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Code of Ethics and Professional Conduct Sample Template

The document provides a sample code of ethics and professional conduct for an organization. It outlines expectations for inclusiveness, consideration, respect among colleagues, careful choice of words to avoid harassment or insults, making differences a strength, and protecting company assets and avoiding conflicts of interest. The code also addresses attendance, substance abuse, use of technology, dress code, and other workplace policies.

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Jean Albacite
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0% found this document useful (0 votes)
51 views7 pages

Code of Ethics and Professional Conduct Sample Template

The document provides a sample code of ethics and professional conduct for an organization. It outlines expectations for inclusiveness, consideration, respect among colleagues, careful choice of words to avoid harassment or insults, making differences a strength, and protecting company assets and avoiding conflicts of interest. The code also addresses attendance, substance abuse, use of technology, dress code, and other workplace policies.

Uploaded by

Jean Albacite
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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Download as DOCX, PDF, TXT or read online on Scribd
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Code of Ethics and Professional Conduct Sample Template:

1. Be inclusive.

We welcome and support people of all backgrounds and identities. This includes, but is not limited to
members of any sexual orientation, gender identity and expression, race, ethnicity, culture, national
origin, social and economic class, educational level, color, immigration status, sex, age, size, family
status, political belief, religion, and mental and physical ability.

2. Be considerate.

We all depend on each other to produce the best work we can as a company. Your decisions will affect
clients and colleagues, and you should take those consequences into account when making decisions.

3. Be respectful.

We won't all agree all the time, but disagreement is no excuse for disrespectful behavior. We will all
experience frustration from time to time, but we cannot allow that frustration become personal attacks.
An environment where people feel uncomfortable or threatened is not a productive or creative one.

4. Choose your words carefully.

Always conduct yourself professionally. Be kind to others. Do not insult or put down others. Harassment
and exclusionary behavior aren't acceptable. This includes, but is not limited to:

Threats of violence.

Insubordination.

Discriminatory jokes and language.

Sharing sexually explicit or violent material via electronic devices or other means.

Personal insults, especially those using racist or sexist terms.

Unwelcome sexual attention.

Advocating for, or encouraging, any of the above behavior.

5. Don't harass.
In general, if someone asks you to stop something, then stop. When we disagree, try to understand why.
Differences of opinion and disagreements are mostly unavoidable. What is important is that we resolve
disagreements and differing views constructively.

6. Make differences into strengths.

We can find strength in diversity. Different people have different perspectives on issues, and that can be
valuable for solving problems or generating new ideas. Being unable to understand why someone holds
a viewpoint doesn’t mean that they’re wrong. Don’t forget that we all make mistakes, and blaming each
other doesn’t get us anywhere.

Instead, focus on resolving issues and learning from mistakes.

What to Include Your Code of Ethics and Professional Conduct:

A code of ethics and professional conduct consists of four key sections detailed below. You can cover all
of them in a short summary Code of Ethics and Professional Conduct as we have above, or expand on
them in detail so employees are clear on how to handle many common situations.

1. The work environment.

Employees should act with integrity, comply with laws, maintain a professional work environment and
comply with company policies. They should treat customers, colleagues, and partners ethically at all
times.

Work Environment Code Of Conduct Topics

Work Environment Code of Conduct Topics:

Equal opportunity.

Discrimination and harassment.

Violence policy.

Safety policy.

Substance abuse.
Gambling policy.

Privacy policy.

Misconduct explanation and policy.

2. Conflicts of interest.

A company's reputation depends on the actions and integrity of its employees. It is essential that they
avoid relationships and activities that hurt, or appears to hurt, their ability to make objective and fair
decisions.

Conflict Of Interest Code Of Conduct Topics

Conflict of Interest Code of Conduct Topics:

Corporate asset contributions.

Running for public office.

Insider trading and financial interests.

Investments in companies employees do business with.

Employee political interests.

Significant financial interests in other companies.

Securities transactions.

Taking out loans.

3. Protecting company assets.

Employees should always act to protect company assets, including physical, intellectual, and electronic
or digital properties.

Company Assets Code Of Conduct Topics

Company Assets Code of Conduct Topics:

Preparing, maintaining, and disclosing accurate records.

Information security.

Protecting communication and information technology systems.


Protecting external communications.

Use of company property.

Use of property owned by others.

Facility security.

Protecting intellectual property.

4. Anti-bribery and corruption.

A company's integrity is essential for maintaining trustworthiness and reputation. Employees should
always do their work fairly, honestly, and legally.

Anti Bribery And Corruption Code Of Conduct Topics

Anti-Bribery and Corruption Code of Conduct Topics:

Doing business with governments.

Choosing and maintaining service providers.

Receiving gifts and entertainment.

Loans, bribes, and kickbacks.

Relationships with former employees.

Obligations of departing and former employees.

Interaction with competitors.

Relationships with affiliates, international entities, and customers.

5. Attendance and punctuality.

Employees are expected to be regular and punctual in attendance. This means being in the office, ready
to work, at starting time each day. Absenteeism and tardiness burden other employees and the
company.

6. Absence without notice.

Employees who are unable to work due to illness or an accident should notify their supervisor. This
allows the company to arrange for coverage of their duties and helps others continue to work in their
absence. If an employee does a report for work and the company is not notified of an employee's status
for 3 days, it is typically considered a job abandonment.

7. General harassment and sexual harassment.

This company is committed to providing a work environment free of discrimination and unlawful
harassment. Actions, words, jokes, or comments based on an individual’s sex, race, ethnicity, age,
religion, or any other legally protected characteristic are not tolerated.

8. Cell phone use at work.

Personal cell phone usage during work hours is discouraged, except in extreme cases such as an
emergency.

9. Dress code.

A professional appearance is important when employees work with customers or potential customers.
Employees should be well groomed and dressed appropriately for the business and for their position.

10. Substance abuse.

The manufacture, distribution, possession, sale, or purchase of controlled substances of abuse on


company property is prohibited. Being under the influence of illegal drugs, alcohol, or substances of
abuse on company property is prohibited. Working while under the influence of prescription drugs that
impair performance is prohibited.

11. Tobacco products.

The use of tobacco products on company property, outside of permitted areas, is specifically prohibited.

12. Internet use at work.

Employees may use the Internet when appropriate to access information needed to conduct a business
company business. Use of the Internet must not disrupt or injure the company computer network. Use
of the Internet must not interfere with an employee's productivity.
How to Write a Code of Ethics and Code of Conduct:

1. Review your mission statement and core values.

The goal of a code of ethics is to help employees make decisions that are in line with what the company
or organization values. This should be distilled into your mission statement and core values, so it's a
good place to start.

2. Talk to stakeholders.

What do management, employees, and clients think are the most important values of the company to
uphold? Get input from everyone involved to be sure your code reflects what the company stands for.
You can have them all look at a code of conduct template to get ideas for how their own might look like.

3. Review past ethical issues.

Where has your company faltered with ethics in the past? Where has it shined? Call attention to
problem areas and reinforce the strengths you already have.

4. See where other companies have faltered.

Have other companies in your industry had recent ethical failures? Avoid the same pitfalls by covering
these issues in your code.

5. Create a draft code for input and discussion.

Give everyone a chance to help decide on the contents of the code of ethics by inviting them to discuss
and give input on a draft.

6. Create a final draft and share it.

Once you've got a final draft approved, share it throughout the organization. Also, make sure that a copy
of it is added to your employee handbook.
The Importance of a Code of Ethics:

A code of ethics is important because it helps employees or organization members make decisions that
are in line with company values in the absence of a clear rule or direct supervision. A code of ethics can
improve decision making at a business, and make it easier for employees to be autonomous.

What are the five codes of ethics?


 Integrity.
 Objectivity.
 Professional competence.
 Confidentiality.
 Professional behavior.

What is a Code of Conduct with example?

A professional Code of Conduct is an official document that clearly


defines how a company's employees should behave in the workplace
on a day-to-day basis.

What is the difference between a Code of Ethics and Code of


Conduct?

A code of ethics is broad, giving employees or members a general idea


of what types of behavior and decisions are acceptable and
encouraged at a business or organization. A code of conduct is more
focused. It defines how employees or members should act in specific
situations.

What are the three main categories or types of codes of


ethics?
 Duties to clients and customers.
 Duties to the public.
 Duties to company.

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