YAMALA.N.N.G.

NAIDU
Email ID: [email protected] Mobile No: 8826968387

PROFILE SUMMARY
• A Committed Development International Banking Professional with 11+ Years of Industry Experience with Infosys Limited, S&P-
Global Market, JP Morgan, NIIT Technology and State Street Global for Investment Banking Operations & Capital Market and
Functional BA.
• Functional Business Analyst Profile: Experience in Agile and agile scrum methodology as part of Functional BA
• Experience in LOB: Fund Accounting (Hedge Fund, Mutual Funds and PE), Derivatives & Portfolio Reconciliation Repos-Sec Lending
processing. Dividends past due, Cash and Position reconciliation & trades processing, NAV preparation, NAV review& NAV upload,
Corporate Actions Processing and Hedge fund accounting.
• Familiar with US&UK Markets and its Regulations like: SEC, Federal law, Dodd-Frank Act, AIFMD (Alternative Investment Funds
Managers Directives) and other risk & control policy implementations.
• Knowledge on Products: Equity, Cash, Fixed Income (Bonds& MBS) Derivatives (OTC-CDS, IRS & ETD- Options& Futures), Alternative
Investments and trade life cycle for all products.
• Certifications: Blockchain Fundamentals & Hyper Ledger, Operations Management, Derivatives &Collateral Management.
• People and Client Management: Managed Team size of 15 FT and having good experience in client handling, other stakeholder’s
management and people management, Training (Process& Product) provided 50+ on boarded employees across all organizations.
• Transitions and Migrations: Successful Completion of three offshore/ onshore transition in one year (TA-Reg, MF Controls& Trade
Support) and TLM data Migration from Manual reconciliation for 5 clients (Reconciliation process).

FUNCTIONAL EXPERTISE &KNOWLEDGE ON:

• Hedge Fund Accounting Client Delivery Management
• Derivatives Processing Client Servicing-LUX
• Fixed Income Processing-Bands SLA Management
• Dividends Past Due Risk and controls
• NAV-preparation& Review RCA – Quality controls
• Income past due recon Trade Support
• Corporate Action Processing. Portfolio Reconciliation
• Custody Vs Accounting Recon People Management
• Sec-Lending. Governance call & Dash Boards
• Cash& Positions Reconciliation Process Improvements

APPLICATIONS& DATABASES KNOWN:

• MCH DTC WINS
• MFD DTCC NEWTON
• Investran TLM E-Horizon
• IDC iRecs DAS
• BBG FDCA Arcesium

ACADEMIC PROFILE
• 2007-2009] MBA (Finance) Form ICFAI Business School Hyderabad
• [2005-2007] Applied Economics (International Finance) Andhra University Visakhapatnam
• [2002-2005] B.A (Economics) From S.G.A. Degree College, Yellamanchli

AS SUPERVISOR/ MANAGERIAL RESPONSIBILITIES

• Work allocation and monitoring to make sure meet the SLA for all deliverables
• weekly/monthly performance reports and provide feedback to team members
• Preparing client dash boards and Quality dash boards, FT analysis and Volume forecast
• Timely resolve the team member’s queries to make sure smooth deliverables
• Recruitment and Process training, Annual Goal setting/ preparation of Goal sheet and involving in appraisals and ratings.
• Daily & Weekly and Monthly KPI preparation
• Preparation of RCA and process controls
• Balance score card & MIS reporting and Audit preparation
PROFESSIONAL EXPERIENCE

ORGANIZATION : STATE STREET GLOBAL- March-2020 To till Jan-2023-Current Role: Assistant Manager
PROCESS : Fund Accounting (Hedge Funds and Mutual Funds) Clients Blackstone & Thrivent
CORE RESPONSIBILITIES:
➢ Responsible for booking all fund components (Capital stock, Income, Expenses, trade) in accounting system timely and accurately.
➢ Responsible for validating and clearing all daily TOB (trial out balance) alerts which are arising due to different reasons.
➢ Responsible for clearing all Income. Expenses, Trade, NAV alerts and get approval for above considerable tolerance.
➢ Responsible for investigation & resolution where accounting and NAV seen to breach the validation tolerance of the Fund.
➢ Responsible for Monthly financial statement for FAR (Fund and asset allocation report) for measure the fund performance.
➢ Preparing fund level Cash balance report and post in accounting system through OMP (Online Memo Processing)
➢ Responsible for monitoring monthly investment percentage change and prepare the database report.

ORGANIZATION : NIIT TECHNOLOGY LIMITED - Nov-2017 to Oct-2019 Team Lead Operations

PROCESS : Hedge Fund Accounting & Derivative Trade Support & Dividend Past Due

CORE RESPONSIBILITIES:
➢ Working on NAV price protects and Position review for sensitive clients and prepare Gain/Loss calculations if any bad trades.
➢ Preparing & review daily accrual income payment reports and process them as per the payment date
➢ Taking care of new funds setup, prepare account update, accrual setup in system for Expenses and Income
➢ Working on Corrective trade exceptions arising due to reinvestment option changes like dividends reinvestment and capital gains.
➢ Prepare timely and accurate Net Assets Values, yields, distributions, and other fund accounting output for subsequent review.
➢ Reviewing the daily NAV & trades in MFD to accurately notify the large trade which is above threshold set by each Fund manager.
➢ Reconciliation for Trade exceptions, Transfer’s exceptions, and Income processing & corporate action Exception settlement breaks.

ORGANIZATION : JP MORGAN SERVICES INDIA PVT. LTD - Jan-2016 to Oct-2017-Team Lead Operations
PROCESS : Hedge Fund Exception Management- Derivatives -Client servicing

CORE RESPONSIBILITIES:
➢ Responsible for daily and monthly Funds accounting activities including NAV-preparation for various clients.
➢ Taking care of exceptions management (Rule based Alerts) for Capital stock, trades, Expenses, Income, MTM.
➢ Uploading Daily, weekly and monthly NAV in JPM internal application to ensure that accurate managing its funds.
➢ Support to Portfolio Management Group (PMG) regarding investment performance related issues.
➢ Prepare and provide extensive reconciliation with custodian banks and accounting agents to prevent/resolve discrepancies.
➢ Review of fund-level financial statements, allocation of income to partners and investor capital statements.

ORGANIZATION : INFOSYS – May -2013 to Jan-2016- Senior Analyst

PROCESS : TLM -Portfolio Derivative Reconciliation, Security Lending

CORE RESPONSIBILITIES:
➢ Reviewing of OTC Derivatives confirmation as per the prescribed templates.
➢ Working on matching of trades, investigation of incorrect matches, Unmatched Breaks and Legal Entity Breaks.
➢ On boarding new clients to perform reconciliations and checking the regulatory requirements.
➢ Dealing with different types of Derivative products (like Interest Rate Swaps, FX trades, Credit Default Swaps, Equities)
➢ Resolution of breaks arising out of Initial Margin and Independent Amount.

ORGANIZATION : STANDARD AND POOR RATINGS( ( S&P Ratings) –June 2009 to July -2011- Analyst
PROCESS : Debt Capital Structure (Debt Analysis and Credit Analysis)

CORE RESPONSIBILITIES:
➢ To undertake in-depth analysis of the financial statement from 10K documents filed by US and Non-US companies.
➢ Research& detailed analysis of all long term and short team debt components issued by the corporates.
➢ Responsible for capturing & interpreting the data of all common debt instruments (Bonds, CP, Repo, Bank OD, Debentures)
➢ Capturing all debt parameters like (Interest rate, secured, convertibility, conversion type, repayment priority, benchmark)
➢ Analyze Credit Facility like (Revolving Credit facility, Line of credit, used and unused Credit facility)

PERSONAL INFORMATION
Languages : English, Telugu, Hindi.
Permanent Address : Visakhapatnam- Andhra Pradesh
Present Address : Bangalore, -K.R. Puram
Material status : Married