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Principles of Financial Regulation

MBA DFB PRINCIPLES OF FINANCIAL REGULATION QUESTION PAPER

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Abhiram
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16 views

Principles of Financial Regulation

MBA DFB PRINCIPLES OF FINANCIAL REGULATION QUESTION PAPER

Uploaded by

Abhiram
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as DOCX, PDF, TXT or read online on Scribd
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Jindal Global Business School

End-term Examination

Course Name : Principles of Financial Regulations


Course Code : BFC-01-MFB-PFR171
Programme : MBA(DFB)-Cohort 5
Duration : 3 weeks
Maximum Marks : 50

This question paper has 2 printed pages (including this page).

Instructions to students:

1. This is a take-home examination.


2. DO NOT write your Name, Student Id. No. or any identification text inside your submission document.
3. Please ensure that your submission strictly adheres to JGU plagiarism/ Similarity guidelines.
4. Sharing of the answer scripts with each other is not permissible unless results are declared.
5. The submissions submitted as drafts on UMS will not be considered for evaluation. Students should
make sure the submission submitted on UMS are properly submitted.
6. Ensure the submissions are done in a compatible file format pdf, xls, docs etc.
7. Kindly adhere to the duration/timelines of the examinations. Submission outside the permitted time-
window may attract marks based penalty, grade drop or non-evaluation.
8. Students undertaking the examination are requested to adhere to the University norms related to
examinations.

__________________________________________________________________________________________
Warning: Plagiarism in any form is prohibited. Anyone found using unfair means will be penalized
severely.
End-term Examination – Spring’2024 Page 1
Question 1 (20 Marks)

In light of recent financial crises, central banks have emphasized the importance of prudential regulations in
mitigating systemic risks and ensuring financial stability. Discuss the key components of prudential regulations
in banking, including capital adequacy and liquidity requirements. Evaluate the effectiveness of prudential
regulations in safeguarding banks against potential risks and enhancing resilience in the face of economic
downturns.

Question 2 (15 Marks)


A major corporate scandal has rocked the securities market in India, leading to investor distrust and market
volatility. Analyze the role of securities regulators in investigating and enforcing regulations to restore market
confidence and integrity. Evaluate the regulatory interventions and enforcement measures employed by
securities regulators to address fraudulent activities and protect investor interests.

Question 3 (15 Marks)

With the rapid evolution of digital payment systems, regulatory frameworks governing payment services have
become increasingly complex. Discuss the challenges faced by regulators in adapting payment regulations to
technological advancements and emerging payment trends. Evaluate the role of regulatory sandboxes in
fostering innovation while ensuring compliance with regulatory requirements and consumer protection
standards.

End-term Examination – Spring’2024 Page 2

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