Experimental and Analytical Investigation of The Thermal Necrosis in High-Speed Drilling of Bone
Experimental and Analytical Investigation of The Thermal Necrosis in High-Speed Drilling of Bone
Abstract
Bone loss due to thermo necrosis may weaken the purchase of surgically placed screws and pins, causing them to loosen
postoperatively. The heat generated during the bone drilling is proportional to cutting speed and force and may be par-
tially dissipated by the blood and tissue fluids, and somehow carried away by the chips formed. Increasing cutting speed
will reduce cutting force and machining time. Therefore, it is of interest to study the effects of the increasing cutting
speed on bone drilling characteristics. In this article, the effects of the increasing cutting speed ranging from 500 up to
18,000 r/min on the thrust force and the temperature rise are studied for bovine femur bone. The results of this study
reveal that the high-speed drilling of 6000–7000 r/min may effectively reduce the two parameters of maximum cortical
temperature and duration of exposure at temperatures above the allowable levels, which in turn reduce the probability
of thermal necrosis in the drill site. This is due to the reduction of the cutting force and the increase in the chip disposal
speed. However, more increases in the drill bit rotational speed result in an increase in the amount of temperature ele-
vation, not because of sensible change in drilling force but a considerable increase in friction among the chips, drill bit
and the hole walls.
Keywords
Bone drilling, thermal necrosis, temperature changes, thrust force, high-speed drilling
tissue and duration of exposure. Tests on animal bone the most important role in decreasing the temperature
have shown that for every rise of 1 °C, there is a reduc- rise. Karaca et al.12 performed an in vitro study on
tion in the duration of exposure by a factor of two for human bone and observed that the temperature
the same biological effects. To explain more, if a tem- increases with an increase in drill speed but decreases in
perature of 47 °C, which is maintained for 1 min, high feed rates and high applied drill force. Augustin et
associates with impaired osteogenic potential, then a al.3 investigated the spatial distribution of cumulative
temperature of 48 °C, which is applied for 30 s, pro- heat in bone drilling by infrared thermography. Their
duces similar effects. This relation means that the criti- results showed that the increase in bone temperature
cal exposure time falls rapidly as the temperature has irregular shape with a maximum increase along the
increases, and for temperatures above 53 °C, an expo- cortical bone, which is the most compact component of
sure time of less than 1 s reduces osteogenic potential. the bone. In another study, they reviewed the cortical
Many factors have been reported to influence the bone drilling and thermal osteonecrosis in a review
temperature rise during surgical preparation, including article.4
bone quality, drill geometry, drilling depth, sharpness In another study, thermal modeling was investigated.
of the cutting tools, drilling speed, pressure applied to Davidson and James5 developed a thermo-mechanical
the drill, use of graduated versus one-step drilling, inter- model from machining theory to predict the tempera-
mittent versus continuous drilling, use of internal or ture rise and thermal injury in bone during a drilling
external irrigation, mechanical properties, quality on operation. Lee et al.13,14 presented a new thermal model
drill performance and material selection. for bone drilling, and in another study, they developed
The process of bone drilling generates heat in the a mechanistic model for prediction of thrust forces and
drill and in the bone. The rate of heat generation torques during bone drilling.
depends on various cutting parameters, which in turn Importance of the wear of drill bit in bone drilling
influence the temperature of the tool, bone and bone was considered by Allan et al.,6 who suggested that
chips. The literature on bone drilling contains various drills should be used for a limited duration or a limited
effects of the drilling parameters. Hillery and Shuaib1 number of holes, after which they should be discarded.
studied the influence of the drill geometry and cutting Because blunt drills may require increase in cutting
speed on temperature changes. Their findings showed force, which in turn may contribute to excessive fric-
that there was no significant difference in temperature tional heat, it leads to greater maximum temperature
produced when drilling by the tools with different point rise and longer duration of temperature rise.
angles. Also it was noted that speeds from 800 to In other studies, it has been mentioned that the use
1440 r/min should be used when drilling with a stan- of coolants minimizes the temperature rise during bone
dard surgical twist drill bit (3.2 mm) to provide the best drilling, although it is not applicable due to the danger
cutting conditions and maintaining temperatures at a of infection in the affected area. Cem Sener et al.7
manageable level. Bachus et al.8 investigated the effects showed that in drilling of bovine mandible, external
of applied drilling force on the temperatures of cortical irrigation can provide sufficient cooling, and more heat
tissues and their duration near the drilling site. Their is generated in the superficial part of the drilling cavity
results demonstrated that by applying a larger force on than the bottom. Furthermore, Augustin et al.15 in
the drill, both the maximum cortical temperatures and another research observed that a two-step drill does
their duration above critical level may be effectively not have any advantage over a standard twist drill of
reduced, decreasing the incidence of thermal necrosis in the same diameter, and internally cooled drill causes a
surrounding cortical bone. Davidson and James9 mea- significantly smaller increase in bone temperature dur-
sured thermal conductivity of bovine cortical bone and ing drilling with water.
concluded that it can be treated as thermally isotropic. From the above-mentioned literature, it is found
Karmani10 reviewed effects of drilling parameters and that many researchers have attempted to minimize heat
drill bit geometry on temperature rise. Udiljak et al.11 generation during drilling via increase in cutting speed,
studied temperature rise during bone drilling in spora- but there has not been consensus on the best way to
dic points of cutting speed and concluded that while the accomplish this. There are different reports on the opti-
increase in the drill cutting speed during classic drilling mal speed for bone drilling. Researchers have primarily
results in the increase in the bone drilling temperature, focused on low drilling speed (up to 3000 r/min) and
in high-speed drilling the bone temperature almost does have concluded that the increase in drilling speed
not change with the increase in the cutting speed. High- increases bone temperature. However, this is only true
speed drilling slightly decreases the bone temperature up to the drilling speed of approximately 10,000 r/min.
rise as compared to classic drilling, but the maximum Some studies indicated that the dependence of tempera-
temperature is not below the critical level. Augustin et ture increase on the drill speed does not follow a simple
al.2 found that the increase in drill diameter and drill linear function, but it is a function that includes
speed increases bone temperature, but changes in drill increase, peek, decrease and plateau. When drilling
point angle do not show significant influence on tem- speed exceeds 10,000 r/min, temperatures decrease.4
perature rise. With the increase in feed rate, increase in Finally, researchers have failed to show a relationship
bone temperature is lower, and external irrigation plays between drill speed and temperature rise. In fact, there
Shakouri et al. 3
where N is the rotational speed in r/min. To determine assuming that the temperature at that step remains con-
the shear rate, the manner in which the material stant over the time step and then integrating over the
deforms as it passes through the primary deformation time step. All the temperatures higher than critical level
zone, some researchers assume that the material is (47 °C) were involved in calculation of O.
removed by the tool travels through the deformation
zone along hyperbolic streamline of the form
Mathematical model for prediction of thrust force
y2 tan (a) xy = a ð4Þ and temperature rise
where x and y are Cartesian coordinates with the origin In order to determine the relevant mathematical models
at the tool tip. The constant a determines the curvature for prediction of the thrust force and temperature rise
of a hyperbola; in the analysis, a is calculated from in bone drilling, 48 independent experiments were car-
ried out. Based on the experimental design, the mea-
t21 sures of thrust force and bone drilling temperature as
a= ð5Þ
16C2 sin4 (f)½tan (a) + cot (f) response variables are presented in the last two columns
of Table 2, and the values of input cutting parameters
where t1 is the non-deformed chip thickness, which, in as indicator variables for each experiment are shown in
this case, is the depth of cut per revolution, and C is a the left side of Table 2.
material constant. A value of C = 6 was used in this The relation between each response variable and the
study, according to Davidson and James.5 indicator variables is studied by nonlinear regression
Furthermore, t1 is calculated from models. The statistical analysis shows that the exponen-
tial function is the best mathematical model to explain
f=2
t1 = sin (p) ð6Þ the relation between the thrust force as dependent vari-
N=60
able and the influencing parameters with the greatest
Using the assumption of hyperbolic streamlines, the value of determination coefficient, that is, R2 = 0.830
maximum shear rate, g,
_ which occurs in the shear plane as equation (9)
is calculated from
F = exp( 0:039v + 0:008f + 3:42) ð9Þ
v
g_ = pffiffiffi 2 ð7Þ The mathematical model, which analyses the depen-
4 asin (f)½tan (a) + cot (f)3=2 dence of temperature rise on the influential drilling
parameters, obtained in the same way, has the determi-
nation coefficient of R2= 0.770
Thermal damage
The time–temperature dependent on thermal damage T = f (0:425) ð10Þ
can be expressed by the Arrhenius relationship As shown in equation (10), in the resultant fit equa-
(Henriques)5 tion, T is a function of feed rate (f ), that is, the most
ðt effective variable on temperature rise is feed rate.
O= AeEa =R(T + 273) dt ð8Þ However, increasing this variable is not practical, because
it increases the probability of bit fracture. Hence, in order
0
to achieve an appropriate fit equation, in which tempera-
where O represents the thermal injury incurred by the ture depends not only on the feed rate, but also on the
bone tissue from time 0 to time t, A is referred to as the cutting speed, the reverse regression and S-curve regres-
frequency factor (s21), Ea is the activation energy sion are selected, because it has the second highest deter-
(J/mol) and R is the universal gas constant. Since the mination coefficient (R2 = 0.767) after power regression
absolute temperature (K) must be used in the damage
388:3 1238:8
calculation, the conversion from Celsius to Kelvin is T= + + 24:37 ð11Þ
written explicitly in equation (8). v f
The Arrhenius parameters A and Ea are not avail- 12:5 33:78
T = exp 3:27 + ð12Þ
able for bone tissue damage, but because of the similar- v f
ity in thermal tolerance between bone and epithelial
tissue, the Arrhenius parameters presented by
Henriques for epithelial tissue (A = 3.1 3 10981/s, Results and discussion
Ea = 6.27 3 105 J/mol) are applied to bone. Henriques
determined that if the thermal injury is incurred by
Experimental results
epithelial tissue and O exceeds a value of 0.53, then The results of measuring the hole temperature change
thermal necrosis would be imminent. The same thresh- during conventional drilling are shown in Figure 6.
old value was applied to bone.
At each time step in the experiments (1 s), the incre- Increase in the drill bit speed from 500 to
mental change in Arrhenius damage was calculated by 1000 r/min reduces the temperature of drilling sites
6 Proc IMechE Part H: J Engineering in Medicine
Table 2. Input cutting data and results of thrust force and temperature measurement.
in feed rates of 50, 100 and 150 mm/min by about speeds and feed rates for bone drilling cannot
3.4–4 °C. In other words, while increasing the bit rota- achieve temperatures lower than the critical level.
tional speed affects the reduction of temperature posi- The lowest temperature rise (proportion to the pri-
tively, the temperature change is not considerable. mary temperature) is 30.6 °C in this process, which
The higher the feed rate, the lesser the temperature appears at the speed of 1000 r/min and feed rate of
rise. It is worth mentioning that the feed rate in con- 150 mm/min.
ventional drilling is not as effective as rotational
Figure 7 shows duration of temperatures higher than
speed and increase of which from 50 to 150 mm/
the critical level for various rotational speeds and feed
min for the related speeds leads to reduction in tem-
rates. It is obvious that
perature rise by about 0.2–2.2 °C.
One may conclude that the conventional drilling Increase in the feed rate reduces the duration time
process in the range of the proposed rotational in high temperatures;
Shakouri et al. 7
37 100
f = 50 mm/min f = 50 mm/min
f = 100 mm/min 90
36 f = 100 mm/min
f = 150 mm/min
80 f = 150 mm/min
35 70
34 60
∆T (°C)
F (N)
50
33
40
32 30
20
31
10
30 0
500 750 1000 500 750 1000
N(rpm) N (rpm)
Figure 6. Temperature change versus cutting speed Figure 8. Thrust force versus drill speed (conventional drilling).
(conventional drilling).
In high-speed drilling, ranges of the rotational speed At the speed ranges of 3000–5000 r/min, the higher
are higher than 3000 r/min.4 In order to provide com- feeds provide higher thrust forces. However,
parison conditions, the tests were conducted at the same increase in the rotational speed has no considerable
conventional drilling feed rate (Figure 9). According to effect on the force.
Figure 9 The force falls rapidly for 50 mm/min feed rate at
the speed of 7000 r/min and for 100 and 150 mm/
The higher the feed rate, higher is the temperature min at 6000 r/min. The amount of force drop for
rise. Despite the temperature results of conventional the above feeds are 85.3%, 87.2% and 88.8%.
drilling, in which the feed rate effect is not consider- By passing the above-mentioned speeds to higher
able, in this process apparently there is a significant speeds, the thrust force diagram for each feed speed
difference among feed rates of 50, 100 and provides no change in thrust force.
8 Proc IMechE Part H: J Engineering in Medicine
60
55
50
45
40
∆T (°C)
35
30
25
f = 50 mm/min
20 f = 100 mm/min
f = 150 mm/min
15
3000 4000 5000 6000 7000 8000 9000 10000 11000 12000 13000 14000 15000 16000 17000 18000
N (rpm)
90
f = 50 mm/min
80 f = 100 mm/min
f = 150 mm/min
70
60
50
t (s)
40
30
20
10
0
3000 4000 5000 6000 7000 8000 9000 10000 11000 12000 13000 14000 15000 16000 17000 18000
N (rpm)
Figure 10. Duration of bone temperatures above 47 °C versus drill speed (high-speed drilling).
f = 50 mm/min
30 f = 100 mm/min
f = 150 mm/min
25
20
F (N)
15
10
0
3000 4000 5000 6000 7000 8000 9000 10000 11000 12000 13000 14000 15000 16000 17000 18000
N (rpm)
contact time and less friction between the drill bit phenomenon, effective factors on temperature rise dur-
and bone, as well as less generated heat and lower ing the process should be considered, including chip
bone drilling temperature. Hence, the bone necrosis formation, chip accumulation and friction force (chip
is less likely to occur. Therefore, high feed rate or drill bit with the hole wall). In low rotational speeds,
must be used to minimize the heat generation dur- the temperature rise is at highest level, because of high
ing the drilling of bone. On the other hand, the drilling force and low speed of chip disposal and accu-
amount of feed rate and thrust force should not be mulation phenomenon.
excessive because in some patients, it may even lead High speeds and improved condition of the chip for-
to fracture or drill bit failure. mation increase the speed of chip disposal and reduce
Heat generation in cutting process depends on the the chips accumulated in flute of drill. As a result, drill-
frictional and shearing forces at the cutting edges. ing force declines and the amount of produced heat
Increase in rotational speed of drill bit (cutting inside the hole reduces, and the temperature rise may
speed) leads to the increase in the total cutting reduce even down to lower levels.
bone-bur contact. This supposedly increases the However, since the conventional drilling process has
amount of friction and heat generation, which limitations in thrust force reduction and increase in chip
increases the drilling site temperature. disposal speed, reducing the temperature rise in drilling
The mathematical model achieved for temperature site is within the specific amount which is not enough to
(equations (11) and (12)) reveals that temperature prevent the necrosis phenomenon. In other words, the
rise function is ascending, and the increase in cut- phenomenon is inevitable.
ting speed leads to temperature rise at the hole site. Another important point is that the increase in the
As a result, higher cutting speeds do not reduce bit feed rate leads to higher feed speeds and reduces the
temperature rise. process duration. Consequently, the time between tem-
Comparison of the experimental results and the perature production and temperature rise would be
mathematical model reveals that in high-speed drill- shortened. The only restricting factor against applica-
ing, while temperature rise in the drilled hole is tion of the high feed rate during the bone drilling pro-
ascending, an optimum point is obtained in the cut- cess is possibility of bit break in the bone or crack
ting speed of 6000–7000 r/min (for the feed rate of development in the broken site.
100–150 mm/min), in which the least temperature Results of the bone thermal damage during a con-
rise is observed. Temperature reduction at the ventional drilling process are shown in Figure 12. With
above-mentioned speeds is just the result of rapid regard to Figure 12, one may conclude that the thermal
force fall. When the speed exceeds the critical range, damage reduces with increases in the bit rotational
even though the force values remain stable, friction speed and the feed rate. Despite the considerable reduc-
increases more and more, and the temperature rise tion of O in a speed of 1000 r/min and a feed rate of
increases again and even exceeds that of conven- 150 mm/min, it is still of great difference from the
tional drilling. necrosis occurrence threshold (0.53); it means that
necrosis is inevitable even at the highest feed rate and
rotational speed.
Discussion According to the reports concerning the high-speed
According to the results of conventional bone drilling drilling process on metal samples, it is expected that
process (Figures 6–8), it is observed that an increase in increase in the rotational speed and high cutting speed
the rotational speed leads to reduction in temperature values leads to reduction of machining force on the one
rise in the drilling site. In order to study the hand, and increase in the chip disposal speed and the
100000
f = 50 mm/min
f = 100 mm/min
f = 150 mm/min
10000
1000
Ω
100
10
1
500 750 1000
N (rpm)
10,000,000,000.00
f = 50 mm/min
1,000,000,000.00 f = 100 mm/min
f = 150 mm/min
100,000,000.00
10,000,000.00
1,000,000.00
100,000.00
Ω
10,000.00
1,000.00
100.00
10.00
1.00
3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18
0.10
N (î 1000 rpm)
related temperature, and finally reduction of tempera- three factors of heat generation (chip formation force,
ture rise in drilling site, on the other hand (in metal chip accumulation in bit flute and friction) and consid-
drilling, 85% of the produced heat is transferred to the ering the force stability and continuous increase in chip
peripheral environment of the machine10). disposal speed, one may assume the possibility of fric-
Concerning the bone, the thermal conductivity coef- tion increase (between chip or bit and the hole), which
ficient is low in comparison to metals; so it is not in turn generates heat. When the rotational speed
expected that a considerable increase in the rotational exceeds a specific level, the friction dominates over the
speed and subsequently an increase in chip disposal positive effects of the force fall and chip accumulation
speed have remarkable contribution to transferring reduction. This situation increases the temperature
temperature to the environment. Since the thermal con- more and more.
ductivity coefficient is low, the produced heat may not According to Figure 13 (high-speed drilling process
be absorbed by chips and remains in the drilling site and the relative thermal damage), the diagram goes up
and inside the bit. Hence, there is no consensus on the for the three feed speeds except for the feed rate of
positive effect of applying high speeds in bone drilling 50 mm/min at the speed of 8000 r/min and feed rates of
among the researchers. 100 and 150 mm/min at the speed of 6000–7000 r/min,
Therefore, the effective factors on improving the where it appears a rapid fall. The fall points are in
bone drilling process are chip formation, increase in dis- accordance with the thrust force fall. The amount of
posal speed and reduction of chip accumulation in bit thermal damage reduction of O for feed rate of 50 mm/
flute. This study reveals that the produced heat in drill- min is far more than 0.53, and it is unlikely to prevent
ing sites ascends with the rotational speed increases for necrosis at this rate. However, for feed rates of 100 and
all feed rates (Figure 10), except for the specific amount 150 mm/min in a rotational speed of 7000 r/min, the O
of feed rate, at which the temperature falls rapidly. value reaches an acceptable amount which prevents the
Force measurement results reveal that the thrust force necrosis definitely. The reasons are high duration and
amount is stable before the rapid fall points (6000 r/min low temperature rise. Therefore, the feed rate of
for feed rates of 100 and 150 mm/min and 7000 r/min 100–150 mm/min and the rotational speed of 7000 r/
for 50 mm/min). The phenomenon can be explained min are the optimum conditions for achieving the mini-
based on the chip formation at the above-mentioned mum heat generation and absorbance in high-speed
speeds. In low rotational speeds, the bone chips are nee- bone drilling process. Then, increase in the rotational
dle shaped, which increase machining force. However, speed for all feed rates increases the thermal damage
in the above-mentioned rotational speeds, the chips are even to higher levels than those of conventional drill-
powder shaped, which reduces the required force ing. In other words, the rotational speed increase
severely. makes the situation worse and increases the O rise
This rapid force fall followed by an increase in chip amount.
disposal reduces the temperature rise at the speed of
6000–7000 r/min for feed rates of 100 and 150 mm/min
Conclusion
and 7000–8000 for 50 mm/min. When the speed exceeds
the above rates, the temperature rise diagram soars, This study concentrates on the effect of rotational speed
although the force is stable and low. Regarding the on the thrust force and the drilled site temperature in
Shakouri et al. 11
conventional drilling (low speed) and high-speed drill- Declaration of conflicting interests
ing. The points are concluded as follows: The authors declare that there is no conflict of interest.
In the conventional bone drilling process, despite
the reduction in temperature rise with the increase Funding
in the rotational speed, the thermal necrosis is inevi-
This research received no specific grant from any fund-
table due to the considerable difference between the
ing agency in the public, commercial or not-for-profit
measurement amounts of temperature rise and the
sectors.
allowable ranges.
In high-speed bone drilling process, the temperature
rise reduces considerably in the specific rotational References
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12 Proc IMechE Part H: J Engineering in Medicine
Appendix 1 T temperature
t time
Notation
t1 depth of cut per revolution
A Arrhenius frequency factor DT temperature rise
a chip material streamline curvature v cutting velocity
C shear rate material constant
D drill diameter a rake angle
Ea Arrhenius activation energy b friction angle
F thrust force Ø shear angle
f feed rate g_ shear rate
N rotational speed u helix angle
p drill point half angle O Arrhenius thermal damage
R universal gas constant
r distance from rotational axis of the drill