Forner 2010
Forner 2010
ABSTRACT
C linical management of patients with HCC is a should not be disregarded: the best health care will be
decision-making process that should be approached achieved when the evidence-based data are combined
following evidence-based data. In that way, the care with the expert medical evaluation that is mandatory
offered to patients will be supported by a reliable back- when managing patients with HCC. It has to be stressed
ground and result in the best available outcomes. Upon that HCC usually affects patients with underlying liver
diagnosis of HCC, patients need to be adequately staged disease2 and this results in the need to carefully evaluate
so that a treatment option may be proposed that would both tumor burden and liver function at the time of
best serve that individual patient.1 Obviously, recom- prognostic prediction and treatment recommendation.1
mendations and guidelines serve to frame the situation, In this article, we explore both aims in the
but ultimately, the decision to be made will never be Barcelona Clinic Liver Cancer (BCLC) current strategy.
automatic, but rather the result of a personalized evalua- The BCLC was first presented in 1999 in Seminars in
tion that takes into account the scientific evidence and Liver Disease3 and constitutes an evolving approach as it
the specific profile of the patient. Any available infor- has regularly incorporated changes that have emerged
mation such as guidelines or consensus documents since its original publication.
1
Barcelona Clinic Liver Cancer (BCLC) Group, Liver Unit, ICMDM, Hepatocellular Carcinoma; Guest Editors, Jordi Bruix, M.D., and
Hospital Clı́nic, IDIBAPS, University of Barcelona, Barcelona, Josep M. Llovet, M.D.
Spain; 2Centro de Investigación Biomédica en Red de Enfermedades Semin Liver Dis 2010;30:61–74. Copyright # 2010 by Thieme
Hepáticas y Digestivas (CIBERehd), Barcelona, Spain. Medical Publishers, Inc., 333 Seventh Avenue, New York, NY
Address for correspondence and reprint requests: Jordi Bruix, 10001, USA. Tel: +1(212) 584-4662.
M.D., BCLC Group, Liver Unit, Hospital Clı́nic, c/Villarroel, DOI: http://dx.doi.org/10.1055/s-0030-1247133.
170, Escala 11, 4 planta, 08036 Barcelona, Spain (e-mail: jbruix@ ISSN 0272-8087.
clinic.ub.es).
61
62 SEMINARS IN LIVER DISEASE/VOLUME 30, NUMBER 1 2010
This set of data permitted the birth of the first BCLC appears when a wide range of impairment is present.
proposal3 that ultimately became the basis for the strat- At this point it is worth stating that the Child–Pugh
ification of a double-blind placebo controlled trial classification was developed to predict the risk of porto-
testing the efficacy of seocalcitol.27 The trial was systemic surgery for the treatment of variceal bleeding.46
negative, but as a collateral outcome helped to validate Hence, its value outside this initial aim is relevant, but
the stratification using the BCLC model. Later on, the lacks enough capacity to accurately stratify patients
SHARP trial testing sorafenib also followed the same according to prognosis. This is why the Mayo Model
methodology and again, the stratification capacity was for End Stage Liver Disease (MELD) was developed.47
externally validated.28 Finally, the Asian–Pacific trial It is highly useful to predict mortality at 3 months in
also testing sorafenib with positive results confirmed patients with cirrhosis and some have tested if it would
the stratification capacity of the BCLC system in East- serve to predict survival in HCC patients.48 Despite
ern countries.29 In addition to these prospective valida- some positive suggestions in that regard, it is acknowl-
tions, several studies have shown the capacity of the edged that it will be merely useful to detect end-stage
model30,31 and this has prompted its wide recognition patients. However, it will not have any efficacy for the
and endorsement.1,32–34 Obviously, no model is a dogma evaluation of patients where proper stratification is
to stay unchanged and the prospective trials conducted needed. This limitation is valid for all proposals that
so far will give the rationale to incorporate more param- take into account only one of the dimensions to be
eters for a refined stratification. Among them, a-feto- considered: liver function, tumor burden, and symptoms.
protein (AFP) is likely to gain some relevance as it Accordingly, neither the Child–Pugh,46 the MELD,47
emerges as an independent predictor in some of these the TNM classification,49 the estimation of tumor vol-
trials35–41 and also in other studies and prognostic ume,50 the assessment of ECOG/Karnofsky,10,23 nor
systems.15,16,18,42,43 In a recent meta-analysis of all any other unidimensional system will be clinically val-
cohorts of untreated HCC patients, the parameters of uable.
the BCLC system are again identified,44 whereas other Having exposed the tools to use for the ‘‘middle
data suggest a potential prognostic power for AFP.45 class’’ patients, it became obvious that patients at
Clearly, liver function is relevant and its value sure an earlier stage would be better served by different
64 SEMINARS IN LIVER DISEASE/VOLUME 30, NUMBER 1 2010
Figure 1 Barcelona Clinic Liver Cancer (BCLC) staging and treatment strategy. As explained in the text, patients diagnosed
with hepatocellular carcinoma (HCC) are stratified into five stages: very early, early, intermediate, advanced, and end-stage
according to tumor burden, liver function and physical condition. Staging is linked to treatment indication according to evidence-
prognostic models both at baseline and according to the prediction requires different tools. Baseline tumor size,
treatment proposed and potentially received. Patients multinodularity, AFP concentration, treatment failure to
with earlier stage HCC should be free of cancer-related achieve tumor necrosis and growth while waiting, are
symptoms as per ECOG performance status (several markers of risk of uncontrolled HCC progression and
studies link symptomatic disease to advanced stage and exclusion from the waiting list.62–64 As such, have to be
poor outcome and several others show that early tumors considered when informing prognosis, likelihood of
are unlikely associated to symptoms). Indeed, this is the transplantation, and ultimately, development of priority
rationale for early detection plans based on surveillance: policy. Interestingly, none of these parameters is in-
to detect early-stage disease at an asymptomatic stage cluded in the MELD system; this explains the difficulty
amenable to potentially curative therapy.1 Obviously, in getting an effective and qualitative priority policy for
vascular invasion and extrahepatic disease also exclude HCC patients by granting MELD points. After trans-
early-stage HCC. In a study in surgical patients, we plantation, the outcome prediction is far more complex
established that the presence of portal hypertension and and involves tumor profile,62 but also graft quality,
increased bilirubin predicted a worse outcome as com- etiology of underlying liver disease, and several others.
pared with patients without such findings even if limit- Vascular invasion is associated with higher risk of
ing resection to Child–Pugh A patients.51 Accordingly, recurrence, but even if present just microscopically,
these parameters serve to predict survival in these strata recurrence will affect less than 50% of the surviving
of patients and their value has recently been validated in patients.62 Finally, patients considered for ablation will
Japan.52 Resected patients can have further refinement of not have the data from pathology and differentiation
their prognostic prediction by the presence of established degree will never be robust enough. Vascular invasion
pathology markers of high risk of recurrence: micro- will not be captured and the potential correlation be-
vascular invasion and presence of satellites or additional tween poor differentiation and vascular invasion will not
nodules53 (Fig. 2). Poor differentiation degree is less be useful as HCC 3cm (the optimal candidates for
robust for prediction54 and tumor size may also have ablation) do not frequently show poor differentiation.
reduced power in the absence of satellites or vascular Several studies have shown that prognosis prediction
invasion.55–57 These considerations show that surgical can be refined after therapy as achievement of an
patients require a set of data to predict prognosis that initial complete response is associated to improved
differs from that used for patients undergoing liver survival.41,65,66
transplantation or ablation. Outcome prediction in pa-
tients considered for transplantation should take into
account expected waiting time (it may differ according to GENOMIC PROFILING AND PROGNOSIS
blood group and geographic location)58–61 and liver Molecular biology has experienced a major expansion
function has no impact in outcome. Hence, prognostic and our knowledge about the events that promote cancer
THE BCLC UPDATE AND FUTURE PROSPECTS/FORNER ET AL 65
optimal candidates for chemoembolization.1,80 Ex- Table 2 Levels of Evidence According to Study Design
pected median survival is around 16 months with Grade Definition
wide variation according to confounding factors such
I Randomized controlled trials
as prior therapies and degree of renal function impair-
II-1 Controlled trials without randomization
ment with requirement for low sodium diet and
II-2 Cohort or case-controlled analytic studies
diuretics.27 Treatment with chemoembolization im-
II-3 Multiple time series, uncontrolled experiments
proves outcome to a median of 20 months,80–82 and is
III Opinion of respected authorities; descriptive
further expanded according to the achievement of an
epidemiologic studies
objective response, which in part is mediated by the
tumor characteristics. However, there are no robust Adapted from Bruix and Sherman.1
criteria to stratify candidates according to HCC
characteristics.
Advanced stage (BCLC C). This stage applies to The least robust information comes from personal opin-
patients who have evolved beyond the profile depicted ions and isolated clinical observations, but in several
in BCLC B. They may have symptoms and/or present debates such personal experiences and unusual case
vascular invasion or extrahepatic spread. Any degree reports are proposed as the proof of the value of any
of vascular invasion (segmental or lobar or trunk) has type of atypical or uncommon therapeutic approach. The
the same implications in terms of tumor invasiveness same value could be given to the well-known cases of
and prognosis. Liver function is not well established as spontaneous regression,83 but no one should use these
a prognostic predictor, but the presence of ascites and fortunate observations as the basis to recommend no
decision process will in most instances still be the same as time point may be more likely due to metachronic HCC
that of early stage. in the oncogenic cirrhotic liver. Whatever the mecha-
nism, there is no option of proven efficacy to prevent
recurrence in patients with HCV or HBV cirrhosis.63
Treatment of BCLC A (Early HCC) Controlling viral replication may prevent deterioration
There are no large randomized controlled trials compar- of liver function in HBV patients101 and to a lesser
ing any of the available options in patients that would be extent in patients with HCV, but this should not be
optimal candidates for all options. Small trials compar- expected to prevent tumor dissemination (the most
ing surgical resection and ablation report a very similar frequent path to recurrence), but rather potentially
survival rate.85–87 According to available data from impact metachronic oncogenesis at long term.102
cohort studies, the survival and recurrence rate in pa- Large size per se should not be taken as a contra-
tients treated for solitary HCC 2 cm is very similar indication to surgery if staging suggests it is still a
between resection and ablation.84 Ablation has a marked solitary HCC that has grown in a compact way. Risk
decrease in efficacy when tumor size exceeds 3 cm and of liver failure becomes an issue, but if such a big mass
when more than 2 nodules are targeted.39,65,78,79,88,89 occupies the whole lobe, it is already not providing
Current data with both options indicate a 5 year survival normal liver function and tolerance is better than that
of 70% at 5 years in patients with well preserved liver of resection of a small HCC that requires large non-
function, but as previously commented, if portal hyper- tumor removal because of location in the central part of
tension is present and/or HCC is multifocal the survival the liver. As said, the risk of microscopic vascular
rate at 5 years decreases to around 50% for surgical invasion increases in parallel with tumor size, but the
prospective controlled trial has proven yet the benefit of that this option has antitumor activity,114–116 but un-
this combined approach. fortunately, there is no information available comparing
this option versus any other established treatment.
Hence, its real value is not yet established.
Treatment of BCLC B (Intermediate HCC)
This stratum of patients is formed by patients in whom
resection, transplantation, and ablation have been dis- Treatment of BCLC C (Advanced HCC)
missed because of too large tumor size and/or multi- This has been an area of extensive research as until very
focality; however, they still are asymptomatic and recently, there was no effective therapy to be offered to
maintain a preserved liver function. The standard of those patients that were diagnosed at advanced stage or
care in them is chemoembolization according to the transitioned into it after initial therapy. Chemotherapy
results of randomized controlled trials and cumula- has no activity either intravenously or intraarterially,
tive meta-analysis.80–82 Chemoembolization induces a both if tested as a single agent regimen or in combina-
>50% response rate and this translates in slower tumor tion.117 In addition, in all instances the lack of impact on
progression and improved survival. Some groups propose survival is associated with toxicity that results in im-
to perform TACE even in symptomatic patients or even paired quality of life or even impaired survival.118 Be-
if they have segmental vascular invasion and/or extra- cause of this unmet need, a major expectation was placed
hepatic spread. Impact of therapy is significant in in the potential of targeted therapies that would aim to
patients without symptoms and the existence of vascular abrogate the abnormal molecular events that govern
invasion as detected by imaging increases the risk of tumor progression and dissemination. Several studies
Figure 3 Survival of patients with hepatocellular carcinoma (HCC) in the SHARP trial comparing sorafenib versus placebo in a
blockade of aurora kinase, epidermal growth factor, conventional RECIST125 will fail to capture any existing
insulin-like growth factor, c-MET, or fibroblast growth positive signal. New criteria based on functional imaging
factor among several others, while at the same time still measuring perfusion and diffusion will be developed in
acting through the sorafenib mechanisms of action. The the near future and become instrumental for efficacy
critical point will be how to balance the willingness to evaluation. Meanwhile, the most reliable parameter
enhance the antitumoral effect while assuring safety, and should be time to progression. Optimally, studies should
how to evaluate the potential efficacy. In most instances, be run in a randomized fashion so that a comparator is
there is no reduction in tumor burden and hence, available to ensure unbiased assessment.32
Figure 4 Time to tumor progression of patients in the SHARP trial. Median time to progression (TTP) was 5.5 months in
sorafenib-treated patients, whereas it was just 2.8 months in the placebo arm (HR 0.58; 95% CI 0.45–0.74; p < 0.001). Because
sorafenib administration was not associated with any tumor burden reduction as per Response Evaluation Criteria in Solid
Tumors (RECIST) criteria, the efficacy of the drug in improving survival is mediated through this impact in tumor growth and
dissemination.
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