Harmonic Analysis and Group Representations - James Arthur
Harmonic Analysis and Group Representations - James Arthur
H
armonic analysis can be interpreted Chandra. I have been motivated by the following
broadly as a general principle that re- three considerations.
lates geometric objects and spectral (i) Harish-Chandra’s monumental contributions
objects. The two kinds of objects are to representation theory are the analytic foun-
sometimes related by explicit formu- dation of the Langlands program. For many
las, and sometimes simply by parallel theories. people, they are the most serious obstacle to
This principle runs throughout much of mathe- being able to work on the many problems that
matics. The rather impressionistic table at the top arise from Langlands’s conjectures.
of the opposite page provides illustrations from (ii) The view of harmonic analysis introduced
different areas. above, at least insofar as it pertains to group
The table gives me a pretext to say a word about representations, was a cornerstone of Harish-
the Langlands program. In very general terms, the Chandra’s philosophy.
Langlands program can be viewed as a series of far- (iii) It is more than fifteen years since the death
reaching but quite precise conjectures, which de-
of Harish-Chandra. As the creation of one of
scribe relationships among two kinds of spectral
the great mathematicians of our time, his work
objects—motives and automorphic representa-
deserves to be much better known.
tions—at the end of the table. Wiles’s spectacular
I shall spend most of the article discussing Har-
work on the Shimura-Taniyama-Weil conjecture,
ish-Chandra’s ultimate solution of what he long re-
which established the proof of Fermat’s Last The-
orem, can be regarded as confirmation of such a garded as the central problem of representation
relationship in the case of elliptic curves. In gen- theory, the Plancherel formula for real groups. I
eral, the arithmetic information wrapped up in shall then return briefly to the Langlands program,
motives comes from solutions of polynomial equa- where I shall try to give a sense of the role played
tions with rational coefficients. It would not seem by Harish-Chandra’s work.
to be amenable to any sort of classification. The
analytic information from automorphic represen-
Representations
tations, on the other hand, is backed up by the rigid A representation of a group G is a homomorphism
structure of Lie theory. The Langlands program rep- R : G −→ GL(V ) ,
resents a profound organizing scheme for funda-
mental arithmetic data in terms of highly struc- where V = VR is a complex vector space that one
tured analytic data. often takes to be a Hilbert space. We take for
I am going to devote most of this article to a granted the notions of irreducible, unitary, direct
short introduction to the work of Harish- sum, and equivalence, all applied to representations
of a fixed group G . Representations of a finite
group G were studied by Frobenius, as a tool for
James Arthur is professor of mathematics at the Univer-
sity of Toronto. The author would like to thank the editor investigating G . More recently, it was the repre-
for his interest in the article and for some very helpful sug- sentations themselves that became the primary
gestions. objects of study. From this point of view, there are
Table of Illustrations
always two general problems to consider, for any then provide an isomorphism from V to V b that
given G . b
makes R equivalent to R . Moreover, this isomor-
1. Classify the set Π(G) of equivalence classes of phism satisfies the Plancherel formula
irreducible unitary representations of G . Z X
2. If R is some natural unitary representation of |f (x)|2 dx = |fbn |2 .
G , decompose R explicitly into irreducible rep- R/Z n
resentations; that is, find a G -equivariant iso-
∼ Example 2. G = R , VR = L2 (R) ,
morphism VR → VRb , where VRb = V b is a space and
built explicitly out of irreducible representa- ³ ´
tions, as a direct sum R(y)f (x) = f (x + y) , y ∈ G, f ∈ VR .
M
nπ Vπ , nπ ∈ {0, 1, 2, . . . , ∞}, In this case Π(G) is parametrized by R:
π ∈Π(G)
π ∈ Π(G) ⇐⇒ Vπ = C ,
or possibly in some more general fashion.
π (y)v = e−iλy v , v ∈ Vπ , λ ∈ R.
Example 1. G = R/Z , VR = L2 (R/Z) , and
³ ´ b = L2 (R) and
Here we define V
R(y)f (x) = f (x + y), y ∈ G, f ∈ VR . ³ ´
b
R(y)φ (λ) = eiλy φ(λ), , b , λ ∈ R.
φ∈V
This is the regular representation that underlies
Then Vb is a “continuous direct sum”, or direct in-
classical Fourier analysis. The set Π(G) is param-
etrized by Z as follows: tegral of irreducible representations. The Fourier
transform
π ∈ Π(G) ⇐⇒ Vπ = C,
Z
π (y)v = e−2π iny v, v ∈ Vπ , n ∈ Z. f −→ fb(λ) = f (x)e−iλx dx , f ∈ Cc∞ (R),
R
The space
n o extends to an isomorphism from V to V b that sat-
b = L2 (Z) =
V c = (cn ) : Σ|cn |2 < ∞ isfies the relevant Plancherel formula
Z Z
1
supports a representation 2
|f (x)| dx = |fb(λ)|2 dλ .
³ ´ R 2π R
b
R(y)c = e2π iny cn ,
n These two examples were the starting point for
of G that is a direct sum of all irreducible repre- a general theory of representations of locally com-
sentations, each occurring with multiplicity one. pact abelian groups, which was established in the
The Fourier coefficients earlier part of the twentieth century. Attention
Z then turned to the study of general nonabelian lo-
f −→ fbn = f (x)e−2π inx dx , cally compact groups. Representations of non-
R/Z abelian groups have the following new features.
Z
(i) Representations π ∈ Π(G) are typically infinite
kf k22 = |f (x)|2 dx
dimensional. G
(ii) Decompositions of general representations R
typically have both a discrete part (like Fourier equals the dual norm
series) and a continuous part (like Fourier Z
transforms). b 2
kf k2 = kfb(π )k22 dπ ,
Π(G)
Problem of the
for any function f ∈ Cc∞ (G) . In the second inte-
Plancherel Formula
grand, kfb(π )k2 denotes the Hilbert-Schmidt norm
Photograph by Herman Landshoff, courtesy of the Institute for Advanced Study.
commuting with the action of a finite group under integration formula, and the invariance of Θπ
an irreducible representation is a scalar. The func- under conjugation by G , that
tional λπ comes from the characterization of ho- X Z
momorphisms Z → C that is given by the isomor- fG (π ) = |WP |−1 fG (γ)Φπ (γ) dγ ,
phism z → hP (z) . P TP ,reg
Z X Z
−1 1 tan subgroup T that is compact. Moreover, he spec-
f (x) dx = |WP | fG (γ)|D(γ)| 2 dγ ,
G TP ,reg ified the representations in the discrete series
P
uniquely by a simple expression for their charac-
f ∈ Cc∞ (G). ters on Treg that is a striking generalization of the
Weyl character formula.
This short introduction does not begin to con-
The group GL(n, R) does not have a discrete se-
vey a sense of the difficulties Harish-Chandra en-
ries. The representations that appear in its
countered, and was able to overcome. The most fa-
Plancherel formula are all constructed from dis-
mous is the construction of the discrete series, the
crete series of SL(2, R) and characters of R∗ . (For
family of representations π ∈ Π(G) to which the
a given partition P , there are r2 copies of SL(2, R)
Plancherel measure dπ attaches positive mass.
to consider; the representations πc are defined by
We ought to say something about these objects,
“parabolic induction” from representations of the
since they are really at the heart of the Plancherel
subgroup of block diagonal matrices in GL(n, R)
formula.
of type P .) The example of GL(n, R) is therefore rel-
It might be helpful first to recall Weyl’s classi-
atively simple. Groups that have discrete series,
fication of representations of compact groups, as
such as Sp(2n, R) and U(p, q; C) , are much more
it applies to the special case of the unitary group
difficult. What is remarkable is that the final state-
G = U(n, C) . By elementary linear algebra, any uni-
ment of the general Plancherel formula, suitably
tary matrix can be diagonalized, so there is only
interpreted, is completely parallel to that of
the one Cartan subgroup
GL(n, R) .
After he established the Plancherel formula for
γ1 0
real groups, Harish-Chandra worked almost ex-
. ..
T = γ=
: |γi | = 1 clusively on the representation theory of p-adic
0 γn groups. This subject is extremely important for the
analytic side of the Langlands program, but it has
in G to consider. We can otherwise use notation a more arithmetic flavor. Harish-Chandra was able
similar to that of GL(n, R) . Weyl’s classification is to establish a version of the Plancherel formula for
provided by a canonical bijection π ↔ λπ between p-adic groups. However, it is less explicit than his
the irreducible representations π ∈ Π(G) and the formula for real groups, for the reason that he did
subset of points λ = (λ1 , . . . , λn ) in Zn such that not classify the discrete series. The problem of dis-
λi > λi+1 for each i. This bijection is determined crete series for general G is still wide open, in
uniquely by a simple formula Weyl established for fact, as is much of the theory for p-adic groups.1
the value of the character
³ ´ Nature of the Langlands Program
Θπ (γ) = tr π (γ) , The analytic side of the Langlands program is con-
cerned with automorphic forms. The language of
at any element γ ∈ Treg . (Since U(n, C) is compact, the general theory of automorphic forms, as op-
π is in fact finite dimensional.) The Weyl charac- posed to classical modular forms, is that of the rep-
ter formula is the identity resentation theory of reductive groups. It is a lan-
µ ¶−1 µ X ¶ guage created largely by Harish-Chandra.
1
Θπ (γ) = D(γ) 2 sign(s)γ s(λπ ) , Harish-Chandra’s influence on the theory of au-
s∈Sn tomorphic forms is pervasive. It is not so much in
the actual statement of his Plancherel formula,
where for any λ ∈ Zn , γ λ denotes the product but rather in the enormously powerful methods
λ λ 1
γ1 1 · · · γn n . (The denominator D(γ) 2 is the canon- and constructions (including the discrete series)
Q
ical square root (γi − γj ) of the discriminant. that he created in order to establish the Plancherel
i<j
One could easily write the Weyl character formula formula.
less elegantly in the framework of the previous The object of interest for automorphic forms is
section, as a formula for the function the regular representation RΓ of G on the Hilbert
1
Φπ (γ) = |D(γ)| 2 Θπ (γ) on any connected compo- space VRΓ = L2 (Γ \G) , where Γ is a congruence sub-
nent of Treg .) group of G(Z). (We assume that the real reductive
Harish-Chandra’s construction of the discrete
1The Langlands conjectures include a classification of
series is a grand generalization of Weyl’s theo-
rem, in both its final statement and its methods discrete series for p-adic groups. A report on the recent
proof of this classification for the group G = GL(n), which
of proof. In particular, Harish-Chandra constructed
in the p-adic case does have a discrete series, is given by
the characters of discrete series representations ex-
Rogawski in this issue of the Notices. A separate classifi-
plicitly, starting from the considerations of the cation for G = GL(n) , based on quite different algebraic
previous section. In the classification he eventu- criteria, has been known for some time from results of
ally achieved, Harish-Chandra proved that a group Bushnell and Kutzko. It is an open problem to compare
G has a discrete series if and only if it has a Car- the two classifications directly.
group G = G(R) has been equipped with structure one specific example of the influence of Harish-
necessary to define G(Z).) As above, one seeks in- Chandra’s work—that of the discrete series.
formation about the decomposition of RΓ into ir- Assume that G does have a compact Cartan
reducible representations. In this case, however, subgroup. The Hecke operators {Tp,i (π )} associ-
there is some interesting extra structure. The space ated to discrete series representations π of G are
L2 (Γ \G) comes with a family of semisimple oper- expected to be related to arithmetic objects at-
ators {Tp,i } , the Hecke operators, which are pa- tached to algebraic varieties. In many cases, it is
rametrized by a cofinite set {p : p 6∈ PΓ } of prime known how to construct algebraic varieties for
numbers, and a supplementary set of indices which this is so. Let K be a maximal compact sub-
{i : 1 ≤ i ≤ np } that depends on p and has order group of G , and assume that G is such that the
bounded by the rank of G . These operators com- space of double cosets
mute with RΓ , and also with each other. If π ∈ Π(G)
SΓ = Γ \G/K
is a representation that occurs discretely in RΓ
with multiplicity m(π ) , the Hecke operators then has a complex structure.2 This is the case, for ex-
provide a family ample, if G equals Sp(2n, R) or U(p, q; C) . Then SΓ
is the set of complex points of an algebraic vari-
{Tp,i (π ) : p 6∈ PΓ , 1 ≤ i ≤ np } ety. Moreover, it is known that this variety can be
³ ´
of mutually commuting m(π ) × m(π ) -matrices. defined in a canonical way over some number field
It is the eigenvalues of these matrices that are F (equipped with an embedding F ⊂ C ). If
thought to carry the fundamental arithmetic in- G = SL(2, R) , SΓ is just a quotient of the upper half
plane, and as Γ varies, the varieties in this case de-
formation.
termine the modular elliptic curves of the Shimura-
The most powerful tool available at present for
Taniyama-Weil conjecture. The varieties in gen-
the study of RΓ (and the Hecke operators) is the
eral were introduced and investigated extensively
trace formula. The trace formula plays the role here
by Shimura. Their serious study was later taken up
of the Plancherel formula, and is the analogue of
by Deligne, Langlands, Kottwitz, and others.
the Poisson summation formula for the discrete
It is a key problem to describe the cohomology
subgroup Z of R. It is an explicit but quite com-
H ∗ (SΓ ) of the space SΓ , and more generally, vari-
plicated formula for the trace of the restriction of
ous arithmetic objects associated with this coho-
the operator
mology. The discrete series representations π are
Z
at the heart of the problem. There is a well defined
RΓ (f ) = f (x)RΓ (x) dx , f ∈ Cc∞ (G), procedure, based on differential forms, for pass-
G
ing from the subspace of L2 (Γ \G) defined by π (of
and more generally, the composition of RΓ (f ) with multiplicity m(π ) ) to a subspace, possibly 0, of
several Hecke operators, to the subspace of L2 (Γ \G) H ∗ (SΓ ) . Different π correspond to orthogonal sub-
that decomposes discretely. The formula is really spaces of H ∗ (SΓ ) , and as π ranges over all repre-
an identity of two expansions. One is a sum of sentations in the discrete series, these subspaces
terms parametrized by rational conjugacy classes, span the part of the cohomology of H ∗ (SΓ ) that is
while the other is a sum of terms parametrized by primitive and is concentrated in the middle di-
automorphic representations. The trace formula is mension. Moreover, the Hodge structure on this
thus a clear justification of the last line of our part of the cohomology can be read off from the
original table. It is also a typical (if elaborate) ex- parametrization of discrete series. Finally, there has
ample of the kind of explicit formula that relates been much progress on the deeper problem of es-
geometric and spectral objects on other lines of the tablishing reciprocity laws between the eigenval-
table. ues of the Hecke operators Tp,i (π ) and arithmetic
I mention the trace formula mainly to point out data attached to the corresponding subspaces of
its dependence on the work of Harish-Chandra. The H ∗ (SΓ ) . These are serious results, due to Lang-
geometric side is composed of orbital integrals, to- lands and others, that I have not stated precisely,
gether with some more general objects. The spec- or even quite correctly.3 The point is that the re-
tral side includes the required trace, as well as sults provide answers to fundamental questions,
some supplementary distributions. All of these
2By replacing Γ with a subgroup of finite index, if neces-
terms rely in one way or another on the work of
sary, one also assumes that Γ has no nontrivial elements
Harish-Chandra, for both their construction and
of finite order.
their analysis in future applications of the trace for-
3The axioms for a Shimura variety are somewhat more
mula.
complicated than I have indicated. They require a slightly
I shall say no more about the trace formula. It modified discussion, which applies to groups with non-
is also not possible in the dwindling allotment of compact center. Moreover, if SΓ is itself noncompact,
space to give any kind of introduction to the Lang- H ∗ (SΓ ) should really be replaced by the corresponding
lands program. I shall instead comment briefly on L2-cohomology.
which could not have been broached without Har- groups G(Qp ) , from which one can recover the
ish-Chandra’s classification of discrete series. complex numbers {λp,i } and the algebras {Uq } .4
The discussion raises further questions. What An automorphic representation π is said to be
about the rest of the cohomology of SΓ ? What tempered if its components πR and πp are all tem-
about the representations π ∈ Π(G) in the com- pered. I did not give the definition of tempered rep-
plement of the discrete series? Harish-Chandra’s resentations for p-adic groups, but it is the same
Plancherel formula included a classification of the as for real groups.
representations that lie in the natural support of For the unramified
Photograph © 1996 Randall Hagadorn, courtesy of the Institute for Advanced Study.
the Plancherel measure (up to some questions of primes p 6∈ PΓ , it is
reducibility of induced representations, which were equivalent to a cer-
later resolved by Knapp and Zuckerman). Such tain set of bounds
representations are said to be tempered, because on the absolute
their characters are actually tempered distribu- values of the com-
tions on G —they extend to continuous linear forms plex numbers
on the Schwartz space of G . Tempered represen- {λp,i } . The validity
tations that lie in the complement of the discrete of these bounds
series are certainly interesting for automorphic for one particular
forms, but they do not contribute to the coho- automorphic rep-
mology of SΓ . Nontempered representations, on the resentation of the
other hand, have long been known to play an im- group G = SL(2) is
portant role in cohomology. Can one classify the equivalent to a fa-
nontempered representations π ∈ Π(G) that occur mous conjecture of
discretely in L2 (Γ \G) ? Ramanujan, which
To motivate the answers, let me go back to the was proved by
last line of the original table. A conjugacy class in Deligne in 1973.
G(Q) has a Jordan decomposition into a semisim- The conjectures
ple part and a unipotent part. (Recall that an ele- of Langlands in-
ment x ∈ GL(n, Q) is unipotent if some power of clude a general pa-
the matrix x − I equals 0 . The Jordan decomposi- rametrization of
tion for GL(n, Q) is given by the elementary divi- tempered auto-
sor decomposition of linear algebra.) Since auto- morphic represen- Robert Langlands
morphic representations are dual in some sense tations. In the early
1980s, I gave a conjectural characterization of au-
to rational conjugacy classes, it is not unreason-
tomorphic representations that are nontempered.
able to ask whether they too have some kind of Jor-
Among other things, this characterization de-
dan decomposition.
scribes the failure of a representation π to be tem-
I can no longer avoid giving at least a provisional
pered in terms of a certain unipotent conjugacy
definition of an automorphic representation. As-
class. It is not a conjugacy class in G(Q)—such ob-
sume for simplicity that G(C) is simply connected.
jects are only dual to automorphic representa-
In general, one would like an object that combines b of
tions—but rather in the complex dual group G
a representation π ∈ Π(G) with any one of the b
G. Here G is the identity component of the L -group
m(π ) families {λp,i : p 6∈ PΓ , 1 ≤ i ≤ np } of si- LG = G b o Gal(Q/Q) that is at the center of Lang-
multaneous eigenvalues of the Hecke operators. (It
lands’s conjectures. In this way, one can construct
is these complex numbers, after all, that are sup-
a conjectural Jordan decomposition for automor-
posed to carry arithmetic information.) It turns out
phic representations that is dual to the Jordan de-
that any such π and any such family, as well as
composition for conjugacy classes in G(Q). The
some (noncommutative) algebras of operators
conjectures for nontempered representations con-
{Uq : q ∈ PΓ } obtained from the ramified primes, tain some character identities for the local com-
can be packaged neatly together in the form of a ponents πR and πp of representations π of G(A) .
representation of the adelic group G(A) . Here A is They also include³a global formula
´ for the multi-
a certain locally compact ring that contains R, and plicity of π in L2 G(Q)\G(A) that implies quali-
also the completions Qp of Q with respect to p-adic tative properties for the eigenvalues of Hecke op-
absolute values. The rational field Q embeds di- erators. The local conjectures for πR have been
agonally as a discrete subring of A. Let us define established by Adams, Barbasch, and Vogan, by
an automorphic representation restrictively as an very interesting methods from intersection
irreducible representation π of G(A³) that occurs ´
discretely in the decomposition of L2 G(Q)\G(A) . 4The proper definition of automorphic representation
Any such π determines a representation π = πR
also ´
³ includes representations that occur continuously in
in Π(G) and a discrete subgroup Γ ⊂ G such that L2 G(Q)\G(A) , as well as analytic continuations of
π occurs discretely in L2 (Γ \G) . It also determines such representations. If G(C) is not simply connected, π
irreducible representations {πp } of the p -adic actually determines several discrete subgroups of G .
homology. The remaining assertions are open. Finally, the most general conjecture relating
However, the contribution of nontempered repre- motives with automorphic representations is stated
sentations to cohomology is quite well understood. at the end of §2 of Langlands’s article
The unipotent class that measures the failure of a
R. P. Langlands, Automorphic repre-
representation to be tempered turns out to be the
sentations, Shimura varieties and mo-
same as the unipotent class obtained from the ac-
tives. Ein Märchen, Automorphic Forms,
tion of a Lefschetz hyperplane section on coho-
Representations and L-functions, Proc.
mology. One can in fact read off the Lefschetz
Sympos. Pure Math., vol. 33, Part 2,
structure on H ∗ (SΓ ) , as well as the Hodge struc-
Amer. Math. Soc., 1979, pp. 205–246.
ture, from the parametrization of representations.
References
For a reader who is able to invest the time, the best
overall reference for Harish-Chandra’s work is still
his collected papers.
Harish-Chandra, Collected Papers, Vol-
umes I–IV, Springer-Verlag, 1984.
Harish-Chandra’s papers are very carefully written,
and are not difficult to follow step by step. On the
other hand, they are highly interdependent (even
in their notation), and it is sometimes hard to see
where they are leading. The excellent technical in-
troduction of Varadarajan goes some way towards
easing this difficulty.
Weyl’s classification of representations of com-
pact groups is proved concisely (in the special
case of U(n, C) ), in
H. Weyl, The Theory of Groups and
Quantum Mechanics, Dover Publica-
tions, 1950, pp. 377–385.
The following two articles are general intro-
ductions to the Langlands program
S. Gelbart, An elementary introduction
to the Langlands program, Bull. Amer.
Math. Soc. N.S. 10 (1984), 177–219.