History
History
Prison today is the core of the worlds‟ penal systems; it is the norm of punishment
in men‟s minds; it is at the heart of all present criminal law systems. Yet its origins were
The word „Prison‟ and „Gaol‟ are derived from the Latin words Prensio and
Gaviola which mean to „Seize and Cage‟2 respectively. The Oxford English Dictionary
defines Prison as, “a place properly arranged and equipped for the reception of persons
who by legal process are committed to it for safe custody while awaiting trial or
custody pending trial, and where they are confined as punishment after conviction.
During the late 1700‟s, the British reformer John Howard toured Europe to
observe prison conditions. His book, „The State of the Prisons in England and Wales‟
(1777) influenced the passage of a law that led to the construction of the first British
prisons designed partly for reform. These prisons attempted to make their inmates feel
penitent (sorry for doing wrong) and became known as penitentiaries. In 1787, a group of
alleviating the miseries of public prisons (now the Pennsylvania Prison Society). They
believed that some criminals could be reformed through hard work and meditation. The
Quakers urged that dangerous criminals be held separately from nonviolent offenders and
1
N. Morris, Criminology in Transition , University of Chicago Press, Chicogo, 1965, p.267
2
Jonna Kelly, When the Gates Shut, Longman, London, 1967, p.1
3
The Oxford English Dictionary, Vol VIII, Oxford University Press, Calcutta, 1979, p.1385
8
men and women prisoners be kept apart. These ideas became known as the Pennsylvania
System, and were put into practice in 1790, at Philadelphia‟s Walnut Street Jail. This
prison is considered the first prison in the United States. The Pennsylvania System was
the first attempt to rehabilitate criminals by classifying and separating them on the basis
of their crimes. As a result, the most dangerous inmates spent all their time alone in their
cells. In time, however, the system failed, chiefly because overcrowding made such
separation impossible.
During the eighteenth century, New York prison officials developed two major
systems of prison organization - the Auburn System and the Elmira System. The Auburn
System, introduced at Auburn (N.Y.) Prison in 1821, became widely adopted. Under this
system, prisoners stayed in solitary confinement at night and worked together during the
day. The system emphasized silence. Prisoners could not speak to, or even look at one
another. Prison officials hoped that this silence and isolation would cause inmates to
think about their crimes and reform. They believed that the prisoners‟ spirit must be
broken before reform could take place. However, the system failed partly because the
criminals came in the last quarter of the eighteenth century, the way having been
prepared by the humanitarianism of the French philosophers, the English and American
Quakers. Hence the transition from corporal punishment to prison as punishment took
9
2.1. Prison Administration in India
The historical account of jails in our country can be traced back to the epic age.
References of jails are there in the Mahabharata. In this mythological period, there were
eighteen important state officials and one of them was the head of the institution of jail
with others like fine, corporal punishment and externment.4 Artha Shastra by Chanakya
As early as the Vedic age, punishment was considered a matter of great social
significance and it was considered that punishment removed the guilt of misdeed and the
delinquent was then freed from the wrong he had done.6 The early Vedic period followed
Rig Veda; the later Vedic period followed the combination of all four Vedas, while the
late Vedic period was dominated by the Vedang smriti. Early Vedic period was
dominated by Aryans who had emigrated from Tibet plateaus. These communities used
to administer the justice system at the family level. The family was based on the
Patriarchal system.7
The administering justice was based on the hierarchical basis viz. village (gram);
community (Vis); people (Jana) and Country (Rashtra). The Rashtra was normally ruled
by the king (Rajan). Kingship was normally hereditary. This system was known as
Monarchy. The main duties of the monarchical system were to protect the life and
4
Vidya Bhusan, Prison Administration in India, S. Chand Publication, Delhi, 1970, p.2
5
Sharda Prasad , Criminal Justice Reforms, Indian Journal of Criminology, Volume 33 (1&2), July 2005
6
A.N.Chaturvedi, Rights of Accused under Indian Constitution, Universal Law Publishing Co., 1994, p.24
7
SyklaDas, Crime and Punishment in Ancient India, Abhinar Publications, New Delhi, 1977, pp.55,56
10
property of people, maintain peace, defend the Rashtra against external aggression,
administer justice, and punish the guilty. The king was helped by the Purohit (Priest) and
council of ministers. The jurisprudence of ancient India, which was essentially Hindu-
ruled, was shaped by the concept of „Dharma‟ or rules of right conduct as outlined in the
various manuals explaining the Vedic scriptures such as „Puranas‟ and Smiritis.8
The king had no independent authority but derived his power from “Dharma”
which he was expected to uphold. The distinction between civil wrong and criminal
offences was clear, while civil wrongs related mainly to disputes arising over wealth.9
Manu advocated the theory of deterrence as the purpose of punishment and the infliction
of punishment should be according to the principles of natural justice. Manu cautions the
king that if he does not punish the offenders who are worthy of punishment then the
stronger would roast the weaker like fish on a spit and a situation will arise where might
may overrule right.10 In a country where punishment is not properly inflicted, the
ownership would but remain with any one; the lower ones would usurp the place of the
higher ones. The whole world is kept in order only by punishment, because there is no
one in the world who will always act in a just manner. Only the fear of punishment runs
the world. Manu also feared that if there was no punishment then all castes (Varna)
would be corrupted (by intermixture), all barriers would be broken through, and all men
would rage (against each other) in consequence of mistakes with respect to punishment.
Punishment was thus four-fold viz., admonition, reproof, fine and corporal. It was
awarded after considering the offenders condition and the crime committed by him.
8
Vasudeva Upadhya, A Study of Hindu Criminology, Orientalia Publication, Varanasi, 1978, p.322
9
Basham A.L, The Wonder that was India, London: Sidgnick and Jackson 1967, p.22
10
Buhler A, The Laws of Manu, Reprint form Oxford University‟s, 1984, p.79
11
Among the physical punishments for any offence of a small nature, whipping on the back
with a cord or bamboo stick was prescribed. Mutilation of limbs appeared to be one of
Dharmashastras do not show for what particular offences the prisoners were to be kept
confined. It is also clear that the period of confinement for a particular offence has not
been prescribed. And it would therefore appear that it was left to the king to decide who
should be sent to jail and for what period. Prisons were generally located in an
underground dungeon or in an out of the way place and were properly walled. Prisons
were well protected by guards and jailors. The main aim of imprisonment was to keep
away the wrong doers, so that they might not defile the members of social order. Even
female criminals had their feet tied and were put in prison.11 Wooden handcuffs were also
known to be used.
Kautilaya prescribed that a jail should be constructed in the capital, provided with
separate accommodation for men and women kept apart (thus the principles of
classification of men and women was in existence in the jails during ancient period), and
well guarded at the entrances, (since there is no mention about jails in other parts it is
evident that very few persons were sent to jail to undergo punishment). He further
provided that among the duties of the Nagarika (jail officer) was to let prisoners out of
the jail on the day of festival, of the birth, constellation of the king and on the full moon
day (of every month). Those persons who were young, very old, suffering from diseases
and helpless or those who were charitably disposed might pay the fines. Those who were
11
Supra note 8 p.11
12
not in a position to pay fines were jailed. Prisoners were released from jail as a favour on
the conquest of a fresh territory or on the coronation of the crown prince or on the birth of
a prince. The Brahat - Samhiter adds that release of prisoners could even be ordered when
The Maurya Dynasty, which had extended to substantial parts of the Central and
eastern regions during the 4th century B.C, had a rigorous penal system which prescribed
mutilation as well as the death penalty for even trivial offences. About the 2nd or 3rd
century A.D the Dharmashatras Code was drawn up by Manu, an important Hindu jurist.
The Code recognized assault and other bodily injuries, and property offences such as
theft and robbery. During the rule of the Gupta Dynasty (4th to 6th century A.D), the
judicial hierarchy was formed. Judicial decisions conformed to legal texts.13 It is thus
observed that imprisonment as a mode of punishment was not a regular feature in ancient
century A.D and ending in the 15th century, when a mixed race of Persians, Turks and
Mongols set-up the Mughal Empire. They occupied most of the Northern region and
enforced a Mohammedan criminal law that classified all offences on the basis of the
penalty which each merited. These included retaliation (blood for blood), specific
12
Supra note 7, p.10
13
Madhurima, Crime and Prison Life, Deep & Deep- Publications Pvt. Ltd., 2009, p.78
13
penalties (as for theft and robbery) and discretionary penalties.14 During Mughal period
The different kinds of punishment during the Mughal period were (1) Hadd, (2)
Tazir (3) Quisas (4) Taskir and (5) Qutal. Out of these, only Tazir provided for
flogging, banishment, and public humiliation.15 Although imprisonment was a very usual
form of punishment in Mughal India, there were no specific rules fixed for it. The chief
feature of this punishment was that no period was fixed for it. The Quazi, i.e., the
Magistrate had a right to send anyone to prison for the offence or crime for which the
punishment could be awarded, and the accused had to show signs of repentance to secure
his freedom. There used to be three „noble prisons‟ in Mughal India at Gwalior,
Ranthambore and Rohtas. Criminals condemned to capital punishment were usually sent
to the Fort of Ranthambore. The Gwalior Fort was reserved for “nobles that offend”. To
Rohtas were sent those nobles who were condemned to perpetual imprisonment from
where “very few return home”. Princes of royal blood were often sent to this place.16
The accounts recorded by European travelers as well as the scattered cases in the
chronicles show that there were neither regular jails in the modern sense nor proper
When the prisoners were taken to the prison, they were usually loaded with iron
fetters on their feet and shackles around their necks. For temporary confinement there
14
Griffith P , To Guard My People, Bombay: Allied Publishers, 1971, p.115
15
Jadunath Sarkar, Mughal Administration, Mc Sarkar Sons Ltd, Calcutta 1935, pp.116-124
16
Satya Prakash Sangar, Crime and Punishment in Mughal India, Sterling Publishers, Delhi, 1967, p.34
14
were police lock-ups in the cities termed as Chabutra-e-Kotwali.17 The officer in charge
with the modern police lock-ups, where the accused persons are kept, and prior to being
produced before the Magistrates. Even though there were no jails in the modern sense
during the Mughal period, the practice of releasing the prisoners on bail from jail was in
existence.
Thus the main features of prison system as they prevailed in Pre-British period were:
4. There is no description about the types of prisoners sent to prison and the
5. Imprisonment was not the normal feature of punishment and most of the
6. Some forts were used for keeping certain types of prisoners. In such “Fort
Prisons” there were no rules for the recruitment of the staff, or rules and
The British arrived in the early 17thcentury as trader of the East India Company.
The Company slowly acquired territory across the sub-continent, strictly for commercial
17
Supra note 16
15
Considering the Muslim criminal law to be irrational, the Company brought about several
some offences, introduced new offences and altered penalties to make them more logical
and reasonable.18 In 1857, the large possessions and the authority enjoyed by the
company were transferred to the British Monarch by an Act of Parliament. Until this
time, India was a loose collection of kingdoms; interactions between them were nominal,
The prison system as it operates today in our country is a legacy of the British
rule. It was established as a result of the attempts of the former British rule in
consolidating their administration in this country. Prisons on the western model were
established during the regime of the East India Company. Though much material is not
available on the early prison system, yet the minutes submitted by Lord Macaulay to the
legislative council of India at Fort William on December 21, 1835, clearly indicates the
thinking which patterned the systematic development of the prison system in this
country.20
Macaulay‟s ideas clearly indicated that Penal code was to rely chiefly on
imprisonment as a method of punishment. The prison sentence should inspire terror in the
people yet it should not be inhumane. Macaulay drew attention of the legislative council
of India to the deplorable conditions of the Indian jails and proposed to appoint a
committee “for the purpose of collecting information as to the state of Indian prison and
of preparing an improved plan of prison discipline and to suggest such reforms as may
18
Joshi R.M, Legal and Constitution History of India, N.N.Tripathy Ltd., Bombay, 1990, p.11
19
G. R. Madan, Indian Social Problems, Vol I, Allied Publishers, New Delhi, 1981, p.126
20
Kum Kumchandra, The Indian Jail, Vikas Publishers, New Delhi, 1983, p.80
16
make the place a model for other prison”, which was readily received by Sir C.Metcafe,
the then acting Governor-General. The first Committee on prison reformation was
appointed to report upon the subject. The report was presented in the early part of 1838.
This Committee handled the aspects of housing of prisoners, discipline, health, diet,
reforming influences such as moral and religious teaching, education or any system of
rewards for good conduct and suggested the building of central prisons with some dull,
sentenced to a term of over one year. Each central prison should accommodate up to 1000
prisoners.
constructed in the north western province, now comprising the major portion of Uttar
the minute of 1835, it was recommended that sufficient buildings should be provided for
Sir John Lawrence, the Governor of India reviewed the position in 186422 and
appointed the Second committee on prison reformation to minimize the high death rates
in prison, and for considering other aspects of jail management. This Committee came to
the conclusion that the sickness and mortality may be considered as mainly attributable to
21
Datir R.N, Prison as A Social System, Popular Prakashan Ltd, Bombay, 1978 , p.47
22
Ibid
17
overcrowding, bad ventilation, bad conservancy, bad drainage, insufficient clothing,
sleeping on the ground, and deficiency of personal cleanliness, bad water, and extraction
of labor from unfit persons and insufficient medical inspection. This Committee also
considered the aspects of juvenile delinquents, female prisoners, dietary, jail discipline
death rate in prisons was considerably reduced. Followed by it a third Committee was
composed entirely of officials actually engaged in prison work. It reviewed the jail
management generally and mostly concerned itself more with the matters of detailed
prison work than with the general aims and principles of administration.
The Fourth All India Jail Committee was appointed in 1889. In addition to the
review of prison administration, its major contributions were the separation of under-trial
prisoners and the classification of the prisoners into casual and habitual. This Committee
provinces. The work of the Committee was supplemented by the All India Jail
Committee, 1892. It re-examined the whole prison administration in India and drew up
proposals on the subject of prison offences and punishment. The report of this Committee
was accepted by the Government of India which passed the Prisons Act, 1894.23 The Act
23
Supra note 18
18
fixed 9 hours labour a day for a criminal prisoner sentenced to labour or employed on
labour on his own desire. Buildings had been gradually provided, dietaries laid down,
conditions partly corrected and death rates reduced. Despite such material progress, the
jail administration in India still lacked on its reformative side. Thus in 1919, a fifth
Committee was appointed. The Indian Jail Committee, 1919 gave expression to the new
ideas. The Committee made an extensive tour of England, Scotland, U.S.A, Japan,
Philippines, Hong Kong and Andaman‟s (where Indian political prisoners were detained),
studied prison systems there, and submitted a comprehensive report suggesting far
reaching changes in the various aspects of the prison system. The Committee made 584
recommendations (some of which have not been implemented even today in most of the
Indian jails). The changes in the prison system in India received a sudden setback due to
the constitutional changes brought about by the Government of India Act, 1919. The
enforcement of this Act affected the transfer of the jail department from the control of the
19
By recommending these valuable measures for prison reform, the Indian Jail
country. In practice, however, not much had been done by the alien governments on the
reformative side of prison system during the next quarter of a century that ended with the
transfer of power to Indian hands in 1947. However, the period from 1937 to 1947 was
important in the history of Indian prisons because it aroused public consciousness and
general awareness for prison reforms at least in some progressive states like West Bengal,
Tamilnadu, Maharashtra etc. The efforts of some of the eminent freedom fighters who
had known firsthand the conditions in prisons succeeded in persuading the governments
of these progressive states to appoint committees to further enquire into prison conditions
It was around this period that such progressive legislations as the Bombay
Probation of Offenders Act, 1936, the Central Provinces and Berar Conditional Release
of Prisoners Act, 1936 and the U.P First Offenders Probation Act, 1936, were passed.
In the late thirties, the U.P Government appointed a Jail Enquiry Committee and
in pursuance of its recommendations, the first jail training school in India was established
at Lucknow in 1940, for the training of jail officers and warders. The Constitution of
India which came into force in 1950 retained the position of the Government of India
20
Act, 1935, in the matter of prisons and kept “Prisons” as a state subject by including it in
The first decade after independence was marked by strenuous efforts for
Some of the committees which made notable recommendation on these lines were:
began in India. Ideas regarding punishment and functions of prisons changed. In the
Constitution of Republic of India, prison administration has been included in the state
list. In view of the changed penological ideology from custodial security to correction
and rehabilitation of offenders, the Ministry of Home Affairs, Government of India, set
up a committee in 1957 to prepare an All India Skeleton Jail Manual, to examine the
Prison Acts and other central legislation on the subject, and to recommend prison reform
21
to be applied uniformly throughout the country.25 The Committee was further directed to
Part II - Personnel
3. Prison reforms.
4. Legislation.
The Committee recommended the amendment of the Indian Penal Code and
Criminal Procedure Code in the light of the contemporary ideology of reformation and
eliminate distinction between simple and rigorous imprisonment. While local Committees
25
Planning Commission, Plans and Prospects of Social Welfare in India, 1951-1961, Government of
India, New Delhi, 1963, p.143
22
were being appointed by State Governments (viz., Madras, Orissa, Uttar Pradesh and
The Central Correctional Bureau observed the year 1971, as “probation year” all
over the country. The purpose was to create a general awareness amongst the principal
branches of the criminal justice system, viz., the judiciary, the police, the prosecution and
group on prisons which presented its report in 1973. The working group brought out in its
report the need for a National Policy on prisons. In 1980, the Government of India has
constituted an All India Committee on Jail Reforms under the chairmanship of Mr.
Justice A.N.Mulla in 1980. The Committee submitted their report in 1983. A total of 658
circulated to all states and UTs for implementation. The Committee also suggested that
there was an immediate need to have a national policy on prisons and proposed a draft
committee on 20th May, 1986, namely, the National Expert Committee on Woman
Prisoners under the chairmanship of Justice Krishna Iyer who has submitted its report on
18th May, 1987. This report has also been circulated to all states for taking necessary
follow-up action.
The Government of India has shown serious concern over the growing threats to
the security and discipline in prisons posing a challenge as how to make prisons a safe
23
place. Consequently, the Ministry of Home Affairs, Government of India has constituted
an All India Group on Prison Administration - security and discipline on 28th July, 1986,
under the chairmanship of Shri. R.K.Kapoor submitted their report on 29th July 1987. In
Police Research and Development (BPR&D) as a nodal agency at the national level in the
In pursuance to the directions given by the Hon‟ble Supreme Court in the case of
Ramamurthy Vs State of Karnataka,26 1996, the Government of India constituted the All
India Model Prison Manual Committee in November, 2000 under the chairmanship of
Director General of BPR&D to prepare a Model Prison Manual for the superintendence
prisons throughout the country. This manual has been circulated to all States and UTs for
committee under the chairmanship of Director General, Bureau of Police Research and
Development (BPR&D) for drafting a national policy paper on Prison Reforms and
26
AIR 1999 SC 1739
24
b. Condition of Prisoners
i. Undertrials
ii. Convicts
iii. Detenues
c. Correctional Administration
d. Prison personnel
ii. Training
The Bureau of Police Research and Development has also placed this draft policy
November, 2006, for discussion to make this document more viable. Finally, it has
Prison and its administration is a state subject as it is covered by item 4 under list
states/UTs comprise several tiers of jails. The most common and standard jail
institutions which are in existence in the states/UTs are better known as Central jails,
25
District jails and Sub-jails. The other types of jail establishments are Women jails,
Total number of jails in the States/ UTs shows that Maharashtra has the highest
number (215) of jails among the States/UTs followed by Andhra Pradesh (141), Tamil
Nadu (134), Madhya Pradesh (123), Rajasthan (219) and Karnataka (102). Arunachal
Pradesh does not have any jail of its own. Its convicts and undertrial prisoners are kept in
The criteria for a jail to be categorised as a Central jail differs from state to state.
However, the common features observed in all the States/UTs are that the prisoners
sentenced to imprisonment for a longer period are confined in the central jails, which
have larger capacity in comparison to other jails. These jails also have rehabilitation
Dadar and Naga Haveli, Daman and Diu and Lakshadweep do not have any central jail in
their territories. Tamil Nadu has the highest number of 9 central jails followed by
District Jails serve as the main prisons in some of the States/UTs. States which
have considerable number of District jails are Uttar Pradesh (53) Rajasthan (25), Bihar
(30) and Maharashtra (25 each), Madhya Pradesh (22), Jharkhand (17), Assam (21),
27
Prison Statistics India 2011 (New Delhi: National Crime Records Bureau), Ministry of home affairs. p.1
26
Orissa (13), Haryana and West Bengal (12 each). Andaman and Nicobar Islands, Delhi
2.2.3. Sub-Jail
Ten states have reported comparatively higher number of sub-jails revealing well
organized prison set-up even at lower formation. These states are Maharashtra (172),
Andhra Pradesh (120), Tamil Nadu (113), Madhya Pradesh (86), Karnataka (81),
Rajasthan (59), Orissa (52), West Bengal (29), Kerala (26) and Bihar (25).29
Prisoners with good behavior satisfying certain norms prescribed in the prison
rules are admitted in open prisons. Minimum security is kept in such prisons and
prisoners are engaged in agricultural activities. Only 14 States have reported about the
functioning of Open Jails in their jurisdiction. Amongst these States, Rajasthan reported
the highest number of 23 open jails. Maharashtra had 5 followed by Andhra Pradesh,
Gujarat, Kerala and Tamil Nadu (2 jails each). The remaining 8 States - Assam,
Himachal Pradesh, Karnataka, Madhya Pradesh, Orissa, Punjab, Uttarakhand and West
Bengal have one Open Jail each. Existence of such jails was not reported from any of the
UTs. The highest capacity of inmates in open jails was reported from Maharashtra(972)
Odisha (150), Tamil Nadu (110), Assam & Gujarat (100 each), HimachalPradesh &
28
Ibid at p-2
29
Ibid
30
Prison Statistics India 2011 (New Delhi: National Crime Records Bureau), Ministry of home affairs. p.1
27
2.2.5. Special Jail
Special jail means any prison provided for the confinement of a particular class or
Kerala has the highest number of special jails (5) out of the 9 states having special
jails followed by West Bengal (4), Gujarat, Karnataka, Orissa and Uttar Pradesh (2 each),
There are only 15 women jails in 12 States / UTs functioning exclusively for
women prisoners. Andhra Pradesh, Rajasthan and Tamil Nadu have 2 women jails each
followed by Bihar, Kerala, Maharashtra, Orissa, Punjab, Tripura, Uttar Pradesh, West
Bengal and Delhi (1each). The total capacity of women inmates was highest in
Tamilnadu (513) followed by Delhi (400), Rajasthan (350), Andhra Pradesh (320),
Maharashtra (262), Punjab (150), West Bengal (100), Uttar Pradesh(96), Bihar (83),
31
Supra note 30
32
Ibid
28
2.2.7. Borstal School
keep them away from contaminating atmosphere of the prison. Borstal schools cannot be
treated as either a miniature jail or a substitute for it. The young offenders between the
age of 18-21 years (Boys). The delinquents detained in Borstal schools are provided
various vocational trainings. They are also given education with the help of trained
teachers.
Ten States namely Tamil Nadu (12), Andhra Pradesh, Haryana, Himachal
Pradesh, Jharkhand, Karnataka, Kerala, Maharashtra, Punjab and Rajasthan (1 each) have
reported Borstal Schools in their respective jurisdiction. Tamil Nadu had the highest
capacity for keeping 667 inmates followed by Punjab (500), Haryana (355), Karnataka
(200), Maharashtra (105), Jharkhand (100) and Himachal Pradesh (15) are the only States
which have reported capacity for lodging female inmates in their Borstal schools.
29