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Multi Donor Policy Landscape Analysis

This document analyzes policies from various humanitarian donors regarding environmental sustainability and climate change mitigation. It finds that donors are increasingly requiring implementing partners to consider these issues in project proposals. There is interest in climate action and greening supply chains, especially at USAID and ECHO. While approaches differ, donors commonly aim to reduce the carbon footprint of procurement and operations through policies on sustainable packaging, transport, and waste management. The analysis aims to foster coordination and encourage further mainstreaming of environmental sustainability across the humanitarian sector.

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0% found this document useful (0 votes)
30 views

Multi Donor Policy Landscape Analysis

This document analyzes policies from various humanitarian donors regarding environmental sustainability and climate change mitigation. It finds that donors are increasingly requiring implementing partners to consider these issues in project proposals. There is interest in climate action and greening supply chains, especially at USAID and ECHO. While approaches differ, donors commonly aim to reduce the carbon footprint of procurement and operations through policies on sustainable packaging, transport, and waste management. The analysis aims to foster coordination and encourage further mainstreaming of environmental sustainability across the humanitarian sector.

Uploaded by

Amy Imanda
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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JOINT INITIATIVE FOR SUSTAINABLE HUMANITARIAN

ASSISTANCE PACKAGING WASTE MANAGEMENT

MULTI-DONOR POLICY LANDSCAPE


ANALYSIS
ENVIRONMENTAL SUSTAINABILITY AND CLIMATE CHANGE MITIGATION

JANUARY 2023

Photo credit: David Alberto Carmona Coto

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TABLE OF CONTENTS

About the Joint Initiative 3


Introduction 3
Aims of the Present Document and Methodology 4
Key Takeaways 5
Donor Coordination 6
Donor-specific approaches 7
Canada 7
Denmark 7
European Union 8
Finland 10
France 11
Germany 12
Luxembourg 12
The Netherlands 13
Norway 13
Spain 14
Sweden 15
Switzerland 16
United States of America 17

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ABOUT THE JOINT INITIATIVE
The Joint Initiative for Sustainable Humanitarian Assistance Packaging Waste Management (Joint Initiative)
is a project funded by the United States Agency for International Aid (USAID)’s Bureau for Humanitarian
Assistance (BHA) bringing together a consortium of 21 humanitarian stakeholders - including donors, non-
governmental organizations (NGOs), members of red cross / red crescent movement and United Nations
(UN) agencies - to reduce the negative environmental impact of humanitarian work, particularly by tackling
the issue of packaging waste.

The project supports the humanitarian community to address the problem of packaging waste in a holistic
way both upstream (exploring how to eliminate certain types of packaging such as single-use plastics, how
to reduce packaging, or use sustainable materials) and downstream (looking at opportunities for recycling,
recovery and repurposing using a circular economy approach and linking this, where possible, to local
livelihoods opportunities).

The Joint Initiative aims at promoting greater coordination and standardization within the humanitarian
community on packaging sustainability, and more broadly, procurement. It acts as a platform for
knowledge-sharing, by documenting humanitarian organizations’ experience, successes and lessons learnt
and sharing these through webinars and case studies. The project also aims to provide guidance on issues
such as alternatives to petroleum-based plastics in packaging and on options for secondary use of packaging
waste (repurposing). Finally, the Joint Initiative aims to advocate for effective solutions to the global waste
management crisis and to raise awareness of the link between packaging and climate change.

INTRODUCTION
The humanitarian sector has a lead role to play in global efforts to fight against climate change, not only
by supporting communities to prevent and recover from disasters and climate-induced catastrophes, but
also ensuring that humanitarian operations “do no harm” in terms of environmental degradation, pollution,
and climate change. Recent carbon accounting exercises led by humanitarian organizations have confirmed
that supply chains and procurement (including packaging) contribute significantly to their overall
environmental footprint. Organizations and donors alike are, therefore, working to reduce the
environmental footprint of humanitarian operations, mainstreaming this across the board from
programming to procurement.

This has been spurred on partly by the Climate and Environment Charter for Humanitarian Organizations,
developed by the International Committee of the Red Cross (ICRC) and International Federation of Red
Cross and Red Crescent Societies (IFRC): the charter has been signed by 330 humanitarian organizations
to date, and is supported by 11 states, local and regional governments, government agencies and
departments. 1 Through it, signatories sign up to seven principles including a commitment to maximize the
environmental sustainability of their work and rapidly reduce their greenhouse gas emissions. Eleven
francophone humanitarian organizations 2 have also signed a Statement of Commitment on Climate
resolving to measure their environmental and carbon impacts on a regular basis and set targets to reduce
their own carbon footprint.

1
Canada, Denmark, the European Union, France, Germany, Norway, Spain, Sweden, Switzerland, United Kingdom and the United States of
America
2
Action Contre la Faim, ACTED, ALIMA, CARE France, Électriciens Sans Frontières, Gret, Groupe URD, Médecins du Monde, Première
Urgence Internationale, Secours Islamique France. Solidarités International

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A major catalyst has also been the donor community’s growing interest in this topic. A Humanitarian aid
donors’ declaration on climate and environment which acknowledges the link between increasing
humanitarian needs and climate change was adopted in March 2022 during the European Humanitarian
Forum. Twenty-four European Union (EU) Member State donors, as well as the EU (ECHO) have signed
the declaration to date.3 Commitment four of the declaration states that donors will “Foster the creation
of the conditions required for international humanitarian organizations and local partners to adopt
environmentally friendly practices.” This envisages, for example, supporting humanitarian organizations to
incorporate climate action into program design and environmental sustainability into procurement
processes and waste management, promoting sustainable solutions and circular economy approaches.

AIMS OF THE PRESENT DOCUMENT AND METHODOLOGY


Donors have a crucial role to play in setting expectations and steering the humanitarian sector towards
increased environmental sustainability. This multi-donor policy landscape analysis provides an overview of
how donors are doing this, by integrating and mainstreaming environmental sustainability and climate
change mitigation into their priorities and funding of humanitarian actors. It has two specific aims:

To help the donor community understand how humanitarian donors are addressing issues of
environmental sustainability and climate change mitigation. It is hoped that this will stimulate reflection
and encourage the development of new policies and strategies whilst also supporting harmonization of
efforts amongst donors.

To enable Joint Initiative partners and stakeholders to better understand donors’ environmental and
climate approaches, priorities, and perspectives so that they may adjust to new ways of working to
align with these.

This analysis builds upon and expands an earlier mapping carried out by the Joint Initiative focused on
sustainability in the supply chain. It focuses on the way in which environmental sustainability and climate
change mitigation have been mainstreamed into humanitarian action. As such, it does not cover the work
of donors to support specific climate change adaptation and mitigation programs, to strengthen resilience
or disaster risk management.

The methodology used to produce the landscape analysis was a literature review paired with interviews
with representatives of certain donor agencies, as well as discussions with humanitarian-implementing
organizations. It was decided to focus, primarily on national (state) donors, as well as the EU. Future
versions of this analysis may include other donors such as private sector or UN donors. Not all donors
contacted responded or wished to be interviewed. Therefore, the present document provides information
on what some donors are doing but is not exhaustive or fully representative of the donor community.

3
Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, the EU, Finland, France, Germany, Hungary, Ireland, Italy,
Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Romania, Slovenia, Spain, Sweden

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KEY TAKEAWAYS
• Donors are increasingly requesting humanitarian implementing partners to demonstrate that their
projects consider environmental degradation and climate change and taking this into account in the
evaluation of project proposals. This trend is set to continue in the future, as more donors endorse
both the Climate and Environment Charter and Humanitarian aid donors’ declaration.
• There is considerable interest in climate change action, as well as “greening” of logistics and supply
chains - particularly among donors such as USAID and ECHO. The latter’s minimum environmental
requirements and recommendations (and related guidelines), as well as its revised Humanitarian
Logistics Policy focus strongly on this.
• Although donor approaches and priorities differ (with some focused more on climate and others on
greening of logistics), there is a consensus that the “greening” of humanitarian aid goes beyond carbon
footprint and includes waste, biodiversity etc.
• What donors expect and require of their humanitarian implementing partners vary. Some donors
require commitments, action plans, and strategies to be in place, whilst others simply encourage their
partners to take environmental sustainability into account. According to some humanitarian actors,
this leads to a certain level of confusion in terms of what exactly is expected of them by the donor
community.
• Making humanitarian operations more environmentally sound can incur additional costs, although this
may lead to savings in the medium-long term and may require additional human resources or time to
be invested in project development, procurement, and monitoring. This represents a challenge for
organizations in light of ever-increasing humanitarian needs and a growing funding gap. 4 Shorter
funding cycles further compound this issue, as the long-term financial benefits of investing in durable
items and equipment (“return on investment”) will not be felt during the lifespan of the project.
• Although a few donors including ECHO and the Germany Federal Foreign Office (see below) provide
some guidance to partners on eligibility of costs related to environmental sustainability and climate
change mitigation, there is no common donor stance on this. As a result, there is a dialogue gap
between humanitarian organizations and the donor community on the issue. In the absence of clear
guidance, organizations may be reluctant to submit budgets including, for example, more
environmentally sustainable items and equipment, which have higher up-front costs. On the other
hand, certain donors have implied that there are insufficient requests from organizations for additional
funding for greening.
• Of note, when this issue was discussed at the High-Level Meeting of the Good Humanitarian
Donorship Initiative in December 2021, one donor expressed that it is “now generally allowed by
donors to include more expensive but more environmentally friendly products and programmes” and
that increased costs should “not be an excuse” for humanitarian organizations to not explore greener
solutions. Although this may not be representative of the whole donor community, it demonstrates
the need for strengthened dialogue among humanitarian stakeholders.
• The need to provide capacity-building support to humanitarian organizations to integrate
environmental sustainability and climate change mitigation throughout their operations issues is
recognized by some donors. ECHO has an eLearning module on Greening Humanitarian Aid and

4
Communication from the Commission to the European Parliament and the Council on the EU’s humanitarian action: New Challenges, Same
Principles

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organized related training with partners. ECHO plans, furthermore, to open help desks so that
technical advisors can support the humanitarian sector in the implementation of the Climate Charter.
The Swedish International Development Agency (Sida) has recently released an E-learning course for
its staff and partners entitled “Sida's strategic approach to Environment and Climate, the EMS.”
• The analysis shows the importance of reaching a balance between adopting a generic approach to
environmental sustainability issues and providing specific, prescriptive guidance to implementing
partners, for whom these issues are recent, and internal capacity might be weak. Donors have
acknowledged that it may not be possible for humanitarian partners to focus on all aspects of
environmental sustainability and climate change mitigation (“trade-offs” between different
environmental aspects may be necessary) and an incremental approach is the norm. 5
• Donor agencies often apply different approaches and requirements to UN agencies and international
nongovernmental organizations (INGOs) regarding environmental sustainability, particularly regarding
procurement, logistics, and supply chains. This is because the funding they provide to UN agencies is
often pooled, multi-donor rather than earmarked, project-specific funding, which makes it more
difficult to track.
• Interviews showed that there is a gap between the policies and approaches in theory and their practical
application by partners in the field. Verifying how partners' commitments have been translated into
reality and monitoring results is, therefore, challenging.
• Interviews also revealed that, within some donor agencies, environmental, climate and sustainable
supply chain policies and approaches are led by individuals meaning that initiatives created by a specific
staff member may be deprioritized when s/he leaves the organization. Elsewhere, these questions
might be handled by specific departments and units. Ideally a whole-of-organization approach is best,
where environmental and sustainability issues are mainstreamed and given organizational-level priority.
• Finally, donor’s requirements or requests for humanitarian partners at this stage focus on
environmental sustainability and climate change mitigation at the individual project level. However,
there is recognition in both the humanitarian and donor community that funding is required to help
make organization-wide systemic changes. This is envisaged in ECHO’s long-term environmental
approach, through the proposed future certification of humanitarian partners, for example (see below).

DONOR COORDINATION
There are currently four donor coordination platform or working groups addressing environmental
sustainability and climate change mitigation in humanitarian funding in in somewhat connected ways.

1. An informal donor group on greening humanitarian aid, which is co-facilitated by the Directorate-
General for European Civil Protection and Humanitarian Aid Operations (DG ECHO), BHA and the
Swiss Agency for Development and Cooperation (SDC) 6 and meets at least twice a year. The next
meeting will take place on 8th February 2023.
2. A formal working group was established to follow up on progress among signatories of
the Humanitarian Aid Donors’ Declaration on Climate and Environment. Although the declaration is
non-binding, DG ECHO and France (its co-sponsors) will follow up on its concrete implementation,

5
High-Level Meeting of the Good Humanitarian Donorship Initiative 16th December 2021, summary of co-chairs (Belgium and Finland).
6
This group has met three times since its creation. The main objective is to exchange practices and approaches in an informal manner.

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and the monitoring of the declaration will be an agenda point at the 2023 European Humanitarian
Forum. Twenty-four European member states, as well as the EU itself have endorsed the declaration
to date.
3. A supporters group constituted and led by the Climate Charter team (ICRC, IFRC and the
International Council of Voluntary Agencies) to follow up on the implementation of Climate and
Environment Charter for Humanitarian Organizations, and what it means for donors. Eleven
states/regional governments have officially endorsed the charter so far.
4. The Good Humanitarian Donorship (GHD) initiative currently does not address greening of
humanitarian aid or climate in its 24 principles, but climate change and greening of aid were discussed
during the July to December 2021 semester.

DONOR-SPECIFIC APPROACHES
CANADA

GLOBAL AFFAIRS CANADA (GAC)


GAC manages Canada's international development and humanitarian assistance and has been committed
to reducing the environmental footprint of humanitarian work for many years. GAC requires applicants
for funding to carry out an environmental analysis for all proposals. NGOs must explain how their
environmental and climate change policies guide their analysis and risk mitigation strategies and how the
environmental risks and opportunities will be mitigated or seized, respectively.

GAC has put in place a systematic screening tool that is part of the Environmental Integration Process,
and it applies this to all development and humanitarian initiatives it funds. Proposals are, therefore,
reviewed by environmental specialists and training sessions are organized to ensure GAC project agents
know what to look for in terms of environmental sustainability and to the importance of engaging in policy
dialogue with the partners on these issues. Sustainable procurement and waste management are among
the issues that are addressed (along with others such as soil contamination, wastewater, and biodiversity).

GAC carries out environmental due diligence for all initiatives: it checks that initiatives are unlikely to have
significant negative environmental effects, (“do not harm”) and maximizes environmental opportunities to
“do good.” Carbon offset credits are now considered an eligible expense for initiatives funded by GAC,
and the department is currently working on implementation guidance and criteria for these credits. Canada
began supporting the Climate and Environment Charter for Humanitarian Organizations in December
2022.

DENMARK

MINISTRY OF FOREIGN AFFAIRS OF DENMARK (MFA)


The MFA is responsible for managing Denmark’s development cooperation and humanitarian assistance.
Denmark has high ambitions regarding climate-related actions, which are described in detail in the Danish
Global Climate Action Strategy, A Green and Sustainable World. In addition, one of two main pillars in the
current strategy for development cooperation, The World We Share, is “to lead the fight to stop climate
change and restore balance to the planet.” This includes strengthening resilience to climate change with a
focus on poor and vulnerable countries and people.

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As part of the development strategy, Denmark aims at investing heavily in climate adaptation, while also
supporting nature, the environment and biodiversity. It is the ambition of the Danish government, that at
least 30% of the Danish development assistance should be “green” by 2023, of which 25% should be
climate-related and 5% should be environment-related.

The MFA is gradually introducing new demands that require partners (from civil society to multilaterals)
to focus specifically on their carbon and environmental footprints and their social responsibility. This
includes the promotion of greener and more sustainable procurement. Additionally, as part of the MFA’s
strategic partnerships with Danish civil society organizations (2022–2025), it is now a requirement that
partners have a policy on their environmental footprint in place.

Denmark supported the Climate and Environment Charter for Humanitarian Organizations in May 2022
and has also signed the Humanitarian aid donors’ declaration on climate and environment.

EUROPEAN UNION

DG ECHO
The EU has supported the Climate and Environment Charter for Humanitarian Organizations since April
2022 and has also signed the Humanitarian aid donors’ declaration on climate and environment.

With regards to integrating environmental sustainability and climate change mitigation into humanitarian
assistance, ECHO is one of the most advanced of humanitarian donors (regarding its own long-term
strategy and its humanitarian implementing partners). ECHO published its approach to reducing the
environmental footprint of humanitarian aid in 2022. The approach states that as an overarching
principle, negative impacts on the environment related to humanitarian response should be avoided, and
where this is not directly possible, mitigating measures to reduce the potential negative environmental
impact 7 should be implemented, applying a precautionary approach.

ECHO has concrete plans for the roll out of its environmental strategy, using an incremental approach,
which is threefold:

1. Greening of ECHO’s policies: this is already underway with the publication of the new humanitarian
logistics policy, which aims, among other things, to support the greening of humanitarian aid. Launched
in March 2022, it aims to support a paradigm shift in humanitarian logistics, to deliver greater efficiency,
effectiveness but also greener humanitarian aid. The policy encourages coordination among
stakeholders, shared initiatives and puts forward a strategic approach to humanitarian logistics. DG
ECHO’s new Cash Policy, also integrates environmental considerations.
2. Publishing of environmental requirements and recommendations. At project level, partners are
required to answer environmental questions in the Single Form 8 and each proposal is screened using
the Resilience Marker9, answers weigh into the appraisal of projects but do not yet determine their

7
Environmental impact can be global (e.g., CO2 emissions of fleet); local (e.g., local plastic pollution or deforestation); direct (e.g., groundwater
pollution); indirect (e.g., suppliers’ manufacturing practices); short- or long-term; cross-sectoral, as is the case for logistics, the supply chain and
cash transfer programs, or they can be sector-specific (Shelter, WASH, Health, etc.).
8
The Single Form is the document that ECHO partners use for the submission of proposals as well as for reporting.
9
The Resilience Marker is a tool to assess to what extent humanitarian actions funded by DG ECHO integrate resilience considerations by
accounting and addressing risks related to climate change, environmental degradation, natural and biological hazards, conflict and epidemics to
the extent relevant to humanitarian action.

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eligibility for funding. The conditions for becoming a partner remain unchanged, but more weight will
be given to partners taking environmental safeguards into account (at both headquarters and at the
field level). Guidance on the operationalization of the environmental requirements and
recommendations has recently been issued. Plans for a “full ambition” stage include partners having
to conduct environmental impact assessments of their planned projects / programs and introduce
mitigation measures for potential impacts (local and global). Partners would have to include this in
project/program design and provide details in the Single Form to be eligible for funding. They would
also be required to respond to cross-cutting environmental requirements and calculate carbon
emissions for global programs and projects, reducing them to the extent possible, and offsetting the
remainder. 10 Finally, in the future, ECHO may require its certified partners “to have in place
environmental policies or environmental management systems of their own.” 11 This is the ambition,
however, before moving to that stage, an evaluation will be undertaken to assess the capacity of the
humanitarian sector to move to this higher ambition.
3. Greening of the ECHO field network and headquarters in Brussels. By 2024, ECHO will “strive to
become carbon neutral by 2030.”

Spotlight on DG ECHO’s Environmental Requirements and Recommendations

Categorization
Officially launched in March 2022, ECHO’s environmental requirements and recommendations
include three categories.
• Principles. Principles provide general guidance to partners and establish a framework. They center
around three themes: greenhouse gas emission mitigation, waste management, and supply chain
and material efficiency.
• Recommendations. Recommendations are actions that are looked upon favorably but that are
optional.
• Requirements. Requirements are criteria that partners need to address. These will become
mandatory in 2023.

The cost of “greening”


In its recently launched guidance, ECHO refers to the potential additional budget required to meet
the environmental requirements, whilst recognizing that this is not systematically the case and that
often increased sustainability does not cost more, but implies, rather “new way of working and a
different approach to planning interventions.” Where additional budget is required, ECHO will give
priority to helping to meet the cost implementing its environmental requirements (rather than
recommendations).

10
Through certified carbon offsetting programs.
11
See pg. 6 “DG ECHO’s approach to reducing the environmental footprint of humanitarian aid”

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Eligibility of direct costs
• Costs incurred as a direct result of implementing the requirements will be eligible upon condition
that the environmental benefit can be demonstrated.
• Costs relating to general technical expertise or capacity-building are generally not eligible as direct
costs: an exception would where a particular skill set is required for an action, which is eligible as
a direct cost (e.g., technical expertise for installing solar panels).

Additional costs
• ECHO seeks to avoid “penalizing” projects that may cost more because of environmental
sustainability measures. It is, therefore, piloting a flexible approach and applying a “10% more
expensive” cap on projects, which include measures that provide an environmental benefit yet are
costlier and do not lead to financial savings over time (e.g., implementation of waste management
systems, purchase of organic fertilizer or distribution of cooking fuel).

Return on investment
Project evaluation will include questions such as lifespan, adequacy, including technical specifications,
and their impact on the environment, considering also the potential future costs that an action could
entail. For example, purchasing more durable items may be costlier in the short term, but given that
they are less likely to be repaired or replaced, this will lead to savings in the long term.

Overall, partners are encouraged to incorporate environmental sustainability and the


fight against climate change across the project cycle, and to justify additional costs, linking
these clearly to the requirements and demonstrating environmental benefit, from the
proposal stage onwards.

FINLAND

FINNISH MINISTRY FOR FOREIGN AFFAIRS


Finland’s humanitarian assistance (124 million EUR in 2022) is relatively low in comparison to other Nordic
countries (Sweden 460 million EUR and Norway 490 million EUR 12). Its humanitarian assistance is mostly
channeled through UN organizations or Red Cross organizations both for core funding and specific
operations, only 12.5% of its humanitarian funding goes to Finnish NGOs.

In 2019, Finland published a climate smart foreign policy, which aims to mainstream climate change into
all levels of foreign policy and to promote a global transition towards low emissions and climate
resilient societies (although it is not clear if this applies to humanitarian operations). There is a related
action plan, which can be found here.

Climate change actions have to be incorporated into all aspects of public policy, including foreign
policy. The Ministry for Foreign Affairs has established a new Unit for Climate and Environmental
Diplomacy. The unit is in charge of the implementation of Finland’s strategy for climate foreign policy. In
practice this means, for example, participating in international discussions, processes and negotiations and

12
www.donortracker.org

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advocating for progress on Finland’s goals. The unit also manages Finland’s climate funding and represents
Finland in all major climate and environmental funds, such as the Green Climate Fund (GCF).

“Climate change, biodiversity and sustainable management and use of natural resources” is one of the five
thematic priority areas of Finland’s development policy. Furthermore, climate resilience, low emission
development, and protection of the environment - with an emphasis on safeguarding biodiversity - are
among the cross-cutting objectives of Finland’s development policy and cooperation. The Ministry for
Foreign Affairs of Finland also has its own internal Environmental Program.

Finally, Finland has signed the Humanitarian aid donors’ declaration on climate and environment and is co-
chair of the Good Humanitarian Donorship initiative along with Belgium. The co-chairs have set five
priorities for 2021–2023, of which the first aims to facilitate discussions on broad and systemic issues that
have or may have impact on the humanitarian system and donorship, citing climate change amongst
others. Greening of aid was one of two key themes in the 2021 high-level meeting.

FRANCE
For France’s Presidency of the Council of the European Union (1 January to 30 June 2022), it announced
that it would prioritize “better incorporation of the impact of climate change and environmental issues
into humanitarian action” and would organize the first ever European Humanitarian Forum. 13 France was
instrumental in the development of the Humanitarian aid donors’ declaration on climate and environment
and is currently developing a new humanitarian strategy, 14 which will have a strong focus on climate, as
well as environmentally sustainable logistics and waste management.

CRISIS AND SUPPORT CENTRE (CENTRE DE CRISES ET SOUTIEN/CDCS), MINISTRY OF EUROPEAN AND
FOREIGN AFFAIRS
The CDCS was created in 2008 to respond to the increase in crises across the world. It coordinates the
French government’s response to emergency humanitarian aid operations ensuring relations with other
humanitarian actors. Through its Humanitarian Emergency Fund, CDCS provides emergency assistance in
cash or in kind. Its humanitarian partners include NGOs, as well as UN and European bodies and crisis
centers from other countries.

CDCS uses a “climate marker,” aligned with ECHO’s resilience marker, to evaluate funding applications
to the Humanitarian Emergency Fund. In funding application forms, humanitarian organizations are
requested to demonstrate how several cross-cutting themes (including the environment) have been
considered in the development of their projects. In the future, CDCS plans to expand on this, requiring
partners to include waste management concerns into their project proposals, and it is beginning to
exchange with relevant stakeholders to develop tools and guidance for its humanitarian partners. In
general, CDCS will try to encourage rather than oblige its partners to take environmental/climate issues
into account, and reflection is also underway on how to monitor increased sustainability in partners’ work.

13
“Humanitarian Aid”, Page 21, Program of the Presidency
14
This will be a four-year strategy and will come out in the first half of 2023.

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GERMANY

GERMANY FEDERAL FOREIGN OFFICE (GFFO)


Since 2016, Germany has been the second-largest donor of humanitarian aid. GFFO’s humanitarian
strategy links humanitarian assistance to environmental and climate policy. GFFO is in continuous dialogue
with implementing organizations - through the Humanitarian Assistance Coordinating Committee (a
forum for discussion and coordination between the German government, humanitarian NGOs, and other
humanitarian assistance stakeholders)—to move decarbonization efforts forward.

GFFO currently approves the reimbursement of partners’ offsetting costs (for direct emissions only).
GFFO also funds a project to develop roadmaps to help humanitarian organizations and local partners
reduce their carbon emissions. 15 The issue of conflicting priorities, e.g., where environmental
mainstreaming of environmental considerations would lead to higher project-related costs (meaning that
fewer beneficiaries can be reached) is being considered as part of a wider discussion on possible
standardization or environmental requirements. Currently, GFFO is exploring cost efficiency and return
on investment in environmental sustainability, as well as the possibility to also use climate funding to
finance efforts for the greening of humanitarian aid. GFFO endorsed the Climate and Environment Charter
for Humanitarian Organizations in May 2022 and has also signed the Humanitarian aid donors’ declaration
on climate and the environment.

LUXEMBOURG

MINISTRY OF FOREIGN AND EUROPEAN AFFAIRS


Luxembourg’s humanitarian budget has significantly evolved in the past ten years, doubling since 2010 to
reach more than 60 million EUR in 2021 and averaging 12% to 15% of the country’s total Official
Development Aid (ODA). As of 2022, Luxembourg will seek to establish a fixed share of 15% dedicated
to the humanitarian budget of its overall ODA. Luxembourg is also committed to strengthening its support
for international climate finance, in addition to its ODA.

Luxembourg recently launched its Humanitarian Action Strategy, which acknowledges, in the preface, the
importance of conforming to the do no harm principle, including “to the environment” and of addressing
humanitarian needs in a sustainable manner. “Greening of humanitarian action” is one of the cross-cutting
priorities of the strategy and will be streamlined into Luxembourg’s humanitarian action, helping to guide
its commitments and its engagement with partners. As part of this, Luxembourg’s aim is to decrease the
environmental footprint of its humanitarian action, particularly through reduced greenhouse gas emissions
and waste.

Luxembourg’s humanitarian partners have always been asked to include information at the proposal stage
on how the project will affect the environment, but more requirements or guidance on this have not yet
been developed. Luxembourg wishes to balance its positions as a flexible humanitarian donor with the
need to ensure that its partners take environmental and climate issues into account in their interventions.
Interviews with representatives of Luxembourg’s Ministry of Foreign and European Affairs recognized the
challenges involved in following up with partners on the implementation of its different policies and

15
This project involves the development of two generic, open-source roadmaps (local and international) in collaboration with the Carbon
Action Accelerator.

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strategies and in evaluating their impacts. This is compounded by lack of sufficient resources within the
ministry.

Luxembourg has signed the Humanitarian aid donors’ declaration on climate and environment, its
humanitarian action supports the Climate and Environment Charter for Humanitarian Organizations. As
such, it seeks to raise awareness of the charter among its partners and national NGOs.

The Humanitarian Action Strategy is in line with:

• Luxembourg’s development work outlined in the General Development Cooperation Strategy


(environmental sustainability is a cross-cutting priority).
• The Development Cooperation Strategy on Environment and Climate Change 2021–2030 (available
in French). This echoes Luxembourg's commitment to strengthen the consideration of environmental
and climate concerns in its humanitarian interventions with a particular focus on natural resources in
beneficiary countries, and to ensure that these dimensions are integrated into humanitarian responses
(throughout the full project cycle from proposal development to implementation and monitoring and
evaluation).

THE NETHERLANDS

DUTCH MINISTRY OF FOREIGN AFFAIRS (MFA)


The Dutch MFA funds humanitarian assistance through UN agencies, Red Cross, and Dutch relief
organizations gathered under the Dutch Relief Alliance (DRA). MFA’s humanitarian budget constitutes
approximately 6% of its overall overseas budget and has been rising (387.5 million EUR in 2019 and 465
million EUR in 2022, largely because of the Ukraine response). However, this is relatively low in
comparison to other countries (Germany 10%; EU 12% Canada 17%). 16

The greening of humanitarian assistance and carbon footprint is not currently the most pressing priority
of Dutch humanitarian assistance. The focus is more on quality and localization (as per the 2018 aid policy),
and there is a fear that humanitarian partners (especially when providing humanitarian assistance in
contexts of conflict) will not be able to comply with environmental requirements.

Notwithstanding, The Netherlands recently signed the Humanitarian aid donors’ declaration on climate
and environment, and support for the Climate and Environment Charter for Humanitarian Organizations
is also under discussion. In terms of funding of its implementing partners, MFA is planning to integrate
environmental sustainability in existing risk management tools.

NORWAY
NORWEGIAN MINISTRY OF FOREIGN AFFAIRS (NMFA)
The greening of humanitarian action is a long-standing priority for NMFA (it was the first humanitarian
donor to address the need to reduce the environmental footprint of humanitarian assistance). In its 2018
humanitarian strategy, NMFA explicitly mentioned the need to reduce the negative impact of humanitarian

16
Donor tracker https://donortracker.org/country/netherlands

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assistance and its willingness to support Norway’s partners to choose sustainable and more
environmentally friendly solutions for their humanitarian operations.

Norway was also one of the first countries to endorse the Climate and Environment Charter for
Humanitarian Organizations in December 2021. Norway has also signed the Humanitarian aid donors’
declaration on climate and the environment. In practice, NMFA has a flexible approach to its humanitarian
partnerships, providing partners with mostly non-earmarked support. While it offers opportunities for
partners to consider climate and environmental issues, it does not require organizations to set high
reduction targets.

SPAIN
SPANISH AGENCY FOR INTERNATIONAL DEVELOPMENT COOPERATION (AECID)
AECID is a relatively small humanitarian donor17 and manages humanitarian work through the Office of
Humanitarian Action, which constitutes approximately 10% of AECID’s overall foreign assistance. In 2020,
AECID published a comprehensive Guide to Mainstreaming the Environment in Humanitarian Action and
Emergencies and Humanitarian Emergencies (in Spanish) aimed at supporting staff and partners to reduce
negative environmental and carbon impacts of humanitarian operations and to promote positive impacts.
This was preceded by AECID’s Guide for Mainstreaming the Environment and Climate Change, published
in 2015.

AECID is one of the only donors to have developed detailed guidance on environmental and humanitarian
action. It introduces key concepts regarding the relationship between the environment and humanitarian
action; provides suggestions, good practices, and tools; and tries to balance competing issues (e.g., the
need for rapidity in humanitarian action versus the need to consider environmental aspects, which may
take longer). The guide is comprehensive and touches upon general environmental impacts of humanitarian
assistance (water pollution, waste), as well as carbon impacts. With regards to the latter, particular
attention is paid to procurement (for example, partners are encouraged to include environmental aspects
in the evaluation of tenders, 10% of the overall score is suggested to start), transport and energy
practices. 18

On climate change mitigation, AECID proposes key steps for humanitarian actors to calculate its carbon
footprint, establish a reduction plan once the carbon footprint is known and the main sources of emissions
are identified, and engage in carbon-offsetting as a last resort (although there is no mention of
direct/indirect or on mechanisms/pricing).

The Guide to Mainstreaming the Environment in Humanitarian Action does not impose requirements or
obligations on AECID’s humanitarian partners, but rather lists resources to encourage and strengthen the
consideration of the environment in their intervention, relying on their voluntary participation. Chapter
4, for example, describes the necessary steps and tools required to integrate environmental considerations
into every phase of the project cycle, but this appears to be optional for partners. However, in AECID’s
2022 request for funding for humanitarian emergencies template partners are requested to demonstrate
clearly in the project log frame how the project will ensure environmental protection and climate change
mitigation measures. In the template, partners are also asked to supply other supporting documents, such

17
E.g., 69 million USD in 2019 as compared to 490 million USD for Sweden
18
See pgs. 116-122 Guide to Mainstreaming the Environment in Humanitarian Action and Emergencies and Humanitarian Emergencies

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as proof of a strategy outlining the organization’s ethical principles. Partners are also asked for a brief
description of their projects’ environmental (as well as gender) strategy and to demonstrate how
implementation and management of the project will ensure that environmental considerations are
integrated into the project.

With regards to donor coordination, Spain began to support the Climate and Environment Charter for
Humanitarian Organizations in June 2022 and has signed the Humanitarian aid donors’ declaration on
climate and environment. Represented by AECID’s humanitarian branch, it has recently joined the informal
environmental donor group, which is co-facilitated by ECHO, BHA, and SDC.

More generally, in its strategy for international cooperation (AECID Strategy 2019–2026), links between
the environment and humanitarian action are identified as issues to be considered, i.e., environmental
damage resulting from relief operations, environmental damage as a result of crises, and climate change as
a factor that contributes to humanitarian crises.

SWEDEN

SWEDISH INTERNATIONAL DEVELOPMENT COOPERATION AGENCY (SIDA)


Environmental and climate issues have been a priority for Sida for several years as a prerequisite for
reducing poverty. In 2019, 19 % of Sida’s total aid was earmarked for climate and the environment.
Although Sida’s traditional focus has been on environmental sustainability, which to date has been mostly
mainstreamed into its development work, this is now changing as Sida’s moves into humanitarian
interventions, with the recent appointment of an environmental focal point for Sida’s humanitarian work.
The agency’s 2021–2025 Humanitarian Strategy also mentions the environmental footprint of aid as a
cross-cutting issue, focused on the environmental sustainability of projects. 19

In terms of integrating environmental and climate change issues into the funding of partners working with
Sida, the agency applies the same requirements for those working on longer-term development
cooperation and humanitarian assistance, although the operational approach may differ.

Sida updated its step-by-step guide for environmental integration in June 2022 to assist agency staff in the
assessment and integration of the environment into all Sida-funded projects and programs. The guide
stresses the need to actively identify the following, through the environmental assessment:

• Opportunities for a positive impact from the contribution on the environment.


• Possible negative impacts and risks from the contribution that can harm the environment, including
ways to avoid and mitigate such harmful impacts.
• Risks from environmental degradation, climate change, and the loss of biodiversity on the sustainability
of the contribution including ways to manage such risks.

All Sida-financed projects and programs must be based on an environmental assessment, which identifies
entry points for integration of environment, climate change, and biodiversity. Partners are required to
conduct an environmental assessment and submit it as part of their proposals: Sida has developed a guide

19
“Activities will contribute to humanitarian actors conducting relevant environmental assessments and mainstreaming environmental and climate
considerations into analysis, implementation and monitoring to reduce their adverse climate and environmental impacts.”

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for partners on how to conduct an environmental assessment along with further resources as part of a
“Green Toolbox.” 20

Elsewhere, Sida updated its climate and environment policy in May 2022, which sets out its ambitions for
both the projects that it funds (indirect impact) and its own footprint (direct impact). Sida commits to
taking responsibility for its actions and reducing its environmental impacts through an environmental
management system for the agency and its partners. It is currently working on identifying environmental
goals and targets for both the agency and its partners. Sida is also carrying out a portfolio analysis of its
strategic humanitarian partners and their approaches to the integration environment and climate in
humanitarian responses. This analysis will be finalized in January 2023 and will feed into dialogue and
requirements with partners.

According to Swedish law, Swedish governmental agencies are required to have an environmental
management system (EMS) in place, and this has been the case for Sida since 2018. Furthermore, a short
e-learning course has recently been published, aimed at increasing awareness of the EMS process among
Sida staff and partners, who are also encouraged to have an EMS in place.

Sweden supports the Climate and Environment Charter for Humanitarian Organizations and has also
signed the Humanitarian aid donors’ declaration on climate and the environment.

SWITZERLAND

SDC
SDC is committed to working on fighting climate change (Strategy 2021–2024), and has made the
environment and climate priority issues. SDC was the first donor to support the Climate and Environment
Charter for Humanitarian Organizations.

SDC’s approach to encourage humanitarian partners to integrate environmental sustainability and climate
action into its work is a flexible one. Partners are encouraged to “green” their practices and are able to
screen their own projects from an environmental perspective using the Climate, Environment and Disaster
Risk Reduction Integration Guidance (CEDRIG) tool. 21 SDC’s Global Program for Climate Change and
Environment also hosts the Climate Change and Environment (CC&E) Network, bringing together
approximately 300 members including development practitioners, organizations, and SDC staff working
on climate change and environmental issues.

Key humanitarian implementing partners for SDC include the ICRC, World Food Programme, United
Nations High Commissioner for Refugees, United Nations Relief and Works Agency for Palestine Refugees
in the Near East, and United Nations Office for the Coordination of Humanitarian Affairs, as well as NGOs
such as the Swiss Red Cross and Caritas. In terms of requests for funding for humanitarian action,
proposals are analyzed by technical working groups that encourage organizations to strengthen the
environmental sustainability of their processes and limit the environmental footprint of their programs.
However, requests for funding by UN agencies are not analyzed in the same way, given that SDC
contributes to their multi-donor programs.

20
The Green Toolbox includes tools and documents to support the assessment and integration of the environment and climate change
perspective in Sida's operations.
21
CEDRIG is a tool aimed at supporting partners to systematically integrate climate, environment, and disaster risk reduction (DRR) into
development cooperation and humanitarian aid to enhance the overall resilience of systems and communities.

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Overall, there is a willingness to harmonize practices internally and with other donors, and SDC is co-
leading the informal donor group on greening humanitarian aid with USAID and DG ECHO. Regarding its
own operations, SDC applies UN and IFRC/ICRC green specifications in its internal procurement
activities.

UNITED STATES OF AMERICA

USAID/BHA
Over the past few years, BHA’s environmental focus has been on biodiversity, sustainability in
procurement practices, and reducing packaging waste generated in humanitarian operations. BHA has
funded the Joint Initiative since March 2019, as well as the Global Logistics Cluster’s WREC project,
looking at environmental sustainability and waste issues - beyond packaging - in humanitarian logistics.
BHA has also contributed significantly to the creation of the NEAT+ tool.

Given the momentum provided by the Biden administration, USAID has recently begun to focus more on
climate issues, and in April 2022 published its Climate Strategy 2022-2030. The strategy has two main
objectives, as well as a special objective entitled “Doing Our Part,” which is particularly relevant to
humanitarian partners as it sets out to strengthen operations and approaches to programming
to address climate change and further climate justice within USAID and our partner
organizations. 22

In addition to action to address the climate crisis, USAID commits to supporting its implementing partners
as they undertake similar efforts. This could include actions such as reducing USAID’s operational
greenhouse gas emissions through increased energy efficiency of infrastructure, fleet, and more carbon-
conscious procurement. In terms of applications for funding, BHA generally requires its humanitarian
implementing partners to carry out environmental assessments under 22 CFR 216 Agency Environmental
Procedures, 23 which define USAID’s pre-implementation environmental impact assessment process.
However, most emergency programming is exempt from environmental review. 24

In November 2022, BHA updated its Emergency Application Guidelines, which include environmental
considerations in various sections (e.g., food security, agriculture, pesticides) and place strong emphasis
on sustainable supply chains, with requirements to this effect. For example, the “Supply Chain
Requirements” section stipulates that partners requesting over 50,000 USD for procurement must submit
a procurement plan that includes information on how sustainability will be integrated throughout the
supply chain. This includes measures such as

• Implementing supply chain practices to reduce the social, environmental, and economic impacts of
procurement, transport, and storage. These practices may include sourcing responsibly and including
sustainability as an evaluation criterion when selecting vendors.
• Reducing packaging or substituting other environmentally friendly packaging options for commodities
that involve substantial single-use primary, secondary, or tertiary plastic packaging.
• Using sustainable warehouse practices (e.g., rainwater catchment, solar panels, recycling, natural
22
See page 36 of the Climate Strategy
23
22 CFR 216 (“Reg. 216”) is the US federal regulation defining USAID’s environmental impact assessment process.
24
Exemption criteria are listed in this document : programs implemented in response to a disaster, which must be implemented immediately to
address urgent relief needs and last no longer than 18 months are exempt.

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ventilation, updated air conditioners) and a waste management plan to reduce your environmental
impact.
• Taking measures to select transportation mechanisms and types of vehicles and generators with more
efficient carbon emission.
• Disposing of aging vehicles and generators (more than eight-ten years old).
• Reducing or replacing generators with sustainable energy sources where possible.

To support partners in meeting these requirements, the Guidance on Environmental Sustainability in


Humanitarian Supply Chain was developed by the Supply Chain Management Division. It recommends
“concrete measures that humanitarian organizations can take to make their logistics and supply
infrastructure and practices more environmentally sustainable.” It also provides tools for partners to
measure their increases in sustainability.

The United States has supported the Climate and Environment Charter for Humanitarian Organizations
since December 2021, and in these guidelines, humanitarian partners are encouraged to measure and
reduce the carbon footprint of their operations. With regards to logistics and the supply chain, suggestions
center around five themes: the production of relief items; packaging; end-of-life waste management with
priority being given to circular economy approaches; and sustainable fleet and facilities.

Finally, BHA is co-leading the informal donor group on greening humanitarian aid with SDC and DG
ECHO.

This document was produced by the Joint Initiative for Sustainable Humanitarian Assistance
Packaging Waste Management.

If you are a donor and wish to find out more or contribute to this document, please get in touch
with [email protected].

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