Chapter2-Bearing Capacity of Foundation
Chapter2-Bearing Capacity of Foundation
CHAPTER TWO
Table of Contents
Page No.
2.0 Introduction..................................................................................- 21 -
2.1 Bearing Failure Modes.....................................................................- 21 -
2.2 Ultimate Bearing Capacity Equations.................................................- 22 -
2.2.1 Terzaghi’s Bearing Capacity equation.............................................- 22 -
2.2.2 Meyerhof’s Bearing Capacity equation............................................- 24 -
2.2.3 Hansen’s Bearing Capacity Equation..............................................- 25 -
2.2.4 A comparative summary of the three bearing capacity equations.......- 28 -
2.2.5 Allowable bearing capacity and factor of safety...............................- 32 -
2.2.6 Eccentric Loads..........................................................................- 32 -
2.3 Field Tests....................................................................................- 34 -
2.3.1 Plate Loading Test.......................................................................- 34 -
2.3.2 Standard Penetration Test (SPT)....................................................- 35 -
2.4. Methods of Improving Bearing Capacity of soils…………………………………..-
2.5. Bearing Capacity of footings on slops……………………………………………………-
2.6. Foundations on Rocks…………………………………………………………………………….-
2.7. Bearing Capacity of footings on Layered soils……………………………………….-
2.8. Proportioning of footings………………………………………………………………………..-
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2.0 Introduction
Figure 2.1: Modes of bearing failures (a) General shear (b) Local shear and (c)
Punching shear.
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Relative density of the soil and size of the foundation are among the major
factors that affect the mode of bearing failure likely to occur. The modes of bearing
failure are generally separated into three categories: The general shear failure
(Fig. 1.1 a) is usually associated with soils of low compressibility such as dense
sand and stiff cohesive soils. In this case, if load is gradually applied to the
foundation, settlement will increase. At a certain point – when the applied load per
unit area equals to the ultimate load qu – a sudden failure in the soil supporting
the foundation will take place. The failure surface in the soil will extend to the
ground surface and full shear resistance of the soil is developed along the failure
surface. Bulging of the soil near the footing is usually apparent.
For the local shear failure (Fig. 1.1 b), which is common in sands and clays
of medium compaction, the failure surface will gradually extend outward from the
foundation but will not reach the ground surface as shown by the solid segment in
Fig. 1.1 b. The shear resistance is fully developed over only part of the failure
surface (solid segment of the line). There is a certain degree of bulging of the soil.
In the case of punching shear failure, a condition common in loose and
very compressible soils, considerable vertical settlement may take place with the
failure surfaces restricted to vertical planes immediately adjacent to the sides of the
foundation; the ground surface may be dragged down. After the first yield has
occurred the load-settlement curve will be steep slightly, but remain fairly flat.
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where Nc, Nq and N are called the bearing capacity factors and are obtained as
follows:
, , (2.4)
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Figure 2.3 shows the variation of the bearing capacity factors provided by Terzhagi.
Based on this figure, Aysen (2002) proposed the following equation to obtain the
value of Kp in the N equation:
(2.5)
where in the first term is in radians. In the undrained conditions (cu and ):
, , (2.6)
(2.7)
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(2.8)
, ,
The bearing capacity factors are graphically presented in Fig. 2.4. The shape, inclination
and depth factors are according to:
Shape Depth Inclination
Any
For sq = s = 1 dq = d = 1 i = 0
For
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For the eccentric load, the length and width of the footing rectangle are modified
to: L’ = L – 2eL and B’ = B – 2eB (2.9)
where eL and eB represent the eccentricity along the appropriate directions.
(2.10)
(2.11)
Figure 2.6 provides the relationships between Nc, Nq, and N and the values, as
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proposed by Hansen.
The bearing capacity factors Nc and Nq are identical with Meyerhof’s factors. N is
defined by:
(2.12)
Since failure can take place either along the long side or along the short side,
Hansen proposed two sets of shape, inclination and depth factors.
The shape factors are:
, , (2.13)
, , (2.14)
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, , (2.16)
(2.17)
In the above equations, B and L may be replaced by their effective values (B’ and
L’) expressed by Eqn. (2.9).
The depth factors are expressed in two sets:
For D/B 1 & D/L 1:
, (2.19)
, (2.20)
, (2.21)
, (2.22)
For the sloping ground and tilted base, the ground factors gi and base factors bi are
proposed by the following equations. The angles and are at the same plane,
either parallel to B or L.
, (2.25)
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, , (2.27)
Terzaghi’s equations were and are still widely used, perhaps because they are
somewhat simpler than Meyerhof’s and Hansen’s. Practitioners use Terzaghi’s
equations for a very cohesive soil and D/B < 1. However, Terzaghi’s equations have
the following major drawbacks:
Shape, depth and inclination factors are not considered.
Terzaghi’s equations are suitable for a concentrically loaded horizontal
footing but are not suitable for eccentrically (for example, columns with
moment or titled forces) loaded footings that are very common in practice.
The equations are generally conservative than Meyerhof’s and Hansen’s.
Currently, Meyerhof’s and Hansen’s equations are more widely used than
Terzaghi’s. Both are viewed as somewhat less conservative and applicable to more
general conditions. Hansen’s is, however, used when the base is tilted or when the
footing is on a slope and for D/B > 1.
EXAMPLE 2.1
Given the data in Fig. E2.1, determine the ultimate bearing capacity qu using:
a)Terzaghi’s, b) Meyerhof’s and c) Hansen’s bearing capacity equations.
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EAMPLE 2.3
A square footing 1.5 m is to be constructed in sand with c’ = 0, =400. The
thickness of the footing is 0.45 m and its top surface is level with the horizontal
ground surface. The footing is subjected to a central vertical force of 700 kN and a
central horizontal force (parallel to the sides) of 210 kN. Find the ultimate bearing
capacity by a) Meyerhof’s and b) Hansen’s equations. (Note that Terzaghi’s
equations are not applicable for inclined loads). The unit weight of the sand is 18
kN/m3.
Situation 2: Groundwater level within a depth B below the base of the footing. If
the groundwater level is at a depth z below the base, such that z < B, then the
term is or . The later equation is used if the soil
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above the groundwater level is also saturated. The term remains unchanged.
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EAMPLE 2.4
Re-do example 2.3 assuming that the groundwater level is at the footing level (0.45
m below the ground surface). The saturated unit weight is 21 kN/m3.
EAMPLE 2.5
A square footing is shown in figure below. Determine the safe gross load ( Factor of
safety of 3.0) that the footing can carry.
(2.29)
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(2.30)
Meyerhof (1963) proposed an approximate method for loads that are located
off-centered (or eccentric loads).
Figure A1
He proposed that for a rectangular footing of width B and length L, the base area
should be modified with the following dimensions:
B’ = B – 2eB and L’ =L - 2eL (1)
Where B’ and L’ are the modified width and length, eB and eL are the eccentricities
in the directions of the width and length, respectively. From your course in
mechanics you should recall that
and (2)
where P is the vertical load, and My and Mx are the moments about the y and x
axes, respectively, as shown in Fig. A1.
The maximum and minimum vertical stresses along the x axis are:
and (3)
and (4)
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greater than zero. Therefore, eB & eL should always be less than B/6 & L/6,
respectively. The bearing capacity equations are modified for eccentric loads by
replacing B with B’.
EXAMPLE 2.6
Tests on full sized footings are desirable but expensive. The alternative is to
carry out plate loading tests. The plate loading test is carried out to estimate the
bearing capacity of single footings. The plates that are used in the field are usually
made of steel and are 25 mm thick and 150 mm to 762 mm in diameter. A circular
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plate of 300 mm is commonly used in practice. Occasionally, square plates that are
300 mm×300 mm are also used.
To conduct a plate load test, a hole is excavated (Fig. 2.8) with a minimum
diameter 4BP (BP = diameter of the test plate) to a depth of D (D = depth of the
proposed foundation). The plate is placed at the center of the hole. Load is applied
to the plate in increments of 10% to 20% of the estimated ultimate load. Each load
increment is held until settlement ceases. The final settlement at the end of each
loading increment is recorded. The test should be conducted until the soil fails, or at
least until the plate has gone through 25 mm of settlement.
(2.31)
Where qu (F) & qu (P) are ultimate bearing capacity of foundation and plate,
respectively. Eqn. (2.31) implies that the bearing capacity in clays is independent
of plate size.
For tests in sandy soil,
(2.32)
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procedure for SPT has been introduced in Chapter 1. The N values obtained from
SPT are usually corrected for various effects such as overburden pressure and
energy transfer. The following are two of the most commonly used methods in
practice for correcting the N values.
1. DILATANCY CORRECTION: Silty fine sands and fine sands below the water
table develop pore pressure that is not easily dissipated. The pore pressure
increases the resistance of the soil and hence the penetration number (N)
Terzaghi and peck (1967) recommended the following correction in the case
of silty fine sands when the observed value of N exceeds 15.
Nc=15+0.5(NR-15)
If NR≤15,Nc=NR
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the groundwater level is within a depth B below the base of the footing. The
groundwater correction factor is:
(2.35)
Where z is the depth to the groundwater table, and D and B are the footing depth
and width. If the depth of the groundwater table is beyond B from the footing base
cW = 1. The corrected N value is:
Meyerhof (1956, 1974) proposed the following equations to determine the allowable
bearing capacity qa from SPT values.
B 1.22 m (2.36)
In practice, each value of N is a soil layer up to a depth B below the footing base is
corrected and an average value of Ncor is used in Eqn. (2.37).
Bowles (1996) modified Meyerhof’s equations by 50% increase in the
allowable bearing capacity. Bowles’s equations are:
B 1.22 m (2.36)
In the above equations N is the statistical average value for the footing influence
zone of about 0.5B above footing base to at least 2B below. Weighted average
using depth increment X N may be preferable to an ordinary arithmetic average:
that is,
Nav=(∑N*Zi)/(∑Zi)
For pile foundations there may be merit in the simple averaging of blow count N for
any stratum unless it is very thick- (thick being a relative term). Here it may be
better to subdivide the thick stratum into several “strata” and average the N count
for each subdivision.
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If there are consistently low values of N below this zone, settlements may be
troublesome if N is not reduced somewhat to reflect this event.
It can be noted, in the above equations, that footing width is a significant
parameter. Obviously if the depth of influence is on the order of 2B a larger footing
width will affect the soil to a greater depth and strains integrated over a greater
depth will produce a larger settlement. This is taken in to account somewhat for
mats, which are considered by both Meyerhof and Bowles to obtain in the previous
equations.
Both Meyerhof’s and Bowle’s equations are most viable and only reliable in
formations of sand, silty sand, and mixtures of silt, sand, and fine gravel. Thus,
careful scrutiny should be used in establishing a qall from SPT tests in fine-grained
soils such as silt and particularly clay, since silt and clay may be softened or
stiffened with an increase or decrease in the moisture content. Correspondingly, the
SPT results may vary in the same silt or clay formations if the moisture conditions
change.
Significant increase in the bearing capacity of a soil can be achieved by altering the
soil properties of, cohesion c, or density. Usually an increase in density (or unit
weight) is accompanied by an increase in either or c or both (assuming the soil is
cohesive). Particle packing (compaction) always increases the density, with a
resulting decrease in void ratio, and reduces long term settlements. Particle packing
usually increases the stress-strain modulus so that any “immediate” settlements
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Compaction
This method usually uses some kind of rolling equipment to achieve particle
packing for both cohesionless and cohesive soils and is usually the most
economical.
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Figure:
a:
Preloading
Used in combination with drainage, it is primarily taken to reduce future
settlement but may also be used to increase shear strength.
Drainage
A method undertaken to remove soil water and to speed up settlements under
preloading.
Densification using vibratory equipment
The method uses some type of vibrating probe, which is inserted into the soil
mass and withdrawn.
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Before construction of footings on sloping ground, the stability of the slope itself
must be investigated. Footings should not be constructed on slopes which are
unstable. They should also be avoided on slopes where slow creep of the superficial
material takes place. The stability of a stable slope may be endangered by the
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addition of footings. Hence the stability of footings must be investigated both before
and after construction of footings.
Footings on sloping ground:
Should have sufficient edge distance (minimum 2 to 3 ft) as protection
against erosion.
Should be carried below the depth of frost penetration.
Should be carried below the top (organic) soil, miscellaneous fill, abandoned
foundation, and debris.
The bearing capacity of footings on sloping ground may be determined by the
following equation (Meyerohf’s, 1957):
q=CNcq+0.5γBNq
Where Ncq and Nγq vary with the slope of the ground, the relative position of the
footing and the angle of internal friction of the soil.
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Example 2.7.
Figure E2.9. Shows a shallow strip footing on the top of a clay slope. Determine the
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Through many years of practice, it has been possible to estimate the allowable soil
pressure for the different types of soils for uncomplicated soil conditions.
Accordingly different building codes give allowable average soil pressure σas.
After picking up the allowable soil pressure σas for a given soil, one may determine
the area and subsequently the proportions of a footing necessary to sustain a given
load or a combination of loads as in the figure …..
The allowable soil pressure, σas is given by:
Where
ratio between a and b of the footing prior to the application of the above equation.
Since all other quantities in the above equation are known, one readily determines
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For cases where presumptive allowable soil pressures cannot be used, one should
determine the soil strength parameters ф and C. These parameters may be
approximated or determined from laboratory tests. If the nature of the project calls
for relatively accurate determination of ф and C, one should carry out a seies of
triaxial tests on undisturbed soil samples taken from several points. Using the value
of ф and C thus obtained, one can easily determine the area of the foundation in
question using bearing capacity equations (2.1-2.11).
In applying the bearing capacity equations one should differentiate two states of
loading, namely, the initial or instantaneous loading condition and the final or long-
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this stage the pore water pressure in the soil does not have time to dissipate. This
situation corresponds to the quick or undrained test condition of the triaxial test.
The soil parameters are designated by фu and Cu –in most cases фu=0.
In the Final loading or long term loading condition, the load is assumed to act
gradually as construction progresses, thus giving the pore water pressure in the soil
ample time to dissipate. Here the situation corresponds to the slow or drained test
condition of the triaxial test. The soil parameters in this case are designated by ф’
and C’.
When one compares the respective magnitudes of the soil parameters; one finds
that Cu is much bigger than C’ and фu-if not equal to zero- is much less than ф’.
Example 2.8:
load of 850KN as shown in the figure below, given that Df=2m, =19.1 KN/m3,if
b) Cu=40KN/m2;C’=7.5KN/m2;Ǿ’=22.50.
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Example 2.9:
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Example 2.10:
At a site for a proposed building, SPT tests were conducted in a borehole at a depth
interval of 0.75m. The results of blow counts (N) observed at different depths below
ground level are given in the table below. At this site the soil in general is fine sand
with an average bulk unit weight of 17.0KN/m3 and saturated unit weight of
21KN/m3. The ground water table is located at a depth of 3m below ground level. A
Determine the allowable bearing capacity of the footing for an allowable settlement
of 50mm.
Depth, m 0.75 1.50 2.25 3.00 3.75 4.50 5.25 6.00 6.75 7.50 8.25 9.00 9.75
Recorded, N 9 12 15 14 21 18 22 24 19 21 25 20 16
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Example 2.11:
A Building is to be constructed over a site that has the soil stratification shown in
Figure below.
A. Determine the area of a square footing that can safely transfer the load
from the superstructure without shear failure, i.e. bearing capacity
failure.
Fi
G.L
g u
r e
:
10.0m CLAY SOIL
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Subsurface profile
Example 2.12:
A square footing is shown in figure below. Determine the safe gross allowable load
(factor of safety=3) that the footing can carry. Use any two bearing capacity
equations.
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Example 2.13:
A square footing is shown in figure below. Determine the safe gross allowable load
(factor of safety=3) that the footing can carry. Use Terzaghi bearing capacity
Df=1.2m, h=2m
Example 2.14:
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In the figure shown below, this shows a shallow strip foundation on the top a slope.
Given:
Slope (Sand)
β=15
C=0
=40
=15KN/m3
Foundation:
B=0.75m
D=1.5m
Estimate the allowable bearing capacity. Use factor of safety of 4.
Example 2.15:
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Example 2.16:
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