Distribution Code
Distribution Code
NOTIFICATION
No. AERC. /2004/8. -- In exercise of powers under Sections 181 of the Electricity Act, 2003
read with Section 42(1) and all powers enabling it in that behalf, the Assam Electricity
Regulatory Commission hereby frames the following regulations as appended:-
(1) Short title, commencement and interpretation:-
(1) This Regulation may be called the Assam Electricity Regulatory Commission
(Distribution Code) Regulations, 2004.
(2) This Distribution Code regulations applies to all Distribution System
participants, including
(a) Distribution Licensee;
(b) Open Access Customers connected to Distribution Systems;
(c) Other Distribution Licensee connected to Distribution Systems;
(d) Embedded Generators; and
(e) Large Consumers
(3) This Regulation extends to the whole of the State of Assam
(4) These Regulations shall come into force from the date of their notification in
the Assam Gazette
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 184
1.7 Notices
Submission of service notice(s) under the Distribution Code shall be by hand delivery,
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 185
“Commissioning” means putting into service a new/idled Equipment that has passed all
required tests.
“Conductor” means any wire, cable, bar, tube, rail or plate used for conducting electrical
energy and so arranged as to be electrically connected to a system.
“Connection Agreement” means an agreement setting out terms relating to a connection with
the Distribution System (excluding any such agreement with the System Operator).
“Connection Point” means the point of commencement of supply from or to the Grid or the
Distribution System by the User.
“Designated Person” means suitably authorized persons having responsibility for cross
boundary safety in accordance with rule 3 (6) of the Indian Electricity Rules, 1956;
“Consumer” means any person who is supplied with electricity for his own use by a licensee
or the Government or by any other person engaged in the business of supplying electricity to
the public under the Act or any other law for the time being in force and includes any person
whose premises are for the time being connected for the purpose of receiving electricity with
the works of a licensee, the Government or such other person, as the case may be.
“Demand” means the power at a given instant or averaged over a specified interval of time
that is actually delivered or is expected to be delivered by an electrical equipment or supply
system expressed either in Kilo-Volt Ampere (kVA), or Kilo-Watts (KW) or KVAr and
multiples thereof.
“Demand Control” means any or all of the methods of achieving reduction in Demand;:
• Consumer Demand Management initiated by Users;
• Consumer voltage reduction initiated by Users resulting into reduction of load (other
than following an instruction from the SLDC);
“Dispute Resolution Process” means the procedure for the settlement of disputes between or
among parties under the Grid Code or Distribution Code.
“Distribution of Electricity” means the conveyance of electric power by a distribution utility
through its distribution system.
“Distribution Code or Code” means the set of rules, requirements, procedures, and standards
approved by the Commission governing electric utilities in the operation and maintenance of
their distribution systems, and which defines and establishes the relationship of the
distribution systems with the facilities or installations of the parties connected thereto.
“Distribution Licensee” means a licensee authorised to operate and maintain a distribution
system for supplying electricity to the consumers in his area of supply and includes ASEB
and any of its successor entity deemed with a distribution license under the provisions of
section 131 of the Act.
“Distribution Coordination Committee” means a committee constituted by the AERC, with
equitable representation from the electric power industry participants and end-users, whose
primary function is to monitor the implementation of the Distribution Code.
“Distribution Operations (DO)” means the rules and procedures to be followed by all Users
of the Distribution System to ensure that reliable distribution services are achieved for all
distribution Consumers. Sections on Demand Control, Emergency Operations, Safety
Coordination, Testing and Monitoring, System Test, Maintenance Procedures, Operational
Liaison, Operational Reports and Equipment Numbering and Nomenclature are likewise
included in these guidelines.
“Distribution Planning (DP)” specifies the technical and design criteria and procedures to be
applied in planning the development or reinforcement of a Distribution System. Sections on
the demand forecasts and required technical studies are likewise included in this Chapter.
“Distribution System” means the system of wires and associated facilities between the
delivery points on the transmission lines or the generating station connection and the point of
connection to the installation of the consumers.
“Electricity System” means a system under the control of a generating company or licensee,
as the case may be, having one or more
(a) Generating Stations; or
(b) Transmission lines; or
(c) Electric lines and sub-stations
and when used in the context of a State or the Union, the entire electricity system
within the territories thereof.
"Electricity Supply Code" means the Electricity Supply code specified by the Commission
under section 50 of the Act.
“Embedded” means having a direct electrical connection to a Distribution System or the
System of other Users to which Consumers and/or Power Stations are connected but with no
other connection to the Grid.
“Embedded Generator” means a person or entity who generates electricity and whose
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 189
Generating Units are directly connected to a Distribution System and includes Consumer
Captive Generating Plants.
“End-User” refers to any person or entity requiring the supply and delivery of electricity for
its own use.
“Equipment” means all apparatus, machines, etc. used as part of, or in connection with, an
electrical installation.
“Extra High Voltage Consumer” means a consumer to whom electricity supply is arranged by
the Distribution Licensee from the Transmission system at extra high voltage. The EHV
Consumer is a consumer of the Distribution Licensee.
“Event” means an unscheduled or unplanned occurrence of an abrupt change or disturbance
in the System due to fault, equipment outage or adverse weather condition.
“Fault Level” means the current expected to flow into a short circuit at a stated point on the
System, and which may be expressed in kA or in MVA.
“Frequency” means the number of complete cycles of alternating current or voltage per unit
time, usually measured in cycle per second or Hertz.
“Generate” means to produce electricity from a generating station for the purpose of giving
supply to any premises or enabling a supply to be so given.
“Generating Company” means any company or body corporate or association or body of
individuals, whether incorporated or not, or artificial juridical person, which own or operate
or maintains a generating station.
“Generator” has the same meaning as Generating Company.
“Generating Station or station” means any station for generating electricity, including any
building and plant with step-up transformer, switch-gear, switch yard, cables or other
appurtenant equipment, if any, used for that purpose and the site thereof; a site intended to be
used for a generating station, and any building used for housing the operating staff of a
generating station, and where electricity is generated by water-power, includes penstocks,
head and tail works, main and regulating reservoirs, dams and other hydraulic works, but
does not in any case include any sub-station.
“Generating Unit” means a conversion apparatus including auxiliary and associated
equipment, functioning as a single entity, used to produce electric energy .
“Generation of Electricity” means the production of electricity by a generation company or a
co-generation facility.
“Grid” means the high voltage backbone system of inter-connected transmission lines, sub-
stations and generating plants. Also known as the Transmission System.
“Grid Code” means the set of rules, requirements, procedures approved by the Commission
under clause (h) of sub-section (1) of section 86 of the Act for the Assam intra-State
Transmission System covering all material technical aspects relating to connections to and
the operation of the Grid, the use of a Distribution System, or (in so far as relevant to the
operation and use of a Distribution System) the operation of electric lines and electrical plant
connected to the Distribution System, the Distribution Systems, or the system of any
Supplier, and shall include the Interim Grid Code.
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 190
“Grid Standards” means the standards specified by Central Electricity Authority under clause
(d) of section 73 of the Act.
“Grounding” means a conducting connection, whether intentional or accidental, by which an
electrical circuit or equipment is connected to the ground or to some conducting body of
relatively large extent that serves in place of the ground.
“High Voltage” means a voltage, which is higher than 650 volts but does not exceed 33,000
Volts under normal conditions, subject to the percentage variation allowed under the Indian
Electricity Rules 1956. See also Low, Medium and Extra High Voltage.
“High Voltage Consumer” or “High Tension Consumer (HT Consumer)” means a consumer
who obtains supply from the Distribution Licensee at High Voltage.
“High Voltage Line” means the an electric line or cable of a nominal voltage higher than 650
volts but does not exceeds 33,000 volts 50 cycles under normal conditions.
“Isolation” means the electrical separation of a part or component from the rest of the
electrical system to ensure safety when that part or component is to be maintained or when
electric service is not required.
“Large Consumer” means a Consumer with a demand of 1 MW and above.
“Load” means an entity or electrical equipment that consumes electrical energy.
“Low Voltage” means a voltage, which does not exceed 250 Volts 50 cycles under normal
conditions subject, however, to the percentage variation allowed under the Indian Electricity
Rules 1956.
“Low Voltage Consumer” or “Low Tension Consumer” means a consumer who obtains
supply from the Distribution Licensee at Low or Medium Voltage.
“Manual Load Shedding (MLS)” means the manual disconnection of a User’s circuit by
tripping Under-frequency Relays or otherwise to remove the circuit’s load from the System.
“Material Effect” A resulting condition that would require works or change in the normal
Operation of the Plant and/or Equipment at the Connection Point or site of connection which
would involve considerable incremental cost as agreed between the Distributor and Users.
“Medium Voltage” means a voltage which is higher than 250 volts but which does not exceed
650 volts 50 cycles under normal conditions, subject, however, to the percentage variation
allowed under the Indian Electricity Rules 1956.
“Minimum Generation” means the minimum stable Demand that a Generating Unit can
safely maintain for an indefinite period.
“Normal Operating Frequency” means the frequency band specified in IEGC for secured and
reliable Grid Operation. The System normally operates between 49.5 Hz to 50.5Hz.
“Occupier” means the owner or person in legal occupation of the premises where Electrical
Energy supplied by the Licensee is used or proposed to be used.
“Operation” means a scheduled or planned action relating to the Operation of a System.
“Open Access” means the non-discriminatory provision for use of transmission lines or
distribution system or associated facilities with such lines or system by any licensee or
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 191
“Reactive Power” means the component of electrical power representing the alternating
exchange of stored energy (inductive or capacitive) between sources and loads or between
two systems, measured in VAr, or multiples thereof. For AC circuits or systems, it is the
product of the RMS voltage and the RMS value of the out-of-phase component of alternating
current. In a three-phase system, it is the sum of the reactive power of the individual phases.
“Regulations” means regulations made by the Commission under the provisions of the Act.
“Rules” mean the Indian Electricity Rules 1956 and any rules made under the Act;
“Safety Code” means the Code for Safety specified by the Commission for the Distribution
Licensee.
“Secondary Distribution System” means a system in the Licensee’s distribution system
consisting of service lines and overhead lines having an operating voltage of 433V used for
transporting electricity from the 11/0.433KV distribution transformers to the service mains of
the consumers.
“Schedule Day” means the period from 0000Hrs to 2400Hrs in a day.
“Significant Incident” means an event on the Distribution System or the System of the User
that has a significant effect on the other’s system.
“SLDC” means the State Load Dispatch Centre established under sub-section (1) of section
31 of the Act located in the control room of the Transmission Licensee operating round the
clock for the purpose of managing the integrated operation of power system and coordinating
the state generation, transmission, distribution and load requirements with the Regional Load
Dispatch Centre.
“State Transmission Utility” means the utility notified by the Government of Assam as State
Transmission Utility under section 39 of the Electricity Act, 2003. State Transmission Utility
(STU) owns and operates the transmission system of the State. Assam Electricity Grid
Corporation Limited (Assam Gridco) is the State Transmission Utility for Assam as notified
by the State Government.
“Sub-station” means a station for transforming or converting electricity for the transmission
or distribution thereof and includes transformers, converters, switchgears, capacitors,
synchronous condensers, structures, cable and other appurtenant equipment and any building
used for that purpose and the site thereof.
“Sub-Transmission System” means the intermediate system between the Transmission
System and Primary Distribution System of the Total Power System consisting of high
voltage electric lines being operated at high voltage (excluding generator interconnection
facilities) owned and/or operated by the Distribution Licensee for the purposes of distribution
of electricity from one sub-station to another sub-station or to a consumer or from any
external interconnection equipment up to the interconnection with the distribution system,
and any plant and apparatus and meters owned or used by the Licensee in connection with the
transmission and distribution of electricity;
“Synchronized” means the state where connected alternating current systems, machines, or a
combination of these operate at the same frequency, and where the phase angle displacements
between voltages in them are constant or vary about a steady and stable average value.
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 193
“System Control” means the administrative and other arrangements established to maintain
the proper operation, safety, and security of the System.
“System Reliability” means the ability of a power system to continuously supply power to its
consumers despite the occurrence of multiple credible contingency events.
“Total System” means the Grid and all User Systems connected to it.
“Total System Blackout” means the situation existing when all generation has ceased and,
therefore, the Total System has Shutdown such that it is not possible for the Total System
begin functioning again without the System Operator’s directions relating to a Black Start.
“Transformer” means an electrical device or equipment that converts voltage and current
from one level to another.
“Transmission of Electricity” means conveyance of electricity through the high voltage
backbone system/Grid System.
“Transmission System” means the system consisting of extra high voltage electric lines being
operated at EHV (excluding generator interconnection facilities) owned and/or operated by
the Transmission Licensee/Board for the purposes of the transmission of electricity from one
power station to a sub-station or to another power station or between sub-stations or to or
from any external interconnection equipment up to the interconnection with the distribution
system, any plant and apparatus and meters owned or used by the Transmission Licensee or
Board in connection with the transmission of electricity, but shall not include any part of the
Licensee distribution system.
“User” means a person, including generating companies, Distribution Licensee and open
access customers in the state of Assam who uses the Distribution System or Transmission
System and related facilities and include a person to whom the Distribution Code and/or Grid
Code apply.
“User System” means any System owned or operated by a User of the Grid (or Distribution
System) where the User is involved in Generation and/or Distribution of Electricity and is
connected to the Grid.
“Voltage” means the electromotive force (emf) or electric potential difference between two
points, which causes the flow of electric current in an electric circuit.
All other words and expressions used herein and not defined have the meanings respectively
assigned to item in the Act and Indian Electricity Rules 1956 or any Rules/Regulations
made to replace the Indian Electricity Rules, 1956.
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 194
2.2 ABBREVIATIONS
AC Alternating Current
DO Distribution Operations
DP Distribution Planning
HV High Voltage
KA Kilo Ampere
kW KiloWatt
kWh Kilowatt-hour
LV Low Voltage
MV Medium Voltage
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 195
MVAr MegaVAr
MVArh Mega-VAr-hour
MW Megawatt
MWh Megawatt-hour
W Watt
Wh Watt-hour
X/R Reactance/Resistance
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 196
(b) To specify the process for the settlement of disputes that may arise when a provision
of the Distribution Code is misapplied or violated.
3.2 Scope
The Distribution Code Coordination applies to all participants of Distribution System
including:
1. Distribution Licensee;
4. Embedded Generators;
4. Review proposals for revision of the Distribution Code and recommend appropriate
action to AERC; and
The Distribution Coordination Committee shall establish and observe its own rules and
procedures relating to the conduct of its business. The procedures shall include:
1. Establishment of a regular meeting schedule at frequencies sufficient to do the business of
the Committee;
2. Developing and submitting an annual Distribution Systems Operating Report to AERC;
and
3. Monitoring of compliance to the Distribution Code and to the established technical
standards.
The Committee is expected to operate on a consensus or near consensus basis rather than by
simple majority voting.
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 198
The parties shall meet to discuss and attempt to resolve the dispute. If resolved, the resolution
shall be documented, and a written record shall be provided to all parties;
If the dispute is not resolved, a committee of representatives from both parties shall be
formed to discuss and attempt to resolve the dispute. If resolved, the resolution shall be
documented and a written record provided to all parties; and
If the dispute is not resolved at step (c), the committee shall, at the request of one or both
parties, refer the dispute to the Distribution Coordination Committee for resolution. The
Distribution Coordination Committee may, at its option, refer the dispute to the Distribution
Code Dispute Resolution Panel.
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 200
(f) To enable the licensee in furnishing required data detailed in the Grid Code
under the Section “System Planning”.
3 The Distribution Licensee shall furnish the copy of Distribution Planning Procedures to
the Commission in compliance.
4.5 Criteria for Development of Distribution System
1 All Distribution Systems shall conform to the statutory requirements and license
conditions. The Distribution Licensee shall develop and maintain an efficient, secure and
coordinated system of electricity supply that is economical, reliable and safe.
2 The development of the Distribution System shall be planned sufficiently in advance
allowing for adequate time to obtain required statutory clearances, consents or way leaves
and detailed engineering, design and construction work to be carried out. Action shall be
initiated to augment/renovate existing elements of the distribution system whenever load on it
exceeds its specified capacity. The management techniques such as PERT and CPM may be
applied to co-ordinate activities in an efficient manner at the planning stage.
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 203
3 The Distribution Licensee while planning Distribution System shall take the following
criteria into consideration:
(a) Optimum network of sub-transmission system, primary distribution, LT feeders
and substation location and feeder development;
Requisite Investment approval and other applicable sanctions shall be obtained from the
Commission.
4.6 Database management
1 The availability of accurate and reliable data is essential for planning and development of
the Distribution System on long-term basis. Data management system facilitates storage,
retrieval and updating of data for complying with the requirements of the Distribution Code
and for other purposes like power system studies.
2 The User of Distribution System including embedded generators and large consumers
(above 5 MW) shall furnish required data in prescribed manner as at Annexure 4 for long
term planning by Distribution Licensee. Distribution Licensee shall supply system data to the
Users embedded generators and large consumers, wherever required for their planning
purpose. . A well maintained Data Management System would facilitate exchange of data
between Users and Distribution Licensee required for long-term planning and distribution
operation in an accurate and reliable manner. This will also help in Users, Large Consumers,
open access customers and embedded generators to have access to data, which they may
require for their planning purpose.
4.7 Load Data Research
1 The Distribution Licensee shall develop load data and load curves for the area fed by the
concerned substation of the transmission licensee based on the metering data available at the
inter-connection point. This data shall be compiled for the entire area of supply by combining
the load curves of each substation feeding its Distribution System.
2 The Distribution licensee shall create a load database for each consumer category for the
distribution system as a whole and update it on annual basis.
3 Actual energy consumption in the distribution system shall be worked based on energy
recorded in the meters installed at inter-connection points, energy exported to other
Distribution Licensees and Users and the energy generation by embedded generating stations.
The Distribution Licensee shall work out the distribution losses based on energy consumption
in the Distribution System and energy billed to the Consumers.
4 Distribution losses computed from this data shall be furnished to AERC every month.
5 A consumer seeking connection with a demand of 5 MW and above shall furnish load
data to the licensee as detailed in Annexure-1. The licensee shall carefully monitor actual
development of load in respect of any consumer desiring to avail load of 5 MW and above at
a single point. If required by the consumer the licensee shall furnish relevant system data as
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 204
detailed in Annexure 2. The licensee shall furnish relevant system data of the whole
Distribution Licensee area of supply, if required by a consumer, on payment as detailed in
Annexure 3. The Distribution Licensee shall update the system data at least once a year.
4.8 Long Term Demand Estimation
1 The licensee shall formulate a circle wise long-term demand forecast considering the
previous financial year as base and projecting demand for the succeeding five years. In the
process review of status of load as per previous load forecast, past trends & pending
applications shall be carried out.
2 Energy sales in each tariff class shall be projected for succeeding five years over the
corresponding figures relating to the base year by adopting an appropriate statistical model.
3 The projections shall take into account assumed normal growth for non-specific loads,
specific and identified loads of 1 MW and above and impact of Demand Side Management
(DSM) and energy conservation.
4 Aggregate energy and peak load requirement at each connection point shall be estimated
taking into account the distribution losses.
5 The licensee shall forward long-term demand forecast in the month of December each
year for each connection point for his area of supply, on annual basis to the transmission
licensee and AERC along with assumption data and methodology used for the forecast;
6 The licensee shall have a thorough knowledge of the usage of electricity by the
consumers and the way they use electrical energy and other alternative sources of energy in
its area. Load forecasting shall take into account all these alongwith other conservation
programs and the demand side management or off-peak usage programs which the licensee
may sponsor, resulting in reduction of energy and peak demand of the consumers over the
years.
7 The licensee shall implement load research program for systematic collection of data
describing consumer’ energy usage patterns and analysis of data and demand forecast for all
categories of consumers.
8 The pattern of energy consumed by each category of consumer and the load demand,
period of peak demand etc. shall be developed on sample surveys taking representative
samples from each sector for its different seasonal requirements. A suitable questionnaire
shall be prepared for these sample surveys and data obtained shall be analyzed using suitable
statistical models. Based on this, load profiles shall be drawn for implementing Demand Side
Management techniques to match availability.
9 The licensee shall also maintain records of captive power plants of assessed capacity of
125 kVA and above already established in area of supply. Type of fuel used and the capacity
of captive power plants shall be taken into account for reduction of contract demand from
licensee's supply so as to correctly assess the industrial demand in its area. Such information
shall be compiled yearly and furnished to the Commission.
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 205
As far as practicable and only when it is justified on a benefits/costs basis, separate circuits
shall be provided for the following:
(a) Urban non-industrial power supply other than for agriculture supply
(d) Separate circuits preferably for rural industrial power supply as well as rural
domestic and non-domestic supply to avoid single phasing during peak load
hours.
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 206
The load shall be arranged in discrete load blocks to facilitate load management during
emergency operations. Load blocks shall depend upon availability of separate circuits.
Technical Feasibility Report shall prepare to finalise location of 33/11 kV substations,
capacitor installations, and distribution transformers and to contain voltage variation and
energy losses within reasonable limits. Distribution Licensee shall standardise the technical
requirements and specifications of main equipments including but not limited to following:
1 Main equipments and materials
(a) Power Transformers,
(j) Line material (conductor, insulator, cross arms, spacers ,connector etc)
2 Construction Practices:
The Distribution Licensee shall standardise the construction and maintenance practices and
adopt standard design layouts for lines and sub-stations. Standard construction practices shall
be developed amongst other for the following:
Planning of the distribution system shall always keep in view the cost effectiveness of
achieving the distribution network performance standards and reduction in energy losses
without sacrificing the requirements of Safety Standards mentioned above.
The licensee while planning the distribution system expansion and reinforcement shall
incorporate the latest technology and keep the following in view
(a) Economic Ratio of HT and LT line lengths,
(b) Use of Aerial Bunched Conductors,
(b) To establish the general requirements for all Users seeking to connect to the
Distribution System, or seeking to modify an existing connection;
(c) To specify the technical arrangements required at the interface boundary between
the Distribution System and the User’s plant and equipment that are applicable at
all voltage levels;
(d) To ensure that a new connection to the distribution system does not exert any
adverse effects on the existing Users nor shall a new connection suffer adversely
due to existing Users;
(e) To specify the requirements that are applicable to all existing or prospective
embedded generators, including Consumer Captive Generating Plants; and
(f) To facilitate data exchange between the Users, who are connected to the
Distribution System.
5.2 Scope
Connection code applies to all entities/consumers, using or intending of using Distribution
System including:
(a) Distribution Licensees;
is consistent with the Electricity Supply Code specified by the Commission for Distribution
Licensee under section 50 of the Act. The provisions of the Electricity Supply Code shall
have overriding effect for any inconsistency between the two.
5.4 Connection Application Procedure
1 Application For Connection
An entity seeking connection to Distribution System or an existing User seeking modification
to an existing connection shall submit an application for connection to the Distribution
Licensee as per the procedures and formats prescribed by the Licensee. Consumers seeking
connection to Distribution System shall also observe the procedure laid down in the
Electricity Supply Code specified by the Commission.
2 Data Requirement
The Distribution Licensee, when necessary, shall ask for any additional information as may
be necessary to permit a full assessment of the effect of the User’s load on the Distribution
System. The entity seeking connection/ an existing User seeking modification in an existing
connection shall submit such additional data to Distribution Licensee within the prescribed
time.
5.5 Responsibility for operational safety
Distribution Licensee and the user shall be responsible for safety as indicated in Site
Responsibility Schedules for each connection point.
1 Site Responsibility Schedule
For each new Connection with Distribution System or modification of existing connection
required, Distribution Licensee shall prepare a Site Responsibility schedule indicating the
following for each item of equipment installed at the Connection site as per format specified
at Annexure 5.
(a) The ownership of equipment.
(f) The responsibility for all matters relating to safety of persons at site.
2 Procedure for Site Access, Site Operational Activities and Maintenance Standards
The connection agreement will also indicate the procedure for the site access, operational
activities at site and maintenance standards for equipments at inter-connection site in
distribution system and at user/ consumer premises.
5.6 Connection Agreement
The connection agreement lay down the terms and conditions for connection to and use of the
Distribution System. The connection agreement shall include (but not limited to), as
appropriate, the following terms and conditions:
(a) A condition is requiring both parties to comply with the Distribution Code
(c) Details of any capital expenditure arising from necessary reinforcement or extension
of the system and demarcation of the same between the concerned parties.
This is governed by the relevant clauses of Grid Code Connectivity Conditions. The
Distribution Licensee shall comply with Connectivity Code for State Transmission System.
2 Connection of Generators with distribution systems
Unless specifically agreed with Distribution Licensee, the Connection point shall be the
incoming of the circuit breaker of the generating station through which the generating station
is connected to the system of distribution licensee Generating Company/Generator shall
maintain all the terminals, communication and protection equipment provided within the
perimeter of generating station.
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 211
The provision, ownership, operation & maintenance of the metering system between
Generating Company/Generator and Distribution Licensee at inter-connection point shall be
as per the Distribution Metering Code.
The Distribution Licensee shall maintain all electrical equipment and other assets from the
out going feeder gantry onwards.
3 HT consumers
The voltage may be 11 kV, 33 kV, 66 kV and 132 kV as provided in Electricity Supply Code.
The inter-connection boundary shall be the breaker or any other isolating devices installed at
the point of commencement of supply in accordance with IE Rule 50 including transformer,
protective switchgear installed at the termination of feeder in the premises of the Users. The
provision, ownership, operation & maintenance of the metering system between Consumer
and Distribution Licensee at inter-connection point shall be as per the Distribution Metering
Code.
4 Low voltage consumers
The provisions of Electricity Supply Code shall be applicable at the point of commencement
of supply of energy to the Low Voltage Consumers.
The Distribution Metering Code shall govern the metering at the consumer’s premises. The
provision of sealing of meters and cut-out/isolating devices shall be as per the Distribution
Metering Code.
5.8 Connected Equipment Requirement
The equipment connected to the Distribution System shall meet the following requirements:
(a) All equipment connected to the Distribution System shall be of such design
and construction as to satisfy the requirements of the relevant Indian Standard
Specification. Where no BIS exist the appropriate IEC Standard or equivalent
International Standard will apply.
(b) Installation and commissioning of all electrical equipment/works shall comply
with IE Rules 1956.
(c) For every new connection sought, the Distribution Licensee shall specify the
connection point and the voltage of supply, along with the metering and
protection requirements as specified in the Metering and Protection Sections.
(d) The system frequency excursions shall be as per the Indian Electricity Rules,
1956
(e) Voltage variation on the Licensee’s System shall be in accordance with the
Indian Electricity Rules 1956.
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 212
2 Insulation
The Users’ systems must be designed with proper basic insulation level (BIL). Insulation of
all components in service must have adequate insulation strength for the system operating
voltages at all times.
3 Clearances
All overhead lines, equipment and facilities must have adequate horizontal and vertical
clearances with respect to ground and with respect to one another as provided in the Indian
Electricity Rules 1956 or other applicable standards.
4 Earthing
All components of Users’ systems must be properly earthed as per Indian Electricity Rules
1956. The bodies/cases/trucks/enclosures of all items of equipment shall be properly earthed,
with the actual earthing arrangements depending on the machine ratings. Metallic supports of
overhead lines and cable sheaths and shields shall also be earthed appropriately.
5 Motor Starters
The starters provided for the motors of the Users shall be of such type and design that the
starting current is less than six times the full-load current. The Licensee can advise the User
to change over to “auto-transformer” starting if other type of starters for a particular motor
causes unacceptable system distortions.
6 Access to Licensee
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 213
The Licensees and their authorized personnel shall have the right to inspect the plant of the
User or consumer to ensure conformity to standards and restrictions before charging the
User’s system and periodically thereafter. The Users shall facilitate timely access to the
authorized personnel of the Licensees.
The Distribution Licensee in accordance with provision of Section 163 of the Act shall have
power to enter premises and to remove fitting or his other apparatus for the purpose of
(a) inspecting, testing, repairing or altering the electric supply lines, meters,
fittings, works and apparatus for the supply of electricity belonging to the
licensee; or
All machines and devices shall be efficient and their efficiency shall not be less than the
values acceptable in current sound industrial practices. The Licensees have a role in energy
conservation and shall prevent wastage of energy by the Users in pursuance of Energy
Conservation Act 2001.
5.10 Interface with small generating units including CPPs
If the Distribution Licensee has an interface with any generating unit including CPP and an
Agreement for this purpose exists, the Distribution Licensee and the concerned owner of the
generating unit shall abide by the following provisions in addition to the provisions contained
in this code as applicable to all the Users:
1 Generating Units up to 5 MW
The owner shall provide suitable protection at the interface to protect his system from any
damage due to normal and abnormal conditions in the distribution system. The owner shall
install separate metering for the reactive load draw, in addition to operational metering.
Generating units of above 5 MW
If the generator is an induction generator, the owner shall take adequate precautions to limit
the system disturbance, when the induction generator is synchronised. Generators having
induction generators shall install adequate capacitors to compensate the reactive power drawl.
Also whenever the power is found very low during starting period and causes voltage dip in
the Licensee’s system and Licensee may advice the owner to install capacitors and generator
shall comply.
In addition to the above provisions applicable to the Generating Units up to 5 MW, the
Generating Company shall also comply with the provisions of the Grid Code. The owner of
generating unit shall enter into an agreement with the Distribution Licensee and if required
with Transmission Licensee in the State.
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 215
In case of a total blackout at any point of inter-connection, the Distribution Licensee shall
follow the step-by-step instructions of SLDC on system restoration, prioritising essential and
non-essential loads and black start procedures of embedded generators as required in the Grid
Code.
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 218
The Distribution licensee shall sectionalize the distribution system into discrete blocks of
demand. The Distribution licensee shall inform the SLDC about the extent of load in MW
likely to be picked up on switching each demand block.
The Distribution licensee shall prepare a schedule of essential and non-essential load in order
of priority at each interconnection to be picked up during the restoration process and shall be
intimated to SLDC in the format prescribed at Annexure 6.
The Distribution licensee shall ensure and maintain load generation balance under the
direction of the SLDC as per Grid Code.
Till normalcy is restored the Distribution licensee shall maintain direct communication links
with the SLDC as per Grid Code.
The Distribution licensee shall furnish the names, designations of the person(s) and their
telephone numbers and stations, authorised to deal with contingency operations, to the SLDC
as per Grid Code.
2. Distribution System Failure
1. Interruption of power supply in any part of the distribution system lasting for more than
two hours due to breakdown in any part of the Distribution system may be termed as a
distribution system failure.
2. The Distribution Licensee shall coordinate with SLDC for restoration process, which
shall be as per Grid Code.
3. The Distribution Licensee shall designate a Nodal officer to coordinate with SLDC for
transmission system restoration process.
3. Failure of the Apparatus of the transmission licensee
The Distribution Licensee shall immediately contact the authorised person at the grid
substation of the transmission licensee and assess the probable period of restoration and the
probable restriction of load draw from the affected substation. The Distribution Licensee
shall affect the demand management plan accordingly.
6.8 Monitoring and Control of Voltage, Frequency and Power Factor
1. The Distribution Licensee shall operate and maintain his system such that power
availability to consumers in terms of quality, continuity and reliability is in accordance
with the Distribution Performance Standards laid down by the Commission.
2. The Distribution Licensee shall monitor the voltage, frequency and power factors in the
distribution system at various sub-stations during peak and off-peak hours and take
reasonable measures for improvement of the same in co-ordination with the consumers
having Demand of more than 1 MW, and the transmission licensee.
3. The Distribution Licensee shall take power factor improvement measures at strategic
points in the distribution system by carrying out system studies and installing required
reactive compensation equipments.
4. Voltage in the distribution system may vary depending upon the available generation,
system demand and the configuration of transmission and distribution system at any time.
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 219
Under normal operating conditions the Distribution Licensee shall exercise proper voltage
management in the distribution system beyond the point of interconnection with the
transmission system to maintain voltage at all levels according to the Distribution
Performance Standards. The Capacitors, wherever required shall be provided at the 33 kV
substations to maintain power factor within acceptable limits of 0.9 lagging. The
distribution licensee shall provide the reactive compensation looking to 11 kV and 33 kV
bus-voltages at 33 kV sub-stations through application of capacitors wherever available.
5. Users/ Consumers having loads with high harmonic content, low power factor and
fluctuations shall install appropriate correction equipment to meet the minimum
connectivity conditions with distribution system.
6. The Distribution Licensee shall abide by the instructions issued by the SLDC from time
to time on load management for maintaining the frequency of supply within the specified
limits.
6.9 Operational co-ordination
In the case of an operation on the User’s system, which may have an operational effect on the
distribution system, the concerned User shall notify the Distribution Licensee in accordance
with procedure laid down in this Code. Similarly the distribution licensee shall also notify the
affected User(s) in the case of an operation on the distribution system, which may have an
operational effect on the User’s System. Further the distribution operation may be caused by
an Operation on another System. In such case, the information to be provided by the
Distribution Licensee and/or the User shall reflect the linkage between the operations.
While in no way limiting the general requirement for advance notification, the following are
examples of situations where notification shall be required, since they may have or have had
an effect on the operation of the Distribution System or another System:
(a) The implementation of a Scheduled Maintenance Program of Plant and/or
Equipment, which has been arranged;
(b) The Operation of any Circuit Breaker or Disconnect Switch or any sequence
or combination of the two including any temporary overstressing or
Generating Unit synchronizing; and
(c) Voltage control.
1 Safety Management Systems
The Distribution Licensee and Distribution System Participants shall maintain a Safety
Management System, which specifies the principles and procedures to ensure safety of
persons and properties, while work is being done on the Distribution System
2 Operational Boundary
At sites or locations where an Operational Boundary exists, the Distribution Licensee and
Users shall jointly agree on the adoption of a Safety Management System. This shall include
the provision of personnel of the Licensee and/or user involved in work at operation site and
public and property involved.
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 220
3 Safety Coordinator
Distribution Licensees and each Users shall nominate a person or persons who shall be
responsible for the coordination of safety precautions at each Connection Point when work is
to be carried out on a System on which safety from the system is required.
Each User prior to working on inter-connection point with Distribution System, give notice in
writing to the Safety Coordinator of the Distribution Licensee and inform the name of
person(s), who shall be responsible for the coordination of work at operational boundary.
Distribution Licensees also prior to issue authorization to any User to work on inter-
connection point shall inform to that User of the identity of its designated officer who shall
issue the permission to user to connect to distribution system and issue work permit for
connection work at operational boundary.
4 Safety Precautions Document
The Distribution Licensees and Users shall maintain a suitable system of documentation,
which records all relevant operational events that have taken place on the Distribution System
or any other System connected to it and the coordination of relevant safety precautions for
work. All documentation in this regards and safety precautions taken for work or test shall be
preserved at least for one year for any evidential purpose including any investigation of any
accident.
The Distribution Licensee and the Users shall observe the safety requirements as mentioned
in the Safety Code while working at inter-connection boundary of the distribution system.
There shall be co-ordination between persons of the Distribution Licensee and the
Users/consumers, between persons of two distribution licensees having electrical interfaces,
for carrying out the work on any apparatus or lines etc. belonging to either party at the point
of interconnection.
The provisions of the Grid Code shall be followed at interconnection points in co-ordination
with the transmission licensee.
The disconnecting device(s) at each electrical interface, which shall be capable of effectively
disconnecting the system of the licensee and Users/consumers and the grounding devices of
the respective systems at the control boundary shall be identified and marked by the licensee
and the respective Users/consumers. These shall be maintained in good condition at all times.
To prevent inadvertent switching operations by unauthorized persons, such disconnecting
devices shall be provided with interlocks.
If a Consumer installs an emergency power supply system, either an electronic system with
storage batteries or with generation, the arrangement shall be such that the same cannot be
operated without clearly isolating the system from the supply mains. The possibility of a feed
back from these devices to the distribution system from any of the conductors including the
neutral conductor shall be clearly ruled out.
Appropriate control person at electrical interface shall issue permission in writing to a
counterpart for carrying out work on any apparatus, switchgear or lines beyond the electrical
interfaces. Such permissions shall be termed as “Line Clear Permits” (LCP). The format for
LCP shall be standardized by the licensee and shall be used by all concerned.
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 221
5 Safety Manual
The Distribution Licensee shall observe measures relating to safety in electricity supply as
may be specified by the CEA in consultation with the State Government under Section 53 of
the Act. Till such time the CEA issues measures relating to safety and electricity, the
Distribution Licensee shall observe the General Safety Requirements as laid down in IE
Rules, 1956 for construction, installation, protection, operation and maintenance of electric
supply lines and apparatus.
Every person who is working on a electric line or apparatus or both shall be provided with
tools and devices such as gloves, rubber shoes, safety belts ladders, earthing devices, helmets,
line testers, hand lines and like for protecting him from mechanical and electric injury. Such
tools and devices shall always be maintained in sound and efficient working conditions.
Distribution Licensee shall develop its Safety Manual taking into consideration the safety
requirements for the construction, operation and maintenance of electrical plants and electric
lines as may be specified by the Central Electricity Authority under Clause (c) of Section 73
of the Act. The copy of Safety Manual shall be furnished to Commission.
6.10 Major incident or Accident Reporting
Any of the following events that could affect the Distribution System requires reporting:
(a) Major Blackout in power supply
(b) Failure of Power Transformer affecting power supply in large area
(c) Accidents-Fatal and Non-Fatal
(d) Major fire incidents
(e) Major failure of protection
(f) Major breakdowns in the distribution system
(g) Loss of major Generating Unit
(h) Major break down in sub-transmission line
(i) Serious equipment problem i.e. major circuit breaker, transformer or bus bar
etc.
(j) Any other incident which the licensee or the User may consider worth
reporting in view of its repercussions on the safe and reliable operation of the
distribution system
(k) Major breakdowns of Equipment supplying power to the User’s System
The Distribution licensee shall report to the AERC occurrence of any of the above incident in
prescribed time and in specified format.
1 Reporting Procedure
All reportable incidents occurring in lines and equipment of 11 kV and above at the 33 kV
substations shall be reported within 15 minutes of the incident telephonically by the
Distribution Licensee whose equipment has experienced the incident, to all other significantly
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 222
affected Users identified by the licensee and the SLDC. The reporting Distribution Licensee
should submit a report in writing to SLDC within one hour of such telephonic report. If the
incident is of major nature, the report shall be submitted within two hours duly followed by a
comprehensive report within 48 hours of the incident. In other cases, the reporting
distribution licensee shall submit a report within five working days to the SLDC.
SLDC shall call for a report from any Distribution Licensee on any reportable incident
affecting other consumers in case a consumer whose equipment might have been a source of
the reportable incident does not report the same. However, this shall not absolve any User
from obligation to report events in accordance with Rules.
2 Reporting Form
All reportable incidents except the accident cases shall be reported in standard format
attached at Annexure 7.
The format for such a report shall be approved by the Distribution Code Coordination
Committee and shall typically contain the following:
(a) Location of the incident;
(b) Date and time of the incident;
(c) Plant or Equipment involved;
(d) Supplies interrupted and the duration wherever applicable;
(e) Amount of Generation lost, wherever applicable;
(f) System Parameters before and after the incident (voltage, frequency, load,
generation, etc.);
(g) Network configuration before the incident;
(h) Relay indications and performance of protection;
(i) Brief description of the incident;
(j) Estimated time of return to service;
(k) Any other relevant information;
(l) Recommendations for future improvement; and
(m) Name and designation of the reporting person.
The Distribution Coordination Committee shall review any new requirement of reporting an
incident and shall review the format as the need arise.
3 Accident Reporting
Reporting of accident shall be in accordance with section 161 of the Act read with rule 44A
of the Indian Electricity Rules 1956 as reproduced at Annexure 8. If an accident occurs in the
distribution system resulting in or likely to have resulted in loss or injury to human or animal
life, the Distribution Licensee shall send a telephonic report to the Electrical Inspector within
24 hours of the knowledge of such occurrence. This shall be followed by a report in writing
in the form set out in Annexure XIII of I.E. Rules, within 48 hours of the knowledge of
occurrence of fatal and other accidents.
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 223
All electric supply lines and apparatus shall be of sufficient ratings for power, insulation and
estimated fault current and of sufficient mechanical strength, for the duty which may be
require to perform under the environmental conditions of installation, and shall be
constructed, installed, protected, worked and maintained in such a manner as to ensure safety
of human beings, animals and property.
The relevant code of practice of the Bureau of Indian Standards including National Electrical
Code if any may be followed. The material and apparatus used shall conform to the relevant
specification of Bureau of Indian Standards where such specifications have been already laid.
The Licensee if already not have shall prepare and observe the Construction & Maintenance
Manuals for various equipment/works like 33 kV Lines, 11 kV Lines, LT Lines, 33 kV sub-
station, 11 kV Pole Mounted and other types of sub-stations. The Construction &
Maintenance Manual shall be prepared taking into consideration the following:
(a) Technical Standards for construction of electrical plants, electric lines and
connectivity to the grid specified by the Central Electricity Authority under
section 73(b);
(b) Safety requirements for construction, operation and maintenance of electrical
plants and electric lines specified by the Central Electricity Authority under
section 73(c);
(c) REC Construction Standards and Standard design layouts;
(d) CBIP Publications on Code of Practices;
(e) Code of Practices issued by Bureau of Indian Standards for various equipment
and maintenance practices; and
(f) Instruction Manuals for installation, operation and maintenance issued by
standard equipments by manufacturer concerned.
The standard tables for conductor size, fuse size, wire gauge, electrical clearance, ground
wire size, insulation resistance and earth resistively etc. shall be included in the Construction
and Maintenance manual. Distribution Licensee shall ensure that its construction and
maintenance staff strictly observe these Manuals. The copy of Construction & Maintenance
Manual shall be furnished to Commission.
2 Preventive Maintenance Schedule and Inspection Manual
The Distribution Licensee shall prepare a Preventative Maintenance Schedule and Inspection
manual for various line and sub-station equipment installed in distribution system. The
Preventive Maintenance Schedule and Inspection Manual shall include the following
important equipment:
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 224
Circuit breaker of adequate capacity for transformers having capacity above 1000 KVA
(b) In respect of transformers of capacity upto 630 KVA, a linked switch with
fuse or circuit breaker of adequate rating shall be provided.
In addition to above transformers having high or extra high voltage on any side shall be
provided with following protection:
(a) Gas pressure type and winding and oil temperature protection to give alarm and
tripping shall be provided on all transformers of rating 1000 KVA and above.
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 228
All generators with rating of 100 KVA and above shall be protected against earth
fault/leakage. All generators of rating 1000 KVA and above shall be protected against faults
within the generator winding using restricted earth fault protection or differential protection
or both as per provisions under Rule 64 A (2) (e) of IE Rules 1956. The protection at inter-
connection point with State Transmission Grid shall be in accordance with Grid Code
requirements and connectivity criteria laid down therein.
7.9 Protection Coordination
1 The transmission licensee shall notify the initial settings and any subsequent changes to
the Distribution Licensee and Users from time to time. Routine checks on the performance of
protective relays shall be conducted and any malfunction shall be noted and corrected as soon
as possible. The Distribution licensee shall decides the relay settings with the data collected
from the transmission licensee and the Users on Fault Levels at various EHV Sub-Stations.
Representatives of the generating companies, transmission licensees and distribution
licensees shall meet periodically to discuss such malfunctions, changes in the system
configuration, if any, and possible revised settings of relays.
2 SLDC shall be responsible for arranging periodical meetings between the generating
companies, transmission licensee and the distribution licensees to discuss coordination of
protection as per the Grid Code requirement. The transmission licensee shall investigate any
malfunction of protection or other unsatisfactory protection issues. The distribution licensees
shall take prompt action to correct any protection malfunction or activity in distribution
system as discussed and agreed to in these periodical meetings.
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 229
List of Annexures
Annexure-1
S No Description Details
7 Description of Equipment
A Motors
B Heating
C Furnace
Type, Furnace Transformer
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 231
S No Description Details
D Electrolysis
E Lighting
kW Demand
MVAr/kV
MVAr/Hz
Maximum (%)
Average (%)
Annexure-2
1) 33 kV and above distribution line data relevant to the location where connection has
been applied/feasible to provide.
2) Details of metering system and protection system proposed .
3) Fault levels at which the consumer should design his equipment.
4) Fault clearance time for consumer's switch gear and
5) Sub-station fault level.
ANNEXURE 3
Annexure 4
Rated kVA;
Stator Resistance;
Standby Requirements:
ANNEXURE 5
CONNECTION AGREEMENT
SITE RESPONSIBILITY SCHEDULE
(Clause 5.5- 1)
Name of Sub-station/Location
Site Owner
Name of co-ordination officer of site
Telephone No.
Fax No.:
Item of Plant / Plant Owner Safety Responsibility Control Operation Maintenance Remarks
Apparatus Responsibility Responsibility Responsibility
……kV Switchyard
All equipment
including bus-bars
Feeders
Generating Units
Other (to be
specified)
Signatures
Plant Owner
Safety Responsibility Officer
Control Responsibility Officer
Operation Responsibility Officer
Maintenance Responsibility Officer
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 236
Annexure 6
(Clause 6.6-1)
Priority Type of Load Name of the Sub-station
feeding such loads
2. Defence Establishments
4. Air Port
5. Important cities
6. Police Stations
7. Fire Stations
APPENDIX -7
Annexure 8
Rule No. 44 A of The Indian Electricity Rules, 1956
(Clause 6.10-2)
Rule no. 44 A – Intimation of Accident
If any accident occurs in connection with the generation, transmission, supply or use
of energy in or in connection with any part of electric supply lines or other works of
any person and the accident results in or is likely to have resulted in loss of human or
animal life or in any injury to a human being or an animal, such person or any
authorized person of the Distribution Licensee not below the rank of Junior Engineer
or equivalent shall send to the Inspector a telegraphic report within 24 hours of the
knowledge of the occurrence of the fatal accident and a written report in a form set
out in Annexure XII within 48 hours of the knowledge of the occurrence of the fatal
accident and all other accidents. Where practicable a telephonic message should also
be given to the Inspector immediately the accident comes to the knowledge of
authorized officer of Distribution Licensee or other person concerned.
THE ASSAM GAZETTE, EXTRAORDINARY, FEBRUARY 5, 2005 238
2 Place of accident
6 Details of victim(s)
(a) Human
(b) Animal
Signature
Name
Designation
Address of the person reporting
Sd/- ILLEGIBLE
Secretary,
Assam Electricity Regulatory Commission