De-Embedding Method For A Sensing Area Characteriz
De-Embedding Method For A Sensing Area Characteriz
com/scientificreports
Microwave sensors are used in various fields including navigation systems1, bioengineering2, food science3,
and civil engineering4. In comparison with optical and mechanical sensors, microwave sensors have unique
advantages such as relatively higher sensitivity, more resistance to environmental changes (pollution, dust, and
dirt), and comparatively lower cost5. For a broadband material characterization, various microwave sensors
based on reflection-transmission measurements such as conventional waveguide/coaxial line measurements,
free-space methods, open-ended waveguide or coaxial line measurements, and planar structure measurements
can be utilized. For example, conventional microwave waveguide methods are highly accurate. However, they
are bulky require accurate and elaborate sample machining to eliminate gap effect between waveguide walls
and sample lateral s urfaces6,7. To alleviate sample preparation process, free-space methods can be used8–10.
Nonetheless, these methods necessitate a sample transverse area greater than the foot print of the antenna at
the examined frequency to eliminate diffraction effects at the sample corners or edges. Besides, open-ended
waveguide or coaxial measurements can be conveniently implemented especially for liquid samples or samples
with planar s urfaces11,12. These measurements necessitate, in general, close contact with the sample under test.
1
Department of Electrical and Electronics Engineering, Gaziantep University, Gaziantep 27310,
Turkey. 2Department of Electrical and Electronics Engineering, Gaziantep Islam Science and Technology
University, Gaziantep 27010, Turkey. 3School of Advanced Technologies, Iran University of Science and Technology,
Tehran 1684613114, Iran. 4Department of Electrical and Computer Engineering, University of Waterloo, Waterloo,
ON N2L 3G1, Canada. *email: [email protected]; [email protected]
Additionally, theoretical analysis essentially assumes that the sample is semi-infinite and extends to infinity at
the probe opening12. On the other hand, microwave sensors based on planar topologies take advantage of being
low profile and relatively inexpensive, allowing ease of fabrication, and providing a simple means of sensing or
characterization by measuring the effect of the sample near the sensing area13–20.
Measurement setups used in sensor applications in general require some sort of calibration before starting to
measurements. Depending on criteria of applicability, feasibility, bandwidth, and accuracy, a suitable calibration
procedure should be applied to eliminate systematic errors in the measurement system. While short-open-
load-thru (SOLT) and short-open-load-reciprocal (SOLR) calibration techniques are convenient for coaxial
line configurations, thru-reflect-line (TRL), multiline TRL, line-reflect-line (LRL), thru-reflect-match (TRM),
line-reflect-match (LRM), thru-match-reflect-reflect (TMRR), and line-reflect-reflect-match (LRRM) and sliding
short calibration techniques are feasible for probe wafer and waveguide configurations21–26. The common goal of
these techniques is to first determine error networks between the vector network analyzer (VNA) and the device
under test using some calibration standards with well-known characteristics. These techniques use at least three
(partially or fully known) standards for device characterization.
In addition to calibration techniques some of which are presented above, de-embedding methods based on
relative measurements could also be applied for a direct transmission line or sample characterization27–45 or a
direct two-port device (or network) characterization46–49. These methods, contrary to calibration techniques,
do not require an explicit solution of error networks or coefficients to characterize a transmission line, sample,
or full two-port device or network (or line)46. Because the de-embedding methods in the s tudies27–45 are limited
to a transmission line or sample characterization, from this point on we will mainly focus on the de-embedding
methods in the s tudies46–49 which can be applied for a direct two-port device (or network) characterization (see
Table 1). The de-embedding method proposed in the study46 was based on uncalibrated scattering (S-) parameter
measurements of a thru, a non-reflecting line, and the two-port network (a coplanar waveguide discontinuity).
However, it considers that the network has reflection-symmetric property. To generalize this methodology for
a reflection-asymmetric two-port network, we applied a methodology relying on uncalibrated measurements
of a thru, a non-reflecting line, and the two configurations of the device (direct and reversed configurations)47.
Although it is possible to extract forward and backward S-parameters S11 and S22 of a device (in addition to its
forward and backward transmission S-parameters S21 and S12), there are two sign ambiguities in the expressions
of S11 and S22 (four solutions for each of S11 and S22). This necessitates a prior knowledge of S11 and S22 to resolve
this sign ambiguity. To eliminate this drawback, we also proposed two de-embedding methods48,49. While the
first one48 uses uncalibrated S-parameters of a thru, a non-reflecting line, the device, and a reflecting reference
material next to the device, the second one utilizes uncalibrated S-parameters of a thru, a non-reflecting line,
the direct and reversed configurations of the device. They either fail to remove the sign ambiguity in S11 and S22
measurements at some discrete frequencies or reduce the sign ambiguity problem to two possible solutions of
S11 or S22.
Many of the recent microwave sensor applications require planar resonators (or sensors)13–20 to detect a
variety of sample properties. SMA connectors are generally used for carrying electromagnetic signals from
a VNA through coaxial lines to the planar structure. Calibration techniques such as SOLT or SOLR can be
applied to eliminate systematic errors to the end of the SMA connectors or to the SMA taper or launcher50,
as shown in Fig. 1. Nonetheless, it fails to fully remove the effects of SMA taper/launcher and microstrip feed
lines for an accurate full two-port sensing area (device or network (or line)) characterization. In a recent
study13, the effects of SMA tapers/launchers were de-embedded from planar microwave sensor measurements
by applying a simple procedure based on the T-matrix approach. However, this procedure necessitates some
simplifications in the theoretical analysis. First, it assumed that the reflection coefficient was much smaller than
the transmission coefficient at the SMA connector. Second, it assumed that the SMA tapers or launchers welded
to the stripline were identical. Although both of these assumptions might be in general valid for a typical SMA
taper or launcher section, for a more accurate measurements, a theoretical model taking into account the case
that these two assumptions may not be satisfied should be addressed. Besides, TRL, LRL, TRM, LRM, TMRR,
and LRRM techniques with standards implemented directly at the microstrip section could be effectively applied
for removing the effects of launchers/tapers and even microstrip feedlines next to the sensing area (see Fig. 1).
However, they require at least three different calibration standards to evaluate error networks prior to a full two-
port characterization of the sensing area (see Table 1). Our concern in this study is to perform a full two-port
characterization of a sensing area, as for the two-port device or network shown in Fig. 1, of planar microstrip
sensors (or in general planar microwave sensors) by a de-embedding technique using uncalibrated S-parameters.
Such a characterization is a necessity for a more accurate sample property analysis. To meet such a requirement, in
this study, we propose a deembeeding method to uniquely extract (without any sign ambiguity) all S-parameters
of the sensing area of microstrip sensors (see Fig. 1) from uncalibrated (raw) S-parameter measurements of
(partially known) two different standards without the need for evaluating error networks a priori. As standards,
a reflecting line (with partial reflection) and direct and reversed configurations of a non-reflecting line, whose
propagation constant can be determined, are utilized.
Figure 1. A planar microstrip sensor with a sensing area (double ring resonators) with feedlines and SMA
tapers or launchers. Here, TX and TY account for the effects of microstrip lines, SMA tapers or lauchers, coaxial
lines with SMA connectors, and VNA systematic errors.
Table 1. Comparison of the proposed method (‘PM’) with other calibration and de-embedding techniques in
the literature.
Figure 2. Measurement configurations: (a) A reflecting line (R-Line) between error networks X and Y, (b) a
non-reflecting line (NR-Line) next to the R-Line between X and Y, (c) and (d) direct and reversed connections
of a device between X and Y, and (e) the reversed configuration in (b).
line (NR-Line) is positioned next to the R-Line between X and Y. Figure 2c,d present the direct and reversed
configurations of the device between X and Y. Finally, Fig. 2e demonstrates the reversed configuration in Fig. 2b.
D
1 −D S22
TDinv = D −SD 1
D D
, D = S11 D D
S22 − S21 S12 . (8)
S12 11
Here, P and Ŵ are the propagation factor of and the first reflection coefficient at the R-Line; P0 is the propagation
factor of the NR-Line; zeff , γeff , εeff , and Lr are the effective normalized impedance, effective propagation constant,
effective permittivity, and length of the R-Line while γeff,0, εeff,0, and Lnr are the effective propagation constant,
effective permittivity, and length of the NR-Line; and S11 D , SD , SD , and SD are the S-parameters of the device.
21 12 22
−1 −1 −1
Mc Me−1 =TX TD TNRL TRL TX , (13)
−1 −1
Mc Ma−1 =TX TD TRL TX , (14)
−1 −1
�4 =Tr(Mc Me−1 ) = Tr(TD TNRL TRL ), (20)
−1
�5 =Tr(Mc Ma−1 ) = Tr(TD TRL ), (21)
Correct sign in (23) can be specified after evaluating γeff,0 and enforcing ℜe{γeff,0 } ≥ 0 for a passive non-reflecting
line. In fact, it is possible to obtain from (4) and (17)
D D
D
(27)
�3 = P0 (�1 + �2 S11 ) + (−�3 �D + �2 S22 )/P0 /S12 ,
D D
D
(28)
�4 = P0 (�1 + �2 S11 ) + (−�3 �D + �2 S22 )/P0 /S21 ,
D D
D
(29)
�5 = (�1 + �2 S22 ) + (−�3 �D + �2 S11 ) /S21 ,
D D
D
(30)
�6 = (�1 + �2 S11 ) + (−�3 �D + �2 S22 ) /S12 .
�2 P 2 (�1 + �2 S22
D ) + (−� � + � SD )
3 D 2 11
�2 = = 0 D ) + (−� � + � SD )
, (32)
�5 P0 (�1 + �2 S22 3 D 2 11
�3 P 2 (�1 + �2 S11
D ) + (−� � + � SD )
3 D 2 22
�3 = = 0 D D)
, (33)
�6 P0 (�1 + �2 S11 ) + (−�3 �D + �2 S22
D D D
S22 =(�2 S11 + �3 )/�1 = (�5 S11 + �6 )/�4 , (35)
(1 − P02 ) (�1 − P0 �2 )
�1 = , (36)
(1 − �1 ) (1 − P0 �2 )
1 − P02 �1 P0 �2 (1 − P02 )
�2 =�1 , �3 = , (37)
1 − �1 �2 (1 − P0 �2 )
4 =1 − P0 3 , 5 = 1 − P0 2 , (38)
�1
�6 = P0 (�3 − �2 ). (39)
�2
Here, 1 and 2 are the quantities in functions of Ŵ and P of the reflecting line in (4) and (5).
After, S11
D is uniquely found from (35)
D
S11 = (�1 �6 − �3 �4 )/(�2 �4 − �1 �5 ). (40)
D is calculated from (40), SD and can be determined in a simple manner from (34) and (35). Finally,
Once S11 22 D
S21 and S12
D D can be evaluated from (26)–(30). It is noted that (23) can be utilized to determine γ
eff,0 as a byproduct.
Finally, it should be stressed that when P0 approaches unity, as other calibration methods such as the TRL
calibration technique22, our proposed method breaks down (2 = 4 = 5 and 3 = 6 ). Therefore, it is
not possible to determine meaningful S11 D , SD , SD , and SD from (26)–(40). Discussion of this point is given in
21 12 22
Section Validation.
Validation
Measurement setup
The rectangular waveguide setup operated at X-band (8.2- 12.4 GHz, a = 22.86 mm, b = 10.16 mm, and
fc = 6.557 GHz) was constructed for validation (see Fig. 3c). The VNA used in our measurements (Keysight
Technologies – N9918A) has a frequency range between 30 kHz and 26.5 GHz. Two longer phase stable coaxial
lines were employed to carry signals. Besides, two coax-to-waveguide adapters were secured to two longer
additional waveguide straights (approximately 200 mm) to suppress high-order modes, if present. Details about
the measurement setup are available i n51.
Figure 3. (a) Dimensions of the examined cell, (b) the MM slab formed by cascaded connection of fourteen
individual units with length Lsub = 8.10 mm, each of which has four SRRs along y−direction (a and b,
respectively, refer to broader and narrower dimensions of the waveguide cross section)52, (c) a picture of the
measurement setup operating at X-band, (d) a picture of the designed TRL calibration kit for microstrip
measurements, (e) electric field distribution around the SRRs (side view), and (f) surface current distribution on
the surface of the metals of SRRs (side view) at 11.867 GHz.
dominant TE10 mode in the y−axis (normal to the slit axis) forces charges with opposite polarities to accumulate
at opposite sides (w.r.t. the z−axis) of both rings (electric excitation). This will in turn produce circulating
currents and then create a magnetic dipole in the x−axis. Figure 3e illustrates electric field distribution (at
the instant of maximum variation) on the plane of SRRs (electric flux lines originating from and ending with
the SRRs) at the frequency of 11.867 GHz around which transmission S-parameter ( S21) has a dip51. Besides,
magnetic field of the dominant TE10 mode in the x−direction, which is normal to the plane of SRRs, influences
charges to circulate within the metal of the SRRs (magnetic excitation). This in turn will induce a non-zero net
electric dipole moment in the y−axis. Figure 3f presents surface current distribution (at the instant of maximum
variation) on the surface of the metals of SRRs (circulating current) at the same frequency (11.867 GHz). As
a consequence of such coupling mechanism of electric and magnetic fields over the waveguide cross section,
a non-zero magneto-electric coupling will be p resent53, resulting in a non-identical forward and backward
reflection S-parameters51.
Analysis
Figure 4a–f illustrate the simulated S-parameters (‘Sim.’ with solid lines), measured S-parameters after the TRL
calibration (‘Meas. (TRL)’ with dashed lines), and extracted S-parameters by the proposed method (‘Ext. (PM)’
with dotted lines) of the constructed bianisotropic MM slab. In application of the TRL calibration t echnique22,
a waveguide section with a length of 9.4 mm was utilized as for the line standard. Then, calibrated S-parameters
of the constructed bianisotropic MM slab were measured. In application of our method, we implemented the
measurement configurations in Fig. 2a–e using uncalibrated S-parameter measurements with (and without)
the rolling average (RA) procedure applied for frequency range of approximately 42 MHz54 calculated from
Nint (fmax − fmin )/Nf where Nint , fmax , fmin, and Nf denote, respectively, the number of intervals (the number of
frequency points), maximum and minimum frequencies the measurements are conducted, and the number of
total intervals (frequency points). In measurements, Nint = 10 (deliberately selected partly greater than the value
used in the s tudy54 for better smoothed data), fmax = 12.4 GHz, fmin = 8.2 GHz, and Nf = 1001.
While an empty waveguide section with a length of Lnr = 9.4 mm was used as for the NR-Line, a waveguide
section with a length of Lr = 7.7 mm with a polyethylene (PE) sample (3.85 mm) flushed at its right terminal
was considered as the R-Line. In selection of the length of the NR-Line, as discussed in Section The Analysis of
the Method, we considered the point that P0 does not approach unity. In obtaining simulated S-parameters, the
Computer Simulation Technology (CST) Microwave Studio was utilized51. Et = 0 boundary conditions were
applied over the transverse plane ( x = 0, x = a, y = 0, and y = b planes) to imitate hollow metallic waveguide.
Figure 4. Simulated S-parameters (‘Sim.’ with solid lines), measured S-parameters after the TRL calibration
technique (‘Meas. (TRL)’ with dashed lines), and extracted S-parameters by the proposed method for Lnr = 9.4
mm (‘Ext. (PM) Without RA’ by dashdot lines for the result without RA and ‘Ext. (PM) With RA’ by dotted lines
for the result with RA) of the constructed bianisotropic MM slab. (a) Real and (b) imaginary parts of S11
D , (c) real
and (d) imaginary parts of S21 (= S12), and (e) real and (f) imaginary parts of S22.
D ∼ D D
Waveguide ports were positioned at appropriate positions at the z−direction. The adaptive mesh option was set
active in the solver with an accuracy of 10−12 (3rd order solver).
It is noted from Fig. 4a–f that simulated, measured, and extracted S-parameters of the MM slab (S21 D ∼ SD ),
= 12
which has S11 D = SD due to bianisotropic behavior51, are in good agreement with each other over entire frequency
22
band. This validates our proposed method. Relatively smaller discrepancies between the simulated and measured/
extracted S-parameters are chiefly a cause of fabrication process51. Because our method assumes that P0 = 1.0,
it would be instructive to examine its behavior. Figure 5a demonstrates the real and imaginary parts of P0 of the
used NR-Line with length Lnr = 9.4 mm over frequency. It is seen from Fig. 5a that P0 differs from unity over
the entire frequency band.
In order to examine the effect of Lnr on the extracted S11
D , SD , SD , and SD , we also extracted these S-parameters
21 12 22
for the constructed bianisotropic MM slab by our method using an NR-Line (an empty waveguide section) with
Lnr = 10.16 mm. Figure 6a–f illustrate the extracted S11, S21 (∼
D D
= S12), and S22
D D after applying the RA procedure
for frequency range of approximately 42 MHz. It is noted from Fig. 6a–f that the extracted S11 D , SD , and SD for
21 22
Lnr = 10.16 mm are similar to those for Lnr = 9.4 mm given in Fig. 4a–f (with maximum variation less than 3%).
This indicates not only the non-dependence of our method on Lnr (provided that P0 = 1.0) but also its stability.
Figure 5. (a) Real and imaginary parts of measured P0 for the NR-Line (an empty waveguide section) with
Lnr = 9.4 mm and the NR-Line composed of a microstrip line with Lnr = 9.7 mm and (b) magnitudes of
simulated S-parameters of the configuration in Fig. 7b.
Figure 6. Simulated S-parameters (‘Sim.’ with solid lines), measured S-parameters after the TRL calibration
technique (‘Meas. (TRL)’ with dashed lines), and extracted S-parameters using uncalibrated measurements by
the proposed method for Lnr = 10.16 mm (‘Ext. (PM)’ with dotted lines) of the constructed bianisotropic MM
slab. (a) Real and (b) imaginary parts of S11
D , (c) real and (d) imaginary parts of SD (∼ SD ), and (e) real and (f)
21 = 12
imaginary parts of S22
D.
near the main microstrip feedline) on the SRRs due to magnetic field effect (magnetic excitation), the proximity
of the rings creates interaction (electric field coupling—Fig. 7d) and improves resonance characteristics of the
double SRR configuration. Besides, Fig. 7d,e demonstrate the spatial distributions at the time that the upper SRR
is mainly active. It should be pointed out that only one of the SRR is chiefy active while the other one behaves
almost passive at critical time periods, thus sharing field interaction with time.
Figure 7. Fabricated microstrip lines: (a) The configuration of the R-Line in Fig. 2a, b the configuration of the
NR-line next to the R-Line in Fig. 2b, c the configuration of the Device or the sensing area (double resonators
next to the microstrip line) in Fig. 2c, and spatial distributions of (d) electric field (V/m) around the SRRs (side
view) and (e) surface current (A/m) on the surface of the metals of SRRs (side view) at 2.193 GHz.
producing such a difference according to the configuration in Fig. 1. First, the SMA tapers or launchers used
to transfer the coaxial line energy to the microstrip lines alter both magnitudes and phases of S-parameters.
Second, microstrip feedline straights mainly influence phases of S-parameters. Third, microstrip feedline bends
introduce changes chiefly in the magnitudes of S-parameters.
Figure 8. Magnitudes of simulated S-parameters (‘Sim.’ with solid lines) and measured S-parameters after
the SOLT calibration technique (‘Meas. (SOLT)’ with dashed lines) referenced to tapers/launchers of the
configuration in Fig. 1) over 1.5 − 2.5 GHz: (a) |S11 |, (b) |S21 |, (c) |S12 |, and (d) |S22 |.
Nf
1 2
χk − χkext/meas , (41)
ref
χRMSE =
Nf
k=1
where χ stands for ℜe{S11 D }, ℜe{SD }, ℜe{SD }, ℜe{SD }, ℑm{SD }, ℑm{SD }, ℑm{SD }, or ℑm{SD }; and χ ref and
21 12 22 11 21 12 22 k
ext/meas
χk are the reference (simulated) and extracted/measured χ values at the kth frequency.
Table 2 presents the calculated RMSE values of the measured or extracted ℜe{S11 }, ℜe{S21 }, ℜe{S12 }, ℜe{S22
D D D D },
ℑm{S11 }, ℑm{S21 }, ℑm{S12 }, and ℑm{S22 }. It is seen from Table 2 that the extracted S-parameters of our method
D D D D
and the measured ones of the TRL calibration procedure are similar, and both are much closer to the simulated
S-parameters than the extracted S-parameters of the methods in46–49. For instance, while RMSE values of ℜe{S11D}
and ℑm{S11 D } are, respectively, around 0.0271 and 0.0279 for our method, those of the de-embedding technique48
approach as high as 0.0318 and 0.0324. Besides, the accuracy of our method depends on whether P0 approaches
unity, as discussed in Section The Analysis of the Method. Figure 5a demonstrates the dependence of the real and
imaginary parts of P0 of the NR-Line with Lnr = 9.7 mm over 1.5 − 2.5 GHz. It is seen from Fig. 5a that P0 does
not approach unity over the entire band.
Figure 9. Simulated S-parameters (‘Sim.’ with solid lines), extracted S-parameters by the proposed method
(‘Ext. (PM)’ with dashed lines), measured S-Parameters by the TRL calibration p rocedure22 (‘Meas. (TRL)’ with
dotted green lines), and extracted S-parameters by the de-embedding m ethod47 (‘Ext. (Ref. 47)’ with dashdot
black lines) of the sensing area (double resonators next to the microstrip line). (a) Real and (b) imaginary parts
of S11
D , (c) real and (d) imaginary parts of SD (∼ SD ), and (e) real and (f) imaginary parts of SD .
21 = 12 22
Table 2. Calculated RMSE values of ℜe{S11 D }, ℜe{SD }, ℜe{SD }, ℜe{SD }, ℑm{SD }, ℑm{SD }, ℑm{SD }, and
21 12 22 11 21 12
22,46–49
ℑm{S22 } for the methods
D and our proposed method.
ambiguity in the full characterization procedure (determining all S-parameters) of a two-port network or line. On
the other hand, the de-embedding techniques46–49 could have such an ambiguity problem. Fifth, while standards
of our de-embedding technique and other de-embedding techniques along with the calibration t echnique22 are
relatively easier to realize than those of the calibration technique21, because the realization of the open standard
could be partly harder. It should be pointed out here that as the calibration techniques SOLT and TRL (or
LRL) (as well as other calibration techniques), the accuracy of our proposed method and the de-embedding
techniques46–49 is mainly related to non-unity value of P0 . To eliminate this disadvantage, as a rule of thumb,
shorter NR-Lines, which can be arranged in the design procedure once the frequency range is specified, should
be used to remove this possibility. Finally, the proposed method and the de-embedding techniques46–49 share
the common problem of the requirement of a new design if the two-port line modifies (e.g., if the feedline of
the microstrip line changes). The calibration techniques SOLT and TRL (or LRL) (as well as other calibration
techniques) do not have such a problem. Nonetheless, such a drawback is not the main issue in the sensing area
characterization of sensors since, once designed, optimized, and then fabricated, these sensors are utilized only
for a precise a pplication13–20.
Conclusion
A method is proposed to determine the S-parameters of two-port devices (or networks) using uncalibrated
S-parameter measurements at microwave frequencies. The method requires the use of non-reflecting line and
reflecting line standards (partially unknown) and determines uniquely all S-parameters of a two-port device
without the need for evaluating error coefficients or networks. The method is first validated by S-parameters of
a bianisotropic MM slab (constructed by square-shaped SRRs embedded into a waveguide) as the first device.
After, it is tested for extracting S11
D , SD , SD , and SD of a sensing area involving double SRRs next to a microstrip
12 21 22
line. The TRL calibration procedure and four different de-embedding techniques, supported by S-parameter
simulations, were applied to examine the accuracy and performance of our method. Our method, however,
requires measurements of two (direct and reversed) configurations of the device. Eliminating this need will be
considered for a future study.
Data availibility
The datasets used and/or analysed during the current study are available from the corresponding author (U.C.H.)
on reasonable request.
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Acknowledgements
The authors U. C. Hasar, H. Ozturk, and H. Korkmaz thank the Scientific and Technological Research Council
of Türkiye (TUBITAK) under project number 120M763 for supporting this study. The author H. Korkmaz
acknowledges the TUBITAK BIDEB 2211/C program for supporting his studies. Some of the experiments in
this study were implemented by using the VNA whose financial support was granted by the Scientific Research
Unit of Gaziantep University under project no MF.ALT.23.01.
Author contributions
U.C.H., H.O. and H.K conducted the experiments; U.C.H. performed conceptualization analysis; U.C.H., H.O.
and H.K prepared illustrations (visualization); U.C.H., V.N., and O.M.R. analyzed the results; and U.C.H., V.N.,
and O.M.R. supervised the study.
Competing interests
The authors declare no competing interests.
Additional information
Correspondence and requests for materials should be addressed to U.C.H. or V.N.
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