Chapter 3::

Names, Scopes, and Bindings

Programming Language Pragmatics, Fourth Edition

Michael L. Scott

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 Contents

• Name, Scope, and Binding

• Binding
• Lifetime and Storage Management
• Scope Rules
• The Meaning of Names within a Scope
• Binding of Referencing Environments
• Separate Compilation
• Conclusions

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 Name, Scope, and Binding

• A name is exactly what you think it is

– Most names are identifiers
– symbols (like '+') can also be names
• A binding is an association between two
things, such as a name and the thing it
names
• The scope of a binding is the part of the
program (textually)in which the binding is
active

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 Binding

• Binding Time is the point at which a binding

is created or, more generally, the point at
which any implementation decision is made
– language design time
• program structure, possible type
– language implementation time
• I/O, arithmetic overflow, type equality (if unspecified in
manual)

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 Binding

• Implementation decisions (continued ):

–program writing time
•algorithms, names
–compile time
•plan for data layout
–link time
•layout of whole program in memory
–load time
•choice of physical addresses

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 Binding

• Implementation decisions (continued):

–run time
•value/variable bindings, sizes of strings
•subsumes
–program start-up time
–module entry time
–elaboration time (point a which a declaration is first "seen")
–procedure entry time
–block entry time
–statement execution time

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 Binding

• The terms STATIC and DYNAMIC are

generally used to refer to things bound
before run time and at run time,
respectively
– “static” is a coarse term; so is "dynamic"
• It is difficult to overstate the importance
of Binding Times in programming
languages

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 Binding
• In general, early binding times are associated
with greater efficiency
• Later binding times are associated with greater
flexibility
• Compiled languages tend to have early
binding times
• Interpreted languages tend to have later
binding times
• Today we talk about the binding of identifiers
to the variables they name
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 Binding

• Scope Rules - control bindings

– Fundamental to all programming languages is the
ability to name data, i.e., to refer to data using
symbolic identifiers rather than addresses
– Not all data is named! For example, dynamic
storage in C or Pascal is referenced by pointers,
not names

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 Lifetime and Storage Management

• Key events
– creation of objects
– creation of bindings
– references to variables (which use bindings)
– (temporary) deactivation of bindings
– reactivation of bindings
– destruction of bindings
– destruction of objects

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 Lifetime and Storage Management
• The period of time from creation to destruction is
called the LIFETIME of a binding
– If object outlives binding it's garbage
– If binding outlives object it's a dangling
reference
• The textual region of the program in which the
binding is active is its scope
• In addition to talking about the scope of a binding,
we sometimes use the word scope as a noun all by
itself, without an indirect object

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 Lifetime and Storage Management

• Storage Allocation mechanisms

–Static
–Stack
–Heap
• Static allocation for
–code
–globals
–static or own variables
–explicit constants (including strings, sets, etc)
–scalars may be stored in the instructions

Copyright © 2009 Elsevier

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 Lifetime and Storage Management

• Central stack for

–parameters
–local variables
–temporaries
• Why a stack?
–allocate space for recursive routines
(not necessary in FORTRAN – no recursion)
–reuse space
(in all programming languages)

Copyright © 2009 Elsevier

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 Lifetime and Storage Management

• Contents of a stack frame (cf., Figure 3.1)

– arguments and returns
– local variables
– temporaries
– bookkeeping (saved registers, line number static
link, etc.)
• Local variables and arguments are assigned
fixed OFFSETS from the stack pointer or
frame pointer at compile time

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 Lifetime and Storage Management

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 Lifetime and Storage Management

• Maintenance of stack is responsibility of calling

sequence and subroutine prologue and epilogue
–space is saved by putting as much in the prologue and
epilogue as possible
–time may be saved by putting more in the body of the
subroutine
•putting stuff in the caller instead
or
•combining what's known in both places
(interprocedural optimization)

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 Lifetime and Storage Management

• Heap for dynamic allocation

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 Scope Rules

• A scope is a program section of maximal size in

which no bindings change, or at least in which
no re-declarations are permitted (see below)
• In most languages with subroutines, we OPEN a
new scope on subroutine entry:
– create bindings for new local variables,
– deactivate bindings for global variables that are re-
declared (these variable are said to have a "hole" in
their scope)
– make references to variables
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 Scope Rules

• On subroutine exit:
– destroy bindings for local variables
– reactivate bindings for global variables that were
deactivated
• Algol 68:
– ELABORATION = process of creating bindings when
entering a scope
• Ada (re-popularized the term elaboration):
– storage may be allocated, tasks started, even exceptions
propagated as a result of the elaboration of declarations

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 Scope Rules

• With STATIC (LEXICAL) SCOPE RULES, a scope

is defined in terms of the physical (lexical) structure
of the program
– The determination of scopes can be made by the compiler
– All bindings for identifiers can be resolved by examining
the program
– Typically, we choose the most recent, active binding made
at compile time
– Most compiled languages, C and Pascal included, employ
static scope rules

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 Scope Rules

• The classical example of static scope rules is

the most closely nested rule used in block
structured languages such as Algol 60 and
Pascal
– An identifier is known in the scope in which it is
declared and in each enclosed scope, unless it is
re-declared in an enclosed scope
– To resolve a reference to an identifier, we examine
the local scope and statically enclosing scopes
until a binding is found
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 Scope Rules

• We will see classes - a relative of modules -

later on, when discussing abstraction and object-
oriented languages
– These have even more sophisticated (static) scope
rules
• Euclid is an example of a language with
lexically-nested scopes in which all scopes are
closed
– rules were designed to avoid ALIASES, which
complicate optimization and correctness arguments
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 Scope Rules

• Note that the bindings created in a

subroutine are destroyed at subroutine exit
– The modules of Modula, Ada, etc., give you
closed scopes without the limited lifetime
– Bindings to variables declared in a module are
inactive outside the module, not destroyed
– The same sort of effect can be achieved in
many languages with own (Algol term) or static
(C term) variables (see Figure 3.5)

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 Scope Rules

• Access to non-local variables STATIC LINKS

– Each frame points to the frame of the (correct
instance of) the routine inside which it was
declared
– In the absence of formal subroutines, correct means
closest to the top of the stack
– You access a variable in a scope k levels out by
following k static links and then using the known
offset within the frame thus found

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 Scope Rules

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 Scope Rules

• The key idea in static scope rules is that

bindings are defined by the physical (lexical)
structure of the program.
• With dynamic scope rules, bindings depend
on the current state of program execution
– They cannot always be resolved by examining the
program because they are dependent on calling
sequences
– To resolve a reference, we use the most recent,
active binding made at run time
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 Scope Rules

• Dynamic scope rules are usually

encountered in interpreted languages
– early LISP dialects assumed dynamic scope
rules.
• Such languages do not normally have
type checking at compile time because
type determination isn't always possible
when dynamic scope rules are in effect

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 Scope Rules
Example: Static vs. Dynamic

program scopes (input, output );

var a : integer;
procedure first;
begin a := 1; end;
procedure second;
var a : integer;
begin first; end;
begin
a := 2; second; write(a);
end.

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 Scope Rules
Example: Static vs. Dynamic

• If static scope rules are in effect (as would be

the case in Pascal), the program prints a 1
• If dynamic scope rules are in effect, the
program prints a 2
• Why the difference? At issue is whether the
assignment to the variable a in procedure
first changes the variable a declared in the
main program or the variable a declared in
procedure second
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 Scope Rules
Example: Static vs. Dynamic
• Static scope rules require that the reference resolve
to the most recent, compile-time binding, namely the
global variable a
• Dynamic scope rules, on the other hand, require that
we choose the most recent, active binding at run
time
– Perhaps the most common use of dynamic scope rules is to
provide implicit parameters to subroutines
– This is generally considered bad programming practice
nowadays
• Alternative mechanisms exist
– static variables that can be modified by auxiliary routines
– default and optional parameters

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 Scope Rules
Example: Static vs. Dynamic

• At run time we create a binding for a when

we enter the main program.
• Then we create another binding for a when
we enter procedure second
– This is the most recent, active binding when
procedure first is executed
– Thus, we modify the variable local to procedure
second, not the global variable
– However, we write the global variable because the
variable a local to procedure second is no longer active

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 The Meaning of Names within a Scope

• Aliasing
– What are aliases good for? (consider uses of
FORTRAN equivalence)
• space saving - modern data allocation methods are
better
• multiple representations - unions are better
• linked data structures - legit
– Also, aliases arise in parameter passing as an
unfortunate side effect
• Euclid scope rules are designed to prevent this

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 The Meaning of Names within a Scope

• Overloading
– some overloading happens in almost all
languages
• integer + vs. real +
• read and write in Pascal
• function return in Pascal
– some languages get into overloading in a big
way
• Ada
• C++

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 The Meaning of Names within a Scope
• It's worth distinguishing between some closely
related concepts
– overloaded functions - two different things with
the same name; in C++
• overload norm
int norm (int a){return a>0 ? a : -a;)
complex norm (complex c ) { // ...
– polymorphic functions -- one thing that works in
more than one way
• in Modula-2: function min (A : array of integer); …
• in Smalltalk
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 The Meaning of Names within a Scope

• It's worth distinguishing between some

closely related concepts (2)
– generic functions (modules, etc.) - a syntactic
template that can be instantiated in more than
one way at compile time
• via macro processors in C++
• built-in in C++
• in Clu
• in Ada

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 Binding of Referencing Environments

• Accessing variables with dynamic scope:

– (1) keep a stack (association list) of all active
variables
• When you need to find a variable, hunt down from
top of stack
• This is equivalent to searching the activation records
on the dynamic chain

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 Binding of Referencing Environments

• Accessing variables with dynamic scope:

– (2) keep a central table with one slot for every
variable name
• If names cannot be created at run time, the table
layout (and the location of every slot) can be fixed at
compile time
• Otherwise, you'll need a hash function or something
to do lookup
• Every subroutine changes the table entries for its
locals at entry and exit.

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 Binding of Referencing Environments

• (1) gives you slow access but fast calls

• (2) gives you slow calls but fast access
• In effect, variable lookup in a dynamically-
scoped language corresponds to symbol
table lookup in a statically-scoped language
• Because static scope rules tend to be more
complicated, however, the data structure
and lookup algorithm also have to be more
complicated

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 Binding of Referencing Environments

• REFERENCING ENVIRONMENT of a
statement at run time is the set of active
bindings
• A referencing environment corresponds to a
collection of scopes that are examined (in
order) to find a binding

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 Binding of Referencing Environments

• SCOPE RULES determine that collection

and its order
• BINDING RULES determine which
instance of a scope should be used to
resolve references when calling a procedure
that was passed as a parameter
– they govern the binding of referencing
environments to formal procedures

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 Separate Compilation

• Separately-compiled files in C provide a

sort of poor man's modules:
– Rules for how variables work with separate
compilation are messy
– Language has been jury-rigged to match the
behavior of the linker
– static on a function or variable outside a
function means it is usable only in the current
source file
• This static is a different notion from the
static variables inside a function
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 Separate Compilation

• Separately-compiled files in C (continued)

– extern on a variable or function means that it
is declared in another source file
– Functions headers without bodies are extern
by default
– extern declarations are interpreted as forward
declarations if a later declaration overrides
them
– Variables or functions (with bodies) that don't
say static or extern are either global or
common (a Fortran term)
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 Conclusions

• The morals of the story:

– language features can be surprisingly subtle
– designing languages to make life easier for the
compiler writer can be a GOOD THING
– most of the languages that are easy to
understand are easy to compile, and vice versa

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 Conclusions

• A language that is easy to compile often

leads to
– a language that is easy to understand
– more good compilers on more machines
(compare Pascal and Ada!)
– better (faster) code
– fewer compiler bugs
– smaller, cheaper, faster compilers
– better diagnostics

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 Contents

• Name, Scope, and Binding

• Binding
• Lifetime and Storage Management
• Scope Rules
• The Meaning of Names within a Scope
• Binding of Referencing Environments
• Separate Compilation
• Conclusions

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