FORS 1 Effective Driver Management Industry Code of Practice - PDF Fi..
FORS 1 Effective Driver Management Industry Code of Practice - PDF Fi..
Management
An industry code of practice
About Transport for London (TfL)
Part of the Greater London Authority We are moving ahead with many of
Contents
family led by Mayor of London Sadiq London's most significant infrastructure
Khan, we are the integrated transport projects, using transport to unlock
authority responsible for delivering growth. We are working with partners
the Mayor's aims for transport. on major projects like Crossrail 2 and the
Bakerloo line extension that will deliver
We have a key role in shaping what the new homes and jobs London and
life is like in London, helping to realise the UK need. We are in the final phases
the Mayor's vision for a 'City for All of completing the Elizabeth line which, 2 Foreword 70 6. Training
Londoners'. We are committed to when it opens, will add 10 per cent to
creating a fairer, greener, healthier and London's rail capacity.
6 1. Introduction 80 7. Performance management and
more prosperous city. The Mayor's
driver development
Transport Strategy sets a target for 80 Supporting the delivery of high-density,
per cent of all journeys to be made on mixed-use developments that are 10 2. Glossary of acronyms and terms
foot, by cycle or using public transport planned around active and sustainable 97 8. Health, safety and wellbeing
by 2041. To make this a reality, we travel will ensure that London's growth
prioritise health and the quality of is good growth. We also use our own 13 3. Selection and induction
people's experience in everything we do. land to provide thousands of new 123 9. Appendices
affordable homes and our own supply
We manage the city's 'red route' strategic chain creates tens of thousands of jobs 24 4. Sourcing candidates
roads and, through collaboration with and apprenticeships across the country. 134 10. References and further reading
the London boroughs, can help shape
the character of all London's streets. We are committed to being an employer 50 5. Retaining, engaging and
These are the places where Londoners that is fully representative of the managing drivers
travel, work, shop and socialise. community we serve, where everyone
Making them places for people to walk, can realise their potential. Our aim is to
cycle and spend time will reduce car be a fully inclusive employer, valuing and
dependency and improve air quality, celebrating the diversity of our workforce
revitalise town centres, boost businesses to improve services for all Londoners.
and connect communities.
We are constantly working to improve
We run most of London's public the city for everyone. This means
transport services, including the freezing fares so everyone can afford
London Underground, London Buses, to use public transport, using data and
the Docklands Light Railway, London technology to make services intuitive
Overground, TfL Rail, London Trams, and easy to use, and doing all we can
London River Services, London Dial-a- to make streets and transport services
Ride, Victoria Coach Station, Santander accessible to all. We reinvest every
Cycles and the Emirates Air Line. penny of our income to continually
The quality and accessibility of these improve transport networks for the
services is fundamental to Londoners' people that use them every day.
quality of life. By improving and expanding
public transport, we can make people's None of this would be possible without
lives easier and increase the appeal of the support of boroughs, communities
sustainable travel over private car use. and other partners who we work with
to improve our services. We all need
to pull together to deliver the Mayor's
Transport Strategy; by doing so we can
create a better city as London grows.
The need to effectively manage Heavy What the CILT (UK) offers Fleet Operator Recognition
Goods Vehicle (HGV) drivers has never Continuing Professional Scheme (FORS)
been greater. The UK freight industry Development (CPD) FORS is a voluntary accreditation
currently has a shortfall of around 35,000 CPD is the systematic maintenance and scheme that promotes best practice
drivers, but is still required to move improvement of knowledge, skills and for commercial vehicle operators. With
around 152 billion tonne kilometres per competence throughout a professional’s more than 4,600 members, FORS is
annum, playing a vital part in the UK working life. Keeping up to date in today’s gaining recognition as the transport
economy. This presents a challenge, both fast-changing world of work is vital, industry’s go-to accreditation scheme.
now and in the future, to an industry that yet some people find it easier to set up It encompasses all aspects of safety,
also suffers from a poor image, lower systems for workplace improvements efficiency and environmental protection
profit margins and competition from rather than planning and regularly by encouraging and training fleet
foreign hauliers. improving their own skills. The CILT operators to measure, monitor and
offers guidance and support to help get improve performance. FORS also provides
The driver plays a key role, often working the best out of CPD and is committed accreditation pathways for operators
alone for long periods away from the to supporting CPD across the industry. of any type, and for those organisations
parent depot, being responsible for the that award contracts and specify
high-value vehicle and load, and often CPD Plan transport requirements.
driving in challenging conditions to meet A CPD Plan is vital for effective CPD. It
deadlines – drivers should therefore be documents and tracks an individual’s CPD FORS Bronze, Silver and Gold membership
recognised as highly skilled and valued needs, and how they will be met. enables operators to achieve exemplary
members of the supply chain. All HGV levels of best practice. FORS members
drivers should be managed effectively CPD Self-audit tool stand out from the crowd, work to
to ensure retention and productivity, and The Chartered Institute of Logistics and The Self-audit tool can help a person standards above the legal minimum and
enhance the image of the freight industry Transport in the UK (CILT (UK)) see any gaps in their experience and have access to a wide range of exclusive
in general. The CILT (UK) is the leading membership offers solutions to help fill them. It can benefits that provide a real competitive
organisation for professionals involved be used alongside the CPD Plan to make advantage. Guidance and training are
This Industry Code of Practice (ICOP), in logistics and supply chains. Members sure individuals are on track with their available to help operators attain the
containing HR advice and suggested of the UK National Council of CILT development and training. FORS Bronze entry-level standard.
best practice, has been produced in International Logistics and Transport Operators can then progress to Silver
consultation with industry to try to work across multi-modal transport CPD Tracker and Gold standards via a tiered structure
improve the management of HGV drivers. sectors in the management and design CPD hours earned from training, events by demonstrating higher levels of
It is intentionally generic to offer guidance of infrastructure, systems, processes and other development activities can be compliance and improved protection of
to a wide range of organisations, and and information flow. First established automatically recorded and edited using Vulnerable Road Users (VRU) through the
includes some ‘top tips’ for managing not in 1919, the CILT is a registered charity, the CPD Tracker. installation of further safety equipment
only drivers, but also non-driving staff with a worldwide membership of more on vehicles.
within an organisation. than 33,000. Further details on all CILT CPD tools can
be found at www.ciltuk.org.uk
1.1 About this code of practice How should I use this information? 1.2 Who is this code of practice for • Managing directors
This ICOP provides fleet operators The guidance we offer is generic and The guidance relates to drivers
• Depot managers
with clear guidance on best-practice intended for fleet operators of all employed on a permanent, temporary
management of drivers. By highlighting vehicle types. Use your experience or agency basis and is designed to • Fleet managers
the importance of investing in your and judgement to apply it in a way be useful to managers across your
• Line managers
drivers, it aims to benefit operators that suits your own organisation and organisation, including:
everywhere. employee needs. • Human resource managers
Consider these facts and figures • One per cent of employed professional
(CILT, 2015, FTA, 2015): drivers are under 25 years of age
• The logistics industry is • Ninety-nine per cent of
worth £74bn to the UK truck drivers are male
• Around 2.2 million people are • There are enough people holding a valid
employed in 196,000 companies HGV licence to address the shortfall,
in the logistics industry. One either part or in full – but they choose
person in 12 works in logistics not to drive for a living because of past
experience or industry perceptions
• Between 2010 and 2020, 149,000
new drivers will be required • Drivers who passed their HGV practical
test before 10 September 2009, do
• There is a current shortfall of
not have to take the DCPC initial
more than 52,000 drivers
qualification, however to remain
• Between 2004 and 2014 the number qualified they must undertake 35 hours
of HGV drivers fell by 12.5 per of DCPC periodic training every 5 years.
cent – from 326,000 to 285,000.
Over the same period there has
been a 7.5 per cent increase in the The higher the employee
number of jobs in the economy turnover; the more it
• Sixty-two per cent of HGV costs your business, in
drivers are 45 years or older
terms of time, resources
and subsequent
loss of revenue.
Skills and abilities • Able to work in a fast-moving, • Innovative and creative approach
customer-orientated environment to solving problems
• Handle routing software
• Able to deal with customer issues/
problems in a polite and courteous
manner
• Benefits and facilities (if attractive) collaborative hiring • Using application forms may take away
applicants’ initiative and may not be as
• Application procedure and deadline process.’ Steve Jobs, Apple impressive as a well written CV
CV
Pros Cons
• A well-written CV indicates that the • May not give you the specific job-related
applicant is intelligent, organised and takes answers you may be looking for
pride in their work
• Easy for applicants to leave out certain details
• No need to produce application form
• If a covering letter is requested then this
supplements the CV
• There are no additional costs in comparison
with the application form
Transferable
Strong customer skills: evidence
service skills of team work/
collaboration 0 1 2 3 4 5 6 7 8 9 10
0 1 2 3 4 5 6 7 8 9 10
Good
organisation Transferable
skills (planning, skills: evidence
of leadership
prioritising,
0 1 2 3 4 5 6 7 8 9 10 and holding
managing time) responsibility 0 1 2 3 4 5 6 7 8 9 10
Shows interest/
commitment
to wanting Total score: 150
to work for
‘Sofas R Us’ 0 1 2 3 4 5 6 7 8 9 10
Notes:
Combined Score:
Percentage Overall
Total score: 150 Channel Rater 1 Rater 2 Total Overall
% %
Essential double
/100
score received)
Further details on the current apprenticeship schemes can be found at: /150
www.gov.uk/education/apprenticeships-traineeships-and-internships Desirable /50
‘I am convinced that
although training
and development are
important, Recruitment
and Selection are
much more important.’
Stephen R. Covey
Research with managers and current and when there were attractive pension
former HGV drivers in Scotland. arrangements, comfortable vehicles
to drive and job security. Younger drivers,
Completed by: Skills for Logistics for however, were motivated more by
the Scottish Road Haulage Modernisation higher wages and flexible, family friendly
Fund (2014) conditions of employment. The report
concludes by recommending that a
The results of a survey of 80 HGV drivers ‘one size fits all’ approach to retaining
explored the most important elements employees should be avoided. Instead,
contributing to the likelihood of a driver a more tailored approach based on
staying with an employer. For older age is recommended:
drivers (40+) commitment increased
Tips for retaining older drivers Tips for retaining younger drivers
With each of these principles there are a number of ways to manage employee retention: • Have a structured system in place that assesses employee performance.
This would involve twice-yearly appraisals in which clear performance goals
should be established. This should be linked to pay rises and promotions
Principle Methods • Reward those who receive positive feedback from the customer
• Provide small perks such as a good coffee machine in the staff room and
Communicate • Ensure that drivers are provided with a realistic job preview and job description
subsidised meals
during the recruitment phase – honesty is the best policy
• Promote internally where applicable. This gives employees a clear path for
• Instil the culture of the company from the start, making drivers feel part
potential advancement
of the family – sharing the company vision, ways of working, and asking the
driver how this resonates with their working style • On your company website, have a sample career path for drivers
• Allow applicants to meet some of your employees and ask honest questions • Ensure that your scheduling allows all drivers the opportunity to earn additional
peer to peer pay through completion of overtime, where applicable and legally permissible
• Create channels of communication between your management and your
employees through regular meetings, suggestion boxes, and socials Respect • Demonstrate and cultivate respect. One of the key ways this can be achieved
is by providing proper facilities for your drivers (see case study below)
• Circulate a weekly/monthly newsletter and include any driving-related
achievements • Provide clean and comfortable vehicles (Skills for Logistics, 2003)
• Your management need to have an open-door policy that encourages employees • Publicly recognise staff for their hard work. For example, have a league system
to speak honestly without fear of repercussions in place for safe driving, in which monthly winners are rewarded with a small gift
• Give on-going supportive feedback – both positive and corrective • Respect the work/life balance of the employee. For instance, by understanding
employee’s needs you could offer non-traditional work schedules to those
• Have a mentoring system in place for employees. This is particularly important for
who require it (flexitime, extra holidays, and days in lieu)
younger drivers who can get advice from senior staff on an ad-hoc/informal basis
• Minimise job-related stress by streamlining paperwork and devising realistic
Engage • Get your managers involved in coaching or training. This helps harness respect delivery timescale
and trust in senior management. Additionally, it engages senior management
more fully with employees
Train • Empower employees by holding regular training sessions. This ensures they
• Ensure managers know the names of their drivers – particularly relevant for SMEs have all the tools, resources, information and training courses required
to do their job effectively
• Ensure managers are fully trained in managing people or at a minimum have
strong inter-personal skills • Consider offering drivers a position in another area such as sales/warehousing
for a six-month period. This will contribute to their personal development
• Ensure your employees are fully engaged with the company’s values. This can
and galvanise loyalty
help foster an employee’s loyalty to the company
• According to a report by the Scottish Road Haulage Road Modernisation Fund,
• Engage employees in the company’s mission and goals from the start, and
the three areas where driver training is most required are:
continue to engage with employees through the year – providing updates and
setting up question time with senior leadership – Stress management
• Ask employees what they think – formally through opinion surveys, and – Updating legislative requirements
informally between supervisors and employees. Make sure you follow up
– Customer Care
on this feedback and provide resolutions where possible
The nature of the waste management As well as training, the company provides
business means that a large element drivers with the best possible vehicles
of the work inevitably involves transport and safety equipment. ‘Our procurement
and logistics. Each year, the UK policy includes driver feedback and
generates more than 77 million tonnes recommendations so that new vehicles
of construction waste. This equates are comfortable and aesthetically
to almost four million HGV waste pleasing for the drivers as well as being
movements on the UK’s roads per year. fuel efficient and safe,’ the company
says. ‘We invest in comprehensive safety
O’Donovan operates a fleet of 85 vehicles enhancements for each lorry, including
and drivers comprise 75 per cent of the CCTV and audible sensors, and we also
workforce. The company recruits through have our bespoke telematics equipment
word of mouth and social media, and and a fleet management system. This
an introduction programme rewards enables driver behaviour and driving
members of staff for recommending patterns to be monitored in real-time
successful new starters. Investing in and potential training requirements
training is crucial to ensure that health to be recognised at an early stage.’
and safety risk is minimised, the company
says, and safety of all workers as well Importantly, as well as increasing the
as other road users is paramount. knowledge of the drivers, the telematics
A comprehensive induction programme will also contribute to reducing the risk
is in place along with continuing and of accidents and improve road safety.
in-depth training, which is crucial for By analysing data on individuals’ driving
keeping safety a priority. style, speed, braking, cornering and idling,
O’Donovan is able to train and educate
This includes: its drivers on the safest driving
techniques. At the same time, the
• Driver assessment
company is more environmentally
• Waste essentials DCPC friendly in terms of fuel economy and
lower carbon emissions.
• CSCS training
• Safe urban driving (SUD) Over the past year the company says
it has achieved the following:
• Hazard perception training
• Fuel consumption reduced
• Crossrail training
by 27.5 per cent
O’Donovan also invests to ensure • Insurance claims reduced by 25 per cent
all its drivers achieve NVQs in HGV
• Recorded driving events (e.g. harsh
driving as well as in waste management.
braking, sudden acceleration)
The company has also become an
reduced by 60 per cent
approved JAUPT CPC training centre
to help improve safety and standards in • Reduced idling by 50 per cent
logistics. Its bespoke driver course deals
specifically with the issues faced by
those working in the waste industry. The
content is based on the experiences of
the company’s own staff and drivers.
Option Pros Cons Effort Cost Option Pros Cons Effort Cost
Buy books on the Highway Quick and easy way Low, one-off cost Low Low Offer English reading, writing Supports with staff Costly and time High High
Code in different languages of providing incurred. and speaking classes: retention. consuming
to distribute to your drivers: information to staff. Investing in the career Enhances Requires staff
You can buy these in bulk from Ensures drivers are development and education communication within engagement
ebay.co.uk or amazon.co.uk. studying the correct of your employees – the organisation.
and relevant material. supporting retention.
Self-learn material In-house English support: Opens up Time consuming Medium Medium
enables driver to test opportunities for the managers. (should
Offer support through H&S
their knowledge at the for drivers from overtime
training classes provided by Logistically
end of each chapter. different nationalities costs be
a member of your senior challenging if
Have drivers from the same Allows for easier New driver can Low Low fleet team. to be educated on incurred)
drivers are in the
overseas country budding transition of new become too the Highway Code
This can be conducted depot infrequently
up with each other. employee. dependent on and signage in a low-
in-house and drivers can go and for short time
buddy and may paced setting.
Makes them feel through, for example, any part periods.
not integrate into
more comfortable. of the Highway Code they may Cost of overtime.
the team.
not understand.
Low cost. Challenging if
Use online guides on Some information is Generic European Low Low drivers English
road safety: available free of cost. road safety literacy is
guidance – limited particularly low.
Free road safety information Available in a variety
is available in 23 different reference to The
of different languages Learn English online: Free of cost. Requires driver Low Low
languages via the European UK Highway Code.
Offer your staff access engagement.
Road Safety Charter: Learn English on
to online English language the go. No easy way
www.erscharter.eu/en/road- resources. to ask clarifying
safety-in-action/good-practices Enhances
There are many podcasts questions.
communication within
Posters and leaflets: Posters are a hard- Could be Low Low to available on the internet that the organisation. No thorough
Road safety charity ‘Brake’ hitting way of overlooked. Medium are free of charge. method of testing
and the Health and Safety constantly reminding knowledge.
Materials from Search: ‘Learn English Podcast’
Executive have created online drivers of the risks
some suppliers using a search engine.
tools and resources hub to associated with
are costly.
access road safety posters, dangerous driving.
Translation of company Access to all the Very costly. Medium High
health and safety posters, Good to have a driver manuals and any information drivers
banners and leaflets in various mix of posters in No long-term
other materials: require in their
different languages. English and various benefits of
It is possible to have your first language –
other languages to enhanced
You can display these around company driver manual and thus ensuring full
accommodate for communication.
the staff room, kitchen, behind any other material such as the comprehension.
toilet doors and notice boards all drivers from all
Highway Code translated to Easy way to ensure
at the workplace. These can nationalities.
different languages required. new drivers from
be accessed via the links below: Materials from ‘Brake’
Simply search for your local different nationalities
www.roadsafetyweek.org/ are free of cost. are proficient with the
accredited translation company
tools-resources to transform these documents UK Highway Code and
and obtain quote. other rules regarding
www.hse.gov.uk/languages/
road safety.
index.htm
Option Description
Buddy system Pair the new agency worker with a permanent worker for support and
to act as a mentor. The permanent worker must introduce the agency
worker to all staff in their first week and provide all the essential
information that is required. The buddy can also take the new agency
worker through any driver manuals that need to be studied.
Induction This can be held every week or month depending on when your new
when a new driver joins agency workers join the team.
One hi-vis jacket Wearing the same hi-vis jacket with the company name can create
a real sense of unity.
Monthly competitions The most effective monthly competitions relate to the workplace.
Tip
As with all new recruits, all company policies and procedures should be thoroughly explained
in the first week of induction. An employee handbook and any other documentation should
be provided to the new recruit. As a fleet manager with a mixed team of agency and permanent
staff, you should ensure:
• The new agency worker has had a warm welcome and is introduced to all members of the team
• Any differing contractual rules that solely apply to the agency worker have been explained,
as these will be different to the contractual rules of permanent staff
• The agency worker knows where to go for any advice or additional support
• He or she has completed all new starter documentation and assessments. These form part
of the employee file – keeping records is essential for performance appraisals
Since 2009, all HGV and PCV drivers are • Enhanced business image New drivers Example driver record of CPC:
required by EU law to hold the Driver When recruiting new drivers mandatory
• It is an organisation’s responsibility
Certificate of Professional Competence checks must be conducted to ensure
to ensure drivers have the correct
(DCPC). Following initial qualification, the driver in question holds a valid Driver
qualifications and meet training
Driver CPC requires drivers to complete CPC or offers support to acquire the
requirements. Although it is important
35 hours of CPC-accredited training Driver CPC qualification. It is not common
that organisations comply with EU law
every five years as evidence of their practice to support the acquisition of
this is the baseline requirement and
competence. The Driver CPC aims to the Driver CPC, as most organisations
may not be enough to meet drivers’
ensure drivers are up to date with current will not finance this training. However,
development needs or business
legislation, as required by EU law. Regular if a suitable candidate is found, then this
needs, so organisations should also:
training improves drivers’ road safety could be considered.
awareness. • Encourage drivers to undertake
training, incorporating new skills In 2009, the EU mandated that
Existing drivers
Clear organisational and personal into their driving behaviour professional HGV and PCV drivers
Those already working as professional
benefits have been associated with must acquire the initial Driver CPC
• Look for additional training drivers before the Driver CPC scheme
driver training. The personal driver professional qualification.
opportunities that go was introduced are granted ‘acquired
benefits include:
beyond the Driver CPC rights’. Drivers who obtained their PCV
The initial Driver CPC is acquired by
• Increased driver safety entitlement before 9 September 2008
• Proactively cross-reference driver passing the following four modules:
and/or their HGV entitlement before
• Enhanced work efficiency training records against organisational
1. Theory test (Theory and 9 September 2009 are granted ‘acquired
competencies to track development
• Improved ability to undertake Hazard Perception) rights’ and are required to complete
risk assessments and understand 35 hours of periodic training every five
Training is available for both Managers 2. Driver CPC case study test
risk management years to retain their DQC. For drivers
provided by the FORS Practitioner
3. Driving ability test holding both PCV and HGV entitlements,
Modules and by the FORS Professional
These personal benefits lead only one of the two syllabuses needs
suite of training, in the form of e-learning, 4. Driver CPC practical
to the following business benefits: to be completed.
classroom training, toolkits and varying demonstration test
• Enhanced productivity resources which are available at:
Training modules consist of either
• Increased driver retention These are administered by the DVSA 7 hour or a 3.5 hour modules; however,
www.fors-online.org.uk/cms/training/ and cannot be undertaken ‘in house’ if a 3.5 hour module is undertaken, to
• Fewer accidents, lowering
as per the acquired rights CPC. On achieve the recordable 7 hours, a second
insurance premiums
successful completion of the necessary 3.5 hour module must be undertaken
• Reduced business interruption training, drivers will be sent a Driver within 24 hours of the first, or the training
6.1 Legal requirements
Qualification Card (DQC) (see example cannot be recorded with the DVSA.
• Improved driving, reducing Following the introduction of the Driver
above), to be carried when driving
vehicle wear and tear CPC, the legal requirements for new
commercially. Failure to do so can result The Joint Approvals Unit for Periodic
drivers and existing drivers differ slightly
• Increased fuel economy in a £50 fine. Individuals caught driving Training (JAUPT) are responsible to the
as outlined below.
without the Driver CPC qualification DVSA for the standards and recording
may be fined £1,000. of all training, course approvals and
approved training centres. Only JAUPT-
approved training counts towards the
Driver CPC periodic training requirements.
Performance
Management
Performance
▀
management
cycle
Employee’s
▀
responsibilities
Manager’s
▀ Final Interim
responsibilities Review Review
Active listening demonstrates to the employee that he/she has something • You may have to be firm and keep restating your position
worthwhile to say and strengthens the relationship between the manager and • Stay clear of emotive language and don’t respond to manipulative behaviour
the employee. Non-verbal behaviour is a key part of active listening, and eye
contact should be maintained at all times, using encouraging and supportive Agree a way 11. Ask the employee for proposals to resolve the situation.
facial expressions and gestures. forward
12. Discuss the options.
Ask the right questions to maximise the amount of information that can
be obtained from the conversation, making resolving the issue easier. 13. Make a decision. Remember – you are in charge.
• At the start of the discussion it is often best to ask open questions 14. Arrange a follow-up meeting.
e.g. ‘How do you feel about…?’ This will get the employee talking and 15. Monitor and feedback on progress and continue to provide support where agreed.
allows decisions to be made on where to take the conversation
• These can be followed up with more probing questions Check Document any agreement and give a copy to the employee. This should include:
Closed questions might be used to verify information e.g. ‘What time did • Agreed outcomes with dates and standards required
it happen?’ To drive improvements in performance and providing constructive • Any support or training to be provided by you
criticism and feedback
• Any consequences if the agreement is breached
• Health and safety for HGV drivers • Hearing and vision problems
• Fatigue
• Driver CPC – vulnerable users
• Musculoskeletal disorders
• Prevention and emergency (back and neck pain)
first on scene • Psychological stress and mental
• Road risk, drug and alcohol awareness health disorders
• Alcohol, prescription drugs
• Health and safety and manual handling and other chemicals
• Safe and economic driving • Smoking
and personal wellbeing
• Driver hours and safe driving
• The healthy driver
Obesity • Healthy food options being available • Referring employees to • Physical health • Offer eyesight vouchers • Offer discount vouchers off glasses
• Nutrition on each site dieting groups
• Hearing/vision • Eyesight test charts on each site • Individual advice from occupational
• Exercise • Provide food in the depot in with instructions on how drivers health/referral to GP on any
• Diabetes
the morning can test their own eyesight health matter
• Cardiovascular
• Offer employee workshops about • Ensure drivers are trained on • Health insurance
problems
nutrition and the importance manual handling
• Return to work schemes
of exercise • Musculoskeletal
• Adapt driver seats and cabs to
problems • Adapting a driver’s cab when they
• Ice boxes for each driver to put suit their height and
are experiencing back pain
in their cabs (to allow storage musculoskeletal needs
of healthy food)
Lifestyle • Sessions and leaflets informing • Run ‘quit smoking’ programmes
• Sponsorship/organisation of team
• Alcohol drivers on the negative impact (refer to NHS for support)
sporting events
of alcohol, drugs and smoking on
• Drugs • Run drug testing initiatives:
• Free/contribution to gym their health
random sampling
membership (based on commitment • Smoking
from driver)
• Provide cycle racks and showers Mental health • Undertaking assessments to ensure • Employee assistance programme
• Stress drivers can complete their rounds
• Provide step counters to increase • Counselling
within the set hours
awareness of how sedentary drivers • Anxiety
lifestyles are • Train line managers to identify risk
• Depression signs and be comfortable having
• Install alarms in cabs to alert the conversations around mental health
driver when they have not moved
from their seat in a certain number • Before handing out vehicle keys,
of hours ask: How are you feeling? Ask same
question during shift debrief
• 1 in 10 people have resigned from • Creating a network of mental health Saneline www.sane.org.uk Saneline is a national mental health helpline
a position through stress, and champions who are passionate about providing information and support to people
one in four have considered it wellbeing, and share their personal with mental health problems and those who
support them.
experiences with their colleagues
• 19 per cent of staff feel they can’t speak
to managers about stress at work
Under the Safety Representatives and UK Drivers’ Hours Rules The rules specify maximum driving times, frequency of breaks,
Safety Committees Regulations 1977 minimum rest periods and requirements for record keeping
and the Health and Safety (Consultation (eg tachographs) for good vehicles <3.5 tons and passenger vehicles
carrying more fewer than nine people (see Appendix 1) [38].
with Employees) Regulations 1996,
employers must consult with employees European Union The rules and regulations specify maximum driving times, frequency
on health and safety matters. Drivers’ Hours Rules of breaks, minimum rest periods and requirements for record keeping
and Regulations (eg tachographs) for goods vehicles >3.5 tons and passenger vehicles
See summary of these regulations carrying more than nine people (see Appendix 1) [38]
in Table 1.
The Working Time The WTRs include limits on the number of hours employees can
(Amendment) Regulations be required to work per week by employers, limit night work hours,
(WTRS) (1998) and include provision for rest breaks, paid annual leave and health
assessments for night workers. Duty holders need to consider
and comply with requirements of WTRs, but complying with the
WTRs is not in itself sufficient to adequately control risks from
staff and fatigue.
The WTRs are not risk based, nor are they are ‘relevant statutory
provisions’ made under the Health and Safety at Work Act (1974).
They contain many exemptions and opt outs. For safety-critical
workers (as defined under ROGS), the WTRs provisions are therefore
in addition to, not instead of, protection under the ROGS.
Fatigue Utilise the HSE fatigue / risk index for shift workers
Sleepiness at work The Epworth Sleepiness Scale (ESS) provides a subjective measure
of sleepiness using a short questionnaire. The higher score, the
higher level of sleepiness.
Accidents, near misses and Do records show a reduction in accidents, near misses and
safety-critical events safety-critical events?
3
August 2016
Absenteeism Do records show a decrease in absenteeism?
Before you get in the vehicle... Before you get in the vehicle... Staff turnover Do records show a decrease in staff turnover?
Safer Journey Planning Safer Journey Planning
Employee welfare Interview and survey workers to understand whether the
Thousands of crashes are caused by tired drivers. They are usually severe because a Reduce Your Driving Time
sleeping driver cannot brake or swerve and so the impacts occur at high speed. You are
most likely to feel sleepy when driving:
Follow any limits set by your employer on maximum driving distances and/or times. If you arrangements are working positively for them.
are subject to drivers’ hours and tachograph rules, make sure you comply with them.
Plan where you can take a break about every 2 hours, and build in enough time to do so.
• On long journeys on monotonous roads Take rest breaks as planned – resist the temptation to carry on. If possible, share the driving
with a colleague. If necessary, plan an overnight stop. Performance and Do records show an increase in performance? For example,
• Between 2am and 6am or between 2pm and 4pm
Make Sure You Are Well Rested productivity have customer/driver interaction ratings improved? Are drivers
Avoid driving when you would normally be asleep, and make sure you get plenty of sleep
• After having less sleep than normal before a long drive. Keep meals light during or before you drive; heavy meals can make you
drowsy.
making decisions to choose the most efficient route?
• After drinking alcohol or taking medicines Stop If You Feel Tired
which cause drowsiness
Find somewhere safe to stop (not the hard shoulder), take two cups of strong coffee and
a ‘catnap’ for 15 – 20 minutes. But remember, sleep is the only cure for tiredness. So, if
• On journeys home after night shifts. necessary, find somewhere safe to sleep overnight.
Check weather forecasts and traffic reports before you set off and try to avoid driving in poor
conditions. If the emergency services are recommending that people don’t travel unless it
is absolutely necessary, consult your manager and if you cannot contact them, don’t make
the journey.
5 6
Give the driver space to speak and share how Prevent the person from talking about
8.3.1 Management guidance they are feeling – actively listening. their anxieties.
Post-accident process Rush conversations.
Offer the driver the option of being relieved Ignore the driver’s concerns.
from duty. Try and remove as many stress-
Pressure the driver to return to work
inducing factors as possible.
immediately following a collision.
Refer the driver to specialists for advice that Offer advice about how to overcome
you are not qualified to provide – within your psychological and medical difficulties.
organisation (HR if possible), and to their GP.
Discuss collision If experiencing Liaise with Offer the On return to
with employee – physical pain or specialist and employee work, the driver Offer/recommend formal counselling on Force the driver to receive formal counselling
assess their needs severe anxiety employee to the option of should be a voluntary basis, approximately one month if this is not wanted or necessary.
direct to doctor understand returning to accompanied post incident should the driver still be
for medical recovery work, going off- for their first experiencing symptoms.
assessment timescales to duty, or reducing journeys.
(GP or internal inform return their hours.
occupational to work plans/
health) to adjustments
undertake a required to
fitness for return to work.
returning to work
assessment.
Step 1: • A drugs and alcohol misuse policy should not be new information – it must Step 2: • Absence/sickness records – check to see any regular patterns in absence the
Ensuring be stated in the employee’s contract and any handbooks and other health Explore and reasons behind all absences
your staff and safety documents provided to drivers investigate • Check HGV medical report provided by GP or occupational health assessor
are informed: • For more information on how to draft and implement a policy on drug misuse, any concerns at the time of providing a medical certificate. Is there any information related
please see page 12 of HSE’s ‘Drug misuse at work – a guide for employers’ on the regarding drugs to drug misuse (past or present)?
HSE website. More information can also be found on the Acas website in the and alcohol
issues in your • Random drug testing – announce to your driver pool that you will be undertaking
Health and Employment booklet.
workplace random drug testing. Advise drivers that if they have taken drugs in the past three
Communication options: months they should declare this, and they will be dealt with more favourably
than in the instance of positive drug testing. In the instance that a driver is found
• Display posters in staff rooms, kitchens and toilets reminding staff of the negative
to have taken drugs, it is recommended that they should be suspended from the
consequences of drinking and driving and drug misuse at work. These are available
role for one week, and advised to visit their doctor for dependency checks
free from the charity Brake’s website in its online tools hub
• Remind staff through posters and leaflets to encourage self-referral Engage managers to spot:
• Changes in behaviour – aggressive, irritable, confused, sweating, shaking,
• Provide informative leaflets and contact details of organisations that can
loss of appetite
help drugs and alcohol addiction
• Accident record – lack of interest in safety.
• Include a drugs and alcohol session in the induction process
• Lack of productivity – lack of interest in the job itself
• All managers should be trained to recognise and handle the misuse of drugs
and alcohol at work – please contact your local drug or health advisory services • Disciplinary issues – including conduct and work performance
for guidance on how to organise this (there may be a charge for this service)
Step 3: • It is highly important that if you suspect a member of staff of being involved with
Taking action drugs and alcohol misuse at work, this must be treated with strict confidence
• Please see Section 7.6.4 – ‘How to handle a difficult conversation’ for further
information on how to structure the conversation as it is a sensitive issue, and
then proceed with disciplinary action if appropriate
• Do not accuse the employee. Listening and being supportive is essential
in a sensitive situation such as this
• Call the Acas helpline for further advice on any sensitive issues
Employee’s name:
Staff number:
Job title:
Department:
Manager:
Miles driven:
Attendance:
Incidents:
Detail any accidents,
penalty points incurred etc
Each driver should be scored against the same competencies using the following
criteria at each review:
5 Excellent Evidence suggests very high competence with excellent examples Final review:
of the competency and few or no development needs. The line manager should summarise competencies which have been particularly well displayed
and others which will require improvement in the next review period.
4 Good Evidence suggests high competence with many strong examples
of the competency and very minor development needs.
3. Organised
4.
3
5.
8.
9.
5
10.
Indicative interim assessment level Tick the agreed level Indicative interim assessment level Tick the agreed level
Below standard performance with development needs Below standard performance with development needs
Most objectives should be met but development required to fully Most objectives met but development required to fully meet requirements
meet requirements
Unsatisfactory performance
Unsatisfactory performance Performance unacceptable. Objectives not met and competencies
Performance unacceptable. Not on track with objectives and competencies not demonstrated
Disciplinary hearing due to poor punctuality/absence/misconduct Re: Disciplinary hearing due to poor punctuality/absence/misconduct
Dear name, Dear name,
Intro: Intro:
In this example, this employee has exceeded their punctuality limit in the month The nature of the disciplinary meeting is explained here. In this example, an employee was
of June 2016 by 39 minutes in total. The company policy states that anyone exceeding called in to discuss their poor punctuality in the month of June 2016. Each case is different
30 minutes in a month is called in for a disciplinary meeting. due to the circumstances posed by the employee at the meeting.
You are required to attend a disciplinary hearing on date at time with myself and name of HR I am writing to confirm the outcome of the disciplinary meeting held on date.
representative/senior manager/accompanying colleague, at location and room. The hearing has
As you are aware the topic of our conversation was regarding your poor punctuality/absence/
been scheduled to discuss your alleged (state why the employee is being called to a disciplinary
misconduct (explain the nature of the disciplinary hearing here).
meeting) poor punctuality / excessive absence record / misconduct issues.
For example,
Provide evidence for the allegation:
In June 2016 you have arrived at work 00:39 hours late, which has resulted in you exceeding the Punctuality Records
punctuality limit for this month and which, if substantiated, is deemed unacceptable and not 16th June 2016 – 8 minutes late
to the standard expected of any employee. 21st June 2016 – 31 minutes late
Please see details of your poor punctuality in June 2016. This will be discussed at the hearing. Conclusion:
You will be given the opportunity to provide an explanation for your poor punctuality and you
Please find below a written example of the outcome to the meeting, the conversation must
will be encouraged to raise any issues which may be relevant to this matter.
be detailed here:
Poor punctuality
During the meeting we discussed each occasion in turn. On 16 June 2016 you informed me that
16th June 2016 – 8 minutes
there was traffic on your way to work, which resulted in your being late. On 21 June 2016 you
21st June 2016 – 31 minutes
stated that you had overslept and this resulted in your being late for work.
Explaining the employee’s rights, potential outcomes of the meeting and contact details:
In conclusion, after carefully reviewing the circumstances, including the mitigation you put forward
You may be accompanied by a fellow employee or trade union official of your choice. and the discussions which took place at the hearing, I believe a verbal warning is the appropriate
sanction. Arriving to work late on a regular basis is unacceptable. As discussed at the hearing, please
At this point I would like to draw your attention to our disciplinary rules and procedures which
ensure you give yourself an extra 30 minutes to account for any delays on your way to work.
state that we retain the discretionary right to take into account your length of service with us and
to vary the procedures accordingly in respect of formal warnings such as a verbal warning, written I strongly recommend you take all reasonable steps to avoid further poor punctuality in the future.
warning and final written warning, and including termination for a first breach of conduct rules. Please be reminded that should there be a repeat of any further occasions of poor punctuality
exceeding 30 minutes in any given month, or indeed any misconduct in general during this period,
Please confirm your attendance on telephone number or via email to: state email address
you will be liable to further disciplinary action in accordance with our disciplinary procedure.
Yours sincerely,
You have the right to appeal my decision if you deem this outcome to be unfair and would like
Company name this to be reviewed. Please submit this in writing within eight days from the date of this letter
Name to (contact email of a senior manager. The senior manager will review the case after the appeal
Job title meeting and make the final decision of whether to uphold or withdraw the warning).
Yours sincerely,
Company name
Name
Job title
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Asleep at the Wheel: the Prevalence – health promotion: Working well health and wellbeing policy. Leeds: misses and driving accidents among a
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Folkard S and Tucker P ‘Shift work, download.do%3Bjsessionid=5A279A4B89E
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Managing performance for small firms Road Casualties in Great Britain, 2004,
(Acas, October 2017), found at: www.acas. DfT, www.dft.gov.uk
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Company Vehicle Incident Reporting
Managing performance for small firms and Recording (CoVIR), Bateman et al.,
(Acas, May 2012), www.acas.org.uk/media/ 1996, www.dft.gov.uk
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The Highway Code, 2004,
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Managing Fatigue – A Good Practice
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Part of the Greater London Authority We are moving ahead with many of
family led by Mayor of London Sadiq London's most significant infrastructure
Khan, we are the integrated transport projects, using transport to unlock
authority responsible for delivering growth. We are working with partners
the Mayor's aims for transport. on major projects like Crossrail 2 and the
Bakerloo line extension that will deliver
We have a key role in shaping what the new homes and jobs London and
life is like in London, helping to realise the UK need. We are in the final phases
the Mayor's vision for a 'City for All of completing the Elizabeth line which,
Londoners'. We are committed to when it opens, will add 10 per cent to
creating a fairer, greener, healthier and London's rail capacity.
more prosperous city. The Mayor's
Transport Strategy sets a target for 80 Supporting the delivery of high-density,
per cent of all journeys to be made on mixed-use developments that are
foot, by cycle or using public transport planned around active and sustainable
by 2041. To make this a reality, we travel will ensure that London's growth
prioritise health and the quality of is good growth. We also use our own
people's experience in everything we do. land to provide thousands of new
affordable homes and our own supply
We manage the city's 'red route' strategic chain creates tens of thousands of jobs
roads and, through collaboration with and apprenticeships across the country.
the London boroughs, can help shape
the character of all London's streets. We are committed to being an employer
These are the places where Londoners that is fully representative of the
travel, work, shop and socialise. community we serve, where everyone
Making them places for people to walk, can realise their potential. Our aim is to
cycle and spend time will reduce car be a fully inclusive employer, valuing and
dependency and improve air quality, celebrating the diversity of our workforce
revitalise town centres, boost businesses to improve services for all Londoners.
and connect communities.
We are constantly working to improve
We run most of London's public the city for everyone. This means
transport services, including the freezing fares so everyone can afford
London Underground, London Buses, to use public transport, using data and
the Docklands Light Railway, London technology to make services intuitive
Overground, TfL Rail, London Trams, and easy to use, and doing all we can
London River Services, London Dial-a- to make streets and transport services
© Transport
Ride, Victoriafor London
Coach Station, Santander accessible to all. We reinvest every
Windsor House
Cycles and the Emirates Air Line. penny of our income to continually
42
The– 50 Victoria
quality andStreet
accessibility of these improve transport networks for the
London SW1H 0TL
services is fundamental to Londoners' people that use them every day.
quality
October of2017
life. By improving and expanding
public transport, we can make people's None of this would be possible without
tfl.gov.uk
lives easier and increase the appeal of the support of boroughs, communities
PUB17_047
sustainable travel over private car use. and other partners who we work with
to improve our services. We all need
to pull together to deliver the Mayor's
Transport Strategy; by doing so we can
create a better city as London grows.