Form 5c
Form 5c
Use this form ONLY if you are applying/have applied for a New York State Limited Permit as a Mental Health Counselor online.
Applicant Instructions
1. Complete Section I. Give your supervisor a copy of Appendix A and have them complete Section II. It is your responsibility to ensure your
supervisor fully completes Section II. Failure to complete this form will delay its review. Submit the completed certification to the Office of
the Professions as directed at the end of the form.
2. If you change supervisors or have additional settings or supervisors after a permit is issued, you must obtain an amended permit.
Complete the online Limited Permit Change Form application (https://eservices.nysed.gov/professions/wf/limited-permit-change) and
submit a Form 5CS for each new prospective supervisor. A new fee is not required for a permit issued as a result of a change in
supervisor or setting.
Section I: Applicant Information
First J e n n i f e r
Middle Y a e l
I am licensed and currently registered to practice in New York State as a: ✔ Mental Health Counselor Physician
Physician Assistant Registered Professional Nurse Licensed Clinical Social Worker Psychologist
Setting in New York State where supervised experience will take place (if different than employer):
Setting Name
(Spell out/No abbreviation)
Setting Address
Street
Not-for-profit, religious, or educational entity issued a corporate waiver by the New York State Education Department. Be sure
to attach a copy of the Corporate Waiver Certificate.
Psychotherapy Institute chartered by the New York State Education Department Board of Regents. Be sure to attach a copy of
the Corporate Waiver Certificate.
A program or facility authorized under Federal Law to provide services that are within the scope of practice of mental health
counseling. Be sure to attach a copy of the Authorization letter verifying the provision of professional services.
Public health agency or setting approved under the Mental Hygiene Law or a local social services district. Be sure to attach a
copy of the Authorization letter verifying the provision of professional services.
College and University Counseling Centers. Be sure to attach a copy of the Authorization letter verifying the provision of
professional counseling services to students.
Office of a licensed physician, clinical social worker, psychologist, or mental health counselor (PC, PLLC, PLLP) (not owned
by the applicant). Be sure to attach a copy of the Certificate of Incorporation.
Office of a professional licensed to practice mental health counseling as a sole proprietor not incorporated (not owned by the
applicant). No attachment required.
Attestation
I declare that the statements made in the foregoing certification are true, complete and correct. Any false or misleading information in or in
connection with this certification may be the cause for denial of permit and licensure and disciplinary action against my license and may result
in criminal prosecution.
Upload this form in your online limited permit application. If you have already submitted your online limited permit application, upload this form
to: https://eservices.nysed.gov/professions/wf/document. You will need the Application ID of your limited permit submission that was emailed to
you and your date of birth. Or, you can mail this form along with any required documentation to: New York State Education Department, Office
of the Professions, Mental Health Counseling Unit, 89 Washington Avenue, Albany, NY 12234-1000
The supervised experience and practice under a limited permit must meet the following supervision and setting requirements.
Supervision of Experience
The supervisor must be licensed and registered in New York State as a Mental Health Counselor, physician, physician assistant, psychologist,
licensed clinical social worker, or registered professional nurse or nurse practitioner and competent in Mental Health Counseling in New York
State. An application in another jurisdiction must have the equivalent qualifications as determined by the Department.
An applicant must obtain experience for licensure while under the general supervision of a qualified supervisor. General supervision means
that a qualified supervisor is available for consultation, assessment and evaluation when professional services are being rendered by an
applicant and the supervisor exercises the degree of supervision appropriate to the circumstances.
The supervisor must provide at least one hour per week or four hours per month of in-person individual or group supervision where the
supervisor:
● reviews the applicant’s assessment, evaluation and treatment of each client under his or her general supervision; and
● provides oversight, guidance and direction to the applicant in developing skills as a Mental Health Counselor.
In addition, the supervisor is responsible for appropriate oversight of all services provided by a limited permit holder under his or her general
supervision. No supervisor can supervise more than five permit holders. The supervisor must not have a personal relationship with, or be
related to, the applicant.
i. a professional corporation, registered limited liability partnership, or professional service limited liability company authorized to provide
services that are within the scope of practice of Mental Health Counseling;
ii. a sole proprietorship owned by a licensee who provides services that are within the scope of his or her profession and services that
are within the scope of practice of Mental Health Counseling;
iii. a professional partnership owned by licensees who provide services that are within the scope of practice of Mental Health Counseling;
iv. a hospital or clinic authorized under Article 28 of the Public Health Law to provide services that are within the scope of practice of
Mental Health Counseling;
v. a program or facility authorized under the Mental Hygiene Law to provide services that are within the scope of practice of Mental
Health Counseling;
vi. a program or facility authorized under Federal Law to provide services that are within the scope of practice of Mental Health
Counseling;
vii. an entity defined as exempt from the licensing requirements or otherwise authorized under New York State law or the laws of the
jurisdiction in which the entity is located to provide services that are within the scope of practice of Mental Health Counseling.
The setting where the experience is gained is responsible for the services provided by the individuals gaining experience for licensure. The
setting is also responsible for providing adequate supervision to such individuals and for assigning a qualified supervisor, as defined in this
section, to individuals gaining experience for licensure.
● the evaluation, assessment, amelioration, treatment, modification, or adjustment to a disability, problem, or disorder of behavior,
character, development, emotion, personality or relationships by the use of verbal or behavioral methods with individuals, couples,
families or groups in private practice, group, or organized settings; and
● the use of assessment instruments and Mental Health Counseling and psychotherapy to identify, evaluate and treat dysfunctions and
disorders for purposes of providing appropriate Mental Health Counseling services.
Not less than 1,500 clock hours of such required experience, or one-half of the hours in any setting, shall consist of direct contact with clients
in the practice of Mental Health Counseling. The remaining experience may consist of other activities that do not involve direct client contact,
including but not limited to, recordkeeping, case management, research, supervision and professional development.