordinate LNOs from each component may perform
duties throughout the staff as required, providing weapon system expertise. LNOs should
be knowledgeable of the capabilities and limitations of their units and Service.
Manpower and Personnel (A–1)
The director of manpower, personnel, and services is the principal staff assistant to
the COMAFFOR for total force accountability, personnel policy and procedures, the
establishment and documentation of manpower requirements, organizational structures,
mortuary affairs, food and force beddown operations, the coordination of exchange ser-
vices, and the provision of quality of life programs to enable and sustain forces assigned
and attached to the COMAFFOR.
Intelligence (A–2)
The director of intelligence, surveillance, and reconnaissance (ISR) is the principal staff as-
sistant to the COMAFFOR for policy and guidance for all Air Force ISR operational architec-
tures, personnel, systems, and training. The A–2 provides intelligence support to forces within
the assigned area of operations. The A–2 does not normally direct ISR collection assets when
an ISR division is resident in the AOC; this is normally directed by ISR division chief.
Chap 3
III. (JFACC) Joint Force Air
Component Commander
Ref: JP 3-30, Command & Control for Joint Air Operations (Feb ‘14), chaps. 1 to 2.
JFCs organize forces to accomplish the mission based on their vision and a concept
of operations (CONOPS) developed in coordination with their component command-
ers and supporting organizations. JFCs provide direction and guidance to subordinate
commanders and establish command relationships to enable effective spans of control,
responsiveness, tactical flexibility, and protection. The JFC’s air component should be
organized for coordinated action (through unity of command) using the air capabilities
Command
& Control
of the joint force. Centralized control and decentralized execution are key consider-
ations when organizing for joint air operations. While JFCs have full authority, within es-
tablishing directives, to assign missions, redirect efforts, and direct coordination among
subordinate commanders, they should allow Service tactical and operational groupings
to generally function as they were designed. The intent is to meet the needs of the JFC
while maintaining the tactical and operational integrity of the Service organizations.
A JFC has three basic organizational options affecting C2 of joint air operations.
In each case a key task includes organizing the staff, C2 system, and subordinate
air operations do not include those air operations that a component conducts as an
integral and organic part of its own operations. Though missions vary widely within
the operational environment and across the range of military operations, the frame-
work and process for the conduct of joint air operations must be consistent.
Joint air operations are normally conducted using centralized control and decentral-
ized execution to achieve effective control and foster initiative, responsiveness, and
flexibility. In joint air operations centralized control is giving one commander the
responsibility and authority for planning, directing, and coordinating a military opera-
tion or group/category of operations. Centralized control facilitates the integration
of forces for the joint air effort and maintains the ability to focus the impact of joint air
forces as needed throughout the operational area. Decentralized execution is the
delegation of execution authority to subordinate commanders. This makes it possible
to generate the required tempo of operations and to cope with the uncertainty, disor-
der, and fluidity of combat.
Mission Command
Mission command is the conduct of military operations through decentralized execu-
tion based upon mission-type orders and is a key component of the C2 function. Its
intent is for subordinates to clearly understand the commander’s intent and to foster
flexibility and initiative at the tactical level to best accomplish the mission. While philo-
sophically consistent with historical C2 of air operations, modern joint air operations and
their unique aspects of speed, range, and flexibility demand a balanced approach to
C2. This approach is best codified in centralized control and decentralized execution.
(Command & Control) III. JFACC Overview 3-21
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B. JFACC Responsibilities
Ref: JP 3-30, Command & Control for Joint Air Operations (Feb ‘14), pp. II-2 to II-4.
The responsibilities of the JFACC are assigned by the JFC. These include, but are not
limited to:
• Develop a joint air operations plan (JAOP) to best support the JFC’s CONOPS or
OPLAN
• Recommend to the JFC air apportionment priorities that should be devoted to the
various air operations for a given period of time, after considering objective, prior-
ity, or other criteria and consulting with other component commanders
• Allocate and task the joint air capabilities and forces made available by the Ser-
vice components based on the JFC’s air apportionment decision.
Command
& Control
• Provide the JFACC’s guidance in the air operations directive (AOD) for the use
of joint air capabilities for a specified period that is used throughout the planning
stages of the joint air tasking cycle and the execution of the ATO. The AOD may
include the JFC’s apportionment decision, the JFACC’s intent, objectives, weight
of effort, and other detailed planning guidance that includes priority of joint air
support to JFC and other component operations
• Provide oversight and guidance during execution of joint air operations, to include
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making timely adjustments to taskings of available joint air forces. The JFACC
coordinates with the JFC and affected component commanders, as appropriate,
or when the situation requires changes to planned joint air operations.
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• Assess the results of joint air operations and forward assessments to the JFC to
support the overall assessment effort.
• Perform the duties of the airspace control authority (ACA), if designated.
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• Perform the duties of the area air defense commander (AADC), if designated.
• Perform the duties of the space coordinating authority (SCA), if designated. The
SCA is responsible for planning, integrating, and coordinating space operations
support in the operational area and has primary responsibility for joint space
Sa
JFACC
JAOC Director
Strategy
Plans
TET
Plans Operations
Offensive
Operations e
Analysis,
Correlation
& Fusion
Mobility
Aircraft
Control
& Support
Teams
PRCC
pl
Strategy MAAP Defensive Air Refueling
Guidance Operations Targets/ Control
Tactical
Operational ATO SIDO Team Assessment Air Mobility
Assessment Production Control
ISR Ops.
m
Information C2 Plans Interface Aeromedical
Operations Control PED Mgmt. Evacuation
Liaison Elements
Sa
JAOC organizations may differ. Elements that should be common to all JAOCs are the
strategy division (SD), combat plans division (CPD), ISR division, air mobility division
(AMD), and combat operations division (COD). Divisions, cells, or teams within the JAOC
should be established as needed.
Refer to JP 3-30, Appendix E, “Joint Air Operations Center Divisions and Descriptions,”
for further discussion.
The JAOC director is responsible to the JFACC for integrating the planning, coordinating,
allocating, tasking, executing, and assessing tasks for all joint air operations, and coordi-
nates with the director of mobility forces (DIRMOBFOR) to meet airlift and tanker priorities
with support of United States Transportation Command (USTRANSCOM) mobility forces.
Planning future joint air operations and assessing the effectiveness of past operations is
usually the responsibility of the SD, while the CPD is usually devoted to near-term plan-
ning and drafting of the daily ATO. Execution of the daily ATO is carried out by the COD
and closely follows the action of current joint operations, shifting air missions from their
scheduled times or targets, and making other adjustments as the situation requires.
The TACS is divided into ground and airborne elements as described below.
FAC(A) JSTARS
BCD ASOG*
II X XX
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TACS-AAGS Connectivity
*Exact make up and capabilities of the ASOG/ASOS tailored to match the mission assigned to the corps/division.
The ASOC is normally collocated with the senior Army tactical echelon.
NOTE:
Coordination is effected between all organizations for effective/efficient operations.
Ref: JP 3-30 (Feb ‘14), fig. II-3. Key Air Force and Army Components of the Theater Air
Control System: Army Air-Ground System.
Command
& Control
are transmitted through the joint air request net (JARN). ASOCs distribute allocated
sorties to satisfy requests for air support and integrate those missions with the sup-
ported units’ fires and maneuver. An ASOC is normally tasked to support an Army
unit but can also support units from other organizations (e.g., special operations,
coalition forces). It may also augment other missions requiring C2 of air assets
(e.g., humanitarian efforts). The AOC is the senior element within the theater air
control system (TACS). The TACS includes the AOC plus subordinate ground and
airborne elements, and is directly involved in the command and control of most air
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missions. Collectively, the TACS has the capability to plan, direct, integrate, and
control all air, space, and cyberspace forces assigned, attached, or made available
for tasking; monitor the actions of both friendly and enemy forces; plan, direct, co-
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ordinate, and control air defense and airspace control; and coordinate for required
space and cyberspace support.
• Tactical air control party (TACPs) are aligned with Army maneuver elements,
battalion through division level. They are primarily responsible for decentralized
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execution of close air support (CAS) operations. TACPs request, coordinate, and
control CAS missions as required. For more information on TACPs and ASOCs,
refer to Annex 3-03, Counterland. See also pp. 4-17 to 4-32 for discussion of CAS.
Airborne elements of the TACS include AWACS, JSTARS, and the (FAC [A]).
• AWACS is subordinate to the AOC and conducts air and maritime surveillance
and supports strategic attack, counterair, counterland, countersea, air refueling
operations, and other airpower functions/missions as directed. Responsibility as the
region/sector air defense commander may be decentralized to AWACS, which acts
as the primary integration point for air defense fighters and ADA fire control in its
assigned area. It also enhances the joint forces’ situational awareness by dissemi-
nating the air and maritime picture over data-links.
• JSTARS conducts ground and maritime surveillance and supports strategic attack,
counterair, counterland, countersea, and other airpower functions/missions as
directed. It primarily provides dedicated support to ground commanders and attack
support functions to friendly offensive and defensive air elements and may be em-
ployed as an airborne extension to the ASOC. It also enhances the joint forces’ situ-
ational awareness by disseminating the ground and maritime picture over datalinks.
• The forward air controller(airborne) [FAC(A)] is an airborne extension of the
TACP and has the authority to direct aircraft delivering ordnance to a specific target
cleared by the ground commander. The FAC(A) provides additional flexibility in the
operational environment by enabling rapid coordination and execution of air opera-
tions. It also enhances the TACS’ situational awareness by disseminating informa-
tion on the flow of aircraft on target.
Chap 4
Airpower
(Overview)
Ref: Annex 3-0, Operations & Planning (4 Nov 16), pp. 2 to 39.
Editor’s Note: For the purposes of this publication (AFOPS2), the material from Annex
3-0 Operations and Planning is presented in two separate chapters, with chapter four
(this chapter) focusing on airpower and chapter five focusing on strategy, effects-
based approach to operations, and the common operations framework (operational
design, planning, execution, and assessment).
Air Force Doctrine Annex 3-0 is the Air Force’s foundational doctrine publication
on strategy and operational design, planning, employment, and assessment of
airpower. It presents the Air Force‘s most extensive explanation of the effects-based
approach to operations (EBAO) and contains the Air Force’s doctrinal discussion of
operational design and some practical considerations for designing operations to co-
erce or influence adversaries. It presents doctrine on cross-domain integration and
steady-state operations–emerging, but validated concepts that are integral to and
fully complement EBAO. It establishes the framework for Air Force components to
function and fight as part of a larger joint and multinational team. Specific guidance
Airpower
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on particular types of Air Force operations can be found in other operational-level
doctrine as well as Air Force tactics, techniques, and procedures documents. This
publication conveys basic understanding of key design and planning processes and
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how they are interrelated.
The US’ national security and national military strategies establish the ends, goals,
and conditions the armed forces are tasked to attain in concert with non-military
instruments of national power. Joint force commanders (JFCs), in turn, employ
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strategy to determine and assign military objectives, and associated tasks and ef-
fects, to obtain the ends, goals, and conditions stipulated by higher guidance in an
effort to produce enduring advantage for the US, its allies, and its interests. Strategy
is a prudent idea or set of ideas for employing the instruments of national power in a
Sa
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5. Air Mobility Operations (Annex 3-17) See pp. 4-41 to 4-56.
Joint doctrine defines air mobility as “the rapid movement of personnel, materiel, and
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forces to and from or within a theater by air.” The foundational components of air mobility
operations—airlift, air refueling, air mobility support, and aeromedical evacuation—work
with other combat forces to achieve national and joint force commander objectives.
6. Global Integrated Intelligence, Surveillance, and
m
Reconnaissance (Annex 2-0) See pp. 4-57 to 4-64.
The Air Force defines global integrated ISR as “cross-domain synchronization and
integration of the planning and operation of ISR assets; sensors; processing, exploitation
and dissemination systems; and, analysis and production capabilities across the globe to
Sa
Airpower
magnetic spectrum (EMS). Military forces rely heavily on the EMS to sense, communicate,
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strike, and dominate offensively and defensively across all warfighting domains. EW is es-
sential for protecting friendly operations and denying adversary operations within the EMS.
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14. Public Affairs Operations (Annex 3-61) See pp. 4-109 to 4-112.
Air Force PA “advances Air Force priorities and achieve mission objectives through
integrated planning, execution, and assessment of communication capabilities. Through
strategic and responsive release of accurate and useful information, imagery, and musi-
m
cal products to Air Force, domestic, and international audiences, PA puts operational
actions into context; facilitates the development of informed perceptions about Air Force
operations; helps undermine adversarial propaganda efforts; and contributes to the
achievement of national, strategic, and operational objectives”.
Sa
I. Applying Airpower
Airpower entails the use of military power and influence to achieve objectives at
all levels by controlling and exploiting air, space, and cyberspace. It encompasses
military, civil, and commercial capabilities, the industrial infrastructure, and a doctrine
of employment. Airpower is an indivisible, unitary construct—one that unifies Airmen,
rather than portraying them as a collection of “tribes” broken into technological or
organizational “stovepipes.” Other doctrine publications deal with specific aspects
of airpower or specific types of Air Force operations, but in all cases readers should
remember that airpower accomplishes or contributes to achieving national objectives
across all domains via operations in and through air, space, and cyberspace.
Due to speed, range, and its multidimensional perspective, airpower operates in
ways that are fundamentally different from other forms of military power; thus, the
various aspects of airpower are more akin to each other than to the other forms of
military power. Airpower is the product, not the sum, of air, space, and cyberspace
operations. Each depends on the others to such a degree that the loss of freedom
of action in one may mean loss of advantage in all other domains. Airpower has the
ability to create effects across an entire theater and the entire globe, while surface
forces, by their nature, are constrained to divide the battlespace into discrete operat-
ing areas. Airmen view operations, including the application of force, more from a
functional than a geographic perspective, and usually classify actions taken against
targets (including nondestructive and nonkinetic actions) by the effects created
rather than the targets’ physical locations within the battlespace.
Airpower
by turning an enemy’s vertical flank, while trying not to expose their own vertical
flank(s). Through cross-domain effects (effects created in one or more domains
through operations in another), airpower can also create virtual “flanks” or “rears” in
other dimensions, such as time and cyberspace (or assist the joint force in doing so).
Integrated with surface forces, airpower can reduce the need for operations like
surface probing actions through such capabilities as wide-ranging intelligence, sur-
veillance, and reconnaissance (ISR), information exploitation, and comprehensive
situational awareness and understanding. This enables freedom of action for surface
forces, greatly enhancing their effectiveness and that of the entire joint force.
Parallel Operations
Parallel operations are those that apply pressure at many points across an enemy’s
system in a short period of time to cause maximum shock and dislocation effects
across that system. Sequential, or serial, operations, in contrast, are those that apply
pressure in sequence, imposing one effect after another, usually over a significant
period of time. Parallel operations limit an enemy’s ability to react and adapt and
thus place as much stress as possible on the enemy system as a whole. For exam-
ple, in Operation DESERT STORM, the Iraqi command and control structure was se-
4-4 (Airpower) Overview
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COUNTERAIR
Airpower
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OFFENSIVE COUNTERAIR DEFENSIVE COUNTERAIR
Attack Operations Active Air and Missile Defense
Attacks on Missile Sites, Air Defense
Airfields, Missile Defense
Command and Control,
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Infrastructure Passive Air and Missile Defense
Suppression of Enemy Air Detection and Warning
Defenses Chemical, Biological, Radiological
and Nuclear Defenses
Fighter Escort Camouflage, Concealment, and
Sa
Deception
Fighter Sweep Hardening
Reconstitution
Dispersion
Redundancy
Mobility
Airpower
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attack against targets of opportunity. The JFC or JFACC normally establishes spe-
cific ROE to permit airborne assets the ability to conduct opportune suppression.
• Fighter escort. Escorts are aircraft assigned to protect other aircraft during a mis-
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sion (JP 1-02). Escort missions are flown over enemy territory to target and engage
enemy aircraft and air defense systems. Friendly aircraft en route to or from a target
area may be assigned escort aircraft to protect them from enemy air-to-air and
surface-to-air threats. Typically, escort to low-observable (“stealth”) aircraft requires
m
special consideration and planning at the air operations center (AOC) level.
• Fighter sweep. An offensive mission by fighter aircraft to seek out and destroy
enemy aircraft or targets of opportunity in a designated area.
Sa
Chap 4
II. Counterland
Operations (AI & CAS)
Ref: Annex 3-03, Counterland Operations (17 Mar ‘17) and JP 3-09.3 Close Air
Support (Jul ‘09).
Counterland operations are defined as “airpower operations against enemy
land force capabilities to create effects that achieve joint force commander
(JFC) objectives.” The aim of counterland operations is to dominate the surface
environment using airpower. By dominating the surface environment, counterland
operations can assist friendly land maneuver while denying the enemy the ability to
resist. Although most frequently associated with support to friendly surface forces,
counterland operations may also be conducted independent of friendly surface
force objectives or in regions where no friendly land forces are present. For example,
recent conflicts in the Balkans, Afghanistan, and Iraq illustrate situations where
counterland operations have been used absent significant friendly land forces or
with small numbers of special operations forces (SOF) providing target cueing. This
independent attack of adversary land operations by airpower often provides the key to
success when seizing the initiative, especially in the opening phase of an operation.
Airpower
Counterland Operations e
pl
I Air Interdiction (AI)
m
Counterland operations provide the JFC two distinct types of operations for
engaging enemy land forces. The first is air interdiction (AI), which is defined as
“air operations conducted to divert, disrupt, delay, or destroy the enemy’s military
surface capabilities before it can be brought to bear effectively against friendly
forces, or to otherwise achieve objectives that are conducted at such distances
from friendly forces that detailed integration of each air mission with the fire and
movement of friendly forces is not required.” Air Interdiction indirectly supports land
forces and directly supports JFC objectives in the absence of friendly land forces.
The second distinct type of air operations is close air support (CAS) which is defined
as “air action by fixed- and rotary-wing aircraft against hostile targets that are in
close proximity to friendly forces and that require detailed integration of each air
mission with the fire and movement of those forces.” While AI can support either the
JFC or the land component, CAS directly supports land maneuver forces. Whether
destroying enemy surface forces, interdicting supply routes, or providing CAS to
friendly troops, counterland operations
Counterland operations can serve as the main attack and be the decisive means for
achieving JFC objectives. Although often associated with support to friendly surface
forces, counterland operations also include operations that directly support the JFC’s
theater strategy rather than exclusively supporting a surface component. In some
cases, counterland operations can provide the sole US effort against the enemy.
Counterland Operations
Ref: Annex 3-03, Counterland Operations (17 Mar ‘17), pp. 9-15.
The commander, Air Force forces (COMAFFOR), executes counterland operations by
conducting air interdiction (AI) as the supported or supporting commander or by support-
ing land forces with close air support (CAS). AI and CAS missions can function under an
overall theater posture of offense or defense and are typically coordinated with a ground
scheme of maneuver to maximize the effect on the enemy.
I. Air Interdiction (AI) See pp. 4-20 to 4-24.
The purpose of interdiction operations is to divert, disrupt, delay, and destroy, by either
lethal or nonlethal means in order to achieve objectives. Actions associated with one de-
sired effect may also support the others. Air interdiction (AI) is defined as “air operations
conducted to divert, disrupt, delay, or destroy the enemy’s military potential before it can
be brought to bear effectively against friendly forces, or to otherwise achieve objectives
that are conducted at such distance from friendly forces that detailed integration of each
air mission with the fire and movement of friendly forces is not required.” 5 AI targets may
include fielded enemy forces or supporting components such as operational command
and control (C2) nodes, communications networks, transportation systems, supply de-
pots, military resources, and other vital infrastructure. When conducted as part of a joint
campaign, AI needs the direction of a single commander who can exploit and coordinate
all the forces involved.
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The commander, Air Force forces (COMAFFOR) is normally the supported commander
for the joint force commander’s (JFC’s) overall AI effort. When designated as the sup-
ported commander, the COMAFFOR will conduct theater-wide or joint operations area-
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(JOA-) wide AI to support the JFC’s overall theater objectives. With the preponderance
of AI assets and the ability to plan, task, and control joint air operations, the COMAFFOR
can best plan and execute AI. The COMAFFOR recommends theater and/or JOA-wide
targeting priorities and, in coordination with other component commanders, forwards the
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air apportionment recommendation to the JFC. The COMAFFOR plans and executes the
interdiction effort in accordance with the JFC’s guidance.
II. Close Air Support (CAS) See pp. 4-24 to 4-30.
Close air support (CAS) is defined as “air action by fixed- and rotary-winged aircraft
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against hostile targets that are in close proximity to friendly forces and that require
detailed integration of each air mission with the fire and movement of those forces.” CAS
provides supporting firepower in offensive and defensive operations to destroy, disrupt,
suppress, fix, harass, neutralize, or delay enemy targets as an element of joint fire sup-
port. The speed, range, and maneuverability of airpower allows CAS assets to attack tar-
gets that other supporting arms may not be able to engage effectively. When conditions
for air operations are permissive, CAS can be conducted at any place and time friendly
forces are in close proximity to enemy forces and, at times, may be the best means to
exploit tactical opportunities.
Although in isolation CAS rarely achieves campaign-level objectives, at times it may be
the more critical mission due to its contribution to a specific operation or battle. CAS
should be planned to prepare the conditions for success or reinforce successful attacks
of surface forces. CAS can halt enemy attacks, help create breakthroughs, destroy tar-
gets of opportunity, cover retreats, and guard flanks. To be most effective, CAS should be
used at decisive points in a battle and should normally be massed to apply concentrated
combat power and saturate defenses. Elements of the theater air control system (TACS)
must be in place to enable command and control and clearance to attack in response to
rapidly changing tactical circumstances. In fluid, high-intensity warfare, the need for ter-
minal attack control, the unpredictability of the tactical situation, the risk of collateral dam-
age and friendly fire incidents, and the proliferation of lethal ground-based air defenses
make CAS especially challenging.
D. CAS Planning
Ref: Adapted from JP 3-09.3 Close Air Support (Jul ‘09), p. III-4 to II-12.
1. Receipt of Mission/ alert CAS response times, weather
limitations, ROE, etc.)
Prepare for Mission Analysis 4. Warning order(s) to subordinate
As integral parts of the planning team, the
action officers and ALOs should “gather units
the tools” and be prepared to provide 5. Verification that subordinate TACP
pertinent information from the following to elements understand the warning
the ground force commander’s staff: order and have the ability to support
• Air order of battle (apportion- the mission
ment, allocation, and distribution • Key Considerations. During the
decision) mission analysis step, CAS planners
• ATO should be familiar with the following
• ACO elements of the HHQ order:
• SPINS 1. CONOPs/Scheme of Maneuver.
What is the commander’s intent? Is
• OPORD this an offensive or defensive opera-
• Standard operating procedure tion? What type of offensive or defen-
(SOP) sive operation (deliberate attack, hasty
defense, etc.)? How does ROE impact
2. Mission Analysis CAS?
CAS planner responsibilities for mission 2. Concept of fires/essential fire
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analysis actually begin before the new support tasks (EFSTs). What are
mission is received. As part of the ongoing
staff estimate, they must continuously e
monitor and track the status of fire support
the commander’s desired task and
purpose for fires? How can CAS
contribute? What other joint functions
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systems to include available air support. (C2, intelligence, fires, movement and
Specifically, during mission analysis CAS maneuver, protection, sustainment)
planners perform the following actions: are affected? Have all CAS assets
• Update latest products (ATO, been properly integrated with JAAT
ACO, SPINS, etc.) operations?
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• Estimate air combat capability to 3. JIPOE. What is the enemy order of
support the operations battle? What effects will time of day,
• Determine capabilities and limita- terrain, and weather have on CAS
tions of assigned personnel and operations? What are the likely enemy
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ment will receive POF and priority
guishable, and complete.
• Array initial forces to determine CAS
requirements
e of CAS. It is also important to make
the commander and his staff aware
of their unit’s priority for CAS rela-
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• Develop fire support/ACMs tive to other units in the operational
• Develop the CAS integration plan by area. Does the element with priority
examining opportunities for the best of CAS fires have a designated
use of air power including the place- JTAC? What if priorities change or
CAS is unavailable for the planned
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ment of TACP assets
COA? How will changes in priority
• The AO/ALO assists in developing be communicated with forward
engagement areas, target areas of in- elements and JTACs? Does the
terest (TAIs), triggers, objective areas, priority of CAS support the com-
obstacle plan, and movement plan mander’s intent for each COA?
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• Prepare COA statements and • TACP: The TACP provides the fol-
sketches (battle graphics). This part lowing inputs during COA develop-
involves brainstorming to mass the ment:
most effective combat power against
the enemy (CAS, EW, ISR, and sur- 1. Specific TACP portions of the
face fire support). following plans:
• Key Considerations. During COA a. Observation plan (to include
development (for each COA), CAS target area, aircraft, and BDA)
planners must consider: b. Employment plan (i.e., ACAs)
1. Commander’s Intent. How does c. Communications plan
the commander intend to use CAS? 2. Evaluation of overall TACP
Continued on next page
Chap 4
III. Countersea
Operations
Ref: Annex 3-04, Countersea Operations (7 Nov ‘14).
Our nation depends on assured access to the world’s waterways and coastal regions
for global economic trade, as well as providing a stabilizing military presence abroad.
These waterways, along with our maritime fleet, provide the means for projecting the
bulk of our heavy forces forward, sustaining them over the long term, and projecting
force ashore from the seas. Where airpower is the key to rapid forward presence and
striking power over long distances, sea power is key to extended forward presence,
maritime power projection, mass force deployment, and sustainment through sealift.
Protecting sea lanes, littorals, and our maritime assets operating within them are vital
to US defense posture, economic prosperity, and national security.
I. Countersea Operations
Countersea operations are those operations conducted to attain and maintain
a desired degree of maritime superiority by the destruction, disruption, delay,
diversion, or other neutralization of threats in the maritime environment. The main
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objective of countersea operations is to secure and dominate the maritime domain
and prevent opponents from doing the same.
The countersea function entails Air Force operations in the maritime domain to
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achieve, or aid in the achievement of, superiority in that medium. This function
fulfills Department of Defense (DOD) requirements for the use of Air Force forces
to counter adversary air, surface, and subsurface threats, ensuring the security
of vital sea and coastal areas, and enhancing the maritime scheme of maneuver.
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More importantly, it demonstrates the teamwork required of Service forces working
together in a joint environment. Air Force forces achieve effects in the maritime
domain through the integrated employment of airpower. The overarching effect of
countersea operations is maritime superiority—denial of this domain to the adversary
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while assuring access and freedom of maneuver for US and allied maritime forces.
To this end, Air Force operations can make significant contributions to maritime
components in support of joint force objectives.
force status.
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environment effects, and space system anomalies, as well as provide timely friendly
B. Counterspace Operations
Counterspace* is a mission, like counterair, that integrates offensive and defensive
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operations to attain and maintain the desired control and protection in and through space.
These operations may be conducted across the tactical, operational, and strategic levels
in all domains (air, space, land, maritime,and cyberspace), and are dependent on robust
space situational awareness (SSA) and timely command and control (C2). Counterspace
operations include both offensive counterspace (OCS) and defensive counterspace
(DCS) operations. (* Counterspace is referred to as “space control” in Joint Publication
3-14, Space Operations.)
• Offensive Counterspace (OCS). OCS operations are undertaken to negate an
adversary’s use of space capabilities, reducing the effectiveness of adversary forces
in all domains. These operations target an adversary’s space capabilities (space,
link, and ground segments, or services provided by third parties), using a variety
of reversible and non-reversible means. These actions may include strikes against
adversary counterspace capabilities before they are used against friendly forces.
OCS operations may occur in multiple domains and may result in a variety of desired
effects including deception, disruption, denial, degradation,or destruction.
OCS operations may occur in multiple domains and may result in a variety of desired
effects including deception, disruption, denial, degradation,or destruction.
- Deceive. Measures designed to mislead an adversary by manipulation, distortion,
or falsification of evidence or information into a system to induce the adversary to
react in a manner prejudicial to their interests.
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the area of operations.
Chap 4
V. Air Mobility
Operations
Ref: Annex 3-17, Air Mobility Operations (5 Apr ‘16) and JP 3-17, Air Mobility
Operations (Sept ‘13).
Air mobility operations support all of the geographic combatant commanders and
functional combatant commanders. The foundational components of air mobility op-
erations—airlift, air refueling, air mobility support, and aeromedical evacuation—work
with other combat forces to achieve national and joint force commander objectives.
Joint doctrine defines air mobility as “the rapid movement of personnel, materiel,
and forces to and from or within a theater by air.” The Department of Defense (DOD)
transportation mission involves many transportation communities and assets, ser-
vices, and systems owned by, contracted for, or controlled by the DOD. US Trans-
portation Command serves as the manager of the transportation community and is
supported by the Air Force’s Air Mobility Command, the Army’s Surface Deployment
and Distribution Command, and the US Navy’s Military Sealift Command.
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A Airlift
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B Air Refueling (AR)
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See p. 4-43 for an overview and further discussion of the four types of air mobility
operations.
Intertheater / Intratheater
Air mobility operations are described as either intertheater (operations between
two or more geographic combatant commands) or intratheater (operations
exclusively within one geographic combatant command). Differences exist
between intertheater and intratheater airlift operations. Effective integration and
synchronization of intertheater and intratheater air mobility operations is crucial
to air mobility support to the warfighter. A combination of intertheater and
intratheater air mobility operations requires close coordination and cooperation
between the 618th Air Operations Center (AOC) (Tanker Airlift Control Center
[TACC]) and the respective geographic AOC.
Air mobility allows forces to reach destinations quickly, thereby opening opportunities
for seizing the initiative via speed and surprise, and by providing follow-on sustainment
of critical materiel. The four types of air mobility operations are:
A. Airlift See pp. 4-48 to 4-49.
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Airlift is “the movement of personnel and materiel via air mobility forces to support of
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strategic, operational, or tactical objectives.” Airlift provides rapid, flexible, and secure
transportation. Because airlift is a high demand asset, it should be used carefully when
satisfying warfighter requirements.
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B. Air Refueling (AR) See pp. 4-50 to 4-51.
AR is defined as “the refueling of an aircraft in flight by another aircraft.”2 AR extends
presence, increases range, and serves as a force multiplier. AR significantly expands
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the options available to a commander by increasing the range, payload, persistence,
and flexibility of receiver aircraft.
C. Air Mobility Support See pp. 4-52 to 4-53.
Air mobility support provides command and control (C2), aerial port, and maintenance
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for mobility air forces. Air mobility support is part of the global air mobility support
system (GAMSS). The GAMSS consists of a limited number of permanent en route
support locations plus deployable forces that deploy according to a global reach
laydown strategy.
D. Aeromedical Evacuation (AE) See pp. 4-54 to 4-55.
AE provides time-sensitive en route care of regulated casualties to and between medi-
cal treatment facilities using organic and/or contracted aircraft with medical aircrew
trained explicitly for that mission. AE forces can operate as far forward as aircraft are
able to conduct air operations, across the full range of military operations, and in all
operating environments. Specialty medical teams may be assigned to work with the AE
aircrew to support patients requiring more intensive en route care. The Air Force descrip-
tion supplements the joint definition in JP 3-17: “AE is the movement of patients under
medical supervision to and between medical treatment facilities by air transportation.”
Air mobility operations are described as either intertheater (operations between two or
more geographic combatant commands) or intratheater (operations exclusively within
one geographic combatant command). Differences exist between intertheater and
intratheater airlift operations. Effective integration and synchronization of intertheater
and intratheater air mobility operations is crucial to air mobility support to the warfight-
er. A combination of intertheater and intratheater air mobility operations requires close
coordination and cooperation between the 618th Air Operations Center (AOC) (Tanker
Airlift Control Center [TACC]) and the respective geographic AOC.
Collection
The collection phase occurs when the mission is executed and the sensors actually
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gather raw data on the target set. The collected data in its raw form has relatively
limited intelligence utility.
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Processing and Exploitation
The processing and exploitation phase increases the utility of the collected data by
converting it into useable information. During the analysis and production phase ana-
lysts apply critical thinking and advanced analytical skills by fusing disparate pieces of
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information and draw conclusions resulting in finished intelligence.
Dissemination
Finished intelligence is crucial to facilitating informed decision-making, but only if it
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Chap 4
VII. Strategic
Attack (SA)
Ref: Annex 3-70, Strategic Attack (25 May ‘17).
Department of Defense Directive (DODD) 5100.1, Functions of the Department
of Defense and Its Major Components, states that one of the functions of the Air
Force is to “organize, train, equip, and provide forces to…conduct global precision
attack, to include strategic attack… and prompt global strike.” Formerly, strategic
attack (SA) was defined in terms of nuclear delivery systems or weapons. This is no
longer true. SA is not defined in terms of weapons or delivery systems used—their
type, range, speed, or destructiveness—but by its effective contribution to achieving
strategic objectives.
Strategic Attack (SA) is offensive action specifically selected to achieve national
strategic objectives. These attacks seek to weaken the adversary’s ability or will to
engage in conflict, and may achieve strategic objectives without necessarily having
to achieve operational objectives as a precondition.
Strategic Attack
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SA includes analysis, planning, targeting, command and control (C2), execu-
tion, and assessment in combination to support achievement of strategic
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objectives. An analysis of the definition clarifies SA:
“Strategic” refers to the highest level of an enemy system that, if affected,
will contribute most directly to the achievement of our national security
objectives. It is not limited to the use of nuclear weapons, although in some
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instances the weapon most appropriate for a particular set of circumstances
may be nuclear. (System: “A functionally, physically, and/or behaviorally
related group of regularly interacting or interdependent elements forming a
unified whole.”)
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SA is an approach to war focused on the adversary’s overall system and the most
effective way to target or influence that system. SA planners should examine the
full spectrum of that system: political, military, economic, social, infrastructure, and
information in the context of stated national security objectives. SA involves the com-
bination of effects that most effectively and efficiently achieves those objectives at
the strategic level. In the Air Force context, SA is a discrete set of military operations
aimed at achieving those strategic objectives. Airpower offers the quickest and most
direct means to conduct those operations.
SA involves the systematic application of lethal and non-lethal capabilities against an
enemy’s strategic centers of gravity (COG), to undermine the enemy’s will and ability
to threaten our national security interests.
The aim of SA is to help directly achieve national security objectives by generating
effects that significantly influence adversary COGs. SA operations are essentially
effects-based and should be planned, executed, and assessed as a unified, adaptive
Deterrence
Deterrence is defined as “the prevention of action by the existence of a credible threat of
unacceptable counteraction and/or belief that the cost of action outweighs the perceived
benefits.” Deterrence is critical to US national security efforts. Both nuclear and conven-
tional operations contribute to the effect. Although nuclear forces are not the only factor in
the deterrence equation, our nuclear capability underpins all other elements of deterrence.
Deterrence requires US nuclear operations to be visible to the target audience. To have
credibility, an adversary must believe that the Air Force has the capability to act quickly,
decisively and successfully. The cumulative effects of deterrence and assurance stem
from the credibility of nuclear capabilities in the minds of those we seek to deter, assure,
or dissuade. This credibility is attained through activities such as day-to-day training,
periodic exercises, and regular inspections which demonstrate Air Force nuclear force
capability and readiness.
Nuclear delivery system testing and treaty inspections are distinct messaging opportu-
nities. Both are highly visible examples of strategic messaging. Successful capability
Airpower
Nuclear operations can also be used to deter conventional threats. Nuclear operations
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in the 21st century may be tied to more complex situations, combining both conventional
and nuclear operations. Today’s Air Force recognizes that many adversaries are willing to
employ nuclear operations under many different circumstances.
Extended Deterrence
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Historically, the United States provides for the security of its allies by threatening a
nuclear response in the event of an enemy attack. This threat of retaliation serves as the
foundation for what is defined as extended deterrence.
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Assurance
Complementing extended deterrence, where the objective is to influence the decision-
making of an adversary, assurance involves the easing of the fears and sensitivities of
allies and partners.
US assurance of allies and partners has been conveyed through various alliances, trea-
ties, and bilateral and multilateral agreements. For example:
• The Treaty of Mutual Cooperation and Security Between the US and Japan speci-
fies a commitment to defense cooperation, regular consultations, and peace and
security in the Far East
• The Mutual Defense Treaty Between the United States and the Republic of Korea
declares the countries’ shared determination to defend themselves and preserve
peace and security in the Pacific area
• The North Atlantic Treaty reaffirms the goal of promoting stability, uniting efforts for col-
lective defense, and for the preservation of peace and security among NATO partners
A key Air Force contribution to assurance is through shows of force.
If proliferation increases, it can be expected that allies and partners will demand tangible
assurance from the US. This, in turn, will continue to drive demands on the force struc-
ture and capability requirements.
Dissuasion
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Dissuasion, also closely related to deterrence, consists of actions taken to demonstrate
to an adversary that a particular course of action is too costly, or that the benefits are too
meager. The intent is thus to dissuade potential adversaries from embarking on programs
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or activities that could threaten our vital interests, such as developing or acquiring nuclear
capabilities. Dissuasion differs from deterrence in that it is a concept aimed at precluding
the adversary from developing or acquiring nuclear capabilities. Dissuasion is most often
conducted using instruments of national power in concert, such as a combination of dip-
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lomatic, economic, and military measures. Air Force nuclear forces may play an important
role in the latter, often by providing a credible deterrent.
Defeat
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Chap 4
IX. Personnel
Recovery
Ref: Annex 3-50, Personnel Recovery (23 Oct ‘17).
Our adversaries clearly understand there is great intelligence and propaganda value
to be leveraged from captured Americans that can influence our national and political
will and negatively impact our strategic objectives. For these reasons, the Air Force
maintains a robust and well trained force to locate and recover personnel who have
become “isolated” from friendly forces. Personnel recovery (PR) is an overarching
term that describes this process, and the capability it represents.
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m
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Ref: Annex 3-50, Personnel Recovery (23 Oct ‘17), p. 8. Personnel Recovery
Options, Capabilities, and Methods.
PR is defined as “the sum of military, diplomatic, and civil efforts to prepare for and
execute the recovery and reintegration of isolated personnel.” (Joint Publication
[JP] 3-50, Personnel Recovery). Chairman of the Joint Chiefs of Staff Instruction
3270.01B, Personnel Recovery and Presidential Policy Directive 30, Hostage Recov-
ery Activities, and Executive Order 13698, Hostage Recovery Activities, expand PR
responsibilities to: prevent, plan for, and coordinate a response to isolating events to
include all US Government (USG) departments and agencies.
The Air Force conducts PR using the fastest and most effective means to recover
IP. Air Force PR forces deploy to recover personnel or equipment with specially
outfitted aircraft/vehicles, specially trained aircrews and ground recovery teams
with PR support personnel and capabilities in response to geographic combatant
commander (CCDR) taskings. Traditionally the Air Force focused on the recovery of
downed aircrews; however, recent experience has proven that Air Force PR forces
are responsible for the recovery of many types of IP.
(Airpower) IX. Personnel Recovery 4-79
(Sample Only) Find this and other SMARTbooks at: www.TheLightningPress.com
As an Air Force major command, and the Air Force component to US Special Opera-
tions Command (USSOCOM), AFSOC is responsible for providing specially tailored
aviation related capabilities to conduct or support special operations core activities and
other SecDef directed taskings. AFSOC refers to these capabilities as core missions.
AFSOC core missions include:
tlespace. The resulting information superiority allows friendly forces the ability to collect,
control, exploit, and defend information without effective opposition. IO is successful by
identifying and using any combination of information-related capabilities necessary to
achieve the desired effects.
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control; fire support; operational preparation of the environment; special reconnaissance;
command and control communications; full spectrum personnel and equipment recovery;
humanitarian relief; and battlefield trauma care. ST supports and optimizes airpower
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effects. Agile ST forces enable projection and integration of SOF power across domains,
geographic boundaries, and operational environments in support of the ST core capabili-
ties Global Access, Precision Strike, and Personnel Recovery requirements. Through an
integrated warfighting approach, ST is uniquely capable of delivering airpower against
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hard problem sets that are not otherwise within operational reach of the joint force.
Chap 4
XI. Cyberspace
Operations
Ref: Annex 3-12, Cyberspace Operations (30 Nov ‘11).
Cyberspace is a global domain within the information environment consisting of the inter-
dependent network of information technology infrastructures, including the Internet, tele-
communications networks, computer systems, and embedded processors and controllers.
The employment of cyberspace capabilities where the primary purpose is to achieve
military objectives or effects in or through cyberspace.
Cyberspace Superiority
Cyberspace superiority is the operational advantage in, through, and from cy-
berspace to conduct operations at a given time and in a given domain without
prohibitive interference.
Cyberspace superiority may be localized in time and space, or it may be
broad and enduring. The concept of cyberspace superiority hinges on the
idea of preventing prohibitive interference to joint forces from opposing
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forces, which would prevent joint forces from creating their desired effects.
“Supremacy” prevents effective interference, which does not mean that no
interference exists, but that any attempted interference can be countered or
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should be so negligible as to have little or no effect on operations. While “su-
premacy” is most desirable, it may not be operationally feasible. Cyberspace
superiority, even local or mission-specific cyberspace superiority, may provide
sufficient freedom of action to create desired effects. Therefore, commanders
should determine the minimum level of control required to accomplish their
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mission and assign the appropriate level of effort.
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Information-Related Capabilities (IRCs)
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IRCs are defined as “tools, techniques, or activities using data, information, or
knowledge to create effects and operationally desirable conditions within the physical,
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informational, and cognitive dimensions of the information environment.” IRCs create
both lethal and nonlethal effects. When IRCs are employed with the primary purpose
of affecting the cognitive dimension, it is typically considered IO. IRCs may also
include activities such as counterpropaganda, engagements, and shows-of-force, as
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well as techniques like having the host nation designated as the lead for night raids or
not using dogs to search houses. IRCs can be employed individually or in combination
to create lethal and non-lethal effects.
Informational Dimension
Sa
ment each other and do not detract from or interfere with any IO-related/messaging
objectives. It includes informing and attempting to affect behavior and decision mak-
ing as it applies to all relevant non-US audiences. IO should not be confused with
integrating non-lethal capabilities. IO planners should be aware of capabilities for
creating both lethal and non-lethal effects, as well as plans to ensure any cognitive
effects they have will enhance and not detract from IO-related/messaging objectives.
IO planners work with all other planners and IRC liaisons, using standard planning
and execution steps of the joint operation planning process for air, air tasking cycle,
and targeting cycle to accomplish commander’s objectives. IO-specific by-products
include items such as synchronization matrices, coordinated narratives and themes,
and target audience analysis. There is no separate IO plan.
The targeting of a select audience’s decision-making process is not new for Airmen.
In addition to the requisite understanding of the information content and connectivity
used by targeted decision makers, the Air Force has developed an analysis capabil-
ity called behavioral influence analysis (BIA). BIA provides an understanding of the
decision makers’ behavior to include culture, organization, and individual psychology
(e.g., perceptual patterns, cognitive style, reasoning and judgment, and decision
selection processes). It is this knowledge, coupled with an Airman’s ability to strike
information-related targets that is the essence of Air Force IO. The integrated em-
ployment of capabilities to affect information content and connectivity of an adver-
sary provides military advantage to friendly forces.
Air Force IO also includes the integrated planning, employment, monitoring, and
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assessment of themes, messages, and actions (verbal, visual, and symbolic) as part
of the commander’s communication synchronization (CCS) at the component level.
The CCS will include pertinent portions of the joint force commander’s or combatant
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commander’s communication strategy, which may include communication synchro-
nization themes and messages as well as any relevant component commander’s
themes and messages. At the air component level, Air Force IO planners should
ensure these themes, messages, and actions (e.g., IRCs) are integrated across all
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lines of operation.
EM jamming and the suppression of enemy air defenses (SEAD) are applications of EA:
Electromagnetic Jamming
EM jamming is the deliberate radiation, reradiation, or reflection of EM energy for the
purpose of preventing or reducing an enemy’s effective use of the EMS, with the intent of
degrading or neutralizing the enemy’s combat capability. Early Air Force EW efforts were
primarily directed toward electronically jamming hostile radars to hide the number and
location of friendly aircraft and to degrade the accuracy of radar-controlled weapons. Cur-
rently, jamming enemy sensor systems can limit enemy access to information on friendly
force movements and composition and cause confusion. Jamming can degrade the en-
emy’s decision making and implementation process when applied against command and
control systems. An adversary heavily dependent on centralized control and execution for
force employment presents an opportunity for EA.
offensive counterair and obtaining air superiority. This may involve using EM radiation
to neutralize, degrade, disrupt, delay, or destroy elements of an enemy’s integrated air
defense system (IADS). During hostilities, enemy IADS will probably challenge friendly
air operations. EW systems tasked to perform SEAD may be employed to locate and de-
grade, disrupt, neutralize, or destroy airborne and ground-based emitters. Typically, SEAD
targets include radars for early warning/ground-controlled intercept (EW/GCI), acquisition
(ACQ), surface-to-air missiles (SAMs), and antiaircraft artillery (AAA). Many Air Force
functions can be enhanced with the employment of SEAD operations.
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identification, location, and exploitation of electromagnetic radiation. The distinction lies
in the type and use of information, and who has tasking authority. ES resources are
tasked by or under direct control of operational commanders. The operational commander
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may have authority to task national SIGINT assets to provide ES or may have direct
operational control over tactical resources capable of providing ES. In either case, ES is
distinguished by the fact that the operational commander determines aspects of resource
configuration required to provide ES that meets immediate operational requirements. SI-
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GINT is tasked by national authorities. The passive nature of ES allows it to be effectively
employed during peacetime.
Refer to Joint Publication 3-13.1, Electronic Warfare, and Chairman of the Joint Chiefs of
Staff Instruction (CJCSI) 3210.03C, Joint Electronic Warfare Policy, for a more in-depth
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Public Affairs (PA) operations begin at home, before the first Airman deploys, and
continue long after the last Airman is redeployed. PA operations focus on 10 synergistic
activities to achieve the desired effects of its core competencies:
PA Functional Management
PA functional management ensures the PA office and assigned personnel are resourced,
trained, equipped, and ready to accomplish the mission in garrison or deployed.
Communication Planning
Communication planning is important to the creation of strategic, operational, and tacti-
cal effects in PA operations. PA operators must gain awareness of the aspects of the
total information environment (IE) affecting their location or operation, and should have
the means to evaluate and analyze aspects of the IE.
Security and Policy Review
While adhering to the policy of “maximum disclosure, minimum delay,” PA ensures
information intended for public release neither adversely affects national security nor
threatens the safety, security, or privacy of Air Force personnel.
Airpower
Media Operations
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Working proactively with the media increases trust and two-way communication, and is
often one of the most rapid and credible means of delivering the commander’s message.
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Community Engagement
Community engagement encompasses activities of interest to the general public, busi-
nesses, academia, veterans, service organizations, military-related associations, think
tanks, and other community entities.
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Environmental
PA supports environmental program objectives and requirements by facilitating public
notification and involvement and communicating the Air Force’s commitment to envi-
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ronmental excellence.
Visual Information
Visual products, such as photo, video, and graphics, are essential to effective commu-
nication and document the Air Force’s visual history, through the accessioning process,
for future generations.
Band Operations
Air Force bands provide a wide spectrum of musical support for events that enhance
the morale, motivation, and esprit de corps of our Airmen, foster public trust and sup-
port, aid recruiting initiatives, and promote our national interests at home and abroad.
Contingency Operations and Wartime Readiness
PA forces are foremost a deployable combat capability, fully trained and prepared to
meet the needs of the joint warfighter inside and outside the wire.
Command Information
PA provides effective and efficient communication tools to link Airmen with their lead-
ers. Command information helps Airmen and their families understand their purpose,
role, and value to the Air Force. A free flow of information to Airmen and families
creates awareness of and support for the mission, increases their effectiveness as Air
Force ambassadors, reduces the spread of rumors and misinformation, and provides
avenues for feedback.
Chap 5
Operations & Planning
(Overview)
Ref: Annex 3-0, Operations & Planning (4 Nov 16), pp. 40 to 41.
Editor’s Note: For the purposes of this publication (AFOPS2), the material from Annex
3-0 Operations and Planning is presented in two separate chapters, with chapter four
focusing on airpower and chapter five (this chapter) focusing on strategy, effects-
based approach to operations, and the common operations framework (operational
design, planning, execution, and assessment).
Air Force Doctrine Annex 3-0 is the Air Force’s foundational doctrine publication
on strategy and operational design, planning, employment, and assessment of
airpower. It presents the Air Force‘s most extensive explanation of the effects-based
approach to operations (EBAO) and contains the Air Force’s doctrinal discussion of
operational design and some practical considerations for designing operations to co-
erce or influence adversaries. It presents doctrine on cross-domain integration and
steady-state operations–emerging, but validated concepts that are integral to and
fully complement EBAO. It establishes the framework for Air Force components to
function and fight as part of a larger joint and multinational team. Specific guidance
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on particular types of Air Force operations can be found in other operational-level
doctrine as well as Air Force tactics, techniques, and procedures documents. This
publication conveys basic understanding of key design and planning processes and
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how they are interrelated.
The US’ national security and national military strategies establish the ends, goals,
and conditions the armed forces are tasked to attain in concert with non-military
instruments of national power. Joint force commanders (JFCs), in turn, employ
Operations
& Planning
m
strategy to determine and assign military objectives, and associated tasks and ef-
fects, to obtain the ends, goals, and conditions stipulated by higher guidance in an
effort to produce enduring advantage for the US, its allies, and its interests. Strategy
is a prudent idea or set of ideas for employing the instruments of national power in a
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Ref: Annex 3-0, Operations & Planning (4 Nov 16), p. 40.
A common framework of processes helps to foster coherence in Air Force strategy
creation by:
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• Creating explicit linkages to national objectives and desired end states.
• Encouraging continuity in thinking used to design and plan operations, regard-
less of where they occur in the ROMO, whether during steady-state or contin-
Operations
& Planning
m
gency operations.
• Providing a common method for commanders and staff elements to use in de-
signing and planning contingencies as logical follow-ons to ongoing operations.
• Encouraging logical linkages between resources needed for ongoing opera-
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Chap 5
I. Operational
Design
Ref: Annex 3-0, Operations & Planning (4 Nov 16), pp. 42 to 60.
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operational design deliberately, however, can provide a foundation that facilitates de-
cision-making by creating a structure linking decision analysis to emerging opportu-
nities. Creating such a linkage can substantially reduce the risks associated with an
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operation and increase the utility of a plan following first contact with an adversary.
Operations
& Planning
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Ref: Annex 3-0, Operations & Planning (4 Nov 16), p. 42. Relationship Between
Strategy Processes.
Design consists of three closely interrelated activities, which collectively allow com-
manders and their staffs to understand and visualize an operation’s purpose. These
activities are framing the operational environment, framing the problem, and devel-
oping the operational approach. Design helps formulate an operational approach
Chap 5
II. Planning
Ref: Annex 3-0, Operations & Planning (4 Nov 16), pp. 61 to 77.
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planning is accomplished through the adaptive planning and execution (APEX)
system, which is “the Department of Defense- (DOD-)level system of joint policies,
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processes, procedures, and reporting structures, supported by communications and
information technology, that is used by the joint planning and execution community
to monitor, plan, and execute mobilization, deployment, employment, sustainment,
redeployment, and demobilization activities associated with joint operations” (JP
Operations
& Planning
5-0, Joint Operation Planning). The APEX system facilitates iterative dialogue and
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collaborative planning between the many echelons of command, including between
the commander, Air Force forces (COMAFFOR), who usually acts as the joint force
air component commander (JFACC), and the joint force commander (JFC) and other
components. This helps ensure that the military instrument of national power (IOP)
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is employed in accordance with national priorities, and that plans are continuously
reviewed and adapted to accommodate changes in strategic guidance, resources,
the actions of adversaries and other actors, and the operational environment. Joint
operation planning also identifies capabilities outside the DOD, and provides the
means of integrating military actions with those of other IOPs and multinational part-
ners in time, space, and purpose to create all effects necessary to achieve objec-
tives required to attain the desired end state.
The APEX System formally integrates the activities of the entire joint planning and
execution community (JPEC), which facilitates seamless transition from operational
design and planning efforts to execution in times of crisis. APEX, and the joint opera-
tion planning and execution system (JOPES) technology that underpins it, provides
for planning that is integrated from the national level down to theater and component
levels.
See chap. six for detailed discussion of planning for joint air operations planning --
including the joint air estimate, joint operation planning process for air (JOPPA), joint
targeting, and the joint air tasking cycle.
Planning, whether legacy or Adaptive has contingency and crisis action components.
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identified in national guidance, such as the JSCP, along with the combatant com-
mander’s evaluation of their AOR, to develop a series of plans that span a wide range
of operations. This formal process develops responses to potential crises, determines
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forces required to achieve objectives, prepares deployment plans, and continually
evaluates selected courses of action (COAs). This process results in a series of formal
plans within each theater that contain lists of apportioned forces and their time-phased
deployment schedules. The process for contingency planning is cyclic and continual
Operations
& Planning
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and is almost identical whether the resulting operation plan is a fully developed
OPLAN, CONPLAN, or FUNCPLAN. Operations plans remain in effect until canceled
or super ceded by another approved plan. While in effect, they are continuously main-
tained and updated.
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purposes, and establish a tentative C-day and L-hour. The PLANORD will not be
used to deploy forces or increase readiness unless approved by the SecDef. When a
PLANORD is issued, the Air Force component headquarters commander prepares a
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TPFDD in DCAPES for the Air Force portion of the supported commander’s JOPES
TPFDD in accordance with CJCSM 3122.01A and CJCSM 3122.02B. The AEFC
sources Air Force requirements.
Operations
& Planning
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The Alert Order (ALERTORD)
The SecDef approves and transmits an ALERTORD to the supported commander and
JPEC announcing the selected COA. This order will describe the COA sufficiently to
allow the supported commander and JPEC to begin or continue the detailed planning
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the air operations center’s (AOC’s) contribution to JOPES is dependent upon the
COMAFFOR’s staff. Specifics concerning the products of the deliberate and crisis
action planning processes can be found in the JOPES/APEX manuals.
Absorbing lessons learned and adapting to them appropriately is critical to opera-
tional success. Observations should be captured after every operation in the form of
lessons learned. Events should be documented in detail to provide information that
improves planning and execution of future actions.
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ning (such as warning and planning orders) may be issued after design efforts have
begun but before more detailed planning has started. Design often also continues
after completion of initial JOPP and JOPPA planning. There is no clear demarcation
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between when design ends and planning begins (or vice versa), especially dur-
ing the “first round” of design and planning. Strategists often also identify possible
branches and sequels at various points based on planning assumptions. In doing so,
they must often make assumptions in the absence of facts in order to allow planning
Operations
& Planning
m
to continue. The need for many assumptions is typical of designing and planning for
ill-structured problems.
Later, during plan execution and assessment, operational design may be conducted
in concert with planning to adapt to emerging situations or behaviors. In this part of
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Lines of Effort
It is very helpful during design and planning to have a tool that depicts the rela-
tionship of effects to decisive points (DPs), centers of gravity (COGs), objectives,
and other events and concepts, using the logic of purpose–cause and effect.
Such a tool is usually arranged in proper time sequence to help commanders
and strategists visualize how operations evolve and interact over time. Lines
of Effort (LOE) provide just such a tool. Commanders and strategists may use
LOEs to link multiple actions and effects on nodes and DPs with COGs and
objectives to enhance effects-based planning efforts.
Effects
“Effect” refers to “the physical or behavioral state of a system that results from an
action, a set of actions, or another effect.” Effects are elements of a causal chain that
consists of tasks, actions, effects, objectives, and the end state(s), along with the
causal linkages that conceptually join them to each other. “Tasks” refer to an action or
actions that have been assigned to someone to be performed. Actions are the results
of assigned tasks. Actions produce specific direct effects, those effects produce other,
indirect effects that influence the adversary and other actors within the operational
environment, and this chain of cause and effect creates a mechanism through which
objectives and ultimately the end state are achieved. The end state is a set of condi-
tions that needs to be achieved to resolve a situation or conflict on satisfactory terms,
as defined by appropriate authority.
Objectives
Objectives at one level may be seen as effects at other, higher levels. Effects, how-
ever, comprise all of the results of actions, whether desired or undesired, intended or
unintended, immediate or ultimate. From a military planning perspective, operations
should be planned “from the top down,” starting with the desired military end state,
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determining subordinate objectives needed to bring about that end state, then deriv-
ing the effects and causal linkages needed to accomplish the objectives, and finally
determining the actions and resources necessary to create those effects. The end
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state should explain the operation’s ultimate purpose—the outcome that is sought. The
objectives and effects should explain what results are required to attain that outcome.
The task and their resultant actions should explain the steps needed to achieve the
required results.
Operations
& Planning
m
Perspective is important here. What may seem like an action to the operational-level
warfighter may seem like an objective to warfighters at tactical units. Conversely, what
may be an objective for a component commander may seem like an action to the
President of the United States.
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Planners should maintain awareness of the “big picture”—how the component’s effects
and objectives support the joint force commander’s (JFC’s) effects and objectives. This
is especially important during execution, where it is easy to get caught up in the details
of daily processes and lose sight of the end state. For example, “gain and maintain
air superiority to X degree in and over area Y for Z period” may be an objective for
the joint force air component commander (JFACC), but will likely be one of the effects
the JFC directs the JFACC to deliver (often stated as an execution task) in support of
the notional objective “defeat enemy A’s offensive into region B.” In turn, the JFACC’s
objective may seem like an action to the President, who has given the JFC the desired
effect of “defeating A’s offensive” in order to accomplish his national strategic objective
of restoring stability and maintaining political order in the applicable global region.
Actions
An action is performance of an activity to create desired effects. In general, there are
two broad categories of actions that are relevant at the tactical and operational levels:
Kinetic and nonkinetic. Examples of kinetic actions include the use of explosive muni-
tions and directed energy weapons. Examples of nonkinetic actions include use of
cyberspace weapons, an information operations radio broadcast to encourage enemy
surrender, and employment of electronic warfare capabilities.
Chap 5
III. Execution
Ref: Annex 3-0, Operations & Planning (4 Nov 16), p. 78 and Volume 3, Command
(22 Nov 16), pp. 33 to 35.
Plans describe the ways and means through which given ends (objectives and end
states) can be achieved. Plans are carried out through a process called “execution,”
which involves putting into effect any courses of action, orders, or subordinate plans
needed to achieve the ends specified by the governing plan. Execution takes place
within the timeframe specified in the governing plan and usually encompasses some
mechanism through which forces are tasked or ordered to carry out specific mis-
sions. Assessment of ongoing operations usually takes place during execution.
The process of tasking forces and generating orders for specific missions itself
entails cycles of planning, execution, and assessment. Generally speaking, plan-
ning refers to activities intended to govern future operations and execution refers to
actions taking place inside the timeframe spanning from whenever an order is given
to carry out the governing plan to the point when the commander has decided that
the operation can be terminated. Execution encompasses the commander’s “battle
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rhythm”—the deliberate cycle of command, staff, and unit activities intended to inte-
grate and synchronize current and future operations. The tasking cycles that govern
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execution vary greatly between steady-state conditions (one or two fiscal years) and
contingency or crisis operations (days or hours).
I. Executing Operations
Operations
& Planning
m
Execution of operations is an integral part of the overarching effects-based approach
construct. Many Air Force operations are executed by means of a tasking cycle. The
cycle is used with some modifications for tasking operations in the air, space, and
cyberspace and is the heart of the Air Force battle rhythm.
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Once execution begins, the commander continues to guide and influence operations
through the air operations directive (AOD) (and, in some cases, equivalent space
and cyberspace operations directives).
See following pages (pp. 5-28 to 5-29) for an overview of the tasking cycle. See pp.
6-23 to 6-28 for detailed discussion of the joint air tasking cycle.
I. Levels of Assessment
Ref: Annex 3-0, Operations & Planning (4 Nov 16), pp. 80 to 82.
Assessors perform many types of assessment across the strategic, operational, and
tactical levels to inform a wide array of decisions. The figure, “Common Levels and
Types of Assessment” displays some common types of assessment and, broadly, the
levels where each would most likely be applied (the depiction is not all-inclusive). The
figure also shows the level of commander who commonly directs a given type of assess-
ment (e.g., the joint force commander [JFC] and joint force air component commander
[JFACC]). At all levels–but especially at the operational level–the commander, Air Force
forces (COMAFFOR), JFACC, and respective staffs should observe how the JFC takes
information “on board” and craft assessment products that convey the Airman’s perspec-
tive without seeming “air-centric” or presenting a biased view.
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Operations
& Planning
m
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Ref: Annex 3-0, Operations & Planning (4 Nov 16), p. 80. Common Levels and Types of
Assessment.
A. Tactical-Level Assessment
Tactical-level assessment is generally performed at the unit or joint force component
level and typically measures physical, empirical achievement of direct effects. Combat
assessment (CA) is an umbrella term covering battle damage assessment (BDA), muni-
tions effectiveness assessment (MEA), and recommendations for re-attack (RR).
BDA is the estimate composed of physical and functional damage assessment, as
well as target system assessment, resulting from the application of lethal or nonlethal
military force. BDA consists of three phases. Phase I BDA consists of reporting physical
damage (kinetic) or other changes (nonkinetic) to the target and, if possible, evaluating
the physical damage or change to the target quantitatively or qualitatively. Phase II BDA
measures what effect the weapon had on that individual target and to what extent it can
perform its intended function. Phase III BDA then measures the effect of striking a par-
ticular target on the overall target system (e.g., what effect does taking out a command
and control [C2] node have on the overall combat capability of an integrated air defense
system? This might relate to the overall effect of gaining and maintaining air superiority).
MEA evaluates whether the selected weapon or munition functioned as intended. MEA
is fed back into the planning process to validate or adjust weaponeering and platform
selections. RR and future targeting recommendations merge the picture of what was done
(BDA) with how it was done (MEA), comparing the result with predetermined measures of
effectiveness, to determine the degree of success in achieving objectives and to formulate
required follow-on actions, or indicate readiness to move on to new tasks.
Another assessment consideration at the tactical level is estimated damage assessment
(EDA). EDA is a type of physical damage assessment; it anticipates damage using the
probability of weapon effectiveness to support estimated assessments and allows com-
manders to accept risk in the absence of other information.
Tactical-level assessment should also be accomplished following tactical employment of
nonkinetic actions and non-offensive capabilities. Examples include military information
support operations (MISO; e.g., Commando Solo missions), public affairs (PA; e.g., media
engagements), cyberspace operations (e.g., temporary utility outages), operations security
(OPSEC; e.g., signature management), etc.
See pp. 7-53 to 7-58 for related discussion of tactical-level assessment (combat
assessment) as related to targeting from Annex 3-60.
B. Operational-Level Assessment
Operational-level assessment is the component’s evaluation of whether its objectives—at
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the tactical and operational levels—are being achieved. Operational assessment addresses
effects, operational execution, environmental influences, and attainment of success indica-
tors for the objectives to help the COMAFFOR/JFACC decide how to adapt the compo-
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nent’s portion of the joint force strategy. Assessment at this level begins to evaluate com-
plex indirect effects, track progress toward operational and strategic objectives, and make
recommendations for strategy adjustments and future action extending beyond tactical re-
attack. Assessment at this level often entails evaluation of course of action (COA) success,
Operations
& Planning
m
assessment of the progress of overall strategy, and joint force vulnerability assessment.
Operational assessment should also include evaluation of changes to key parameters of
adversary force performance, changes in adversary capabilities, and what the adversary
is doing to limit the effects of friendly actions and to overcome friendly strategy. These are
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commonly performed by joint force component commanders and the JFC and their staffs.
Operational-level assessment evaluates a wide range of data: Quantitative and qualitative, ob-
jective and subjective, observed and inferred. Some measures can be expressed empirically
(with quantitative measures); others, like psychological effects, may have to be expressed in
qualitative or subjective terms. Both rely on extensive data and analysis from federated intel-
ligence partners, including other US government agencies and multinational partners.
C. Strategic-Level Assessment
Strategic-level assessment addresses issues at the joint force (“theater strategic,” as in
bringing a particular conflict to a favorable conclusion) and national levels (enduring se-
curity concerns and interests). It involves a wide array of methodologies, participants, and
inputs. The President and Secretary of Defense rely on progress reports produced by the
combatant commander or other relevant JFC, so assessment at their levels often shapes
the nation’s, or even the world’s, perception of progress in an operation. This places a
unique burden on assessors, planners, strategists, and commanders to be accurate,
meaningful, and to complete their analysis and communicate results clearly and logically.
The time frames considered by the various assessment types may vary widely, from
rather short intervals at the tactical level to longer time horizons at the strategic level, even
reaching well beyond the end of an operation, as lessons learned are determined and
absorbed. The relationship among the various assessment types is not linear, with outputs
from one type often feeding multiple other types and levels.
Chap 6
Planning for
Joint Air Operations
Ref: JP 3-30, Command and Control of Joint Air Operations (Feb ‘14), exec. summary.
The JFC’s estimate of the operational environment and articulation of the objectives
needed to accomplish the mission form the basis for determining components’ objec-
tives. The JFACC uses the JFC’s mission, commander’s estimate and objectives,
commander’s intent, CONOPS, and the components’ objectives to develop a course
of action (COA). When the JFC approves the JFACC’s COA, it becomes the basis for
more detailed joint air operations planning—expressing what, where, and how joint air
operations will affect the adversary or current situation.
Joint Targeting
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The JFC will normally delegate the authority to conduct execution planning, coordina-
tion, and deconfliction associated with joint air targeting to the JFACC and will ensure
that this process is a joint effort. Targets scheduled for attack by component air capa-
Operations
Joint Air
bilities and forces should be included on an ATO for deconfliction and coordination.
See pp. 6-19 to 6-22.
• Combat forces required. List capabilities needed, and, if applicable, specific units
or platforms. For each, list the following, if known:
1. Force provider
Operations
Joint Air
2. Destination
3. Required delivery date(s)
4. Coordinated deployment estimate
5. Employment estimate
6. Strategic lift requirements, if appropriate
• ISR forces required. List capabilities needed, and, if applicable, specific units or
capabilities
• Support forces required. List capabilities needed, and, if applicable, specific units
or capabilities
C. Analysis of Opposing Courses of Action. Highlight adversary capabilities and
intent (where known) that may have significant impact on friendly COAs.
D. Comparison of Own Courses of Action. For submission to the JFC, include only
the final statement of conclusions and provide a brief rationale for the favored air COA.
Discuss the relative advantages and disadvantages of the alternative air COAs if this
will assist the JFC in arriving at a decision.
E. Recommended Course of Action. State the JFACC’s recommended COA.
JFC Estimate
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JFACC/JFC Staff Estimate of the Situation
JFACC and/or JFC Staff Recommended COA
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JFC Approves COA
Joint Air Operations Plan
Supporting Plan
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Area Air Defense Plan - Airspace Control Plan
JFACC’s Daily
Guidance
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Ref: JP 3-30, Command and Control of Joint Air Operations, fig. III-1, p. III-2.
LEGEND
AADC area air defense ATO air tasking order JFACC joint force air component commander
commander COA course of action JFLCC joint force land component commander
AADP area air defense plan FRAG fragmentation code JFMCC joint force maritime component
Warning Order/ ACA airspace control authority JAOC joint air operations commander
Planning Commander's ACO airspace control order center JFSOCC joint force special operations component
Directive Estimate AOD air operations directive JAOP joint air operations plan commander
JTF joint task force
Step 1. Initiation
Planning is usually initiated by direction of a JFC, but the JFACC may initiate planning
in anticipation of a planning requirement not directed by higher authority, but within
the JFACC’s authority. Joint air operations should be coordinated with space and
cyberspace operations. Military air options are normally developed in combination with
the other military and nonmilitary options so the JFC can appropriately respond to a
given situation.
The JFACC and staff perform an assessment of the initiating directive to determine
how much time is available until mission execution, the current status of intelligence
products and staff estimates, and other relevant factors that influence the planning
situation. The JFC and JFACC typically provide initial guidance that may specify time
constraints, outline initial coordination requirements, authorize movement of key ca-
pabilities within the commanders’ authority, and direct other actions as necessary. The
JFACC may produce an initial commander’s intent during this step.
See facing page to see a sample JFACC mission statement and commander’s
intent.
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and why” for the joint air operation, but seldom specifies “how.” At the end of mission
analysis, the JFACC should issue his intent for the overall joint air operation, that is,
the JFACC’s contribution to the JFC’s military end state. The JFACC’s intent should
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express the end state to be produced by joint air operations and the purpose for pro-
ducing them. It should also include the JFACC’s assessment of where and how much
risk is acceptable during the operation. While the commander’s intent for the overall
operation is needed at the end of mission analysis, the JAOP will eventually contain
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the commander’s intent for each phase of the operation, and the AODs will contain
the JFACC’s intent for a specific ATO or period of time. Hence the commander’s intent
articulates a desired set of conditions for a given point in time and the purpose those
conditions will support.
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See facing page to see a sample JFACC mission statement and commander’s
intent.
Anticipation, prior preparation, and a trained staff are critical to timely mission analysis.
Operations
Staff estimates generated during mission analysis are continually revisited and up-
Joint Air
Facts
Facts are statements of known data concerning the situation.
Assumptions
Assumptions are suppositions on the current situation or a presupposition on the
future course of events, either or both assumed to be true in the absence of positive
proof, necessary to enable the commander in the process of planning to complete
an estimate of the situation and make a decision on the COA. Assumptions may
also become commander’s critical information requirements or drive the develop-
ment of branch plans to mitigate the risks of a wrong assumption. Assumptions must
be continually reviewed to ensure validity. Once an assumption is proven correct, it
becomes a fact; or if proven incorrect, a new fact or assumption is determined. They
are necessary to enable commanders to complete estimates of the situation, influence
commander's critical information requirements, drive branch planning, and make deci-
sions on COAs.
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(6) Succession to Command. Designate, in order of succession, the command-
ers responsible for assuming command of the operation in specific applicable
circumstances
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b. C2 and Communications Systems. General overview of C2 and communication
systems required to support air operations.
6. ANNEXES
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JAOP annexes should be written for a functional domain-specific audience and con-
tain technical details necessary for C2 of all air organizations and capabilities across
the joint force. They should contain any details not considered appropriate for the
relevant section of the main plan.
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A. Task Organization
B. Intelligence
C. Operations
D. Logistics
Operations
Joint Air
E. Personnel
F. Public Affairs
G. Civil Affairs
H. Meteorological and Oceanographic Operations
Continued from previous page
I. Force Protection
J. Command Relationships
K. Joint Communications System
L. Environmental Considerations
M. Geospatial Information and Services
N. Space Operations
P. Host-Nation Support
Q. Medical Services
S. Special Technical Operations
V. Interagency Coordination
(Signed) (Commander)
DISTRIBUTION:
SECURITY CLASSIFICATION.
Chap 6
III. Joint
Targeting
Ref: JP 3-30, Command and Control of Joint Air Operations (Feb ‘14), chap. III.
Targeting is the process of selecting and prioritizing targets and matching the appropri-
ate response to them, considering operational requirements and capabilities. Targeting is
both a joint- and component-level function to create specific desired effects that achieve
the JFC’s objectives. Targeting selects targets that, when attacked, can create those
effects, and selects and tasks the means to engage those targets. Targeting is compli-
cated by the requirement to deconflict unnecessary duplication of target nominations by
different forces or different echelons within the same force and to integrate the attack of
those targets with other components of the joint force. An effective and efficient target
development process coupled with the joint air tasking cycle is essential for the JFACC
to plan and execute joint air operations. The joint targeting process should integrate
the intelligence databases, analytical capabilities, and data collection efforts of national
agencies, combatant commands, subordinate joint forces, and component commands.
5.
3.
Mission Planning
Capabilities
Operations
and Force
Analysis
Joint Air
Execution
4.
Commander’s
Decision and Force
Assignment
Ref: JP 3-60, Joint Targeting (Jan ‘13), fig. II-2. Joint Targeting Cycle.
The joint targeting cycle is an iterative process that is not time-constrained, and steps
may occur concurrently, but it provides a helpful framework to describe the steps that
must be satisfied to successfully conduct joint targeting. The deliberate and dynamic
nature of the joint targeting process is adaptable through all phases of the air tasking
cycle. As the situation changes and opportunities arise, steps of the joint targeting pro-
cess can be accomplished quickly to create the commander’s desired effects. There
are six phases to the joint targeting cycle: end state and commander’s objectives,
target development and prioritization, capabilities analysis, commander’s decision and
force assignment, mission planning and force execution, and assessment.
See chap. 7, Targeting, for further discussion from Annex 3-60. See pp. 7-6 to 7-7 for
an overview of the targeting cycle.
(Joint Air Operations Planning) III. Joint Targeting 6-19
(Sample Only) Find this and other SMARTbooks at: www.TheLightningPress.com
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Adversary Preparation of the
Operational
Environment
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Target System Target
2. System
Target Analysis
Development and Target System Component
Prioritization
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Target
Electronic
Target
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3. Target Folder
Capability Analysis Element
Operations
Joint Air
Ref: JP 3-60, Joint Targeting (Jan ‘13), fig. II-3. Target Development Relationships.
Target systems are typically a broad set of interrelated functionally associated compo-
nents that generally produce a common output or have a shared mission. Target devel-
opment always approaches adversary capabilities from a target systems perspective.
This includes physical, logical, and complex social systems, and the interaction among
them. While a single target may be significant because of its own characteristics, the
target’s real importance lies in its relationship to other targets within an operational
system. A target system is most often considered as a collection of assets directed
to perform a specific function or series of functions. While target systems are intra-
dependent to perform a specific function, they are also interdependent in support of
adversary capabilities. System-level target development links these multiple target
systems and their components to reflect both their intra- and interdependency that,
in aggregate, contribute to the adversary capabilities. JIPOE helps target developers
prioritize an adversary’s target systems based on how much each contributes to the
adversary’s ability to wage war.
Chap 6
IV. The Joint Air
Tasking Cycle
Ref: JP 3-30, Command and Control of Joint Air Operations (Feb ‘14), chap. III.
The joint air tasking cycle provides for the effective and efficient employment of joint
air capabilities and forces made available. This process provides an iterative, cyclic
process for the planning, apportionment, allocation, coordination, and tasking of joint
air missions and sorties within the guidance of the JFC. The cycle accommodates
changing tactical situations or JFC guidance as well as requests for support from
other component commanders. The joint air tasking cycle is an analytical, system-
atic cycle that focuses joint air efforts on accomplishing operational requirements.
Much of the day-to¬day tasking cycle is conducted through an interrelated series of
information exchanges and active involvement in plan development, target develop-
ment, air execution, and assessment (through designated component LNOs and/or
messages), which provide a means of requesting and scheduling joint air missions.
A timely ATO is critical—other joint force components conduct their planning and op-
erations based on a prompt, executable ATO and are dependent on its information.
6 Assessment
Ref: JP 3-30, Command and Control for Joint Air Operations, chap. III.
The joint air tasking cycle begins with the JFC’s objectives, incorporates guidance
received during JFC and component coordination, and culminates with assess-
ment of previous actions. The ATO articulates the tasking for joint air operations
for a specific execution timeframe, normally 24 hours. The joint air tasking cycle is
synchronized with the JFC’s battle rhythm. The JAOC normally establishes a 72- to
96-hour ATO planning cycle. The battle rhythm or daily operations cycle (schedule
of events) articulates briefings, meetings, and report requirements. It provides sus-
pense for targeting, AIRSUPREQs, friendly order of battle updates, etc., to produce
the air battle plan (ABP) that includes the ATO message and other products. The
battle rhythm is essential to ensure information is available when and where required
to provide products necessary for the synchronization of joint air operations with
the JFC’s CONOPS and supporting other components’ operations. Nonetheless,
airpower must be responsive to a dynamic operational environment and the joint air
(Joint Air Operations Planning) IV. The Joint Air Tasking Cycle 6-23
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Chap 7
I. Targeting
Fundamentals
Ref: Annex 3-60, Targeting (14 Feb ‘17), pp. 1-30.
Targeting is the process of selecting and prioritizing targets and matching the ap-
propriate response to them, considering operational requirements and capabilities.
This process is systematic, comprehensive, and continuous. Combined with a clear
understanding of operational requirements, capabilities, and limitations, the targeting
process identifies, selects, and exploits critical vulnerabilities of target systems and
their associated targets to achieve the commanders’ objectives and desired end
state. Targeting is a command function requiring commander oversight and involve-
ment to ensure proper execution. It is not the exclusive province of one type of
specialty or division, such as intelligence or operations, but blends the expertise of
many disciplines.
Targeting helps translate strategy into discrete actions against targets by linking
ends, ways, means, and risks. It is a central component of Air Force operational
art and design in the application of airpower to create lethal and nonlethal effects.
Strategy allows commanders to choose the best ways to attain desired outcomes.
e
Strategy forms the plans and guidance that can be used to task specific airpower ca-
pabilities through the tasking process. The processes of planning, tasking, targeting,
pl
and assessing effects provide a logical progression that forms the basis of decision-
making and ensures consistency with the commander’s objectives and the end state.
Too often targeting is tied just to the delivery of kinetic capabilities and the tasking
cycle. However, achieving JFC objectives can be accomplished by creating lethal
m
and nonlethal effects, using a variety of kinetic and non-kinetic capabilities. To
optimize military action, targeting should integrate the full spectrum of capabilities
beginning at the onset of planning. In addition, targeting should occur in peacetime
well before hostilities and continue through post-hostilities. Targeting occurs at all lev-
Sa
els of conflict (strategic, operational, and tactical), for all phases of operations (Phase
0 through Phase 5), across all domains, and across the range of military operations.
Airmen tie the targeting process to creating specific desired effects that achieve
objectives. Additionally, Airmen recognize that targeting is a systematic process of
analyzing adversaries and enemies to determine critical vulnerabilities against which
national capabilities can be applied to create specific desired effects that achieve
objectives, taking into account operational requirements and capabilities.
A target is an entity or object considered for possible engagement or other actions.
Joint doctrine describes entities as facilities, individuals, equipment, virtual, and
organizations. Targets are identified for possible action to support the commander’s
objectives, guidance, and intent. It is a fundamental tenet of targeting that no poten-
Targeting
tial target derives its importance or criticality merely by virtue of the fact that it exists,
or even that it is a crucial element within a target system and other interdependent
target systems. Any potential target derives importance, and thus criticality, only by
virtue of the extent to which it enables enemy capabilities and actions that must be
affected in order to achieve the commander’s objectives. Military actions employed
may produce lethal or nonlethal effects. Multiple actions may be taken against a
single target, and actions may often be taken against multiple targets to achieve a
single effect.
Sensitive Targets
e
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A. Deliberate Targeting
Deliberate targeting applies when there is sufficient time to add the target to an air
m
tasking order (ATO) or other plan. Deliberate targeting includes targets planned for
attack by on-call resources. The air tasking cycle is sufficiently flexible to allow for
most mobile targets to be planned and attacked with deliberate targeting.
Sa
B. Dynamic Targeting
Dynamic targeting includes targets that are either identified too late, or not selected
in time to be included in deliberate targeting, but when detected or located, meet cri-
teria specific to achieving objectives. When plans change and planned targets must
be adjusted, dynamic targeting can also manage those changes.
See pp. 6-5 to 6-18 for an overview and complete discussion of the Joint Operations
Planning Process for Air (JOPPA). The discussion below only highlights certain targeting
considerations during specific steps of JOPPA.
Initiation e
The commander, Air Force forces (COMAFFOR) and staff performs an assessment of
pl
the initiating directive to determine time available until mission execution, current status
of intelligence products, and other factors relevant to the specific planning situation.
Mission Analysis
m
During this stage, joint intelligence preparation of the operational environment (JIPOE)
begins. In order to fully support an effects-based campaign, the intelligence community
should conduct robust JIPOE to inform planning. JIPOE provides a comprehensive
framework for Intelligence, surveillance, and reconnaissance (ISR) support to planning
Sa
(TSA) and or targeting effects studies should begin well in advance of operations and
should continue throughout them. It should begin during the initial stages of JIPOE and
draw upon as much ongoing peacetime intelligence/targeting material as is available
for the theater or area of operations. While space, cyberspace, and information opera-
tions should already be fully integrated into mission analysis, JIPOE, TSAs and target
development should also ensure integration of specialized analysis in support of space,
cyberspace, and information operations.
COA Development
JIPOE is refined during this stage and includes detailed analysis of COGs identified dur-
ing mission analysis. COG analysis is important to targeting efforts because it identifies
the enemy’s sources of power and will to fight and tries to discover how and where those
sources of power are vulnerable, where critical nodes within them are, and how they
can be exploited by the full capabilities of the joint force (e.g., air, space, cyberspace,
information operations, etc.). Critical vulnerabilities can be difficult to pick from critical
requirements or to translate those vulnerabilities into explicit target sets. Techniques for
translating vulnerabilities into targets can be used as the foundation for development of
COAs or a selected COA may be directed by the JFC.
e
selected COAs, CONOPS, and other elements of the plan. Commanders and planners
should know, at least approximately, how much effort and what resources are required
to achieve the operation’s desired effects. This knowledge can be gained by conducting
pl
some (at least notional) deliberate targeting systems analysis using existing TSA prod-
ucts, functional system products (i.e., power, roads, communications, chemical, etc.),
targeting databases, and/or assessment of the total number of potential targets within
the modern integrated database (MIDB) binned into functional categories (e.g., airfields,
m
air defense, ballistic missile, WMD, C4I, etc.) before the conflict begins. Target selection
should be based upon desired effects against enemy COGs, which in turn should be
based upon the objectives for the conflict.
The JAOP should be effects-based, including lethal and/or nonlethal effects, as appropri-
Sa
ate. It is the air component’s main source of guidance. Targeting efforts play a major
role in building an effects-based JAOP by relating effects to particular targets and target
systems and helping validate whether planned resources can achieve those effects.
The JAOP should provide broad guidelines for prioritizing targets/target systems, as well
as making clear which categories or sets are most important to the campaign. The JAOP
should also provide guidance on the sequencing of targeting actions or effects, which
is not the same thing as priority. Although parallel effects are generally best, sometimes
some targets should be attacked first to enable effects against other targets. The JAOP,
as well as subsequently published special instructions (SPINS), AOD, and ATOs, should
clearly articulate the commander’s rules of engagement (ROE) that ensure operations
comply with the law of war (LOW).
Targeting
Finally, the JAOP should establish guidelines for dynamic, especially time-sensitive, tar-
geting. Dynamic targeting is one of the most labor-intensive and intellectually demanding
challenges the air component faces. Anticipating as much of the challenge as possible
and spelling out guidance and priorities in the JAOP may ease the burden on com-
manders and air operations center (AOC) combat operations division (COD) personnel
once the daily battle rhythm begins. This may prevent mistakes from being made during
employment or may at least mitigate their impact. Planners should address as broad a
scope as possible in as much detail as time and planning resources allow. This should
include robust ROE and related legal considerations.
A principal purpose of the air tasking cycle is to produce orders and supporting docu-
mentation to place a flexible array of capabilities in a position to create desired effects
in support of the commander’s intent. This cycle is driven by the tyranny of time and
distance. It takes time for ground crew to prepare aircraft for flight, for aircrew to plan
missions, and for aircrew to fly to the immediate theater of operations from distant
airfields. Likewise, commanders should have enough visibility on future operations to
ensure sufficient assets and crews are available to prepare for and perform tasked mis-
sions. These requirements drive the execution of a periodic, repeatable tasking process
to allow commanders to plan for upcoming operations. The ATO execution period (usu-
ally 24 hours in duration) and the preceding process during which the ATO is developed
(usually 72-96 hours in duration) are a direct consequence of these physical constraints.
See pp. 6-23 to 6-28 for detailed discussion of the Joint Air Tasking Cycle from JP 3-30.
JTCB
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Recommendations for
future action; Effects, and
Tactical, operational, and Guidance
campaign assessment AOD
m
JFC Staff,
Strat Plans Target
Assessment and
Guidance
Development
Tac and Teams Strat
Comp Guidance
Assess Teams and TET
JFC Staff
Sa
LEGEND
ACO airspace control order MISREP mission report
ALLOREQ allocation request Off offense
AOD air operations directive Ops operations
Assess assessment Phys physical
ATO air tasking order Prod production
Def defense ROE rules of engagement
ISR intelligence, surveillance, and SORTIE/ALLOT sortie allotment
reconnaissance SPINS special instructions
JAOP joint air operation plan Strat strategic
JFC joint force commander Tac tactical
JIPTL joint integrated prioritized target list TET targeting effects team
JTCB joint targeting coordination board TST time-sensitive target
MAAP master air attack plan
Dynamic targeting consists of six distinct phases: find, fix, track, target, engage, and as-
sess (F2T2EA). These are the same phases used to prosecute joint TSTs, as explained
in the Multi-Service Tactics, Techniques, and Procedures for Dynamic Targeting (AFTTP
3-2.3). This method referred to as F2T2EA or colloquially as the “kill chain.”
F - Find
The find phase involves detection of an emerging target, which various aspects of its
characterization will result in it being binned into one of the dynamic targeting categories
listed above. The find phase requires clearly designated guidance from commanders,
especially concerning target priorities, and the focused ISR collection plan based on
JIPOE, to include named areas of interest and target areas of interest. Following this
collection plan leads to detections, some of which may be emerging targets, that meet
sufficient criteria (established by the AOC with commander’s guidance) to be considered
and developed as a target. The time sensitivity and importance of this target may be ini-
tially undetermined. Emerging targets usually require further ISR and analysis to develop
and confirm.
Commanders should not task sensors without an idea of what they may collect. They
should anticipate results, not request unfocused detection. The result of the find phase
e
is a potential target that is nominated for further investigation and development in the fix
phase.
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F - Fix
The fix phase positively identifies an emerging target as worthy of engagement and
determines its position and other data with sufficient fidelity to permit engagement.
When the emerging target is detected, sensors are focused upon it to confirm its identity
m
and precise location. This may require implementing a sensor network or diverting ISR
assets from other uses to examine it. The COMAFFOR may have to make the decision
on whether diversion of ISR resources from the established collection plan is merited,
but this decision can often be made by COD personnel. Data correlation and fusion
Sa
confirms, identifies, and locates the target, resulting in its classification in one of the four
target categories listed above. Target location and other information should be refined
enough to permit engagement in accordance with ROE. An estimation of the target’s
window of vulnerability frames the timeliness required for prosecution and may affect the
prioritization of assets and the associated risk assessment.
If a target is detected by the aircraft or system that may engage it (for example, by an
armed remotely piloted aircraft, or platform with an advanced targeting pod), this may
result in the find and fix phases being completed near-simultaneously, without the need
for additional ISR assets. It may also result in the target and engage phases being com-
pleted without a lengthy coordination and approval process. Battle management systems
[i.e., airborne warning and control system (AWACS) and joint surveillance target attack
Targeting
radar system (JSTARS) aircraft] can often fix target locations precisely enough to permit
engagement without the need for further ISR collection. Growth in sensor technology has
permitted “non-traditional” sources of ISR to supplement the find, fix, and track phases.
Integrating data from platforms other than those traditionally dedicated to intelligence
collection, to include information gleaned from weapons systems or even munitions
themselves, helps to build a common operating picture that commanders can use to
shorten the F2T2EA cycle.
T - Track
The track phase takes a confirmed target and its location, maintaining a continuous
track. Sensors should be coordinated to maintain situational awareness and track
continuity on targets. Windows of vulnerability should be updated when warranted. This
phase may require re-prioritization of ISR assets, just as the fix phase may, in order
to maintain situational awareness. If track continuity is lost, it may be necessary to re-
accomplish the fix phase—and possibly the find phase as well. The track phase results
in track continuity and refining the target identification. This is maintained by appropri-
ate sensors or sensor combinations, a sensor prioritization scheme (if required), and
updates on the target’s window of vulnerability (if required). The process may also be
run partially “in reverse” in cases where an emerging target is detected and engaged.
Once it becomes clear that it is a valid target, the sensors detecting it can examine
recorded data to track the target back to its point of origin, such as a base camp. This
could potentially identify threats or more lucrative targets. Such point of origin hunting
has proven especially useful during stability and counterinsurgency operations such as
those in Iraq and Afghanistan.
T - Target
The target phase takes an identified, classified, located, and prioritized target; deter-
mines the desired effect and targeting solution against it; and obtains required ap-
e
proval to engage. During this phase, COD personnel should review target restrictions,
including collateral damage, ROE, LOW, the no strike list (NSL), the restricted target list
(RTL), and fire support coordination measures (FSCM). In essence, the targeting and
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operational members of the COD must accomplish all facets of the “target validation”
process. This phase also accomplishes effects validation, weaponeering/capabilities
analysis, and collateral damage estimation (CDE) analysis. COD personnel match
available strike and sensor assets against desired effects, then formulate engagement
m
options. They also submit assessment requirements.
The selection of assets for a specific target may be based on many factors, such as
the location and operational status of ISR and strike assets, support asset availability,
weather conditions, ROE, target range, the number and type of missions in progress,
Sa
available fuel and munitions, the adversary threat, and the accuracy of targeting acquisi-
tion data. This can be the lengthiest phase due to the large number of requirements that
should be satisfied. In many cases, however, dynamic targeting can be accelerated if
target phase actions can be initiated and/or completed in parallel with other phases.
E - Engage
In this phase, identification of the target as hostile is confirmed and engagement is
ordered and transmitted to the pilot, aircrew, or operator of the selected weapon system.
The engagement orders should be sent to, received by, and understood by the operator
of the weapons system. The engagement should be monitored and managed by the en-
gaging component (for the air component, by the AOC). The desired result of this phase
is successful action against the target.
Targeting
A - Assess
In this phase, predetermined assessment requests are measured against actions and
desired effects on the target. ISR assets collect information about the engagement
according to the collection plan (as modified during dynamic targeting) and attempt to
determine whether desired effects and objectives were achieved. In cases of the most
fleeting targets, quick assessment may be required in order to make expeditious re-
attack recommendations.
e
well as the collection and exploitation requirements stage of target development. The
ISRD has primary responsibility within the CAOC for the JIPCL, although considerable
consultation with the SD OAT is required.
pl
No Strike List (NSL)
The NSL is a list of objects or entities characterized as protected from the effects
of military operations under international law and/or rules of engagement. Attacking
m
these may violate LOW—interfere with friendly relations with indigenous personnel or
governments or breach ROE. Combatant commanders (CCDRs) and JFCs determine
which targets are included on the NSL based upon inputs from components, support-
ing unified commands, or higher authorities. Targets on this list require national-level
Sa
approval to strike. Targets on the NSL can only be moved to the RTL or JIPTL with
national-level approval.
tion, and dissemination (PED) nodes and provides specific guidance to tasked ISR
assets, including ISR platforms, sensors, and PED.
The finalized JIPTL cutline associated with the ATO is fed back into the target devel-
opment process for situational awareness on status of targets to be serviced in order
to accurately produce the follow-on JIPTL.
As the ATO is finalized, the targeting staff will continue to update and/or refine
targeting products in accordance with the coordination activities in developing
the MAAP. Guidance may preclude a particular weaponeering solution or risk assess-
ment may require combined kinetic and non-kinetic solutions to create the desired
Targeting
effect(s).These refinements will be documented within the ETF and specific products
modified (e.g., JDPI, CDE, etc.) accordingly.
e
changes with appropriate agencies or components. These operations centers may
or may not have authority to re-direct use of other capabilities supporting theater
pl
efforts, depending upon the asset.
Due to operational environment dynamics, the COMAFFOR may be required to
make changes to planned operations during execution. The AOC should be flexible
and responsive to changes required during execution of the ATO. Forces not allo-
m
cated for joint or combined operations, but included on the ATO for coordination pur-
poses, can be redirected only with the approval of the respective component or allied
commanders. During execution, the COMAFFOR is also responsible for retargeting
air assets to respond to emerging targets or changing priorities. The COMAFFOR
may delegate the authority to re-direct missions made available for higher priority
Sa
estimates.
The rational use of force relies on the capability to achieve positive identification
(PID) and geolocation of adversary entities as a precursor to taking action against
them. Conducting CID of all operational environment entities is thus a critical en-
abling capability in any use, or potential use, of military force. Identifying adversary
or enemy entities is essential, of course, but so is identifying friendly and neutral en-
tities. Friendly force tracking (FFT) is a core function of combat identification (CID).
FFT is the process of fixing, observing, and reporting the location and movement of
friendly forces. The purpose of FFT is to provide commander’s enhanced situational
awareness and to reduce friendly fire incidents.
At all levels of assessment, planners should choose criteria that describe or estab-
lish when actions have been accomplished, desired effects created, and objectives
achieved. These criteria are called “measures and indicators.” There are two common
types of measures:
Reliable means it should accurately express the intended effect. If quantitative mea-
sures are used, they should be relevant. It is not sufficient to choose, for example,
“fifty percent of enemy armor attrited” as an MOE without understanding why that
measure is relevant to objectives. Observable means that existing ISR collection
methods can measure it with the required precision to detect the intended change.
MOEs and MOPs may be quantitative or qualitative. Sometimes subjective measures,
independent of other empirical measures, determine whether indirect effects and the
objectives they lead to are being accomplished. Qualitative means primarily that judg-
ment should be made in the absence of meaningful quantitative measures. Military
personnel tend to be less comfortable with these rather than with more empirical,
quantitative, measures, since they are generally trained to regard their profession as
Targeting
more of a science than an art, but often the numbers themselves involved in quantita-
tive measures can deceive. Seemingly “scientific” quantitative measures are often
poorer representations of what should happen in the operational environment than
more qualitative measures, like “enemy armor units A, B, and C not offering larger
than platoon sized resistance to forces closing on Phase Line X until at least day Y.”
Such a measure may be much more relevant to the friendly scheme of maneuver, be
easier to collect against, and be easier for commanders to act upon. It is often easier,
especially at the higher levels of assessment, to choose qualitative measures that are
logically tied to objectives. Quantitative measures, on the other hand, can, through
their very seeming certainty, take on a life of their own, leading to actions that do not
contribute to accomplishing objectives or the end state.
CA determines the results of weapons engagement (with both lethal and nonlethal capa-
bilities), and thus is an important component of joint fires and the joint targeting process.
To conduct CA, it is important to fully understand the linkages between the targets and
the JFC’s objectives, guidance, and desired effects. CA includes the three related ele-
ments: battle damage assessment, munitions effectiveness assessment, and reattack
recommendations or future targeting.
e
source reporting. Typical timelines associated with this phase are 1-2 hours after
information becomes available (e.g. sortie debrief, WSV review, Initial Imagery
Report). It also provides initial inputs for a Restrike Recommendation.
pl
• Phase 2 BDA: This is the Supplemental Target Assessment report on the physical,
change assessment, and functional damage assessment of the target. This report
is a detailed Physical Damage Assessment (PDA), Functional Damage Assess-
ment FDA, and change assessment normally based on multi-source reporting.
m
Phase 2 BDA reporting is provided when there is a significant change to the Phase
1 reporting to include the multi-source verification and change to the confidence
level of the initial reporting.
Sa
• Phase 3 BDA: This is the Target System Assessment (TSA) and represents the
aggregate of previous phase reporting. This assessment is normally produced by
national-level intelligence agencies working closely with the Joint Task Force as-
sessment teams (J2, J3, & J5). It represents an in-depth target system functional
damage assessment with respect to a target system (collection of related facilities/
entities) and provides commanders with high level assessments that help deter-
mine future weights of effort for future planning and execution. Reporting for this
phase is normally provided 24 hours after information becomes available.
For additional information on the BDA process, refer to Defense Intelligence Agency
(DIA) publications DI-2820-4-03, Battle Damage Assessment Quick Guide; DI 2800-2-
YR, Critical Elements of Selected Generic Installations (Critical Elements Handbook);
Targeting
Chap 8
I. Combat
Support
Ref: Annex 4-0, Combat Support (21 Dec ‘15).
The Air Force defines combat support (CS) as the foundational and crosscutting ca-
pability to field, base, protect, support, and sustain Air Force forces across the range
of military operations. The nation’s ability to project and sustain airpower depends on
effective CS.
e Force
Protect Forces
pl
Field Forces
Generate the Mission
Base Forces CORE Support the Mission,
Posture Responsive CAPABILITIES Forces, and
Infrastructure
Forces
m
Sustain the Mission,
Forces, and
Infrastructure
Sa
FUNCTIONAL COMMUNITIES
Acquisition Distribution Munitions Mgmt
AFOSI Force Support Postal Services
Airfield Operations Financial Mgmt/Comptroller Public Affairs
Analyses, Assessments, and Health Services Safety
Lessons Learned Historian Science/Technology
Chaplain Corps Judge Advocate Security Forces
Civil Engineer Logistics Planning Test and Evaluation
Communications/Information Maintenance Weather Services
Contracting Materiel Management
JP 4-0 Joint Logistics (Oct ‘13), ATP 3-35 Army Deployment and
Redeployment (Mar ‘15), and more than a dozen new/updated
Army sustainment references.
(Combat Support) I. Combat Support 8-1
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In joint and Air Force operations, engineering functions are categories of related
engineering capabilities and activities that are grouped together to help commanders
integrate, synchronize, and direct engineering operations. These functions fall into three
basic groups: general engineering, combat engineering, and geospatial engineering:
Engineer Functions
A General Engineering
B Combat Engineering
C Geospatial Engineering
e
pl
A. General Engineering
General engineering consists of those engineer capabilities and activities that provide in-
frastructure and modify, maintain, or protect the physical environment. Examples include
construction, repair, maintenance, and operation of infrastructure, facilities, lines of com-
m
munication, and bases; airfield damage repair (ADR), terrain modification and repair, and
selected explosive hazard activities. General engineering provides the means to develop
installations to project airpower. It can occur under combat conditions but differs from
combat engineering in that it is not in support of maneuver of forces. General engineer-
Sa
ing focuses on rapidly responding to establish, sustain, and recover airbases, conducting
ADR as needed. These types of activities are usually required during initial stages of
major operations when base infrastructure is unavailable or inadequate to support the
commander, Air Force forces (COMAFFOR) in achieving the joint force commander’s
objectives. Engineering tasks are time consuming, requiring centralized planning and
control to effectively manage limited resources. Commanders may employ a combination
of military engineers, civil service, contractors, multinational engineers, and host nation
personnel to fulfill engineering requirements. Although the nature of some tasks or the
threat of violence in an operational area may require military engineers, once the area
begins to stabilize the tasks can be performed using multiple available resources. For
more detailed information on general engineering capabilities, see Appendix B.
B. Combat Engineering
Combat engineering is defined as those engineering capabilities and activities that
provide close support to the maneuver of land combat forces. It consists of mobility,
countermobility, and survivability operations. The primary difference between combat en-
gineering and general engineering is combat engineering’s requirement for close support
to land combat forces and its focus on mobility/maneuver versus supporting base and
mission operations from fixed locations. This should not be confused with “engineering
under combat conditions.”
Support
Combat
Although Air Force civil engineers are not specifically organized, trained, and equipped
to conduct combat engineering, their inherent skills are used to conduct tasks to sup-
e
prepare for emerging man-made and natural threats. They make reasonable efforts to
identify and protect our forces from emerging infectious diseases, as well as potential
genomic/proteonomic, directed energy, and other new technologies. Casualty preven-
pl
tion is a continuous process conducted throughout pre-deployment, deployment, and
post-deployment phases. Illness and injury prevention requires the full commitment of
commanders, leaders, and individuals.
Restore Health
m
To restore health is the third of four objectives of Air Force medical operations. Medi-
cal forces use combined processes to rapidly restore each Airman to a combat ready
status or arrange for the appropriate rehabilitative services. Restoring health requires
Sa
Chap 8
IV. Force
Protection
Ref: Annex 3-10, Force Protection (17 Apr ‘17).
The 21st Century has, thus far, been characterized by a significant shift in Air Force
responsibilities and an increased exposure of its resources to worldwide threats.
This point is underscored by the terrorist attacks of 11 September 2001 and ongoing
operations worldwide. Today, potential opponents are less predictable, leverag-
ing the increased availability of both high and low technology weapons, including
weapons of mass destruction. The Air Force’s ability to project US airpower requires
protection from these threats at home, in transit, and abroad.
Due to the increased lethality of international and domestic threats, it is imperative
the Air Force take strong measures to protect our personnel and installations around
the world. How the Air Force protects its forces is critical to global engagement. An
air expeditionary task force poised to respond to global taskings within hours should
establish the capability to fully protect its forces.
Commanders at all levels should have an effective force protection program. Com-
manders are responsible for protecting their people and the warfighting resources
necessary to perform any military operation. We are obligated by the moral necessity
of protecting our Airmen to ensure force protection (FP) is a part of Air Force culture.
Understanding and using FP doctrine will help ensure the successful protection of
our people and resources.
FP supports combat support, and its supporting capability of “Protect the Force.”
Protecting Air Force personnel and resources is critical to the Service’s ability to
perform its mission.
(AFOPS2)
Index
Index
A Air Force Planning in the Assessment Interpretation,
Additional Principles of Op- Context of Joint Planning, 5-40
erations, 1-18 5-15 Assessment Measures, 5-36
Additional Responsibilities as Air Interdiction (AI), 4-20 Asymmetric Operations, 4-4
the Service Component Air Mobility Operations, 4-41
Commander, 2-4 Air Mobility Support/GAMSS, B
Aeromedical Evacuation 4-52 Balance, 1-22
(AE), 4-54 Air Operations Center Basic Doctrine, 1-1
AETF Command and Control (AOC), 2-10, 3-9, 3-40 Battlefield Coordination De-
Mechanisms, 2-10 Air Refueling, 4-50 tachment (BCD), 3-14
AETF Organization, 2-6 Air Tasking Cycle, 7-19
AFFOR Organization & Staff Air Tasking Cycle Phases, C
Directorates, 3-18 7-32 CAS Effects, 4-25
AFFOR Staff Responsibili- Air Tasking Order (ATO) CAS Objectives, 4-25
ties, 3-20
AFFOR Staff, 2-10 e
Production and Dissemi-
nation, 7-48
CAS Planning, 4-26
CAS Responsibilities, 4-25
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AFSOC Command Relation- Airlift, 4-48 Categories of Targets, 7-24
ships, 4-88 Airmen’s Perspective, 3-37 Centralized Control, 1-20
AFSOC Core Activities, 4-86 Airmindedness, 1-8 Changes and Limitations
Air and Missile Defense Airpower and the Range of (Dynamic), 7-30
m
Commander (AAMDC), Military Operations, 4-5 Close Air Support (CAS),
3-14 Airpower as Maneuver in 4-24
Air Control, 4-7 Warfare, 4-4 COA Analysis and Wargam-
Air Control Relationships, 4-9 Airpower, 1-5, 4-1 ing, 6-14
Sa
Index-1
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D
Index
Index-2
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Index
Integrating the Air Reserve Joint Targeting Coordination
Components, 2-16 Board (JTCB), 6-20 Objectives, Effects and Guid-
Intelligence Disciplines, 4-64 Joint Targeting Cycle, 6-19 ance, 7-32
Interagency Coordination, Joint Terminal Attack Con- Offensive Counterair (OCA),
2-26 troller (JTAC), 4-30 4-10
Interdiction Objectives, 4-21 Operation Assessment dur-
International Law, 4-36 L ing Contingencies and
Irregular War, 1-15 Large-Scale Combat Opera- Crises, 5-39
tions, 1-11 Operational Approach, 5-11
J Levels of Assessment, 5-32, Operational Design, 5-7
JFACC Basing and Transi- 7-53, 7-54 Operational Design Method-
tion, 3-28 Levels of War, 1-13 ology, 5-10
JFACC Communications Limitations of Airspace Con- Operational-Level Assess-
System, 3-28 trol, 3-52 ment, 5-33
JFACC Responsibilities Lines of Effort, 5-22 Operational-Level Assess-
(through the JAOC), 3-12 ment, 7-54
JFACC Responsibilities, 3-23 M Operations & Planning, 5-1
JFACC Staff, 3-20 Marine Liaison Element Options for Establishing a
(MARLE), 3-15 JFACC, 3-26
Joint Air Component Coordi-
nation Element (JACCE), Maritime Domain, 4-33 Organizing U.S. Air Force
2-21, 3-13 Measures and Indicators, Forces, 2-5
Joint Air Estimate, 6-3
Joint Air Estimate of the Situ-
ation Template, 6-4
7-55
e
Measures of Effectiveness
(MOE), 5-36
P
PA Core Competencies,
pl
Joint Air Operations C2 Sys- Measures of Performance 4-110
tem, 3-31 (MOP), 5-36 Parallel and Asymmetric
Joint Air Operations Plan Medical Operations, 8-9 Operations, 4-4
(JAOP), 6-16 Methods of Operational Persistence, 1-21
m
Joint Air Operations Planning Design, 5-9 Personnel Recovery, 4-79
(JOPPA), 6-5 Military Engagement, Se- Personnel Recovery Func-
Joint Air Tasking Cycle curity Cooperation, and tions, 4-80
Deterrence, 1-11
Sa
Index-3
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S
5-32
e
Target Development, 7-35
Target Development and
W
Wargaming, 6-14
pl
Senior/Host Air Force Instal- Prioritization, 6-22 Weaponeering and Alloca-
lation Commander, 2-16 Target Fundamentals and tion, 7-45
Service Component Planning Characteristics, 7-2
during Contingencies, Target Nomination, 7-15
m
5-19 Target Planning, 7-13
Space Operations Functions, Targeting, 7-1
4-38
Targeting & the Air Tasking
Space Service Support, 4-39
Sa
Cycle, 7-31
Space Situational Awareness Targeting and Legal Consid-
(SSA), 4-38 erations, 7-58
Space Superiority, 4-37 Targeting Assessment, 7-53
Space Support to Opera- Targeting Considerations
tions, 4-39 during JOPPA, 7-14
Span of Control, 2-20 Targeting Coordination &
Special Operations, 4-83 Liaisons, 7-10
Special Operations Liaison Targeting Cycle, 7-6
Element (SOLE), 3-15 Targeting Effects Team
Special Tactics Team (STT), (TET), 6-21
4-32 Targeting Functions, 6-20
Specialty/Support Functions, Targeting Responsibilities,
3-16 7-8
Split Operations, 2-11, Split Tasking Component Forces,
Operations, 7-12 3-26
Steady-State Assessment, Tasking Cycle, 5-27
5-38
Tenets of Airpower, 1-19
Steady-State Design: Shap-
Terminal Attack Control,
ing the Operational Ap-
4-30
proach, 5-12
Index-4
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