3) Public Officers
3) Public Officers
Exceptions:
(1) In quo warranto proceedings relating to the question as to which of 2 persons
PUBLIC OFFICE A PROTECTED RIGHT
is entitled to a public office
It is not a property right but a protected right. It cannot be taken from its (2) In an action for recovery of compensation accruing by virtue of the public
incumbent without due process. It is property in the broad sense since the right to office
hold office includes everything of pecuniary value to its possessor. The right to
public office is protected by the right to security of tenure, which is guaranteed by Cornejo v. Gabriel: Due process is violated only if an office is considered
the Constitution. A public office is personal to the public officer and is not property. However, a public office is not property within the constitutional
transmissible to his heirs upon his death. No heir may be allowed to continue guaranties of due process. It is a public trust or agency. As public officers
holding his office in his place. (Segovia v. Noel, 47 Phil. 543, 1925) are mere agents and not rulers of the people, no man has a proprietary or
contractual right to an office. Every officer accepts office pursuant to law
ELEMENTS OF PUBLIC OFFICE: and holds office as a trust for the people whom he represents.
Abeja v. Tanada : Public office being personal, the death of a public officer
1. Created by Law or by authority of law;
terminates his right to occupy the contested office and extinguishes his
1. By the Constitution (e.g. Office of the President) counterclaim for damages. His widow and/or heirs cannot be substituted in
2. By valid statutory enactments (e.g. Office of the Insurance the counterclaim suit.
Commissioner)
3. By authority of the law (e.g. the Davide Commission, Philippine Truth
Commission) GENERAL RULE:The creation of a public office is primarily a legislative
function.
GENERAL RULE:A public office, being a mere privilege given by the
Exceptions:
state, does not vest any rights in the holder of the office. This rule
(1) where the offices are created by Constitution;
applies when the law is clear.
(2) where the Legislature delegates such power.
4BLUE95. The concurrence of all these elements should always apply, regardless
of when the appointment is made, whether outside, just before, or during the
appointment ban. These steps in the appointment process should always concur
and operate as a single process. There is no valid appointment if the process lacks
even one step. (Velicaria-Garafil v. OP, GR No. 203372, 2015)
3. COMMISSION 4blue95. It is well settled in this jurisdiction that the President can renew
the ad interim appointments of by-passed appointees.
A written authority from a competent source given to the officer as his/her
warrant for the exercise of the powers and duties of the office to which he is 4blue95.Temporary or acting appointments are those which last until a
commissioned. It is the written evidence of the appointment, but not the permanent appointment is issued. The Commission on Appointments cannot
appointment itself. (De Leon, The Law on Public Officers and Election Law, confirm their appointments because confirmation presupposes a valid
81, 2011) nomination or ad-interim appointment. Thus, the appointee has no
personality to bring a quo warranto proceeding because he is not entitled to
office. (De Leon, The Law on Public Officers and Election Law, 76, 2011)
The essence of an appointment in an acting capacity is its temporary nature
KINDS OF APPOINTMENT UNDER THE CIVIL SERVICE LAW ELIGIBILITY AND QUALIFICATIONS
1. Permanent appointments ELIGIBILITY which is the term usually used in reference to the Civil Service
issued to a person who meets all the requirements for the position to Law, refers to the endowment / requirement / accomplishment that fits one for a
which he is being appointed, including the appropriate eligibility public office.
prescribed, in accordance with the provisions of the laws, rules, and
standards promulgated in pursuance thereof. QUALIFICATION generally refers to the endowment / act which a person must
do before he can occupy a public office.
2. Temporary appointments
issued in the absence of any eligibles, when necessary to public GENERAL RULE:Congress is empowered to prescribe the
interest, in order to fill a vacancy with a person who meets all the qualifications for holding public office, subject to the following
requirements for the position to which he/she is being appointed, restrictions:
except the appropriate civil service eligibility.
● Appointment in an acting capacity is merely temporary, one which Congress cannot exceed its constitutional powers;
is good only until another appointment is made to take its place Congress cannot impose conditions of eligibility inconsistent with
● Temporary appointments shall not exceed 12 months. constitutional provisions;
○ The appointee may be replaced sooner if a qualified civil service The qualification must be germane to the position ("reasonable relation"
eligible becomes available. rule);
● Instances of Temporary Appointment Congress cannot prescribe qualifications so detailed as to practically
1. appointee does not possess civil service eligibility amount to making an appointment. (Legislative appointments are
2. appointment by the President in an executive office during the unconstitutional and therefore void for being a usurpation of executive
absence or incapacity of the incumbent power.);
3. designation as officer in charge Where the Constitution establishes specific eligibility requirements for a
4. appointment held at the pleasure of the appointing power particular constitutional office, the constitutional criteria are exclusive,
and Congress cannot add to them except if the Constitution expressly or
3. Regular Appointment impliedly gives the power to set qualifications.
made by the President while Congress is in session and becomes effective after the The qualifications for public office are continuing requirements and must
nomination is confirmed by the Commission on Appointments. be possessed not only at the time of appointment or election or assumption
of office but during the officer’s entire tenure. Once any of the required
qualifications is lost, his title may be reasonably challenged.
4. Provisional appointment
Formal Qualifications:
A person who has not qualified in an appropriate examination but who otherwise 1. Citizenship
meets the requirements for appointment to a regular position in the competitive 2. Age
service, whenever a vacancy occurs and the filling thereof is necessary in the 3. Political affiliation
interest of the service and there is no appropriate register of eligibles at the time of 4. Civil service examination
appointment. 5. Ability to read and write
6. Residence
7. Education
5. Ad Interim Appointment 8. Suffrage
it is made while Congress is not in session, before confirmation by the CA; it is 4blue95. Only accountable public officers or those who are entrusted with
immediately effective, and ceases to be valid if disapproved or by-passed by the the collection and custody of public money, and public ministerial officers
Ca or until the next adjournment of the Congress whose actions may affect the rights and interests of individuals are
required to give an official bond.
6. Midnight Appointment Improper notarization is not among the grounds for disqualification as
stated under the OEC and LGC. Apart from the qualifications provided for
made by the President or acting president within 2 months immediately before the in the Constitution, the power to prescribe additional qualifications for
next presidential elections and up to the end ofhis term, whether or not it is elective office and grounds for disqualification therefrom, consistent with
confirmed by the Commission. the constitutional provisions, is vested in Congress. (Amora v.
COMELEC, G.R. No. 19228, 2011)
An officer who misrepresented his or her qualification, e.g. educational
attainment and eligibility for government service, is guilty of plain and
simple dishonesty as it refers to the act of intentionally making a false
statement on any material fact in securing one’s appointment. (Momongan
NEPOTISM (ALSO APPLIES TO DESIGNATION) v. Sumayo, A.M. No. P-10-2767, 2011)
All public officers and employees shall take an oath or affirmation to
The word “relative” and members of the family referred to are those related uphold and defend the Constitution. (PHIL. CONST., art. IX-B, § 4)
within the third degree either of consanguinity or affinity. Since a public
office is a public trust, created for the benefit and in the interest of the people,
appointments thereto should be based solely on merit and fitness Limits on Legislature’s Power to Prescribe Qualifications:
uninfluenced by any personal or filial consideration. (De Leon, The Law on
Public Officers and Election Law, 46, 417, 2011) 1. The legislature may not reduce or increase the qualifications
prescribed in an exclusive manner by the Constitution.
1. The Constitution prohibits the president from appointing his close relatives
(within the 4th civil degree by consanguinity or affinity to the president or his 2. The legislature may prescribe only general qualifications.
spouse) to high positions in government during his tenure. No relative of the
President, within the 4th civil degree, shall be appointed (read 4blue 95 notes on 3. The qualifications must be relevant to the office for which
EXECUTIVE) they are prescribed.
2. Under the Civil Service Decree, all appointments in the national, provincial, 2022 notes. Where a person is prohibited from holding two offices at
city, and municipal governments or in any branch or instrumentality, including the same time, his appointment or election to a second office may
GOCCs, made in favor of the appointing or recommending authority, or of the operate to vacate the first or he may be ineligible for the second.
chief of the bureau of the office, or of persons exercising immediate supervision
over him, are prohibited. As used in the Civil Service Law, the term ―relative‖ and 2022notes. A person who accepts and qualifies for a second and
members of the family referred to those within the 3rd degree of consanguinity or incompatible office is deemed to vacate, or by implication, to resign
affinity. (De Leon, The Law on Public Officers and Election Law, 46, 2011) from the first office. The same rule obtains where the holding of
more than one position is prohibited by constitutional or statutory
Exceptions: provision although the second position is compatible with the first.
1. Persons employed in Confidential capacity (De Leon, The Law on Public Officers and Election Law, 44, 2011)
2. Teachers
3. Physicians 2022 notes. In the absence of constitutional inhibition, Congress has
4. Members of AFP the same right to provide disqualifications that it has to provide
qualifications for office. (De Leon, The Law on Public Officers and
Election Law, 23, 2011)
4
General Rule: Appointive and elective officials cannot hold multiple employment or
office during their tenure.
Exception: Appointive officials may hold other office when allowed by law or by the
primary functions of their positions. (PHIL. CONST., art. XIB, § 7)
1. No candidate who lost in an election shall, within one year after such election, be
appointed to any office in Government. (PHIL. CONST., art. IX-B, § 6)
2. No elective official shall be eligible for appointment or designation in any capacity to
any public office or position during his tenure. (PHIL. CONST., art. IX-B, § 7 (1))
3. Unless otherwise provided by law or by the primary functions of his position, no
appointive official shall hold any other position in Government. (PHIL. CONST., art. IX-
B, § 7 (2))
4blue95. When the Constitution has attached a disqualification to the holding of any
office, Congress cannot remove it under the power to prescribe qualifications as to
such offices as it may create.
In the absence of constitutional inhibition, Congress has the same right to provide
disqualifications that it has to provide qualifications for office. (De Leon, The Law on
Public Officers and Election Law, 21, 2019)
Restrictions
1. Congress may not add disqualifications where the Constitution has provided
them in such a way as to indicate an intention that the disqualifications provided
shall embrace all that are to be permitted; and
2. When the Constitution has attached a disqualification to the holding of any
office, Congress cannot remove it under the power to prescribe qualifications as to
such offices as it may create (De Leon, The Law on Public Officers and Election
Law, 21, 2019)
DURATION OF QUALIFICATION
Eligibility to an office should be construed as of a continuing nature and must exist at the
commencement of the term and during occupancy of the office. The reckoning point in
determining the qualifications of an appointee is the date of issuance of the appointment
and not the date of its approval by the CSC or the date of resolution of the protest against
it (CSC v de la Cruz, G.R. No. 158737, August 31, 2004)
DIVESTMENT
When a public official is in a conflict-of-interest situation. Such official must resign from
his position in any private business enterprise within 30 days from his assumption of
office and/ or divest himself of his shareholdings or interest within 60 days from such
assumption. (RA 6713, Office of the Ombudsman)
5
1. MINISTERIAL — the law exacting its discharge prescribes and defines the
Extent of Powers or Authority time, mode and occasion of its performance and requires neither judgment nor
discretion. This kind of duty is susceptible of delegation.
1. Expressly conferred upon him by the law under which he has been
appointed or elected 2. DISCRETIONARY — a public officer has the right to decide how and when
2. Expressly annexed to the office by the law which created it or some other the duty shall be performed. A public officer cannot delegate this kind of duty. (De
law referring to it Leon, The Law on Public Officers and Election Law, 135-36, 2011)
3. Attached to the office as an incident to it
General Rule: Mandamus will not lie for the performance of a
discretionary duty
Consequence of Holding Office Exceptions:
To hold an office means to possess or to occupy the office, or to be in possession a. When the discretion granted is only as to the manner of its exercise and
and administration of the office, which implies nothing less than the actual not the discretion to act or not to act, the court may require a general
discharge of the functions and duties of the office. (Funa v. Agra, G.R. No. action
191644, 2013) b. Grave abuse of discretion
DISCRETIONARY MINISTERIAL
DOCTRINE OF NECESSARY IMPLICATION DEFINITION ACTS WHICH REQUIRE ACTS WHICH ARE
THE EXERCISE OF PERFORMED IN A
All powers necessary to the exercise of the power expressly granted are deemed REASON IN GIVEN STATE OF FACTS,
impliedly granted. The fact that a particular power has not been expressly DETERMINING WHEN, IN A PRESCRIBED
conferred does not necessarily mean that it is not possessed by the officer claiming WHERE, AND HOW TO MANNER, IN
it. (Robustum Agricultural Corporation v. Department of Agrarian Reform, G.R. EXERCISE THE POWER OBEDIENCE TO THE
No. 221484, Nov. 19, 2018) MANDATE OF LEGAL
AUTHORITY, WITHOUT
4blue95. No statute can be enacted that can provide all the details involved in its REGARD TO OR THE
application. There is always an omission that may not meet a particular situation. EXERCISE OF HIS OWN
JUDGMENT UPON THE
What is thought, at the time of enactment, to be an all-embracing legislation may
PROPRIETY OR
be inadequate to provide for the unfolding events of the future. So-called gaps in IMPROPRIETY OF THE
the law develop as the law is enforced. One of the rules of statutory construction ACT DONE (LAMB V.
used to fill in the gap is the doctrine of necessary implication. (Chua v. CSC,GR PHIPPS)
No. 88979, 1992)
CAN BE GENERALLY, NO. GENERALLY, YES.
DELEGATED?
EXCEPTION: WHEN EXCEPTION: WHEN
CONSTITUTIONAL DUTIES OF PUBLIC OFFICERS THE POWER TO THE LAW EXPRESSLY
SUBSTITUTE / REQUIRES THE ACT TO
1. To be accountable to the people, to serve them with utmost responsibility, DELEGATE HAS BEEN BE PERFORMED BY THE
integrity, loyalty, and efficiency; to act with patriotism and justice; and to GIVEN OFFICER IN PERSON
lead modest lives. (PHIL. CONST., art. XI, § 1); AND / OR PROHIBITS
SUCH DELEGATION
2. Submit a declaration under oath of assets, liabilities, and net worth upon
WHEN IS ONLY IF THE DUTY TO IN ALL CASES.
assumption of officer and thereafter as may be required; (PHIL. CONST.,
MANDAMUS DO SOMETHING HAS
art. XVIII, § 7) PROPER? BEEN DELAYED FOR AN
UNREASONABLE
3. Owe the State and Constitution allegiance at all times. (PHIL. CONST., PERIOD OF TIME.
art. XI, § 18);
IS PUBLIC GENERALLY NOT LIABLE IF DUTY
OFFICER LIABLE EXERCISED CONTRARY
LIABLE? EXCEPTIONS: IF TO THE MANNER
THERE IS FRAUD OR PRESCRIBED BY LAW.
DUTIES OF PUBLIC OFFICERS, In General MALICE
2. Duty to accept and continue in office; AS TO THE OBLIGATION OF THE OFFICER TO PERFORM HIS
POWERS AND DUTIES
3. Duty to accept burden of office;
1. MANDATORY — where the provisions of a statute relating to public officers
4. Duty as to diligence and care in the performance of official duties; are intended for the protection of the citizen and to prevent a sacrifice of his
property, and by a disregard of such provision, his rights might be and generally
5. Duty in choice and supervision of subordinates; would be injuriously affected
6. Duty to perform official acts honestly, faithfully, and to the best of his
ability; 2. PERMISSIVE — statutes define the time and mode in which the public
7. Duty not to use his official power to further his own interest (De Leon, officers will discharge their duties, and those which are obviously designed merely
The Law on Public Officers and Election Law, 152-44, 2011) to secure order, uniformity, system and dispatch in public business
IMPORTANT PRINCIPLES (BAR MATTER 2022) RIGHTS AND PRIVILEGES OF PUBLIC OFFICERS
The acts of the Secretaries of the departments, performed and promulgated in the The right to office is the right to exercise the powers of the office to the exclusion
regular course of business are, unless disapproved or reprobated by the President, of others.
presumptively the acts of the President. (Carpio v Executive Secretary, GR No
96409, February 14, 1992)
Limits of the Alter Ego Doctrine There are certain powers that are RIGHT TO SALARY OR COMPENSATION
reserved to the President which cannot be exercised by the
Secretaries of the departments such as: GENERAL RULE: A public officer is not entitled to compensation for services
rendered under an unconstitutional statute or provision thereof.
1. Declaration of Martial Law Exception: If some other statute provides otherwise.
2. Suspension of the privilege of writ of habeas corpus
3. Pardoning Power; If no compensation is fixed by law, the public officer is assumed to have accepted
4. Purely discretionary powers the office to serve gratuitously.
After services have been rendered by a public officer, the compensation thus
earned cannot be taken away by a subsequent law. However, he cannot recover
salary for a period during which he performed no services.
2.DOCTRINE OF QUALIFIED POLITICAL AGENCY One without legal title to office either by lawful appointment or election and
qualification is not entitled to recover salary or compensation attached to the
All executive and administrative organizations are adjuncts of the Executive office.
department, the heads of the various executive departments are assistants and One who intrudes into or usurps a public office has no right to the salary or
agents of the Chief Executive, and, except in cases where the Chief Executive is emoluments attached to the office.
required by the Constitution or law to act in person or in the exigencies of the
situation demand that he act personally, the multifarious executive and
administrative functions of the Chief Executive are performed by and through the Compensation not an element of public office
executive departments, and the acts of the secretaries, performed and promulgated Compensation is not indispensable to public office. It is not part of the
in the regular course of business, are, unless disapproved or reprobated by the office but merely incident thereto. It is sometimes expressly provided that
Chief Executive, presumptively the acts of the Chief Executive (Villena v. certain officers shall receive no compensation, and a law creating an office
Secretary of Interior, GR No. L-46570, 1939) without any provision for compensation may carry with it the implication
that the services are to be rendered gratuitously.
Salary: time-bound
3. PRINCIPLE OF HOLD-OVER Wages: service-bound
Per Diem: allowance for days actually spent for special duties
In the absence of any express of implied constitutional or statutory provision to the
contrary, the public officer is entitled to hold office until his successor shall have
been duly chosen and shall have qualified. (Lecaroz v. Sandiganbayan, GR No Salary of Public Officer Not Subject to Attachment
130872, March 25, 1999) The salary of a public officer or employee may not, by garnishment,
attachment, or order of execution, be seized before being paid by him, and
Effect when law fixes specific date for the end of a term appropriated for the payment of his debts.
When the law fixes a specific date for the end of the term, there is an Money in the hands of public officers, although it may be due government
implied prohibition against holdover (Nueno v Angeles, GR no 89, employees, is not liable to the creditors of these employees in the process
February 1, 1946) of garnishment because the sovereign State cannot be sued in its own
courts except by express authorization by statute. Until paid over by the
Nature of Officer during Hold-Over agent of the government to the person entitled to receive it, public funds
cannot in any legal sense be part of his effects subject to attachment by
During the period of hold-over, the public officer is a de jure officer legal process. (Director of Commerce and Industry v. Concepcion)
5. CONDONATION DOCTRINE The prohibition on double compensation does NOT APPLY where:
The condonation doctrine is the doctrine that provides that a reelected official 1. The payment of additional or double compensation to a
should no longer be made accountable for an administrative offense committed particular officer or employee is specifically authorized by law in
during his previous term. BERNABE: In Carpio-Morales, the Court abandoned the individual instances where the payment of such compensation
"condonation doctrine," explaining that "election is not a mode of condoning an appears not only just but necessary. (Sadueste v. Municipality of
administrative offense, and there is simply no constitutional or statutory basis in Surigao, G.R. 47380, 1941)
our jurisdiction to support the notion that an official elected for a different term is
fully absolved of any administrative liability arising from an offense done during a 2. The additional compensation is received not from the
prior term." government or any of its entities.
The abandonment should be prospectively applied. (Dimapilis v. Commission on
Elections, G.R. No. 227158, [April 18, 2017]) The ruling promulgated in Morales 3. The public officer or employee has two distinct offices, each of
v. Court of Appeals on the abandonment of the doctrine of condonation had, which has its own duties and compensation.
indeed, become final only on April 12, 2016, and thus the abandonment should be
reckoned from April 12, 2016. [Crebello v. Sandiganbayan, GR No. 232325,
2019]
7
DE FACTO OFFICER
De Facto Intruder
One who is in possession of the office and discharging its duties under color of
authority. By color of authority is meant that derived from an election or Nature Officer under any of the One who takes possession of an
appointment, however irregular or informal, so that the incumbent is not a mere circumstances aforementioned office and undertakes to act
(previous column) officially without any authority,
volunteer. [CSC v. Joson, GR No. 154674, 27 May 2004 citing State v. Oates, 57
either actual or apparent
N.W. 296 (1983)]
Basis of Color of right or title to office None. He has neither lawful
Requisites of a De Factor Officer authority title nor color of right or title to
The conditions and elements of de facto officership are the following: office.
1) There must be a de jure office;
2) There must be color of right or general acquiescence by the public; and Validity of Valid as to the public until such Absolutely void; they can be
3) There must be actual physical possession of the office in good faith. "official" acts time as his title to the office is impeached at any time in any
adjudged insufficient proceeding (unless and until he
One can qualify as a de facto officer only if all the aforestated elements are continues to act for so long a
present. There can be no de facto officer where there is no de jure office, although time as to afford a presumption
there may be a de facto officer in a de jure office. [Tuanda v. Sandiganbayan, G.R. of his right to act)
No. 110544, 1995]
Rule on Entitled to receive Not entitled to compensation at
compensation compensation only during the all.
De Facto Doctrine: Acts are Deemed Valid time when no de jure officer is
declared;
The primordial concern that the doctrine seeks to address remains to be the He is paid only for actual
protection of the public, who rely on the acts of a person performing the duties of services rendered by him.
an office pursuant to an irregular or defective authority. Precluding its application
to cases where there was no good faith possession of the office, despite having a
De Jure De Facto
color of authority or right to the office, would render the doctrine's purpose
nugatory. [Arroyo v. CA, GR No. 202860, 10 April 2019]
Requisites (1) Existence of a de jure (1) De jure office;
office;
Entitlement to Salary
(2) must possess the legal (2) Color of right or general
qualifications for the acquiescence by the
General Rule: Rightful incumbent may recover from a de facto officer the salary office in question; public;
received by the latter during the time of wrongful tenure even though the latter is
in good faith and under color of title. (3) must be lawfully (3) Actual physical
Exception: When there is no de jure officer, the de facto officer is entitled to chosen to such office; possession of the office
salaries for the period when he actually discharged functions. (Civil Liberties in good faith
Union v. Executive Secretary, GR No 83896, February 22, 1991) (4) must have qualified
himself to perform the
duties of such office
How is a De Facto Officer Ousted according to the mode
prescribed by law.
A de facto officer may be ousted in a direct proceeding where the title will be the Right: he has the lawful right / Reputation: Has the possession
principal issue, not in a collateral action or in an action to which he is not a party. Basis of title to the office and performs the duties under
Authority color of right, without being
technically qualified in all
The proper remedy is to institute quo warranto proceeding under Rule 66 of the
points of law to act
ROC. The title to a public office may not be contested except directly, by quo
warranto. (De Leon, The Law on Public Officers and Election Law, 113-114,
2019) How ousted Cannot be ousted. Only by a direct proceeding
(quo warranto); not collaterally
Prescription of Right to Office Validity of Valid, subject to exceptions Valid as to the public until such
official acts (e.g., they were done beyond time as his title to the office is
Under the Rules of Court, quo warranto is the proper remedy against a public the scope of his authority, etc.) adjudged insufficient.
officer for his ouster from office. The petition should be filed within one (1) year
after the cause of such ouster or the right of the plaintiff to hold such office or Rule on Entitled to compensation as a Entitled to receive
position arose; otherwise, the action will be barred. The filing of an administrative Compensation matter of right; compensation only during the
action does not suspend the period for filing the appropriate judicial proceeding. time when no de jure officer is
The principle of "no work, no declared;
pay" is not applicable to him. He is paid only for actual
Rationale for the one year period: Title to public office should not be subjected to
services rendered by him.
uncertainties but should be determined as speedily as possible. In Republic vs.
Sereno, the Court held that if the petitioner is a private individual, the one-year
DOCTRINES: (2022 BAR MATTER)
period applies. If it is the government itself seeking relief, the period does not
apply. It is based on the basic principle that prescription does not lie against the 1) Quo Warranto as Legal Remedy. The title to a public office may not be contested
State as found in the Civil code. (Republic v. Sereno, G.R. No. 237428, 2018) except directly, by quo warranto proceedings; and it cannot be assailed collaterally, even
through certiorari, prohibition, mandamus or a motion to annul or set aside order. Xxx A
quo warranto proceeding is the proper legal remedy to determine the right or title to the
DE JURE OFFICER contested public office and to oust the holder from its enjoyment. It is brought against the
person who is alleged to have usurped, intruded into, or unlawfully held or exercised the
One who has the lawful right to the office in all respects, but who has either been public office, and may be commenced by the Solicitor General or a public prosecutor, as
ousted from it, or who has never actually taken possession of it. When the officer the case may be, or by any person claiming to be entitled to the public office or position
de jure is also the officer de facto, the lawful title and possession are united. (De usurped or unlawfully held or exercised by another.
Leon, The Law on Public Officers and Election Law, 103-104, 2019)
2) Clear Right to the Office. For a quo warranto petition to be successful, the private
person suing must show a clear right to the contested office. The rightful authority of a
De Jure v. De Facto Officer A de jure officer has a legal right to the office
public officer, in the full exercise of his public functions, cannot be questioned by any
but he may not be in possession of the office; while a de facto officer merely private suitor, or by any other, except in the form especially provided by law.
possesses the office because of color of authority. (De Leon, The Law on
Public Officers and Election Law, 105, 2019) 3) Appointive Quo Warranto vs. Elective Quo Warranto. Thus, quo warranto proceeding
is the proper legal remedy to determine the right or title to the contested public office or
USURPER to oust the holder from its enjoyment. In quo warranto proceedings referring to offices
One who take possession of the office and undertakes to act officially without any filled by election, what is to be determined is the eligibility of the candidates elected,
color of right or authority, either actual or apparent. Note that it is the color of while in quo warranto proceedings referring to offices filled by appointment, what is
authority not the color of title, that distinguishes an officer de facto from a usurper. determined is the legality of the appointment. [Republic v. Serreno,2018]
It means that the authority to hold office is by some election or appointment,
however irregular or informal. 4) Consequence of a Bad Faith De Facto Officer. If the de facto officer acquired title to
He is not an officer at all for any purpose. (De Leon, The Law on Public Officers the office through bad faith (e.g. falsification of requirements such as scholastic records):
(a) Cannot institute quo warranto as it can only be done by a de jure officer; (b) De facto
and Election Law, 105-106, 2019)
doctrine; hence, acts are deemed valid insofar as the public is concerned; (c) Not entitled
to compensation since not in good faith. [Arroyo v. CA, GR No. 202860, 10 April 2019]
8
PREVENTIVE SUSPENSION
The court shall immediately suspend the accused from office for a period not
exceeding 90 days from arraignment:
1. Upon the filing of a complaint or information sufficient in form
and substance against a member of the PNP;
2. For grave felonies where the penalty imposed by law is 6 years
and 1 day or more.
The law sets forth two conditions that must be satisfied to justify the issuance
of an order of preventive suspension pending an investigation, to wit:
1. The evidence of guilt is strong; and 4BLUE95. The mere reduction of the penalty on appeal does not entitle a
2. Either the following circumstance co-existing with the first government employee to back salaries if he was not exonerated of the charge
requirement: against him. If the exoneration of the employee is relative (as distinguished from
a. The charge involves dishonesty, oppression or grave misconduct complete exoneration), an inquiry into the factual premise of the offense charged
or neglect in the performance of duty; and of the offense committed must be made. If the administrative offense found to
b. The charge would warrant removal from the service; or have been actually committed is of lesser gravity than the offense charged, the
c. The respondent’s continued stay in office may prejudice the case employee cannot be considered exonerated if the factual premise for the
filed against him. (Ombudsman v. Valeroso, G.R. 167828, 2007) imposition of the lesser penalty remains the same. (CSC v. Cruz, G.R. No.
187858, 2011)
4BLUE95. Prior notice and hearing are not required in the issuance
of a preventive suspension order.
EXCEPTION: If the delay in the disposition of the case is due to the fault,
negligence or petitions of the respondent Norm of Performance of Duties
Q: What are the standards of personal conduct provided for in Sec. 4, RA 6713?
LIABILITIES OF PUBLIC OFFICERS Every public official who signs or initials documents in the course of standard
operating procedures does not automatically become a conspirator in a crime
THREE-FOLD RESPONSIBILITY OF PUBLIC OFFICERS that transpired at some stage in which the official had no participation. (Peralta
v. Desierto, G.R. 153152, 2005)
A public officer is under a three-fold responsibility for violation of duty or for wrongful
act or omission: Even if the dishonest act was committed by the employee prior to entering
government service, such act is still a ground for disciplinary action. (Orbase v.
1. CIVIL LIABILITY:IF THE INDIVIDUAL IS DAMAGED BY SUCH Ombudsman, G.R. 175115, 2009)
VIOLATION, THE OFFICIAL SHALL, IN SOME CASES, BE HELD LIABLE
CIVILLY TO REIMBURSE THE INJURED PARTY
Public officers may not be held criminally liable for failure to perform a duty
commanded by law when, for causes beyond their control, performance is JURISDICTION IN DISCIPLINARY CASES
impossible.
However, the absence of corrupt intent is not a defense to an action against an The Secretaries and heads of agencies and instrumentalities, provinces, cities and
officer for a statutory penalty for misconduct such as taking illegal fees, or for municipalities shall have jurisdiction to investigate and decide matters involving
willful failure or refusal to perform a mandatory ministerial duty disciplinary action against officers and employees under their jurisdiction. Their decision
The mere expiration of his term of office will not prevent the prosecution and shall be final in case the penalty imposed is suspension for not more than 30 days or fine
punishment of a public officer for a misdemeanor committed in office; nor the in an amount not exceeding 30 days’ salary.
re-election of a public official extinguishes the criminal liability incurred by him
during his previous term of office. In case the decision rendered by a bureau or office head is appealable to the Commission,
the same may be initially appealed to the department and finally to the Commission and
pending appeal, the same shall be executor except when the penalty is removal, in which
3. ADMINISTRATIVE LIABILITY: SUCH VIOLATION MAY ALSO LEAD TO case the same shall be executory only after confirmation by the Secretary concerned.
IMPOSITION OF FINE, REPRIMAND, SUSPENSION OR REMOVAL FROM
OFFICE, AS THE CASE MAY BE. The Commission shall decide upon appeal all administrative disciplinary cases involving
the imposition of a penalty of suspension for more than 30 days, or fine in an amount
Grounds for Discipline: exceeding 30 days’ salary, demotion in rank or salary transfer, removal or dismissal from
1. Discourtesy in the course of official duties; office.
2. Refusal to perform Official duty or render overtime service;
3. Falsification of Official documents; A complaint may be filed directly with the Commission by a private citizen against a
4. Habitual Drunkenness; government official or employee in which case it may hear and decide the case or it may
5. Inefficiency and incompetence in the performance of official duties; deputize any department, agency, official, or group of officials to conduct the
6. Willful refusal to Pay just debts or willful failure to pay taxes due to the investigation.
government; Disciplinary cases and cases involving ―personnel actions‖ affecting employees in the
7. Oppression; civil service are within the exclusive jurisdiction of the Civil Service Commission, which
8. Dishonesty; is the sole arbiter of controversies relating to the civil service. Executive Order No. 151,
9. Misconduct; or the Presidential Commission Against Graft and Corruption, exercises jurisdiction to
10. Disgraceful and Immoral conduct; investigate all administrative complaints involving graft and corruption filed in any form
11. Neglect of duty; or manner against presidential appointees in the executive department of the government,
12. .Physical or mental Incapacity due to immoral or vicious habits; including those in GOCCs. Such jurisdiction extends to nonpresidential appointees who
13. Conviction of a crime involving Moral turpitude; may have acted in conspiracy or who may have been involved with a presidential
14. Being notoriously Undesirable; appointee.
15. Gambling.
The Sandiganbayan has exclusive original jurisdiction over presidents, directors or
Good Faith trustees, or managers of GOCCs, without any distinction with respect to the manner of
Good faith is ordinarily used to describe that state of mind denoting honesty of their creation, whenever charges of graft and corruption are involved.
intention and freedom from knowledge of circumstances which ought to put the
holder upon inquiry. In other words, good faith is actually a question of RA No. 4670, otherwise known as the Magna Carta for Public School Teachers, covers
intention. Although this is something internal, one can ascertain a person’s and governs administrative proceedings involving public school teachers.
intention not from his own protestation of good faith, which is self-serving, but
from evidence of his conduct and outward acts. (Dumduma v. CSC, G.R.
182606, 2011)
10
GENERAL RULE: A PUBLIC OFFICER IS NOT LIABLE FOR INJURIES ILLEGAL DISMISSAL, REINSTATEMENT AND BACK SALARIES
SUSTAINED BY ANOTHER DUE TO OFFICIAL ACTS DONE WITHIN THE
SCOPE OF HIS AUTHORITY. (REVISED PENAL CODE, ART. 11 (5)). REINSTATEMENT
Exceptions: the issuance of an appointment to a person who has been previously appointed to a
1. Bad faith;
position in the career service and who has, through no delinquency or misconduct,
2. Malice;
3. Negligence; been separated therefrom, or to the restoration of one who has been exonerated of
4. Death or Injury to persons or damage to property the administrative charges filed against him. (Galang v. Land Bank, G.R. 175276,
2011)
The rule is settled that back salaries may be awarded to civil servants only if they
LIABILITY FOR ACTS DONE BY DIRECTION OF SUPERIOR OFFICER have been illegally dismissed and thenceforth ordered reinstated, or to those
acquitted of the charge against them. (Tanjay Water District v. Quinit, Jr., G.R.
No accountable officer shall be relieved from liability by reason of his having acted under 160502, 2007)
the direction of a superior officer in paying out, applying, or disposing of the funds of
property with which he is chargeable, unless prior to that act, he notified the superior A public officer is not entitled to reinstatement and back salaries, when removal or
officer in writing of the illegality of the payment, application, or disposition. (De Leon, suspension is lawful. The denial of salary to an employee during the period of his
The Law on Public Officers and Election Law, 306-307, 2019)
suspension, if he should later be found guilty, is proper because he had given
Non-Applicability of the Doctrine of Command Responsibility and the
ground for his suspension. It does not impair his constitutional rights because the
Principle of Respondeat Superiorto Public Officers Constitution itself allows suspension for cause as provided by law and the law
provides that an employee may be suspended pending an investigation or by way
Neither the principle of command responsibility (in military or political structural of penalty. (Bangalisan v. CA, G.R. 124678, 1997)
dynamics) nor the doctrine of respondeat superior(in quasi delicts) applies in the
law of public officers. The negligence of the subordinate cannot be ascribed to his A public officer is entitled after his acquittal not only to reinstatement but also to
superior in the absence of evidence of the latter’s own negligence (Reyes v. Rural payment of the salaries, allowances, and other benefits withheld from him by
Bank of San Miguel, G.R. No. 154499, 2004) reason of his discharge from the service even if there has been valid suspension
from the service pending the adjudication of the criminal case. (P/Chief
Exception: The President, being the commanderin-chief of all armed forces, Superintendent Calinisan v. SPO2 Roaquin, G.R. 159588, 2010)
necessarily possesses control over the military that qualifies him as a superior
within the purview of the command responsibility doctrine. (In the Matter of the
Petition for Writ of Amparo and Habeas Data in favor of Noriel H. Rodriguez;
Rodriguez v. Macapagal-Arroyo,G.R. No. 191805, 2011)
STATUTORY LIABILITY
AMOUNT OF BACK SALARIES
An illegally terminated civil service employee is entitled to back salaries limited
1. Art. 32, Civil Code – liability for failure or neglect to perform official duty
only to a maximum period of five years, and not full back salaries from his illegal
2. Art. 33, Civil Code – liability for violating rights and liberties of private
termination up to his reinstatement. (Galang v. Land Bank, G.R. 175276, 2011)
individuals
3. Art. 34, Civil Code–liability of peace officers for render aid or protection
to a person; subsidiary liability of municipal corporations in such case4.Sec.
IMMUNITY:
38(2), Chapter 9, Book I, Admin. Code–liability for neglecting to perform a
duty without just cause within (i) a period fixed by law or regulation; or (ii)a
reasonable period, if no period is fixed
Official immunity
Only protects public officials from tort liability for damages arising from acts or
functions in the performance of their official duties.
Public officers may be sued to restrain them from enforcing an act claimed to be
unconstitutional.
Exceptions: when liability does not devolve ultimately to the State such as:
1. A petition to require official to do his duty;
2. A petition to restrain him from doing an act;
3. To recover taxes from him;
4. Those where the officer impleaded may by himself alone comply with the
decision of the court;
5. Where the government itself has violated its own laws. (De Leon, The
Law on Public Officers and Election Law, 246-247, 2019)
Where a public officer has committed an ultra vires act, or where there is a
showing of bad faith, malice or gross negligence, the officer can be held
personally accountable even if such acts are claimed to have been performed in
connection with official duties. (Wylie v. Rarang, G.R. 74135, 1992)
4BLUE95. Where the public officer is sued in his personal capacity, state
immunity will not apply. (Lansang v. CA, G.R. 102667, 2000)
11
"The term limit for elective local officials must be taken to refer to the right to be
elected as well as the right to serve in the same elective position. Consequently, it
is not enough that an individual has served three consecutive terms in an elective
local office, he must also have been elected to the same position for the same
number of times before the disqualification can apply."
SITUATIONAL EXAMPLES:
Case No. 2. Suppose B is elected mayor and, during his first term, he is
twice suspended for misconduct for a total of 1 year. If he is twice reelected
after that, can he run for one more term in the next election? Yes, because he
has served only two full terms successively. In both cases, the mayor is
entitled to run for reelection because the two conditions for the application of
the disqualification provisions have not concurred, namely, that the local
official concerned has been elected three consecutive times and that he has
fully served three consecutive terms. In the first case, even if the local
official is considered to have served three full terms notwithstanding his
resignation before the end of the first term, the fact remains that he has not
been elected three times. In the second case, the local official has been
elected three consecutive times, but he has not fully served three consecutive
terms.
NOT AN INTERRUPTION TO THE FULL TERM (3-TERM LIMIT AN INTERRUPTION TO THE FULL TERM (3- TERM LIMIT DOES NOT
APPLIES – HENCE, BARRED) APPLY – HENCE, NOT BARRED)
1) RUNNING, WINNING, AND SERVING A DIFFERENT a) Vice Mayor to Mayor on 3rd term as Vice Mayor then served 2
ELECTIVE POSITION IS VOLUNTARY RENUNCIATION. more terms as mayor; not barred to run for another term as mayor.
[Borja v. COMELEC, GR No. 133495, 1998]
Punong barangay, while serving 3rd term, ran and won as municipal
councilor and served the full term. Considered as voluntary b) Councilor served 3 consecutive terms, but during 2nd term
renunciation. [Bolos v. COMELEC, GR No. 184082, 2009] succeeded as Vice Mayor; not barred to run again as councilor.
[Montebon v. COMELEC, GR No. 180444, 2008]
2) CIRCUMVENTION.
2) RECALL ELECTION.
After serving 3 terms as Punong Barangay, got elected as barangay
kagawad with sister elected as Punong Barangay, who resigned the Previously served for 3 full terms as mayor, then participated in a recall election;
following day after oath of office to allow succession. Considered as not barred. The prohibited election refers to the next regular election for the same
a conspiracy and hence, a circumvention of the 3-term limit. office following the end of the third consecutive term. Any subsequent election,
[Aguilar v. Benlot, GR No. 232806, 2019] like a recall election, is no longer covered by the prohibition for two reasons. First,
a subsequent election like a recall election is no longer an immediate reelection
after three consecutive terms. Second, the intervening period constitutes an
involuntary interruption in the continuity of service. [Socrates v. COMELEC, GR
3) CONVERSION. No. 154512, 2002] Previously served for 2 full terms as mayor (1992-1998), ran
for a 3rd term (1998-2001) but lost, then subsequently participated in a recall
Conversion of a municipality to a city with no break in the service as election (2000), which he won served the unexpired term; not barred to run again
a local chief executive. [Latasa v. COMELEC, GR No. 154829, for another term – not elected for 3 consecutive terms, continuity as mayor was
2003; Halili v. COMELEC, GR No. 231643, 2019] disrupted with the defeat, and was a private citizen for 2 years prior to the recall
election. [Adormeo v. COMELEC, 147927, 2002]
4) REAPPORTIONMENT OF DISTRICT.
Served for 2 terms (2004, 2007) as Provincial Board Member (BM) 3) DISMISSAL AS PENALTY.
in the Cam. Sur 2nd dist. Cam. Sur was reapportioned by RA9716.
In 2010 and 2013 he ran and won as BM in the 3rd dist (which is Dismissals [as penalties] were involuntary interruptions; not considered to have
essentially the same as the old 2nd dist). [Naval v. COMELEC, GR fully served a 3rd successive term of office. [Tallado v. COMELEC, GR No.
No. 207851, 2014] 246679, 2019]
5) MERGER.
4) ELECTION PROTEST.
Municipalities were merged and converted into a city, but the
Punong Barangay from the former municipality is the same as that in a) Unseated during 3rd term as mayor because of an election protest; not
the city as the new political unit with the same territory and barred as not deemed to have been elected for that term – merely assumed
inhabitants (hence, same group of voters). [Laceda v. Limena, GR office as a presumptive winner. [Lonzanida v. COMELEC, GR No.
No. 182867, 2008] 135150, 1999]
b) Served as mayor in 2001, 2004, and 2007, but the 2004 (2nd term) was
by virtue of an election protest and served only the remainder of the 2nd
6) PREVENTIVE SUSPENSION. term; not barred to run in 2010. [Abundo v. COMELEC, GR No. 201716,
2013]
Preventive suspension is not an interruption. Just a temporary
inability; not unseated and continued to hold office; just temporarily c) Unseated for running and winning a 4th term (NOTE: 4th term was
barred to exercise functions. [Aldovino v. COMELEC, GR No. invalidated by the SC in Rivera v. COMELEC), then relinquished office;
184836, 2009] not barred to run in the subsequent election. [Dizon v. COMELEC, GR
No. 182088, 2009]
7) ELECTION PROTEST.
Election protest, but able to serve 3 full terms, including the 2nd
term (fully served) where the proclamation was voided. [Ong v.
COMELEC, GR N0. 163295, 2006; Rivera v. COMELEC, GR No.
167591, 2007]
13
TERMINATION OF OFFICIAL RELATIONS (NATIONAL) GROUNDS FOR TERMINATION OF OFFICERS UNDER THE CIVIL
SERVICE LAW (NON-PRESIDENTIAL APPOINTEES)
1. NATURAL CAUSES Sec. 46(a), Book V of EO 292 provides that ―No officer or employee in the Civil
Service shall be suspended or dismissed except for cause as provided by law and
a. Expiration of Term or Tenure of Office after due process.‖ The grounds constituting just cause are enumerated in Sec.
b. Reaching Age Limit (Retirement) – 65 46(b).