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The equilibrium alluvial river under variable flow and its channel-forming
discharge
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1
Faculty of Civil Engineering and
Delft, Netherlands.
2
Department of Civil and Environmental
at Columbia, USA.
3 Abstract. When the water discharge, sediment supply, and base level vary
5 graded state with small fluctuations around this mean state (i.e. a dynamic
7 ing the mean equilibrium geometry of an alluvial river under variable flow
8 by linking channel slope, width, and bed surface texture. The solution holds
9 in river normal flow zones (or outside the hydrograph boundary layer and
10 the backwater zone) and accounts for grain size selective transport and par-
12 changing yet steady water discharges (here termed an alternating steady dis-
14 discharge, which is here defined as the steady water discharge that, given the
15 mean sediment supply, provides the same equilibrium channel slope as the
17 gravel load is larger than the one associated with the sand load. The anal-
18 ysis illustrates how the load is distributed over the range of water discharge
19 in the river normal flow zone, which we term the ‘normal flow load distri-
20 bution’. The fact that the distribution of the (imposed) sediment supply spa-
21 tially adapts to this normal flow load distribution is the origin of the hydro-
22 graph boundary layer. The results quantify the findings by Wolman and Miller
23 [1960] regarding the relevance of both magnitude and frequency of the flow
Key points
25 • We derive two relations linking the equilibrium channel slope, width, and surface
27 • We define the channel-forming discharge as the steady discharge providing the same
29 • The hydrograph boundary layer originates from the adaptation of the sediment sup-
31
1. Introduction
32 The flow rate and sediment load in natural streams vary widely in space and time, as
33 precipitation and sediment supply from hillslopes and tributaries vary spatially and tem-
34 porally within the basin. In general the downstream water surface base level also changes
35 in time due to tides, storm surge, and, on a larger time scale, sea level change.
36 Despite such temporal variation, the river continuously adapts through changes in plan-
37 form, bed elevation, and bed surface texture, and approaches its graded or equilibrium
38 longitudinal profile [Gilbert, 1877; Mackin, 1948; Lane, 1955; Ahnert, 1994; Buffington,
39 2012; Blom et al., 2016]. Following Blom et al. [2016] we define the graded or equilibrium
40 river profile as the mean profile that the river approaches when flow, sediment supply,
41 and base level vary around stable values for a long time in the absence of subsidence or
42 uplift. The fact that a graded state in terms of channel slope and bed surface texture
43 also develops when the flow rate, the sediment supply, and the downstream base level
44 vary around stable values [e.g., Pickup and Rieger , 1979] is confirmed through laboratory
45 experiments [Wilcock et al., 2001], indirect analysis of field data [Wilcock and DeTemple,
46 2005], and numerical runs [Parker , 2004a; Wong and Parker , 2006; Parker et al., 2008;
47 Viparelli et al., 2011; Bolla Pittaluga et al., 2014]. This graded state is characterized by
48 a mean state with small fluctuations around it, which is termed a statistical equilibrium
49 or steady state equilibrium [Chorley and Kennedy, 1971, p.202] or dynamic equilibrium
50 [De Vries, 1993; Ahnert, 1994; Zhou et al., 2017] and needs to be considered over a period
51 of years or decades.
52 Variability of the flow rate due to flood waves is essential for, for instance, floodplain-
53 related mechanisms [e.g., Lauer and Parker , 2008; Lauer et al., 2016; Viparelli et al., 2013;
54 Fleischmann et al., 2016] and plant colonization on exposed bars [Tal and Paola, 2010;
55 Vargas-Luna, 2016]. Although extreme events may induce changes to the river system
56 that moderate flows cannot [Buffington, 2012], for instance the formation of new gullies,
57 the creation of meander cut-offs, floodplain scour, and the movement of huge boulders
58 [Wolman and Miller , 1960; Pickup and Warner , 1976; Lenzi et al., 2006], flow events of
59 moderate magnitude, which recur relatively frequently, are more effective in transporting
60 sediment than rare events of unusual magnitude [Wolman and Miller , 1960].
61 Various approaches have been used to formulate a representative steady water discharge
62 that, given enough time, would produce the same channel geometry as the natural long-
63 term hydrograph [e.g., NEDECO, 1959; Prins and De Vries, 1971; Pickup and Warner ,
64 1976; Pickup and Rieger , 1979; Hey, 1996; Emmett and Wolman, 2001; Copeland et al.,
65 2005]. This natural long-term hydrograph is here defined as the hydrograph that covers
66 the flow rate statistics of several years or decades. The concept of a channel-forming
67 discharge was first introduced in the design of irrigation channels, in which the variation
68 of the flow rate is generally limited [e.g., Lacey, 1930]. Application of this concept to
69 the design, maintenance, and restoration of natural streams, which are subject to a much
70 wider range of flow rates, initiated a search for a single value of the water discharge
71 representative in its effect on channel geometry [Pickup and Rieger , 1979; Copeland et al.,
72 2005; Gomez et al., 2007]. Although the terminology has not always been consistent, the
74 1. the bankfull discharge, which is the flow rate at which the channel is just filled to
75 the top of its banks and which therefore agrees to the condition of incipient flooding [e.g.,
76 Wolman and Leopold , 1957; Williams, 1978; Parker , 1978a, b; Emmett and Wolman,
77 2001; Gomez et al., 2007; Parker et al., 2007; Phillips and Jerolmack , 2016]. The bank-
79 between processes of channel formation and floodplain formation [Copeland et al., 2005]
80 and above which the shear stress almost stops increasing with increasing discharge;
81 2. the effective discharge, which is the water discharge at which the product of the
82 probability density of the water discharge and the associated sediment load reaches a
83 maximum value [e.g., Wolman and Miller , 1960; Benson and Thomas, 1966; Andrews,
84 1980; Nash, 1994; Carling, 1988; Emmett and Wolman, 2001; Goodwin, 2004];
85 3. the discharge associated with a certain recurrence interval or a designated flood peak
86 frequency [e.g., Wolman and Leopold , 1957; Bray, 1975; Doyle et al., 2007];
87 4. the formative discharge for meanders, which is the steady water discharge that pro-
88 vides the same meander length as the long-term hydrograph [e.g., Benson and Thomas,
89 1966; Ackers and Charlton, 1970], or other morphodynamic units such as bars and islands
91 5. the slope-equivalent water discharge, which is the steady water discharge that, given
92 the mean sediment supply, results in the same equilibrium channel slope as the long-term
93 hydrograph [based on the approach by De Vries, 1974, 1993; Jansen et al., 1979; Howard ,
94 1980] or, equivalently, the steady water discharge that for a given slope provides the same
95 sediment flux as the long-term hydrograph [Doyle and Shields, 2008, their functional-
96 equivalent discharge];
97 6. the half-load discharge, which is the water discharge above and below which 50 %
98 of the total sediment load is transported [Van Bendegom, 1967; Prins, 1969; Vogel et al.,
100 7. the channel-forming flood, which is the average of all water discharges at which gravel
101 is mobilized weighted by the probability of their occurrence [Phillips and Jerolmack , 2016].
102 Yet, despite the efforts to find an estimate of a single representative discharge, it has
103 also been realized that no single steady discharge can affect all characteristics of channel
104 geometry in a similar manner as the varying flow rate [NEDECO, 1959; Prins, 1969; Prins
105 and De Vries, 1971; De Vries, 1971, 1993; Biedenharn et al., 2008]. This calls for a precise
106 definition of the type of representative discharge one is considering [Prins and De Vries,
107 1971]: exactly what morphodynamic aspect should be reproduced by the representative
108 discharge?
109 Our objective is to determine relations linking the equilibrium channel slope, channel
110 width, and bed surface texture under variable flow, as well as to provide a definition
111 of the slope-equivalent or channel-forming discharge. To this end we follow the analysis
112 introduced by De Vries [1974, p.31-32], which is more accessible in Jansen et al. [1979,
113 p.119-121], De Vries [1993], Howard [1980], and Doyle and Shields [2008]. We extend
114 their analysis to mixed-size sediment conditions. Our analysis also is an extension of the
115 Blom et al. [2016] equations for the equilibrium geometry of an alluvial river to a variable
117 In the next section we explain how we treat the variable flow rate in our analysis and
118 propose relations to determine the mean sediment load under a variable flow rate with
119 temporally constant statistics. In Section 3 we describe the equilibrium river geometry
120 under variable flow and unisize sediment conditions. To this end we consider a variable
121 flow rate that at each time is governed by steady flow. We extend this analysis to mixed
122 sediment by accounting for the mechanisms of grain size selective transport and particle
123 abrasion in Section 4. In Section 5 we validate the analytical model by comparing its
124 results for the equilibrium river geometry to those of two numerical time-marching mod-
125 els, one based on the backwater equation and one on the Saint-Venant [1871] equations.
126 We discuss channel response to changing boundary conditions through slope and width
127 adjustment in Section 6. In Section 7 we illustrate how the analytical model allows for
128 predicting the relative contribution of the long-term range of flow rate values to trans-
129 porting the (gravel and sand) load, which we term the ‘normal flow load distribution’.
130 In Section 8 we address the differences between the slope-equivalent discharge and the
132 As we focus on a dynamic or statistical steady state, we model the variability of the
133 water discharge, Qw [m3 /s], in terms of a changing flow rate of which the statistics are
134 temporally constant and expressed by the probability density function (PDF) of water
136 Now let us consider the arbitrary probability density function of water discharge shown
137 in Figure 1a. The integral of the PDF by definition equals unity. The expected or mean
140 which is equivalent to Eq. (3.3-31) in Jansen et al. [1979], Eq. (2-31) in De Vries [1993],
141 and Eq. (4) in Doyle and Shields [2008]. The bar indicates the fact that we average over
142 a significant period and hence deal with the expected or mean value.
143 For illustration purposes we simplify the PDF of water discharge to a discrete distribu-
144 tion with two modes: a base flow rate, Qwbase , and a peak flow rate, Qwpeak (Figure 1b).
145 The probability that base flow occurs is denoted by α [-], and for a two modes case
146 the probability that peak flow occurs, by definition, equals 1 − α. For this two-modes
149 where the capacity-based sediment load under base and peak flow, Qbase and Qpeak , are
151 Similarly, under conditions with two sediment modes, gravel and sand, the mean gravel
155 where the subscripts g and s indicate gravel and sand, respectively. Eqs. (3) and (4) are
156 simplified to
160 To describe the equilibrium river geometry under a variable flow rate, we first consider the
161 case of unisize sediment. For that purpose we combine Eq. (1) or (2) with a formulation
162 for the sediment load as a function of the flow rate. After listing our simplifications
163 in Section 3.1, we apply a power law load relation which leads to an explicit analytical
164 solution to the equilibrium river geometry (Section 3.2), as well as more complex load
167 equilibrium river geometry: (1) our model is one-dimensional; (2) we neglect subsidence
168 and uplift, base level change, and delta outbuilding; (3) we assume a rectangular cross-
169 section of width, B [m], and do not distinguish between flow through the main channel
170 and the floodplains; (4) we consider a relatively wide channel, which implies that we can
171 assume that the hydraulic radius equals the flow depth, H [m]; (5) we assume hydrostatic
172 pressure in the water column; (6) we assume the nondimensional friction coefficient, Cf
173 [-], to be independent of the local flow parameters and the surface texture; (7) we neglect
174 changes in sediment porosity; (8) we consider bed-material load only [i.e. bed load as
175 well as suspended bed-material load, Paola, 2001; Church, 2006], and (9) we neglect the
176 spatial lag in the adaptation to capacity-based transport rates [Phillips and Sutherland ,
177 1989].
178 A high precipitation rate and the associated temporally increased flow rate lead to a
179 flood wave that is advected downstream while diffusing. Consequently the water discharge
180 varies also spatially, which induces small temporal change in bed elevation. The fact that
181 bed elevation change under a varying flow rate is small can also be explained as follows.
182 In general the time scale of change in channel slope is much larger than the one of change
183 in the flow rate [Mackin, 1948; De Vries, 1974; Jansen et al., 1979; Howard , 1980, 1982;
184 De Vries, 1993]. In other words, there is insufficient time for the channel slope to adjust to
185 short-term changes in the flow rate. Furthermore, any change in slope due to the variable
186 flow rate starts at the domain boundaries. This reasoning is confirmed by the analyses of
187 Parker et al. [2008], Viparelli et al. [2011], and An et al. [2017].
188 In the lower course of a river the flood wave is typically longer than in its upper course,
189 as it has diffused while migrating downstream. Here we assume that the flood wave is
190 infinitely long and propagates infinitely fast, which implies that it does not dampen. Thus,
191 although we do consider the temporal variability of the flow rate, we do not consider the
192 dynamics of a flood wave. In other words, we assume the flow is steady for each value of
193 the flow rate, and term this an ‘alternating steady flow’.
194 We divide the fluvial reach in two types of zones: backwater zones that are controlled
195 by a downstream water surface base level and normal flow zones where the flow is not
196 affected by the base level (Figure 2). A ‘river normal flow zone’ is defined as a reach where
197 the flow can be reasonably approximated as uniform or normal, even under a variable flow
198 rate. This implies that for all flow rates the friction slope is more or less equal to the bed
199 slope and that, by definition, bed elevation changes are zero. Although Figure 2 shows one
200 normal flow zone and one backwater zone, a river typically consists of multiple backwater
201 and normal flow zones, yet backwater effects may prevail such that a strictly normal flow
202 zone is absent. The analysis presented in this paper is applicable to river normal flow
204 We first apply a power law load relation without a threshold for significant transport
205 [e.g., Engelund and Hansen, 1967; Parker , 1990a, b; Syvitski et al., 2000; Emmett and
206 Wolman, 2001; Wilcock and Crowe, 2003; Goodwin, 2004; Barry et al., 2004, 2007; Doyle
207 and Shields, 2008; Houssais et al., 2015], which reflects Einstein’s [1950] probabilistic
209 We now summarize existing power law load relations into a simple generalized load
212 where W ∗ [-] denotes the nondimensional sediment transport rate [W ∗ = q ∗ /τ ∗3/2 with
213 q ∗ denoting the nondimensional Einstein transport number, see Parker , 2004b, or Ap-
214 pendix A], τ ∗ [-] is the grain related Shields stress, c [-], w [-], and r [-] are constants,
215 and D [m] is the representative grain size of the sediment. We introduce the parameter
216 Dref [m] to nondimensionalize the right-hand term of Eq. (7) (Dref = 0.001 m). Eq. (7)
217 is simplified to the Engelund and Hansen [1967] load relation by setting w = 1, r = 0,
3/2 5/2
218 and c = 0.05Cf /Cf s where Cf s [-] denotes the nondimensional skin friction coefficient.
219 Appendix A provides more detailed information on the generalized load relation.
220 We apply Eq. (7) to estimate the sediment transport rates at base and peak flow rates,
221 Qbase and Qpeak , that are required in Eq. (2). To this end, we combine the formulation for
222 the sediment load, Eq. (7) or (A3), with the continuity equation for the flow (Qw = BU H
223 with U [m/s] denoting the mean flow velocity), and we use the normal flow equation,
226 where S [-] denotes channel slope, g [m/s2 ] the gravitational acceleration, and G [s4 /m2 ]
228 We use Eq. (8) to replace Qbase and Qpeak in Eq. (2) and assume that the equilibrium
229 channel slope, S, does not vary with the varying flow rate (Section 3.1). We then find
230 the following equation for the equilibrium channel slope under variable flow in a reach
233 where the slope-equivalent discharge, Qwdom , for the case of a two modes discharge is
234 given by
( )
(2w+3)/3 (2w+3)/3 3/(2w+3)
235 Qwdom = αQwbase + (1 − α)Qwpeak (10)
236 We generalize Eq. (10) to the case of the arbitrary PDF of water discharge in Figure 1a:
[∫ ∞ ]3/(2w+3)
237 Qwdom = Q(2w+3)/3
w fw (Qw ) dQw (11)
0
238 which is an elaborated form of the functional-equivalent discharge defined by Doyle and
241 channel-forming discharge, Qwdom , for conditions with varying flow. This representa-
242 tive water discharge is the steady water discharge that, given the mean sediment supply,
243 results in the same equilibrium channel slope as the natural long-term hydrograph.
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244 Naturally, under variable flow the flow depth depends on the flow stage at time t or
245 discharge mode Qw , and, outside backwater zones (Figure 2), is found by combining Eq.
248 The flow velocity at time t, U (t), is found by combining Qw = BU H with Eq. (12):
( )1/3 ( )1/(2w+3)
Qw (t) Dw Q̄
249 U (t) = (13)
Qwdom G B (D/Dref )r
250 The equations governing the equilibrium river geometry under unisize sediment condi-
251 tions are summarized in Block 1 of Table 1. Applying the Engelund and Hansen [1967]
252 load relation, these equations reduce to the ones listed in Block 2. The slope-equivalent
253 discharges in Eqs. (10) and (11) are simplified to the ones listed in the upper right-hand
255 The equations for the equilibrium channel slope and flow depth under a variable flow
256 rate are similar to the Blom et al. [2016] equations obtained for the constant water dis-
258 discharge. The slope-equivalent discharge is larger than the mean water discharge, which
259 is due to the nonlinear relation between water discharge and the sediment transport rate.
260 The equations provide an order of magnitude of the relative change that can be expected
261 on the long term if one of the controls changes with time. Let us consider an engineered
262 river with fixed banks in which the mean sediment supply decreases by a factor 2 (for
263 instance, due to a dam). According to the Engelund and Hansen [1967] load relation and
264 assuming the initial state is an equilibrium state, Eq. (9) tells us that the slope decreases
266 Eq. (9) also illustrates how in the equilibrium state the channel slope, S, scales with:
(Dw−r Q̄)3/(2w+3)
267 S∝ (14)
Qwdom
268 (w = 1 and r = 0 if applying the Engelund and Hansen [1967] load relation) which is very
DQ
270 S∝ (15)
Qw
271 where here Q and Qw are representative values of the sediment and water discharge. Yet
272 formulations somewhat different from Eq. (14) will be found when applying other load
273 relations.
275 channel sinuosity [Buffington, 2012]. In cases where the river responds to changes in the
276 boundary conditions through width adjustment rather than slope adjustment [Howard ,
277 1980], one may impose channel slope, S, and use Eq. (9) to compute the equilibrium
278 channel width, B. Alternatively, in cases where the river responds to changes through
279 a combination of slope and width adjustment, one can combine the current formulation
280 for the equilibrium channel slope in Eq. (9) with a closure relation and solve for both
281 the equilibrium channel slope and width. We will address this topic in more detail in
283 After using the power law load relation that has led to an explicit solution to the equilib-
284 rium river geometry we here apply more complex load relations, for instance one with a
285 threshold value for significant transport. This leads to implicit analytical solutions to the
286 equilibrium river geometry. Following the same procedure as described in the previous
287 section, yet using the load relation by, for instance Meyer-Peter and Müller [1948] or
290 where R [-] is the submerged specific gravity (R = (ρs − ρ)/ρ in which ρs [kg/m3 ] and ρ
291 [kg/m3 ] are the sediment and water density, respectively). According to Meyer-Peter and
292 Müller [1948] the values of the nondimensional constants in the load relation are a = 8,
293 b = 1.5, and τc∗ = 0.047, and according to Fernandez-Luque and Van Beek [1976] a = 5.7,
294 b = 1.5, and τc∗ = 0.037 ∼ 0.0455. The maximization function is included to indicate
295 that the excess Shields stress cannot be negative. As an example we apply Eq. (16) to
296 elaborate on the base and peak flow sediment transport rates in Eq. (2):
( )1/3 b
Q̄ Q2wbase S 2 Cf s
297 √ = α max 0, − τc∗ + ...
aB RgDD Cf2 B 2 g RD
( )1/3 b
Q2wpeak S 2 Cf s
298
(1 − α) max 0, − τc∗ (17)
Cf2 B 2 g RD
299 and solve Eq. (17) iteratively for the equilibrium channel slope, S, or channel width, B,
300 depending on the unknown variable in the equation, or add a closure relation and solve
301 for both channel slope and channel width. Eq. (17) is easily generalized to account for
303 The slope-equivalent discharge, Qwdom , which is the steady water discharge that yields
304 the equilibrium channel slope S or channel width B computed from Eq. (17), can be
307 The implicit character of the solution procedure here arises from the threshold for signif-
308 icant transport. This procedure can be applied to any existing load relation and will be
D R A F T July 7, 2017, 11:40pm D R A F T
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309 validated in Section 5. Before doing so, we will extend the model to mixed-size sediment
310 conditions.
4.1. Simplifications
311 In this section we extend the model of the equilibrium river geometry under variable yet
312 normal flow to conditions with mixed-size sediment. Following Ferguson [2003], Gasparini
313 et al. [2004], and Blom et al. [2016], we limit our analysis to sediment mixtures character-
314 ized by two distinct modes, gravel and sand. Besides the assumptions listed in Section 3.1,
315 the mixed-size sediment model consists of a number of additional simplifying assumptions
316 [Blom et al., 2016]: (1) all gravel particles entering the reach at the upstream end have
317 the same grain size (and the same holds for sand); (2) all sediment arrives from upstream
318 through fluvial sediment transport; (3) only gravel particles abrade, which implies that
319 the gravel size gradually decreases with streamwise coordinate x [m], expressed by the
320 symbol Dgx [m], and the sand diameter Ds [m] is constant; and (4) the products of abra-
321 sion are sand and silt, and the fraction of abrasion product that is sand (versus silt), kss
323 Analogous to the unisize sediment case, we first apply a generalized power law load relation
326 where Wi∗ [-] denotes the nondimensional sediment transport rate of grain size fraction
327 i (here limited to either gravel or sand), Di [m] the representative grain size of size
328 fraction i, the coefficient wi [-] a size fraction dependent parameter, and τi∗ [-] is the grain
329 related Shields stress associated with size fraction i. Appendix B provides more detailed
331 As the transport relation in Eq. (19) does not include a threshold for significant trans-
332 port, hiding effects cannot be accounted for through adjusting the critical Shields stress,
333 yet the exponents r and wi can be adjusted to modify the grain size selectivity of the
334 load relation. Grain size selectivity increases with increasing values of wi − r. Varying wi
335 between the grain size classes i also adjusts the grain size selectivity. The load relation is
336 independent of grain size if wi = r. It reduces to the fractional form of the Engelund and
337 Hansen [1967] load relation applied by Blom et al. [2016] through setting wi = 1, r = 0,
3/2 5/2
338 and c = 0.05Cf /Cf s .
339 We apply the Hirano [1971] active layer equation to describe the conservation of mass of
340 gravel and sand at the bed surface [Ribberink , 1987; Parker , 1991; Stecca et al., 2014, 2016].
341 Following Blom et al. [2016] we add abrasion-related terms to the Hirano [1971] active
342 layer equation. Under graded or equilibrium conditions we can simplify these conservation
343 equations for the gravel and sand mass to [Blom et al., 2016]:
∗
344 Q̄g = p̄g0 Q̄0 e−xκ (20)
( ∗
)
345 Q̄s = Q̄0 − p̄g0 Q̄0 + kss p̄g0 Q̄0 1 − e−xκ (21)
346 where x∗κ [-] denotes the nondimensional streamwise coordinate: x∗κ = κβ(x − x0 ) with
347 the constant β [1/m] denoting the abrasion coefficient, and κ [-] is defined as κ = 1 + F
348 where F [-] denotes the volume fraction content of gravel at the bed surface. This implies
349 1 ≤ κ ≤ 2. For simplicity Blom et al. [2016] assume κ to be constant, which implies
350 that κ (just as β) is independent of x. Subscript 0 indicates the upstream end of the
351 considered reach. p̄g [-] is the mean gravel content in the sediment supply (p̄g = Q̄g /Q̄
353 Eqs. (20) and (21) are not just the steady version of the Hirano [1971] active layer
354 equation with added abrasion terms [Blom et al., 2016], but also the steady version of
355 vertically-continuous sediment conservation models [e.g., Parker et al., 2000; Blom, 2008;
356 Viparelli et al., 2017] with added abrasion terms. The current analysis is therefore not
357 restricted to the application of the Hirano [1971] active layer equation.
358 If we neglect gravel particle abrasion, Eqs. (20) and (21) simplify to Q̄g = p̄g0 Q̄0 = Q̄g0
359 and Q̄s = Q̄s0 , which implies that the local gravel and sand load are equal to the gravel
360 and sand supply at the upstream end of the reach. We retain the effects of abrasion in our
361 subsequent analysis. Under conditions with abrasion the equilibrium river longitudinal
362 profile is concave upward and, as such, not governed by strictly normal flow [Blom et al.,
363 2016]. Yet the associated streamwise change is small enough to assume normal flow
365 Analogous to the procedure used to derive Eq. (8) or (16), we first apply Eq. (19)
366 or (B3) to predicting the gravel and sand load, we then combine the resulting equations
367 with the continuity equation for the flow and the normal flow equation, and we derive the
371 where Gg and Gs are constants in the load relation defined in Eq. (B4). Besides assuming
372 changes in bed elevation due to the varying flow to be small, we also assume temporal
373 changes in surface texture to be small. This assumption is justified by the findings of
374 Parker and Klingeman [1982]; Parker et al. [1982], Wilcock et al. [2001], Parker [2004a],
375 Wilcock and DeTemple [2005], Parker et al. [2008], Ferrer-Boix and Hassan [2015], and
377 We apply Eqs. (22) and (23) to compute the gravel and sand load during peak flow,
378 Qgpeak and Qspeak , and base flow, Qgbase and Qsbase . For reaches unaffected by backwater
382 where Qwdom is given by Eq. (10) and, for the arbitrary PDF of flow rate in Figure 1a, by
384 The combination of Eqs. (24) and (25) with Eqs. (20) and (21) while assuming the
386 two equations describing the relation between the equilibrium channel slope, S, channel
390 where
( )r ( ) ( )w
Dgx −x∗κ Dgx ∗
391 µ= 1 − p̄g0 + kss p̄g0 (1 − e ) + p̄g0 e−xκ (28)
Ds Ds
392 Combining the equation for the channel slope with the normal flow equation and the
393 continuity equation for the flow yields the formulations for the flow depth and flow velocity
394 at time t or discharge mode Qw . We have summarized the resulting formulations in Block
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395 5 in Table 1, and, for the Engelund and Hansen load relation, in Block 6 of Table 1. The
396 resulting equations without the effects of gravel particle abrasion (β = 0) are listed in
397 Blocks 3 and 4. For the case of a single steady discharge, the equations in Block 6 of
400 ws = w), which also holds for the fractional form of the Engelund and Hansen load
401 relation. The assumption implies that, although sand is more mobile than gravel and the
402 load is finer than the bed surface (i.e. the sediment transport is grain size selective), the
403 predicted load does not coarsen with increasing Shields stress. The fact that the sediment
404 load coarsens with increasing Shields stress and that its grain size distribution becomes
405 closer to the one of the bed surface is shown in field cases [Kuhnle, 1992; Kuhnle and
406 Willis, 1992; Wathen et al., 1995] and in laboratory experiments [Van der Scheer et al.,
407 2002, Figure 7.1]. Despite this simplification, the resulting explicit equations describing
408 the equilibrium river geometry provide useful insight on the relation among the equilibrium
410 Another yet related consequence of the assumption that wi is independent of grain size
411 is the fact that the resulting slope-equivalent discharge, Qwdom , is not affected by the
412 grain size class. In the next section we will illustrate that generally the slope-equivalent
414 Just as in the analysis for a constant flow rate [Blom et al., 2016], we find one equilibrium
415 state for engineered rivers where the channel width is fixed. Such an engineered river
416 responds to changes in boundary conditions through changes in channel slope and bed
417 surface texture. Yet natural streams respond to changes in boundary conditions through
418 changes in channel slope, surface texture, and channel width [Howard , 1980], and in that
419 case there is a range of equilibrium states for which the channel is able to transport the
421 In engineered rivers where the channel width cannot adjust, it is relatively straightfor-
422 ward to apply the presented formulations. When applying them to natural streams two
423 strategies can be followed to formulate a closure relation: (1) one can introduce a closure
424 relation linking, for instance, channel width to other parameters, or (2) depending on the
425 available data and the particular field conditions one can solve equations (26) and (27)
426 for two unknown parameters. For instance, we can impose the channel slope rather than
427 the channel width, which may be a suitable option in those cases where the time scale
428 of slope adjustment is much larger than the time scale of width adjustment [Howard ,
429 1980; Mosselman, 2009]. For such cases we rewrite Eq. (9) to find a formulation for the
432 The fact that channel width increases with increasing flow rate is confirmed by many
433 authors [e.g., Leopold and Maddock , 1953; Dade et al., 2011]. It is, however, not straight-
434 forward to compare Eq. (29) with empirical relations for the channel width [e.g., Parker
435 et al., 2007; Biedenharn et al., 2008; Li et al., 2014], as the list of included variables dif-
436 fers largely. We will address the topic of channel response through width adjustment in
438 For a sediment transport relation that (a) contains a threshold below which transport is
439 negligible, (b) contains a hiding coefficient, or (c) is a conditional function [e.g., Wilcock
440 and Crowe, 2003], we can only implicitly express channel slope or width and bed surface
441 texture and need to iteratively find their solutions. We here provide the implicit formula-
442 tions for a load relation with a threshold for significant transport, yet for clarity without
443 a hiding coefficient. For two discharge modes, the mean gravel load, Q̄g , and the mean
449 where the mean gravel and sand loads, Q̄g and Q̄s , at streamwise coordinate x under
450 conditions with gravel abrasion are predicted using Eqs. (20) and (21), provided that the
451 mean sediment supply rate Q̄0 and the mean gravel content in the supplied sediment, p̄g0
452 are known. Eqs. (30) and (31) are easily generalized to account for the arbitrary PDF of
453 water discharge in Figure 1a. This then leads to two relations that allow for solving for
454 two unknowns, provided that the remaining parameters are known.
456 unisize sediment in Eq. (18), we define the channel-forming discharge as that steady
457 water discharge that, given the gravel load or the sand load, provides the same equilibrium
461 This implies that the steady water discharge that provides the same equilibrium channel
462 slope as the natural long-term hydrograph and transports the gravel load downstream
463 (Qwdomg ) is generally larger than the water discharge that suffices to transport the sand
464 load (Qwdoms ). This difference increases with increasing ratio of gravel size to sand size.
465 Thus, there generally exists no uniquely defined slope-equivalent water discharge.
466 We also define a total load related channel-forming discharge, Qwdom , which can be
470 This total load related slope-equivalent discharge, Qwdom , is a weighted average of the
471 slope-equivalent water discharges for gravel and sand, and can be considered the channel-
473 We here apply two numerical time-marching models to validate the analytical model for
474 the equilibrium river geometry under variable flow. One time-marching model solves the
475 Saint-Venant [1871] equations and the other one the backwater equation [e.g., Parker ,
476 2004b]. In the latter model the flow rate varies yet the flow is assumed steady at each
477 time, whereas the first model accounts for the dynamics of flood waves.
478 The time-marching model runs are made using the one-dimensional numerical research
479 code Elv, which solves for (1) the flow, (2) bed elevation, and (3) surface texture in a
480 decoupled manner. The Saint-Venant equations are solved using an implicit Preismann
481 scheme. Specific settings comprise the time step, ∆t = 600 s, and the streamwise length
482 of a grid cell, ∆x = 2000 m. The morphodynamic state regarding bed elevation and bed
483 surface texture is updated after each hydrodynamic update. The backwater equation is
484 solved in a space-marching manner, starting from the downstream end and computing
485 the solution in upstream direction (as the flow is subcritical) using a first-order explicit
486 Euler scheme. The streamwise grid size is again ∆x = 2000 m and the flow solver does
487 not require a time step. Bed elevation and bed texture are updated after each time step
488 (∆t = 1 day) using the Exner [1920] and Hirano [1971] equations.
489 The streamwise gradients in the gravel and sand loads are computed using a second
490 order centered finite-difference stencil. In case of aggradation the grain size distribution
491 of the depositional flux to the substrate is set equal to the one of the active layer [Hirano,
492 1971], yet application of the Hoey and Ferguson [1994] formulation for the depositional
493 flux does not change the results. We keep track of changes to the substrate sediment
494 associated with changes in mean bed elevation. The active layer thickness, the vertical
495 size of the grid cells for keeping track of the bed stratification, porosity, and the initial
496 conditions of the time-marching runs (bed elevation, surface and substrate texture) do
497 not affect the equilibrium channel slope and bed surface texture.
498 The models are applied to a base case that is characterized by a cycled synthetic hydro-
499 graph governed by two peaks and a period of one year (Figure 3). The simple shape of the
500 hydrograph creates an unnatural shape of the PDF of water discharge yet suffices here.
501 In the base case we impose channel width (B = 250 m) and solve for channel slope and
502 bed surface texture. We run the models for different values of the mean gravel content in
503 the supplied sediment. The domain length is 400 km. The friction coefficient, Cf , equals
504 0.008, and for simplicity we assume that friction is associated with skin friction only. The
505 mean sediment supply rate equals 0.03 m3 /s. The abrasion coefficient β here equals 0
506 m−1 , and the gravel and sand sizes are 20 mm and 1 mm, respectively.
507 We apply three load relations: the generalized power law load relation (GR, settings
508 r = 0.05, wg = ws = w = 0.4, and c = 2.3) in Eq. (19), the Wilcock and Crowe [2003]
509 load relation (WC), and the Ashida and Michiue [1972] load relation (AM).
510 The outcomes of the analytical model are nearly identical to the results of the two
511 numerical time-marching models (Figure 4). For the time-marching models we consider
512 a position 20 km downstream from the upstream end of the domain, which is sufficiently
513 upstream from the backwater zone. Figure 4 confirms the applicability of the analytical
514 model under normal flow conditions where the effects of the dynamics of flood waves
515 (wave flattening and lengthening) are negligible. If the dynamics of flood waves are not
516 negligible, the statistics of the local hydrograph need to be known from measured data,
518 Figure 4 also shows how both channel slope and bed surface gravel content increase
519 with increasing mean gravel content in the sediment supply, which confirms the analysis
521 The PDF of the flow rate needs to cover the statistics of the flow over some years or
522 decades. The analytical model accounts for that long-term variability of the flow rate.
523 The order of flow events or history is here irrelevant since in the considered normal flow
525 The analytical model enables us to rapidly find a solution to the equilibrium river geom-
526 etry under variable flow (numerical time-marching models take much longer to compute
527 this), and provides insight on the relation among the gravel and sand supply rates, the
528 PDF of water discharge, channel slope, channel width, and bed surface texture. In ad-
529 dition, due to the complexities of (modeling) bank erosion processes, currently available
530 time-marching models may not be capable of simulating channel response through width
531 adjustment.
532 The importance of the variability of the flow rate or the PDF of water discharge is illus-
533 trated by the following example of an engineered river with fixed banks. Let us compare
534 two cases (A and B) that are equal except for the larger standard deviation of the wa-
535 ter discharge in Case A. This difference, for a given channel width, results in a smaller
536 equilibrium channel slope in Case A. A larger standard deviation of the water discharge
537 results in a larger channel-forming discharge, and so a smaller channel slope suffices to
539 Rather than response through slope adjustment (through reach scale aggrada-
540 tion/degradation or changes in channel sinuosity), river response to changes in the bound-
541 ary conditions may occur through width adjustment [e.g., Curtis et al., 2010; Dade et al.,
542 2011; Tealdi et al., 2011; Buffington, 2012]. For reaches where the time scale of slope
543 adjustment is much larger than the time scale of width adjustment [Howard , 1980], the
544 explicit solution for the channel slope in Eq. (26) was rewritten to a solution to the chan-
545 nel width in Eq. (29), which illustrates that for this type of channel response (i.e. through
546 width adjustment) the larger standard deviation of the water discharge in Case A yields
547 a larger equilibrium channel width. We expect that generally channel response (to chang-
549 (1) channel width, (2) channel slope, and (3) surface texture [e.g., Buffington and Mont-
550 gomery, 1999; Dade et al., 2011]. In such a case one will need to add a closure relation
552 We here assess channel response to changes in the variability of the flow rate applying
553 a lognormal distribution of the flow rate with a mean value of the flow rate, µw , equal to
554 2000 m3 /s. Parameters of the base case include pg0 = 0.5, S = 2.4 · 10−4 , and B = 250 m.
555 For an engineered river with fixed banks that responds to changes in the controls through
556 adjusting its slope, Figure 5a confirms that the equilibrium channel slope decreases with
558 The equilibrium surface texture only mildly responds to changes in the variability of
559 the flow rate (Figure 5b). This result may be surprising as field and flume studies have
560 shown that changes in sediment supply can be accommodated by small changes in sur-
561 face texture [Dietrich et al., 1989; Buffington and Montgomery, 1999; Ferguson et al.,
562 2015]. Adjustment of surface texture can indeed accommodate changes in sediment sup-
563 ply, yet a change in the characteristic flow rate likely does not affect the surface texture
564 [Litty and Schlunegger , 2016; Blom et al., 2016] and, under a constant width, is generally
565 accommodated through channel slope adjustment [Blom et al., 2016, Figure 2].
566 For a river that responds to changing boundary conditions through adjusting its channel
567 width, Figure 5c confirms that, for otherwise equal parameters, the equilibrium channel
569 The equilibrium surface texture hardly responds to an increasing variability of the flow
570 rate: the bed surface becomes slightly finer with increasing variability of the flow rate
571 (Figures 5b and d). This holds for both types of channel response. In addition, the
572 similarity between these subfigures b and d illustrates that remarkably, for the considered
573 case, the type of channel response (through either width or slope adjustment) has almost
574 no effect on the adjustment of the surface texture to the changing variability of the flow
575 rate.
7. The ‘normal flow load distribution’ and the hydrograph boundary layer
576 The equilibrium channel slope, width, and surface texture adjust such that they enable
577 the stream to transport the long-term mean sediment supply downstream. In the river
578 normal flow zone the effect of the short-term variation of the sediment supply is not felt.
579 Worded differently, the river normal flow zone is located so far downstream that there is no
580 effect of the short-term variation of the sediment supply on reach-averaged parameters. As
581 such, in a river normal flow zone the local river geometry (channel slope, surface texture,
582 and channel width) is determined by the long-term mean value of the sediment supply
584 The resulting equilibrium river geometry determines the distribution of the sediment
585 flux over the period of the cycled hydrograph (i.e. over the range of discharge values).
586 This distribution of the gravel and sand load over the range of water discharge in a river
587 normal flow zone is here termed the ‘normal flow load distribution’ of gravel and sand.
588 The fact that the sedigraph (in the field or imposed as a boundary condition in a nu-
589 merical model) at the upstream end of a reach is generally different from the sedigraph in
590 the river normal flow zone (i.e. the normal flow load distribution) leads to the presence
591 of the ‘hydrograph boundary layer’ (HBL) [e.g., Parker , 2004a; Wong and Parker , 2006;
592 Parker et al., 2008; Viparelli et al., 2011; An et al., 2017], which is illustrated in Figure 6.
593 This HBL is the adaptation zone over which the distribution of the (gravel and sand) load
594 over the range of the water discharge spatially adjusts toward its ‘normal flow load distri-
596 slope, and bed surface texture that may dampen with streamwise position [e.g., Parker
598 The length of the river normal flow zone is influenced (i.e. reduced) by both the upstream
599 HBL and the downstream backwater zone. Such HBL and backwater effects not only occur
600 at, respectively, the upstream and downstream ends of a reach (Figure 6), but also arise
601 from a spatial change in channel width or friction, a bifurcation, or a tributary. The
602 normal flow zone is the reach that remains when HBL zones and backwater zones are
603 subtracted.
604 We represent the normal flow load distribution for gravel, sand, and total load using
607 where X ∈ {g, s, t}. For X = g the parameter QX [m3 /s] indicates the gravel load, for
608 X = s the sand load, and for X = t the total load. The parameter Q̄X indicates the
609 expected value of the parameter QX , which normalizes νX such that the integral of νX
610 over water discharge equals unity. As an example, νg (Qw ) is the probability density of
612 Given the mean gravel and sand supply, the analytical model allows for predicting the
613 normal flow load distribution for each size fraction. We illustrate this for a simplified
614 Rhine River case, which is a typical example of an engineered river that responds to
615 changes in the controls through slope adjustment. Figure 7 shows the measured water
616 discharge in the Rhine at Lobith in the German-Dutch border area in the period 1901-
617 2013, as well as the associated PDF of the water discharge. Now, for illustration purposes,
618 let us assume that normal flow prevails at Lobith. Furthermore, we impose the mean sand
619 load at Lobith equal to 0.56 Mt/a and the mean gravel load to 0.11 Mt/a [Frings et al.,
620 2014, 2015]. We set the channel width, B, equal to 300 m (width over which sediment
621 is transported), the nondimensional friction coefficients, Cf and Cf s , to 0.007, the sand
623 Table 2 lists values of the equilibrium channel slope and bed surface gravel content at
624 Lobith predicted based on the three load relations applied in Section 5. The predicted
625 values of the channel slope are similar. According to Frings [2011] the channel slope at
626 Lobith is about 11·10−5 (his Figure 1) and the surface gravel content equals more or less
627 0.6 (his Figure 6), which implies that the predicted value of the equilibrium channel slope
628 is somewhat smaller than the measured slope. This results in channel bed degradation,
629 which is indeed the case in the German and Dutch Rhine although the reach around
630 Lobith seems to have stabilized over the past few years [Blom, 2016]. Despite the model
631 simplifications the Lobith case illustrates how the analytical model can be applied as a
632 tool for rapid assessment of the equilibrium river geometry and can aid in the assessment
633 of the need for a more detailed study using a time-marching numerical model.
634 Figure 8 shows the predicted normal flow load distributions for the gravel, sand, and
635 the total load for the three load relations. The results obtained with the threshold-
636 based Ashida and Michiue load relation (Figure 8c) are significantly different from those
637 obtained with the other two relations, which do not account for a threshold for significant
638 transport. A threshold-based load relation results in gravel immobility for small values
639 of the flow rate or the gravel transport being limited to relatively high flow rates. For
640 the generalized load relation (GR) and the Wilcock and Crowe load relation (WC), the
641 distribution of the gravel load, νg , is closer to the distribution of the water discharge, fw .
642 Figure 8 confirms the ideas by Wolman and Miller [1960] in that extreme flow events,
643 which are largely relevant to flood risk assessment, are of much less importance to the
644 equilibrium river geometry as these peak flow rates do not occur sufficiently frequently to
646 We here compare the slope-equivalent or channel-forming discharges for the gravel and
647 sand load, Qwdomg and Qwdoms , in Eqs. (32) and (33) and the one of the total load Qwdom
648 in Eq. (34) to the effective discharge first defined by Wolman and Miller [1960]. We
649 distinguish between gravel, sand, and total load effective discharges. The gravel-related
650 effective discharge, Qweff g , is the water discharge at which the product of the probability
651 density of the water discharge and the associated gravel load reaches a maximum value,
652 and the sand-related and total load-related effective discharges, Qweff s and Qweff , are
657 As the current settings of the generalized load relation (wi = w, independent of grain
658 size) do not allow for a coarsening of the load with increasing Shields stress, the normal
659 flow load distributions for gravel, sand, and total load are equal, as well as the channel-
660 forming water discharges for gravel, sand, and the total load. For other settings or other
661 load relations the channel-forming water discharge associated with the gravel load is typ-
662 ically larger than the one associated with the sand load. This also holds for the effective
663 discharges, which supports findings by Lenzi et al. [2006] in that in a mountain stream the
664 bedload associated effective discharge is larger than the one associated with suspended
665 load.
666 For the generalized load relation (GR) and the Wilcock and Crowe load relation (WC),
667 the channel-forming discharges are similar to their effective counterparts (Figures 8a-b).
668 For threshold-based load relations (such as the Ashida and Michiue [1972] load relation,
669 Figure 8c), the discharge values contributing to transporting the gravel load are signif-
670 icantly larger than for load relations without such a threshold (GR and WC). As such,
671 the resulting larger channel-forming discharge (particularly for the gravel load) allows for
672 a smaller equilibrium slope and a larger channel width compared to non-threshold load
673 relations (Figure 5). However, threshold-based relations may overpredict to some extent
674 given that they erroneously predict zero transport at flows below the threshold [e.g., Barry
675 et al., 2004, 2007], which can cover a substantial range of the PDF of the flow rate.
676 For the threshold-based relation (Figure 8c) the gravel-related effective discharge ap-
678 In addition, for the threshold-based load relation in Figure 8c, the gravel-related
679 channel-forming discharge is associated with a Shields stress (τg∗ = 0.033) that is only
∗
680 slightly larger than its critical value (τcg = 0.027). This is consistent with findings with
681 respect to the bankfull discharge in gravel-bed rivers [Parker , 1978b, 2004b; Parker et al.,
682 2007; Phillips and Jerolmack , 2016; Pfeiffer et al., 2017]. The sand-related channel-
683 forming discharge in Figure 8c is associated with a Shields stress (τs∗ = 0.29) that is
∗
684 significantly larger than its critical value (τcs = 0.14), which is consistent with the find-
9. Discussion
686 The definition of Copeland et al. [2005] of the dominant or channel-forming discharge
687 is: that single steady discharge that given enough time would produce channel dimensions
688 equivalent to those shaped by the natural long-term hydrograph. Here we further narrow
689 down the definition of the channel-forming discharge as the steady discharge that, given
690 a certain mean sediment load, provides the same equilibrium channel slope as the natural
692 equivalent discharge introduced by Doyle and Shields [2008], although they do not ex-
693 plicitly consider the limitation to equilibrium or graded conditions and do not extend
694 their analysis to mixed-sediment conditions. In our analysis we have addressed the rela-
695 tion between the slope-equivalent discharge and the commonly applied effective discharge
696 [e.g., Wolman and Miller , 1960], yet we have not addressed the relation with the bankfull
698 The validity of the proposed formulations is limited to the normal flow zones of a graded
699 or equilibrium alluvial river and does not provide formulations for the zone of the HBL and
700 the backwater zone (Figure 6). The HBL has been studied by Parker [2004a], Wong and
701 Parker [2006], Parker et al. [2008], Viparelli et al. [2011], and An et al. [2017]. Current
702 research by the second author focusses on a formulation of the equilibrium channel slope
704 Our analysis is limited to equilibrium river reaches under conditions without subsidence
705 and uplift. Under transient or ungraded conditions [e.g., Howard , 1982], in which the
706 river is adjusting to changes in the boundary conditions, river characteristics approach
707 those of the equilibrium or graded river geometry described in this paper. Such temporal
708 adjustment toward the graded river geometry is usually simulated or reproduced using
709 time-marching numerical models. Yet if the change of the boundary conditions happens
710 slowly (i.e. the time scale of change is large compared to the time scale of channel response
711 to the changing boundary conditions), reach characteristics keep pace with the changing
712 boundary conditions. Under such quasi-equilibrium conditions [Mackin, 1948; Chorley and
713 Kennedy, 1971; Howard , 1982] one may apply the formulations proposed in the present
714 paper. Blom et al. [2017] consider the case of an abrupt gravel-sand transition, where they
715 apply equilibrium formulations for channel slope and surface texture to quasi-equilibrium
716 conditions.
717 We have limited our analysis to cases with one or two sediment fractions (gravel and
718 sand), as rivers are often characterized by bimodal distributions of grain size. However,
719 also cases with more two grain size classes allow for an implicit solution to the equilibrium
721 Simplifications such as the rectangular cross-section and the neglect of floodplain pro-
722 cesses need to be a point of attention when applying the presented analytical models to
723 a field case. Yet it is precisely these simplifications that allow us to arrive at the explicit
724 and implicit analytical solutions to the equilibrium river geometry. The formulations are
725 specifically meant to provide insight and can be used as a tool for rapid assessment of the
726 river response to changes in the controls, but application to a field case should always be
727 undertaken with care. Most of the simplifications made in the current analysis may be
728 relaxed by applying a time-marching numerical model to compute the equilibrium river
729 geometry, yet the required computational time may make this impossible.
730 Concerning the assumption of a rectangular cross-section, we expect that a field site
731 with a clear division between main channel and floodplains could be assessed with the
732 analytical model through, for instance, the assumption that the Shields stress does not
733 increase with flow rate once the flow rate exceeds a bankfull value (i.e. under overbank
734 flow conditions). A complication here is the fact that the bankfull flow rate depends on
735 the predicted equilibrium channel slope, surface texture, and channel width. Another
736 strategy could be to include a relation between the flow rate and the cross-sectional area.
737 Despite the drawbacks associated with the simple form of the power law load relation, we
738 believe that its explicit solutions provide useful insight on how channel slope, width, and
739 surface texture on the long term respond to changes in the boundary conditions. Although
740 the explicit solutions do not account for the fact that the mobility difference between fine
741 and coarse sediment becomes smaller with increasing flow rate, it does account for grain
742 size selectivity (i.e. for the mobility difference between fine and coarse sediment). When
743 applying it to a field case, its constants need to be carefully adjusted to the considered field
744 site and preferably their values need to be validated against data from the field site that
745 were not used in calibrating them. One should apply a more advanced (yet mathematically
746 less convenient) load relation when the power law load relation is insufficiently applicable
748 In our time-marching numerical runs we have neglected temporal change of the active
749 layer thickness and bed load layer thickness [Armanini and Di Silvio, 1988; Parker , 1991].
750 In reality the depth of reworking of bed sediment during peak flow is larger than during
752 The current analysis has implications for the schematization of the hydrograph and grain
753 size specific sedigraphs in long-term numerical runs. The imposed hydrograph should
754 cover the natural long-term hydrograph (i.e. the long-term statistics of the flow rate), yet
755 the tails of the distribution of the flow rate may be less important if one is interested in
757 For field scale applications of the present formulation, the following field measurements
758 should be preferably available: (1) long-term time series of water discharge or its PDF
759 (at least covering a few years); (2) annual volume of sediment supply or long-term mean
760 sediment supply rate; (3) mean fraction content of gravel in the sediment supply; (4) a
761 representative gravel size; (5) a representative sand size; (6) friction; (7) channel slope;
762 (8) surface fraction content of gravel; and (9) channel width. Field cases for which this
763 data set, especially items 2 and 3, is available are rare. We here underline the importance
764 of acquiring field data on the mean annual gravel and sand flux.
10. Conclusions
765 We provide analytical formulations for the geometry of an equilibrium alluvial channel
766 under variable flow. The analysis is limited to the normal flow reaches of a river, that is
767 to reaches outside the hydrograph boundary layer and the backwater zone. The analysis
768 applies to both unisize sediment and sediment mixtures composed of gravel and sand. It
770 Application of a power law load relation results in explicit analytical solutions to the
771 relation among the equilibrium channel slope, channel width, and bed surface texture.
772 Application of other load relations (e.g., including a threshold for significant transport, a
773 hiding coefficient, or a load relation that is a conditional function such as the one proposed
774 by Wilcock and Crowe [2003]) provides implicit analytical solutions that can be solved
775 iteratively.
776 The resulting equations aid in the prediction of long-term channel response to changes
777 in the boundary conditions. A river responds to such changes through adjustment of (a)
778 channel slope, (b) channel width, (c) surface texture, or (d) a combination of these types
779 of adjustment. In engineered rivers where the channel width is fixed, given the sediment
780 supply and PDF of water discharge, there exists one solution to the equilibrium or graded
781 river geometry in a river normal flow zone [Buffington, 2012]. In natural streams besides
782 slope also channel planform adjusts to changing conditions through width changes, which
783 implies that there exists a range of equilibrium states for which the channel is able to
785 We propose two analytical relations linking: (1) PDF of flow rate, (2,3) gravel and
786 sand supply rates, (4) channel width, (5) channel slope, (6) surface texture, and (7,8) the
787 representative gravel and sand sizes. The relations can be used to solve for two unknown
788 parameters. In engineered rivers, given the PDF of the flow rate and the sediment supply
789 rates, one can solve for the equilibrium slope and surface texture. In natural streams where
790 the time scale of slope adjustment is much larger than the one of width adjustment, one
791 may impose the channel slope and use the formulations to solve for the equilibrium channel
792 width. In natural streams in which channel response to changing boundary conditions is
793 of a mixed nature (i.e. through adjustment of a combination of slope, width, and surface
794 texture), one may add an empirical relation to the proposed formulations and solve for
796 The equilibrium surface texture hardly responds to changing variability of the flow rate.
797 In addition, in the considered case the type of channel response to the changing flow rate
798 variability (i.e. through adjustment of either channel slope or channel width) hardly affects
799 how the surface texture adjusts to the changing flow rate variability.
800 We here define the slope-equivalent or channel-forming discharge as the steady water
801 discharge that provides the same equilibrium channel slope as the natural long-term hy-
802 drograph, given the mean sediment supply rate. Application of the power law load relation
803 allows for an explicit analytical solution to the channel-forming discharge in the river nor-
804 mal flow zone. This slope-equivalent discharge is associated with a grain size class: the
805 gravel-related channel-forming discharge is generally larger than the one for sand.
806 Our definition of the slope-equivalent discharge confirms the ideas by Wolman and
807 Miller [1960] in that channel form and so the representative discharge are a function of
808 both the magnitude and frequency of the flow rate. The analysis illustrates that extreme
809 flow events, which naturally are important in flood risk assessment, are less important to
810 the equilibrium river geometry because of their rarity. Worded differently, the tails of the
811 PDF of the flow rate seem to be of limited importance to the equilibrium river geometry
812 in a river normal flow zone. In addition, this implies that, if the effects of climate change
813 are limited to mostly the tails of the PDF of the flow rate, effects of climate change on
815 In the equilibrium state the reach-averaged parameters of a river normal flow zone are
816 not affected by the short-term variation of the sediment supply. As such, in a river normal
817 flow zone the local river geometry (channel slope, surface texture, and channel width) is
818 determined by the long-term mean value of the sediment supply and not by its short-term
819 variation.
820 The analytical model allows for predicting how the gravel and sand load vary over
821 the long-term range of flow rate values in the river normal flow zone, which we term
822 the ‘normal flow load distributions’ of gravel and sand. The fact that (in the field or
823 the numerically imposed) sedigraphs for gravel and sand at the upstream end of a reach
824 generally differ from their ‘normal flow load distributions’ leads to the presence of the
826 When applying a threshold-based load relation, we find that the gravel-related channel-
827 forming discharge is only slightly larger than the one associated with its critical Shields
828 number, whereas the difference for the two corresponding values for the sand load is sig-
829 nificantly larger. These findings are consistent with earlier findings regarding the bankfull
830 discharge.
831 The proposed formulations can easily be extended with empirical relations between, for
832 instance, drainage area and channel width or water discharge [e.g., Hack , 1957; Tucker
833 and Bras, 1998] to find drainage area based relations for the graded channel slope, width,
835 The formulations for the equilibrium river geometry provide useful and rapid insight on
836 the state that the river approaches as well as the long-term consequences of foreseen river
838 The relevance of the statistical equilibrium state of streams seems to be broader than is
839 generally anticipated. It has often been argued that the river’s equilibrium state is irrele-
840 vant as it may never arrive at that state due to continuously changing boundary conditions
841 and uplift or subsidence. Yet if the controls change so slowly that the stream can keep
842 pace with them, the stream continuously finds itself in a state of quasi-equilibrium, in
843 which the proposed formulations can be applied. This is illustrated by Blom et al. [2017]
845 We summarize the wide range of existing power law load relations into the following
848 where c [-], w [-], and r [-] are constants (w > r for a decreasing sediment load with
849 increasing grain size). The nondimensional sediment transport rate, W ∗ [-], the nondi-
850 mensional Einstein transport number, q ∗ [-], and the grain related Shields stress, τ ∗ [-],
q∗ Q τbs
852 W∗ = , q∗ = √ , τ∗ = (A2)
τ ∗3/2 B RgDD ρgRD
853 where R [-] denotes the submerged sediment density (R = (ρs − ρ)/ρ in which ρs [kg/m3 ]
854 and ρ [kg/m3 ] are the sediment and water density, respectively) and g [m/s2 ] is the
855 acceleration due to gravity. The grain related shear stress, τbs [N/m2 ], is defined as
856 τbs = ρCf s U 2 , where Cf s [-] denotes the nondimensional skin friction coefficient and U
858 Combining Eqs. (A1) and (A2), we find the following relation for the sediment transport
861 Eq. (A3) is rearranged into the relation proposed by Engelund and Hansen [1967]
3/2 5/2
862 through setting w = 1, r = 0, and c = 0.05Cf /Cf s :
3/2
GEH 5 0.05Cf
863 qEH = U , GEH = (A4)
D (Rg)2
864 It is important to note that the friction coefficient, Cf , in the Engelund and Hansen [1967]
866 For mixed sediment we propose the following generalized power law load relation:
( )r
Di
867 Wi∗ =c τi∗wi (B1)
Dref
868 where wi [-] is a constant generally slightly increasing with grain size Di [e.g., Kuhnle,
869 1992]. The nondimensional sediment transport rate of size fraction i, Wi∗ [-], the nondi-
870 mensional Einstein transport number of size fraction i, qi∗ [-], and the grain related Shields
871 stress associated with size fraction i, τi∗ [-], are defined as [e.g., Parker , 2004b]:
qi∗ Qi τbs
872 Wi∗ = ∗3/2
, qi∗ = √ , τi∗ = (B2)
τi B RgDi Di Fi ρgRDi
873 where Fi [-] denotes the volume fraction content of size fraction i at the bed surface, and
875 Eqs. (B1) and (B2) lead to the following formulation for the mixed sediment transport
880 Eq. (B3) is cast into the fractional form of the Engelund and Hansen [1967] relation by
3/2 5/2
881 setting wi = 1, r = 0, and c = 0.05Cf /Cf s :
GEH 5
882 qiEH = Fi U (B5)
Di
883 where GEH is defined in Eq. (A4b). The fractional form of the transport relation by
884 Engelund and Hansen [1967] in Eq. (B5) was proposed nor validated by the original
885 authors yet was applied by Van der Scheer et al. [2002] and Blom et al. [2016].
886 In Figure 9 we compare the nondimensional gravel and sand load predicted using the
887 generalized load relation to data predicted using the load relations by Engelund and
888 Hansen [1967] (EH), Fernandez-Luque and Van Beek [1976] (FLvB), Ashida and Michiue
889 [1972] (AM), and Wilcock and Crowe [2003] (WC). It shows how the power law load
890 relation covers the general trends fairly well. Figure 9 also indicates the range of reasonable
892 Acknowledgments. The numerical time-marching research code Elv has been de-
893 veloped within the research group of the first author at the Water Lab of Delft Uni-
894 versity of Technology over the past few years. The following researchers and students
895 have contributed to the development of Elv and its earlier versions: Vı́ctor Chavarrı́as,
896 Liselot Arkesteijn, Guglielmo Stecca, Roy van Weerdenburg, Clara Orrú, Velia Fer-
897 rara, Lodewijk de Vet, and Astrid Blom. We thank Roger Kuhnle for assisting us
898 in gathering field data. We thank editor John Buffington, the associate editor, two
899 anonymous reviewers and Rob Ferguson for their helpful comments on the manuscript.
900 Links to digital copies of NEDECO [1959], Van Bendegom [1967], Prins [1969], Prins
901 and De Vries [1971], De Vries [1971, 1974], and Jansen et al. [1979] can be found
903 ([email protected]). All data for this paper is cited and referred to in the refer-
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fw a Pw α b
1−α
Qw Qw
Qwbase Qwpeak
Figure 1. Statistics of the flow rate expressed by (a) a probability density function
(PDF) of water discharge for an arbitrary long-term hydrograph and (b) the probabilities
peak flow
dη base flow
S=− sea
dx
Figure 2. Schematic of variable flow under a constant base level in a mildly sloping river:
the ‘normal flow’ zone and the backwater zone. Although the figure shows one normal
flow zone and one backwater zone, a river typically consists of multiple backwater zones
and normal flow zones. The proposed formulations for the equilibrium river geometry
5000
0
0 100 200 300
time [days]
probability density f [s/m3 ]
0.01
b
w
0.005
0
0 5000 10000
3
water discharge Q w [m /s]
Figure 3. (a) Synthetic hydrograph at the upstream end of the reach and (b) the
-4
10
5
a GR
0
1
b
gravel fraction F [-]
0.8
bed surface
0.6
0.4 analytical
backwater
0.2
Saint-Venant
0
0 0.2 0.4 0.6 0.8 1
gravel fraction in the load p [-]
g
the river normal flow zone, and (b) equilibrium bed surface gravel content, F , predicted
using the analytical model and two numerical time-marching models as a function of
the mean gravel content in the load, p̄g . The data of the time-marching models are
associated with a location 20 km downstream from the upstream end of the domain.
Predictions are made based on the generalized power law load relation (GR, settings
r = 0.05, wg = ws = w = 0.4, and c = 2.3) in Eq. (19), the Wilcock and Crowe [2003]
load relation (WC), and the Ashida and Michiue [1972] load relation (AM).
slope adjustment
10 -4
1
bed surface
0.5 GR
2 WC
a AM b
0 0
0 0.2 0.4 0.6 0.8 1 0 0.2 0.4 0.6 0.8 1
/
w w
[-] /
w w
[-]
width adjustment
1
channel width B [m]
bed surface
0.5
200
c d
0 0
0 0.2 0.4 0.6 0.8 1 0 0.2 0.4 0.6 0.8 1
/ [-] / [-]
w w w w
justment of channel slope (subfigures a-b) versus adjustment of channel width (subfigures
c-d). The considered boundary condition is the variability of the flow rate, which is ex-
pressed by σw /µw with σw denoting the standard deviation of the flow rate and µw its
mean value. Subfigures show predicted equilibrium values in the river normal flow zone,
for the case of adjustment of channel slope, of (a) channel slope, S, (b) surface gravel
content, F , and, for the case of adjustment of channel width, (c) channel width, B, and
(d) surface gravel content, F . Predictions are made using the explicit and implicit ana-
lytical models based on the generalized power law load relation (GR, settings r = 0.05,
wg = ws = w = 0.4, and c = 2.3) in Eq. (19), the Wilcock and Crowe [2003] load relation
(WC), and the Ashida and Michiue [1972] load relation (AM).
peak flow
dη base flow
S=− sea
dx
Figure 6. Schematic of variable flow under a constant base level: the hydrograph
boundary layer (HBL), the ‘normal flow’ zone, and the backwater zone.
water discharge Q w [m /s]
3
a
10000
5000
0
1910 1930 1950 1970 1990 2010
time [years]
-4
probability density fw [s/m ]
×10
3
6
b
4
0
0 5000 10000
3
water discharge Q w [m /s]
Figure 7. Measured flow rate in the Rhine River at Lobith in the period 1901-
2013 (data courtesy: Rijkswaterstaat): (a) the water discharge and (b) the associated
-4 GR
10
6
water
[s/m ]
a
3
4 sand
gravel
x
2 total
fw ,
0
10 -4 WC
6
[s/m ]
b
3
4
x
2
fw ,
0
10 -4 AM
6
[s/m ]
c
3
4
x
2
fw ,
0
0 2000 4000 6000 8000 10000 12000
3
water discharge Q [m /s]
w
Figure 8. The predicted ‘normal flow load distribution’, νX , for gravel (in red), sand
(in blue), and the total load (in green), which expresses the contribution of the long-term
range of water discharge to transporting the gravel, sand, and total load, for the Lobith
case shown in Figure 7. Analytical predictions are made based on (a) the generalized
power law load relation (GR, settings r = 0.05, wg = ws = w = 0.4, and c = 2.3) in
Eq. (19), (b) the Wilcock and Crowe [2003] load relation (WC), and (c) the Ashida and
Michiue [1972] load relation (AM). Dashed vertical lines indicate the channel-forming
discharge and the vertical bars the effective discharge (sand in blue, gravel in red, and
FLvB
EH
AM
WC
0
10
q*s [-]
10 -5 a b c
10 -1 10 0 10 -1 10 0 10 -1 10 0
* * *
[-] [-] [-]
s s s
0
10
qg [-]
-5
10
*
d e f
-10
10
10 -2 10 -1 10 -2 10 -1 10 -2 10 -1
* * *
[-] [-] [-]
g g g
Figure 9. Comparison of the generalized load relation in Eq. (B1) or (B3) to other load
relations for a gravel-bedded river with a bed surface consisting of 90% gravel. Upper plots
show the predicted nondimensional sand load (sand size Ds = 1 mm) and lower plots the
gravel load (gravel size Dg = 10 mm), for a range of values for r, w (wg = ws = w), and
c. In the base case r = 0.05, w = 0.4, and c = 2.3. Besides the generalized load relation,
predictions are made using the Engelund and Hansen [1967] (EH), Fernandez-Luque and
Van Beek [1976] (FLvB), Ashida and Michiue [1972] (AM), and Wilcock and Crowe [2003]
Table 1. Overview of equations for the equilibrium river geometry under variable flow in a
(provided that wg = ws = w)
channel-forming discharge
[∫ ]3/(2w+3) [∫ ]3/5
∞ (2w+3)/3 ∞ 5/3
Qwdom = 0
Qw fw (Qw ) dQw Qwdom = 0
Qw fw (Qw ) dQw
( )3/(2w+3) ( )3/5
(2w+3)/3 (2w+3)/3 5/3 5/3
Qwdom = αQwbase + (1 − α)Qwpeak Qwdom = αQwbase + (1 − α)Qwpeak
Qw (t)2/3 Q
1/3 ( r )1/(2w+3)
Qw (t)2/3 Q
1/3 ( )1/5
wdom G (D/Dref ) wdom GEH 1
H(t) = B (2w+2)/(2w+3) Dw Q̄
H(t) = B 4/5 D Q̄
( )1/3 ( )1/(2w+3) ( )1/3 ( )1/5
Qw (t) Dw Q̄ Qw (t) D Q̄
U (t) = Qwdom G B (D/Dref )r
U (t) = Qwdom GEH B
( )r ( )w
Dg Dg Dg
µ= Ds
(1 − p̄g ) + Ds
p̄g µ = 1 − p̄g + Ds
p̄g
Qw (t)2/3 Q
1/3 ( r )1/(2w+3) Qw (t)2/3 Q
1/3 ( )1/5
wdom G (Dgx /Dref ) wdom GEH 1
H(t) = B (2w+2)/(2w+3)
wµ
Ds Q̄0
H(t) = B 4/5 Ds µ Q̄0
( )1/3 ( w
)1/(2w+3) ( )1/3 ( )1/5
Qw (t) Ds µ Q̄0 Qw (t) Ds µ Q̄0
U (t) = Qwdom G B (Dgx /Dref )r
U (t) = Qwdom GEH B
( )r ( ∗ ) ( ∗ )
1 − p̄g0 + kss p̄g0 (1 − e−xκ ) + µ = 1 − p̄g0 + kss p̄g0 1 − e−xκ +
Dgx
µ= Ds
( )w ∗ ∗
p̄g0 e−xκ p̄ e−xκ
Dgx Dgx
Ds Ds g0
a
The set of equations in Block 5 is the fundamental set of equations: the equations in the
other blocks can be found by simplifying the ones in Block 5. For the case of a single steady
discharge the equations in Block 6 reduce to the ones derived by Blom et al. [2016].
Table 2. Measured and predicted channel slope S and bed surface gravel content, F , at Lobithb
measured GR WC AM
Predictions are based on the generalized power law load relation (GR, settings r = 0.05,
b
wg = ws = w = 0.4, and c = 2.3) in Eq. (19), the Wilcock and Crowe [2003] load relation (WC),
and the Ashida and Michiue [1972] load relation (AM), under the assumption of normal flow and
the hydrograph shown in Figure 7. Measured data originate from Frings [2011].