Granier Et Al 2000 Soil REW and Canopy Conductance
Granier Et Al 2000 Soil REW and Canopy Conductance
Original article
a Institut National de la Recherche Agronomique, Unité d'Écophysiologie Forestière, 54280 Champenoux, France
b Institut National de la Recherche Agronomique, Unité de Recherches Forestières, BP 45, 33611 Gazinet Cedex, France
Abstract – This paper analyses the variation in tree canopy conductance for water vapour (gc) in order to derive a general expression,
including the effects of solar radiation (R), vapour pressure deficit (D), leaf area index (LAI) and extractable soil water. Canopy con-
ductance was calculated from transpiration measured in 21 broadleaved and coniferous forest stands, under different climates: tem-
perate, mountain, tropical and boreal. Common features in the dependence of gc on climate and on soil water content were exhibited.
When soil water was not limiting, gc was shown to increase linearly with LAI in the range 0 to 6 m2 m–2 and reach a plateau value.
Besides the positive effect of increasing R and the negative effect of increasing D on gc, it was surprisingly shown that a decrease in
extractable soil water induced a similar reduction in gc in various tree species, equally in coniferous and in broadleaved. Based on these
findings, a general canopy conductance function is proposed.
canopy conductance / sap flow / transpiration / species comparison / leaf area index / water stress / model / synthesis
Résumé – Un modèle générique de conductance de couverts forestiers dépendant du climat, de la disponibilité en eau dans le
sol et de l’indice foliaire. Ce travail réalise l'analyse des facteurs de variation de la conductance du couvert pour la vapeur d'eau (gc)
avec l'objectif d'en donner une expression générale, prenant en compte les effets du rayonnement global (R), du déficit de saturation
de l'air (D), de l'indice foliaire (LAI) et de la réserve hydrique extractible du sol. La conductance du couvert a été calculée à partir de
la transpiration mesurée dans 21 peuplements forestiers feuillus et résineux, sous différents types climatiques : tempéré, montagnard,
tropical et boréal. Ce travail a montré, pour ces divers peuplements, une dépendance similaire entre gc et les facteurs climatiques, ainsi
qu'avec la réserve hydrique extractible du sol (REW). En conditions hydriques non limitantes, on observe que gc augmente linéaire-
ment avec le LAI entre 0 et 6 m2 m–2, puis atteint un plateau. De façon surprenante, en dehors de l'effet positif sur gc de l'augmenta-
tion de R, et l'effet négatif de celle de D, on montre que la diminution de REW a des conséquences similaires sur gc pour diverses
espèces forestières, aussi bien feuillues que résineuses. À partir de ces observations, un modèle général de conductance de couvert est
proposé ici.
conductance de couvert / flux de sève / transpiration / comparaison inter spécifique / indice foliaire / sécheresse / modèle /
synthèse
Table I. Main characteristics of the sites. Methods used for fluxes measurements are sap flow (SF), eddy covariance (EC) or energy
balance (EB).
Species Site Age Height Temp Rain LAI m2 Method Project / reference /
(yr) (m) (°C) (mm) (m–2) SF/EC remarks
aerodynamic conductance. We calculated ga from Thom's Typically, discarded data correspond to early morning
[48] equation. In closed stands, available energy was and late afternoon periods. Furthermore, when D is low
assumed to be equal to the net radiation measured over during the early morning, dew is quite likely to occur and
the canopy, minus heat storage in the air and in the above affects tree transpiration and its measurement.
ground biomass. In open stands (e.g. LAI < 3), where a
significant fraction of the radiative flux reaches the soil Excluding these data has only limited consequences on
surface, heat flux in the soil should not be neglected. calibrating the gc functions, because they represent peri-
Nevertheless, in the absence of soil heat flux measure- ods of low transpiration rates. Modelling stand transpira-
ment in most of the studied stands, this term was not tion under conditions of maximum transpiration rates, i.e.
taken into account here. However, when LAI < 3.0 and when both D and gc are high (and therefore the product
canopies did not occupy the entire ground area, canopies gc.D is high), is more crucial.
likely did not absorb all the net radiation and actual tree
canopy conductance would be underestimated. A time lag between sapflow and canopy transpiration
has been often reported, even when the vapour flux above
In some experiments, E was directly measured above a stand was directly measured [11] or when it was esti-
the stand (Bowen ratio or eddy covariance technique), mated by a model [5, 15]. This phenomenon is due to
while in other studies transpiration was estimated from
water exchanges between tissues and the transpiration
sapflow measurements. In most of our experiments pre-
stream within the trees [23]. This capacitance effect was
sented here, the continuous heating technique was used
often reported in coniferous species [18, 22, 30, 31, 45],
[8], performed on 5 to 10 trees according to stand hetero-
the time lag being typically in the range of 1 to 2 h, while
geneity [28]. For computing gc from transpiration and cli-
it is much less important in broadleaved species (30 min
matic variables, some precautions were taken:
in oak, 60 min in poplar [15, 21]). Water exchanges can
• periods during rainfall and for the 2 hours following be described with RC-analogue models [20, 31]. For an
rainfall were excluded in order to avoid the discrepan- accurate calculation of canopy conductance, it is there-
cy between evaporation and tree transpiration, fore necessary to take into account this time lag in order
to improve the synchronism between sapflow and climat-
• when either global radiation, vapour pressure deficit, ic demand. When this time lag is not taken into account,
or stand transpiration were too low (< 5% of the max- this would change the relationship between calculated gc
imum value), data were also eliminated, because of the and the climatic variables changes (e.g., figure 1).
large relative uncertainties in computing gc from equa- Furthermore, excluding the time lag results in an increase
tion 2 under these conditions. of the scatter of data: in this example, correlation coeffi-
758 A. Granier et al.
cients equalled to 0.32 with no time lag, vs. 0.67 with a for water stress is either soil water deficit or leaf water
1 h time lag. potential (see Sect. 3.3 below).
Validation can be performed in several ways: parame-
terise canopy conductance function parameters from one
2.3. The canopy conductance sub-model
year's data set, and compare estimated to measured gc and
transpiration for other years [47], compare model para-
Jarvis and Steward [23, 47] proposed a multiplicative-
meters obtained on even days to those on odd days with-
type function to relate the variation of gc to the environ-
in the same set of data [7], compare measured to comput-
mental factors. This approach is now widely used [6, 7,
ed stomatal conductances, derived from calculated
12, 15, 18, 38]. The following model, derived from Jarvis
canopy conductance and from LAI [18].
and Steward [23, 47] was used here:
In order to check if the response of one tree species
gc = gcmax ⋅ f1(R,D) ⋅ f2(LAI) ⋅ f3(Is) ⋅ f4(t) (3) could be extrapolated to other site and climate conditions,
Granier et al. [13] compared measured tree transpiration
where gcmax (m s–1) is the maximum gc, reduced by the
in an old mountain beech forest (Aubure forest) to tran-
following functions fi varying between 0 and 1 of: both
spiration estimated from canopy conductance which was
global radiation (R) and air vapour pressure deficit (D)
calibrated in another beech stand growing under plain
measured above the stand; leaf area index (LAI); a vari-
conditions (Hesse forest, see table I).
able quantifying water stress intensity (Is); air tempera-
ture (t). No interaction between the variables was Equation 3 was parameterised for each stand. First,
assumed here. According to the studies, the variable used coefficients of f1(R,D) were fitted under non-limiting
A model of forest canopy conductance 759
temperature and soil water, in stands with high LAI (>6). Model 2: (5)
R 1
Then, each other fi function was separately parame- g c = g cmax ⋅
terised. R + R0 1 + b ⋅ D
In order to compare the stands, we calculated a stan-
dardised canopy conductance (gc*), corresponding to the Fitting of the parameters in equations (4) and (5) (and in
following set of variables: global radiation = 500 W m–2, the further functions) was based on the minimum sum of
D = 1 kPa, Relative Extractable Water = 1, and no limiting squares using the Gauss-Marquardt algorithm. In contrast
air temperature (i.e. in the range 18–30 °C). to stomatal conductance, those functions do not show a
saturation at high values of R. The parameter R0 varies
according to the species between 50 and 300 W m–2, with-
3. RESULTS out any clear relation to leaf area index. Nevertheless, the
highest R0 coefficients are found in the coniferous stands.
3.1. Effects of radiation, vpd and temperature Figure 2 shows a large scattering of gc within the low-
est radiation class (0 to 200 W m–2). This scatter is the
An example of the variation of canopy conductance in result of both the rapid increase of gc with R, but also to
beech (Fagus sylvatica) as a function of global radiation the large uncertainty in calculating canopy conductance
and vapour pressure deficit is shown in figure 2. As for at low values of transpiration, such as during early morn-
stomatal conductance, canopy conductance increases ing or late afternoon.
when incident radiation increases, and decreases when
vapour pressure deficit increases. We used Lohammar- Parameterisation of gc needs to take into account, if
type equations for describing the combined effects of possible, the effect of water exchange between tissues
both variables, expressed as follow: and sap flow, provoking a time lag between transpiration
and sap flow. The procedure to test this capacitance effect
was the following: we introduced increasing time lags (0,
Model 1: R (4) 0.5, 1.0, 1.5 and 2.0 h) in the calculation of gc, sapflow
g c = g cmax a – b ln D
R + R0 lagging behind climatic variables. At each step, the func-
tion f1 was fitted, and the regression coefficients were
compared. The time lag was assumed to correspond to the the narrow range of temperatures, because most of the
highest r2 obtained. We checked if this procedure was observations were performed during summer.
correct by comparing this estimated time lag to the
observed time lag between water flux measured above the
stand and scaled up sap flow in a Scots pine forest [11]; 3.2. LAI
the same value was obtained, equal to 90 min. For our
sample species (table I), it varied between 0 and 1.5 h, Figure 4 shows the relationship between standardised
depending on tree species. We found that water stress canopy conductance gc* and LAI in 20 stands. For LAI <
increased the time lag in some tree species like Pinus 6, gc* linearly increased to a value of 1.33 cm s–1. With
pinaster or Picea abies (data not shown). In experiments LAI larger than 6.0, canopy conductance did not
where water supply varied during the season, we there- increased further.
fore applied this procedure to each soil water content
class. The following function was fitted on this data set:
Because radiation and vapour pressure deficit are cor- LAI ≥ 6 f1(LAI) = 1 [7]
related (r2 ranging from 0.2 to 0.4), the coefficients R0, a, LAI < 6 f1(LAI) = LAI / 6 .
and b are also correlated.
The variation of canopy conductance vs. D, under high
global radiation, R = 700 W m–2 (figure 3), showed a sim- 3.3. Water stress
ilar pattern in all studied stands. The negative effect of
increasing D on gc was accurately modelled with func- Many studies have demonstrated the negative effect of
tions 4 or 5. Coefficients of determination for models 1 soil water depletion on canopy conductance. Variation of
and 2 were in general close, but model 2 often gave gc can be related either to predawn water potential as in
slightly better fits than model 1. Besides this common [32], to soil water reserve or soil water deficit [18], or to
feature, some of the studied species were found to be relative extractable water in the soil (REW) as in [15]. We
more sensitive to D. Two examples are Quercus petraea, preferred to use the latter variable for extensive studies
for both the control and thinned stands, and Simarouba and for modelling purposes, because:
amara (tropical). In other tree species (Abies bornmulle- – predawn water potential, even if it a physiological
riana, temperate, and Eperua falcata, tropical), sensitivi- indicator of tree water status, and therefore has a more
ty of gc to D was lower than the average response. causal significance, is not often available in field stud-
According to the tree species, the relative variation of gc, ies;
when D passed from 1 to 2 kPa, ranged from –20% to
–60%. As reported by Oren et al. [37], gc sensitivity to D – soil water reserve is very site dependent, ranging from
is well correlated with gcmax. Fitting the coefficient b to a ca. 50 to 200 mm, according to rooting depth, soil
of equation (4) gave: b = 0.253 a (r2 = 0.92, see insert of properties, etc., while REW is varying between 0 and
figure 3). 1, whatever the site;
Absolute values of gc differed markedly among the – both predawn water potential and REW are strongly
stands. Canopy conductance appears to be higher in sites related [4].
where LAI is high (upper curves with closed symbols in Figure 5 illustrates the relationship between gc and REW
figure 3, LAI being in the range of 5.7 to 10.8), than in in five coniferous and broadleaved stands. For all these
low LAI stands. species, gc/gcmax progressively decreases when REW
varies from 1 to 0, this decrease being more pronounced
When pooling all the stands where LAI > 5.7, the fol- when REW drops below 0.4, as previously reported [12].
lowing function was obtained: When pooling all the data, the following relationship was
obtained:
R 1
g c = 4.047 (r2 = 0.76). (6) 1/2
R + 100 1 + 2.0615 D 2
p 1 + p 2 ⋅ REW – p 1 + p 2 ⋅ REW – 2.8 p 1 ⋅ p 2 ⋅ REW
In most of the data sets that we used here, when the f2 Is =
1.4
response of gc to both R and D was extracted, no signifi-
cant relationship between gc residuals and air temperature (r2 = 0.77) [8]
was pointed out. This probably results from: i) the high
correlation between air temperature and D (r2 > 0.5), ii) in which p1 = 1.154 and p2 = 3.0195.
A model of forest canopy conductance 761
Figure 3. Canopy conductance of various forest stands as a function of vapour pressure deficit, for a global radiation of 700 W m–2,
under non-limiting soil water. Closed symbols correspond to stands with a high LAI (≥5.7), open symbols or lines are for stands with
a lower LAI (<5.7). The value of LAI is indicated in the legend. For Pinus pinaster + understorey: data of [7]. Insert, the relationship
between the coefficients a and b of the model 3 (see text).
762 A. Granier et al.
The effect of air temperature on gc, although being less growing conditions (plain vs. mountain). Moreover, in
investigated, seems to play an important role in the regu- this work, a comparison with the data from Herbst [19] on
lation of stomatal and hence canopy conductance. In the same species also showed very close gc function.
Scots pine, Gash et al. [7] calibrated a parabolic function These 3 stands were characterised by similar values of
with an optimum between 15 and 20 °C. In beech, Granier LAI (5.5 to 6.0).
et al. [13] found in spring a decrease in gc when air tem- Canopy conductance is nearly proportional to LAI
perature dropped below 15 °C. On the opposite, no tem- between 0 to 6, as previously shown by Granier and
perature effect was detected for oaks, neither in spring Bréda [15], in which different temperate oak stands were
nor in summer. Our attempts to derive the function f3 in compared. Similar results have been noted within the
equation (3) were not successful, and there are not same stand during leaf expansion [15]. Compared to
enough data yet available to derive a general relationship. forests, low vegetation like crops and grasslands, exhibit
Probably, different species could show a different sensi- a different response to increasing LAI, with gc and tran-
tivity to temperature and different optima, tropical spiration saturating at a much lower LAI threshold (about
species probably being more sensitive to temperature 3 to 4) [43]. The saturation of forest transpiration at LAI
than temperate and boreal species. Furthermore, Gash et higher than 6.0 can be explained by the important shad-
al. [7] calibrated different functions relating the depen- ing of low canopy strata by the upper levels when LAI
dence of gc to temperature in a same tree species (Pinus increases. For LAIs less than 6, leaf area index is therefore
pinaster) growing in two sites. a key factor for explaining between-stand variation in
A close similarity in transpiration of different forests transpiration. Nevertheless, two tree species, Pinus
was also reported by Granier et al. [13] in two beech pinaster and P. Sylvestris (figure 4, dotted circle), were
stands, differing in both age (30 vs. 120 years old), and distinguished from the average gc*(LAI) relationship,
764 A. Granier et al.
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