Birbaumer Et Al (2005)
Birbaumer Et Al (2005)
Context: Psychopaths belong to a larger group of per- trial or were on parole. The healthy controls were re-
sons with antisocial personality disorder and are char- cruited from the community.
acterized by an inability to have emotional involvement
and by the repeated violation of the rights of others. It Main Outcome Measures: Brain activation based on
was hypothesized that this behavior might be the con- functional magnetic resonance imaging, electrodermal re-
sequence of deficient fear conditioning. sponses, emotional valence, arousal, and contingency rat-
ings.
Objective: To study the cerebral, peripheral, and sub-
jective correlates of fear conditioning in criminal psy- Results: The healthy controls showed enhanced differ-
chopaths and healthy control subjects. ential activation in the limbic-prefrontal circuit (amyg-
dala, orbitofrontal cortex, insula, and anterior cingu-
Design: An aversive differential pavlovian delay condi- late) during the acquisition of fear and successful verbal
tioning paradigm with slides of neutral faces serving as and autonomic conditioning. The psychopaths dis-
conditioned and painful pressure as unconditioned played no significant activity in this circuit and failed to
stimuli. show conditioned skin conductance and emotional va-
lence ratings, although contingency and arousal ratings
Setting: The Department of Medical Psychology at the were normal.
University of Tübingen, Tübingen, Germany.
Conclusion: This dissociation of emotional and cogni-
Participants: Ten male psychopaths as defined by the tive processing may be the neural basis of the lack of an-
Hare Psychopathy Checklist–Revised and 10 age- and edu- ticipation of aversive events in criminal psychopaths.
cation-matched healthy male controls. The psycho-
paths were criminal offenders on bail and waiting for their Arch Gen Psychiatry. 2005;62:799-805
P
SYCHOPATHIC BEHAVIOR IS cient fear conditioning where a formerly
characterized by an inabil- neutral stimulus (conditioned stimulus
Author Affiliations: Institute of ity to have emotional in- [CS]) comes to predict a fear-eliciting
Medical Psychology and volvement with others and stimulus (unconditioned stimulus [US])
Behavioral Neurobiology by repeated violation of the after they have been paired several times.4-6
(Drs Birbaumer, Veit, and
rights of others.1 Psychopaths, who are part The brain circuits underlying the acqui-
Lotze) and Section of
Experimental Resonance of a wider group of persons with antiso- sition and maintenance of conditioned fear
Imaging of the CNS, cial personality disorder, seem to lack the in humans have been the focus of major re-
Department of Neuroradiology ability to anticipate punishment and are search efforts. Imaging studies using posi-
(Drs Erb and Grodd), deficient in autonomic responding, eg, skin tron emission tomography or functional
University of Tübingen, conductance responses (SCRs), in antici- magnetic resonance imaging (fMRI) re-
Tübingen, Germany; pation of threatening events.2 High intel- vealed that the amygdala, anterior cingu-
Department of Clinical and ligence and high socioeconomic status may late, insula, and—less consistently—
Cognitive Neuroscience at the protect psychopaths from developing a prefrontal and cerebellar areas are activated
University of Heidelberg, criminal career and turn them into suc- during the acquisition of a conditioned aver-
Central Institute of Mental
cessful psychopaths who display a high in- sive response in a delay paradigm.7-10 Le-
Health, Mannheim, Germany
(Drs Hermann and Flor); and cidence of reckless, risk-taking, and emo- sions of the orbitofrontal cortex (OFC),
Center of Cognitive tionally insensitive behavior patterns.3 which is part of this frontolimbic cir-
Neuroscience, University of Most psychopaths seem to lack the abil- cuitry, lead to behavioral manifestations
Trento, Trento, Italy ity to predict impending harm from sig- designated “acquired sociopathy,”11,12 char-
(Dr Birbaumer). nals of threat and may thus show defi- acterized by socially inadequate choices and
SAM Rating
5
2
US
CS+ 1
Hab AC1 AC2 Ext
9
Arousal
CS–
7
SAM Rating
Time, s
5
Onset Gray Square
Onset CS 4
Onset US
3
1
Hab AC1 AC2 Ext
C
9 Contingency Healthy Controls 1.2
SCRs
Psychopaths
8 1.0
7 0.8
6 0.6
log (1 + SCR), µs
0.4
Rating
5
0.2
4
0.0
3
–0.2
2
–0.4
1
–0.6
CS+ CS– Hab AC1 AC2 Ext
Figure 1. A, Schematic illustration of the experimental design showing 2 different trials. Each scan lasted for 3.5 seconds. The onset of each trial (time 0, onset
gray square) was synchronized with the scanner. One presented face (mustached or mustacheless) served as the conditioned stimulus (CS) followed by the
unconditioned stimulus (US) (CS⫹ condition) or as the CS never followed by the US (CS− condition). During the acquisition phase, half of the CSs (CS⫹) were
followed by the US in a pseudorandomized order (100% reinforcement). The US terminated together with the CS⫹ 50 milliseconds after the beginning of the third
scan relative to CS onset. Before the presentation of each face, a gray square was displayed for 3.5 to 7.0 seconds to keep the attention of the subjects focused.
B, Subjective ratings to the CS⫹ and CS− for valence, arousal, and skin conductance responses (SCRs) across all phases (habituation [Hab], early acquisition
[AC1], late acquisition [AC2], and extinction [Ext]) for both groups. The data indicated successful conditioning on the subjective and peripheral level in healthy
control subjects but not in the psychopaths. SAM indicates Self-Assessment Manikin. For the valence rating scale, 1 indicates pleasant; 9, unpleasant. For the
arousal rating scale, 1 indicates arousing; 9, calm. C, Contingency ratings to the CS⫹ minus the CS− for the 2 groups. For the contingency rating scale, 1
indicates completely certain that pain will not follow the presentation of the CS; 9, completely certain that pain will follow the presentation of the CS. Both groups
were able to differentiate between CS⫹ and CS−.
adjustable mirror above the eyes allowed direct view. Data pre- a rigid body spatial transformation (head movements were
processing and statistical evaluation were performed using smaller than 1.5 mm in all subjects). Preprocessing included
SPM99 software (Wellcome Department of Imaging Neurosci- spatial realignment, slice time correction, normalization into
ence, London, England). The first 5 scans were excluded from Montreal Neurological Institute space, and spatial (full-width
the analyses to eliminate T1 saturation effects. The remaining at half-maximum, 15-mm) smoothing. Normalization was per-
122 scans were realigned to the first image of the session using formed in 2 steps (using default values in SPM99). First, the
Abbreviations: AC1, early acquistion; AC2, late acquistion; CS, conditioned stimulus; CS−, CS never followed by the unconditioned stimulus; CS⫹, CS followed
by the unconditioned stimulus; MNI, Montreal Neurological Institute; OFC, orbitofrontal cortex; SII, secondary somatosensory cortex; SMA, supplementary motor
area.
*Early/late interaction corresponds to the contrast [(CS⫹AC1) − (CS−AC1)] − [(CS⫹AC2) − (CS−AC2)].
†Corrected for the expected amount of false-positive findings among suprathreshold voxels of the predefined regions using the atlas of Tzourio-Mazoyer et al.19
‡Corrected for the expected amount of false-positive findings among suprathreshold voxels in a sphere of 10 mm around the maximally activated voxel within
the predefined regions.
values of a 12-parameter affine transformation were deter- analysis using a 1-sample t test. Comparisons between groups
mined followed by an iterative nonlinear parameter estima- were performed using a 2-sample t test.
tion using 7 ⫻ 8 ⫻ 7 basis functions (T1 image to T1 tem- Based on a priori anatomical hypotheses,7,8 the cingulate cor-
plate). The resulting parameters were then used to reslice the tex, insular cortex, supplementary motor area, amygdala, OFC,
functional images. and secondary somatosensory cortex were analyzed. P values
are corrected for the regions of interest using a mask based on
DATA ANALYSIS the anatomical borders of the atlas of Tzourio-Mazoyer et al19
in case of the within-subject analyses for both groups. For the
We chose a linear model approach to estimate hemodynamic between-subject comparison, we used a less conservative cri-
response amplitudes. Boxcar functions convolved with a syn- terion, chosing a spherical region of interest (10 mm) located
thetic hemodynamic response function were used to model he- on the highest activated voxel within these predefined re-
modynamic responses to the visual and pain stimuli. The de- gions. To reduce type I error, a method that corrects for the
rivative of the hemodynamic response and the (first-order) rigid false discovery rate20 was applied to suprathreshold voxels
body transformation parameters (translation and rotation) were (Table 1 and Table 2). Statistical maps were thresholded at
used as additional regressors. The following 3 different event P⬍.05.
types were defined: CS⫹ and CS− as covariates of interest and The self-report and SCR data were analyzed by means of re-
the gray squares as confound. The epoch lengths for CS⫹ and peated-measures analyses of variance (ANOVA) with the groups
CS− were 2 scans. During acquisition, the US presentation was (psychopaths and healthy controls) as between-group factors
used as an additional regressor. We performed t contrasts be- and the phases (habituation, acquisition, and extinction) and
tween CS⫹ and CS− to identify regions with a greater re- CS type (CS⫹ vs CS−) as within-group factors. Because of the
sponse to the CS⫹ as compared with the CS− separately for varying scanner artifact, SCRs were available for 5 psycho-
each phase and group. Based on publications7,8,18 demonstrat- paths and 7 healthy controls.
ing a rapid habituation of the responses in the amygdala dur-
ing conditioning, we investigated the early (first-half ) and late RESULTS
(second-half ) acquisition phases and the interaction between
early and late acquisition for all brain regions separately. Each
subject’s data set was high-pass filtered (cutoff period, 151 sec- SELF-REPORT INDICES OF CONDITIONING
onds) to remove low-frequency drifts. We performed random-
effects analyses by computing a mean subject-specific func-
tional image for the CS⫹/CS− contrast in each conditioning Both groups displayed a conditioned response for arousal
phase (habituation, acquisition, and extinction). These indi- and contingency ratings and clearly differentiated CS⫹
vidual contrast images were then entered into a second-level and CS− (Figure 1B). However, the psychopathic group
6
5
4
3
–12 –15 –12 2
1
0
8 6
5
6
R R R 4 –9 R
4 3
–18 –18 –24 2
2
1
0 0
R R R
R R R
Figure 2. Activation clusters for the contrast conditioned stimulus (CS) followed by the unconditioned stimulus (US) (CS⫹ condition) minus the CS never
followed by the US (CS− condition) during acquisition for the healthy control subjects (A), the psychopaths (B), the comparison of healthy controls minus
psychopaths (C), and the comparison of early minus late acquisition in the healthy controls (D) projected on the normalized mean anatomical image of the
corresponding group. All images were thresholded at P⬍.01 (uncorrected for visualization). A, Controls revealed differential conditioning in the anterior cingulate,
anterior insula, and the left amygdala (as well as the secondary somatosensory cortex and supplementary motor area, not shown here). B, Psychopaths showed a
small differential activation in the right amygdala only. C, The comparison healthy controls minus psychopaths revealed significant differences within the rostral
anterior cingulate, anterior insula (top), and left amygdala (bottom). The ventromedial orbitofrontal cortex (middle) was differentially activated between groups
during the second acquisition phase. D, The right amygdala (middle right) and the ventromedial orbitofrontal cortex (bottom right) were significantly more
activated in the early compared with the late acquisition phase.
cated by the differential contingency ratings. This is in in emotional responses, ie, new decisions are possible by
accordance with previous work supporting the notion of reviving the emotional somatic markers in the orbitofrontal-
“cold” emotional processing devoid of true (emphatic) limbic-postcentral circuit. The lack of amygdalar, orbito-
emotional involvement leading to “myopia for the fu- frontal, and limbic brain responses in the psychopaths is
ture” in psychopaths.4,5,24,25,29-31 in accordance with the results of several positron emis-
Activation of the OFC has been associated with the an- sion tomography and fMRI studies in antisocial person-
ticipation of punishment and reward and the ability of re- ality disorder or psychopathy that reported decreased pre-
versal learning in the face of changing reinforcement con- frontal blood flow, or with those of structural MRI studies
tingencies as well as social cognition in general.24,25,29,30,32-34 that showed reduced prefrontal volume.37,38
The interaction of the amygdala and OFC seems to be cru- Activation in the anterior and middle insula indicates
cial for encoding expected outcomes during learning as emotional processing of anticipated pain and anticipa-
well as producing conditioned SCRs.33,35,36 Our data show tory anxiety and has been implicated especially in aware-
that the psychopaths lack OFC activation, especially in the ness of threat stimuli and associated body states.39-41 These
second half of the acquisition phase when the learned as- processes were absent in the psychopaths. The rostral and
sociation needs to be translated into behavioral respond- caudal anterior cingulate were also differentially active to
ing. Lesions in the ventromedial OFC have been associ- CS⫹ and CS− and showed deficient activation in the psy-
ated with deficient somatic markers.11,12 The “somatic chopaths. Activation in the rostral anterior cingulate cor-
marker” hypothesis stands in the James-Langian tradi- tex, a region that is closely connected with the amygdala,
tion of ascribing feedback from the autonomic, musculo- has been associated with emotional stimulus content, and
skeletal, and endocrine systems to the cortical somato- the dorsal anterior cingulate cortex has been connected
sensory areas, limbic system, and OFC with a critical role to attentional processes and stimulus expectancy.42,43 Thus,