Debbie Spain, Francisco M. Musich, Susan W. White - Psychological Therapies For Adults With Autism
Debbie Spain, Francisco M. Musich, Susan W. White - Psychological Therapies For Adults With Autism
Psychological Therapies
for Adults with Autism
E D I T E D B Y D E B B I E S PA I N ,
S U S A N W. W H I T E
1
iv
1
Oxford University Press is a department of the University of Oxford. It furthers
the University’s objective of excellence in research, scholarship, and education
by publishing worldwide. Oxford is a registered trade mark of Oxford University
Press in the UK and certain other countries.
DOI: 10.1093/med-psych/9780197548462.001.0001
9 8 7 6 5 4 3 2 1
CONTENTS
Contributors vii
1. Introduction 1
Susan W. White
2. Experiences of Psychological Therapy as an Autistic Person 6
David Mason, Eloise Stark, Francisco M. Musich, and Debbie Spain
3. Systemic Therapy 18
Rudi Dallos and Rebecca Stancer
4. Easing the Transition to Adulthood 31
Brianne Tomaszewski, Laura Grofer Klinger, Glenna Osborne,
and Claire Brito Klein
5. University-Focused Interventions 50
David Schena, Grace Lee Simmons, Ashleigh Hillier,
and Susan W. White
6. Employment-Focused Interventions 63
Carol Schall, Staci Carr, Lauren Avellone, and Paul Wehman
7. Social Skills Interventions 79
Cynthia I. D’Agostino and Francisco M. Musich
8. Positive Behavioral Support 93
Darren Bowring and Sandy Toogood
9. Cognitive Behavior Therapy 107
Xie Yin Chew, Ann Ozsivadjian, Matthew J. Hollocks,
and Iliana Magiati
10. Mindfulness-Based Interventions 120
Kelly B. Beck
11. Emotion-Focused Therapies 134
Anna Robinson and Caitlin M. Conner
12. Dialectical Behavior Therapy 148
Lorna Taylor, Ermione Neophytou, and Kate Johnston
13. Schema Therapy 165
Richard Vuijk, Hannie van Genderen, Hilde M. Geurts, and Arnoud Arntz
vi
vi Contents
Index 265
vi
CONTRIBUTORS
viii Contributors
Contributorsix
x Contributors
Introduction
S U S A N W. W H I T E ■
This is not just a problem for people with ASD/Autism and their immediate
families. The lack of support for this population, and the suboptimal outcomes
experienced by too many with the disorder, is a societal problem. It has been
estimated that the lifetime per capita societal cost of ASD/Autism is $3.2 mil-
lion (USD), with lost productivity and adult care the largest contributors to cost
(Ganz, 2007).
Introduction3
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5
Introduction5
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6
Experiences of Psychological
Therapy as an Autistic Person
D AV I D M A S O N , E L O I S E S TA R K , F R A N C I S C O M . M U S I C H ,
A N D D E B B I E S PA I N ■
KEY CONSIDERATIONS
INTRODUCTION
behavior therapy (CBT; Spain, 2019); mindfulness (Hartley et al., 2019); social
skills interventions (Ke et al., 2018); psychosocial interventions, such as those
targeting social cognition (Bishop-Fitzpatrick et al., 2014); and employment-fo-
cused interventions (Hedley et al., 2017). However, most research evidence comes
from uncontrolled (nonrandomized) studies recruiting, on average, younger au-
tistic adults without a concurrent intellectual disability.
Importantly, clinical and empirical findings indicate that some autistic
individuals benefit from adapted psychological therapy (see other chapters in
this book). Adaptations may include ensuring that the formulation incorporates
autism-relevant aspects and that the environment and therapy process are tailored
to the sensory, linguistic, and social preferences of autistic individuals (Adams &
Young, 2020; Spain & Happé, 2020; Stark et al., 2021). However, there are several
factors that affect the likelihood of suitably adapted input being offered, including
a nuanced knowledge about autism and the potential need for adaptations for a
wide range of client presentations.
This chapter focuses on the personal experiences of five autistic adults who
have had psychological therapy individually and/or in groups; David, Eloise, Jane,
Graham, and Miranda. Their narratives provide rich descriptions of the overt
and subtle aspects of therapy that have been less or more helpful, and they high-
light the centrality of the therapeutic relationship. There are similarities in some
of their experiences, despite seeking services for different concerns, having dif-
ferent life stories, and living on three continents. This suggests that there may
be key considerations for therapists working with autistic adults, regardless of
the setting. Additionally, Jane’s and Miranda’s mothers offer their perspectives
about supporting their grown-up daughters to access strengths-based psycholog-
ical input.
The decision to place this chapter at the outset of the book is quite deliberate.
We invite the reader to reflect on the accounts written by David, Eloise, Jane,
Graham, and Miranda; to be curious about how and why some psychological
therapy modalities and interventions have seemed more accessible and relevant;
to consider which nonspecific elements of the psychological therapy may have
enhanced the process for each person; and in turn to consider what this might
mean for clinical work going forward.
The first-person accounts that follow are verbatim comments from each
contributor.
DAVID
So, what worked? In the counselling I received, I was encouraged to talk about
my situation and reflect on what I was experiencing (at that time I was depressed
by my current employment situation). In the specific sense this was helpful, be-
cause it helped me realise I could quit my career at the time. (Despite having
multiple jobs, quitting a “career” was an option that never occurred to me). In a
broader sense it failed to work, as I quickly relapsed into several other bouts of
depression—what I experienced did not generalise beyond the situation at hand.
This is in spite of how “obvious” it may be to leave a work environment that is un-
suitable. Moreover, while it did help me realise I could leave the job I held, it did
not help me realise I could entirely change career.
On the other hand, behavioural activation (BA) immediately made sense to
me. I often joke it is because it consisted of “boxes and arrows” (of which I am
fond). While this may seem to trivialise the approach it was genuinely transform-
ative—these boxes and arrows gave me a framework to organise my behaviours
and experiences. The use of Antecedent /Behaviour /Consequence diagrams
(“ABC”s) helped me realise that a behaviour could lead me to feel worse, but this
behaviour had an antecedent—if the antecedent was an avoidance behaviour
I tended to feel worse (and the converse was true for approach behaviours).
I still cannot fully put it into words, but this framework helped me connect in-
ternal experiences to internal states or external states. This removed some of the
(frustrating) mystery from the world, and why I was responding to events in the
way that I was. For example, avoiding doing a task that was aversive—good in the
short run, but likely to worsen my mood in the long run. This immediately made
an impact on my mood, and my motivation. Once I had learned how to “do the
ABCs” in a situation, I became more agentic and able to affect the world around
me in the way I wanted. I do flag from time to time—indeed, it might be odd if
I did not—however, I have a solid process I can use to analyse a situation and im-
plement behaviours that will help.
Are there other ingredients? Counselling, therapy, behavioural activa-
tion . . . while these all have processes or manuals, guidelines, and good practices,
there are three extra factors that I think are important, based on my reflections
on therapy. First, the patient (in this case me); second, the therapist; third, the
interaction. In case one, I was severely underprepared to be counselled. I had no
idea what depression was. Consequently, I had no vocabulary or understanding
of what depression is like (I only had the diagnostic label from my general practi-
tioner—with no explanation). In fact, at the time, I thought everyone functioned
exactly like me (and that they were just more successful); I had no concept that
people were different. The counsellor was, as far as I could determine, compas-
sionate and interested in helping me. He was very good at building rapport (in-
deed, I felt comfortable disclosing my thoughts/feelings etc. despite the novel
surroundings which often set me on edge). In sum, I would say that I was not in a
position to engage with therapy in an optimal way.
In contrast, with BA, I was more aware of depression and I was tired of being
depressed. I remember being asked why I wanted therapy and my response was
something like “so that I never have to see someone like you again” (with the
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required caveat that this was not intended negatively). I went into therapy wanting
a toolkit to deal with depression. By this point I had realised that I was likely to be
prone to depression, and I guess I was implicitly aware that my previous therapy
had not generalised beyond that specific situation. I think I brought a readiness
for recovery to the table, and I was prepared to go through a range of experiences
to make it happen—over the course of the therapy, I remember facing very aver-
sive experiences, and coming out better for it. The therapist was truly phenom-
enal. They were attentive, constantly checked in with me, agreed on an agenda for
each session, and adapted their practice when we realised that I had a good grasp
of BA, but I still needed a few extra skills. Indeed, when I showed a wider interest
in BA they provided me with a reading list! Our interaction was really good—I
felt able to fully discuss my problems (in so far as I was aware and able to) and the
therapist was able to challenge me if I was being reticent or not providing a lot of
verbal input. Moreover, they were willing to challenge my interpretations of my
experiences and challenged me to consider alternative interpretations. This was
vital as I was heavily invested in the rightness of my thoughts, and I found alter-
native interpretations very challenging to interpret (I still do, but I have managed
to relax this a little).
My subsequent thoughts of therapy are largely informed by my positive
experiences after case two. The toolkit I built has served me well, and I have man-
aged to add a few extra tools to it. The “boxes and arrows” generalise to pretty
much everything I encounter, and that has been a life-changing skill set. I don’t
think this will apply to every autistic person, but I do think something like this
approach could be helpful—some level of abstract rule-based process is great for
applying to novel situations. Although we did spend around 8 weeks practicing
this and agreeing test scenarios to try it out.
Personally, I also think being challenged in the way I interpreted my thoughts
and behaviours was fundamental to getting better. I can get so wrapped up in
what I think and really struggle to see an alternative (or, frankly, to consider that
an alternative could be right!); the typical “black and white” thinking.
ELOISE
The way I formulate this presentation with hindsight is that my autistic brain
has always experienced the unknown and uncertain as worrisome and potentially
threatening. Having something completely uncontrollable and life threatening
occur sent my threat system into overdrive. By focusing upon something I felt
I could control—danger in the form of “contamination” and “germs”—I was able
to regain a felt sense of control over my external world.
The therapist I met was mild and quietly spoken, and listened to me carefully,
making detailed notes on everything I said. I had never experienced therapy be-
fore and was completely baffled by the new social rules and requirements. I was in
such a heightened threat mode that I was constantly hypervigilant and on guard
and consequently really struggled to put any of the cognitive-behavioural theory
I was learning into practice via the technique of “exposure and response preven-
tion.” For example, I knew that my safety behaviour of always carrying antibac-
terial wipes in my backpack was maintaining the anxiety by preventing me from
learning that it would be fine if I did not wipe every surface I touched, but I was
unable to test out leaving them at home and not doing so.
I think this fear of exposure techniques and unwillingness to experiment was
based upon several factors. First, at this point I did not have my autism diagnosis.
The therapist saw my rigidity and deigned me too inflexible for therapy. Actually,
I just needed support with the hyperarousal to bring me into a state in which
I could react to stimuli more flexibly.
Second, the double empathy problem, by which autistic and nonautistic
people both struggle to interpret each other, rather than the lack of empathy
being attributed solely to the autistic individual, felt really prominent within our
interactions. I did not feel understood by the therapist, although I knew that she
was trying her best.
Third, I was trying to camouflage my difficulties like I had always done. When
asked “how are you?” I responded with, “fine thank you, how are you?” like a
robot. I now know that my authentic, autistic self is perfectly fine and accepted
by others. Now, I use mindfulness strategies to prevent myself from slipping into
camouflaging autopilot, but then I did not have those skills.
My second experience of psychological input was trauma-focused CBT during
my postgraduate years. This time, the therapist knew about my autism as I had
now been formally diagnosed prior to starting the therapy, and we built my au-
tistic elements into the formulation. For example, not only did I learn about how
the brain responds to trauma with disconnect between the affective regions, hip-
pocampus, and frontal cortex, but we were able to factor in how autism-specific
factors such as sensory hypersensitivity and my detail-focused processing fed into
the trauma model. I found the CBT model’s systematic, scientific approach was
helpful for my scientific way of analysing the world. In this course of therapy, I was
able to talk about my urge to camouflage, and with this knowledge the therapist
was able to bring out my authentic self and I felt able to get things wrong and be
myself.
I have also found compassion to be an important ingredient in therapy, as my
autistic brain, through no fault of its own, often finds the threat system to be
1
activated more frequently, leading to less relative time for the soothing system to
be engaged. Encouraging self-compassion, acting in accordance with my values
of kindness, and using my intellect and skills to show compassion to others, has
helped rebalance my brain and body to a point where I feel healthy, strong, psy-
chologically minded, and resilient.
I think the most important lesson I learned within therapy and through per-
sonal exploration was a sort of cognitive diffusion, an idea encapsulated by the
quote often attributed to Viktor Frankl: “Between stimulus and response there is
a space. In that space is our power to choose our response. In our response lies
our growth and our freedom.” I learned that whatever comes into my head, I am
in charge of my response and my behaviour. I can choose to worry or ruminate,
or I can choose to do something more positive with my time. Similarly, I can
appraise something as threatening because it makes me feel slightly anxious, or
I can normalise the feelings and appraise it as safe enough. I am grateful to both
therapists I had on my journey to well-being, and I hope to use my experiences to
help others also benefit from therapy.
JANE
I have attended many therapies in my life. I honestly think that I was able to learn
something from each and every one of my previous therapists, but none of them
were able to help me with my most important problem: that is, to be on the au-
tism spectrum. One of the therapists helped me with improving my daily living
skills and occupying my time, another helped me with finishing secondary school,
another with my baking skills and some with my social behaviours, but no one
diagnosed me with autism. In total, I went to five or six therapists, until I was re-
ferred to my current therapist, who has been really helpful.
I have found it useful to learn how to manage my emotions. One of my previous
therapists suggested I learn to knit roses, which I find very relaxing. She also told
me that it was good for me to be creative and do manual things. Another therapist
told me to focus on baking as I like this a lot, and that I should continue doing
it and not be ashamed to charge for the end product. Also, one therapist told me
to try to cook something different each day, and she helped me to be more or-
ganized in secondary school. What I have found most helpful is when therapists
have helped me to be more structured and organized and break things down step
by step.
I think therapists should know what affects people with autism daily and how
they feel. Also, it would be good for therapists to approach us knowing that we
are different than others; that we might struggle sometimes and, at these times,
we need to be approached gently. Another important thing is for therapists to give
us concrete and tangible steps to follow, to offer practical strategies for us, au-
tistic people, so that we can achieve things that will make us feel good about our-
selves, like having more friends and finding a partner. Therapists who work with
us should specialize in autism, because despite seeing several professionals, I was
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diagnosed really late in life and struggled and suffered for a long time throughout
my life because of that. One more thing I think it would be good for therapists to
do is more surveys and to measure what are the most frequent worries for autistic
people.
JANE’S PARENTS
Our 30-year-old daughter has, for many years, attended several different therapies
without good outcome. We noticed that she had social difficulties. We were re-
ferred to a specialist who diagnosed Jane with autistic at the age of 28. It wasn’t
easy for us as parents to accept her condition, but with our family and indi-
vidual meetings with the therapist, we were able to accept, learn, and change our
attitudes towards Jane. We feel that a specific approach done by a specialist ther-
apist, combined with CBT, improved her condition and opened up a new path
for her.
Finding an adequate therapy tailored for people with autistic is of utmost im-
portance and in our opinion was very useful. Our daughter really benefitted
from therapy. Her social interaction improved significantly and her repetitive
behaviors, which were very persistent, were less intense and frequent. We think
that Jane gained from a structured therapy, and not from unstructured approaches.
Therapeutic work needs to involve consistency—even if Jane gets frustrated at
times—and progressively, she is helped to acquire tools to improve.
It is important for therapists to know about autism in order to identify the
patient’s needs, behaviors, and feelings. In addition to a proper assessment and
therapy, it is important to address social skills, daily life habits, and disruptive
behaviors that might interfere with social integration.
GRAHAM
With my last therapist, I was able to achieve what no previous therapists wanted
to believe: that my depression, which lasted for three years, could be treated
without medication. In my opinion, there was previously a problem with the
method: therapists were unable to find techniques relevant to my functioning and
values as a person. When my depression lifted, I was able to find again small old
daily things to enjoy. I was able to achieve this without having to use “normalizing”
ways that had been proposed to me and were against my core values as a person.
Going from one professional to another, without options, only worsened my con-
dition. I would have liked to find an adequate professional sooner.
I found it useful that my therapist was able to understand me, even though
I sometimes struggle to talk properly or as “normal people” expect. In our first
sessions, he was able to understand my logic and way of processing informa-
tion. In contrast to working with my previous therapists, we implemented other
strategies that had not been suggested before, or had even been vetoed. With my
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current therapist it was not always easy to understand each other, but it has helped
a lot that he can understand how people with autistic “talk”: we can sometimes
talk without using neurotypical language, like computers using programming lan-
guage. For me, it was good just to be able to myself. Also, CBT was useful, as this
was similar to a scientific method. I was able to change unhelpful beliefs about
several topics.
To work effectively with people with autism, therapists should stop trying to
“normalize” or expect us to use conventional neurotypical ways. Something I have
noticed recently is that people with autism are genuine and like genuineness. We
dislike pretending and relying on false interests to reach a goal. We need and must
want to do it. When something interests us and it is within our possibilities, we can
do it in an obsessive way and not stop. In my case, being tired and experiencing
chronic pain has stopped me from dedicating more time to things I want to do
more of. It is also important to create and implement alternative ways, to be flex-
ible and innovate, for achieving what one might want at a particular time. One
of my mottos is “there is always another way to do things according to function-
ality.” So it is that in this time of pandemic I see this is a time of opportunity, as all
interactions are internet-based or remote. Lastly, the therapist needs to be there
for when we are facing new challenges and tasks. carefully paying attention to
sensory issues and means of escape. Often, we want to achieve many things, but
the environment and context can be inappropriate to our senses. Also, it is im-
portant to pay attention to how much we can interact socially, without becoming
exhausted from the interactions.
MIRANDA
Instead, I feel that the opposite strategy might work better for many autists, as it
has for me. I withdraw from my senses and my body into my mind, sequestering
my presence in my thoughts, to calm myself down and gain control of my
emotions. Rejecting sensory data, which often contribute to stress and bind one
in the moment, allows me to separate myself from a situation and its emotional
accoutrements, leaving me free to calm myself and eventually return to a situation
without my previous fervor.
If a patient has a history of psychiatric medication, especially if their
prescriptions have changed repeatedly to find an acceptable balance between
symptoms, they may have a heightened awareness that emotional states are essen-
tially various chemicals influencing one’s brain chemistry and that emotions are
not always connected to or caused by the situation to which they are ostensibly
reacting to. This means that that patient may recognize that an emotion is part of
the circumstances of an incident, rather than part of the patient, and can often be
removed by taking the time for it to wear off.
Things I want to say that aren’t long enough for a paragraph:
My daughter is both very autistic, and very articulate. We have been lucky enough
to be able to work with a number of highly skilled therapists over the last 15 years.
All of them were dedicated, highly trained, and caring. They came from a number
of disciplines—traditional therapies focusing on the emotions, pragmatics from
the speech therapists and from psychologists, cognitive styles of therapy, exposure
therapies for her OCD, and many others.
All of them had one very big difficulty, which has permeated her life elsewhere,
as well: translating from the language that most of us speak into “autistic English.”
If you ask an “allist,” as she calls nonautistic people, what was helpful or not in
their therapy, they know what you mean, and how to answer the question. If you
ask the same question of an autist, it is far too vague and amorphous a question for
them, unless you have already translated a dozen similar ones for them.
What does it mean to translate therapy for an autist? First, draw the connection
between a person’s feelings (acknowledged or unacknowledged) and how they act,
how they are perceived, and how this affects their life and their ability to reach
their goals. Autists will never instinctively see things that the rest of us come to
see when we are ready to see them. They lack the perceptual mechanisms that
allow the rest of us to connect those dots. They never get the information that we
get if we let ourselves see it. It is not a matter of denial or repression, but of absent
15
information. Just as one would never expect a blind person to understand body
language, or a deaf person to interpret meaning from tone of voice, therapists
need to work around an autistic person’s inability to perceive those things. Then,
the autist needs guidance in understanding what these cues say about what the
autist is doing and about what results they will get from what they are doing.
Therapy that focuses on emotional insight cannot produce the same results for
an autist as it would for an allist without this end-piece that connects it to social
interactions in meaningful ways for them. This is a piece that most of us fill in,
almost by instinct, but it cannot work that same way for an autist.
On the other hand, my daughter has never been unaware of her own feelings,
nor given to hiding them from herself or others. She has a radical honesty that
may come from her ongoing inability to see the social pressure exerted on the
rest of us to keep certain emotions or states hidden. She sees no point to most of
these social conventions and tends to dispense with them as not worth her time.
As a result, she has a lot less denial or repression to unravel than you or I would
have. She does not need to get in touch with her feelings, because she has never
learned to suppress them. This means that a lot of the traditional work of therapy
is utterly unnecessary. Trying to do that work has resulted in endless frustration
for all parties involved.
I believe that success in therapy for her has resulted when the therapist not only
respects her opinion about what is working, what she needs, but also asks for it
regularly and responds to that feedback. Every autist is different, perhaps to an
even greater degree than the rest of us are. Trying to make the therapist’s model of
how things should work fit this particular patient has backfired badly.
CONCLUSIO N
REFERENCES
Adams, D., & Young, K. (2020). A systematic review of the perceived barriers and
facilitators to accessing psychological treatment for mental health problems in
individuals on the autism spectrum. Review Journal of Autism and Developmental
Disorders, 1–18. https://link.springer.com/article/10.1007/s40489-020-00226-7
Bishop-Fitzpatrick, L., Minshew, N., & Eack, S. (2014). A systematic review of psychoso-
cial interventions for adults with autism spectrum disorders. Journal of Autism and
Developmental Disorders, 43(3), 687–694.
Hartley, M., Dorstyn, D., & Due, C. (2019). Mindfulness for children and adults with
autism spectrum disorder and their caregivers: A meta-analysis. Journal of Autism
and Developmental Disorders, 49(10), 4306–4319.
Hedley, D., Uljarević, M., Cameron, L., Halder, S., Richdale, A., & Dissanayake, C.
(2017). Employment programmes and interventions targeting adults with autism
spectrum disorder: A systematic review of the literature. Autism, 21(8), 929–941.
Ke, F., Whalon, K., & Yun, J. (2018). Social skill interventions for youth and adults with
autism spectrum disorder: A systematic review. Review of Educational Research,
88(1), 3–42.
Lai, M., Kassee, C., Besney, R., Bonato, S., Hull, L., Mandy, W., Szatmari, P., & Ameis,
S. H. (2019). Prevalence of co-occurring mental health diagnoses in the autism
17
Systemic Therapy
R U D I D A L L O S A N D R E B E C C A S TA N C E R ■
KEY CONSIDERATIONS
INTRODUCTION
Arguably, the needs of adults with a diagnosis of autism have been relatively
overlooked, leading to legislation in the United Kingdom calling for more serv-
ices and support (Department of Health 2010a; NHS, 2017; National Autistic
Society, “Autism Facts and History,” accessed 22 March 2018; NICE guidelines
[CG128]). Services continue to be disjointed, however, and many adults find it
difficult to access the help they need (McCarthy et al., 2015). Although the leg-
islation was welcomed, our own experience of working with adults suggests that
19
Systemic Therapy19
services targeting individuals are not likely to be successful unless they acknowl-
edge the community, family system, strengths, interests, and unique qualities of
adults on the autistic spectrum (Warner et al., 2019). In this chapter, we will out-
line a systemic therapeutic orientation to working with the relational context in
which adults with a diagnosis of autism live. There are a number of fundamental
features of such an approach: firstly, the focus is on the nature of the relationships
between people and how these may serve to exacerbate or alleviate difficulties
and challenges. Secondly, there is a recognition that people and problems rarely
present as neatly packaged and exclusive, such that “autism” is often accompanied
by other issues of living, such as anxieties, traumas, losses, and conflicts (Lever
& Geurts, 2016; Manion & Leader, 2013; Strang et al., 2012). Taken together, this
may mean that the focus of systemic therapy may not be on the features of autism
as such, and in some cases not predominantly on the person with the diagnosis,
but on the wider network of their relationships. As an example we have worked
with adults with autism who wanted us to assist them with difficulties their child
(without a diagnosis) was having at school. It is of course possible that their child’s
difficulties and their attempts to assist them may have been influenced by the
parents’ “autism” but in this chapter we want to focus on what they may have in
common with other psychological conditions as well as the specific contribution
of their autism.
The term autistic adult is also in reality hard to pin down, encompassing a wide
range of people with disparate needs and experiences. On the one hand, adults
may have multiple and complex needs and be unable to live independently; on
the other hand, adults may be living and working independently with specific
issues regarding socio-communicative interaction (Crane et al., 2019; Hollocks
et al., 2019; Lever & Geurts, 2016; Strang et al., 2012). Adults with autism may
be teenagers who are living in their family home, students, parents themselves,
or older people living in the community or residential settings. It is commonly
overlooked that autistic children will inevitably become autistic adults and that
their life cycle, as with most people, involves dynamic and recursive interaction
and interdependence with families and communities. It is also worth considering
the gray area around individuals with a diagnosis and other family members
perceived to have high autistic traits. In many families the person with the diag-
nosis also has siblings, parents, or grandparents who share many of their qualities,
challenges, and beliefs. For all of these reasons our own approach to working with
adults with a diagnosis of autism has been to work with the family and commu-
nity system encompassing children, adults, those with a diagnosis, their families,
teachers, and important others. For example, we have worked with autistic parents,
their autistic children, their nonautistic siblings, and their child’s teachers and
family friends. In order to achieve this model of working, we developed a systemic
attachment-based intervention called SAFE (systemic autism-related family ena-
bling) and a sister intervention called SAFE with Schools. SAFE is a manualized
flexible approach that addresses the unique challenges presented and builds on
the strengths and interests characterizing a particular system (McKenzie et al.,
2020; Vassallo et al., in press).
20
Systemic Therapy
One of the core premises of a systemic approach is that problems and difficulties
are relational rather than simply residing “within” individuals. This is based on
the view that we are mutually influencing each other and problems, and solutions
to these problems evolve from the flux of our interactions with each other. In its
most radical version a systemic approach holds a formulation of problems, such as
depression, anxiety, eating disorders, self-harming, and psychosis, as resulting not
from some core genetically inherited abnormality but from adverse events in our
lives and relationships (Dallos & Draper, 2015; Crittenden et al., 2014). Systemic
approaches typically involve sessions in which all relevant family members are
invited to attend to discuss their different views of the difficulties and to reflect on
what they have tried to do to resolve the problems. A common feature of sessions
is to validate and support the people’s intentions and to help them become emo-
tionally calmer in order to be able to explore in detail examples of problematic
episodes in their lives. They can then attempt some different ways of acting with
each other and consider different ways of understanding their difficulties.
Geoff
Father Pete
Geoff (19) autism
Mother Jean
Systemic Therapy21
parents are trying to help and prepare Geoff for the outside world which they fear
will be difficult for him. It was suggested that the parents retreat a little and allow
Geoff to seek support from them when he decides to. Geoff was also invited to un-
derstand that his parents were acting out of concern and will welcome assurances
from him that he is managing. Visually depicting this process can be helpful to
make the processes more concrete, and gradually this can be used to help elabo-
rate how everyone thinks and what their intentions and feelings are.
Evidence in psychiatry increasingly supports the idea that many severe
conditions are influenced by events that have occurred in people’s lives that have
led to traumatic states (Timimi et al., 2011; Van Der Kolk, 2015). More broadly,
systemic approaches not only consider the family system, but that of the profes-
sional systems, such as mental health, education, and social care services in the
developmental trajectory of problems.
In our view, systemic ideas are of particular relevance to the field of autism for
a number of reason: adults with autism live within families and communities and
many report substantial battles in gaining the support they need in education and
social care (Camm-Crosbie et al., 2019). Many adults with autism also recount
adverse life events, stress, and mental health problems (Russell et al., 2016) expe-
rienced by themselves and their family members impacting their ability to nego-
tiate life’s challenges effectively. Consequently, adults with a diagnosis of autism
may suffer a range of challenges: the nature of their condition of autism, adverse
life events, constraints on the ability of families to cope, and difficulties accessing
relevant support. A number of systemic approaches have been developed for
assisting families, but these have mainly focused on addressing problems with
children (Lewis, 2017; Neely et al., 2012; Smock et al., 2016; Solomon & Chung,
2012; Stoddart, 1999; Parker & Moleni, 2017). Mostly these approaches have con-
centrated on looking at behavioral sequences, as in the previous example, and
on recognizing examples of successes and building on these. Monteiro (2016)
has develop a systemic approach which explores the dominant narratives that
families hold and, for example, offers the idea of individual “brain styles” as a way
of thinking about autism in a more fluid and less diagnostic way. As in the pre-
vious example, such approaches suggest that Geoff ’s autism need not imply that
he will “always” be dependent upon them.
Martin
As a further example, Martin was a young man in his 30s who had been diagnosed
with autism at the age of 15. He had also experienced considerable anxieties
and fears, and as an adult developed an eating disorder which had now become
life-threatening. This condition may have been related to fears of contamina-
tion connected with his autism, but it had become the primary concern in his
family rather than the autism, which had come to be seen by them as less relevant.
His parents had both experienced traumatic events in their childhoods and also
worked in highly demanding care services resulting in secondary traumatization.
2
Moreover, Martin was born at a time when his father was suffering with cancer.
Unfortunately, Martin and his family fell through the gaps in services available
because until recently his eating disorder had not been severe enough to war-
rant input from psychiatric services, and there were no appropriate services avail-
able for adults with a diagnosis of autism. Most relevant to this chapter, there
were no services to provide family support/therapy to assist his family, including
his brothers who were desperate with anxiety and experiencing a sense of help-
lessness in how to help him. His parents had worked extremely hard to support
Martin and had stretched themselves financially to provide a house for him and
his brother.
This is not an uncommon scenario where families take on a long-term caring
role for an adult child, but it is unfortunate that their dedication is often not
supported by services in terms of recognizing their needs as well as that of the
diagnosed adult. Consequently, limited services may be available in terms of sup-
port for the adult child in a family but not for the family as a whole. This gap can
also be seen to apply more broadly for other adult mental health services (Carr,
2009; Dallos & Draper, 2015).
SAFE
Systemic Therapy23
with what is known about the autism phenotype regarding the need for clarity and
predictability. There is also an emphasis on continually monitoring the intensity
and emotional demands of the session such that feedback is taken at the end and
clear plans are stated at the start of each session.
SAFE is a flexible approach. Although we had initially developed it with
a child focus, SAFE also addresses all members of the family, including the
adults. It includes a range of activities adapted from systemic therapy (Dallos
& Draper, 2015), for example mapping genograms, exploring family transitions
and perceptions using buttons, tracking repetitive patterns of interactions or
circularities, exploring attachment relationships and needs, externalizing using
materials to represent the autism and other problems, and exploring areas of
special interest. Sculpting with coins consists of inviting family members to rep-
resent their relationships with each other by choosing different buttons to rep-
resent each of them and placing the buttons spatially to represent closeness and
conflicts. This can elicit mutual understanding about the different ways they see
their relationships and also consideration of possible changes. Externalizing is
another visual technique where families are invited to consider the problem as
an external force that has come into their lives. They are invited to draw or make
the problem out of clay, give it a name, and consider how it has come to control
them and how they may be able to work together to reduce its influence. The aim
is to avoid blame and holding each other responsible for the problems and instead
focus on how they can work together to resolve their difficulties.
SAFE starts with adults completing the parent development interview (Slade
et al., 2004) followed by two 3-hour multi-family sessions and three 3-hour
single-family sessions. Prior to the therapy the parents complete the parent devel-
opment interview with the therapists which explores their attachment relation-
ship with their child and also their own experiences of how they were parented.
This provides a platform of shared understanding of their backgrounds and an
indication of adverse events and traumatic experiences that may be an influ-
ence on their parenting. SAFE was also adapted to address issues arising between
families and educational settings (Vassallo et al., in press) by bringing teachers
and adults within the family together in two full-day group sessions to build posi-
tive relationships and mutual understanding and to effect positive change.
SAFE does not focus specifically on individuals or the symptoms of autism, but
on the issues that a relational system views as particularly pressing. For example,
emotional aggressive outbursts known as meltdowns or emotional and social
withdrawal (shutdowns) trouble many families and education providers. In such
cases, a core starting point for assisting the families is to explore in detail these
patterns and how the parents’ own childhood experiences and attachments were
influencing how they respond. For example, one mother described:
When my son starts screaming it triggers those feelings of stress that I had
when my mother used to scream (at me) . . . that kind of brings it all back,
it’s sort of like triggering, which is why I think that I find it particularly
stressful . . . there you know there’s a link between the past and the present.
24
SAFE also seeks to build upon the strengths and preferences that members of the
system may have in order to build confidence, coping, and a sense of empower-
ment. The model strives for collaboration where all concerned are seen as experts
in finding solutions and moving forward. For example, discussions may center on
areas of special interest and this may be a vehicle for exploring relationships and
new avenues of support and understanding.
It has occasionally been surprising for us to find that activities such as exploring
areas of special interest, where we ask the children in the family to give a brief
presentation to us and their family about something that fascinates them, have
been of equal fascination for the parents. One parent who described himself as
having autistic traits also talked about his interests. He proceeded to tell us in de-
tail about his interest in astrophysics and, like the children, found it a very positive
experience to have an attentive audience rather than feeling it was a burden for
his family to hear about his favored topic. Sculpting with coins has also been ex-
perienced as helpful for all members of the family. For example, one mother was
tearful with joy to see that her children described the period before and after the
parents’ divorce as one where the buttons representing the children were placed
closer by them to their mother after the divorce than before. This is consistent
with the practice of systemic therapy in that positive changes in mental health are
seen to occur for all family members and can involve positive, mutually beneficial
relational cycles so that as the parents feel better, the children feel more secure and
the parents are more emotionally available, which in turn leads to further positive
changes (see Figure 3-2):
The SAFE program was supported financially by research funding enabling us
to work with more than 50 families over the last decade. In this time, we have
worked with diverse families, teachers, educational managers, and special edu-
cational needs coordinators. The families have included parents, grandparents,
adults, and children with and without a diagnosis of autism or perceived autistic
traits. Almost all have shared with us substantial challenges, psychological dis-
tress, and adverse life events and traumas. We have also been privileged to share
the talents, joys, strengths, and dedication of many families. Our research suggests
that working systemically with these families has elicited positive change and that
PARENTS CHILDREN
Systemic Therapy25
families and communities experience SAFE as helpful and at times life changing,
as one mother expressed (McKenzie et al., in press):
I have already found these sessions so helpful they have helped me under-
stand what I can do differently to help Joshua, myself and the family and
given me confidence to make decisions and changes for the better.
In many cases, families reported to us that they had never been asked to share
their life events, interests, and challenges before and that this was a very powerful
experience for them. In the following example we describe some key aspects of
working with David’s family (see Figure 3-3).
David considered himself to have high autistic traits and to share many quali-
ties with his eldest son. David’s family consisted of himself, his wife, and their
two sons: Malcom, who had a diagnosis of autism, and his younger brother. The
family volunteered to take part in the SAFE program in order to obtain help in
managing Malcom’s behavior. He was intellectually extremely able, but they had
become fearful of his “meltdowns,” which were especially concerning for David.
In working with the family we quickly discovered that when described in detail
the “meltdowns” appeared to be relatively mild, but David experienced himself as
reacting with considerable anxiety and also described that he was unable to assist
his wife Jenny to offer support in setting some rules for Malcom. In David’s terms,
he felt he was extremely soft on Malcom and let him “get away with anything.”
We became curious about why David experienced such anxiety at any form of
confrontation with his son. He described a childhood which featured a high level
of danger in that his father was an alcoholic and regularly physically attacked his
mother and himself and his siblings. He had memories of sleeping with a knife
under his pillow, fearing that his father would come and attack them hoping that he
could protect his sisters. He had never spoken to anyone about these experiences
violent/alcoholic
We have adapted the SAFE approach to include a focus on how the family and
school systems interact. Sometimes this can be problematic with both sides feeling
blamed and criticized by the other. Using many of the formats in SAFE, SwiS
invites parent-teacher pairs (where they share a child with an autism spectrum
disorder diagnosis) to meet over 2 days in groups of six parent-teacher pairs. The
parents and teachers start by describing their typical day with the child and share
difficulties and solutions, which is often revealing for both of them since they are
not always aware of similarities and differences in the two contexts. Again there
is a focus on looking at specific problems, such as meltdowns, and also the needs
of parents and teachers in meeting the challenges. There are also opportunities to
share successes and positive aspects and for both to feel reassurance of not being
blamed or criticized by the other.
As with SAFE, although there is a child focus we have found that the groups are
experienced as helpful for the parents who may have a diagnosis or describe them-
selves as having autistic traits (Vassallo et al., in press). An example of our work
with a mother, Sonia, illustrates some features of this approach (see Figure 3-4).
In working with Sonia’s family, we brought her and the school together to explore
how relationships could be improved and the family, teacher, and special educa-
tional needs coordinator (SENCO) could work together.
27
Systemic Therapy27
Sonia had a diagnosis of autism, as did one of her daughters, Sani. The other
daughter, Tia, had behavior problems, and Sonia also had a toddler to take care
of. Her situation was one of instability at home, being in an overcrowded tempo-
rary housing situation with three children. Sonia had a difficult childhood being
a carer for her alcoholic mother, and in adulthood she had experienced chronic
unemployment, substance abuse, and little in terms of a support network. She felt
that she was often misunderstood and received a diagnosis of autism in young
adulthood. Sonia sought support for her child with behavior problems and felt
that Sani was largely unproblematic, as she and Sani understood each other well.
Sonia’s relationship with the school had broken down, and her behavior
and demands meant she was perceived by the school as being a trouble maker.
Sonia felt she wasn’t listened to and the school did not know how to support her
daughters:
I didn’t have that personal connection with Tia’s teacher, and, and from that
point onwards I was like, no, this is not working for me, this whole “no con-
versation, cold shoulder, and out the door” does not work for me as a parent.
She reported that the SwiS sessions particularly helped her in being able to “slow
down” and being able to unpack situations rather than getting frustrated with the
outcome. She said her brain worked at a “million miles an hour” so she struggled
to see where and why things were going wrong, seeing just that they were going
wrong. SwiS sessions provided a calm forum to explore unhelpful circularities
reflected in her own worries and difficult life events and to discuss her hopes and
insights into her children’s challenges with the teacher and SENCO. This process
made her feel heard by the school and recognized as a parent with something
positive to contribute. The experience was powerful for her and her family as she
felt the school would subsequently take her seriously and act on her knowledge
of her children. Prior to that she felt that she was judged, often as an unfit parent.
Sitting with the teacher and talking alleviated some of that feeling and allowed
her to work collaboratively with the school to plan a more supportive context for
her children. The school was able to understand that she was a caring parent who
28
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for mental health difficulties, self-injury and suicidality. Autism, 23(6), 1431–1441.
Carr, A. (2009). The effectiveness of family therapy and systemic interventions for adult-
focused problems. Journal of Family Therapy, 31(1), 46–74.
Crane, L., Adams, F., Harper, G., Welch, J., & Pellicano, E. (2019). “Something needs
to change”: Mental health experiences of young autistic adults in England. Autism,
23(2), 477–493.
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Dallos, R. (2006). Attachment narrative therapy. McGraw-Hill Education.
Dallos, R., & Draper, R. (2015). An introduction to family therapy: Systemic theory and
practice (4th ed.). McGraw-Hill Education.
Dallos, R., & Vetere, A. (2009). Systemic therapy and attachment narratives: Applications
in a range of clinical settings. Routledge.
Department of Health. (2010). Fulfilling and rewarding lives: The strategy for adults with
autism in England. The Stationery Office, London.
Hollocks, M. J., Lerh, J. W., Magiati, I., Meiser-Stedman, R., & Brugha, T. S. (2019).
Anxiety and depression in adults with autism spectrum disorder: A systematic re-
view and meta-analysis. Psychological medicine, 49(4), 559–572.
Lever, A. G., & Geurts, H. M. (2016). Psychiatric co-occurring symptoms and disorders
in young, middle-aged, and older adults with autism spectrum disorder. Journal of
Autism and Developmental Disorders, 46(6), 1916–1930.
Mannion, A., & Leader, G. (2013). Comorbidity in autism spectrum disorder: A litera-
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McCarthy, J., Chaplin, E., & Underwood, L. (2015). An English perspective on policy for
adults with autism. Advances in Autism, 1(2), 61–65.
McKenzie, R., Dallos, R., Stedmon, J., Hancocks, H., Vickery, P. J., Barton, A., . . . Ewings,
P. (2020). SAFE, a new therapeutic intervention for families of children with au-
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31
KEY CONSIDERATIONS
(Maenner et al., 2020). This is a significant change from the previous generation of
adults, when the rate of intellectual disability was estimated to be 75–90%. Given
this change in the demographics of autistic transition-aged individuals, there is a
growing emphasis on creating evidence-based interventions to support positive
adult outcomes, particularly for autistic individuals who have average (or higher)
intellectual abilities, who historically have not received transition services.
Currently, autistic young adults with average (or higher) intelligence struggle
to transition successfully from high school to postsecondary education and em-
ployment settings. Taylor and Seltzer (2011) found that autistic young adults with
average intelligence were three times more likely to have no daytime activities
after completing high school than autistic individuals with co-occurring intellec-
tual disability. For autistic adults who begin a postsecondary education program
or find employment, there are frequent disruptions, job loss, or college expulsion
(Flower et al., 2020; Taylor & DaWalt, 2017; Taylor et al., 2015). Newman et al.
(2011) reported that only 39% of autistic students who begin a postsecondary edu-
cation program complete that program, compared to nearly 60% for neurotypical
students.
Despite these poor adult outcomes, a decline in services begins in high school
for autistic individuals without intellectual disability that persists into adult-
hood (Laxman et al., 2019). Only 18% of autistic individuals without intellec-
tual disability are reported to receive employment services after leaving school,
compared to 86% of those with intellectual disability (Taylor & Seltzer, 2011).
However, merely increasing access to services does not seem to be enough to im-
prove outcomes for autistic individuals (Alverson & Yamamoto, 2017; Burgess &
Cimera, 2014). From 2003–2012 there was a 571% increase in caseloads of au-
tistic individuals receiving vocational rehabilitation (VR) services. However, this
increase in services did not bring an increase in successful employment (i.e., case
closures), with only one third of autistic adults achieving successful employment
(Alverson & Yamamoto, 2018).
To meet these growing demands for successful transition services, the United
States Workforce Innovation and Opportunity Act (WIOA; 2014) mandated that
states spend 15% of federal VR funding on Pre-Employment Transition Services
(Pre-ETS) for 16-to 21-year-old individuals with a disability. Pre-ETS focuses
on transitioning from school to postsecondary education or employment and is
considered the first vocational rehabilitation service for high school students and
those exiting high school. Pre-ETS includes work-based learning experiences,
job exploration counseling, higher education counseling, workplace readiness
training, and self-advocacy counseling (WIOA, 2014; see Table 4-1 for definitions
of these activities). Activities similar to Pre-ETS have been used in other coun-
tries (see the work of Hatfield, Murray, et al., 2017, in Australia). To date, the
majority of transition services have focused on providing program supports for
youth with intellectual disabilities (e.g., Project SEARCH; see chapter 6) pro-
viding work-based learning opportunities for high school students to support
a successful transition from school to work. Fewer programs have targeted au-
tistic youth who have average (or higher) intellectual abilities, with no large-scale
3
randomized controlled trials (RCTs) conducted to date for this group. Given that
employment-based transition services for youth with intellectual disabilities are
discussed elsewhere in this book (see chapter 6), the focus of this review will be
on transition programs targeting autistic individuals who have average or higher
intellectual abilities.
skills, daily living skills, and self-determination that may result from these cogni-
tive differences.
Executive Function
Autistic adolescents and adults have challenges with executive functioning (EF),
including difficulties with planning, time management, task performance, and
flexible thinking (Ambery et al., 2006; Wallace et al., 2016). Impaired EF has
been linked to problems in areas that impact health, well-being, and indepen-
dence in autism, including increased psychiatric symptoms (Lawson et al., 2015;
Wallace et al., 2016), quality of life (de Vries & Geurts, 2015), academic achieve-
ment (Pellicano et al., 2017; St. John et al., 2018), and adaptive behavior (Kenny
et al., 2019; Pugliese et al., 2016; Wallace et al., 2016). These EF impairments often
negatively impact success in postsecondary education and employment settings
(Hendricks, 2010; McGurk & Mueser, 2003, 2004).
Social Skills
Autistic adolescents and young adults often have difficulties with the social
demands of college and employment settings (Hendricks, 2010; Hillier et al.,
2018; Sperry & Mesibov, 2005). These social difficulties are associated with un-
derlying cognitive challenges including difficulty with understanding other
people’s perspectives (i.e., theory of mind; Jones et al., 2018). Autistic transition-
aged youth without intellectual disability often appear to be less socially impaired
than they are and must simultaneously operate in an environment of more com-
plex social relationships and greater social expectations. This combination fre-
quently leads to awkward, intrusive, or offensive social interactions (Bauminger
et al., 2003; Laugeson & Ellingsen, 2014; Sterling et al., 2008). Difficulties under-
standing colleagues’ perspectives can lead to social “faux pas” in work or college
settings and difficulty recognizing these “faux pas.”
Emotion Regulation
Adaptive Behavior
Self-Determination
for autistic youth. To date, interventions have either directly targeted caregivers,
goal planning with both caregivers and students, or targeted student specific skill
development.
Goal-Planning Interventions
Student-Focused Interventions
There is a growing evidence base for transition and support programs for high
school and college students focused on supporting autism-specific challenges
with a focus on EF, social skills, emotion regulation, daily living skills, and self-
determination skills.
Stepped Transition in Education Program for Students with Autism Spectrum
Disorder (STEPS; White et al., 2019). Further described in chapter 5, STEPS was
designed to support secondary (STEP 1) and postsecondary (STEP 2) autistic
adolescents and young adults with average or above average intelligence transi-
tion successfully to college. STEPS is a cognitive behavioral approach focused
on self-determination and self- regulation skills to improve educational and
socioemotional outcomes (White et al., 2017). For high school students (STEP 1),
parents and one school personnel (e.g., a teacher) participated in the program
along with the student. Postsecondary students (STEP 2) participated in weekly
one-on-one counseling sessions and received online content that was also shared
with parents. Both STEP 1 and STEP 2 included counseling sessions and com-
munity activities (a college immersion day in STEP 1 or outings with a counselor
in STEP 2). The purpose of the immersion day was to foster self-determina-
tion and independence in a college setting (e.g., reviewing a course syllabus and
discussing time management, meeting with the school’s disability services office
to learn about accommodations). Community outings for postsecondary students
(STEP 2) were focused on goal-directed social integration with campus life (e.g.,
attending a club meeting, finding buildings on campus). Additionally, the coun-
selor in STEP 2 maintained regular communication with the student outside of
sessions to monitor and ensure progress toward goals (White et al., 2017). In an
RCT of STEPS, high school students showed higher levels of parent-reported
transition readiness to enter college (STEP 1) than the control group. College
students showed higher levels of adjustment to college (STEP 2) compared to
the control group. Further, these gains in adjustment showed increased mainte-
nance after program completion in students with higher self-determination skills.
However, both groups showed limited maintenance of skills at a 2-week follow-
up, suggesting a need for further investigation into long-term treatment outcomes
of transition readiness programs.
McGill Transition Support Program (Nadig et al., 2018). Nadig and colleagues
(2018) conducted a small RCT of the McGill Transition Support Program for
38
small groups of four to six autistic young adults without a co-occurring diag-
nosis of intellectual disability. To promote participant independence, caregivers
were not included in the intervention. The program targeted social communi-
cation, self-determination, and working with others. Additional aims included
improving quality of life and social problem solving. Participants in the interven-
tion group reported increases in self-determination (including self-regulation)
and quality of life compared to the control group (Nadig et al., 2018).
Acquiring Career, Coping, Executive Control, and Social Skills Program (ACCESS;
Oswald et al., 2018). Another group intervention, the ACCESS Program, aimed
to promote adult functioning and independence through social, adaptive, coping,
and self-determination skills in autistic adults who had completed high school
(Oswald et al., 2018). While participants were not all within the transition age, the
curriculum was designed to meet the needs of autistic young adults. This program
also included concurrent groups for caregivers to learn to support participants. In
a waitlist control RCT, participants showed gains in adaptive skills, self-determi-
nation, and ability to access support from family and friends (coping).
The Connections Program (Hillier et al., 2018). This program provides a sup-
port group intervention targeting autistic college students (Hillier et al., 2018).
Program curriculum included academic skills, interpersonal social skills and
group work, future plans, and time and stress management. In a noncontrolled
(open) trial, the authors reported that participation in the Connections Program
was associated with decreased anxiety and loneliness and increased self-esteem.
TEACCH School Transition to Employment and Postsecondary Education
Program (T-STEP; Klinger & Dudley, 2020). The T-STEP program was created as a
comprehensive, manualized 12-week intervention program for 16-to 21-year-old
autistic transition aged youth. The curriculum is designed to address autism-spe-
cific challenges including goal planning and attainment (focused on daily living
skills and self-determination), EF (i.e., time management, organization), emotion
regulation (i.e., coping with distress, accepting corrective feedback), and social/
theory of mind skills (i.e., social niceties, effectively asking for help; see Table 4-2).
The T-STEP was designed to be implemented as a WIOA Pre-ETS program
for autistic transition-aged youth currently enrolled in high school or college and
includes all five of the Pre-ETS services. Specifically, the T-STEP intervention
includes a 24-session work-based readiness class (i.e., a twice-weekly community
college class), a work-based learning experience (i.e., a 2-hour per week intern-
ship to practice the soft skills learned in the T-STEP class), and weekly counseling
services that mirror services typically provided on a college campus (i.e., self-ad-
vocacy, career, and higher education/academic counseling). Caregivers partici-
pate in initial goal setting sessions and receive regular newsletters throughout the
intervention to support generalization of skills. Skills are taught using a variety
of evidence-based practices (Hume et al., 2021; see Table 4-3). Because the ma-
jority of autistic students begin postsecondary education at a community college
(i.e., 88% of young autistic adults attended 2-year colleges or vocational/technical
schools; Roux et al., 2015), community colleges were thought to represent an ideal
location to provide interventions for autistic transition-aged youth.
39
Initial research supports the efficacy of the T-STEP. In an open trial pilot study,
57 students (aged 17–21 years; average age 19.3 years) completed the T-STEP
across three community colleges (Klinger & Dudley, 2020). Following student
completion of the T-STEP, caregivers reported improved employment readiness
skills and daily living skills. Students reported increased self-determination. In
focus groups, students reported that the program helped prepare them to learn
how to function in the adult world so that they could be successful as a college
student and in the workplace. They responded that the program was “definitely”
worth the time and that they would recommend it to others. Thus, across quali-
tative and quantitative assessments, initial results are promising for the T-STEP
as an intervention addressing autism specific challenges during the transition to
adulthood.
CASE STUDY
Jason is an 18-year-old autistic male who lives at home with his parents. He
graduated from high school with a general education diploma and 3.0 GPA.
Jason struggled during his first semester at community college and withdrew
from all but two classes and earned poor grades in both classes. At intake, Jason
had a part-time job at the local home improvement store and was practicing
driving to get his driver’s license. At home, his parents reported that while
Jason could independently complete steps for self-care he needed reminders
even for basic skills such as brushing his teeth. Jason and his parents reported
that he struggled with time management, including being late to classes and
failing to complete or turn in homework. Jason was accustomed to more in-
volved teacher support from his high school setting, and he did not understand
how to seek help when he started to struggle at the community college or at
work. Jason reported feeling frustrated and anxious most of the time and that
he often experienced emotional outbursts at home including crying and yelling
at his parents.
Jason showed significant difficulties on the Behavior Rating Inventory of
Executive Function-Adult (Gioia et al., 2005), earning an overall score of 57
(77th percentile) on the parent report version. Similarly, his parents reported
poor work readiness skills on the Becker Work Adjustment Profile (Becker,
2005), with an overall score of 56 (73rd percentile). Jason obtained a Full-Scale
IQ score (Wechsler & Chou, 2011) of 116 in the above average range. In contrast,
his Vineland Adaptive Behavior (Sparrow et al., 2016) composite score was much
lower at 75.
42
Without the structure and supports of high school, and with the increased
demands of college along with a part-time job, Jason struggled to compensate for
problems typically associated with his autism including EF, emotion regulation,
social skills, daily living skills, and self-determination. At his local community
college, Jason began the T-STEP Program. During the goal planning/attainment
module, Jason chose goals related to education (i.e., “I want to make B’s in my
two classes”), employment (i.e., “I want to increase my hours at work”), and inde-
pendent living (i.e., “I want to learn to cook different foods”).
Throughout the semester, Jason was given a workbook to support his learning
the T-STEP tools (e.g., visual reminders, self-monitoring, self-reward, and routine
strategies for time management, professional social skills, and emotion regula-
tion skills). A variety of evidence-based strategies were used to teach Jason these
skills (see Table 4-3). During the time management module, Jason was hesitant
to try a planner system that incorporated a calendar listing his daily activities as
well as self-monitoring of progress toward his goals. However, when the planner
was individualized to fit his personal goals (i.e., to write in a time to remember to
prepare a snack before work), he began to use the planner more frequently. His
program instructor coached him to think about how he could use his planner to
prevent most mishaps (e.g., running late to an appointment, not having materials
needed for class). He also included self-reward activities in his schedule to rein-
force use of time management skills.
During the coping with distress module, Jason created a “calming routine
strategy” using a combination of cognitive behavioral intervention strategies
(e.g., deep breathing, visualization, mantra) that he could use “in the moment”
when he was distressed. He was encouraged to use visual supports to help him
remember to use his routine strategies and was particularly enthusiastic about
creating a visual reminder for himself that he laminated and kept in his wallet
to remind him to use his calming routine strategy. He was also able to use
this strategy to manage his anxiety when given corrective feedback at work or
school.
Next, Jason and his classmates covered the professional social skills module, in-
cluding the importance of using an “asking for help routine strategy.” The concrete
structure of the “asking for help routine strategy” seemed to make sense to Jason
and to provide clarity around a confusing process that had seemed obscure to him.
He reported that at work he had been worried about asking for help and that he
was motivated to use this strategy in the future. When the topic of social niceties
(e.g., greetings) was discussed, Jason reported that he knew all of these skills and
43
felt he did not have much room for improvement. However, upon engaging in a
video-modeling exercise with his peers in which common social mishaps were
enacted, Jason realized that he could make improvements, including greeting his
classroom instructors when entering class, telling the instructors “thank you” for
the class when leaving, and using greetings at his internship and his part-time
work. Jason used a variety of visual reminders to support more frequent use of his
new social behaviors. He began smiling more and engaged in more social interac-
tion with peers in class.
Outcomes
At the end of the program, Jason’s mother reported improvements in time man-
agement (“he doesn’t need much prompting to do things when asked”), self-de-
termination (“he’s more assertive and has more self-confidence”), and improved
social skills (“he’s more positive and kinder”). Jason also received a glowing eval-
uation and recommendation letter from his internship supervisor. Jason left his
job at the home improvement store for a job he was excited to get at a local office
(similar to his T-STEP internship). He began driving to his job and to classes
and continued to improve his study habits and academic performance. Jason re-
ported increases in self-determination and decreases in anxiety, spontaneously
telling his T-STEP instructors that the program worked for him because the rou-
tine strategies actually taught him how to do the different organization, coping,
and social skills rather than just telling him that he needed to improve in these
areas. He reported that the “T-STEP gave me the confidence to do things I had
been too reserved to do in the past.”
CONCLUSIO NS
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50
University-Focused Interventions
DAVID SCHENA, GRACE LEE SIMMONS,
A S H L E I G H H I L L I E R , A N D S U S A N W. W H I T E ■
KEY CONSIDERATIONS
The majority of programs that serve young adults with autism (YAA) do not have
empirical support.
OVER VIEW
In this chapter, we aim to be inclusive and respectful to all stakeholders. Terms such as college,
university, and postsecondary are used interchangeably.
51
University-Focused Interventions51
rates of diagnosis began to rise in the 1990s, coinciding with heightened recogni-
tion of autism/ASD in more cognitively able individuals. The children from this
generation are now young adults. Given that 50,000 teens with autism/ASD enter
adulthood every year (Shattuck et al., 2012), there will be upwards of 500,000
more adults with autism/ASD each decade. Moreover, the estimated societal cost
of supporting a single individual with autism/ASD, without co-occurring intel-
lectual disability, across their lifetime has been found to approach $1.5 million
(Buescher et al., 2014). Considering this in the context of the fact that just 2% of
all autism/ASD-related research focuses on transition and adult outcomes (U.S.
Department of Health and Human Services, 2017), the inadequacies of our cur-
rent support systems and the resulting strain on service delivery systems will grow
more problematic.
Recent literature has called for increased focus on evidence-based pro-
gramming to address barriers that inhibit healthy adult transitions and im-
prove outcomes for youth with autism spectrum disorders (YAA), a growing,
high-needs population (Chancel et al., 2020). Unfortunately, YAA frequently
experience poor outcomes related to independent living. The adaptive skills of
YAA stall or decline as young adults (Taylor & Seltzer, 2011) as opportunities
for continued skill development dwindle (Mazefsky & White, 2014). The first
2 years after high school completion are characterized by low rates of paid em-
ployment relative to peers with speech and language impairment, learning dis-
ability, or intellectual disability (Shattuck et al., 2012), with only about half of
YAA stably employed (Roux et al., 2013). Support systems, such as employment
supports, can therefore be of great importance for many YAA (McDonough &
Revell, 2010). This chapter will focus primarily on university-based supports
for YAA.
A large proportion of YAA desire to earn a postsecondary degree (White et al.,
2011). The proportion of YAA enrolled is still lower than expected, however, with
notably fewer YAA attending college (32%; Wei et al., 2016) than the U.S. average
(70%; U.S. Dept. of Health and Human Services, 2017). Those who do enter col-
lege may face a wide variety of obstacles; caregivers report concerns about so-
cial involvement, academic underachievement, and campus living (Hillier et al.,
2020), which are often reflected in YAA self-reported struggles as college students
(McLeod et al., 2019). Accordingly, support systems for college students with
autism/ASD are of great importance, especially programs which have empirical
support. In this chapter, we describe available services and interventions devel-
oped specifically for YAA who are in postsecondary settings, including colleges
and universities. We acknowledge that there are many programs housed within
institutions of higher learning that are dedicated to promoting the academic
and social success of enrolled students with autism/ASD. However, the research
base on these programs is small. Most support programs for YAA in college exist
without any research to support their use. As such, we endeavored to focus on
programs that have published data to support their use.
52
Beginning a college education can be a significant transition for anyone, but some
common symptoms and co-occurring problems can make this transition especially
difficult for YAA. Impairments in executive functioning (EF) can make keeping
on top of assignments and deadlines challenging, or lead to an inflexible schedule
(Alverson et al., 2019), while social and communication difficulties can make
connecting with collegiate peers quite difficult (Dipeolu et al., 2014). Individuals
and families also need to weigh potential benefits and problems of attending a
larger university or a smaller community college, such as living arrangements and
mastery of independent living skills (Adreon & Durocher, 2007). Necessary tasks
such as navigating the college or university grounds can also be aggravated by the
presence of, for example, a co-occurring anxiety disorder (White et al., 2011). In
a large-scale, mixed methods needs analysis, White and colleagues (2016) found
that primary challenges identified by parents, educators, and YAA included lim-
ited interpersonal competence, managing competing demands, and poor emo-
tion regulation.
The Horizons college preparation mentoring program, offered by the University
of Massachusetts Lowell (Hillier et al., 2019), aims to alleviate many of the previ-
ously listed potential problems via a mentorship program. This program has been
in effect since 2009, and since Spring 2018 has been offered both in-person and
online. Participants are randomly assigned to the online or in-person version,
except during the COVID-19 pandemic when all mentors and mentees met on-
line. Participants were eligible regardless of where they planned to attend college
and did not need to be planning to attend UMass Lowell. The primary method
of service delivery is through trained university students who provide service
to aspiring postsecondary students with autism/ASD over the course of the six-
week program. The Horizons mentors use a curriculum covering a broad range
of topics designed to help prepare the participants for college life and ease anxiety
around this transition.
Hillier and colleagues (2019) found that, at the conclusion of the Horizons pro-
gram, participants felt better prepared for college life, had a better understanding
of how college works, were more familiar with the structure of college lectures,
and were increasingly aware of how to access support on campus compared to
the beginning of the program. When asked, most participants were very positive
about the program model and almost all reported they would recommend the
program to others. Participants were particularly enthusiastic about the opportu-
nity to meet one-on-one with a peer who was currently in college,—a highly val-
uable resource. The flexibility of the program model, which allows the curriculum
to be tailored to the needs of individual participants, was also praised for pro-
viding an authentic approach where the students’ own preferences and priorities
are at the center of the program.
The Stepped Transition in Education Program for Students with autism/
ASD (STEPS; White et al., 2017) also provides support to high school students
53
University-Focused Interventions53
Once enrolled in college, students with autism/ASD can access universal student
supports such as academic advising, tutoring, counseling, and careers services. If
they register with the disability services office, they may be able to access academic
accommodations and other supports. However, availability of services varies
across institutions and factors such as self-regulation and self-advocacy may con-
tinue to be problems for some students (Adreon & Durocher, 2007; White et al.,
2011). Navigating the social world of college may become more important as
YAA seek to make friends and join groups. The fast-paced and somewhat unpre-
dictable college lifestyle may prove difficult for some students to navigate, which
may co-occur with the potential to experience stigmatization (Cox et al., 2020).
Increasingly, universities are focusing on the retention and success of students
with autism and many have developed tailored programming to address their spe-
cific needs. These supports continue to be of great importance, especially with
respect to promoting social growth and development and buffering against exec-
utive functioning challenges.
Findings from the STEPS RCT with 59 YAA (described previously) indicated
a nonsignificant treatment effect of STEPS 2 at follow up (i.e., two weeks after
completion of the STEPS 2 program); however, a significant immediate treatment
effect (i.e., while enrolled in STEPS 2, p =.02) was noted (White et al., 2019).
54
University-Focused Interventions55
an honors psychology student in their final year (Curtin University, 2020). CSMP
primarily offers support through individual, weekly, 60-minute meetings over the
course of one academic semester. Qualitative data collected from mentors indi-
cated that mentees most frequently discussed time management, communication
with professors and peers, and academic support in these one-on-one meetings
(Hamilton et al., 2016). Participants and their mentors also participated in weekly
social groups designed to facilitate social interaction and provide opportunities to
practice social skills. Results from an initial pilot study of the program are prom-
ising; in addition to high rates of program satisfaction, all CSMP participants re-
enrolled in the second semester of college. Additionally, a sample of 10 participants
reported feeling significantly more supported and had significantly reduced com-
munication anxiety after completion of CSMP (Siew et al., 2017). Qualitative
results emphasized a number of positive outcomes including assistance with the
transition to college, preparation for self-advocacy in communicating with college
staff, and improved ability to manage emotions (Siew et al., 2017).
Finally, researchers at the City University of New York designed Project REACH,
a group-based intervention for college students with autism/ASD which focuses on
co-primary goals of improving self-advocacy and developing social skills (Gillespie-
Lynch et al., 2017). The semester-long program was implemented twice, with two
different groups of students who either self-identified as autistic and/or received
services in high school for autism, based on review of their individual education
plans. Participants were paired with a trained mentor (undergraduate and grad-
uate students) who provided weekly, one-on-one counseling for the semester (14
weeks). Additionally, participating students attended weekly, hour-long, mentor-
led group sessions with up to eight other students for approximately 10 weeks. The
first program curriculum (spring semester) focused largely on social skills, while
the second program (fall semester) focused more explicitly on developing self-ad-
vocacy, based on feedback provided during focus groups where students reported
themes of self-advocacy after participating in the spring program (e.g., continued
reliance on others to advocate for them; Gillespie-Lynch et al., 2017). When piloted
with 28 participants, findings indicated that participants reported significantly
increased perceived social support from friends after completing the self-advo-
cacy focused program, though this was not noted in the social-skill focused pro-
gram. Furthermore, the integration of self-advocacy content into the standardized
curriculum resulted in participants’ report of significantly increased academic
self-advocacy skills at the end of the fall semester (Gillespie-Lynch et al., 2017).
The authors’ integration of student feedback in tailoring the curriculum to their
participants’ needs highlights the importance of using stakeholder perspectives to
shape intervention work and maximize therapeutic gains.
CASE STUDY
Philip is an 18-year-
old White male who was diagnosed with autism/ ASD
at age 2. Philip wanted to study biology, engineering, or a combination of the
57
University-Focused Interventions57
two disciplines. To best achieve this goal, he entered the Horizons program in
spring 2020 (aged 17). He was matched with a mentor from the University of
Massachusetts Lowell, a female senior psychology major, and they met during
Philip’s senior year of high school in spring 2020. Philip completed the program
despite the onset of the COVID-19 pandemic; his mentor described him as an “at-
tentive listener,” “very engaged,” and “advanced in his knowledge about college.”
At the end of his time with Horizons, Philip reported being eager to take on
increased responsibility, having a clearer understanding of college coursework,
and feeling more content with his decision to go to college than he had reported at
the beginning of the program. He especially appreciated that Horizons “takes into
account individual students” and educates on the individual level. When asked
about his least favorite aspect of the program, he described that it was “not fully
prepared for students that are ahead” and suggested that the program could “make
a schedule for students who are already accepted or have chosen their college.”
Philip also participated in a 1-year follow-up interview to describe his college
experience and to further discuss his experiences in the Horizons program. He
had completed his fall semester at a local 4-year private university where he took
five classes and earned a GPA of 3.48. At this time, he was taking four classes, a
workload which he reported was harder than that in his first semester. Philip is
commuting to campus each day. He is connecting with others on campus, par-
ticularly through a weekly radio sports show he hosts. While he felt there were
fewer social opportunities due to COVID-19, he has made friends through
classes and clubs. He plans to seek out an internship in his field the following
year. When asked, he described his primary challenge as the timely completion of
assignments and had grown to dislike how many classes assigned work at the same
time. He also described how the ever-changing pace of college life had proven to
be difficult to adjust to. However, Philip had accessed accommodations through
Disability Services, including extra time on tests, use of a smart pen, permission
to type notes in class, accessing copies of professors’ notes, personally recording
lectures, and sometimes testing in a distraction-free environment. Finally, con-
cerning Horizons, he described the meetings with his mentor as helpful and was
glad he took part.
OVERALL DISCUSSION
University-Focused Interventions59
However, some programs without direct empirical support may be more prom-
ising than others due to a connection with an already-supported program. For
example, the TEAACH School Transition to Employment and Post-Secondary
Education Program (T-STEP) is an extension and specialization of the well-known
TEAACH method (see c hapter 4). TEAACH itself is a program demonstrated to
be effective at improving social skills, executive functioning, and maladaptive be-
havior rates in children and adolescents (Abshirini et al., 2020; Virues-Ortega
et al., 2013). Based on well-established applied behavior analysis (ABA) princi-
ples, TEAACH can claim extensive empirical support for its services (TEAACH
Autism Program, n.d.). T-STEP was founded as a specialization of this method in
2017, aiming to improve transition into both postsecondary education and em-
ployment. However, at the time of this writing, no published reports on the effi-
cacy of T-STEP are available.
In summary, relatively few university-based autism support programs can draw
on readily available empirical evidence. We hope to inspire additional research to
validate these programs and to further investigate those which do have empirical
support. We specifically call for investigation into under-researched methods of
support, such as living learning communities (Hurley, 2020). The landscape of
transition programs that exist, and the extant research base, suggest that supports
typically involve some combination of skills training, peer mentoring, and expe-
riential learning.
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McDermott, N., Hartlage, A., Jackson, B., & Orlando, A. M. (2020). United States programs
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63
Employment-
Focused Interventions
C A R O L S C H A L L , S TA C I C A R R , L A U R E N AV E L L O N E ,
A N D PA U L W E H M A N ■
KEY CONSIDERATIONS
We know paid work is the defining activity of adulthood (Arnett, 2014; Wehman
et al., 2019). Employment provides the adult without disabilities financial, phys-
ical, and psychological benefits (Modini et al., 2016). People with disabilities also
report work as beneficial because it provides financial support, inclusion, social-
ization, and a source of identity (Akkerman et al., 2016; Heyman et al., 2016;
Kocman & Weber, 2018; Saunders & Nedelec, 2014). Finally, there is evidence
that employment is more beneficial for the young adult with ASD than remaining
in high school. Specifically, Schall, Sima, Avellone, Wehman, McDonough, and
Brown (2020) found that youth with ASD who participated in an intervention
called Project Search plus ASD Supports (PS +ASD) and then gained employ-
ment demonstrated significantly lower support needs than an equally matched
65
Employment-Focused Interventions65
Employment-Focused Interventions67
PS +ASD
Table 6-1 Recommended Interventions to Increase CIE for Adults with ASD
Intervention Studies Level of Population Description
Evidence
Project SEARCH + • 3 RCTs Highest Youth/young adults; significant • Final year in HS
ASD Supports impact from ASD and comorbid • Immersed in business
disorders (ID and/or behavior • 10-12 week unpaid internships
challenges) learning work skills
Supported • 4 prospective Very high HS graduates; spectrum of abilities • Individualized services for
Employment quasi-experimental employment process (i.e., job search,
• 4 retrospective secondary development, training, and long-term
data analysis support)
Vocational • 9 retrospective secondary High HS graduate with VR services; level • State VR services (job placement,
Rehabilitation Services data analysis of impact from ASD not specified training, career counseling,
diagnostic services, etc.)
High School Transition • 2 retrospective secondary data High Transition-aged students with • Career counseling
Services analysis (national data sets) ASD; level of impact from ASD not • Employment experience in HS
specified
Customized • 1 retrospective secondary data Promising Adults with ASD referred for CIE • Discovery Process
Employment analysis (agency data) services; spectrum of abilities • Job created to meet employer needs/
job seeker strengths
Technology for • 1 prospective RCT (virtual Promising Adults with ASD seeking • Teach interview skills
Skill-building/ reality interviewing) employment (study 1) • Feedback via virtual reality
Organizational • 1 prospective RCT (personal Employed adults with ASD/ • Visual task analyses, prompts, and
Supports digital assistant) comorbid intellectual disability navigation tools
(study 2)
Employment-Focused Interventions69
the PS +ASD supports model. To date, this is the only packaged intervention with
efficacy confirmed by two RCTs.
Supported Employment
Customized Employment
CE matches the unique strengths, interests, and support needs of the job candidate
with the identified demands of the employer (Smith et al., 2015; Wehman et al.,
71
Employment-Focused Interventions71
2018; WIOA, 2014). Rather than fitting the job seeker into an existing job, CE
involves developing a job that did not previously exist to meet the business’ needs
and the job seeker’s strengths (Brooke et al., 2018; Smith et al., 2015; Wehman
et al.¸ 2016, 2020). CE has been implemented with ASD supports as well, in-
cluding (a) developing a work schedule with consistent structure, (b) teaching so-
cial communication skills and work expectations with applied behaviour analysis
(ABA), (c) using visual supports to ensure consistent independent performance
of work and social skills, and (d) implementing behavior supports (Wehman et al.,
2012). CE provides a very suitable method for those with ASD and significant
support needs. The highly individualized nature of the CIE outcome allows em-
ployment specialists to tailor the job to meet the needs of the business and the
strengths, interests, and preferences of the employee.
CASE STUDY
Jamal is a 28-year-old man who was diagnosed with “classic autism” as a 6-year-
old child. He displays challenging behavior, including flapping his hands and
spinning in a circle. On occasion, he will yell, push on his chin, and bite his arm.
He will also run from those around him. He is not able to read or write and has
no mathematical skills. His verbal communication is also significantly impacted.
Mostly, he speaks in one and two word phrases, such as “go home” and “eat.”
Jamal’s employment specialist, Darius, used CE to negotiate a job for Jamal at
the hospital’s off-site sterilization department. The job required Jamal to move 2
meter tall by 1 meter wide (6.5 feet by 3 feet) rolling case carts into the sterilization
unit and push buttons in a specific sequence to sterilize the instruments on the
cart. While waiting for the unit to finish its sterilization routine, Jamal could pace,
flap, and make noise. The employer also provided a quiet private space where he
could take a break if he got too hot or became frustrated. Jamal earns $9.50 an
hour (31% higher than minimum wage in his location), and works between 20
and 30 hours weekly. He is very reliable and hates to miss work.
Since Jamal has been working in central sterile, all of his co-workers have
made errors when placing case carts in the sterilizing unit at one time or an-
other—all, that is, except Jamal. Because of his attention to detail and his in-
sistence that he complete repetitive tasks in precisely the same order every day,
Jamal has never made an error when putting a case cart into the sterilization
machine. Jamal is able to sign in and out of work with his employee badge,
and he is also independent occupying his time while waiting for his parents.
Darius is skilled in using ABA techniques to teach new skills and to analyze the
function of Jamal’s behavioral challenges if they arise or accelerate. Further, if
needed, Darius is able to contact his supervisor and request additional support
from a Board Certified Behavior Analyst to assist him. Without the availability
of behavior analytic services, Jamal’s success would be compromised by his ep-
isodic behavior challenges.
72
Adults with ASD and lower support needs also present unique challenges when
acquiring and maintaining CIE. They have high verbal intelligence and strengths
in academics, and they often excel in school and attend college. They may
struggle when trying to obtain or maintain employment due to impairments
in social skills, problem solving, and executive functioning. Unfortunately,
adults with lower support needs often do not “meet requirements” for sup-
port from vocational rehabilitation services and are left to fend for themselves
in an environment that may not understand these challenges or offer support
or accommodations to make the job successful. In addition, many adults with
lower support needs do not disclose to their employer that they have autism
and require accommodations. This often leads to misunderstanding, missed
deadlines, and termination. This does not have to be the case. Through targeted
interventions, successful postsecondary education, and the support of voca-
tional rehabilitation services, adults with ASD who have lower support needs
can obtain competitive employment in jobs of their choosing that can lead to
successful careers.
Postsecondary Education
Enrollment for this population is lower than that of many students with other
disabilities (Newman et al. 2011; Roux et al. 2015; Shattuck et al. 2012). That
said, recent research describing employment outcomes for postsecondary
education (PSE) program participants is positive, with preliminary results
representing high employment rates across disciplines (Moore & Schelling,
2015). Young adults with ASD can participate in PSE through traditional
programs such as community college, vocational and career training, and
4-year universities. Time spent in PSE can offer instruction and practice in
skills necessary for successful employment. Attending classes requires many
skills that parallel employment, including self-determination, time manage-
ment, and social skills, as well as managing stress anxiety in a fast-paced en-
vironment. A student seeking support from the disability services office can
receive an array of supports and accommodations that can prove to be useful
in the college setting and beyond. Thankfully, the availability of personal tech-
nology can be a way to address many of the challenges faced by adults with
autism without making them stand out from their peers. Electronic organizers,
alarms, timers, calendars, and other apps that can be downloaded to smart
phones and computers are able to assist all individuals with (and without)
disabilities to manage their time, assignments, routines. This addresses those
EF tasks that are often the culprit of unsuccessful employment. In addition, it
is important to consider the social aspect of PSE.
73
Employment-Focused Interventions73
Cognitive Rehabilitation
Vocational rehabilitation (VR) services for adults with ASD clearly results in suc-
cessful employment (Sung et al., 2015). Research demonstrates that individuals
with ASD often succeed in the workplace if transition and vocational rehabilita-
tion services are tailored to meet their unique and individual needs (McDonough
& Revell, 2010). Unfortunately, many individuals with lower support needs fail
to meet the requirements to obtain these services, and thus are excluded from
services. Of those who do receive services, many withdraw from the VR process
because some traditional vocational rehabilitation practices are not only ineffec-
tive for people with ASD, but also actively distressing to them. Given the great
74
CASE STUDY
CONCLUSION
The purpose of this chapter was to describe the research evidence and discuss the
implementation of employment interventions designed to increase adults’ access to
CIE. As we have noted, CIE may act as a protective factor from some of the ill effects
that individuals with ASD face in adulthood when they are without daily structure.
Specifically, we have found that adults with ASD who gain CIE continue to learn
skills, are not isolated, and gain social interaction opportunities from working with
their coworkers without disabilities. Future research should explore the benefits
gained by adults with ASD in CIE to assess the degree to which it is a protective
75
Employment-Focused Interventions75
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KEY CONSIDERATIONS
OVER VIEW
Communication, social interaction, and social skills are affected in autism spec-
trum disorders (ASD) from an early age and continue to be a challenging area
for many individuals throughout their lives, regardless of their adaptive beha-
vior or intellectual capabilities (Gaus, 2007, 2011; Howlin & Moss, 2012; Lord
et al., 2020).
Transition into adulthood typically results in new challenges, contexts, and
demands for social skills. For some adults, social requirements increase, as do
the parameters within which social behaviors are observed, understood, and,
sometimes, judged by others. For others, requirements decrease due to no longer
being in mandated education but may result in social isolation. This increase in
demands for the first group is often inversely proportional to the services and sup-
port available for both groups of patients.
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The social skills construct lacks a universal general theoretical framework, both
in assessment and training (Baker, 2003). Social skills can be defined as behaviors
that are negatively or positively reinforced and the possibility of not performing
behaviors that are punished or extinguished. It also implies behaviors in which
a person can interpersonally express positive and negative feelings without the
loss of social reinforcement (Caballo, 2002; Kelly, 2010). Social skills are context-
and culture-dependent behaviors that emerge in early life, and many nonautistic
individuals learn these skills more adeptly and generalize them more intuitively.
This is not the case for individuals with ASD (Spain & Blainey, 2015; White
et al., 2013).
The first step in choosing and designing a treatment is a thorough clinical assess-
ment (White et al., 2013). Substantial heterogeneity can be found in assessment
instruments for social skills, social cognition, and autistic symptomatology for
adults as well as children. This methodological heterogeneity in the assessment
is also present in research and clinical literature and, to a degree, this is also what
makes systematic reviews and generalization of research findings difficult (Spain
& Blainey, 2015; White, 2010, 2013).
The assessment should incorporate a combination of different methods, in-
cluding a robust and comprehensive evaluation of autistic symptomatology with
standard and self-report measures, intellectual capabilities, cognitive functioning,
social cognition, and social skills, including verbal and nonverbal communication
skills (see Figure 7-1). Often, measurements are not only used in the assessment
but also in evaluating progress and posttreatment outcomes. During the assess-
ment, it is important to explore the presence of alexithymia, self-awareness (Frith
& Happé, 1999; Happé, 2003; Williams, 2010; Williams & Happé, 2009), strengths
and weaknesses, social motivation, presence of camouflaging, and coping re-
sources. It is essential to know the history and trajectory of the individual’s so-
cial context, their support networks, and previous positive or negative interaction
experiences with peers that might have led to rejection, teasing or ostracism
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(White et al., 2010). Also, it is essential to consider gender identity, people with
whom they enjoy spending their free time, and with whom they need or wish
to expand their social life and skills, and their romantic or intimate interest if
present. Furthermore, the age of ASD diagnosis and history of previous and pre-
sent treatments is relevant, as this can provide clinicians with an understanding
of whether social skills have been previously taught but not fully acquired, or if
they need to be learned for the first time. This would also address performance
or acquisition impairments (Bellini, 2008) and would be key in selection of the
subsequent techniques.
Other key issues to assess include cultural factors, customs, and social codes
in each individual’s environment, geographical context, country, language; access
to available specialized support services and general and mental health services;
opportunities in each community; housing; access to university education and
employment with and without support; and access to culture, sports, and leisure.
These factors will help form an idea of the social context of the individual and the
specific curricular needs in the design of the treatment option.
It is also crucial to assess physical and mental health comorbidities, in particular
the co-occurrence of anxiety, which is multifaceted in ASD. It can be challenging
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Most research studies have focused on social skills interventions for children and
adolescents, and to a lesser extent on people with intellectual disabilities (White
et al., 2007), but not on adults with ASD without intellectual disabilities (Bishop-
Fitzpatrick et al., 2013; Spain & Blainey, 2015).
Generally, manualized programs have in common the selection of a series of
objectives, and these are usually limited in time and in number of sessions. Also,
they provide didactic instructions, encourage behavioral rehearsals, role play,
assignments, review, and feedback (Baker, 2003; Bellini et al., 2008; Gresham et al.,
2001; Reichow et al., 2013; Spain & Blainey, 2015; White et al., 2007, 2010, 2012).
Techniques used in teaching social skills can be multiple and can be combined in
different ways in manualized programs or in individual interventions (Baker, 2003;
Bellini et al., 2008; Winner & Crooke 2009). Some will be focused on performing
specific behaviors, verbal and nonverbal, and other techniques will be focused
on social cognition, social understanding, and perspective taking (White, 2012).
83
Various techniques are often reported in the literature (see Table 7-1), such as so-
cial narratives, social stories (Gray et al., 1993), and cognitive essays with drawings
(Gray, 1994). Other techniques address social cognition, teaching of “the hidden
curriculum” (Myles & Simpson, 2001), and perspective taking (Winner & Crooke,
2011). Similarly, techniques focused on the performance of specific behaviors
are reported (White, 2012), including discrete rehearsal, direct and didactic in-
struction, modeling, chaining, fading, prompting, role play, and behavioral re-
hearsal (Baker, 2003; Bellini, 2008; Laugeson, 2010, 2017; Tincani & Bondy, 2015).
For many individuals with ASD and moderate to severe intellectual disabilities,
teaching will be mostly through behavioral techniques, discrete rehearsal, video
modeling (Bellini, 2008; Tincani & Bondy, 2015; Walsh et. al., 2018), and adapting
techniques for more able individuals with a slower pace and visual aids.
A recent systematic review of group social skills found that, while five studies
showed preliminary evidence, interventions were effective for improving know-
ledge and understanding of social skills rather than for improving them, and they
84
were very varied in content and objectives (Spain & Blainey, 2015). However, the
samples were highly heterogeneous in size, and methodologies and were not al-
ways available in a manualized format or accessible for clinicians. Availability of
these programs was reduced, and programs were not consistently available in a
manual format.
Currently the most robust, available, and developed adult program for social
skills in adults is the Program for the Education and Enrichment of Relationship
Skills for Young Adults (PEERS-YA; Laugeson, 2017). This has the largest number
of studies, participants, and replications. It also has the greatest accessibility in
terms of manuals, format, training, and international availability. This program
is adapted and extended from the original UCLA PEERS Program, a 14–16-
week, parent-assisted social skills group intervention for adolescents with ASD
(Laugeson & Frankel, 2010), maintaining the same format and the work method-
ology and supported by caregivers or social coaches. The program takes place over
16 weeks with simultaneous sessions of 1.5 hours, each involving a group of adults
and a group of coaches who might be parents or other caregivers with two leaders
for each group, and it is designed for individuals without intellectual disabilities.
Sessions address conversational skills, electronic communication, how to choose
friends, how to organize meetings and get-togethers, social etiquette for romantic
dates, and conflict management among others. The teaching method comprises
didactic and structured instruction, Socratic method, role play, perspective
taking, behavioral rehearsals, modeling, assignments and reviews, and feedback
in each session for 16 weeks. Both groups have their own leader but will work
with the same objective and content. While adults receive didactic instructions
and chances to role play and rehearse, caregivers (or coaches) will learn the step-
by-step lesson and will gather ways of supporting the participant adult in the
homework assignments and practice during each week. In order to benefit max-
imally from the PEERS-YA program, participants must be highly motivated to
learn the proposed content, committed to the assigned tasks, attend all meetings,
and have the support of a coach. An important novelty of this program are ses-
sions related to romantic dates, which has not previously been addressed in other
interventions and especially in group format. This is often left aside despite being
highly required by some patients. However, it is important to take into account
that clinicians will probably have to make adjustments to each country and cul-
ture regarding the romantic etiquette, since this can be a very culturally sensitive
aspect. Those adjustments would be related to the specific content of the lessons,
but not to the teaching methodology.
While the implementation of this specific program without caregivers or
coaches is discouraged, the authors acknowledge that this may be the reality for
many adults, and it can be unavoidable. In this instance, the authors recommend
giving handouts of the sessions to caregivers or coaches, even if they do not at-
tend the sessions, and involving them by giving them other additional resources
and materials, such as books, apps, or websites to learn more about the program
and how to support their adult during the training. In the case of individuals
with intellectual disabilities, the authors recommend making the program longer
85
and slower, simplifying lessons, and providing visual aids (Laugeson, 2017).
Additionally, in the current context of increasing internet-based interactions and
relationships, the intervention is being piloted via telehealth.
For those individuals who might not benefit from group interventions for dif-
ferent reasons or if groups are not available for them, an individual approach
and training is a treatment option. The initial assessment will be the same as the
one proposed in the group section. The individual approach will include didactic
instructions, role play, behavioral rehearsals, homework, practical assignments,
perspective-taking exercises, and mixed techniques. These interventions can be
well suited to the framework of individual psychotherapy and can also be coordi-
nated in collaboration with different professionals, sometimes using manualized
interventions as curriculum and intervention guides.
In this case, the clinician will deliver a tailor-made intervention, based on the
needs and goals of the patient and the area of performance; sometimes this can
be the work environment, social relationships, romantic relationships, or all the
areas in general. Sometimes the clinician will work on teaching specific skills
that apply to all areas, such as conversational skills, or in some other cases, spe-
cific abilities for a specific area, like handling disagreements with coworkers or
inviting someone on a date. Just as in a social skills group intervention, it can be
very useful to work with a social coach or caregiver, mentor, or friend who can
troubleshoot in ecologically valid situations and help in implement real-world
behavioral rehearsals, monitoring and giving feedback on the interactions of the
consultant.
CASE STUDY
Sara is a 19-year-old woman studying design at local university with a recent diag-
nosis of ASD. She presented social struggles throughout her life and has no friends
or social groups. She finds it very difficult to participate in social situations, to in-
itiate and maintain conversations with others, and to handle disagreements and
criticism. She appears socially awkward, rude, arrogant, and insensitive to others,
which is the opposite reaction she wants to generate. Her parents reported the
same and gave examples of how she tried to get closer to peers by being too clingy
and not realizing when she was not welcome to a group or conversation.
She was motivated to learn social skills and all the lessons that were part of
the PEERS-YA Program. She was an excellent candidate for group interven-
tion, meeting all the inclusion criteria (she had no intellectual disabilities or
comorbidities, she was socially motivated, and she could count on her mother to
provide support alongside the intervention), yet there was no group available be-
ginning any time soon for her.
86
It was decided that individual cognitive behavior therapy (CBT) and social
skills training in two separate sessions a week in an individual format would be
the best the treatment option. We followed the lessons from PEERS-YA almost
in the same order they were presented in the manual: from conversational skills
to complex social behaviors. Also, it was agreed that her mother would help her
do her weekly assignments. The dating etiquette lessons from the PEERS-YA
Program were omitted, as she was not interested in dating anyone romantically
and focused on the lessons that involved finding sources of friends; conversational
skills; entering, maintaining, and exiting conversations; electronic communica-
tion; appropriate use of humor; and handling rumors, gossip, and disagreements.
Strategies used in each session included didactic step-by-step instruction for
each lesson, perspective-taking questions, one-on-one role play with her thera-
pist, role play videos, practicing the assignments with the help of her mother in
her natural settings, and reviewing the practice and feedback.
The highly structured method of each PEERS-YA sessions allowed her to go
step by step in each behavior targeted, reviewing, practicing, and rehearsing her
interactions. This gave her more security and self-efficacy. Previously, she would
miss the key points of a specific social aspect and behavior involved and didn’t
realize exactly what went awry. With the intervention she could identify where
she was failing and practice the step that she was missing or that was more dif-
ficult for her, noting which part of the skill needed to be corrected or improved.
The individual approach worked for her, and sometimes she would take more
than one session for each lesson if needed to ensure that the lesson was com-
pletely mastered before continuing with the following. PEERS-YA program might
be useful also when working with an individual approach when group programs
are not available.
CASE STUDY
concerns about failure in social work-related situations and worries about what
his coworkers might think of him. There was an impression of anxiety interfering
in his socialization. As he presented both social skills impairments and traits of
social anxiety it was suggested to him to undergo social skills training and CBT
for his anxiety symptoms. Connan agreed to it but explicitly informed the clini-
cian that he did not intend to work toward expanding his social network and just
wanted to “solve this issue at work.” Taking into account the patient’s goals, his
lack of social motivation, and his co-occurring social anxiety, it was decided not
to offer group interventions but to provide a tailor-made social skill training si-
multaneously with CBT.
The intervention was designed using didactic and structured instructions on
how to use instant messaging services and write work emails and involved mod-
eling and assisting Connan in writing, behavioral rehearsals, and role play with
the clinician prior to sending any communication. There was no need to assist
him in specific tasks such as selecting reading material or filling administrative
forms. In addition, a modified CBT anxiety protocol was initiated. Modifications
included offering more and longer sessions, fewer cognitive techniques, and more
behavioral strategies. It was particularly helpful for him to reduce avoidance to
note down what might go wrong, facing the feared situation, and fact checking if
his initial thoughts indeed occurred. He reported fewer difficulties in facing so-
cial situations despite worrying he would confront anxiety-triggering situations.
Nevertheless, Connan did not seem motivated to establish new relationships and
was content with just being able to perform well at work.
In cases like Connan’s it is important to thoroughly identify social skills
impairments and co- occurring conditions such as anxiety or depression,
since most of the times, these comorbidities can account for a percentage of
the individual’s social difficulties that superficially might strike as core ASD
symptoms. Not addressing these adequately is usually associated with sub-clinical
response to treatment and treatment dropout.
Underserved Populations
We believe that it is necessary for future lines of research and practice in social
skills to include underseen populations, such as women and those with nonbinary
gender identities and lesbian, gay, bisexual, transgender, queer and intersexed
community (LBGTQI) individuals. These groups have been underrepresented in
research and practice, and differential needs and supports in the social skills areas
might not be fully addressed. It is essential that gender identity, diversity, and
sexual orientation are respected and considered when designing practices (Hull
et al., 2020; Strang et al., 2020), including social skills interventions, since this
respect will increase engagement toward the treatment and will emotionally vali-
date the individual’s needs, rights, and goals.
It is important is to consider that women may present different social profiles
than men (Carpenter et al., 2019; Happé & Frith, 2020; Halladay et. al, 2015;
8
Mandy & Lai 2017), with greater camouflaging strategies (Hull et al., 2017, 2019;
Lai et al., 2021) and different social expectations for them across cultures. This will
have an impact on the targeted skills in a specific curriculum and the technique
selection. Also, women on the spectrum are more likely to have been exposed to
physical, sexual, and psychological abuse (Haruvi-Lamdan et al., 2020), raising
the issue of vulnerability of people with ASD in relationships (Bargiela et al.,
2016). Preventing risks and promoting safety and healthy personal relationships
should be a part of any social skills training for any adult on the spectrum of any
biological sex and gender identity.
Future Directions
CONCLUSIONS
We still have a lot to do, research, and learn in order to better support adults
with ASD generally. There is a limited, but encouraging, set of evidence-based
programs and techniques in social skills program development whose aim will
always be to increase the quality of the relationships and the quality of life of the
patient.
When applying social skills interventions, clinicians should consider the fol-
lowing key points: performing a thorough assessment, selecting the goals and
skills, deciding the best treatment option for the individual, and choosing the
format that best suits the patient’s needs at the moment of assessment. The fol-
lowing steps would be implementing, monitoring, and assessing the intervention
and its outcomes. This process should be dynamic, since it might change over
time, and it should take into account individual and cultural variables that are
involved, keeping in mind aspects related to gender and diversity. It is impor-
tant to remember that any social skills intervention will include training people
with ASD but will also involve educating nonautistic people about ASD (Baker,
2003) and its full potential to contribute to a richer world.
89
When working with individuals with ASD, clinicians are usually trying to pro-
vide support to navigate successfully the world outside the spectrum. That other
world, the autistic social world and point of view, with its plots and inner logic,
is intriguing and fascinating for clinicians to explore and understand deeply its
functioning and reveal its uniqueness in every treatment, individual, and ther-
apeutic relationship. It will also be interesting to explore the communication,
coping strategies, and the resources that arise from the interaction of individuals
with ASD with each other. This knowledge could be invaluable and could be an-
other important aspect of future interventions in social skills.
Those two social processing worlds are actually one we all share in practice,
and the efforts to understand and to build bridges should be shared across re-
search and clinical practice, advocates, stakeholders, autistic communities, and
clinicians. The more bridges that are built, the more possibilities there will be for
everyone to explore the infinite potential of human relationships.
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KEY CONSIDERATIONS
CB includes, but is not restricted to, aggression, self-injury, property damage, and
negative vocalizations. The term was adopted in the 1980s to focus attention on
the challenges service providers faced in meeting people’s support needs in the
community rather than in institutional services, and to seek causal explanations
within the social environment rather than the individual. The application of PBS
to date has focused on populations with developmental disabilities, with research
largely on intellectual disability populations, some of which include persons with
an additional ASD diagnosis.
People with intellectual disabilities account for 1%–2% of the general popu-
lation (British Psychological Society, 2011). Estimates vary, but it is thought
that around 10% of people with intellectual disabilities will have an additional
ASD diagnosis, rising to 50%–60% of people with severe or profound intellec-
tual disabilities (Emerson & Baines, 2010). Approximately one third of people
with an ASD diagnosis will also have intellectual disabilities (Emerson & Baines,
2010). ASD and ID are risk factors for CB that increase with severity of disability
and presence of additional physical, sensory, or communication impairments
(Bowring et al., 2017; Holden & Gitlesen, 2006; Jones et al., 2008; Lundqvist,
2013). Research in population samples suggests that approximately one in every
five or six individuals with intellectual disabilities that are known to services will
present with CB (Bowring et al., 2017; Jones et al. 2008; Lundqvist, 2013). A study
by Hutchins and Prelock (2014) found the prevalence of CB in adults with both an
intellectual disability and ASD diagnosis ranged from 35.8% to 63.4% with most
studies finding that more than half of these individuals engaged in more than
one CB. Studies in individuals with an ASD only diagnosis suggest 13%–30% of
children engage in severe CB (Matson et al., 2008), with one in four presenting
clinically challenging aggressive behavior (Hill et al., 2014).
ORIGINS OF PBS
PBS evolved in the 1980s from applied behavior analysis (ABA; Baer et al.,
1968) amid concerns about nonfunctional analytic approaches involving the use
of aversive stimuli such as aromatic ammonia (Tanner & Zeiler, 1975) and elec-
tric shock (Carr & Lovaas, 1983) to suppress severe problem behavior. ABA had
developed as a field at a time of increasing public interest in civil rights and social
justice. At the same time, work had begun in Scandinavia, leading eventually to
the elaboration of the principles of normalization (Wolfensberger et al., 1972),
which aimed to value people at risk of being devalued. Opinion divided sharply
between empiricists and theorists. Pioneers of nonaversive approaches included
Meyer and Evans (1989) and LaVigna and Donnellan (1986). Carr et al. (2002)
described PBS as a synthesis of procedures from ABA, normalization theory,
and the inclusive movement. Kincaid et al. (2016) present PBS as a dynamic
and continually involving system that will come to include components as yet
undiscovered.
processes can include stimulation, attention, tangible, and escape from demands
(Carr, 1977). Pain reduction has recently been added to this list (Hastings et al.,
2013). To understand CB, it is necessary to understand the circumstances that
occur before and what happens after the behavior (Gore et al., 2013). People with
developmental disorders have historically experienced impoverished social con-
tact, low levels of engagement, and aversive interactions (Hastings et al., 2013).
CB is often the most effective means of addressing these issues. In order to un-
derstand the maintaining processes, a functional behavioral assessment of the
social and physical environment and context in which the CB occurs is needed
(Miltenberger et al., 2019). This explains how the existing behavior helps the in-
dividual to manage or exert control over their environment, which informs the
development of a more effective and person-centered intervention plan (Didden
et al., 1997; Iwata et al., 1982; Miltenberger et al., 2019; O’Neill et al., 2014;
Sprague & Horner, 1995). Research indicates that PBS interventions for CB have
a greater chance of success if based on prior functional assessment (Carr et al.,
1999; Hanley et al., 2003; Scott & Cooper, 2017).
Development of intervention plans in the PBS model is a collaborative en-
deavor with stakeholders to ensure good contextual fit (Albin et al., 1999;
Monzale & Horner, 2020). While there is no set framework for the design of plans,
they should be multielement and comprise some key components (LaVigna &
Donnellan, 1986; McClean & Grey, 2012; Webber et al., 2011) including:
PBS has been used as a framework for intervention in services across the UK
and in other countries (McClean & Grey, 2012). There is an emerging evidence
base from meta-analytic reviews (Carr et al., 1999; LaVigna & Willis, 2012), and
recent research studies with individuals with intellectual disabilities, including
those with ASD (Allen et al., 2011; Hassiotis et al., 2009; McClean et al., 2007;
McKenzie & Patterson, 2010), that PBS is effective at reducing levels of CB in-
cluding aggression and self- injurious behavior. While initial results are en-
couraging, early research has been limited by methodological weaknesses (e.g.,
variations in definitions of CB, small sample sizes, lack of a control group, and
assessment tools that have not been psychometrically evaluated or assessed for
use in individuals with ASD; see McClintock et al., 2003) and a consistent failure
to assess change in QoL and to explore the social validity impact of interventions
(Carr et al., 2002; Kincaid et al., 2002; McClean et al., 2005). A meta-analysis of
small randomized and quasi-randomized controlled trials (RCTs) concluded that
behavioral interventions could be effective in helping people with ASD (Heyvaert
et al., 2014), but that research designs with greater robustness in community
settings were required.
In a study of four adults with ASD, McClean and Grey (2012) discovered sub-
stantial reductions in CBs following PBS intervention, along with improvement in
mental health and QoL. Boettcher et al. (2003) used PBS to decrease CB in a child
with ASD and her siblings, and the family experienced additional positive effects
from this proactive intervention. A study by Lucyshyn et al. (2007) demonstrated
that PBS led to a 75% reduction in CB for a child with ASD, and that the effects
were maintained across a 7-year follow-up period. Associated outcomes included
improved community engagement and social validity outcomes for parents.
Bowring et al. (2017) considered individuals referred to a community-based PBS
team, 53% of whom had ASD; they reported significant reductions in CB meas-
ured with the Behavior Problems Inventory—Short Form (BPI-S; Rojahn et al.,
2012) with scores reducing from a mean of 37.74 (SD 30.54) at referral, to 12.12 (SD
98
12.24) at follow up, with a large effect size (d =0.84). There was also significant im-
provement in QoL, health-related QoL and social validity impact such as reduced
stress levels, greater knowledge on causes of CB, fewer injuries and damage to
properties, improved relationships and greater access to joint community activities.
Despite these encouraging results, research into PBS as a framework model re-
mains at the preliminary stage, and further studies have been advocated to inform
theoretical understanding and applied service development (McClean et al., 2007;
McKenzie, 2011). There is a need for further PBS studies, with larger samples, par-
ticularly in adult ASD populations, with more robust research designs, and with
data examining QoL and social validity outcomes as well as CB. There has been a
lack of robust RCT designs in ASD research (McGrew et al., 2016). One additional
challenge for researchers is that PBS, as used in community service providers, is
not a single treatment protocol, but a “package” of interventions (Stahmer et al.,
2005). It is thus important that researchers have an agreement on the definition
of PBS and evaluate the outcomes of PBS as a “package” in group studies (Smith,
2013), with ASD-specific samples.
CASE STUDY
Background
Michael was 19 years old and had a diagnosis of ASD and moderate intellectual
disability. He had recently left school and transferred to an adult day service and
respite provider. The local PBS practitioner received a referral due to Michael self-
injuring in the form of punches to the right side of his face, occurring several times
each day in all environments, resulting in an open wound just under his right eye.
The PBS practitioner met Michael and his parents at home. Parents reported a
difficult transition for Michael from children to adult services with him struggling
to adjust to the day service and different respite provider. They reported some self-
injury during childhood in the form of wrist biting and head hitting, but nothing
of the recent intensity. The PBS practitioner completed a BPI-S (Rojahn et al.,
2012) and a QoL measure (based on Kincaid et al., 2002). The QoL scale assessed
five domains: interpersonal relationships, self-determination, social inclusion, per-
sonal development, and emotional well-being. There has been a lack of measure-
ment of QoL impact in PBS Studies (cf. LaVigna & Willis, 2012). Some studies, such
as Hassiotis et al. (2011) and Allen et al. (2011) have focused on one QoL domain
such as social inclusion, using the Guernsey Community Participation and Leisure
Activities scale (Baker, 2000). Other small studies, such as McClean et al. (2007),
have used tools such as Quality of Life Questionnaire (QoL-Q; Schalock et al., 1989).
The BPI-S identified the specific behaviors to target, alongside estimates of
current frequency and severity. The QoL measure identified the lack of com-
munity presence and peer contact Michael had, as parents and services had
reduced demands on him in recent months given the behavioral challenges. At
the outset the PBS practitioner ensured there were data records in place to record
9
instances of Michael hitting his face. Additionally, the PBS practitioner arranged
investigations to rule out medical, dental, and psychiatric issues.
Functional Assessment
The assessment concluded that Michael’s underlying anxiety levels were higher
due to the disruptive transition to adult services. The occupational therapist (OT)
had completed a sensory profile assessment and identified that high levels of noise
or visual stimulation (crowds) could serve as a setting event making a particular
task (such as arriving at day services or playing bowling) more aversive. Results
of the functional assessment concurred with this and concluded that the beha-
vior of head hitting was maintained by negative reinforcement, as it led to im-
mediate escape from aversive situations or termination of an aversive task (e.g.,
the bowling alley was very busy with a children’s party, then Michael began head
hitting, then he was taken home; arrived at day service and another service user
was screaming, then Michael began head hitting, then Mum put him back in the
car and drove around for a while until the situation had resolved).
The team involved the PBS practitioner, Michael’s mother, his keyworker at day
service, key worker at respite, SALT, OT and community nurse. The MDT all
contributed to developing a multielement PBS plan based on this data. Everything
included in the plan had good contextual fit: it could be delivered by the team in
the environments where they supported Michael. The SALT worked with Michael
to contribute to the plan. The SALT used pictorial and photo aids to support
Michael to choose aspects of the plan, including activities to engage in, staff to
support, and decoration for his day service room, such as the color of paint used
on the walls. The SALT developed social stories to explain planning meetings and
developed an easy-read version of the PBS plan that Michael could access. In this
plan it listed:
Proactive Strategies
• The prime aim of the plan was to improve QoL. The plan listed
approaches, people, and activities that were important to Michael and
essential to promote his well-being who needed to be a regular part of
his week. The plan prioritized giving Michael choice and control over his
support arrangements and daytime program.
• The plan detailed communication strategies. The SALT supported
Michael to choose his staff and activities in both environments. Visual
planners (listing staff and activities) were made and placed at home and
day service, with portable ones for everyone supporting Michael. SALT
taught staff Makaton signs Michael used. Social stories were developed
to support new initiatives and activities.
• The psychiatrist suggested low-arousal interventions to reduce stress
around noise, complex language, crowds, proximity of others, changes to
routines, and unfamiliar staff and transitions.
• A key aspect was predictable routines, sequences, and people. All
providers began to collect Michael from home with a clear collection/
transition plan.
• Timings for day service were changed for consistency to 11am–4pm;
respite hours were changed to match this on weekends, to ensure
predictable daily routines.
• A room at the day service was identified for Michael to begin and end
his day, with lots of activities he enjoyed and visual aids present to
communicate the structure and routine of the day. This replaced Michael
arriving into the busy communal “day room” without a clear plan of
his day.
• Michael’s staff had photos taken and added to his visuals planner so he
knew who would be supporting him each day.
• Staff who supported Michael were trained in ASD and low-arousal
approaches by the local ASD Team.
• School staff delivered an additional training session (supported by
parents) for day service and respite staff, sharing advice on Michael’s
likes and dislikes and support tips. Some school staff volunteered
10
Secondary Strategies
• Staff began to report knowing when Michael was becoming distressed
as they became experienced in supporting him. They reported signs
such as repeating key phrases, clearing his throat, and coughing as early
indicators of distress.
• Staff were able to prompt Michael to sign what was wrong earlier (as he
had been taught) and responded to these requests promptly, reinforcing
these prosocial communication approaches.
• Michael’s sister had produced some distraction activities, including
Disney songs the staff were taught, which Michael enjoyed joining.
• The OT worked with Michael to develop coping skills. A range
of replacement techniques were explored, not always successfully
employed, but work continued on these.
• Support staff became skilled at working with Michael to change plans
when he indicated, on some days, that he did not want to engage with
certain activities.
Reactive Strategies
• If Michael started head hitting, staff and parents had agreed on low-
arousal response strategies and would adapt activities to resolve the issue
causing distress.
102
• Staff knew Makaton signs, which helped communicate with Michael and
reassure him at these times.
Monitoring Phase
The PBS practitioner produced a clear graph detailing the frequency and severity
of head hitting behavior. To the delight of Michael’s MDT, this detailed a very
quick downward reduction in severity, and after 8 weeks of PBS input Michael’s
wound had healed over. The MDT team continued to meet weekly to review prog-
ress, consider the data, review any incidents, and continue to develop the PBS
plan collaboratively as a working document. These meetings, and the graphed
data, were helpful to parents and staff, as they could see progress being made and
they had support to review the times when things had not gone well. The PBS
practitioner continued to complete direct observations to ensure implementation
of the plan and support coaching and feedback to the team.
Outcomes
CONCLUSIONS
ASD is a risk factor for CB that increases with the presence of additional cogni-
tive, physical, sensory and communication impairments. PBS is a person-centered
framework that targets improvement in stakeholder quality of life and the negative
impacts of CB. In this chapter, we described PBS as a multicomponent “package”
of interventions that are person centered, function based, evidence informed,
and consistent with a set of values that emphasize empowerment and inclusion.
Functional behavioral assessment is a crucial component of a PBS framework.
PBS interventions typically enrich environments and help individuals to develop
alternatives to CB. Our case study illustrated how, using a PBS approach, a small
103
team was able to enhance the quality of a person’s day-to-day life and reduce levels
of self-injurious behavior. The PBS team was comprised of relevant stakeholders
and the changes they made were both evidence based and evidence informed
(i.e., data-based decision making). The evidence base for PBS is increasing. More
studies are needed, however, with larger ASD populations and robust designs,
including utilizing psychometrically evaluated tools for ASD populations, with
measurement of QoL and social validity outcomes included. In the meantime,
PBS offers an effective and ethically sound framework for addressing behavior
and contexts that are complex and challenging.
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107
KEY CONSIDERATIONS
CBT has a well- established evidence base (David et al., 2018). It is often
recommended as a first-line psychological intervention for many mental health
conditions, including anxiety disorders, depression and bipolar disorder,
obsessive compulsive disorder (OCD), and posttraumatic stress disorder (PTSD;
National Institute for Health and Care Excellence [NICE], 2011). CBT is at least
as effective as, or more effective than, other interventions (e.g., psychodynamic
therapy, interpersonal therapy) and more effective than waitlist or nonspecific
controls (Butler et al., 2006; Cuijpers et al., 2013; Hofmann et al., 2012).
Empirical research on the application of CBT with autistic people has largely been
conducted in children and adolescents, but there is a growing number of studies
in adult populations (see Weston et al., 2016). Two systematic reviews on the
effectiveness of CBT for autistic adults (Benevides et al., 2020; Spain, 2019) looked
10
Based on the existing empirical literature, we outline in the sections that follow
recommended adaptations for different stages of the CBT process (for more
details, see Anderson & Morris, 2006; Blainey, 2019; Kerns et al., 2016, Maddox
et al., 2020; NICE, 2012; Russell et al., 2019; Spain & Happé, 2020); these are
illustrative rather than exhaustive and will need to be individually considered
for different clients, as not all adaptations will suit or be needed with all autistic
adults.
Therapists may need to spend more time learning how each of their autistic
clients communicates in order to form a strong therapeutic relationship. For
example, eye contact or conveying emotion through facial expressions may be
uncomfortable or difficult for some autistic adults. It is also important to dis-
cuss the client’s interests and insights into their own neurodiverse differences
as a way to build rapport. Some clients may need additional time to process
verbal information and concepts and to formulate a response. Clinicians will
need to be patient and comfortable with possible silences and slower pacing.
Asking closed questions may be helpful, if the open/S ocratic method of
questioning does not elicit sufficient information. Language use may need
to be more specific, concrete, and direct with some clients (i.e., the use of
metaphors, ambiguity, and hypothetical situations may need to be reduced
or explained more explicitly), but not with others who make excellent use of
metaphor, and therefore any adaptations will need to be individually tailored
and used flexibly.
1
CBT Assessment
The first few CBT sessions, when assessment usually takes place, may be stressful
or confusing for some autistic clients. Providing information in advance about
what to expect is helpful. Clinicians may need to conduct assessment over sev-
eral sessions to build rapport and to gain a clear understanding of the presenting
issues, including how autism-related experiences potentially contributed to the
clients’ current difficulties, the clients’ own understanding and experience of their
autism, and their unique profile of strengths, interests, and associated needs and
difficulties. Therefore, therapists must have a good understanding of autism and
its heterogeneity. As clients may have idiosyncratic ways of describing thoughts
and emotions, it may be helpful to operationalize and use the clients’ own termi-
nology. Significant others could be invited, with the client’s permission, for sup-
port and to contribute additional information and perspectives to the assessment.
CBT assessment often includes the completion of standardized rating scales in
addition to clinical interviews and observations. When these are used, it is im-
portant to help autistic clients clarify the scale’s items as needed. Ratings scales
may be used as a starting point, with follow-up or clarifying questions asked to
try to tease out autism-related from other experiences (see Chew et al., 2020, for
clarifying OCD and social anxiety scale items). Clinicians should be pragmatic
when interpreting ratings from existing screening measures, as their validity has
not yet been established for autistic people.
Goal Setting
Goals for CBT should be functional, respectful, and relevant for autistic adults
and should address co-occurring emotional or behavioral difficulties, so as to
improve well-being, independence, and/or quality of life. Based on the client’s
12
CBT Formulation
Psychoeducation
Emotional literacy is a necessary, important foundation for the rest of the CBT
work. Thus, it is important to spend more time (perhaps a few sessions) on
13
psychoeducation about autism, emotions, and socialization to the CBT model for
the clients who may have difficulties with interoception or identifying emotions,
in order to strengthen skills in emotional awareness, particularly in supporting
the individual to identify and label their emotions (e.g., the physical and behav-
ioral cues) and developing a joint language for these concepts. Therapists may
need to explore flexible and creative approaches to explain concepts, for example
using drawings, images, or computers.
Cognitive Restructuring
Neurocognitive differences may make it difficult for some clients to engage in
cognitive strategies. Some clients may feel they are being “persuaded” to change
their thinking and may be uncomfortable with this. If clients find it difficult
to evaluate/challenge negative thinking, therapists can try alternative strategies
such as redirecting attentional focus, mindfulness, problem solving, and val-
idation of negative cognitions that may indeed be realistic as well as negative
(Blainey, 2019). It may also be helpful to place more emphasis on behavioral
change, rather than targeting cognitions, and using the behavioral change as
the starting point for cognitive work. Adding greater structure and making
cognitive concepts more concrete may also be important—for example, pro-
viding worksheets listing helpful and unhelpful thoughts. Additionally, allowing
multiple-choice options (e.g., a list of common unhelpful thoughts from which
to choose) to reduce the pressure to generate novel solutions may be helpful.
It is crucial to understand that many autistic adults have had substantial expo-
sure to stressful and/or invalidating environments and therefore their thoughts
about themselves, others, or the world may have served an adaptive function. It
is important that therapists do not invalidate their clients’ lived-in experiences
through cognitive restructuring, but rather explore what experiences may have
led to these thoughts being developed in the first place as well as ways in which
clients can think about themselves and others that are more balanced and
helpful to them.
Behavioral Strategies
Because many autistic individuals prefer routine and certainty, changes during
CBT may trigger anxiety or concern. New behaviors also require planning and
flexibility, which may be challenging for some clients. Explaining clearly the ra-
tionale and aims of behavioral work may make this aspect of therapy more per-
sonally meaningful for the client. Therapists should take a graded approach to
introducing changes in behavior, breaking these down into smaller, more man-
ageable chunks. It is important also to scaffold and support behavior change in
CBT through, for example, modeling and role playing new skills and behaviors
during sessions and as much as possible in real-world settings. Encouraging
clients to make coping cards, or having phone or app reminders to cue the use
of coping strategies or to track mood, may also reduce additional cognitive
14
Homework
Initially, clinicians may need to be somewhat more direct and offer suggestions
for homework, encouraging the client to pick, rather than generate, ideas while
setting attainable homework goals. They need to discuss clearly with the clients
about the “who,” “what,” “where,” “when,” and “how” of homework, as well as
possible obstacles to completion and solutions. Clinicians may also support
some clients’ cognitive/EF needs by creating written instructions, routines,
reminders, and checklists if and as needed. Additionally, when clients agree,
trusted others can support activity schedules or behavioral experiments be-
tween sessions.
Managing Endings
To reduce potential anxiety, clinicians should be explicit about the number of ses-
sions to be offered and discuss/plan endings in advance. As in traditional CBT, it is
important to review progress and develop a relapse prevention “blueprint.” When
indicated, a cohesive handover with other services that will continue supporting
the client is helpful. As autism is a lifelong condition with high rates of recurrence
of anxiety and mood difficulties, clinicians should be mindful that some clients
may need to start and resume CBT several times and that this is not in any way an
indication of failure of the clinician, client, or intervention.
CASE STUDY
Goals in CBT
Jo’s goals were to be less anxious in social situations, to be able to deal with her
feelings better, and to be able to talk to people more easily. She specifically wanted
to resume cooking meals for her family and roommate and to be able to talk to
strangers to ask questions when she was out in the community. Therefore, specific
goals included “Research and cook two meals per week for my family,” “Begin
and complete a creative activity,” and “Ask at least one question of a sales assistant
when I am in a shop.” She was encouraged to write her thoughts/reflections and
also rate her anxiety before and after each activity.
CBT Formulation
CBT Work
CONCLUSION
difficulties. The general consensus in the emerging evidence base and clinical
practice is that individualized adaptations are recommended with autistic adults
for different stages of the CBT process. Further research into the effectiveness of
such adaptations, as well as into the effectiveness of CBT for other co-occurring
mental health conditions other than depressive and anxiety-related difficulties, is
needed.
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10
Mindfulness-Based Interventions
K E L LY B . B E C K ■
KEY CONSIDERATIONS
Mindfulness-Based Interventions121
WHAT IS MINDFULNESS?
MINDFULNESS MEDITATION
Mindfulness-Based Interventions123
and 12 review emotion-focused therapies (including ACT) and DBT for ASD
respectively.
Despite the growing efficacy, MBIs pose significant dissemination and implemen-
tation challenges. MBI delivery and training is underresearched, and formal MBI
training pathways that do exist are expensive, take several years to complete, and
often involve multiple intensive trainings (7–10 days), 10-day silent meditation
retreats, and regular supervision. These training programs emphasize that experi-
ential learning and establishing a personal meditation practice are far superior to
didactic learning (McCown et al., 2011). While mindfulness training modalities
(experiential vs. didactic) have not been empirically tested, research has found
that clinicians with formal training and personal meditation practice deliver
MBIs with more skill, ultimately impacting clinical outcomes (Ruijgrok-Lupton
et al., 2018). However, it is not feasible, practical, or sustainable for all clinicians
to complete formal mindfulness trainings. This is a challenge that researchers and
clinicians must collaboratively address as the field moves from research efficacy
to widespread community implementation. At a minimum, clinicians planning to
use MBIs should establish a personal meditation practice, either independently or
through the support of a formal course such as MBSR.
While MBI research for adults with ASD is still relatively new, MBIs have
demonstrated comparable outcomes to other psychotherapy treatments, such as
CBT, for adults with ASD (Hartley et al., 2019; Sizoo & Kiuper, 2017). The MBIs
that have been developed and tested in adult ASD samples are reviewed in the
following sections.
Prior to 2020, all published MBIs for adults with ASD were adapted specifi-
cally for ASD diagnostic characteristics. While the results were promising, this
limits widespread dissemination and implementation in a population that al-
ready experiences huge service gaps. Beck and colleagues tested the feasibility,
acceptability, and need for modification of traditional (i.e., nonadapted) MBSR
(Beck, Greco, et al., 2020). This small pilot found that MBSR was appropriate for
adults with ASD without intellectual disabilities (Beck, Greco, et al., 2020). All
participants (n =12) completed the 7.5-hour silent meditation retreat day and
reported high satisfaction with the group. Feasibility, acceptability, participant
satisfaction benchmarks were met, and the sample reported preliminary large ef-
fect size changes in positive outlook, quality of life, and mindfulness. While no
modifications were needed, the group leader made small clinical adjustments
and participants required supports (e.g., public transportation) outside of group
sessions.
Braden and colleagues conducted an RCT comparing MBSR to a stress reduc-
tion control group with a sample of adults with ASD (n =28; Pagni et al., 2020).
MBSR was minimally adapted from 2.5-to 2-hour sessions and the full-day re-
treat was eliminated, but the content was consistent with the standardized cur-
riculum and it was taught by a certified MBSR teacher. Participants in the MBSR
group reported significant reduction in self-reported depressive symptoms and
corresponding neural changes in the middle cingulate cortex and higher order
cognitive brain regions were detected (Pagni et al., 2020).
Conner & White designed the first brief MBI for adults with ASD. This brief MBI
consisted of six, 1-hour individual therapy sessions to target emotion dysregulation
125
Mindfulness-Based Interventions125
in a sample of adults with ASD (n =9). This intervention was based on MBCT,
with modifications made to the intervention delivery (individualized), shortened
sessions (from 2.5 hours to 50 minutes), shortened meditation practices (from
1 hour to 20 minutes), simplified language, and psychoeducation on depression
was replaced with emotion regulation content (Conner & White, 2018). The study
demonstrated feasibility (100% retention), adequate fidelity, and acceptable treat-
ment satisfaction. Most participants reported reliable change in impulse con-
trol, access to emotion regulation strategies, or emotional acceptance (Conner &
White, 2018)
Gaigg and colleagues conducted an RCT that compared two self-guided on-
line interventions, traditional CBT and brief MBCT, in a sample of adults with
ASD (n =54; 2020). A readily available online MBCT program endorsed by
the National Health Service in the United Kingdom was used; thus, it was not
designed specifically for ASD. Participants completed 4 modules over 4 weeks
and received automated email reminders, notifications, and invitations to new
material and mindfulness practices. Many participants experienced clinically
significant improvements in anxiety symptoms in the MBCT (66.7%) and CBT
(57.1%) groups, with no significant differences between groups. There were
slightly more individuals who did not complete the CBT program compared to
the MBCT group.
The emotion awareness and skills enhancement (EASE) program is an MBI
developed and tested for adolescents and young adults (ages 12–21) with ASD
and ER impairment (Conner et al., 2019). EASE is a 16-week individual MBI
that incorporates cognitive strategies taught in MBCT but utilizes Vipassana
meditation practices drawn from MBSR. The open pilot established feasibility,
satisfaction, and preliminary efficacy, with large effect size changes in reduced
functional impairment, less maladaptive emotion regulation strategies, and
improved d epression in an adolescent sample (n =20). It is currently being tested
in an o ngoing RCT.
EASE is currently being adapted for individuals with co-occurring ASD and
intellectual disabilities up to age 25, in a team-based approach for caregivers
and participants (EASE- Teams). EASE- Teams uses Vipassana breathing and
walking meditations that have been significantly shortened (30 seconds long)
and simplified for adults with limited verbal ability. Meditations are taught and
repeated throughout sessions and clinicians work with families to incorporate
mindfulness into already established daily routines.
The current state of science suggests that there is potential to improve outcomes
for adults with ASD through MBIs. Most of the research utilizes group MBIs with
group sizes ranging from 7 to 12 individuals. Efficacy has been established for
improving co-occurring depressive symptoms and quality of life in group MBIs,
with changes detected through self-report and neurophysiological assessment.
126
Adults with ASD have unique cognitive and social needs that can impact MBI
delivery (Beck, Conner, et al., 2020). Social challenges, such as limited social
reciprocity and difficulty with group interactions, can make group-based MBIs
challenging for clinicians. Limitations in attention span, abstract language, and
awareness can also impact meditations and intervention delivery (Beck, Conner,
et al., 2020). In nearly all of the evidence summarized previously, research labs
utilized teams with extensive ASD experience and mindfulness experts. This level
of dual expertise is unlikely to occur in most community-based service settings.
Thus, considerations and suggestions for clinicians utilizing MBIs with adults
with ASD are detailed in what follows and in Table 10-1.
Meditations are a core component of MBIs and allow for in-vivo, experiential
practice to approach challenges and problems in new ways. Meditation guidance
is greatly enhanced by having familiarity with the meditations to make necessary
adjustments to meditation scripts moment by moment. For clinicians just starting
with MBIs, until comfortable it is much better to play a meditation recording and
practice with the client than to read from a printed meditation script.
127
Table 10-1 Suggested Adjustments for Utilizing MBIs With Adults With ASD
ASD Characteristic Challenge Practical Solution or Technique Exemplar Language
Slow processing speed Meditation instruction can be too Provide substantial empty space
fast; group processing makes it (long pauses) and slow the speed in
difficult to follow or share meditations.
Provide specific and repetitive “Now, bringing the attention to the
directions in meditation guidance. [breathing; left arm; chest].”
Lead the group in a brief exercise to
allow time to process.
Concrete thinking Meditation language Eliminate metaphors and provide “Bringing the attention to sensations of air
specific and repetitive meditation entering the nose and exiting the nose.”
guidance.
Difficulty with MBI group processing; listening and Provide concrete mindfulness inquiry “Please point to one sensation you noticed
unstructured speaking in dyads was difficult and discussion questions on paper. in your body.”
conversations uncomfortable Explicitly time and direct discussions. “When the bell rings, it’s your partner’s turn
to share.”
Limited social reciprocity Perseverating on past or excessive Re-establish story-telling guidelines at “I may stop stories so all can participate, and
& perseveration story-telling during group beginning of each session. we can talk about things that are happening
right now.”
Stop participant with prompt and lead “I see we’re getting stuck on the past. Let’s
impromptu breathing meditation and pause and breathe together.”
inquiry.
Spatial awareness Difficulty maintaining one’s space Re-establish “rules” before each session. “We are going to stay on our mat while we
during meditations complete this practice.”
Direct placement of yoga mats in room. Consider placing individual with spatial
difficulties near clinician.
(continued )
128
Mindfulness-Based Interventions129
Group MBIs have more social interaction in comparison to individual MBI ses-
sions and have the potential to be more cost-effective. However, group MBIs
are also more challenging given social impairments that are characteristic of
ASD. Over-correction for disruptive behaviors can be counterproductive to the
foundations of mindfulness. Instead of traditional prompting, reward systems, or
behavior training, it is recommended that clinicians use kind, repetitive reminders
throughout the sessions. Clinicians can also use brief meditation practices to in-
terrupt unwanted group behavior and reorient the group to present-moment ex-
periential learning. Challenges and techniques for MBI group management are
detailed in Table 10-1.
Other limitations common in ASD, such as perseveration, spatial awareness,
sensory sensitivity, attention span, and limited internal awareness, are likely to
emerge when utilizing MBIs with adults with ASD. Many of these limitations can
be addressed with minimal adjustments to the meditation practice, discussion, or
session structure without formal adaptation (Table 10-1).
CASE STUDY
This case study presents information regarding a single MBSR group that consisted
of 12 adults with ASD (Full Scale IQ>70; Beck, Greco, et al., 2020). ASD-spe-
cific mindfulness techniques utilized with two clients, Deborah and Freddy, are
presented in detail. Deborah is an adult Caucasian female diagnosed with ASD and
co-occurring attention deficit/hyperactivity disorder (ADHD). Deborah described
ER challenges that led to difficulty maintaining employment, social relationships,
and engaging in activities of daily living (i.e., grocery shopping). Freddy, an adult
130
Caucasian male diagnosed with ASD and co-occurring generalized anxiety dis-
order, joined the MBSR group to improve “stress” and challenges maintaining em-
ployment due to “freezing” when stressed. Both clients participated in an MBSR
group that followed the standard curriculum and attended all sessions (Beck,
Greco, et al., 2020; Santorelli et al., 2017; Santorelli, 2001). Additional detail on the
procedures, methods, and analyses have been previously published (Beck, Greco,
et al., 2020).
Deborah had difficulty with limited social reciprocity and perseveration during
group interactions, and she would often escalate while describing her past neg-
ative experience. She had limited awareness and difficulty noticing her escala-
tion and perseveration in the moment. This behavior impacted group dynamics
because other participants were frustrated that she would frequently break the
“rules.” The clinician managed this by stopping her mid-story and providing the
group with the instruction, “I see you are stuck. Let’s all bring our attention to the
breathing in this moment.” Deborah would occasionally get frustrated with the in-
terruption, but the instruction allowed her to practice meditation in the moment
of dysregulation and perseveration. As the group progressed, she was able to no-
tice her dysregulation in the moment without instructor prompting and reported
to generalize this skill in her daily life.
Freddy had difficulty with problem solving, organization of time, processing
speed, and ER, all of which impacted his group participation and required ad-
ditional supports. He needed to be encouraged to leave his house and come to
group at the start of each session (often 45 minutes late), as he would often freeze
in fear of being late and disrupting the group. Freddy benefited from text message
reminders (2x a week) to attend. During groups, Freddy needed extra time to or-
ganize his thoughts for group discussions and meditations. Vipassana meditations
can be easily simplified to remove metaphors, and the clinician added substan-
tially longer pauses and more silence into the meditations. During discussions,
the clinician led brief 30-second breathing practices when it was Freddy’s turn
to talk so that he could gather his thoughts and share. His ability to gather his
thoughts and quickly share improved as the group progressed.
Deborah and Freddy both indicated very high satisfaction with the MBSR
program and reported substantial changes in quality of life, positive outlook,
mindfulness, and anxiety. During exit interviews, Deborah described improved
ER as the greatest benefit of the MBSR group, which impacted her social
relationships and daily functioning:
Freddy cited benefits that positively impacted daily functioning and employment:
13
Mindfulness-Based Interventions131
Having quicker reaction time on tough situations. The getting that thinking
process started. That is a big help because there were days where I just freeze
all day because I didn’t know what to do. I’m infinitely more productive. . . .
I used to not have gotten to work until 3 and instead I have gotten to work at 1.
CONCLUSIO N
MBIs are promising evidence-based treatment options for adults with ASD, with
demonstrated changes in co-occurring depression, rumination, anxiety, ER, and
quality of life (Hartley et al., 2019). Much of the evidence supporting MBIs for
adults with ASD utilize group formats. Common adaptations include simplified
language, structural changes to sessions, and shortening meditation practices. The
experiential focus of MBIs allow for individual tailoring to communication skills
and cognitive functioning, and there is new research exploring the use of MBIs for
individuals with co-occurring ASD and intellectual disabilities. Recent research
suggests that some adults with ASD may be able to participate in MBIs without
adaptation (Beck, Greco, et al., 2020; Gaigg et al., 2020). This has potential to in-
crease service options for adults with ASD, as some may be able to participate in
readily available community-based MBIs.
Widespread dissemination and implementation of MBIs for ASD will re-
quire thoughtful implementation strategies and training programs. MBI training
pathways are arduous and are not traditionally incorporated into graduate school
curriculums. Clinicians can begin by engaging in a personal mindfulness med-
itation practice on their own or enrolling in a community-based mindfulness
course (e.g., MBSR). ASD characteristics can influence MBI delivery but small
adjustments can be made without changing the meditation. Future research
should systematically explore the clinical delivery and training needs while bal-
ancing scientific rigor and real-life context in order to test the effectiveness and
implementation of MBIs into community-based settings for adults with ASD.
Funding Acknowledgment: This work was supported by the National
Center For Advancing Translational Sciences of the National Institutes of Health
under Award Number KL2TR001856 (Author: KB). The content is solely the re-
sponsibility of the author and does not necessarily represent the official views of
the National Institutes of Health.
REFERENCES
Beck, K. B., Conner, C. M., Breitenfeldt, K. E., Northrup, J., White, S. W., & Mazefsky,
C. A. (2020). Assessment and treatment of emotion regulation impairment in au-
tism spectrum disorder across the life span: Current state of the science and future
directions. Child and Adolescent Psychiatric Clinics, 29(3), 527–542.
Beck, K. B., Greco, C. M., Terhorst, L. A., Skidmore, E. R., Kulzer, J. L., & McCue, M.
P. (2020). Mindfulness-based stress reduction for adults with autism spectrum dis-
order: Feasibility and estimated effects. Mindfulness, 11, 1286–1297.
Cachia, R. L., Anderson, A., & Moore, D. W. (2016). Mindfulness in Individuals with
Autism Spectrum Disorder: A Systematic Review and Narrative Analysis. Review
Journal of Autism and Developmental Disorders, 3(2), 165–178.
Chiesa, A., & Malinowski, P. (2011). Mindfulness-based approaches: Are they all the
same? Journal of Clinical Psychology, 67(4), 404–424.
Conner, C. M., Golt, J., Righi, G., Shaffer, R., Siegel, M., & Mazefsky, C. A. (2020).
A Comparative Study of Suicidality and Its Association with Emotion Regulation
Impairment in Large ASD and US Census-Matched Samples. Journal of Autism and
Developmental Disorders, 50(10), 3545–3560.
Conner, C. M., & White, S. W. (2018). Brief report: Feasibility and preliminary efficacy
of individual mindfulness therapy for adults with autism spectrum disorder. Journal
of Autism and Developmental Disorders, 48(1), 290–300.
Conner, C. M., White, S. W., Beck, K. B., Golt, J., Smith, I. C., & Mazefsky, C. A. (2019).
Improving emotion regulation ability in autism: The Emotional Awareness and
Skills Enhancement (EASE) program. Autism, 23(5), 1273–1287.
Crane, R. S., Brewer, J., Felman, C., Kabat-Zinn, J., Santorelli, S., Williams, J. M. G.,
Kuyken, W. (2016). What defines mindfulness-based programs: The warp and the
weft. Psychological Medicine, 47, 990–999.
Crane, R. S., Kuyken, Q., Williams, M. G., Hastings, R. P., Cooper, L., & Fennell, M.
J. (2012). Competence in teaching mindfulness-based courses: Concepts, develop-
ment and assessment. Mindfulness, 3, 76–84.
Gaigg, S. B., Flaxman, P. E., McLaven, G., Shah, R., Bowler, D. M., Meyer, B., Roestorf,
A., Haenschel, C., Rodgers, J., & South, M. (2020). Self-guided mindfulness and
cognitive behavioural practices reduce anxiety in autistic adults: A pilot 8-month
waitlist-controlled trial of widely available online tools. Autism, 24(4), 867–883.
Gotink, R., Chu, P., Busschback, J., Benson, H., Fricchione, G., & Hunink, M. (2015).
Standardised mindfulness-based interventions in healthcare: An overview of sys-
tematic reviews and meta-analyses of RCTs. PLOSONE, 10(4), 1–17.
Gu, J., Strauss, C., Bond, R., & Cavanagh, K. (2015). How do mindfulness-based cog-
nitive therapy and mindfulness-based stress reduction improve mental health and
wellbeing? A systematic review and meta-analysis of meditation studies. Clinical
Psychology Review, 37, 1–12.
Gunaratana, H. (2015). Mindfulness in plain English. Wisdom Publications.
Hartley, M., Dorstyn, D., & Due, M. (2019). Mindfulness for children and adults with
autism spectrum disorder and their caregivers: A meta-analysis. Journal for Autism
and Developmental Disabilities, 49, 4306–4319.
Hartmann, K., Urbano, M. R., Raffaele, C. T., Kreiser, N. L., Williams, T. V., Qualls, L. R.,
& Elkins, D. E. (2019). Outcomes of an emotion regulation intervention group in
young adults with autism spectrum disorder. Bulletin of the Menninger Clinic, 83(3),
259–277.
13
Mindfulness-Based Interventions133
11
Emotion-Focused Therapies
ANNA ROBINSON AND CAITLIN M. CONNER ■
KEY CONSIDERATIONS
Emotion-Focused Therapies135
(Berthoz & Hill, 2005). While some research indicates that autistic individuals are
able to recognize others’ emotional expressions, the ability to distinguish more
subtle, complex, and dynamic emotional expressions is thought to be impaired
in at least some autistic adults (Eack et al., 2015; Rigby et al., 2018). Differences
in emotion expression, such as flattened, atypical, exaggerated, and incongruent
expressions, have been reported in studies of autistic individuals (Costa et al.,
2017; Trevisan et al., 2018). Lastly, studies of emotion regulation (ER), the ability
to modify one’s own emotions, in autistic individuals have indicated early and
frequent difficulties, such as overly relying on maladaptive strategies like sup-
pression and avoidance and difficulties managing strong, very reactive emotional
responses (Mazefsky & White, 2014).
Given that differences or difficulties in emotion-related areas may present in a
sizable number of autistic individuals, it is likely that emotional difficulties may
lead to other downstream adverse effects. For example, ties between emotional
impairments and social abilities are likely, as impairments in the abilities to label,
demonstrate, and respond optimally to emotions can dampen social connections.
For example, facial expressions of autistic adults were found to appear more “un-
natural” when judged by neurotypical peers (Faso et al., 2014). A meta-analysis of
research in autism found that impaired emotion recognition was associated with
poorer social functioning (Trevisan & Birmingham, 2016). In a study comparing
quantity of social interactions in autistic and non-autistic adults, impairments
in emotional awareness, but not autistic symptom severity, were associated with
fewer social interactions (Gerber et al., 2019).
Co- occurring psychiatric conditions are highly prevalent throughout
the lifespan in autism, with analyses of a multi-site sample of autistic youth
demonstrating that a majority of autistic 8-year-olds have at least one co-occurring
psychiatric condition (Soke et al., 2018). Adult prevalence rates of anxiety or de-
pressive disorders range widely, from 20%–80% (Rosen et al., 2018). Impairments
in ER have been shown to be associated with co-occurring psychopathology and
suicidality (Conner et al., 2020; Mazefsky & White, 2014) as well as use of inpa-
tient psychiatric services, crisis services, and psychotropic medication (Conner
et al., 2021).
Thus, treatment of emotional difficulties is vitally important for autistic adults.
This chapter will focus on interventions that directly target emotional difficulties,
such as emotion-focused therapy, dialectical behavior therapy (DBT), and cogni-
tive behavior therapy (CBT) for ER. We will close our chapter with a discussion
of future directions.
INTER VENTIONS
Emotion-Focused Therapies137
(Beck, Greco, et al., 2020); a study of acceptance and commitment therapy (ACT)
that decreased stress (Pahnke et al., 2019); and a study that investigated the effi-
cacy of online self-help programs (one CBT and one mindfulness-focused) for
autistic adults with co-occurring anxiety (Gaigg et al., 2020). Results suggest that,
for at least some autistic adults, such online programs could be a cost-effective
and accessible means to treatment when in-person psychotherapy is unavailable
or not obtainable.
Emotion-focused therapy (EFT) is a humanistic-experiential psychotherapy
that combines relational principles from the person-centered approach (Rogers,
1951) with more directive evocative interventions from Gestalt and other experi-
ential therapies (Greenberg et al., 1993). Within EFT, the therapeutic relationship
is seen as a key curative element that integrates active approaches of psychodrama
(Moreno & Moreno, 1959), process-guiding methods from Gestalt therapy (Perls
et al., 1951), and experiential therapy, such as Gendlin’s focusing (1981). There is
increasing evidence of the effectiveness of EFT for treating depression (Goldman
et al., 2006), generalized anxiety disorder (Timulak et al., 2017), and social anxiety
disorder (Shahar et al., 2017).
Emotion-focused therapy for autism spectrum (EFT-AS; Robinson & Elliott,
2017) is an integrative group psychotherapy approach grounded in humanistic
values and EFT theory and practice, and it also uses video-assisted interpersonal
process recall (IPR; Kagan, 1984) as a process-guiding method making experi-
ential and self-other relational processing more accessible and concrete. EFT is
process-marker driven, working with an empathic relationship using markers
to guide interventions for different types of problems that arise in session. EFT-
AS follows a three-step model consisting of two kinds of alternating sessions: a
group therapy session and a video-assisted IPR session. The therapist analyses
each therapy session to select three short clips; these edited clips contain the task
markers and are played in the following IPR session. The therapist is guided by IPR
selection principles, for example, looking for moments of interpersonal ruptures
between clients, clients engaged in dialogue of painful experiences, or an absence
of emotion dialogue. In all sessions, the therapist offers empathic attunement
with client emotions, helping clients by focusing their attention inwards on bodily
feelings. Emotion processing is further supported by the therapist guiding clients
through a range of therapeutic tasks in directed awareness and emotion stimu-
lation using imagery and psychodramatic enactments, interpersonal exchanges,
and video IPR.
In EFT, working with primary and secondary emotions are key concepts. The
primary emotion is the first emotion a person feels when they react to a situation,
and these are usually adaptive emotional responses. Secondary emotions come
afterward and often mask or hide the primary emotion (i.e., anger hiding the pri-
mary hurt emotion). In EFT, the therapist works with the secondary emotion to
help the client locate the primary, hidden emotion. This primary emotion is either
adaptive or maladaptive, and the maladaptive emotion is what we call core pain.
The core pain has an unmet need embedded in it (i.e., if I feel fear then I need
to feel safe). In EFT, the therapist empathically follows the client and helps them
reach their core pain, and the unmet need emerges from this state.
138
CASE STUDY
Emotion-Focused Therapies139
PHASE 2:
Working
through
Core Pain: Primary painful emotion primary
Sadness/Abandonment maladaptive
emotions
Need:
To have my hurt heard
To be safe
Self/interpersonal Agency:
I can assert myself
I can help you
tasks that help clients turn their attention inwards, so they can experience these
emotions, label them, and articulate them.
In EFT-AS, emotional misunderstanding has been identified as an emotion
marker because this often presents in therapy as misempathy ruptures between
group members or dialogue of these repeated occurrences outside of the therapy
sessions, as part of the client’s narrative history. Therefore, misempathy is seen as
a trigger and defined as a lack of synchronized empathic attunement to the other’s
felt sense or expressed feelings (Robinson & Elliott, 2017). Therapists are looking
140
for emotion markers to identify and change negative interaction cycles. Martin
talks about how he has experienced misempathy ruptures in different situations:
Martin: I got pulled upstairs by the supervisor I worked with for doing
something wrong, they did say I’d been confrontational and aggressive
when I was trying to be assertive.
The client engages in negative self- treatment dialogue. These negative self-
judgments manifest as a fragile sense of self, often as a consequence of concrete
experiences of habitual failed interpersonal encounters (Robinson, 2018) and re-
inforce a lack of self-agency within these exchanges:
Martin: They talk about conversations that I don’t know about and you feel
guilty about not knowing about them. . . . I can’t have conversations.
Feared triggers and the emotional pain they bring are accompanied with a longing
desire to connect, but a lack of understanding of how to socially and emotionally
read typically developing others generates an apprehensive anxiety:
Martin: I went to University to find friends, to get more of a social life, but
it didn’t happen. I was stuck in my room, I couldn’t do anything to get it.
Martin: I look like a statue; I don’t really use gestures or look at people
when I’m talking.
The therapist uses tasks to help the client deepen their emotional experience,
by using edited clips of video for IPR to evoke emotional responses to self and
engaging in chair enactments. The therapist is listening for an emotion compass
or the painful experiences recalled in the client’s story. In EFT, reprocessing tasks
help clients with trauma retelling, through systematic evocative unfolding and
in creating meaning bridges through trauma retelling and emotion connection
14
Emotion-Focused Therapies141
Martin: I felt that there was something not right about me. Something
wrong. I just didn’t think there was anything to do and that there was no
point in trying anymore, so I became more isolated and stuck in my flat
on my own.
Martin: I did feel like it was too late like I said, I do feel like it’s too late in
some ways.
Therapist: Too late. . . .
Martin: For recovery. I’ll never be normal. . . . . I’ll never have a relation-
ship, I’ll always be alone.
Toward the middle phase of therapy (see Figure 11-1, phase 2) the therapist helps
the client work through primary maladaptive emotions to access and give voice to
these trauma experiences:
Martin: I could viciously attack them all. . . . I didn’t. I feel like doing
that now.
The final phase of therapy is emotional transformation (see Figure 11-1, phase 3).
The client achieves this through engagement in enactment tasks. One of the most
helpful is empty chair enactments, which can help the client access the adaptive
emotion and express it:
Martin: I feel like going out and doing violence to those people who
harmed me.
Therapist: If you could tell those people who called you those names what
would you say? [Therapist brings up an empty chair] Let’s put them in
that chair. What would you say to them?
Martin: It wasn’t ok. It wasn’t ok to call me that name. That wasn’t
my name.
Therapist: It wasn’t my name. [Points at empty chair.]
[Therapist helps Martin put each person who harmed him in the chair.]
Martin: My dad thought it was because of the way I react. I was just able
to express the way I felt at home, and my dad thought that that was how
I reacted, but I didn’t react I was just trying to express how it hurts.
The therapist helps the client to identify what in the primary maladaptive emotion
is their core pain; that is, what hurts the most. This core pain is at the deepest level,
that thing that feels most painful. It is often a sense of feeling “broken,” “aban-
doned,” or “unlovable.” The therapist offers empathy while being alongside the
clients as they experience their core pain. The therapist asks the client, What does
this sense of being “abandoned,” what does this part of you need? When the client
is able to articulate this, such as “to be protected,” they engage in an imagined
chair enactment of speaking one’s truth:
Therapist: If you could speak to your Dad, if he was here sitting in that
chair, what would you like to say to him?
Martin: I’d just ask him why didn’t you stand up for me? . . . [Lowers head.]
Therapist: [Lowers tone of voice and points to empty chair.] Tell him.
Martin: Why did you not defend me when I was getting called all these
names? You sided with all the people who used to call me it.
Therapist: You didn’t defend me. Tell him. . . . [Points to empty chair.]
Martin: Why didn’t you care about the way you made me feel?
Therapist: I felt . . .
Martin: Sad . . . yeah . . . sad.
143
Emotion-Focused Therapies143
As the client begins to access the core pain and the unmet needs that they point
to, the therapist will then ask the client “what will meet that unmet need?” In
EFT, the thing that will meet that need is a different emotion. If this is the client
feeling vulnerable, it would be protective anger, that is, anger that protects; or
if feeling a sense of abandonment, it would be compassion, or connecting sad-
ness (sadness that connects). In therapy, the client then bridges from a primary
maladaptive emotion to an adaptive emotion through the unmet need associated
with the core pain. These adaptive emotions from the unmet need are particularly
useful for meeting the unmet need of different core pain, such as protective anger
for trauma, by helping the client access a part of them that protects and supports
the part that is feeling hurt. In EFT-AS, the aim is to help the client access self-
compassion to transform the stuck primary maladaptive emotion. Emotion trans-
formation occurs by replacing one emotion by experiencing a more powerful
emotion, which is most effective within an interpersonal relationship. Self-com-
passion and self-soothing is often difficult to achieve, but in EFT-AS, other group
members can offer compassion to soothe:
Carla: I feel as if I want to give Martin a hug. . . . It’s a protective feeling, it’s
a protective feeling that I’ve got. [Pause.] I want to protect.
Therapist: Where are the emotions coming from?
Carla: I want to give Martin a hug. [Carla looks toward Martin, who holds
her gaze; they hold each other’s warm gaze.]
The final stage of task resolution is meaning creation, and this facilitates accept-
ance with self-agency and marks the ending of therapy. Reduced cognitive (but
not affective) empathy has been reported in autistic adults (Holt et al., 2018).
Therefore, creation of cognitive empathic understanding supports the new
changing narrative, which is best achieved within interpersonal understanding
and involves grieving and letting go:
Therapist: And how do you feel about your Dad just now?
Martin: It’s still sad that he got it wrong. . . . I wasn’t diagnosed then and
that’s why he didn’t understand me.
SUMMARY
recommend effective treatments for autistic adults who present with emotion-re-
lated concerns.
Effective treatments for autistic adults must also be accessible. While the ev-
idence base suggests that the treatments discussed in this chapter have clinical
benefit for individuals on the autism spectrum, oftentimes general mental health
providers are hesitant to treat autistic individuals (White et al., 2020). Given the
difficulties of locating a mental health professional with autism expertise, it offers
hope that autistic adults could see symptom improvement from a general pro-
vider. However, research that has tracked autistic adults through Medicare records
(U.S. government-provided healthcare for individuals with disabilities or low-in-
come individuals) has found that autistic adults are more likely to receive psycho-
tropic medications than therapy for depression or anxiety when compared to their
non-autistic peers (Maddox et al., 2018). Overall, mental health professionals who
serve neurotypical adults may require access to training materials to serve adults
on the spectrum, or even just the knowledge that their standard treatments for
emotional difficulties may prove effective for autistic adults with little to moderate
adaptation.
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Autism Spectrum Disorder Across the Lifespan. Child and Adolescent Psychiatric
Clinics of North America, 29(3), 527–542.
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P. (2020). Mindfulness-based stress reduction for adults with autism spectrum dis-
order: Feasibility and estimated effects. Mindfulness, 11(5), 1286–1297.
Berggren, S., Fletcher-Watson, S., Milenkovic, N., Marschik, P. B., Bölte, S., & Jonsson,
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12
KEY CONSIDERATIONS
The rationale for the utilization of a DBT approach with autistic individuals lies
within the recognition of difficulties with ER and the evident adverse and de-
bilitating impact that this has (Mazefsky et al., 2013). ER is a complex process
involving neurobiology, cognition, behavior, and emotion (Thompson, 2011) that
allows an individual to monitor and modify emotional arousal and reactivity to
engage in adaptive behavior. Unsurprisingly, compared to the general popula-
tion, autistic individuals are four times more likely to have clinically significant
difficulties with ER (England-Mason, 2020). A growing body of research suggests
that this impairment manifests in a range of behavioral and mental health
problems, including aggression and self-injury (Charlton et al., 2020; Damiano
et al., 2014; Mazefsky & White, 2014; White et al., 2014).
Although existing psychosocial interventions for autistic individuals
have traditionally focused on diagnosis-specific interventions (e.g., CBT for
15
Considering Co-Morbidities
DBT has been successfully adapted for people with neurodevelopmental differences
(Ingamells & Morrissey, 2014; McNair et al., 2017) and there is emerging evidence
regarding its use for individuals with ADHD (Nasri et al., 2017) and intellectual
disability (Sakdalan et al., 2010). Although separate conditions, ADHD, autism,
and intellectual disability co-occur and have impairments in common. Stevens,
Peng, and Barnard-Brak (2016) reported that ADHD co-occurred in 59% of au-
tistic individuals and research suggests that almost half of autistic individuals
have diagnosed intellectual disability (Postorino et al., 2016). The high rates of co-
occurrence and emerging evidence base for DBT in wider neurodevelopmental
difficulties further point to its potential application for autistic people.
There are a number of aspects of DBT treatment that are compatible with
adaptations recommended for psychological interventions for autistic individuals
(Cooper et al., 2018; Walters et al., 2016), namely the long-term nature of the
therapy, focus on mindfulness, behavior management, provision of support to
generalize skills, and the importance of the therapeutic relationships and social
learning opportunities.
152
CASE STUDY
Rebecca was a white British 20-year-old female referred to mental health services
following a brief psychiatric inpatient admission. Admission followed escalation
of self-harming behavior and suicidal ideation. She engaged in comprehensive as-
sessment while she remained an inpatient and then intervention continued after
discharge to the community.
Presenting Difficulties
Rebecca presented with a long history of anxiety and aggressive behavior. At the
point of referral, there were concerns regarding an escalation of suicidal idea-
tion and self-harm. She was engaging in self-harm via cutting several times per
week and frequently expressing suicidal intent. There was a noted escalation in
153
conflict in the home with frequent incidents of aggression from Rebecca toward
her mother. This was placing a strain on the family and it was unclear if it was sus-
tainable for Rebecca to remain in the family home.
Rebecca had received a diagnosis of autism when she was 13 years old. Cognitive
assessment at this time had highlighted IQ within the average range but identified
relative impairments in processing speed and EF.
Assessment involved clinical interview with Rebecca and her mother and comple-
tion of psychometric measures. Her description of her difficulties indicated that
she met clinical criteria for depression and anxiety.
While Rebecca was reported to have always had “mood swings” and difficulties
with anger, emotional difficulties had become increasingly apparent following
Rebecca’s transition from education. It was evident that the increasing social and
educational demands and a reduction in structure associated with adolescence
presented a significant challenge for Rebecca. She found it difficult to main-
tain employment and had become socially isolated. She had a number of social
contacts while in education but these had ceased following her leaving school.
Her parents had noticed self-harm since the age of 13 but reported that this had
become increasingly concerning over the 12 months prior to referral. She was
experiencing difficulties with sleep and parents had also noticed a decline in her
personal care.
With regards to biological vulnerability, while Rebecca wasn’t able to accurately
report on her emotional experiences in detail, she reported that she had a low
threshold to becoming angry and felt overwhelmed quickly (high sensitivity),
she would often feel out of control and behave aggressively when overwhelmed
(high reactivity), and she found it difficult to reduce her levels of arousal. She
reported that she found it difficult to manage noisy environments and that she
needed time to “take things in.” She reported self-harming approximately four
times per week on average. With regards to friendships, Rebecca reported that
other people had told her she was “intense” and that her mood swings placed
strain on relationships. She also found it difficult to understand the intentions
of others in relationships and described finding it difficult to assert herself. Her
descriptions of relationships indicated that she may have been taken advantage
of in relationships, such as lending friends large sums of money that were never
repaid.
Her mother reported that she was increasingly frustrated with Rebecca’s ap-
parent unwillingness to attend work and felt that her difficulties were largely be-
cause of her low motivation and a reliance on her parents to “support her forever.”
She described how she would try to support Rebecca but felt that any attempt to
help was met with frustration and aggression.
Rebecca was very creative and skilled artistically. She was also motivated to
travel. Her family was very protective and motivated to support her in therapy.
154
Rebecca had had peers when attending college and had been able to maintain the
relationships for two years.
The interaction between Rebecca’s emotional profile, wider neurodevelopmental
needs, and her family environment was fitting with a biosocial model of DBT.
A formulation, exploring vulnerabilities, triggers, maintaining factors, and pro-
tective aspects, was used to understand her presentation and needs with consid-
eration of biological, psychological, and social factors (see Table 12-1).
DBT Goals
Rebecca’s goals for therapy were outlined and discussed within a DBT hierarchy
(see Figure 12-1). Simplified and accessible language was used at her request. In
discussing her goals, Rebecca found it difficult to think about her future and larger
goals. Over the course of engagement, she worked collaboratively with her ther-
apist to make a “future life” visual board that included things she wanted in her
15
Cutting
Things that will hurt me or other people
Thoughts and
planning to
hang myself
Physical aggression
No diary card
Not turning up to sessions/being late Things that get in the way of me
Therapist being patronising reaching my goals
Therapist being vague
Therapist expecting too much
future, including social activities and hobbies, close friends, travel, happy family
relationships, and a consistent job that utilized her creativity.
What can I try before? What can I try during? What can I try after?
Use STOP skill Use TIPP skills Ride the emotion wave
Problem solve: call work explain Distract Get rid of the blade
what happened, use GIVE and BEST Look at my Pros and Cons of self- Add to my pros and cons; I need to
skills to talk to them harm remember it doesn’t help long-term
Call my therapist Use “cheerleader” statements Write down what happened so we
can do a chain in session
Skills Group
Rebecca attended a DBT skills group to support her individualized learning and
skill development. The group did not include others with autism and materials
in the group were not adapted in any way. While providing an opportunity to in-
crease social contact, the skills group also provided a platform for her to challenge
anxieties regarding social acceptability. Anxiety and relationships were identified
as behaviors interfering with quality of life, and, in the absence of risk behaviors,
individual therapy provided an opportunity to explore social difficulties and role
play effective social skills which could then be practiced in group. In addition,
skills group made explicit use of role play and provided a safe environment to
practice skills. Rebecca was offered a number of additional individual skills ses-
sions to support her learning and acquisition of skills. Skills group content and
adapted skills support are outlined in Table 12-2.
158
Generalizing Skills
Telephone Coaching
Following a period of time engaging in scheduled therapist-initiated telephone
support, telephone coaching became increasingly helpful as Rebecca became able
to call her therapist when “stressed out” and to provide information regarding the
antecedents to distress, working with the therapist to identify her emotional state
and relating this back to situation triggers and thoughts. This expanded further
over the course of therapy to focus on appropriate action and management of the
emotion with implementation of skills. Rebecca also benefitted from telephone
support to check in on her self-care skills and behavioral activation to increase
positive emotional experiences.
Family Involvement
Given the prioritization of aggression on her hierarchy and the role of interactions
with her mother in her self-harm, Rebecca decided to share session materials with
her mother and worked toward a number of joint sessions. Role plays and asser-
tiveness scripts were developed in individual sessions to prepare for joint sessions
and enabled Rebecca to practice effective communication and prepare ahead
for potentially difficult conversations. Rebecca’s effective communication of her
insights into her risk behavior allowed them to explore alternative ways of man-
aging trigger situations in the home, and these were negotiated using skills from
the interpersonal effectiveness module.
It was evident that Rebecca had difficulties in her interactions with her mother
and it was noted that she often misinterpreted her mother’s communication as
hostile. It was notable that Rebecca’s distress often occurred within the context of
her general social cognition impairment, such as difficulty recognizing, and often
misinterpreting, others’ emotions and frequently misidentifying anxiety in others
as anger; this would lead her to respond with aggression. Explicit conversations
with her mother were beneficial and she was able to work on identifying “clues”
to different emotions and using her “checking the facts” skill when reacting to
the emotional expressions of others. There was also consideration of the impact
on her processing speed and organizational difficulties and how these were often
misinterpreted by the family.
Therapy-Interfering Behaviors
CLINICAL REFLECTIONS
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13
Schema Therapy
RICHARD VUIJK, HANNIE VAN GENDEREN, HILDE M. GEURTS,
AND ARNOUD ARNTZ ■
KEY CONSIDERATIONS
treatments (Young et al., 2003). The schema approach draws from cognitive behav-
ioral therapy (CBT), attachment theory, psychodynamic concepts, and emotion-
focused therapies. ST is particularly well-suited and effective for people with
chronic mental disorders, including personality disorders (PDs), eating disorders,
and chronic depression (Bamelis et al., 2014; Renner et al., 2013; Sempérteguia
et al., 2013; Simpson et al., 2010).
A central tenet of ST, drawn from CBT, is that everyone develops schemas
during childhood. A schema is an organized knowledge structure that develops in
early life and manifests in certain behaviors, feelings, and thoughts. Dysfunctional
schemas (such as social alienation, social undesirability, failure, hypercriticalness,
subjugation) develop when some core emotional needs (safety, acceptance, nur-
turance, autonomy, self-appreciation, self-expression, and realistic limits) are not
met during formative years. This may be due to shortcomings in the child’s envi-
ronment, or in combination with traumatic events (such as emotional, physical,
or sexual abuse, or being bullied) in interaction with the child’s temperament.
A coping response in combination with a schema results in a so-called schema
mode, which describes the momentary emotional-cognitive-behavioral state of
the person. A schema mode (such as vulnerable child, happy child, compliant
surrender, detached self-soother, demanding parent) is a set of schemas and
processes, that, in certain situations, determine the thoughts, feelings, and actions
of the person.
ST focuses on changing dysfunctional schemas and maladaptive modes into
more flexible and less extreme schemas/modes, and developing adequate coping
strategies so that clients develop a more positive image of themselves and others,
as well as a more nuanced view of the world around them. First, the therapist and
client create a case conceptualization based upon the schemas and modes. Next,
in the treatment phase, therapists make use of experiential, cognitive, and behav-
ioral techniques, influencing the client through three channels: feeling (experi-
ential), thinking (cognitive), and doing (behavioral). The experiential techniques
(including imagery rescripting, chairwork dialogue, historical role play) seem to
be the most crucial mechanisms of change, as they appear to change the schemas
and modes on an emotional, as well as cognitive, level. The application of ST
techniques can only be successful once a certain level of trust and attachment
to the therapist is formed. The therapeutic relationship can be described as lim-
ited reparenting, whereby the therapist goes into this relationship as if they are a
parent figure for the client.
Schema Therapy167
several temperament and character dimensions, and with major PDs. Some adults
with ASD, for example, were found to have an introverted, rigid, and passive-
dependent temperament and a risk for deficits in character development with
low self-directedness and cooperativeness. The majority of adults with ASD do
not have a co-occurring PD, but prevalence of PD appears to be higher than in
neurotypical adults. The prevalence of meeting criteria for a PD ranges from 48%
to 62% among adults with ASD drawn from clinical samples (Hofvander et al.,
2009; Lugnegård et al., 2012). Results of a meta-analysis (Vuijk et al., 2018) in-
dicated that the most common PDs were paranoid (24%), schizoid (24%), schiz-
otypal (14%), avoidant (23%), and obsessive-compulsive (32%). To summarize,
there is a strong association between ASD and dysfunctional personality traits, as
well as between ASD and PD, specifically cluster-A (paranoid, schizoid, schizo-
typal) and cluster-C (avoidant, dependent, obsessive-compulsive) PDs.
Both ASD and PD are associated with a long-term pattern of difficulties in in-
terpersonal functioning. ASD is characterized by persistent impairments in social
communication and social interaction; in other words, a persistent social disa-
bility or a neurodevelopmental condition with a focus on problems in the social
domain. PD is not characterized by a persistent social disability, but by interper-
sonal difficulties, based on a combination of temperament difficulties and early
problematic relationships with others, attachment pathology, and/or stressful
situations or events. Each of the DSM-5 personality disorders describe particular
types of interpersonal difficulties. For example, when having an avoidant PD, con-
tact is disturbed by feelings of inadequacy and hypersensitivity to being negatively
evaluated. In our case study we will meet Christian, diagnosed with ASD (during
childhood) and in adult life, with comorbid avoidant PD features: for him, ASD
means a challenge and difficulty in interpreting verbal and nonverbal communi-
cation, reading other people’s emotions, and expressing his own emotions. In his
childhood his parents and peers did not always know how to deal with his ASD.
In childhood, negative reactions of others were a real burden and a serious cause
of stress for him: he developed low self-esteem and a pattern of fear of being neg-
atively evaluated. The combination of the negative reactions and his thoughts and
feelings shaped his personality in an avoidant way.
Importantly, research shows that ASD is also associated with positive person-
ality attributes. In a study examining character strengths in adults with ASD,
intellectual open-mindedness (i.e., thinking things through, examining aspects
from all sides), authenticity, love of learning, creativity, and fairness were found to
be the most frequent signature strengths (Kirchner et al., 2016).
Schema Therapy169
When starting ST, there are some “dos and don’ts” for a therapist treating PD in
people with ASD:
• As a therapist, first take care to set clear expectations about the role
of the therapist and the client, setting a realistic pace, using language
effectively, validating the client’s experience and providing constructive
feedback (Gaus, 2019).
• At the beginning of every ST session review psychoeducation of the ST
concepts and the specific interventions in order to set clear expectations
for clients with ASD. After an intervention, it is helpful to explain or
discuss in detail what has been done and what it means for the client’s
here-and-now situation.
• When cognitive restructuring dysfunctional core beliefs or schema
modes, post-its (on the wall or on the chair when doing chair dialogues)
can make beliefs or modes more visible and concrete in the here-and-
now for clients with ASD.
• People with ASD often say they have never had the opportunity to
explore difficult and challenging personal situations and getting
constructive feedback on their thoughts and feelings. A man with
ASD, avoidant PD, and traumatic memories caused by being bullied
for 10 years in his childhood by other children was treated with ST: his
reaction after imagery rescripting sessions was that the trauma had been
solved because he had verbalized the trauma in therapy. For him, the
trauma was easier to deal with in his daily life.
• For people with ASD, experiential interventions can be a challenge. For
example, a woman with ASD and obsessive-compulsive PD could not
imagine herself as a child. The therapist solved this as follows: he let
her imagine a general family situation at a dinner table with a father, a
mother, and a little child. After the intervention she discovered that in
the imagery rescripting she had brought up her own family situation and
she was the little child. Explaining, translating, and discussing afterwards
can lead to expression of new functional beliefs about one’s self.
Another example is a man with ASD and schizoid PD who said when starting
imagery rescripting, “I do not feel, but I think. I have a clear and detailed picture
170
how it used to be when I was a child: I do have no feelings, but only thoughts
about it.” The therapist can validate the client’s attempt to imagine: he did it in a
cognitive way. He finally expressed new functional core beliefs (of the past) and
could change his actual situation by improved cognitive mentalizing. ST does not
differ substantially for people with ASD compared to people with other mental
disorders.
Taking into account the “dos and don’ts,” the autism-specific needs and challenges,
as well factoring in personality strengths, we believe ST can be a potential effective
treatment for PD in people with ASD.
Demographic Information
Living Situation
Christian is a 52-year-old Dutch man. He lives alone, has no partner and no chil-
dren. He worked for 23 years as a high school teacher in mathematics. Last year,
he was dismissed: he was unable to deal with the major changes in the Dutch
system for high school education. Currently, he works as a volunteer in a group
home for elderly people one day a week, serving coffee and tea.
Christian is a member of a Dutch network for, and led by, adults with ASD,
visiting its activities once a month. Further, he spends a lot of time home alone.
History
Christian is an only child. His father worked as a teacher in Latin language at
high school. His mother was a nurse in a children’s hospital. After high school
Christian obtained his master’s degree in mathematics at university.
During childhood, there was a lot of order and discipline at home. He experi-
enced challenges in understanding others and playing with other children. His
parents did not encourage him to join other children, so he seldom dared to par-
ticipate: as a child, he felt afraid of his peers’ negative reactions toward him, which
he considered were due to him not knowing how to interact with them. He had
a strong desire for interaction, but did not feel that he possessed the knowledge
or skills to do this adeptly. In his childhood, he was a member of the scout move-
ment. When he participated in scouting activities, he was often a loner in the
group and rarely involved in activities or plays. These experiences contributed
to him feeling unlikable and unwanted, and he developed core beliefs relating to
being different, not good enough, and bound to be alone. He developed a pattern
17
Schema Therapy171
Presenting Problems
After being dismissed from his teaching post, Christian visited his general prac-
titioner (family doctor), reporting depressed feelings and social anxiety. He
was referred to a center specializing in providing diagnostic assessments and
interventions for adults with ASD.
His key presenting difficulties were low self-esteem, a substantial need for order
and interpersonal control, fear of negative evaluation, and a depressed mood. In
addition, his ASD-specific challenges related to trying to understand what others
mean: he often needed extra time to process what he hears, sees and feels when
having contact with others.
In his manner, Christian presented as very kind. He regularly sought clarifica-
tion regarding the actual meaning of remarks made by the therapist. He also asked
for a clear and structured way of communicating and required time to provide
what he felt was the right answer.
ST for Christian consisted of four phases: (a) five sessions exploring current
and past functioning, psychological symptoms, dysfunctional core beliefs, and
schema modes; (b) 15 weekly sessions of cognitive-behavioral interventions;
(c) 15 weekly sessions of experiential interventions; and (d) 10 monthly follow-up
booster sessions.
Experiential Interventions
Imagery Rescripting
Therapist (T): Christian, can you close your eyes and imagine the meeting
from last week?
Patient (P): Yes, I am sitting in the meeting room, we are having a meeting
with all 10 of the volunteers. Everyone is talking and mentioning things
they want to say. Everyone except me.
T: And what do you feel?
P: I feel frustrated.
T: Stay with that frustration for a moment. Can you feel it right now?
P: Yes, I feel it in my shoulders.
T: I want you to concentrate on that feeling. The situation with your
colleagues. Let it go. Go back to your childhood and see if a situation
comes in mind in which you are also frustrated as a little child.
[Christian is thinking.]
Schema Therapy173
T: Is it okay, if I enter the image and talk to the leaders to support you?
P: Yes, that’s okay.
T: [To the leaders] I would like you to know that little Christian is standing
all alone and he wants to join. Can you please involve him in building
the tent?
[To Christian] Is this okay for you, Christian?
P: Well, I am not convinced the leaders will listen to you.
T: Then, I will repeat it again and in a louder voice. [Therapist repeats the
message to the leaders with a louder voice.]
P: Ah, that feels better. I can see that one of the leaders is coming up to me
and asks me to join building the tent.
T: Okay, Christian, take a minute to enjoy the event. When you are okay
with it, you may open your eyes and return to the therapy room. How do
you feel?
P: This was for me the first time that someone [the therapist who came in
the imagery exercise] was giving me support. It feels very good.
T: How can this exercise help you when being together with your
colleagues?
P: [Christian is thinking.]
Well I think, I have to speak the manager before the meeting and ask her
to give me some time to say something during the meeting.
T: That sounds good.
P: Yes, but I am not sure how I can ask her, how I have to do this.
T: Let us give it a try: we can practice this in a role play.
Chairwork Dialogue
Christian was now confronted with two scenarios: “Do I still say nothing at team
meetings or do I say what I want to say?” He felt very nervous thinking about this
dilemma, having a voice in his mind telling him he would not succeed. The ther-
apist invited him to a three-chair dialogue to give voice to what he was currently
feeling and experiencing. In one chair he gave voice to his vulnerable child mode
(“I feel ashamed of myself when starting conversation in a group”), in the second
chair he gave voice to his demanding parent mode (“You will not succeed”), and
in the third chair he gave voice to his healthy adult mode (“I know you find this
scary, because you are not used to saying what you want to say at team meetings,
but I know you will succeed. It is ok if you don’t speak in perfect sentences. It is
much more important that you speak up than that you strive for perfection, be-
cause then you are much more likely to say nothing”).
The therapist guided him through the dialogue by asking him to take place
vice-versa in the chairs, especially repeating and strengthening the functional
words and thoughts that came up in Christian’s mind. Christian switched sev-
eral times from chairs, having a dialogue between his shame and social anxiety
(vulnerable child mode), his highest standards and self-criticism (demanding
parent mode), and his growing assertiveness and self-confidence (healthy adult
174
mode), in the end resulting in less tense feelings and more realistic and confident
thoughts about himself regarding the team meetings.
Evaluation of Treatment
CONCLUSION
REFERENCES
Schema Therapy175
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tism spectrum disorders: What are the connections? Comprehensive Psychiatry,
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Oshima, F., Iwasa, K., Nishinaka, H., & Shimizu, E. (2015). Early maladaptive schemas
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traits in adults affect mental health status via early maladaptive schemas. Psychology
Research, 4(5), 336–344.
Oshima, F., Shaw, I., Ohtani, T., Iwasa, K., Nishinaka, H., Nakagawa, A., & Shimizu, E.
(2018). Individual schema therapy for high-functioning autism spectrum disorder
with comorbid psychiatric conditions in young adults: Results of a naturalistic mul-
tiple case study. Journal of Brain Science, 48, 43–69.
Renner, F., Arntz, A., Leeuw, I., & Huibers, M. (2013). Treatment for chronic depression
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Sempertegui, G. A., Karreman, A., Arntz, A., & Bekker, M. H. (2013). Schema therapy
for borderline personality disorder: A comprehensive review of its empirical
foundations, effectiveness and implementation possibilities. Clinical Psychology
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Simpson, S. G., Morrow, E., van Vreeswijk, M., & Reid, C. (2010). Group schema therapy
for eating disorders: A pilot study. Frontiers in Psychology, 1, 182.
Vuijk, R., & Arntz, A. (2017). Schema therapy as treatment for adults with autism spec-
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Contemporary Clinical Trials Communications, 5(2), 80–85.
Vuijk, R., Deen, M., Sizoo, B., & Arntz, A. (2018). Temperament, character and per-
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Young, J. E., Klosko, J. S., & Weishaar, M. E. (2003). Schema therapy: A practitioner’s
guide. Guilford Press.
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14
Compassion-Focused Therapy
J A M E S A C L A N D A N D D E B B I E S PA I N ■
KEY CONSIDERATIONS
OVER VIEW
Compassion-Focused Therapy177
encouraged to develop the strength to move toward suffering and the wisdom to
alleviate this by learning what might help, in the moment and longer-term. CFT
also involves acquiring mindfulness skills to jump out of any loops that can main-
tain suffering, and to build up compassionate qualities.
There are three main elements to self-compassion: (a) self-kindness versus
self-judgment (adopting a curious approach to oneself, rather than self-judgment
and criticism); (b) common humanity versus isolation (the view that we share
common experiences and are all part of humanity, rather than being alone); and
(c) mindfulness versus overidentification (the idea that balanced thoughts are
better than overidentifying with specific thoughts).
CFT seeks to “depersonalise and de-shame by helping the client to understand
how their brain regulates emotion” (Beaumont & Hollins-Martin, 2015, p. 22).
This is informed by a theoretical evolutionary model categorizing emotions
into threat, drive, and soothing systems (see Figure 14-1). The threat system is
designed to react quickly to internal and external triggers and gives rise to neg-
ative emotions (e.g., anger, anxiety, disgust). The drive system encourages a
search for “important rewards and resources” (e.g., food, alliances); when acti-
vated, people experience excitement and pleasure. The soothing system kicks in
at times of safety and rest, evident through contentment and peacefulness, and it
facilitates affiliative relationships (Gilbert & Choden, 2014). The three systems are
deemed both necessary and important for helping humans thrive; that is, we need
to be primed to respond rapidly to danger, to feel perpetually motivated toward
meeting our basic needs, and to have downtime when we can rest, recuperate and
develop relationships with others who might help us mitigate threat and discover
opportunities. Yet for some people, these systems are unbalanced: specifically, the
threat system is overactive and the soothing system is underactive (e.g., due to
Wanting,
pursuing, achieving, Safeness-kindness
consuming
Activating Soothing
Threat-focused
Protection and
safety seeking
Activating/inhibiting
adversity or trauma; Gilbert, 2009b). CFT helps people to understand how and
why this might be and to redress this imbalance. Partly, this is informed by the
notion of having a “tricky brain,” with “old” and “new” components: the old brain
is responsible for basic drives and the new brain processes more complex infor-
mation (Gilbert, 2014).
Scant research has examined compassion in people with autism. One study by
Howes and colleagues (2020) investigated self-compassion and autistic traits in
176 neurotypical university students (60% male, mean age 24.5 years, range 18–
71 years old). Participants completed demographic questions (e.g., about sex, age);
the autism quotient (AQ; Baron-Cohen et al., 2001), which is a 50-item self-report
measure of autism traits; and the self-compassion scale (SCS; Neff 2003), which is
a 26-item self-report questionnaire of positive and negative facets of compassion.
Positive facets of compassion were significantly negatively correlated with the AQ,
and negative aspects of compassion were significantly positively correlated with
the AQ. In a related study, Galvin and colleagues (2020) asked 164 students (42%
male, mean age 24.2 years, range 18–51 years old) to complete the AQ, SCS, and
hospital anxiety and depression scale (Zigmond & Snaith, 1983). Self-compassion
was found to mediate relationships between autism, anxiety, and depression, pro-
viding support for the hypothesis that self-compassion may be associated with, or
predict, mental health symptoms (MacBeth & Gumley, 2012).
Several factors might increase the susceptibility of people with autism to devel-
oping self-criticism and shame. First, many people with autism experience peer
victimization, rejection, and ostracism (Maiano et al., 2016; Weiss & Fardella,
2018). Victimization negatively affects people’s sense of safety and security, so-
cially and relationally. Additionally, people with autism may have few positive
relationships (Petrina et al., 2014), thereby impacting their capacity to develop
social confidence. Second, people with autism tend to do less well educationally
and occupationally, relative to their abilities (Kirby et al., 2016). Over time, this
may reinforce negative self-beliefs (e.g., about performance). Third, people with
autism experience disproportionately high rates of internalizing disorders, in-
cluding anxiety disorders and depression (Lai et al., 2019), and these are com-
monly associated with poorer self-esteem in neurotypical samples (Sowislo &
Orth, 2013). Prevalence rates of posttraumatic stress disorder (PTSD) are also
high (Rumball, 2019). Shame—including perceptions that others view a person
as inferior, faulty, or inadequate, and comparable self- beliefs—
are common
experiences for people with PTSD (Lee et al., 2001). Fourth, failure to attain an
179
Compassion-Focused Therapy179
autism diagnosis until later life can contribute to a sense of “not knowing” (e.g.,
why some situations/interactions are difficult), giving rise to core beliefs about
being different or inferior (Spain et al., 2020), and increasing vulnerability to
shame-based difficulties. Fifth, evidence suggests that some people with autism
deliberately mask autistic traits (Hull et al. 2017). Indirectly, this may increase
concerns about being different and not fitting in, exacerbating self-focused atten-
tion and self-condemnation. Lastly, people with autism commonly fall between
gaps in health services (Murphy et al., 2018) and frequently report being told they
are “too complex” for generic health services. This plausibly incurs feelings of
rejection, further augmenting concerns about being different or defective. Taken
together, psychosocial and systemic factors affecting people with autism across
the lifespan potentially precipitate and perpetuate negative core beliefs and high
levels of self-criticism and shame.
CFT IN PRACTICE
OUTCOME MEASURES
Table 14-1 Compassion Focused Therapy: An Overview of Therapy Phases, Interventions, and Techniques
Phases of CFT Purpose of Intervention and Examples of Techniques Autism-Relevant Adaptations
Psychoeducation: the flow of life Why: introduce CFT model; outline evolutionary • clarify whether shame is associated with thoughts about
explanation for, and de-shaming of, present difficulties (e.g., social interaction
“not your fault,” “we did not choose to be born here, now, in • identify strengths
this context”) • note that people with autism may have been the driving
force in Stone Age cave paintings and helped to build
pyramids
Psychoeducation: three-systems Why: introduce CFT model, explore the three-affect • reduce complexity of language
model systems and notion that we have “tricky brains”; this • use different colors or circle sizes to represent three
can enhance flow of compassion to others as it raises the systems
possibility that we all have different models of ourselves
Developing self-soothing Why: learn how to activate and regulate the • embed reasonable adjustments in self-soothing activities
strategies soothing system (e.g., to the temperature, sound, light)
•
How: practice deep-rhythm breathing; relaxation strategies; list enjoyable activities people can do alone or with others
imagery exercises (e.g., safe/calm place, compassionate
coloring); listen to relaxing music; participate in calming
activities
Enhancing emotion recognition Why: enhance recognition; highlight bidirectional • enhance emotional literacy
skills relationships between emotions, behaviors, and responses, • use mindfulness to notice urges of different emotions
in the self and others • develop idiosyncratic scales to depict gradations of
How: psychoeducation; behavioral experiments or tasks emotions (and associated physiological arousal)
testing out experiences of, and reactions to, positive • draw pictures of different emotions to help externalize
emotions; explore evolutionary explanations for each these
emotion and alternative behaviors
18
Addressing fear of compassion Why: address compassion-interfering thoughts/beliefs (e.g., • provide psychoeducation about primary and secondary
being compassionate is a sign of weakness), and primary emotions
emotions activated by compassion responses (e.g., worry/ • inquire about thoughts of meeting others; explore self-
fear activated by kindness) criticism as a potential attempt to change themselves
How: Socratic conversations about past experiences and or others; validate the emotions that arise from
the meaning of these; cognitive interventions to target less experiencing this
helpful assumptions and beliefs • allow more time for behavioral experimentation
• use visual/written summaries
Compassionate functional Why: identify links between: (a) influential experiences • provide examples if people struggle to identify
analysis and events predisposing to shame-based difficulties, (b) key consequences
fears, (c) safety behaviors, and (d) intended and unintended • repeat for different situations
consequences
How: functional analysis
Learning and practicing: caring Why: to experience compassion in three behavioral • use sensorily adapted mindfulness to notice and slow
commitment attributes; to begin noticing suffering in oneself and others down responses of getting stuck in, or avoiding, distress
How: compassionate memory techniques; develop a “care • Socratic exploration of how others know we are suffering
box,” comprising objects that evoke calm or calm/relaxed • use time-limited special interests to feel safe
memories • include sensorily pleasurable objects in a “care box”
Learning and practicing: Why: to turn toward suffering and understand unintended • incorporate new, helpful reflections into imagery or role
strength consequences of turning away from suffering play to show strength
How: soothing-rhythm breathing and safe-place imagery • compare different postures in detail, using the mountain
to increase tolerance of powerful emotions; mountain meditation exercise
meditation exercise • with consent, ask family to note changes in posture
between sessions
Learning and practicing: Why: to have choice over how to live, approach suffering • summaries positive statements on cue cards
wisdom and alleviate this • use Socratic dialogue about how to connect to others via
How: inner best friend exercise (treating/talking to yourself less expressed emotions (i.e., when suffering)
as you would a best friend); generate positive self-statements
(continued )
182
Compassion-Focused Therapy183
(Kirby et al., 2017) have indicated that CFT is associated with improved self-com-
passion, mood, anxiety, stress, and self-esteem, as well as reduced self-criticism.
No studies, to our knowledge, have described CFT for people with autism.
A few studies have examined effectiveness and/or acceptability of CFT for adults
with intellectual disabilities a proportion of whom also had autism), individually
(Cooper & Frearson, 2017; Cowles et al., 2020) and in six session groups (Clapton
et al., 2018; Goad & Parker, 2020; Hardiman et al., 2018). Given the co-occur-
rence of intellectual disabilities and autism (Emerson & Baines, 2010) and poten-
tial commonalities in some risk factors for mental health symptoms, brief review
of these studies here seems appropriate. Interventions have principally sought to
enhance self-compassion, general mental health, trauma-related symptoms, and
low mood. Standard CFT interventions were offered, with some adaptations, no-
tably: (a) reducing complexity of psychoeducation; (b) more simplistic formula-
tion; (c) slower session pacing; (d) less abstract information; (e) use of visual aids
(e.g., diagrams, workbooks); (f) frequent repetition and practice; (g) involving
family/caregivers to prompt homework completion and reinforce ideas; and
(h) embedding compassion-focused principles at home. Results indicated subjec-
tive and/or objective improvements in mood, anxiety, self-criticism, and general
functioning. Qualitative feedback indicated some participants found therapy to
be de-shaming and normalizing: they realized they had shared experiences and
difficulties and felt together with, rather than separate to, others.
CASE STUDY
Background
Clara was in her thirties when she was referred to the service. She had previously
been diagnosed with depression, obsessive compulsive disorder (OCD), and border-
line personality disorder, prior to receiving an autism diagnosis, in her late twenties.
She grew up with her mother, described as quiet, and her father, described
as inexpressive and uncompromising. He often insulted Clara, especially when
she was seeking help (e.g., with homework), and “walked out” of the family
home during her teens. She recalled enjoying school formalities (e.g., studying,
completing coursework about circumscribed interests), yet she found transitions
between classrooms and subjects, and unstructured interactions, difficult. Break
times were unpredictable and overwhelming, so she often hid in the bathrooms.
She was physically, verbally, and financially harassed. She perceived her peers “got
on” well, whereas she felt at a loss, not knowing what to say or how to join in, and
on the periphery of groups.
As an adult, Clara lived with her mother and was relatively independent. She
maintained a restricted diet, primarily due to sensory aversions. Her sleep/wake
cycle was slightly reversed and she typically felt fatigued. She often felt distressed,
managing this by hair pulling and making impulsive online purchases. Her so-
cial network was limited. She was closest to her mother, mainly communicating
184
with others via email and internet forums. In-person interactions were strained
due to difficulties with understanding social rules and cues and problems en-
gaging reciprocally. Conversations could be short and stilted, or could result in
monologuing about topics of interest to her. Clara coped with social interactions
by learning to emulate others and mentally scripting conversations, which is
conceptualized by some as camouflaging. While this partially helped to reduce
uncertainty in social situations, it also required substantial mental energy and
incurred fatigue. Consequently, Clara rested most evenings, thereby missing out
on potential opportunities for social contact. She worked as an administrator,
reliably and consistently. As at school, unstructured times and social activities
(e.g., lunch breaks, work socials) were problematic. She experienced some in-
terpersonal difficulties at work, resulting in her feeling bullied, stressed and low.
She subsequently presented to mental health services and was diagnosed with
autism.
Assessment
• Autism diagnosis: how she referred to, and made sense of (a) traits
before diagnosis, (b) at the time of diagnosis, (c) during life transitions,
and (d) presently;
• Family support: if and how family members were supportive during
childhood and now;
• Relationships: her interest in other people, and having friendships or
relationships;
• Alexithymia: if and how she described emotions;
• Relating to self and others: if, when, and how she noticed she was
different from others, and how this influenced her behavior;
• Other-to-self relating: what she thought others thought of her, across
contexts;
• Self-to-other relating: what she thought about others when
socializing; and
• Self-to-self relating: what she thought about herself.
Within initial sessions, the therapist aimed to convey and model a sense of un-
derstanding and compassion toward Clara. This involved clarifying how best
185
Compassion-Focused Therapy185
Formulation
Goals
Historically, Clara’s goals largely focused on trying to “fit in” and be “the same”
as others (e.g., learning to maintain eye contact and to make socially desirable
comments). Yet, working toward these exacerbated a sense of difference and
shame, indirectly giving more credence to negative beliefs.
186
Unintended consequences
Compassion-Focused Therapy187
At times, goal setting in CFT can be complicated. Therapists may have to weigh
the advantages and constraints of working on specific goals and building engage-
ment through collaborating in the present moment, while finding out more about
a person’s difficulties and values in the process. Many adults with autism have
internalized perceived failures educationally, socially, and occupationally, giving
rise to worries about, memories of, and a lack of confidence in, striving toward
outcomes they would ideally like to pursue.
Therapy
Overall, CFT for people with autism is intended to create a space for “live”
practice for each of the features of compassion—strength, caring commitment,
and wisdom— whereby they feel able to ask for autism- relevant reasonable
adjustments. This is the most important foundation to build a life equal to others,
be included with others, dare to be different from others, and allow for (and ap-
preciate) each other’s neurodiversity.
Clara attended 20 CFT sessions, the standard number of sessions offered at the
service, focusing on:
Several adaptations were incorporated to make CFT more accessible (see Table
14-1 for autism-relevant adaptations). These also involved: (a) fewer imagery
exercises focused on the compassionate other and compassionate self; and
(b) combining the three qualities of compassion with questions from different
perspectives, to practice experiencing compassion (i.e., caring commitment,
strength, and wisdom, all from receiving, giving, and observing perspectives).
18
Outcomes
Overall, Clara felt more confident in “being myself ” after 20 sessions. She re-
ported far less drive to “fit in,” and felt more able and “safe” to do more tasks she
enjoyed, resulting in her starting new hobbies that involved group classes. This
increased her social network. She began telling others when she felt overwhelmed
socially, and why. She disclosed her autism diagnosis at work, enabling her to ac-
cess reasonable adjustments.
Clara’s scores on the FOCS changed from 25 to seven points in fears of compas-
sion for others, 38 to 17 for fears of compassion from others, and 33 to six points
in compassion from herself to herself. This supported her view that she was man-
aging her threat more helpfully across the domains and that her highest fear was
fear of compassion from others. While scores reduced reliably in a clinical sense,
fear of compassion remained higher than the other domains, supporting the need
for reasonable adjustments and skillful pacing in her social interactions.
THERAPIST CONSIDERATIONS
As with all therapeutic approaches, there are some considerations for therapists
using CFT with clients who have autism.
• Many people with autism work extremely hard, using their drive system
to manage threats in everyday life. Understandably, when they trust
therapists sufficiently to work on these areas, therapists can feel a pull
to work extremely hard too. This can be to avoid the sadness that often
occurs when receiving and adjusting to a diagnosis of autism.
• Slowly explore interventions. Be curious about clients’ emotions and any
avoidance or subtle expressions of shame. This helps people apply the
techniques “live” and feel able to take a positive risk to make a change,
despite the much higher short-term discomfort this brings.
• Changing topic is difficult for some people, and results in reliance
on saying “I don’t know.” Labelling this can provide an early example
into the importance of using the quality of strength to gain reasonable
adjustments.
• Be mindful of individuals attending sessions but not doing homework.
Clarify if there is any pressure from family members, partners, or
employers for the person to change. The person may feel shame
from not knowing how to do a task or have a prediction they will
“fail.” This is an opportunity to use functional analysis and build the
relevant skills for CFT. It is also possible to delve into the experiences
that shaped this prediction. Be mindful of responding to these fears
and resultant avoidance or defensiveness, in an open, fallible way, to
189
Compassion-Focused Therapy189
CONCLUSIO NS
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15
KEY CONSIDERATIONS
OVER VIEW
EMDR Therapy193
WHAT IS EM DR?
Several meta-analyses have shown that EMDR is an effective treatment for PTSD
in adults (Chen et al., 2015; Khan et al., 2018; Novo Navarro et al., 2018) and
children (Rodenburg et al., 2009). A systematic review of randomized controlled
trials (RCTs) of EMDR found that it is useful for a range of mental health problems
including phobias, substance misuse, depression, and panic disorder (Valiente-
Gomez et al., 2017).
195
Public Policy
very little help available after diagnosis, difficulties in getting diagnosis,
social and sensory disability not recognized, difficulties in accessing
support, difficulties in getting disability benefits without an intellectual
disability, mental health services may not understand autism or may refuse
treatment on the basis of autism
Community attitudes
prejudice, stereotying, stigma, lack of
understanding, discrimination, judgement
“awareness” without acceptance or flexibility,
“othering”, scepticism about the reality of diverse
experiences
Societal structures
and institutions
rigid school requirements, rigid workplace
requirements, capacity to adapt institutions
(or not) to a person’s individual needs
Reactions of other
people
bullying, hostility, abuse, pressure to
conform, exploitation, punishment,
exclusion, lack of comprehension,
family support, friendships with others,
sharing common interests
Individual characteristics
sensory sensitivities, social
communication difficulties, executive
functioning problems, concrete
thinking style, special interests,
intellectual disability, physical
disability, identity
Figure 15-1 An Ecological Model of Autism: Individual Characteristics Are Only One Part of the Experience of
Being Autistic
196
There are several hypotheses as to the mechanism of EMDR. There is good ev-
idence that bilateral stimulation, such as eye movements, taxes the working
memory (Van Den Hout & Engelhard, 2012) and that using eye movements while
activating an emotionally charged memory results in the memory becoming
less emotional and vivid (Van Den Hout et al., 2013). Other hypotheses focus
on the alternating nature of the eye movements, with some suggesting that eye
movements produce a state similar to REM sleep (Stickgold, 2002), while others
propose that it enhances communication between the hemispheres of the brain,
which enhances the retrieval of episodic memories (Propper & Christman, 2008).
It is likely that EMDR works via multiple mechanisms. The working-memory
hypothesis alone does not account for the “reprocessing” aspect of EMDR,
whereby a new, more adaptive (consolidated) way of thinking about the event
emerges (Solomon & Shapiro, 2008).
There is limited research on EMDR and autism, although clinically this is a growth
area. The earliest work consisted of case studies. These demonstrated that EMDR
could be effective with autistic adults who also had intellectual disabilities (Barol &
Seubert, 2010). The adaptations made included additional resources, visualization,
metaphor, narrative techniques, and directive interventions. Some people required
the target to be somatic or emotional experiences rather than a specific memory.
Three of the four participants processed current stressors. They reported that each
participant managed affect better following EMDR. These examples show how
EMDR can be used even when a client does not link their distress to past experiences.
Kosatka and Ona (2014) used intensive EMDR (three times per week over
3 weeks) with a 21-year-old female with a diagnosis of Asperger’s syndrome
without intellectual disability. After eight sessions of EMDR, her PTSD symptom
score was significantly reduced to below clinical levels and maintained at 8-month
follow-up. Her functioning significantly improved overall, raising the possibility
that some challenges were due to trauma and not Asperger’s syndrome.
The first larger scale study of EMDR with autistic people used a within-study
case control design, with adult participants acting as their own controls while
receiving treatment as usual (Lobregt-van Buuren et al., 2018). Twenty-one
participants completed this study with an average of seven sessions of EMDR. The
study used the Dutch EMDR protocol for children (which reduces the demands as
compared to the standard protocol). They found a significant reduction in PTSD
symptoms, psychological distress, and autistic features including social motiva-
tion and communication. Participants were less impaired in their daily life after
EMDR and results were maintained at 6–8 week follow up.
Morris-Smith and Silvestre describe using EMDR with 10 children on the autistic
spectrum, eight of whom showed improvement (Morris-Smith & Silvestre, 2014).
197
EMDR Therapy197
They propose that autistic children can be traumatized by daily living experiences
(which could include being bumped into in the playground, or being told off
by a teacher) due to their difficulties in making sense of the social world. They
emphasized how proactive and flexible therapists need to be in doing this work.
Most recently, Leuning has used EMDR with autistic children in order to target
stressful daily life experiences. Her study is unpublished but has been presented
at conferences. After 10 weekly sessions of EMDR some participants showed
improvements in their social awareness and perceived stress scores. There was
some reduction in self-reported autism symptoms (Leuning, 2020).
A reduction in autistic features, including social communication and moti-
vation following EMDR, is found across several studies (Kosatka & Ona, 2014;
Leuning, 2020; Lobregt-van Buuren et al., 2018; Morris-Smith & Silvestre, 2014).
This is surprising. It is possible that some behaviors which are perceived to be
symptoms of autism may be due to unresolved stress responses. These behaviors
could include obsessional and repetitive behavior, social anxiety, separation anx-
iety, demand avoidance, challenging behavior, and sleep problems. Given the
difficulties experienced by many autistic people, unresolved stress responses and
trauma may be a frequent part of the presentation.
The last part of this chapter is a case example. Through it, we will highlight how
the EMDR protocol can be adapted to make it more accessible.
Background
Donny was a 34-year-old man with a diagnosis of autism and a mild intellectual
disability. He lived in a group home while his parents lived nearby.
Donny presented with needle phobia. He had a history of food intolerance
from childhood. In order to avoid a reaction, he had severely restricted his diet.
His parents felt allergy testing (which involved a needle) might help to expand his
diet. Donny could not allow a needle close to him, kicking and fighting anyone
who tried to suggest it.
At assessment, Donny found it hard providing details about the past. His
mother was invited to attend history-taking sessions. She reported that Donny
was bullied at primary school. His food intolerances were not yet diagnosed, and
he had often felt sick. Doctors assumed that his stomach aches were due to unwill-
ingness to attend school and encouraged his parents to keep sending him.
Donny had tried to escape from school several times. He remembered finding
the school’s response to this (isolation in the head teachers’ office) terrifying as he
had had no idea when he would be allowed to leave. Diagnosed with autism at the
age of 10, he moved to a specialist secondary school. Here he felt unsafe due to the
disruptive behavior of other students.
198
present
past
future
Bullying and frightening Food restrictions and control Ability to choose whether to
experiences at school Lack of trust of other people have medical investigations
Punishment when tried to especially health or not
escape school professionals Increased feeling of
Food a source of pain Fear of needles competence and mastery
Didn't feel listened to or Special interest in Recognition that things can
understood escapology and martial arts be different now
(self-protection)
I can be safe
I am not safe I am not safe I can make choices
I am powerless I am powerless I can express myself and be
heard
Figure 15-2 The Three-Pronged Approach: Donny’s Experiences in the Past, Present, and
Hoped-For Future
Case Conceptualization
The therapist’s formulation was that Donny’s apparent “phobia” was in fact part
of a bigger picture where he felt unsafe and powerless. His intense responses to
needles was just one part of this.
Figure 15-2 builds on the simple framework to create a more elaborate formu-
lation, identifying targets for EMDR processing. The hypothesis was that Donny
had learnt that he was powerless and unsafe during his childhood. These feelings
were being triggered by how pressured he felt to have allergy testing and by the
way in which health professionals related to him (see Box 15-1).
Intervention
Before EMDR processing starts, the preparation phase establishes the therapeutic
relationship and develops self-soothing skills, as well as systemic interventions.
The adaptations made are summarized in Box 15-1.
19
EMDR Therapy199
Preparation Phase
The first task was to form a therapeutic alliance and to agree on collaborative
goals. The therapist started by finding out what really interested Donny. Donny
became enthusiastic as he showed the therapist several prototype escape room
games he had created. These, together with videos of himself at karate, were
used to create resource imagery. Donny practiced feeling powerful and com-
petent as he solved an escape room puzzle in his head and visualized doing
karate.
The therapist realized that Donny’s needle phobia was important because he
feared that without it he would be pressured into allergy testing. She talked to his
parents and they agreed that Donny would retain control over whether he had the
tests even if his phobia was resolved. Donny agreed he would be safer if he could
make informed choices regarding injections without feeling so fearful.
Donny and the therapist worked on creating a “calm place” which he could
imagine to self-soothe. He chose his workshop. For many people, their calm
place may be most effective if it is active rather than static. Each session ended
with Donny describing an escape room puzzle he was designing in his workshop,
something he found calming and positive. If a person has trouble with visualiza-
tion, a photo or video can be used which they can store on their phone. Others
may want to draw, model, or use a soft toy or animal. The purpose of the “calm
place” is to access feelings of safety and therapists can be creative in how they
achieve this.
EMDR Processing
The therapist started with the standard EMDR protocol which she modified in
response to Donny’s needs.
Donny initially reported no emotional connection to his memories from child-
hood and so the decision was taken to start with recent events. A visit to the al-
lergy clinic was chosen. During the visit, Donny had become very distressed and
had corralled himself in a corner to protect himself. Emotional activation of a
target memory is an essential part of the EMDR protocol. Therapists may need to
be adaptable in order to help their client connect with their emotions, including
being flexible about what is chosen as a target.
The protocol requires a person to hold in mind a traumatic memory and iden-
tify the negative belief they have about themselves which still feels true now.
Donny found the challenge of holding the past in mind while identifying pre-
sent day beliefs extremely difficult. The therapist adapted by asking him about
his feelings and sensations. He described terror, and the therapist asked if “I’m
not safe” fitted with the memory. Donny confirmed that it did. In the standard
protocol, this “negative cognition” usually comes from the client. Suggesting a
negative cognition is an adaptation used with those who find it hard to verbalize
their thoughts.
20
Box 15-1
Case Conceptualization With the AIP Model
Past experiences: Donny found school difficult and perceived it as a hostile envi-
ronment. Social and sensory problems meant he was confused and overwhelmed
for much of primary school. He tried to escape but was punished for it, which was
traumatic. Diagnosis came at the end of primary school when he transferred to a
secondary school for those with mild to moderate intellectual disabilities.
Secondary school was difficult due to the behavior of the other students. He
became anxious about what he was eating as he felt unwell for much of the time.
Health problems were dismissed by doctors until he was almost adult, when he
was diagnosed with intolerances to dairy and legumes. Family attachments were
strong and positive.
Unprocessed memories: 1. Punishment by head teacher at age 9 by being iso-
lated in his office. 2. Visiting doctor aged 8 and being diagnosed as malingering.
3. Physical violence by other students at secondary school. 4. Bullying at primary
school. 5. More recent memories of visiting allergy clinics.
All these events were linked by the underlying negative belief “I am not safe.”
Related to this was another belief : “I am powerless.”
Present day consequences: Donny lives his life as if he is not safe. He is lacking
trust in health professionals. He is restricting food choices with health and social
consequences, as he cannot eat away from home and will only eat very few foods.
His feelings of powerlessness mean that he does not believe that his voice will be
heard and his opinions taken into account. He has an ongoing feeling of lack of
safety and the necessity to protect himself. All of this means that he does not have
confidence that he will be safe without the intense threat response which has been
labelled a “needle phobia.”
Strengths and resilience: Donny’s special interests are linked to keeping him-
self safe, escapology, and martial arts. He is extremely talented at devising es-
cape room puzzles. He has positive relationships with family and makes friends
through his special interests. His interests provide a feeling of safety, connection
to others, and a chance to develop competence and mastery. Donny is in a stable
living situation where he is happy and holds down a job.
Goals/future: Donny’s family want him to have allergy testing to expand his
diet. Donny wants to be able to make his own decisions about allergy testing and
other important decisions in his life. The therapist would like to help Donny feel
safer and more in control of his life.
Processing began with the allergy clinic memory. Donny rated the distress as-
sociated with the memory as a 9/10 using a visual scale, an adaptation often used
with children. The therapist used eye movements, which Donny initially found
difficult but was able to follow after some practice. When processing became
blocked, the therapist asked him to “float back” to an earlier time when he had felt
the same. When therapists intervene in the processing, this is called a “cognitive
201
EMDR Therapy201
Box 15-2
Adaptations Made at Each Stage of Donny’s EMDR Therapy
Preparation:
Therapeutic relationship established using interests as basis for communica-
tion and conversation.
Resource imagery developed from special interests (competency, control and
mastery).
Calm place established from interests and explored in the here and now, using
videos and pictures as cues.
Psychoeducation regarding being heard, expressing self, and making choices.
Context The importance of the symptoms was explored and discussed with
Donny and his family.
Processing:
The standard EMDR protocol was initially used but a recent event was used as
the target since Donny connected more easily with this.
Adaptations were made as necessary (e.g. the assessment phase was somewhat
simplified in a way which is often used with children). Sessions were sometimes
shorter than usual, to avoid overwhelming Donny.
Donny found it hard to identify cognitions and to distinguish between how his
thoughts about himself in relation to a past memory, and his thoughts about his
life now.
The therapist helped Donny make the connection between how he had felt
more recently and how he had felt in the past by explicitly asking about this. She
suggested possible thoughts based on how Donny described his emotions.
Cognitive interweaves were used with a special focus on avoiding non-literal
use of language.
The therapist used sessions of talking interspersed with the EMDR sessions to
talk about what Donny was remembering and to identify new target memories.
Donny required support in verbalising his negative belief in relation to the trau-
matic event (I am not safe) but was well able to identify his emotions. This enabled
the therapist to guess at the negative belief. Other people may be able to identify body
sensations or thoughts but not emotions. It is not always necessary to name emotions
as long as a body sensation can be identified and emotional activation has occurred.
Eye movements were used as Donny tolerated these well. Distress levels were
collected using a visual scale.
Donny’s distress reduced but his beliefs related to the memory did not become
more adaptive, and so further adaptations were made. These included proactive
introduction of imagery into the processing and use of the EMDR Storytelling
technique (Logie et al 2020).
Outcome:
Adaptive Beliefs Donny reported adaptive thoughts such as “I can choose what
I do now, it was different when I was young” and ‘I am safe now, they can’t make
me do things’.
20
interweave.” These interweaves are usually very brief and can include a question
or the introduction of new information. However, with autistic clients interweaves
can be a source of confusion if they are not carefully considered. Language may be
understood literally, meaning that phrases commonly used in the EMDR process
such as “go with that” may not make sense to the client (who might think, “Go
where? Why do I need to go anywhere?”). Clearer alternatives can be used.
Donny did not understand what was meant by “float back,” (a term he associated
with swimming) so the therapist asked “Does the way you feel now remind you of
times in the past?” Donny then recalled a memory of being isolated in the head
teacher’s office. The therapist told him to notice that and continued with the BLS.
Despite what looked like effective processing, Donny’s progress was unusual.
He rated his distress as low (0.5/10), but continued to say that he did not feel
safe when he thought about that memory. When asked why this was, he said that
he could not feel safe when he thought about the allergy clinic, since he actually
wasn’t safe. His reasoning was that when he went outside, people shouted at him
in the street (because his appearance and dress was unusual), making him feel
unsafe. His thinking style made it hard for him to distinguish between how he felt
now, and how he felt in relation to the memory.
The therapist suspected his beliefs about other people were rooted in other
early experiences which he was not linking to spontaneously during processing.
They spent a session talking about his childhood. The therapist asked specific
questions about Donny’s feelings as a child based on his history. Donny talked
about a bad memory from secondary school. Another boy had become angry and
thrown a desk, narrowly missing Donny’s head. Donny was expected to continue
to sit next to this boy in class even though he was scared. Donny had felt that he
didn’t matter and that he was powerless. The therapist felt that Donny’s feelings
of powerlessness could be related to his feeling unsafe in the present day. She
suggested to Donny that part of his brain might have “got stuck” on feeling pow-
erless when he was at school, and that the part hadn’t updated even though things
had changed. She used the metaphor of one person getting stuck on a puzzle in
an escape room, and continuing to work on it even though the time was up and
the game over.
The therapist took a more proactive role in the processing than would usually
be the case. In particular, she provided more scaffolding to help Donny connect
with adaptive memory networks. She spent a session talking about the links be-
tween present-day beliefs and past experiences. She used interweaves to link to
the past and was more directive and less socratic that usual.
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EMDR Therapy203
CONCLUSIO N
This case study illustrates how flexible EMDR therapists need to be when working
with autistic individuals, and how an apparently simple phobia presentation may
be linked with earlier events. For Donny, the experience of growing up autistic
and an intellectual disability had shaped the way he felt about the world.
Donny’s phobia was important to him because it enabled him to say no, and he
had had experiences in the past where his voice was ignored. It was necessary to
get agreement from everyone involved in Donny’s life that that a resolved phobia
would not be used as a reason to pressure him to submit to testing. Donny ended
EMDR therapy feeling that he had more power in the present than he had had in
the past. He used this power to end the therapy on his terms.
Donny’s case illustrates the importance of seeing an individual in context, par-
ticularly those who may have limited autonomy. It is important that the therapist
does not take on the agenda of the client’s family or support team without asking
what the client individually wants. EMDR should not be used as a way to make
people’s behavior more convenient to others when their behavior might have an
important function.
SUMMARY
EMDR is a promising therapy for autistic people. Access to EMDR therapy may
be an issue due to a tendency by services to see anxiety and challenging beha-
vior as autistic traits, rather than reactions to adverse experiences. To use EMDR
204
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EMDR Therapy205
16
Group-Based Interventions
PETER E. LANGDON, ADAM ROBERTSON, AND
THECLA FELLAS ■
KEY CONSIDERATIONS
Group-Based Interventions207
more positive outcomes immediately after treatment, and while the dropout rate
tends to be lower within individual treatment relative to group-based treatment
(Cuijpers et al., 2008), some of the treatment benefits associated with individual
therapy may lessen over time relative to group-based therapy (Cuijpers et al.,
2008; Huntley et al., 2012). Others have suggested that individually delivered
psychological therapies may be associated with larger effect sizes for some with
developmental disabilities, and specifically adults with intellectual disabilities
(Vereenooghe & Langdon, 2013). There are several challenges associated with
offering group-based psychological therapies, especially considering tentative
evidence to suggest that in some circumstances individual therapy may be pref-
erential, and many of these challenges are markedly relevant to autistic people.
Strauss, Spangenberg, Brähler, and Bormann (2015), drawing upon ideas that
group-based interventions may be unpopular and avoided by those seeking help
for mental health problems because of issues associated with disclosure, uneasi-
ness, and anxiety (Hahn, 2009), surveyed a large sample of adults in an attempt
to understand factors that impact upon willingness to engage in group psy-
chotherapy. They reported that women had more positive attitudes and greater
knowledge toward group psychotherapy relative to men. Further, while there
were some positive attitudes toward group psychotherapy, some reported anx-
iety, and concerns about rejection within groups, with it being noted that those
reporting positive experiences were those who had more experience of group psy-
chotherapy. They noted that those who preferred groups tended to have fewer
difficulties with anxiety, depression, and emotional burnout, which may lead to an
assumption that groups may not be the most preferential method for those with
more severe mental health difficulties.
Related to this, an important construct that is relevant to our understanding of
the utilization of group psychotherapy is stigma. This can act as a substantial bar-
rier to seeking help for mental health problems, as individuals avoid seeking help
due to fear of being labelled in a pejorative manner. Autistic people experience
stigma, and although there is some evidence to suggest that self-stigma rates may
be lower for those with autism, stigmatizing societal conceptualizations of autism
continue and may affect mental health, including the mental health of families
and caregivers (Bachmann et al., 2019; Botha et al., 2020; Dubreucq et al., 2020;
Papadopoulos et al., 2019). Corrigan (2004) argued that one of the reasons that
people do not seek help for their mental health problems is an attempt to hide their
problems from others because of stigma and discrimination, as behavior seen as
unusual is judged negatively. Individuals seek to avoid being portrayed as part of
a group that is stereotyped to avoid negative emotional reactions and judgments
from others, and consequently they avoid seeking help that may assist them in
recovery. Such attitudes, stigma, and discrimination can be internalized and have
208
Group-Based Interventions209
engagement and skill acquisition. Therapist or group leaders may need to be more
direct in their communication with autistic people within group sessions to avoid
misunderstandings. Further, some focus will be needed, considering the nature
of the group intervention, upon teaching about emotions, autism, and mental
health. Group members may wish to share information about their interests with
others. There may be some group members who will readily wish to hear about
the interests of others, while other group members may find this challenging and
difficult. Scheduling time within groups to talk about interests can be helpful.
Depending upon the nature of the group and participants, it may be helpful to
include parents or carers who may be able to support individuals further outside
of sessions. If there are tasks to be completed outside of sessions, it is impor-
tant to be flexible and considerate about the nature of this work and the medium
used to help participants to understand and complete tasks. This could be pro-
viding information in audio or visual form, or where possible making use of tech-
nology such as mobile telephones and computers, as well as carers or supporters.
Computer-based cognitive remediation therapy, which includes taking part in
both a social-cognitive group and computer-based training, has been shown to be
more effective than supportive therapy in improving attention, processing speed,
affective management, social cognition, and subsequent employment (Eack et al.,
2018). Further, therapists and group facilitators will need to consider the marked
heterogeneity among group members, which can impact upon the therapeutic
process and the group. For example, some individuals may prefer the room to
be warm, while others prefer a cool room, and this may lead to conflict. Some
participants may wish to talk only about circumscribed interests, while others
may need time to engage in sensory stimulation, or others may experience strong
emotional reactions and need time to process what is happening and manage
their emotion. There may be miscommunication within sessions, which may
lead to conflict. This can be related to language problems and difficulties with
understanding social communication, while for others, when using a manualized
intervention, they may feel that their individual needs are not being addressed
effectively and increased flexibility may be required at times. Many of the changes
that have been made to CBT when used with autistic people have been described
(Walters et al., 2016).
Recently, Adams and Young (2020) undertook a systematic review of studies
that described factors that promote or interfere with psychological treatment
for autistic people, synthesizing a helpful list of factors that have implications
for the provision of group-based interventions for autistic people. Their findings
indicated that therapists or professionals who lack knowledge about autism,
interventions that are not tailored to meet the needs of autistic people, increasing
waiting lists, not understanding how to access interventions within the care
system, not meeting service criteria or being referred between services, difficulties
with communication that are likely related to autism, difficulties with scheduling
and finding time to take part, and finding it difficult to trust professionals, among
other reasons, were all likely barriers faced by autistic people when trying to ac-
cess psychological therapies. At the same time, they identified that consistency of
21
Group-Based Interventions211
service provision, including having the same therapist and regular sessions, were
helpful, as was the willingness of services to make adaptations to meet the needs
of autistic people. Together, these findings strongly support the argument that
services need to adapt their provision to meet the needs of autistic people, which
would include autistic-tailored or specific mental health interventions.
There is evidence that group-delivered social skill teaching for autistic youth is
helpful and effect sizes have been reported to be large based on self-report meas-
ures, but small for parent-or observer-based ratings of outcome (Gates et al.,
2017). This is the reverse to what has been reported for CBT with autistic youth
and adults, where effect sizes based upon self-report measures were small and
informant-and therapist-rated outcomes were associated with medium effect
sizes (Weston et al., 2016). There are similarities and differences between group-
based interventions that aim to improve social skills and interaction and group-
based CBT for autistic people. For example, many social skills programs involve
psychoeducation about social skills, emotions, nonverbal and verbal communi-
cation, and relationships, along with the inclusion of role play and specific tasks
in and outside of group sessions (Ashman et al., 2017), where there is a focus
upon tasks and teaching, with some programs also making use of video modeling.
Other groups focused upon social skills may also incorporate aspects of CBT, for
example teaching about cognitive mediation, how to challenge unhelpful ways of
thinking, and the inclusion of some behavioral interventions (Spain et al., 2017).
Social skills programs that do and do not explicitly include components of CBT
have been described elsewhere, including programs where parents are included
(Cappadocia & Weiss, 2011), and these interventions, associated outcome meas-
ures, and characteristics have been summarized (McMahon et al., 2013; Miller
et al., 2014). There have been some trials comparing group CBT and group rec-
reational activity where there was no difference in outcome, but attrition was
reported to be lower within group CBT, with autistic people who received CBT
rating well-being as more increased (Hesselmark et al., 2014).
SOCIAL GROUPS
There has been an increase in self-help groups or groups that have been devel-
oped, led, and run by autistic people for autistic people, sometimes with addi-
tional support from health and social care professionals. Many of these groups
are run within the charitable sector, and an example of such a group is one run by
Asperger East Anglia, a charity in the east of England. For many who make use of
the services offered by the charity, the only opportunity to meet others socially is
within these social groups. These flagship groups tend to be popular and attend-
ance is frequently high. At the moment, there are over 50 members registered to
take part. The charity has also experienced an increase in the number of autistic
adults seeking social support due to increased feelings of loneliness and isolation,
which is thought to be related to the COVID-19 pandemic.
21
Prior to the COVID-19 pandemic and the associated restrictions, the so-
cial groups met in person every 2 weeks for 2 hours on the same day and at the
same time. Each group was specifically organized around a planned activity, and
decisions about the activities were made by the people attending the group. Many
of the planned activities had a fun and light-hearted theme that aimed to en-
courage and promote the sharing of experiences, increase social communication,
and allow members to practice and develop their social skills. Charity-employed
staff helped to organize and assist group members to deliver the chosen activities,
which included quiz and bingo nights, talent contests, board games, and evenings
where they talked about and shared special interests. A strong focus within the
groups was the development of a culture that is both supportive and nonjudg-
mental, promoting inclusion, reducing stigma, and providing an opportunity for
what is hoped to be a positive experience for members.
The most popular organized activities included those that focused heavily
upon promoting community inclusion. These included going to the pub, bowling,
trampolining, having a meal in a restaurant, attending the theatre, going on bus
trip outings, and boat trips on the picturesque and rather pleasant Norfolk broads.
The Norfolk broads, also known as the The Broads National Park in England,
contains interconnected rivers and lakes that are used for boating. For many,
engagement in these activities would not have been possible outside of the so-
cial groups. The inclusion that develops within both groups and the community
through group participation is of marked value to members. They form and de-
velop relationships with likeminded people who share similar interests and have
encountered similar problems. Through the groups, many find acceptance and
peer support, which can lead to a reduction in anxiety, and an increase in en-
gagement within local communities through the participation of activities that
are rewarding. It is important to mention that the global pandemic has led to
these groups being delivered online using videoconferencing software. Staff have
noted that this change has not led to a reduction in attendance and the groups
have continued to provide a way for many autistic people to connect and share
their experiences, increasing opportunities to feel valued and to experience social
inclusion.
Autistic adults have said that these groups bring individuals together to share
experiences and provide support to one another. The groups are ability focused,
taking in the needs of everyone into account, rather than focusing upon disability.
Group members have said that the groups allow people to socialize, and this is
important for people who find socializing difficult. At the same time, some have
said that being part of a group made up of autistic people has meant that many
do not worry about having to change their behavior by attempting to make use of
eye contact or appropriate body language, as they are surrounded by neurodiverse
people. Together, within the group, there is a sense of equality and disability sol-
idarity; individuals come together to lament that they are perceived as inferior
to others by some neurotypical individuals. Some have commented that they
have a variety of skills to offer an employer and wish to have paid employment,
and the group has helped them to realize this and increase their confidence. One
213
Group-Based Interventions213
individual has said that being part of the group has helped them to escape the
“rat race” of the employment market and to appreciate their employment and
focus less on materialism. They commented that they have come to learn that real
friends judge you on your character. On the negative side, some have commented
that the social groups lack diversity, there are fewer women, and not many people
from Black, Asian, and minority ethnic communities attend. Sometimes members
have made comments that have offended others, which have had to be managed.
Overall, these groups provide an excellent opportunity for autistic adults to
learn new skills while promoting social inclusion. The theory underpinning these
groups, with a focus upon engagement in activities that are rewarding while also
providing an opportunity to practice and develop social skills, is similar to that
underpinning behavioral activation, a well-established psychological therapy for
depression (Kanter et al., 2010; Veale, 2018). For many autistic people, various
aspects of daily living may become associated with negative emotions, leading to
avoidance and the development of aversive control. Avoidance of activities may be
more likely to lead to a cessation of aversive feelings associated with these activ-
ities, otherwise known as negative reinforcement, and a reduced probability that
an individual will encounter positive reinforcers. At the same time, and impor-
tant for autistic people, they may have a restricted or narrowed range of activities
that tend to be associated with positive reinforcement, and they may have some
difficulties with eliciting positive reinforcement. For example, they may experi-
ence less enjoyment from some types of social interaction. However, engagement
in activities may restrict further, as avoidance increases, which increases the risk
of developing mental health problems, including depression. This can become a
vicious cycle of avoidance and increasing restriction of activities, and in turn this
avoidance maintains and increases their experiences of low mood and/or anx-
iety. The positive reinforcement strength and quality previously associated with
activities may be reduced. Aversive control can develop where activities that were
associated with positive reinforcement are avoided as they are perceived to be
aversive (Kaiser et al., 2016). There is some promising evidence that guided self-
help, adapted for use with autistic adults and based upon behavioral activation,
is a useful treatment for low mood and depression among autistic adults (Russell
et al., 2019).
The social groups that are run by Asperger East Anglia encourage adults to
work together and collaboratively choose which activities they which to engage
in, and together they work effectively to take part in these activities; this engage-
ment and the completion of the activities are likely associated with positive rein-
forcement, and the peer-related support that is integral to these groups is likely
to help encourage participation. As the activities allow for the development of
an increasing behavioral repertoire, a previously established cycle of avoidance
because of aversive feelings is disrupted, allowing individuals to experience pos-
itive reinforcement, which will have positive effects upon their mental health. At
the same time, as these groups are run collaboratively with autistic people, some
of the barriers to taking part in group-based interventions may be reduced. The
groups are made up of volunteers, and the development of a sense of feeling part
214
On the other hand, there are group-based psychological therapies for autistic
adults where the focus is upon attempting to treat mental illness. This includes
groups developed and designed for the treatment of anxiety disorders, including
obsessive compulsive disorder. An example of such a group was developed for use
with autistic adults who have anxiety disorder and used during the PAsSA trial
(Doble et al., 2017; Langdon et al., 2013, 2016). The intervention is manualized
and is available from the authors.
The intervention involved 24 sessions, and the first three were individual ses-
sions designed to orient an individual to the group sessions, address any concerns,
share the timetable and agendas, begin socializing the individual into homework
tasks, and work toward building some initial rapport. The 21 group-based ses-
sions and their aims are found in Table 16-1.
Within a single-blind randomized pilot trial of this intervention, the authors
demonstrated that the conversion rate was high and the attrition rate was low
for participants in the trial. Bearing in mind that this was a pilot trial that was
not powered to test the clinical efficacy of the intervention, both those who re-
ceived the intervention and those within the waiting list improved over time and
there was no difference between the two arms in the trial at endpoint. A sup-
plementary analysis using data of only those who attended at least 50% of the
treatment sessions was suggestive of an improved treatment response (Langdon
et al., 2016).
Notably, participants were interviewed about their experiences taking part
in group-based psychological therapy for anxiety. Nearly 60% of participants
said that they now knew how to manage anxiety following treatment, and just
over half agreed that their anxiety had decreased. Almost 40% agreed that the
session time was too short, and they wanted longer and more sessions. Nearly
80% reported that hearing other participants talk about their experiences was
helpful, and nearly 80% felt supported by other group members. Seventy-three
percent of participants said that they would recommend this therapy to others
and agreed that therapy had been helpful. Further interviews with participants
215
Group-Based Interventions217
CONCLUSIO NS
Group-based interventions for autistic people have tended to focus upon the
delivery of interventions for mental illness, social skills teaching, or a combina-
tion of the two. Autistic adults present with a variety of needs and groups need
to be adapted to promote inclusion and skill acquisition. These adaptations
should include a focus upon factors that promote group cohesion and involve-
ment while also ensuring the needs of autistic adults are effectively addressed.
There is evidence that social skills groups and interventions based upon CBT
are effective, but there has been little exploration of the value and effective-
ness of social groups run by autistic people for autistic people. Self-help groups
have the potential to smash through barriers faced by autistic people when
attempting to access interventions and thus to promote effective community
inclusion.
218
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17
Offender-Focused Interventions
DAVID MURPHY ■
KEY CONSIDERATIONS
OVER VIEW
Offender-Focused Interventions223
transition periods, and being used by other more able peers. Law-breaking beha-
vior may also take many forms such as interpersonal violence, pursuing deviant
preoccupations, arson, inappropriate sexual conduct and behavior, harassment
and stalking, or involvement with extremism ideology.
In terms of prevalence within the CJS, methodological differences between
studies (with many restricted to single settings and differences in how autism has
been screened or diagnosed) make it is difficult to ascertain an exact number of
individuals with autism within specific forensic services. However, the consensus
view is that individuals with autism are likely to be overrepresented in many se-
cure settings, including UK high-secure psychiatric care, the most secure level of
psychiatric care where admission is determined by whether individuals represent
an immediate and grave risk to others (Murphy et al., 2017), and UK prisons
(Underwood et al., 2016); as well as prisons in the US (Fazio et al., 2012) and
Sweden (Billstedt et al., 2017). It is also suspected that such estimates are likely
to be an underestimate of the actual figure, especially considering atypical cases
(i.e., individuals who display some features of autism but who may not necessarily
fulfil all of the diagnostic criteria), as well as those who are likely to have autism
but who refuse to engage with diagnostic assessments.
Once within the CJS, individuals with autism also present with difficulties
and needs that pose a challenge to conventional services (Allely, 2015; Higgs
& Carter, 2015; Murphy, 2010b). Such challenges can be present at all stages of
CJS (Browning & Caulfield, 2011), including initial interviews with the police,
attending court and subsequent management in custodial settings, secure psychi-
atric environments, or in community services. Regardless of the relevance of an
individual’s autism to their offending, engaging offenders who have autism with
interventions that aim to reduce risks for future offending also present specific
challenges. There is also the high prevalence of co-occurring conditions in this
population, such as other neurodevelopmental disorders (notably attention def-
icit/hyperactivity disorder [ADHD], intellectual disabilities), psychiatric disorders
such as psychosis, personality disorders, and, for some, psychopathy. An initial
step in guiding an appropriate offence-focused intervention is completing a risk
assessment with an individual (Murphy, 2019; Shine & Cooper, 2016). Indeed, a
good risk assessment should include a formulation of an individual’s autism, its
relevance to offending, and potential targets for intervention or management.
Within the UK, regardless of whether the forensic setting is a prison, spe-
cialist autism unit, or generic forensic psychiatric setting, the management of
individuals with autism has been significantly influenced by growing professional
awareness and governmental legislation. For example, the Autism Act (2009),
followed by other pieces of legislation, including the Think Autism Strategy
(Department of Health, 2014), the Adult Autism Strategy: Statutory Guidance
24
(2015), and Transforming Care (2017) have placed autism on the agenda of most
institutions and established a duty to provide appropriate diagnostic assessments
and staff training. A review of neurodiversity in UK prisons (Criminal Justice
Joint Inspection, 2021) and the policy paper outlining a national strategy for au-
tistic children, young people and adults (Department of Health and Social Care,
2021) have also both highlighted the need to develop a ‘neurodiverse’ informed
model of care and to have made demonstrable progress in the assessment and
management of individuals with autism in UK prisons and the criminal justice
system. Although not specifically targeted just at the needs of individuals with
autism, the Equalities Act (2010) within the UK has also had some impact in
ensuring “reasonable adjustments” are made to make environments, procedures,
and opportunities more “autism friendly.” Internationally, similar legislation has
also had a significant influence on how individuals with autism are assessed and
managed, such as the Combating Autism Act (2006) in the US. The United Nations
Convention on the Rights of Persons with Disabilities (U.N. General Assembly,
2007) also serves a function in protecting the rights of offenders with autism.
In terms of promoting organization awareness of autism and complying with
these pieces of legislation, within high secure psychiatric care the author provides
general autism awareness training to all staff who have direct patient contact. In
addition to providing information on the current understanding of what autism
is, including the characteristic difficulties and features, the training introduces
the so-called SPELL guidelines, which place emphasis on a Structured approach,
a Positive approach, Empathy, Low arousal, and Links with other professionals
(National Autistic Society, 2013). The aim of the SPELL approach is to encourage
staff to work with an individual’s strengths and reduce the likelihood of problem
behaviors by making the immediate environment and any interactions more au-
tism friendly. Although the impact of such training on the management of patients
with autism remains to be evaluated, there is the general view that training is
valued and that it should be mandatory, as assessed via a staff survey (Murphy &
Broyd, 2019; Murphy & McMorrow, 2015). These findings are particularly rele-
vant in the context of the proposal by the UK government that all National Health
Service clinical staff should receive some form of compulsory autism awareness
training (Department of Health, 2019). This recommendation is also interesting
within forensic settings where the importance of having an awareness of autism
among staff is not a new idea. Over 20 years ago, Wing (1997) highlighted that the
crucial elements for appropriate care of individuals with Asperger’s syndrome in
forensic settings lie in carefully structuring the environment and daily program
and in training staff in the psychological strategies to be used. Wing also noted
that some, perhaps most, of those who commit violent or other serious offences
may require long-term care and supervision in a secure environment, with the
emphasis “that in the right kind of environment, the individual may behave in
an exemplary way, but if he or she is moved to a setting that does not provide the
right type of program, the criminal behavior may very well reoccur” (p. 256). In
terms of a wider awareness of autism across the CJS, it is also noteworthy that
25
Offender-Focused Interventions225
autism awareness training is now common among many police forces both in the
UK and internationally.
In terms of prison settings, experience assessing individuals with autism
suggests that while there has been an increased awareness of autism among many
staff, and several prisons have been accredited by the UK National Autistic Society
(e.g., Lewis et al., 2013), there remains considerable uncertainty with regard to
how best to therapeutically address an individual’s needs, with individuals them-
selves reporting limited opportunities to engage with rehabilitation programs
(Robertson & McGillivray, 2015). At the time of writing there are no accredited
group programs for any offending behavior available specifically for individuals
with autism detained in forensic settings. While some adapted versions of the sex
offender treatment programs designed for individuals with intellectual difficulties
(SOTSEC-ID, 2010) have been developed, outcomes for individuals with autism
in these groups do not appear promising because they often function at a much
higher level compared to others and present with different needs (Haaven, 2006).
Indeed, some research also suggests that men with autism who have noncontact
sexual offending histories and have completed such groups may actually have
higher recidivism rates (Heaton & Murphy, 2013). Possible explanations for this
higher recidivism rate may be due to such offences having a higher rate regard-
less of the presence of autism, but also perhaps because of a failure to address
deviant preoccupations and the social difficulties present in some individuals
with autism. Participation in mainstream offender groups within prison settings
may also be problematic, where individuals with autism may experience sensory
overload and exclusion (Higgs & Carter, 2015). However, while within forensic
psychiatric settings it remains debatable as to whether it is harmful to include
individuals with autism in mainstream groups, there is an argument that some
individuals with autism benefit from participating in mixed groups by hearing
different points of view and listening to other individuals’ experiences. The qual-
itative reports by some individuals with autism seen by the author in a HSPC
setting suggest that mixed-membership groups are useful. For example, dialec-
tical behavior therapy (DBT) devised by Linehan (1993) and applied to forensic
psychiatric care (Moulden et al., 2020) shows promise in that it aims to promote
positive coping and change unhelpful behaviors through recognizing the cogni-
tive and emotional triggers that increase stress. Although empirical research is
lacking, key factors that influence outcomes with such groups appear to include
facilitator awareness of the difficulties associated with having autism and facili-
tator sensitivity to making appropriate adjustments, as well as the sensitivity of
other group members to such difficulties.
Evidence for the effectiveness of individual psychological work addressing the
offending behaviors of individuals who have autism also remains to be explored in
any depth. Cognitive behavior therapy (CBT) and other psychological approaches
(such as mindfulness-based approaches) that are adapted for any cognitive and
communication difficulties have been found to be useful interventions for adults
who have autism in nonforensic contexts (Spain et al., 2016), but there has been
26
Offender-Focused Interventions227
Other interventions within secure settings can include occupational therapy and
further education, which can have a positive impact on increasing social inclusion
and self-esteem, as well as opportunities to learn new skills. The application of a
restorative justice approach with offenders who have autism in HSPC is also be-
ginning to be explored (Tapp et al., 2020).
Beyond detention, there remains a lack of research examining what difficulties
individuals with autism experience during the transition back to the community
from custodial settings. Leaving prison and returning back to the community can
be difficult for many individuals, but it may be particularly difficult for individuals
with autism who might experience particular issues dealing with change in rou-
tine and the reduced structure (Royal College of Psychiatry, 2006). Within the
UK, where prison to community services are available, it has been found that
accessing these for many individuals with autism is confusing and that success
depends on a coordinated multi-agency approach including health, social care
and justice (Prison Reform Trust, 2018).
CASE STUDY
Robert, aged 30 years with a history of early neglect and physical abuse, was
admitted to HSPC due to concerns within medium-secure care that he was at
risk of attempting to abscond and immediate threats of violence to nursing staff,
whom he perceived as abusing his rights. Robert’s original index offence (the
offence leading to his conviction and detainment in forensic services) was for
sending explosive devices to a probation officer whom he believed had wrongly
portrayed him as a pedophile (where the reality was that there was no evidence
to support the probation officer’s this view). Prior to his admission, Robert had
never been assessed for autism and had received a diagnosis of an antisocial
personality disorder and possible psychosis (based on assumed paranoid ideas
about probation services). A formulation of difficulties and multidisciplinary
“treatment” plan was devised following a detailed and extended assessment of
Robert’s presenting difficulties and history, including a comprehensive neuropsy-
chological assessment (focusing on identifying thinking style), an autism diag-
nostic assessment (following the observation of intolerance to noise and a need
for routines, predictability, and preoccupations), and a detailed risk assessment.
The formulation was based on the findings that Robert’s early experience of ne-
glect and physical abuse, in combination with his thinking style, associated with
having autism. Notably, his literal thinking, perspective-taking difficulties, focus
on details, as well as his social isolation and low self-esteem, led to his mistrust of
authority and his vulnerability toward making negative interpretations of others,
grudge bearing, and defensive/aggressive reaction. Robert’s management plan in-
cluded individual psychoeducation exploring his experience and acceptance of
the autism diagnosis, as well as individual autism-adapted CBT to address his
tendency to form negative interpretations of others’ actions and comments and to
react in a defensive way. A collaborative risk management plan was also devised,
28
Offender-Focused Interventions229
care facilities consistently find most staff feel underskilled with regard to how they
work with individuals who have autism and that training is valued. Clearly any
service or intervention that is sensitive to, and makes reasonable adjustments for,
an individual’s autism is more likely to result in positive outcomes than those
that do not. It is also possible that having staff with autism-sensitive qualities (in-
cluding autism knowledge and “empathy” toward an individual’s difficulties) is
particularly beneficial in encouraging positive outcomes (Worthington, 2016). In
terms of promoting positive outcomes for offenders with autism detained within
forensic psychiatric settings, it also remains to be established whether secure spe-
cialist autism services result in better “outcomes” for individuals than more ge-
neric secure units that aim to be autism sensitive. As has been suggested by one
study examining patient experiences in HSPC, some individuals with autism re-
port a preference to be around mixed patient groups rather than just those with
autism (Murphy & Mullens, 2017).
Of significance is the observation that most research exploring interventions
addressing the offending behavior of individuals with autism has been with men.
While this no doubt reflects the prevalence of offenders with autism, there is a
need to explore whether women with autism who enter the CJS have additional
vulnerabilities and needs that require different interventions (Ashworth et al.,
2020; Markham, 2019). Other offender subgroups including ethnic minorities may
also have specific needs that need to be considered during assessment and subse-
quent interventions. In terms of potential future offender-focused interventions,
especially so in a post-COVID-19 world, the use of new technologies in therapies
and risk assessments such as computer simulation and virtual reality are likely
to play an increasingly important role (Benbouriche et al., 2014). This may be
especially so with the relatively easy accessibility and low cost now associated
with such technologies, as well as the potential to manipulate and replicate a wide
range of variables.
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18
Pharmacological Interventions
T O M O YA H I R O TA A N D B RYA N H . K I N G ■
KEY CONSIDERATIONS
OVER VIEW
Pharmacological Interventions235
autistic individuals require ongoing support and treatment, which can include
medication.
Indeed, studies have reported that psychotropic medication use in autistic
adults is higher than in the non-autistic population (Cvejic et al., 2018). Nearly
60% are found to be on at least one psychotropic medication (Alfageh et al., 2020;
Buck et al., 2014; Cvejic et al., 2018). These psychotropic medications span a broad
range of categories, as described in detail later in this chapter. Among all of these,
the antidepressant class is the most commonly prescribed across studies. These
findings underscore that psychopharmacotherapy can be an important treatment
option for autistic adults.
In this chapter, we will cover the following topics: the role of pharmacotherapy
in autistic adults; psychiatric problems that co-occur in autistic adults; a brief
overview of the medication classes commonly used in autistic adults and avail-
able evidence; challenges in pharmacotherapy in this population; and future
implications.
Initiating Pharmacotherapy
Pharmacological Interventions237
confused if their online search reveals that the psychiatrist is proposing an “an-
tipsychotic medication” for mitigating their irritability. Although antipsychotic
medications can be indicated for a variety of symptoms unrelated to psychosis
(tics, irritability, and aggression) through their effects on dopamine receptors, the
current name “antipsychotics” does not account for how medications act in our
central nervous systems at all, potentially leading to confusion and stigma. This
disease-based psychotropic nomenclature issue also applies to other medications,
such as antidepressants and stimulants.
Providing the neuroscience- based mechanism of action nomenclature
alone instead of traditional psychotropic classification names (e.g., “dopamine
antagonists” instead of “antipsychotics”) in this chapter may lead to confusion
to readers who are familiar with traditional nomenclature. Therefore, in order to
assist readers in furthering their understandings of commonly used medication
in this population, we will provide descriptions of each medication class using
both traditional and mechanism-of-action medication nomenclature as much as
possible (see Table 18-1).
There are many reasons to support the clinical importance of addressing co-
occurring problems in autism. The presence of co-occurring disorders is associ-
ated with poor prognosis, greater functional impairment, lower quality of life, and
increased family burden (Chiang & Gau, 2016; Joshi et al., 2010, 2013). As noted
earlier, co-occurring problems potentially exacerbate core autistic symptoms
(e.g., exacerbations of repetitive behaviors due to anxiety; Duvekot et al., 2018).
In autistic children and adolescents, methodologically sound epidemiological
studies have revealed high co-occurring psychiatric conditions in this population,
where attention deficit/hyperactivity disorder (ADHD), behavioral disorder, and
anxiety disorder are the most prevalent (Simonoff et al., 2008).
Research on the trajectory of these co-occurring psychiatric problems from
childhood into adulthood is limited. One study using the Australian longitu-
dinal cohort of autistic individuals revealed that rates of emotional and behav-
ioral problems decreased over time (Gray et al., 2012). However, the rate of these
problems in adulthood (mean age 24.8 years) remained higher in the autistic
group than that in the comparison sample of adults with intellectual disability.
A recently published study that examined trajectories of emotional, behavioral/
conduct, and ADHD symptoms using the Strengths and Difficulties Questionnaire
from childhood to adulthood among autistic individuals in the UK revealed sim-
ilar findings (i.e., a decrease in these symptoms over time; Stringer et al., 2020).
The prevalence of co-occurring psychiatric conditions in autistic adults has a
wide variation depending on study populations (age, sex, presence of intellec-
tual disability), study settings (a total population sample versus clinically referred
sample, different countries), measurements for autistic, and measurements for
238
Table 18-1 Summary of Medications Commonly Used for Co-Occurring Psychiatric Conditions in Adults With Autistic
Disease-based category Medication Pharmacology domain/ Mechanism of action Other names Side effects
neurotransmitter
Antidepressant fluoxetine 5-HT reuptake inhibitor SSRI Gastrointestinal
fluvoxamine symptoms, insomnia,
sertraline activation, sexual
escitalopram dysfunction
venlafaxine 5-HT, NE reuptake inhibitor SNRI Same as above
clomipramine 5-HT, NE reuptake inhibitor TCA Dry mouth, constipation
mirtazapine NE, DA multimodal Sedation, appetite increase
trazodone 5-HT, H multimodal Sedation, dry mouth
Antipsychotic aripiprazole DA, 5-HT partial agonist and atypical, SGA Extrapyramidal
antagonist symptoms, sedation,
risperidone D, 5-HT, NE antagonist weight gain, galactorrhea,
olanzapine DA, 5-HT antagonist tardive dyskinesia
quetiapine DA, 5-HT, NE multimodal
loxapine DA, 5-HT antagonist
haloperidol DA antagonist typical, FGA
Psychostimulant methylphenidate DA, NE multimodal Appetite suppression,
amphetamine derivative insomnia
Anxiolytic lorazepam GABA positive allosteric benzodiazepine Sedation, muscle
modulator relaxation, memory deficit
hydroxyzine H antagonist Sedation
Antiepileptic valproate glutamate unclear Weight gain, sedation,
elevated liver enzyme
lamotrigine glutamate channel blocker Rash
239
Abbreviations: DA =dopamine, FGA =first-generation antipsychotic, GABA =gamma-aminobutyric acid, H =histamine, NE =norepinephrine,
SGA =second-generation antipsychotic, SNRI =serotonin noradrenaline reuptake inhibitor, SSRI =selective serotonin reuptake inhibitor,
TCA =tricyclic antidepressant, 5-HT =serotonin
240
Note: Obsessive compulsive disorder (OCD) was included in the anxiety disorder
category in this meta-analytic study.
Modified from Lugo-Marín et al. (2019).
241
Pharmacological Interventions241
In this section, psychotropic medications used for autistic adults are summarized
in Table 18-1. Medication names are listed with their pharmacology (neurotrans-
mitter targeted) and mechanism of action to facilitate readers’ understandings of
the neuroscience-based nomenclature (NbN) of medications, as discussed previ-
ously and obtained from the platform for the NbN managed by the International
College of Neuropsychopharmacology (https://www.cinp.org/nomenclature).
Common side-effects are also listed. Clinical indications are described in the fol-
lowing section.
When it comes to describing how medications work, it is common to identify
which neurotransmitter system or domain in the brain they primarily interact
with and also the nature of that interaction. The neurotransmitter is like a common
currency with which a system communicates. Serotonin, dopamine, norepineph-
rine, glutamate, GABA, and others each function in this way. Many medications
interact with more than one neurotransmitter system, as highlighted in Table 18-1.
Some medications essentially act like counterfeit neurotransmitters and are called
“agonists,” and some medications get in the way of neurotransmitters and reduce
their effects. Medications that reduce or block activity are called “antagonists.”
Still other medications may affect the synthesis or natural recycling mechanisms
for neurotransmitters in the brain.
Antidepressants
Pharmacological Interventions243
Antipsychotics
Antipsychotics are divided into two classes: typical (or first-generation) and atyp-
ical (or second-generation) depending on their pharmacology. Currently, two
atypical antipsychotics, risperidone and aripiprazole, are the only medications
that have U.S. FDA approval for the treatment of behaviors associated with autism,
specifically irritability and aggression. While these medications are approved only
for autistic children and adolescents, they are widely prescribed for autistic adults
(Alfageh et al., 2020; Buck et al., 2014).
Atypical Antipsychotics
Only one placebo-controlled study examined the efficacy and safety of atypical anti-
psychotic medication in autistic adults, where risperidone, a D2 receptor antagonist,
effectively reduced repetitive behavior, irritability and aggression, anxiety, and depres-
sion (McDougle, Holmes, et al., 1998). Participants tolerated risperidone well in this
trial, only with mild transient sedation. Evidence of other atypical antipsychotics, in-
cluding aripiprazole and olanzapine, was only supported by case series; both of these
medications mitigated challenging behaviors (Jordan et al., 2012; Potenza et al., 1999).
Appetite increase and weight gain were problematic in patients with olanzapine.
Typical Antipsychotics
A placebo-controlled trial of haloperidol in autistic adults demonstrated the
efficacy of this typical antipsychotic medication in reducing irritability and hy-
peractivity (Remington et al., 2001). However, nearly one third of participants
prematurely discontinued the study due to side effects, including but not limited
to fatigue, lethargy, and dystonia.
24
Psychostimulants
Anxiolytics/Benzodiazepine (BZP)
Pharmacological Interventions245
Naltrexone
Alpha-2 Agonists
Beta Blockers
CHALLENGES IN PHARMACOTHERAPY
CASE STUDY
Ben is a 28-year-old autistic man who was diagnosed with generalised anxiety
disorder. Although he improved somewhat after the completion of 12-session
psychotherapy, his anxiety persisted and unfortunately deteriorated a few months
ago. This prompted a visit with a psychiatrist who recommended a trial of fluox-
etine (one of the SSRIs).
Ben initially declined a medication trial, as he was concerned about possible
suicidal ideation as a side effect of fluoxetine, which he found while searching
this medication on the internet. The psychiatrist provided information on this
247
Pharmacological Interventions247
medication and assisted him in comparing the benefits and risks of the medica-
tion treatment (and of not taking medication for anxiety). The psychiatrist also
gave Ben clear instructions on how to monitor his anxiety and behaviors after
the start of fluoxetine, how frequent he required psychiatric clinic visits, when to
expect to see improvement, and what to look for as signs of recovery. Following
this thorough psychoeducation on medication treatment, Ben provided informed
consent to fluoxetine treatment.
He started with a low dose of fluoxetine, which the psychiatrist gradually
increased while carefully monitoring his anxiety as well as neurovegetative
symptoms, including sleep and appetite. Three weeks after he started fluoxetine,
the psychiatrist observed notable improvement in Ben’s anxiety symptoms, as
captured by the General Anxiety Disorder-7 scale.
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253
19
KEY CONSIDERATIONS
• There are multiple systemic and individual barriers to service access for
adults with autism.
• Engaging the client, and their family, in discussion about possible
obstacles prior to beginning therapy can be helpful in sustaining
services.
• Inquiring about the client’s preferences regarding terminology,
gender orientation, and other qualities can help reduce isolation and
unintentional harm.
• Arranging the physical space for therapy, including waiting room, to feel
safe and supportive can facilitate engagement.
• It is important that clinicians consider the client’s voice and personally
held goals in designing treatment programs and in measuring outcomes.
Despite high rates of co-occurring conditions, individuals with autism routinely ex-
perience difficulties accessing physical and mental health services (for review, see
254
Adams & Young, 2020; Doherty et al., 2020; Mason et al., 2019; Walsh et al., 2020).
Barriers to accessing psychological therapies for adults with autism may include:
Taken together, adults with autism can experience multiple barriers to accessing
psychological therapy. There is, therefore, an impetus to understand barriers at
both individual and systemic levels, so as to increase therapy accessibility, accept-
ability and, in turn, effectiveness.
Beginning with a new mental health provider is anxiety provoking for most
clients. It is likely amplified for adults with autism. Even though they often have
prior experience of working with providers from a range of disciplines, it may be
their first experience of independently securing services or in being expected to
complete forms and actively engage (rather than relying on their parent or care-
giver) in the process. Likewise, they may be accompanied to appointments by a
guardian, sibling, or other familiar person.
ENHANCING COMMUNICATION
As is exemplified in c hapters 2 to 17, many adults with autism can benefit from
adaptations to the session structure and content, irrespective of the therapeutic
modality, to accommodate core autism traits, impairments in facets of executive
functioning (EF; e.g., information processing style, difficulties with generativity
and attention), impaired theory of mind, and alexithymia. It is often not pos-
sible to undertake formal assessment of cognitive functioning within a psycho-
logical therapy service; this is usually considered to be beyond the remit of the
service and there may be a lack of appropriately qualified clinicians to conduct
this. Additionally, many adults, and especially those diagnosed with autism in
adulthood and who have been able to complete formal education without sub-
stantial problems, are presumed to have an intelligence quotient (IQ) in at least
the average range. They are, therefore, unlikely to have had cognitive assessment
elsewhere.
Adults with autism may not feel comfortable telling providers about their
preferences and needs spontaneously. Alternatively, they may not tend to initiate
many social overtures (which is characteristic of autism), or it may not occur to
them that they can do this. They may be prone to acquiescing in conversation
259
MEASURING OUTCOMES
Taken together, it seems possible that some providers may feel uncomfortable
about deviating from manualized interventions or they may decide not to de-
liver a protocolized therapy. This thereby potentially limits the treatment options
available to adults with autism. Providers or trainees may also fail therapy fidelity
scales when their practice is assessed on these, even if they are providing good
quality therapy and when some points are less relevant for working with some
adults with autism.
CONCLUDING REMARKS
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265
INDEX
For the benefit of digital users, indexed terms that span two pages (e.g., 52–53) may, on
occasion, appear on only one of those pages.
Tables and figures are indicated by t and f following the page number.
266 Index
Index267
268 Index
Index269
270 Index
Index271
272 Index
Index273
274 Index
Index275
SwiS intervention. See SAFE with Schools threat system, 177f, 177–78
intervention three-systems model, 177f, 177–78, 181t
systematic instruction, in PS \+ASD, 69t time management module, T-STEP, 42
systemic autism-related family enabling traditional medication nomenclature,
intervention. See SAFE intervention 236–37, 241
systemic therapy training
examples, 20f, 20–22 autism awareness, 224–25, 229–30, 262
general discussion, 28 mindfulness-based interventions, 123
overview, 18–20 Transitioning Together program, 36
SAFE intervention, 22–26, 24f, 25f transition to adulthood interventions.
SAFE with Schools intervention, 26–28, 27f See also employment-focused
interventions; university-focused
targeted support, in positive behavioral interventions
support model, 97 autism-specific challenges
task analysis (TA), in T-STEP, 40t targeted, 33–36
TEACCH School Transition to Employment caregiver-focused interventions, 36
and Postsecondary Education Program case study, 41–43
(T-STEP), 38–43, 39t, 40t, 59 goal-planning interventions, 36–37
teachers, in SAFE with Schools history of transition services, 31–33
intervention, 26–28, 27f overview, 31
technology, in social skills student-focused interventions, 37–41,
interventions, 88 39t, 40t
technology supports for employment, 67, transition to adult services, in PS \+
68t, 73 ASD, 69t
telephone coaching, in dialectical behavior trauma. See also eye movement
therapy, 150, 159, 160t desensitization and reprocessing
therapeutic alliance/relationship See therapy
psychological therapies for adults autism and, 194, 195f
with autism; specific therapy types experiences of, working with, 138–43,
adaptations/modifications to cognitive 139f
behavior therapy for adults with trauma-focused cognitive behavior
autism, 110 therapy, 10
developing, 257–58 trazodone, 238t, 243
in dialectical behavior therapy, 160, 161 treatment fidelity, 261–62
in eye movement desensitization and tricyclic antidepressants (TCAs),
reprocessing therapy, 199, 201f 238t, 242
role in effectiveness of therapy, ensuring typical antipsychotics, 238t, 243
accessible and acceptable service
delivery for adults with autism unhelpful thinking styles, 107–8
in schema therapy, 166, 168–69 universal support, in positive behavioral
therapist consult, in dialectical behavior support model, 97
therapy, 150, 160t, 161 university-focused interventions
therapists. See also psychological therapies case study, 56–57
for adults with autism; specific general discussion, 57–59
therapies; therapeutic alliance/ overview, 50–51
relationship supports while in college, 53–56
therapy-interfering behaviors, transition into college, 52–53
transparency around in dialectal University of Massachusetts (UMass)
behavior therapy, 159–60 Lowell, 52, 54, 56–58
276
276 Index