BF 01645859
BF 01645859
8, 245--260 (1968)
1. Introduction
Of centrM importance to the t h e o r y of gravitational collapse is the
question whether event horizons are a fairly normal characteristic of
v e r y intense gravitational fields, or whether t h e y are merely quirks of
the special highly symmetric solutions which have so far been studied.
If we restrict ourselves to the class of asymptotically flat, static
v a c u u m fields, it is already k n o w n [1] t h a t the only regular event ho-
rizons are spherical. More precisely: a m o n g all fields in this class with
closed, simply-connected equipotentiM surfaces g00 = c o n s t . , Schwarz-
schild's solution is the only one with a regular event horizon go0 = 0.
This means t h a t no static asymmetric perturbation of the Schwarzsehild
field which originates from sources within the critical surface goo = 0
(r = 2m) can preserve a regular event horizon. (On the other hand, per-
turbations due t o exterior sources, such as distant masses, leave the
qualitative character of the event horizon unaffected [2].)
Quite generally, in the case of an a r b i t r a r y asymptotically flat field,
it therefore seems natural to ask whether the regularity of an event
horizon is destroyed b y a n y asymmetric perturbation due to interior
sources (e.g. mass quadrupole [3], magnetic dipole field [4], outgoing
gravitational waves ; an exception has to be made here for rotation - - the
Kerr manifold has a regular event horizon [5]). 1 If this were true, it
would force a drastic reappraisal of our current ideas on the nature of
gravitational collapse [6].
* On leave of absence from the Mathematics Department, University oi Alberta,
Edmonton, Canada.
1 For instance, it might be conjectured that every vacuum field which has a
regular event horizon and which is asymptoticMly flat (with an outgoing radiation
condition) is algebraically special.
246 W. Is~E~:
2. Static Fields
In this section we shall deal with a general static field. Our aim is to
reformulate Einstein's static field equations as conditions on the geo-
metry of the equipotentiM surfaces.
The notation follows reference 1. (Signature of metric - - + ÷ - F . Cap-
italized Latin indices (range 0--3) refer to space-time tensors. Three-
dimensional and two-dimensionM subtensors are distinguished b y Greek
indices (range 1--3) and b y lower-case Latin indices (values 2, 3).
Covariant differentiation with respect to the 4-dimensionM, 3-dimen-
sional, and 2-dimensional metrics is denoted by F, a stroke and a semi-
colon respectively.)
A space-time is called "static" if it admits a regular vector field
which satisfies Kflling's equations:
0 = VA~B+ V ~ A = s C O c g A : ~ + g A c a . B ~ C + g c . B a A ~ c , (1)
is hypersurface-orthogonal:
~ VG~B~ = 0 , (2)
and time-like over some domain. With V defined by
V = ( - ~ ~A)~/~, (3)
the identity a[~ (V -~ ~ ] ) = 0 (4)
Event Horizons 247
Let X, Ya and Zab denote the right-hand sides of (173), (17b) and (18)
respectively. Then the identities
g-~(a/~V) (gX) = @Z~b(Ka~--Kg~b)--@-~(@~Y'9,~, (19a)
g-1/2(~/OV) (gl/2y~) = [@(SaZ
C b¢ __zb)];b + @-x(@2X).~, (19b)
are consequences of (14). The left-hand sides of (17) and (18) of course
satisfy corresponding identities, whose content is merely that of the
contracted Bianchi identities G~ z = 0. Thus, if (14) and (18) are regarded
(in a given 3-space and for given @) as a system o~ first-order equations
determining the evolution of gao and K ~ as functions of V, then (173, b)
are "involutive constraints": if they are satisfied on one surface V = const.
then, by virtue of (19), they are satisfied identically.
We are now ready to decompose the Einstein field equations
a~ = -- 8~7T~ (20)
I t is readily verified t h a t
VI~FAB== ~A V B ( V - 1 E B ) = ~A V-1E~I~ (34)
so that, in the absence of charge and current, the Maxwell equations
VBF A B = 0 can be written
E:I: = ( V - l g = ~ ) l ~ = O. (35)
B y virtue of (9), this can also be written as
Vg-1/2 (a/a v) (gl/2 v - 1 ~o) = - - (~ ~o;a), a, (36)
with ~p defined b y
~0/~ V = e 9 . (37)
F o r an electrovae field (electromagnetic field without m a t t e r ) the
energy tensor is given b y
4 ~ T ~ ~ = F ~ cFB c - - ~ ga B F ~ c F - c
4
I (a8)
-~gABE~ - - E A E B + E ~ V - - ~ A ~B .
with
4:~ T ~ = + g ~ E 2 - - E ~ E ~,
J
VE~ = ~ ~ n ~ - - e ( ~ ) ~ , (40)
E ~ ~ E ~ E ~ = V - 2 ( ~ ~-+ ~ ; a ~ ;a) . (41)
Hence (22) reduces to
Vt~'It, = ?, V E 2 . (42)
W e substitute (39) into the basic Eqs. (23)--(26) of the previous
section. This leads to the following complete first-order s y s t e m / o r deter-
mining the march o] the variables gab, q~, Y~, ~, Kba as ]unctions o~ V:
Geometrical equation:
ag~/O V = 2 ~ K ~ . (14)
Electrostatic equations:
~/~ V : e ~o, (37)
Vg-~/2a (gl/~ V-1 ~p)/OV = - - (~ q0;a); a" (36)
Gravitational equations:
~-~0e/~ V = K - - ~ V - ~ ( ~ o ~ + ~ ; a ~ ;~) , (43)
1
V-:g-x/~o (g~/~ VKba)/~ V = - - e; a ;b __ -~ ~ R 5ha (44)
+ y V-~q[2~o;~ ;°- ~(~ + ~;~;~)] •
Even~ Horizons 251
Involutive constraints:
1
-~(Ka~Kab--K2--R) = y V-2(~v~ - ~0;a~ ;a) ÷ ~ - ~ V - 1 K , (45)
O A K - - Kb;b = 2~, V - ~ p qJ; a + ~-~ V-~ ~; a . (46)
That the constraints (45), (46) are respected by the equations of evolu-
tion can be verified explicitly with the aid of the identities (19).
The following result, which will be needed later, is obtained by
contracting (44) and eliminating R by means of (45):
g~ = ~ + 0(r-~), ~ g ~ = 0(r-~) ,]
V = 1 - - (m/r) ÷ ~ , m = const., I (r -+ c~) (50)
= O(r - ~ ) , O~ = O(r - 8 ) , a ~ 0 ~ = 0 (r-4)
where r ~- (8~x~xP)X/~.
(iii) The elcctrovac field is purely electrostatic (or purely magneto-
static). The asymptotic form of the electrostatic (or magnetostatie)
scalar potential is
cf = (e/r) + ~, e = const.,
(r-~ ~) (51)
= 0(r -~) , a ~ = 0(r -a) .
17"
252 W. IsRAEL:
obtained by applying the definitions (8), (37) and (14) to the metric (52).
There are two major steps in the proof of the theorem. I n Sec. 5 we
show, mainly with the aid of the electrostatic Eqs. (36) and (37), that
(i)--(vi) can only be satisfied if ~ is constant on the equipotential surfaces
V = const.: ~ - - ~(V). This simplifies the gravitational Eqs. (43) and
(44), from which it can then be deduced (Sec. 6) that the equipotcntial
surfaces are spherical.
There is one trivial case for which the proof can be quickly disposed
of here. Suppose t h a t V has a positive lower bound. Then the (maximally
extended) 3-space X is complete. F r o m (35) and the boundary condition
(51) we deduce ~ ~ 0 with the aid of Green's theorem. Eq. (42) now
reduces to Laplace's equation VI,[~ = 0; together with the boundary
conditions (50) this yields V ~ 1, showing t h a t space-time is flat and
establishing the theorem.
We m a y assume henceforth t h a t V comes arbitrarily close to zero
on X. The 2-space V = 0 ÷ then forms an inner boundary of 2: and
encloses an internal "hole". By (iv), every equipotential surface is homo-
topic to V = 0 ÷ . I t follows that the gradient of V cannot vanish at any
interior point P of X. If it did, then by (42) V would have a minimum
at P (unless E vanishes identically) and the equipotential surfaces near P
could be shrunk to a point. [If E ~- 0, P would be a point of bifurcation
Event Horizons 253
where
A V ~ ~G ÷ OF/O~, B ~ V-IaF/aV ÷ aG/acf. (57b)
To obtain integral conservation laws from (57), let us require that
A = B = OG/aV = 0 . (58)
The general solution of this (over-determined) linear system of differen-
tial equations for ~, G is a linear combination of the three particular
solutions
17=1, G=0, (59a)
F= ~0, G = - - 1, (59b)
E = ~,~2-t- V ~, G=--2~. (59c)
254 W. Isl~t~L:
1 V _ 1 0 ( V 2 _ _ y ~ 2 ) / O V = 1 - - ),OyqJIV. (61)
[Eqs. (60a, b) could also have been inferred somewhat more directly
from (35) and (42).] Evaluating the surface integrals for V = 1 b y means
of (54), and taking (56) into account, we find
f (~PiV) d S = - - 4 x e e , (61~)
V=O+
in (57a, b). The resulting linear differential equations for F, G have the
particular solution
1 2 V ~ ~- 1 ~,2e~,~3_ 2 ~ , e m , ~ "]l
m2F=--~-ye ~-- 2 ~ w ~ Y (66)
m2G = ~Ie 2 V-s - - - ~1 ye2~ 2 + 2 e m c f + ?-ira ~
With F, G given by (66), we have thus the identity
g-~/2(~/O V) g l / S ( V - l . F v -[- @-IG) = (@ V) -1 [~ ~/)(1 - - ~e ~/Tf/~) ~- eV/m] 2
+~V-l(1--?e~v/m) 2F;a~ ;a-V-1(F@F:a);a. (67)
Integrating over X, we deduce the inequality
f ( V - 1 F V + e - I G ) d S > f(V-1FV+ e-lG) dS, (68)
81 So
where S 0, S~ are the inner and outer boundary surfaces, V = 0 + and
V = 1 (both understood as limits). Equality in (68) holds if and only if
~;a=0, i.e. ~=~(V),~
(69)
e~v(1 - - 7ecf/m) + e Vim 0 J
everywhere on Z. Now, the surface integrals in (68) can actually by
evaluated with the aid of (54), (61a), (62) and (63). A straightforward
calculation yields the value
4Jrm (9,-1 + 2 e2/m2)
for both sides of (68). Vv% conclude that (69) must be true. (This argument
clearly breaks down for the special case of zero coupling: ? = 0. This
case is dealt with separatc]y in Sec. 7.)
F r o m (69) and (37),
~ ~p = d q~/d V = - - e V/ (m - - y e cf) . (70)
Solving the differential Eq. (70) subject to ~v = (v0 [see (62)] when V = 0,
we find
7 e ~ ( V ) = m - - ~¢(V) , (71)
where
~(V) ~- [m s - y e ~ ( 1 - V2)]1/~" . (72)
(The other boundary condition, ~v-+ 0 when V -* 1, now shows that the
parameter m introduced in (50) cannot be negative.) From (61), (69) and
(71) we have the explicit formulae
•~ (V) = m/o: ( V ) , (73)
v2 = - - e V/~ (V). (74)
6. T h e G r a v i t a t i o n a l F i e l d
The explicit formulae just obtained for the electrostatic field, when
substituted into the gravitational Eqs. (43) and (44), result in a great
simplification. We are now in a position to derive two integral relations
256 W. I s ~ L :
from (43) and (44) which ~dll enable us to infer t h a t only spherical
surfaces V = const, are compatible with conditions (i)--(vi) of Sec. 4.
This will complete the proof of our theorem.
Remembering t h a t ~0is a function of V only, we have from (47), (43),
(36) and (37)
(OlaV) [(g ~le) 1/2 V-1K] = -- [g~(V)] 1t2 V -1 [2 (el/2) ;a; a
(75)
1 -3/~ o;a
+-ff ~ ~;~ + ~I/2A~A ~b]
The integration f f f (75) dOldO~d V yields
Z
obtained from (45), and we substitute for ~ from (74). We also note the
result (easily derived from the formulae of See. 3)
0 (gl/~-l~)/a v = 0. (85)
7. Zero Coupling
Separable solutions which are regular on the axis have the form
x ~ (r/2m)- 1 . (98)
2m \I]2
c 2 (1
Since
~t~(z) ~ z~, ~ln(Z ) ~ z-(~+1) (z-+ co, n >_--1), (104)
only the second solution has the correct behaviour at infinity. To examine
the behaviour of (103b) near r ~= 2m, we observe from (41) t h a t the
field strength E is given b y
References
1. ISRAEL,W. : Phys. Rev. 164, 1776 (1967).
2. ~¢IYSAK,L. A., and G. S Z E ~ E S : Can. J. Phys. 44, 617 (1966).
ISRAEL, W., and K. A. Ktt~:~: Nuovo Cimento 33, 331 (1964).
3. DO~OSR~E~C~, A. G., ~ . B. ZEL'DOVlC~,and I. D. NOVlKOV: JETP 49, 170
(1965) [transl. as Solder Phys. JETP 22, 122 (1966)].
4. Gn~zBc~G, V. L.: Dokl. Akad. Nauk SSSR 156, 43 (1964) [transl. as Soviet
Phys. Dotdady 9, 329 (1964)].
- - , and L. M. OZERNOI: JETP 47, 1030 (1964) [transl. as Soviet Phys. JETP
20, 689 (1965)].
5. BoYE~, R. H., and R. W. LINDQUIST:J. ]~/[a~h.Phys. 8, 265 (1967).
6. ISRAEL,W. : Nature 216, 148 and 312 (1967).
Dr. W. ISRAEL
Dublin Institute
for Advanced Studies
School of Theoretical Physics
64--65, Merrion Square
Dublin (Ireland)