Oxford, 1999 - Relationships Between Second Language
Oxford, 1999 - Relationships Between Second Language
Rebecca L. Oxford
University of Alabama
ABSTRACT
INTRODUCTION
Imagine a second or foreign language class with which you are somewhat or very
familiar. Now consider which students in this class are the most competent in learn-
ing the language. These particular students are likely to be using a wide variety of
language learning strategies and are probably on the way to becoming autonomous,
self-regulated learners, that is, learners who take significant responsibility for their
own learning.
task without assistance, with adaptability related to the situational demands, with
transferability to other relevant contexts, and with reflection, accompanied by (b)
relevant action (the use, usually conscious and intentional, of appropriate learning
strategies) reflecting both ability and willingness. Learner autonomy leads to greater
achievement or proficiency. This situation can be summarized by “five A’s”:
ance from more capable others. The teacher, parent, or competent peer helps the learner
move through the ZPD until the learner has reached optimal performance. The ZPD
is more of a heuristic phenomenon than an operationally measurable thing; it is meant
to remind us of the great importance of the “social” part of “social cognition.”
Vygotsky’s psychological work on self-regulation involves learning strategies, al-
though he does not use the term strategies. Self-regulation, in Vygotsky’s view, is «the
process of planning, guiding, and monitoring one’s own attention and behavior» (Berk &
Winsler, 1995, 171). Planning, guiding, and monitoring, along with organizing and evalu-
ating, are among the essential learning behaviors that educators call metacognitive learn-
ing strategies —often corporately referred to as metacognition. (For more about
metacognitive learning strategies in the language field, see O’Malley & Chamot, 1990;
Oxford, 1990, 1996b; Wenden, 1991, forthcoming; Wenden & Rubin, 1987).
Metacognitive strategies are internalized via social interaction with more compe-
tent people in the environment, says Vygotsky’s theory. Likewise, with the right as-
sistance, the learner internalizes cognitive learning strategies, such as analyzing, syn-
thesizing, and evaluating, called by Vygotsky “higher-order cognitive functions”.
At the same time, social interaction requires what Oxford (1990, 1996b) terms
social learning strategies: asking questions, requesting assistance, and collaborating
with others via language, or social speech. Social speech (talking with others), ac-
cording to Vygotsky, encourages the learner to develop egocentric speech (talking to
oneself aloud), which in turn stimulates the development of inner speech (reflecting
metacognitive strategies that guide action) (Little, 1999).
In addition to the three general groups of learning strategies (metacognitive, cog-
nitive, and social) just described, Oxford (1990, 1996b) suggests three additional
kinds of strategies that might be part of language learner self-regulation. Affective
strategies (e.g., lowering anxiety through music, or rewarding oneself for good work)
help learners manage their emotions and motivation. Compensatory strategies (e.g.,
guessing from the context, making gestures to communicate unknown words) com-
pensate for or make up for missing knowledge. Memory strategies (e.g., remember-
ing through mental imagery or acronyms) are cognitive strategies that serve the spe-
cial function of embedding new information into long-term memory.
As we have seen, learning strategies are very important to learner autonomy and
self-regulation. These strategies also have a profound impact on the outcomes of learn-
ing, as demonstrated in the next section.
Research shows many relationships between the use of learning strategies on the one
hand and learning outcomes (variously termed achievement, proficiency, or competence)
on the other. This section provides a brief summary of a number of investigations.
Weinstein, Goetz, & Alexander, 1988; see also the reviews included in Chamot,
Barnhardt, El-Dinary, & Robbins, 1996 and Chamot & O’Malley, 1996). Research has
repeatedly shown this relationship in content fields ranging from physics to reading and
from social studies to mathematics. In light of this remarkable association between
learning strategy use and positive learning outcomes, it is not surprising that students
who frequently employ learning strategies enjoy a high level of self-efficacy, that is, a
perception of being effective as learners (Bandura, 1997; Zimmerman & Pons, 1986).
• as practical information for the teacher to improve language teaching and hence
learning (e.g., giving informal, on-the-spot strategy assistance to their students, ei-
ther individually or in groups; knowing which strategies should be taught via more
formal, systematic strategy instruction woven into regular language classes; deter-
RELATIONSHIPS BETWEEN SECOND LANGUAGE LEARNING... 115
mining changes over time in the strategy use of their students; and identifying how
strategy use relates to language proficiency of individual students or classes),
• as practical information for “language counselors” in agencies and institutes
(e.g., using SILL results, along with data on language learning styles and motivation,
as a basis for offering formalized, private, one-to-one language counseling services
outside of the classroom for students experiencing serious difficulties in learning a
language), and
• as research data for building stronger theories of learning strategies and learner
autonomy (e.g., employing SILL results to obtain a group picture of learning strategy
use across many individuals; to study the internal factors of the SILL, to make com-
parisons of these factors across cultures; to determine how strategy use relates to
language proficiency and cultural beliefs about learner autonomy in various groups;
and to identify relationships between strategy use and a host of additional background
factors: language learning environment, gender, age, beliefs about learner and teacher
roles, intrinsic and extrinsic motivation, motivational goals, anxiety, and risk-taking).
The following paragraphs give the statistically significant results of studies using
any of these analyses to determine relationships between strategy use and language
proficiency. Results are organized according to the type of learning environment:
second language learning versus foreign language learning. Remember that second
116 REBECCA L. OXFORD
language learning occurs in settings where the language is the main vehicle of every-
day communication (and survival) for most people, while foreign language learning
takes place in environments where this is not the case.
SILL and TOEFL scores of 332 university-level EFL students in Korea produced
moderate correlations. These were: r = .33 (cognitive strategies), r = .30 (social strat-
egies), r = .28 (metacognitive strategies), r = .24 (memory strategies), r = .23 (affec-
tive strategies), and r = .21 (compensatory strategies) (Park, 1994). In this study,
ANOVA showed that high strategy users had higher TOEFL proficiency levels than
did medium and low strategy users (Park, 1994).
In Taiwan, Ku (1995) conducted a study to assess the value of SILL-gauged strat-
egy use for predicting EFL proficiency. Proficiency was measured via transformed,
standardized T-scores for a nationally normed EFL exam (for high school and univer-
sity students) and for EFL grades (for middle school students). The investigation
involved 904 Taiwanese students from these three educational levels. Results of mul-
tiple regression analyses demonstrated that strategy use scores in various SILL cat-
egories predicted EFL proficiency. Specifically, 21% of the variance in EFL profi-
ciency was explained by SILL-measured strategy use, with the best predictors being
cognitive and compensation strategies.12
Kato’s (1996) multiple regression study involved 40 English-speaking learners
of Japanese Kanji characters, which are known to be quite difficult. This research
took place at an Australian university. The SILL effectively predicted success on Kanji
test scores, with 51% of the variance in Kanji proficiency attributable to strategy use
as reported on the SILL.13 Best predictors were metacognitive and memory strategies.
SILL strategy-category scores and EFL course grades of 73 junior high students
in Turkey were related at a moderate level. Correlations were: r = .40 (cognitive strat-
egies), r = .36 (metacognitive strategies), and r = .24 (compensation strategies) (Ox-
ford, Judd, & Giesen, 1998).
For 110 university students majoring in English in Thailand, SILL compensatory
strategy frequencies and standardized EFL placement test scores were moderately
related, r = .38 (Mullins, 1991). A moderate, negative correlation emerged between
the frequency of affective strategy use and entrance exam scores, r = .32, thus raising
the question: Does anxiety lead to greater use of affective strategies and lower lan-
guage proficiency? Other research reported in Oxford (1996b) tends to support this
possibility.
In an investigation of a highly selective group of 262 adult, English-speaking
foreign language learners at the U.S. Foreign Service Institute (FSI), Oxford and
Ehrman (1995) reported that the SILL correlated with foreign language proficiency.
For metacognitive and cognitive strategies, the correlation was strong, r = .61. For
memory-related, compensatory, affective, and social strategies, the correlations were
more moderate.
language proficiency can be predicted in both foreign language and second language
environments and (b) the SILL appears to be quite a useful predictor of language
proficiency.
It is instructive to compare these predictive strategy-and-language-proficiency
findings with results of a 1,650-student U.S. study involving a general learning strat-
egy questionnaire, the LASSI (mentioned earlier), and a general achievement test known
as the Preliminary Scholastic Aptitude Test or PSAT. The PSAT is a well-known aca-
demic achievement test designed for use with high school students who are preparing
for university admission. Overall, the SILL’s value in predicting language proficiency
(as shown by the ability to explain 44% of the variance in language proficiency across
four studies) is slightly greater than the combined value of the LASSI and the PSAT
for predicting high school grade point averages (as shown by the LASSI-PSAT combi-
nation’s ability to explain 38% of the variance in high school grades) (see Evertson,
Weinstein, Roska, Hanson & Laitusis, 1998).
Strong correlations emerged between language proficiency and SILL-assessed
strategy use among ESL learners in South Africa and among diplomats learning for-
eign languages in the U.S. (r = .73 and r = .61, respectively), although most of the
correlations between strategy use and language proficiency were somewhat lower for
EFL learners in five countries (r = .30 to .50). By way of comparison, the Evertson et
al. study (1998) in the U.S. showed correlations ranging only as high as r = .31 be-
tween sections of the LASSI and sections of the PSAT.
Some ANOVA and MANOVA studies showed linear relationships between strat-
egy use and language proficiency (i.e., greater strategy use frequency → greater
proficiency), while other such studies displayed curvilinear relationships. The mean-
ing of the curvilinear relationships is still open, but it might have something to do
with the automaticity with which some high-proficiency learners employ learning
strategies. Perhaps highly proficient learners in certain settings —especially second
language learning environments— might have less need for consciously deployed
strategies than less proficient learners (or learners in foreign language learning envi-
ronments, where resources and input in the language are not as prevalent). It might be
that highly proficient learners of a second language have, because of the necessarily
frequent use of the language and of language learning strategies, made their strategy
use so automatic that they no longer consciously employ these strategies.14
The above findings concerning SILL-assessed strategy use and language profi-
ciency are complemented by results of other studies involving the SILL. SILL factor
analytic results differ somewhat, although not completely, among various cultural
groups (e.g., People’s Republic of China, Taiwan, India, Japan, Egypt, U.S., Puerto
Rico) (Bedell, 1996; Hsiao, 1995; Oxford & Burry-Stock, 1995; Sheorey, 1999;
Takeuchi, 1997). Various researchers (e.g., Yang, 1992) have demonstrated that cul-
tural beliefs differ concerning the value of learner autonomy and learning strategies
in the development of language proficiency, so it is understandable that factor pat-
terns would differ somewhat across cultures.
Although there is insufficient space to explore other findings in detail here, many
SILL studies have shown additional results that might someday prove useful for un-
derstanding more about the relationships among learning strategy use, language pro-
ficiency, and learner autonomy/self-regulation. First, there are strong links between
RELATIONSHIPS BETWEEN SECOND LANGUAGE LEARNING... 119
strategy use and motivation, and motivation is often related to language proficiency
and learner autonomy (see Oxford, 1996a and Schmidt, Boraie, & Kassabgy, 1996
for many sources that offer supporting evidence). Second, on SILL-derived instru-
ments, young children use some different strategies from older language learners, but
there is notable overlap (Gunning, 1997). Third, in at least a dozen studies in various
parts of the world, females have reported using language learning strategies, meas-
ured by the SILL and a variety of other instruments, significantly more frequently
than males (Zoubir-Shaw & Oxford, 1995), but these patterns are in certain Middle
Eastern cultures (Kaylani, 1996), suggesting that socialization might play a role. Fourth,
the SILL has been shown anecdotally to be a useful part of learner training/develop-
ment sessions, woven into regular classroom work (Ehrman & Oxford, 1989, 1990;
Oxford & Ehrman, 1995).
This section has presented information about the SILL and findings from an ar-
ray of SILL studies linking strategy use and language proficiency. We are now ready
to consider the many issues that remain to be explored.
This section lists some key questions that need to be answered in future research
on language learning strategies, language proficiency, and learner autonomy/self-
regulation.
• Letting Teachers Know: How can we best help teachers understand the signifi-
cant influence that strategy use has on language proficiency —or, for that matter, on
academic performance in general? (See books by O’Malley & Chamot, 1990; Ox-
ford, 1990, 1996b; Wenden & Rubin, 1987; Pressley & Associates, 1990; Pressley
with McCormick, 1995; Weinstein et al., 1988; and others in language learning and/
or general educational psychology.)
• Assessing Language Learning Strategy Use: This article has shown the utility
of one form of language learning strategy assessment, the questionnaire. What about
other forms of strategy assessment? For what purposes and under what conditions
should they be employed? (For some initial ideas, see Cohen & Scott, 1996.)
• Helping Individuals Become Better Learners: What is the best way to teach
strategies and foster autonomy in a highly diverse, multilingual ESL classroom? In a
linguistically homogeneous foreign language classroom? In classrooms for other sub-
ject fields and with varied groups? How effective is strategy instruction? Does the
effectiveness of strategy instruction depend on learner motivation, institutional prac-
tices, cultural beliefs, familial beliefs, and other factors? Can or should an entire
language curriculum be based on learning strategies? (See Cohen, 1990; Cohen &
Weaver, 1998; Cohen, Weaver, & Yi, 1995; Dadour & Robbins, 1996; Nunan, 1997;
O’Malley & Chamot, 1990; Oxford, 1990, 1996b; Wenden & Rubin, 1987. Also con-
sider more general works by Pressley & Associates, 1990; Pressley with McCormick,
1995; Weinstein et al., 1988.)
• Making Sense of the Language Learning Environment: Why do students in sec-
ond and foreign language learning situations sometimes differ in their use of lan-
120 REBECCA L. OXFORD
guage learning strategies? How does the learning environment affect the frequency
of strategy use and choice of various kinds of strategies? Is motivation implicated in
these differences? (For some interesting thoughts on these matters, see Green & Ox-
ford, 1995; LoCastro, 1994.)
• Understanding the Role of Gender: Why are gender differences frequently re-
ported in language learning strategy research? What does this say, if anything, about
learner autonomy and self-regulation in males and females? What does it tell us, if
anything, about foreign and second language proficiency? (Gender role development
research would be very enlightening here; see Zoubir-Shaw & Oxford, 1995, for leads.)
• Comprehending the Influence of Age: What is the longitudinal, lifespan pro-
gression of strategy use and autonomy for individuals? How do strategy use and au-
tonomy relate to the general development of cognition and personality? (Erikson’s
psychosocial stage theory, described by Williams & Burden, 1997, and other lifespan
developmental theories might give hints. Long-term longitudinal studies of autonomy
and learning strategy use are sorely needed.)
• Revealing Cultural Effects: How much should we push learner autonomy and
strategy use if they are not a strong part of a culture’s belief system? How is the
individual’s zone of proximal development shaped by cultural influences? To what
extent can or should learners or teachers challenge anti-individualistic cultural be-
liefs? (Consider ideas about learner autonomy from Wenden, forthcoming, and Little,
1991, 1999; ZPD-related concepts from Vygotsky, 1978; and empirical research on
cultural belief systems from Hofstede, 1986.)
The challenge is here to help create more effective language learners who will be
able to use their new languages for actual communication. Three pieces of the puzzle
—learning strategy use, language proficiency, and learner autonomy or self-regula-
tion— must fit together closely and effectively in order for us to meet the challenge.
Therefore, we must continue to explore the remaining issues and questions raised
here concerning strategies, proficiency, and autonomy/self-regulation. The SILL, along
with other strategy assessment modes, can be of service in this quest.
Notes
1
Andrew Cohen (1997) distinguishes between strategies for language learning and strategies
for language use. However, Little (1999) and Oxford (1990) suggest that language learn-
ing and language use are not separable, because each occasion of language use is a stimu-
lus to further language learning, and each event of language learning is preparation for
language use.
2
In addition, language learning strategy use relates to choice of a non-technical academic
major and to gender (for details see Oxford, 1996b).
3
Other ways to identify the strategies people use to learn languages (and the frequency of use
of these strategies) include diaries written by the learner, dialogue journals that allow
written communication between learner and teacher, classroom discussions by groups of
learners, observations by the teacher, and (often videotaped) “think-alouds” in which a
learner mentions the strategies used while doing a particular language task. Each strategy
RELATIONSHIPS BETWEEN SECOND LANGUAGE LEARNING... 121
assessment tool, including the SILL, has its own advantages and disadvantages and is
useful for specific research-related and instructional purposes (for details, see Cohen &
Scott, 1996; Nunan, 1995).
4
In a number of reliability studies (see Bedell, 1996; Ku, 19965; Oxford & Burry-Stock,
1995), the Cronbach alpha internal consistency index was .94-.98 for the 80-item SILL
when administered in English (or a translation) to language-homogeneous groups. Alpha
was .89-.90 for the 50-item version when administered in English to non-native English
speakers in groups containing many different mother tongues.
5
Various kinds of validity have been demonstrated for the SILL.
• Concurrent Validity: As expected, the SILL is significantly correlated with the Learning
and Study Strategy Inventory, the Modern Language Aptitude Test, the Learning Style
Profile, the Myers-Briggs Type Indicator, the Style Analysis Survey, the Affective Survey,
and other relevant tests (Dreyer & Oxford, 1996; Ehrman & Oxford, 1989, 1990; Oxford
& Ehrman, 1995).
• Content Validity: Two strategy experts independently matched SILL items with entries in
a comprehensive strategy taxonomy; resulting concordance of raters was 99% (Oxford,
1990).
• Social Desirability Response Bias: (a threat to validity): With the Marlowe-Crowne So-
cial Desirability Scale, the SILL showed no such bias in studies of EFL students (N=505,
Yang, 1992; N = 904, Ku, 1995).
6
Information ordinarily presented in multiple regression studies includes: the kind of regres-
sion used (forward selection, backward selection, stepwise); standard error; t for the null
hypothesis; significance of the overall regression model and for each predictor; multiple
R and R2 for the whole model; the percentage of variance in the dependent variable, say
language proficiency, explained by the predictors in the regression model; and the beta
weights of each predictor indicating its strength in the prediction.
7
The index r2 is the square of the correlation coefficient, r. Known as the coefficient of deter-
mination or the shared variance, r2 works in the same fashion for correlational analyses as
R2 does for multiple regression analyses. The coefficient of determination indicates how
much of the variance in one of the two correlates, say language proficiency, is explained
by the other correlate, such as the total SILL score. If r2 = .45, this means that 45% of the
variance is shared by the two correlates (which is the same as saying that the amount of
variance in language proficiency explained by learning strategy use, or vice versa, is 45%).
However, r2 is reported only infrequently in language learning studies.
8
Multiple R =.68 and R2 = .46. See the study itself for beta weights and other information.
9
Puerto Ricans normally speak Spanish during everyday communication and do not need to
know English to survive (hallmarks of an EFL setting); nevertheless, there is abundant
input in English, many opportunities to use English, and requirements for very long-term
studying of English (often viewed as signs of an ESL setting). This is definitely a “hybrid
situation”. Puerto Rico is classified here as an ESL learning environment for the sake of
convenience and because it does have some ESL attributes.
10
The ESLAT (ESL Achievement Test) is a TOEFL-like test created especially for Puerto Rico
by the TOEFL publisher.
11
Multiple R = .75 and R2 = .58. See the study itself for beta weights and other information.
12
Multiple R = .45 and R2 = .21. See the study itself for beta weights and other information.
13
Multiple R = .72, and R2 = .51. See the study itself for beta weights and other information.
122 REBECCA L. OXFORD
14
Some researchers state that if a strategy is used so often that it becomes automatic and
unconscious, then it is no longer a strategy but should be termed a process, procedure, or
procedural skill (O’Malley & Chamot, 1990).
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