Fermentation: Shroff S.R. Rotary Institute of Chemical Technology (Srict)
Fermentation: Shroff S.R. Rotary Institute of Chemical Technology (Srict)
Fermentation
Syllabus
• Principles of surface and solid state fermentation,
• Design of different fermentors and the biochemical engineering
aspects.
• Process control of fermentations.
• Fermentation technology of industrial chemicals, organic acids, amino
acids, vitamins, polysaccharides, antibiotics, etc.
• Enzyme fermentation and technology including immobilization and
enzyme reactors.
• Fermentative animals, and other developments
• Fermentation is derived from the latin word fervere, meaning to boil.
• The term fermentation is used in biochemical sense to mean energy
generation process through organic compounds which act as electron
donors as well as terminal electron acceptors.
• Industrial microbiologists describe fermentation as any process for the
production of product by mass culture of a micro-organism.
• The first industrial process for production of a microbial metabolite,
alcohol, was by the action of yeast on malt or fruit extracts.
• Fermentation is a metabolic process that produces chemical changes in
organic substrates through the action of enzymes
• In microorganisms, fermentation is the primary means of producing ATP by
the degradation of organic nutrients anaerobically
• The science of fermentation is known as zymology.
Components of a Fermentation Process:
• Regardless of the type of fermentation the process is divided into six basic
parts (except transformation processes where microbial cells are used to
convert compounds to structurally related more valuable compounds ):
Culture
fluid Cell
Stock c ulture Separation
S hak er Flask
Se ed Fermenter
Cell-free
supernatant
Medium sterlisation
Genetically engineered
Non-genetically engineered
A B A B
Containment Level
Containment
level
GILSP 1 2 3 B1 B2 B3 B4
GILSP
• Most micro-organisms used in industrial processes are in the lowest hazard group and require only
GILSP barring a few especially those used in viral vaccine production
• Body Construction:
• Construction material:
• In fermentations with strict aseptic requirements it is important to select materials
that can withstand repeated steam sterilization cycles. On a small scale (1-30dm3)
glass and stainless steel can be used.
• Advantages of using Glass:
• Smooth surfaces
• Non-toxic
• Corrosion proof
• Easy to examine the interiors
• Two basic types of fermenter are used:
• A glass vessel with a round or flat bottom and a top flanged carrying plate. This type have to
be sterilized by autoclaving. The largest practical diameter for glass fermenters is 60cm
• A glass cylinder with stainless steel top and bottom plates. These fermenters may be sterilized
insitu but 30cm diameter is the upper size limit to safely withstand working pressures. Vessels
with two SS plates cost twice as that one with a single plate.
• Pilot and industrial scale are normally constructed of SS or at least have a SS
cladding to limit corrosion. As per American Iron and Steel Institute(AISI) steels
containing >4% chromium are classified as SS and those <4% as steel alloys.
• The corrosion resistance of SS is due to a thin film of hydrous oxide film on the
surface of the metal. The composition of this film varies with different steel alloys
and is stabilised with chromium which is considered to be continuous, non-
porous, insoluble and self healing.
• Increasing the chromium content enhances resistance to corrosion, but only steel
containing at least 10-13% chromium develop an effective film.
• The inclusion of nickel in high percent chromium steels enhances their resistance
and improves their engineering properties.
• The presence of Molybdenum improves the resistance of stainless steel to
solutions of halogen salts and pitting by chloride ions in brine or sea water.
• Corrosion resistance can be improved by tungsten, silicon and other elements
• Mild steel coated with glass or phenolic epoxy materials have also been used
• AISI grade 316 steel is commonly used in fermenter construction. This
contains:
• 18% chromium
• 10% nickel
• 2-2.5% molybdenum
• AISI grade 304 is extensively used in brewing equipment and it
contains
• 18.5% chromium
• 10% nickel
• The thickness of the construction material will increase with scale. At
300000 to 400000 dm3 capacity, 7mm plate may be used for the side
of the vessel and 10mm plate for the top ad bottom, which should be
hemispherical to withstand pressures
• Temperature Control:
• Heat is generated in the reactor by:
• Microbial action
• Mechanical agitation
• Heat may have to be given or removed depending upon the process. This is
done using cooling through jacket and/or internal coils.
• It is impossible to specify accurately the necessary cooling surface of a
fermenter since the temperature of the cooling water, the sterilization
process, the cultivation temperature, the type of micro-organism and the
energy supplied by stirring can vary considerably in different processes.
• A cooling area of 50-70m2 may be taken as average for 55000 dm3 fermenter
and with a coolant temperature of 14oC the fermenter may be cooled from
120 to 30oC in 2.5 – 4hrs without stirring. The consumption of cooling water
in this size of vessel during a bacterial fermentation ranges from 200 to
2000dm3 h-1 while fungi might require 2000 to 10000dm3 h-1 due to lower
optimum temp for growth.
• To accurately estimate heating and cooling requirements for a specific
process it is important to consider all the contributing factors. The over all
energy balance of a fermenter during normal operation can be estimated
through the following equation:
Q met + Q ag + Qgas = Q acc + Q exch + Q evap + Qsen
• Types of Agitators:
• Agitators may be classified as
• (a)Disc turbine
• (b)Vaned discs,
• (c)Open turbines of variable pitch
• (d)Propellors
Different Impeller Types. (a)
Marine-type propellers; (b) Flat-
blade turbine, Wi = Di/5. © Disk
flat-blade turbine, Wi = Di/5, Di =
2Dt/3, Li = Di/4; (d) Curved-blade
turbine, Wi = Di/3; (e) Pitched-
blade turbine, Wi = Di/8; and (f)
Shrouded turbine, Wi = Di/8.
Dt = tank diameter,
Di = impeller diameter
Wi = impeller blade height
• Disc turbine: It consists of a disc with a series of rectangular vanes set in a vertical
plane around the circumference. Disc turbine is the most suitable in a fermenter
since it can break up a fast air stream without itself becoming flooded in air
bubbles.
• Vaned Disc: It has a series of rectangular vanes attached vertically to the
underside.
• Air from the sparger hits the underside of the disc and is displaced towards
the vanes where the air bubbles are broken up into smaller bubbles.
• Variable Pitch open turbine & Marine propeller: The vanes are attached to a
boss on the agitator shaft. The air bubbles do not hit any surface before
dispersion by the vanes or blades
NEW AGITATORS
Scaba Agitator
Sampling port
• Feed Ports:
• Addition of nutrients, acid /alkali to fermenters are normally made via silicon
tubes which are autoclaved and pumped by a peristaltic pump(a series of
wave like movement-a diaphragm pump) after aseptic connections
• In large fermenters, the nutrient reservoir and associated piping are usually
an integrated part which can be sterilized with the vessel
• Sensor Probes:
• Double ‘O’ ring seals have been used to provide aseptic seals for glass
electrodes in stainless steel housing in fermenters using GILSP. System is
suitable for level 1 & B2 type of containment
• For containment levels 2 & B3/4 probes are fitted with triple ‘O’ rings seals
• The use of pre-inserted backup probes is recommended as a means for
dealing with probe failure rather than using a retractable electrode housing
during a fermentation cycle because of danger of leakage of broth
• Foam control:
• It is important to minimize foam in any fermentation process
• With excessive foam there is a danger of filters getting wet resulting in
contamination
• Siphoning may also result due to foam resulting in loss of part or entire contents of
the fermenter.
• Antifoam agents, mechanical foam breakers are used to overcome problems
associated with foam.
• Commonly used agents are insoluble oils, polydimethylsiloxanes and other silicones,
certain alcohols, stearates and glycols
• Valves and Steam Traps
• Valves attached to fermenters are used to control the flow of gas and liquid.
• The valves may be
• Simple ON/Off valve which are either fully open or closed
• Valves which provide coarse control of flow rates
• Adjustable valves which may be used for accurate control of flow rates
• Safety valve which allow unidirectional flow
• Gate Valve:
• This is a general purpose valve used in steam or water line for fully closing
and opening. This is not used as a controlling valve
• A sliding disc is moved in or out of the flow path by turning the stem of the
valve
• The flow path is such that the pressure drop is minimal.
• Unsuitable for aseptic conditions
• Globe Valves:
• A horizontal disc or plug is raised or lowered in its seating to control the rate
of flow.
• This type of valve is very commonly used for regulating the flow of water or
steam since it may be adjusted rapidly
• There is high pressure drop in the flow path.
• Unsuitable for aseptic conditions
Piston valve
• Piston valve:
• It is similar to globe valve except that the flow is controlled by a piston passing
between two packing rings
• The design is efficient for aseptic operations
• The pressure drop is similar to globe valves
• Steam is passed to sterilize the part open valve
• Needle Valve:
• This is also similar to globe valve except that the disc is replaced with a tapered plug
or a needle fitting into tapered valve seat
• It has limited aseptic applications
• The valve can give a fine controlled steam or liquid flow.
• Plug valve:
• It provides a good flow control
• In this valve there is a parallel or tapered plug sitting in a housing through which an
orifice has been machined
• This type of valve has a tendency to leak or sieze up, but can be controlled with the
use of lubricants
• Ball Valve:
• The valve element is a stainless steel valve through which an orifice is
machined.
• The ball is sealed between two wiping surfaces which wipe the surface and
prevent the deposition of the mater at this point.
• The orifice tin the ball is of the same diameter of the pipeline giving excellent
flow path.
• The valve is suitable for aseptic operations and can be operated at high
temperatures & pressures.
• Butterfly valve:
• It consists of a disc which rotates about a shaft in a housing. The disc closes
against the seal to stop flow of the liquid
• It is used in large diameter pipes operating under low pressure where
absolute closure is not essential.
• It is unsuitable for aseptic operations
Plug valve
• Pinch Valves:
• In this valve, a flexible sleeve is closed by a pair of pinch bars.
• The flow rate can be controlled 10 – 95% of rated flow capacity.
• It is suitable for aseptic operations with fermentation broths as there are no dead
spaces in the valve structure, and the closing mechanism is isolated from the
contents of the piping.
• Diaphragm Valve:
• The valve makes use of the flexible closure with or without a weir.
• Suitable for aseptic operations provided the diaphragm material can withstand the
sterilization operations
• The valve can be sued for on/off flow regulation, and for steam services with in
pressure limits
• Diaphragm failure is the primary fault of the valve.
• EPDM – Ethylene Propylene Diene Modified is the preferred material.
• A diaphragm valve with a steam seal on the clean side is considered a potentially
safer valve
Questions
• What is fermentation?
• With the help of a neat diagram show the basic features of a fermenter?
• What are the basic components of a fermentation process?
• List the major types of fermentations and briefly describe each one of them?
• What is the main function of a fermenter? List the main points in designing and constructing a fermenter?
• List utilities or service provisions for a typical fermentation plant?
• What is containment? Discuss how the containment levels are designated based on the process microorganism?
• With respect to fermentation, discuss:
• material of construction
• temperature control
• Write a note on agitation in a typical fermentation process?
• Write a note on aeration system(Sparger) in a typical fermentation process?
• Describe the major types of stirrer glands and bearings in a fermenter?
• Describe with the help of a diagram how air supplied to a fermenter is sterilized?
• Describe with the help of a diagram the working principle of a sampling port in a fermenter?
• Write a note on any two types of valves used in a fermenter?
• TYPES OF FERMENTERS
• The main function of a fermenter is to provide a controlled environment for the growth
of microorganisms or animal cells, to obtain a desired product. Few of the bioreactor
types are discussed below:
• STIRRED TANK FERMENTER
• Stirred tank reactor is the choice for many (more than 70%) though it is not the best.
Stirred tank reactor’s have the following functions:
• homogenization,
• suspension of solids,
• dispersion of gas-liquid mixtures,
• aeration of liquid and
• heat exchange.
• The Stirred tank reactor is provided with a baffle and a rotating stirrer is attached either
at the top or at the bottom of the bioreactor. The typical decision variables are: type,
size, location and the number of impellers; sparger size and location. These determine
the hydrodynamic pattern in the reactor, which in turn influence mixing times, mass and
heat transfer coefficients, shear rates etc. The conventional fermentation is carried out in
a batch mode. Since stirred tank reactors are commonly used for batch processes with
slight modifications, these reactors are simple in design and easier to operate.
• Many of the industrial bioprocesses even today are being carried out in
batch reactors though significant developments have taken place in the
recent years in reactor design, the industry, still prefers stirred tanks
because in case of contamination or any other substandard product
formation the loss is minimal. The batch stirred tanks generally suffer due
to their low volumetric productivity. The downtimes are quite large and
unsteady state fermentation imposes stress to the microbial cultures due
to nutritional limitations. The fed batch mode adopted in the recent years
eliminates this limitation. The Stirred tank reactor’s offer excellent mixing
and reasonably good mass transfer rates. The cost of operation is lower
and the reactors can be used with a variety of microbial species. Since
stirred tank reactor is commonly used in chemical industry the mixing
concepts are well developed. Stirred tank reactor with immobilized cells is
not favored generally due to attrition problems; however by separating the
zone of mixing from the zone of cell culturing one can successfully operate
the system.