Optimization 1
Optimization 1
art ic l e i nf o a b s t r a c t
Article history: Information about the patterns that govern the energy demand and onsite generation can generate
Received 5 March 2014 significant savings in the range of 15–30% in most cases and thus is essential for the management of
Received in revised form commercial building energy systems. Predominantly, heating and cooling in a building as well as the
26 May 2014
availability of solar and wind energy are directly affected by variables such as temperature, humidity and
Accepted 6 July 2014
solar radiation. This makes energy management decision making and planning sensitive to the prevalent and
future weather conditions. Research attempts are being made using a variety of statistical or physical
Keywords: algorithms to predict the evolution of the building load or generation in order to optimise the building energy
Weather forecasting management. The response of the building energy system to changes in weather conditions is inherently
Load forecasting
challenging to predict; nevertheless numerous methods in the literature describe and utilise weather
Distributed generation
predictions. Such methods are being reviewed in this study and their strengths, weaknesses and applications
Energy management
Commercial buildings in commercial buildings at different prediction horizons are discussed. Furthermore, the importance of
considering weather forecasting inputs in energy management systems is established by highlighting the
dependencies of various building components on weather conditions. The issues of the difficulty in
implementation of integrated weather forecasts at commercial building level and the potential added value
through energy management optimisation are also addressed. Finally, a novel framework is proposed that
utilises a range of weather variable predictions in order to optimise certain commercial building systems.
& 2014 Elsevier Ltd. All rights reserved.
Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 587
2. Forecasting techniques . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 589
3. Weather variable prediction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 590
4. Generation forecasting methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 592
5. Load forecasting. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 593
6. Energy management optimisation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 596
7. Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 598
8. Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 600
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 600
http://dx.doi.org/10.1016/j.rser.2014.07.053
1364-0321/& 2014 Elsevier Ltd. All rights reserved.
588 D. Lazos et al. / Renewable and Sustainable Energy Reviews 39 (2014) 587–603
Fig. 1. Average weekly load over 2009 for a university building with a large HVAC system in Spain [87].
Table 1
Comparison of forecasting techniques.
Statistical Autoregressive moving Simple, fast, relatively high accuracy, Historical data are needed, weak [16–28]
average models (ARMA and ability to account for seasonalities to in modelling non-linear patterns
ARIMA) some extent, short forecasting horizons
Autoregressive models As ARMA, with enhanced ability to As ARMA, plus require availability [29–34]
with exogenous inputs account for recent exogenous changes of exogenous variable monitoring
(ARX)
Linear regression (LR) Simple, fast, fair accuracy Weighing of coefficients is challenging, [27,34–37]
weak in modelling non-linear patterns
and seasonalities
Machine learning Artificial neural networks Accurate, no need for supervision, able Reliance on historical data, [26–28,30,38–63]
(NN) to model non-linear patterns, high computationally complex
running speed
Support vector machines Accurate, more solid architecture than Computationally complex, low running [16,64–69]
(SVM) NN, able to model non-linear patterns, speed
needs less training data than NN
Physical and numerical Engineering white and grey Highly accurate, do not rely on historical Multiple inputs needed, can be complex [8,70–90]
box methods data, physical interpretation and slow running speed
Numerical weather Highly accurate, do not rely on historical Uncertainty present, resource intensive [91–95]
prediction (NWP) and data, physical interpretation, long and time consuming, low temporal
physical weather forecasts forecasting horizons resolutions if external data are used
using external inputs
in a multidimensional calculation space, governed by equations of variables. Solar and wind power generation, HVAC load patterns
the thermodynamics, fluid dynamics and chemical reactions of the and to a certain extent lighting load and occupancy habits are
constituents of air. They function best for horizons of some hours predominantly affected by the ambient temperature, humidity,
to days ahead. Obtaining consistently accurate weather forecasts incident solar radiation, cloud formation and sometimes wind [17].
of high temporal and spatial resolution via numerical methods is Weather is perceived as the result of numerous interactions
relatively impractical and computationally complex for commer- between the atmosphere and the surface of the Earth and since
cial buildings. As such, until recently NWP applications for it is difficult to obtain information about the state of every particle
commercial building energy management have not been exten- participating in those interactions, typically data assimilation is
sively researched. conducted via spatially and temporally scattered observations [18].
Forecasting algorithms have evolved in the last two decades to Forecasts about weather variables can be acquired via statistical or
a point where they can predict the future state of the relevant physical means. In this section a range of weather forecasting
variables with high degrees of accuracy for a range of applications applications for energy management purposes are reviewed.
in building energy management. While different metrics are being An early attempt to predict ambient temperature with an
used for the evaluation of each algorithm depending on the ARIMA model for purposes of cooling load forecasting has been
application, prediction errors are generally within acceptable developed [19]. An ARMA model was decomposed in a stochastic
ranges. part and a deterministic EW model to predict ambient tempera-
Statistical approaches are simple in terms of implementation, ture and its accuracy was reported to improve by almost 10% [20].
demonstrate high simulation speeds and require low computa- A similar method of conducting temperature forecasts for load
tional power. However they are challenged when trying to inter- prediction in buildings via a combination of deterministic part and
pret non-linear relationships and rely heavily on consistent a stochastic ARMA part has also been implemented [21]. The
historical data. Machine learning techniques are considered as an technique was extended to predict humidity and solar radiation
alternative able to capture non-linear relationships without man- using a Fourier time series for the deterministic part [22].
ual estimation of the parameters. Nonetheless, the complexity of More often predicting the internal temperature, rather than
such algorithms is high and the reliance on reliable and large ambient temperature is of interest for building energy optimisa-
amounts of archived data is still present. In addition, unique tion. Mustafaraj et al. [23] modelled and compared a range of
problems such as overfitting to the training datasets may arise. statistical models with or without external inputs for predicting
Physical forecasting methods attempt to analyse the underlying internal temperature and humidity, and it was concluded that the
principles that govern the system, rather than trying to “guess” the ARMA outperformed the ARX model for temperature, but in order
input–output relationships. Parameterisation of physical models to produce accurate humidity forecasts higher complexity AR
poses a challenge and in many cases estimations have to be made models were required. ARX models were used with a range of
according to the availability of inputs and required complexity. external weather variable inputs to predict the temperatures of
A summary of the features of the different groups of forecasting monitored classrooms in a university building [24]. It was reported
approaches and the most commonly used examples found in the that only recent external variable observations of no longer than
literature related to commercial building energy management can 15 min affected the temperature, otherwise a simple AR model is
be seen in Table 1. sufficient.
In addition to temperature, solar radiation is often considered
in relevant research and was forecasted using historical data and
3. Weather variable prediction validated for modelled buildings [25]. Furthermore, local solar
radiation was predicted via a deterministic EW technique [20].
Many of the operational traits of the buildings and behavioural A different approach through simulation of the atmospheric state
aspects of occupants are inherently correlated with weather in MATLAB was proposed [26]. A multiple LR technique for short
D. Lazos et al. / Renewable and Sustainable Energy Reviews 39 (2014) 587–603 591
term solar radiation forecasting for buildings was implemented by the statistical model, especially for horizons longer than 8 h. It can
Zhang and Hanby [27] using a combination of onsite observations be seen in Fig. 5 that even though the statistical approach was able
and third party weather forecasts. to predict the temperature trends, the fact that it deviates notably
Approaches based on NN of different architectures have been from the actual observed values undermines its applicability to
carried out to predict ambient temperature patterns for short term building management algorithms [18]. On the other hand a NWP
horizons [28] or internal temperature in selected zones of com- ensemble was able to add value to the forecasts by minimising the
mercial buildings [29–32]. Integrated multivariate weather fore- error consistently for the 5 day horizon. The thermal mass of the
casting modules based on NN have also been developed [33,34]. building responds in long time frames, thus NWP methods are
It was found that higher accuracy is obtained when multiple zone indeed superior for these horizons. Similar conclusions confirm the
interactions are considered in internal temperature prediction [35]. superiority of NWP to statistical time series models, as the standard
Another type of NN was developed by Ferreira et al. [36] and error was reduced notably for temperature, radiation and wind
included in a sensor that directly obtains and analyses data of predictions; however statistical models were proven effective for
temperature, solar radiation and cloud coverage. Common elements short term horizons [40].
of these algorithms include the necessity for onsite weather Rather than committing resources to generate weather fore-
observations and an indexing method associating these values to casts, Kwak et al. [41] used readily available weather forecasts
particular times, days and seasons. The use of NN over statistical from the Korean Meteorological Administration and developed
methods is preferred due to their ability to capture non-linear their own numerical model for solar irradiation on a case study
patterns in the evolution of weather variables [37]. In another study office building. This allowed for higher temporal resolution and
the operative temperature inside a building was found to be more flexible predictions. In a similar manner, raw real time
predicted 9% more accurately with NN than ARX [38]. Improved weather observations from the Hong Kong Observatory were
performance has been observed when NN were hybridised with obtained and fed into modules able to process and generate more
statistical approaches, such as ARMA to forecast solar radiation after relevant information for the building, such as solar heat gains,
removing non-stationarity from the time series [39]. It should be relative humidity and localised temperature evolutions [42].
noted however, that the added complexity and costs of NN External weather forecasts have been also combined with onsite
compared to simpler statistical approaches are often not justified observations to produce temperature and humidity forecasts for
by the boosts in forecasting performance [37]. building control purposes [43].
The uncertainty related to weather variables imposes a chal- In addition to hours or days ahead horizons, there have also
lenge to predictions of longer horizons. Furthermore, certain been studies that attempt to predict the long term effects of
events such as the formation of clouds or gusts of wind are not climate changes in the energy consumption of commercial build-
easily predicted via purely statistical approaches. However, such ings [44]. Van Paassen and Luo [45] developed a statistical weather
phenomena can be modelled with higher accuracy via NWP generator model that can be applied towards that end. Another
models. For instance, outputs from a NWP model (Weather statistical approach was based on generating weather simulations
Research and Forecast Model) were produced and used to develop from existing data and utilising them for long term load predic-
an ensemble of forecasts in order to account for the sensitivity of tions [46].
weather to the initial conditions and their inherent uncertainty [18]. Weather variable forecasting and especially temperature fore-
It was argued that the NWP is more accurate and thus valuable than casting forms the foundation layer of an energy management
Fig. 5. Comparison of performance of a statistical Gaussian prediction model (top) versus a NWP model (bottom) in 5-day horizon temperature forecasts [18].
592 D. Lazos et al. / Renewable and Sustainable Energy Reviews 39 (2014) 587–603
Fig. 6. Summary of key research topics discussed in existing literature in the field of weather variable prediction for building energy management.
framework, yet it is inherently difficult to minimise uncertainty In terms of solar power generation, which is the renewable
errors. Any forecasting errors propagate to higher level predictions energy form with the highest penetration in commercial buildings,
and are possibly magnified as weather variables function as inputs there is a variety of forecasting software applications that can
for most of the techniques discussed in the next sections. Due to provide accurate estimates for generation over certain periods of
constraints on data and resources, weather forecasting for pur- time. Based on models that take into account solar radiation data,
poses of energy management in commercial buildings is com- system specs and efficiencies, these methods are very effective in
monly obtained from third parties. However, localised forecasting predictions of the system's overall performance. However, they fail
as described in this section offers a range of benefits: the ability to to capture the solar generation in real time or short horizons, thus
better capture the microclimate of the building, tailored and they have limited uses for smart-metering or DR purposes [48].
outputs of data that can be fed directly into integrated optimisa- Forecasts of real-time and short term power output of photo-
tion frameworks and customised temporal resolutions. NWP voltaic (PV) systems are much more valuable for commercial
models provide the highest capacity to minimise uncertainty, building energy management. Recurrent cloud formation patterns
especially for horizons of some hours up to days ahead. For shorter have been recognised as being notoriously difficult to predict and
horizons that are of significance for DR measures in a commercial since the power output of PV system is directly proportional to the
setting, statistical or NN approaches with external outputs seem to incident sunlight, this poses a challenge to forecasting attempts.
be superior. External outputs allow assigning heavier weights to Such a stochastic ARIMA model for cloud coverage was partially
recent observations of the weather variable in the time series, successful [49].
taking into account the trend of weather conditions to persist and Exogenous weather inputs have been reported to improve the
evolve smoothly over time [47]. As such, there is basis to argue accuracy of generation forecasts. An ARX model with NWP
that integrated hybrid statistical and numerical weather forecast- temperature inputs for online solar PV generation prediction was
ing models can function as a flexible technique to provide weather proposed by Bacher et al. [47] and demonstrated significantly
variable inputs for energy management in commercial buildings. improved accuracies by 35% compared to the persistence model.
With this kind of tailored information in hand, predicting the The model was expanded to incorporate NWP inputs for online
generation from RES is significantly simplified. Fig. 6 summarises solar thermal generation predictions with similarly high accuracy [50].
the main points examined by the literature in the field of weather For both cases, it was reported that NWP were most useful in horizons
variable forecasting for use within building energy management. longer than 4 h up to several days ahead, while the AR part was
sufficient for short term generation forecasting. This is in alignment
with the findings from the weather variable prediction section. ARX
4. Generation forecasting methods has been used in a different study and improved the AR reference
model by 13% [51]. A LR method for long horizon PV power generation
The penetration of DG, such as solar panels, wind turbines, has been carried out with ambient temperature and solar radiation
cogeneration, fuel cells or other types of batteries in commercial as exogenous inputs and reported mean monthly errors of as low as
buildings introduces a new challenge in forecasting. In the case of 5% [52]. A range of NWP outputs were used in [53] as input to a NN
cogeneration and batteries, the generation can be adjusted at will for the real-time prediction of PV solar power and produced average
and therefore optimisation algorithms are mainly concentrating forecast accuracies of 90%. A NN approach to real-time power
on the forecasts of energy costs. However, with intermittent generation forecasting has been implemented with weather data as
energy sources such as solar radiation or wind power, forecasting the inputs and it was shown that it could generate forecasts of up to
the availability of energy constitutes a major aspect of commercial 30 min ahead with notable accuracy within the 95% confidence
building energy management. intervals [54]. Furthermore, a range of statistical models with weather
D. Lazos et al. / Renewable and Sustainable Energy Reviews 39 (2014) 587–603 593
Fig. 7. Summary of key research topics discussed in existing literature in the field of DG forecasting in commercial buildings.
inputs for generation prediction were compared and it was found that the accuracy of load prediction for commercial building energy
the genetic algorithm technique, based on evolving a set of solutions management.
in the objective space outperformed the rest [55]. Statistical methods have been broadly used in the literature for
Instead of using NWP outputs, third party weather observa- load forecasts. There is a multitude of statistical approaches
tions were obtained and used for the prediction of solar genera- depending on the application, required accuracy and resolution,
tion via an ARX framework. It was shown that it produced 15% however the typical approach is to use archived data to generate a
higher accuracy than a non-adaptive NN [56]. Additionally, NN of function that fits the load data as accurately as possible. For the
different architectures with no weather inputs at all have been energy management of commercial buildings short term load
designed and used for power forecasting [57]. forecasting (STLF) is typically of higher priority. Generally speak-
The constraint of an algorithm that is easy to use, fast and not ing, the variables associated with weather and load are changing
demanding in computational resources applies in energy avail- smoothly and slowly over short periods of time. Using historical
ability forecasts for commercial buildings. Di Piazza [58] showed load data to develop statistical algorithms is a common practice
that using a statistical k-clustering algorithm it is possible to post in order to produce forecasts for horizons up to 6 h ahead [59].
process raw data from small scale wind and solar installations and As Mathieu et al. [2] showed, demand response (DR) measures
achieve relatively high accuracy with as low as 50% of the implicate significant potential for savings if applied timely. Ambi-
original data. ent dry bulb temperature is recognised as the primary contribut-
Solar based generation (PV or solar thermal) is by far the main ing variable to commercial building loads [60], now a commonly
topic of generation forecasting literature. While wind energy has accepted fact in load prediction related research.
limited contribution in the DG mix and non-RE DG sources are not Electrical and heat loads have been also predicted using LR and
strongly affected by weather variables, they are still discussed in generalised long-term profiles for different types of buildings [61].
terms of optimisation of the energy management in commercial Fernandez et al. [62] tested a prediction algorithm with a poly-
buildings. An outline of the findings of the reviewed literature can nomial of varying degree with hourly data from a university
be found in Fig. 7. Information about the availability of energy in building in Spain, but found it can be improved if AR models were
the future from any DG sources augments the value of the energy applied.
generated, since it can assist with peak shaving, load scheduling A standard method for modelling the load time series for STLF
and DR implementations. Hence, the savings potential from is based on EW techniques. The original HW model is based on
generation in buildings increases with accurate forecasts. The three components: level, trend and seasonality [12]. The expo-
main variables associated with solar generation (solar radiation) nential weighting can be complemented by a moving average
and wind generation (wind speed) are not primarily favoured in (MA) part as well as ambient temperature dependencies [63].
load forecasts and consequently there is a conflict for resources. Taylor applied double and triple exponential smoothing in order to
Additionally, since not all buildings are designed with DG capacity, capture additional seasonal patterns in electrical loads [59,64,65],
the integration of such forecasts in existing building management however the algorithms have not been thoroughly tested on case
systems may prove too costly and complex. study buildings. Towards the opposite direction of simplifying the
model by modifying the level and removing the trend component,
He and Zhang [66] validated their approach by forecasting the AC
5. Load forecasting load of an office building.
An alternative statistical method based on historical data that is
In most commercial buildings, historical load data is readily undeniably more popular in building STLF is the AR family.
available. As a result, load forecasting for both short and long Predictions of HVAC loads for commercial buildings based on
horizons is favoured over weather or generation forecasts. The ARIMA algorithms have also been applied [67]. Fernandez et al.
simplest models treat load as a time series by itself, without any tested an ARIMA model [62] and then improved it by introducing a
correlation to weather outputs. However, it is common to use variable learning window mechanism that accounts for days of the
externally or locally generated weather inputs in order to enhance same type (weekdays, weekends) and using weight factors to
594 D. Lazos et al. / Renewable and Sustainable Energy Reviews 39 (2014) 587–603
magnify the importance of the most recent observations in the superior performance in correlating weather and time inputs with
time series [68]. Hybridisation of AR with other statistical or load outputs. Examples of networks include simple back-propaga-
machine learning methods is not uncommon in the literature. tion NN [76,77], multiple perceptron architecture [78–80], general
Xuemei et al. report that the errors of an ARIMA algorithm were regression architecture [81], hybridisation with rough
reduced by roughly 50% by post-processing the outputs with a sets [82], real-time adaptive NN with dynamic structure [83],
SVM model in predicting the cooling loads of a commercial recurrent NN emphasising on load dependencies on time [84] and
building [16]. The improved performance of the hybrid statistical NN with global solutions [74]. An algorithm based on NN has also
and SVM model over both its individual components can be seen been used to predict the occupancy heat generation, which in turns
in Fig. 8. Similar results were achieved by the authors in an effort affects the building's HVAC loads [85]. The methods display a range
to hybridise an SVM and a genetic algorithm model as the error of differences in the approaches taken to acquisition of data and
was reduced by almost 15% [69]. A hybrid model with LR and ARX pre-processing, training, weighting and post-processing. Neverthe-
has been also implemented using indices and succeeded in less, the similarity among most NN is the need for extensive
minimising the size and complexity of the dataset [70]. Gould historical data and specificity to the training data, but in a number
et al. [1] expanded the established approaches of forecasting via of comparative studies the load prediction accuracy is notably
ARIMA or EW by developing a multiple seasonality model with the higher than statistical methods [62,86,87]. Nevertheless, NN have
extra capacity to capture seasonal cycles in the time series. The been used for HVAC load forecasting in combination with ARIMA
algorithm was tested on utility data, however it could potentially and LR models after being weighed accordingly using an hierarch-
apply to commercial loads as well. ical process [88].
Another interesting statistical approach was that of Frank and Techniques based on SVM are often treated as superior to NN,
Sen [71], in which peak and overall loads of certain buildings were due to their advantages discussed in Section 2. The parameterisa-
calculated based on an algorithm that manipulates data in Energy tion of the SVM model impacts its accuracy and has been done
Databases, rather than utilising on site measurements. Finally, a via swarm particle optimisation algorithms [89,90] or data cluster-
more complex, yet effective method that is able to better capture ing [91]. In their papers, Fernandez et al. [62,87] concluded that a
the non-linear correlations between temperature and commercial 10 dimensional SVM model clearly outperformed a NN model with
building load based on Fourier series has been discussed in the a hidden layer of 10 neurons in terms of forecasting accuracy.
literature [72,73]. In addition the NN design and parameterisation poses a greater
An increasingly popular group of load forecasting methods challenge. The improved performance of SVM over NN in predict-
involve the use of NN. Network parameterisation is highly variable ing commercial loads has been also confirmed in other studies
and depends on the architecture proposed in each study. The [92,93].
energy demand is expressed as a time series depending on a Physical methods often find application in HVAC load forecast-
variety of inputs. Regarding weather components, most often the ing of commercial buildings and are commonly part of a broader
inputs that are considered are temperature or humidity [74–76]. optimisation framework. Powerful simulation software suites that
An example of the framework of a NN model utilising both are based on physical methods include Energy Plus, DOE-2 and
archived weather observations and rolling weather forecasts is TRNSYS [94–96], but lightweight computer modelling algorithms
shown in Fig. 9. Regarding commercial building load, there is no have been proposed as well, [97,98]. Energy simulation models
consensus as several algorithms have been tried and demonstrated have been used to examine commercial buildings' energy profile
from various perspectives and to different degrees of detail, thanks
to their flexibility and modularity. The models are of interest to
researchers, building designers and energy managers and are able
to handle archived and real-time load and weather data. They are
often used to both enhance the understanding of the building's
energy profile and heat transfers as well as offer valuable insight
for the design of future buildings [99]. Prediction accuracies using
energy simulations have been reported to be rather good in certain
Fig. 8. Comparison of accuracy of SARIMA, SVM and their hybrid model for the cases, as high as 99% for the prediction of HVAC loads [100,101];
prediction of cooling load of a commercial building in China [16]. however, there are also limitations for instance when predicting
solar heat gains [102]. There are additional inherent challenges
associated to complex occupant behaviour and the poor evaluation
of equipment performance. Nevertheless, in a study by Chua and
Chou [103] the simulations managed to accurately evaluate the
dependence of HVAC load to certain weather parameters. Com-
bined with statistical methods, energy simulation models have
been also successful in generating accurate predictions of load in
mixed purpose commercial buildings [104]. Another successful
application that is useful for implementing optimised controllers
was the prediction of the effects of using blinds for shading via
building energy models on building load [105,106].
The parameterisation of the models for conduction, convention
and radiation heat transfers has been thoroughly described [107].
The American Society of Heating, Refrigerating and Air Condition-
ing (ASHRAE) method uses a set of transfer functions parame-
terised appropriately to convert heat gains into cooling loads and
has been featured as the starting point in various research papers
for the estimation of commercial building load [108,109]. Rabl and
Fig. 9. Steam load prediction framework using a NN with inputs of archived load Norford [110] developed an algorithm using physical state equa-
and weather data as well as weather forecasts [79]. tions to describe the thermal behaviour and load of a case study
D. Lazos et al. / Renewable and Sustainable Energy Reviews 39 (2014) 587–603 595
office building, while recent research [111–113] achieved the same The states at different locations within a building can be
goal through training their model with field data retrieved from expressed as a function of weather inputs, internal heat gains
various onsite data or external weather data from third parties and structural parameters, which allows the forecast of the future
[114]. A common modelling technique is based on using an thermal state and thus the energy demand [118]. Similar techni-
electrical circuitry analogy to analyse the thermal behaviour of ques, where the evolutions of the state and demand of a zone
different zones within a building. In the example of Fig. 10. within a commercial building are estimated via thermal networks
temperature differences are equivalent to voltage differences, [119] or thermodynamical and fluid mechanics equations [120]
resistors and capacitors represent the thermal resistance and have been proposed. A simplified, yet efficient approach to pre-
thermal storage capacity of the materials of the building and heat diction of cooling load was proposed by Sun et al. [94]; rather than
sources are modelled as current sources. just modelling the thermal performance of a building, a three step
An alternative approach was studied by Luo and Ariyur [115], algorithm taking into consideration seasonal and weather inputs
who included dynamic parameterisation and examined the con- as well as historical data is implemented and validated in a large
nectivity between different zones within the same building. commercial building in Hong Kong.
Variations in internal heat gains, potentially caused by changes Rather than analysing a commercial building as a single entity,
in occupant numbers or stochastic patterns, like leaving doors or Escrivá et al. [121] proposed energy auditing and performance
windows open were shown to have a significant effect in the HVAC modelling of individual air conditioning units within a building,
load. The parameterisation of the building thermal network has the aggregation of which allows for the prediction of the total load.
also been carried out with the help of a genetic algorithm [116]. Physical models can also assist when predictions of the overall
Using an alternative approach, a non-parametric state model able load, rather than the peak load are needed. An easy to implement
to predict the thermal load of commercial buildings has also been algorithm uses temperature variations to predict cooling (or
developed [117]. heating) degree hours and in turn the HVAC load for a building
[122].
Regardless of the approach, load predictions serve as inputs for
manual and automated decision making in energy management.
For STLF, many of the papers reviewed in this section report low
errors and superior prediction accuracy. Nevertheless, it shall be
noted that for statistical and machine learning methods, the
training is implemented using historical data from the case study
building. This gives rise to two issues: the ability to adapt to
changes in the building is limited, especially for statistical meth-
ods and it is not guaranteed that the algorithm can provide
consistent results if applied to a different building. Physical models
on the other hand are based on established physical laws and
equations, which are universal; thus the main hurdle for forecast-
ing accuracy is posed by resource limitations when modelling the
system. Hybridisation of models could enhance accuracy, but this
raises the complexity. As discussed earlier, locally generated
external inputs for load forecasts when available, such as tem-
perature or solar heat gains, also result in improved performance.
Consequently, it is suggested that since all families of approaches
for STLF demonstrate comparable errors and possess unique
Fig. 10. An RC thermal model used for analysing the thermal response and advantages and disadvantages, the defining factor for utilisation
forecasting HVAC load in a commercial building in Iowa, USA [113]. by a commercial building should be the ability to integrate with an
Fig. 11. Summary of key research topics discussed in existing literature in the field of commercial building load forecasting.
596 D. Lazos et al. / Renewable and Sustainable Energy Reviews 39 (2014) 587–603
optimisation framework. Depending on the size, occupancy pat- meteorological entities. However, several attempts indicate super-
terns, location and stakeholder intentions the chosen optimisation ior optimisation results and increased savings when tailored
framework should dictate the most appropriate architecture for forecasts of weather and indoor temperature obtained from onsite
STLF. The key issues discussed in the relevant literature reviewed simulations are used as inputs for MPC [25,42,75,118,127–129].
above are presented in Fig. 11. Zavala et al. [18,40] proposed a modified version of a dynamic RTO
framework that incorporates weather forecasts of different hor-
izons and concluded after simulations in a case study large
building that higher savings up to 30% can be achieved for one
6. Energy management optimisation
day ahead horizons compared to the base reactive RTO scenario.
In fact the savings were found to be even more significant for a
Based on the information about the current and future state of
modelled building with thicker insulation due to better utilisation
weather variables, load or generation, building management
of its thermal mass. In addition, the weather component resulted
systems (BMS) can adjust the set points for HVAC, as well as
into alleviating one of the main limitations of RTO routines,
regulate the flow and consumption of energy within the building
namely the inability to utilise existing trends in the time series.
or the exchange of energy with the grid. This allows the system to
It can be seen in Fig. 13, that the statistical forecasts resulted in
meet DR measures and reduce peak and annual energy consump-
higher error and even in setpoint temperatures outside the
tion and hence minimise energy costs [123]. Stochastic optimisa-
comfort zone. On the other hand, NWP predictions helped max-
tion processes have been proposed and validated with models or
imise the savings by matching predicted and actual temperatures
site testing in the literature and will be reviewed in this section.
and correctly adjust HVAC within the comfort zone. Occupancy
Sets of rules in the form of controllers regulate the parameters
comfort is regarded as an equally important objective to energy
of operation of HVAC as well as other components of the load and
savings in the optimisation literature. However, as seen in Fig. 14
can integrate the thermal mass or alternative storage sources in
there is often great margin for improvement. The optimal con-
many ways. Unlike Rule Based Control, where a set of rules govern
troller with perfect weather forecasting would achieve the lowest
the behaviour of the HVAC system deterministically, Model Pre-
energy costs at the lowest possible discomfort cost. Most conven-
dictive Control (MPC) is an optimisation framework that seeks an
tional controllers though are operating without weather inputs
optimal solution to an objective function of load bound to certain
and can only achieve low occupant discomfort at relatively high
constraints (tenant comfort, energy costs and building character-
energy costs. Dynamic RTO with weather inputs are also consid-
istics). MPC is taking into consideration the future state of the
ered and have been validated via mixed integer linear programing
energy system, the capacity of thermal or electrical storage and
[130] or NN controllers [30,33,34] with reported savings in the
the interdependencies on weather or occupancy patterns [118].
vicinity of 25–30%.
Often based on real time optimisation (RTO), these strategies can
In addition to weather inputs, occupancy pattern inputs have
minimise the costs of the system without compromising the
been considered. Significant saving potentials have been realised
comfort of the occupants as a response to external stimuli. This
and it has been concluded that weather and occupancy patterns
is mainly achieved by exploiting the whole range of the thermal
are correlated, hence reducing the degree of complexity of the
comfort zone throughout the day. External stimuli, such as
optimisation problem [131]. Using a numerical analysis it has also
temperature or solar heat gains are realised in the form of
been concluded that savings of up to 50% can be achieved with
disturbances and integrated in the algorithm in a real-time
RTO systems in place receiving weather sensitive and occupancy
manner. MPC can be adjusted to optimise the system flows on
inputs [132]. It has been demonstrated in various control and
varying horizons depending on the HVAC capacity and structure of
optimisation routines that using the outputs from a physical load
the building [124]. Typically, disturbances are forecasted using
forecasting model and taking advantage of the stored energy in
methods discussed in the previous sections. MPC demonstrates
the thermal mass of a commercial building are very effective in
tolerance to the inherent inaccuracies of the weather and demand
generating energy savings for peak consumption by shifting the
forecasts that provide inputs [125]. A flowchart demonstrating a
load to lower cost off-peak zones [133–141] mainly through
typical MPC architecture as described in [118] can be seen in
preconditioning. Lee and Braun [113] studied two such alternative
Fig. 12.
preconditioning strategies to the typical deterministic night setup.
Weather forecasting for MPC mainly incorporate predictions of
It can be seen in Fig. 15 that with preconditioning the daily load
ambient temperature and sometimes humidity and solar radiation
overall is not significantly affected, however the peak load is
[126]. Such generic inputs are often obtained from external
greatly reduced thus leading to savings without compromising
the comfort of the occupants. The performance of such controllers
can be enhanced by adding real time electricity price feedback to
the input mix [142]. Besides assisting with thermal storage
strategies and load shifting, weather variable forecasting has been
used to adjust solar heat gains via shading controls [143].
An integrated active and passive cooling, ventilation and
shading plan has been simulated with the aid of a MPC and
achieved significant energy savings of up to 80% compared to the
manual control scenario [144]. Additionally, the comfort of occu-
pants was not violated during the simulation period. Dynamic
optimisation of HVAC setpoints has also been the subject of a
similar algorithm [145]. Moreover, a single zone MPC has been
proposed using the outputs from a NN [146]. A design able to
generate a real-time model of the case study building's thermal
performance and then automate the BMS optimisation processes
has been developed [147]. In the controller discussed in another
study solar heat gains were modelled thoroughly for the energy
Fig. 12. Example of a MPC framework incorporating weather predictions [118]. management of a passive solar commercial building [148].
D. Lazos et al. / Renewable and Sustainable Energy Reviews 39 (2014) 587–603 597
Fig. 13. Comparison of 5-day ahead operating HVAC strategies, with predicted interior temperatures being in grey, actual observations in dashed blue lines and the comfort
zone in thick solid lines [18]. (For interpretation of the references to color in this figure legend, the reader is referred to the web version of this article.)
Fig. 14. Correlation of discomfort cost (Jd) and energy cost (Je) for a range of
controllers [148].
Fig. 16. Summary of key research topics discussed in existing literature in the field of commercial building energy optimisation frameworks.
reached with an even more simplified flow approach [153]. buildings with both active and passive energy storage have been
Weather conditions responsible for transient trends in a CHP demonstrated [160].
system have been considered and allowed the development of a Ice storage is an alternative to utilising the thermal mass of a
predictive control algorithm [154]. building. The operating principle of ice storage system is cooling
When renewable energy sources are part of the DG mix, water down to form ice during low energy cost times and
optimisation problems become more complex due to the inter- releasing its latent heat during peak times to provide cooling.
mittent nature of power generation. The controller in addition to As with thermal storage, it is possible to minimise the costs with
optimising load variables according to the predicted states of the accurate load predictions. MPC algorithms with distinct emphasis
system, has to be able to forecast the generation. Since PV on ice storage have been described [75,137,161,162]. Typically, ice
generation is strongly affected by weather parameters and espe- storage optimisation is conducted on a daily horizon, however it
cially solar radiation and ambient temperature, such controllers was shown that control based on calculations of the load and
are relying on accurate weather forecasts. For instance, a simple weather evolution over a weekly period are viable [163].
MPC was developed and fed weather data from a local station as While there is an extensive array of issues of interest to
well as real-time pricing of energy to optimise the energy flows of research, the literature is mainly concerned about the develop-
a smart research building in Denmark [155]. Optimisation with a ment of controllers able to receive dynamic feedback and weather
controller able to monitor the online solar PV generation has also variable inputs. Active and especially passive storage via the
been developed [156]. Simple controllers that disregard weather thermal mass of the building are discussed at length. Most modern
inputs can still improve the utilisation of solar PV and thermal attempts for energy management optimisation are considering in
systems as seen in a small building case study [157]. detail the trade-off between energy savings and occupant comfort
Very often, optimisation solely involves electrical or thermal as opposed to earlier controllers focusing exclusively to energy
storage in a commercial building. A non-predictive approach has savings. A summary of the above findings can be seen in Fig. 16.
been developed, in which energy storage charge and discharge
rates are governed by the feedback generated from previous
responses of the system in terms of costs [158]. Batteries can be 7. Discussion
regarded as additional nodes of DG in a building, whether
stationary or mobile. Electric vehicle batteries connectivity to a Direct comparison of the reported accuracies in prediction of
commercial building have been modelled using a mixed integer weather variables and energy consumption as well as the observed
linear programme in order to predict and optimise the behaviour savings via optimisation algorithms is not particularly meaningful,
of the energy system [159]. In addition, the effects of MPC on as most of the techniques are relevant and tailored to specific
D. Lazos et al. / Renewable and Sustainable Energy Reviews 39 (2014) 587–603 599
buildings and depend on the availability of data and required optimal results for the majority of aspects of energy management
outputs. Hence, it is not simple to establish an absolute superiority in certain commercial buildings. The framework of the proposed
of a specific group of techniques for the purpose of energy integrated architecture consisting of a three layer forecasting and
management in commercial buildings. Instead and as seen earlier, optimisation system can be seen in Fig. 17. The interdependencies
there are distinct advantages and disadvantages depending on the between modules of successive layers have been established in the
available resources, complexity and magnitude of each case where literature and reviewed in the sections above. A framework such
a forecasting algorithm is used to assist in energy management. as the one shown in Fig. 17 is meaningful for commercial buildings
After reviewing the literature however, it is evident that with enhanced energy generation and management capacity, so
ambient temperature, as well as humidity and solar radiation are that the potential added savings can justify the increased
the main factors of uncertainty in building energy consumption model cost.
and generation. As such, the major finding from the analysis above The main advantage of this modular approach is the added
is that the consideration of weather variable forecasting always value in a range of building energy management components of
produces enhanced accuracy compared to a deterministic the higher tier. The uninterrupted flow of inputs and outputs from
approach of prediction and optimisation of the system with non- each layer to the next, the compatibility of data formatting and
weather sensitive data. tailored control over all aspects of energy management are also
A common technique that was seen in many case studies, noteworthy benefits. Since the uncertainty associated with
involves predictions of temperature, which are then in turn weather variables propagates towards the higher levels, it is
applied to HVAC load forecasts and management of the set points important to be able to have access to reliable forecasts for the
or other DR measures, such as preconditioning or active storage. range of variables required for different horizons, preferably
Such one-dimensional approaches impose constraints on the localised. Weather variable predictions in level 1 feed into higher
energy savings margins. For larger commercial buildings with a level modules and assist with the respective predictions. Tem-
range of generation and management options additional weather perature is the most important variable and can be predicted using
variables are significant for the analysis of the energy system. a time series or a NN approach especially for short horizons;
However, the implementation of an energy system able to utilise however, NWP models are favourable for such an integrated
several weather inputs appears to be problematic. The introduc- framework as they can predict factors like solar radiation, humid-
tion of additional input variables increase the degree of complexity ity, wind speed and direction and cloud formation that contribute
and in turn the required computational resources. Furthermore, to the system's performance.
weather variables require non-linear models that cannot be Level 2 consists of modules related to load and availability of
accurately designed using statistical methods. The incorporation energy. Energy generation forecasts from RES are useful for
of localised numerical weather forecasts allows accurate handling managing peak and base loads as well as energy flows to and
of non-linear models and while still there is an increase in from the grid. Passive energy storage in the thermal mass of the
complexity and cost of the energy system, we argue that the building can also be modelled towards the same end. Other
savings potential is promising. important parameters depending on weather forecast outputs
So far, the literature has not considered the integration of a include solar heat gains and occupant comfort. In addition, climate
complete set of weather variable forecasting for commercial evolution prediction may be possible, which is useful for future
building energy management. Using a set of lightweight numerical planning and upgrading. At this level, electricity pricing is con-
prediction tools and statistical processing, we propose that a sidered as a major non-weather dependent component subject to
modular approach based on weather predictions is able to provide forecasting.
Fig. 17. Proposed integrated weather, load and generation forecasting architecture for energy system optimization.
600 D. Lazos et al. / Renewable and Sustainable Energy Reviews 39 (2014) 587–603
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