Large-Signal Stability of Grid-Forming and Grid-Following Controls in Voltage Source Converter A Comparative Study
Large-Signal Stability of Grid-Forming and Grid-Following Controls in Voltage Source Converter A Comparative Study
7, JULY 2021
Abstract—The grid-forming and grid-following controls are So far, most of the VSCs are regarded as the controlled current
adopted in three-phase voltage source converters according to source, which follow the voltage and frequency at the point of
different grid conditions. However, the basic operation principle of common coupling (PCC). This control strategy is considered as
the two kinds of control is different and will lead to the instability
of the grid-connected system through various paths. In this article, the grid-following control, which is suitable for connecting to a
the energy function model of the grid-forming and grid-following strong grid [3]. However, it is difficult to guarantee the stability
controlled converters are established and compared in detail. The of the VSC when the grid impedance is very high. In order to
influence of system parameters is studied, and the large-signal improve the stability of the VSC under this condition, the VSC
stability boundaries are derived through a general method. More- is required to form the system voltage and frequency, which is
over, compared to the grid-forming controlled converter, the grid-
following converter will lose stability by exhibiting a varying damp- regarded as the grid-forming control. Unlike the grid-following
ing coefficient transient. The equivalent damping coefficient can be control, the grid-forming control is treated as controlled voltage
used as a criterion of whether the grid-forming/following control is sources, which can enhance synchronize stability in weak grid
suitable for the weak/strong grid condition. The simulation and case [4].
experiment results show the difference of the transient process
In fact, the two control modes suffer from stability issue in
and validate the control criterion for different grid strength under
large-signal disturbance. different conditions. Most of current researches are devoted
to the stability of the VSCs by using small-signal modeling
Index Terms—Energy function, grid-following control, grid- method or other linear theory, which is not suitable for the
forming control, La Salle’s invariance principle, large-signal
stability, voltage source converters (VSCs).
stability analysis under the large-signal disturbance [5], [6].
The linear methods indicate that the VSCs are stable when it
exists stable equilibrium point (SEP) after the disturbance [7],
I. INTRODUCTION
[8]. Nevertheless, a transient instability phenomenon may occur
S THE structure of energy production changes, the pro-
A portion of renewable energy source (RES) in the power
system is rapidly increasing [1], [2]. For the RES connected
even though SEP exists in some special cases [9], [10]. In [11],
[12], the method of impedance model shows the effect of the
system bandwidth to the stability of the VSC systems.
to the power grid, voltage source converters (VSCs) have been With the consideration of nonlinear characteristic, the equal
widely employed as grid interfaces. area criterion (EAC) is proposed to analyze the large-signal
stability of the VSCs [13], [14]. However, the EAC is not suitable
Manuscript received September 2, 2020; revised November 3, 2020; accepted for system containing negative damping. Phase portraits are
December 19, 2020. Date of publication December 25, 2020; date of current
version March 5, 2021. This work was supported in part by the Science and Tech- presented to solve the restriction which appears in the EAC [15],
nology Project of State Grid Corporation under Grant 52153218000B and in part [16]. In [17], they express the transient process of the VSCs by
by the National Natural Science Foundation of China under Grants 51877159, using a reduced order nonlinear model.
U1866601, and 51637007. Recommended for publication by Associate Editor
M. Su. (Corresponding author: Meng Huang.) Meanwhile, the methods in the time-domain directly show the
Xikun Fu, Jianjun Sun, Meng Huang, Zhen Tian, Han Yan, and Xiaoming Zha results of transient process, but solving the nonlinear differential
are with the School of Electrical Engineering and Automation, Wuhan Univer- equations of the system is a challenge [18], [19]. In addition, the
sity, Wuhan 430072, China (e-mail: [email protected]; [email protected];
meng.huang@whu. edu.cn; [email protected]; [email protected]; time domain method requires a lot of time and provides little
[email protected]). physical insight into the stability mechanism of the VSCs.
Herbert Ho-Ching Iu is with the School of Electrical, Electronic and Computer Because of the deficiency of current analysis methods, a
Engineering, The University of Western Australia, Crawley, WA 6009, Australia
(e-mail: [email protected]). method is urgently needed to analyze the physical mechanism
Pan Hu is with the State Grid Hubei Electric Power Co., Ltd. Electric Power of the VSCs when the system losing stability under large-signal
Research Institute, Wuhan 430077, China (e-mail: [email protected]). disturbance. To fill the research gap, the transient behavior of the
Color versions of one or more figures in this article are available at https:
//10.1109/TPEL.2020.3047480. VSC system is studied from the energy perspective. The energy
Digital Object Identifier 10.1109/TPEL.2020.3047480 functions of the systems can be got by comparing the energy
0885-8993 © 2020 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.
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FU et al.: LARGE-SIGNAL STABILITY OF GRID-FORMING AND GRID-FOLLOWING CONTROLS IN VOLTAGE SOURCE CONVERTER 7833
Fig. 1. Three-phase grid-connected VSC system, where its output current is within the current limit. (a) Grid-forming VSC. (b) Grid-following VSC.
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7834 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 36, NO. 7, JULY 2021
Fig. 2. Comparison of three dynamics nonlinear control diagram. (a) SG is connected to weak grid. (b) Grid-forming VSC is connected to weak grid. (c)
Grid-following VSC is connected to weak grid.
Therefore, combining (4) and (5), new expression of the The energy function of the SG is derived as follows [21]:
output angle could be rewritten as follows:
3VPCC Vg 1
V (δ , δ̇ ) = −Pm δ − cos δ + H δ̇ 2 + E0 (12)
θPLL = ω n + Kp + K i [VPCC sin(θg − θPLL ) 2Xg 2
where E0 is a constant.
+Ig Zg sin(θZ )] . (6) Based on (11) and (12), the derivative of V (δ , δ̇ )can be
written as [22]
Different angle between the grid phase angle and the output ∂V (δ , δ̇ ) ˙ ∂V (δ , δ̇ )
phase angle of the PLL is introduced as δ V̇ (δ , δ̇ ) = δ + δ̈
∂δ ∂ δ̇
δ = θPLL − θg . (7)
3VPCC Vg
= −Pm + sin δ + H δ̈ δ˙ = −Dδ̇ 2 .
Substituting (7) into (6). Hence, the different angle δ can be 2Xg
expressed as (13)
To compare the difference between the VSCs and the SG, the
δ= Kp + K i [Ig Zg sin(θZ ) − Vg sin(δ)] . (8)
nonlinear differential (3), (10), and (11) are transformed into
Ignoring the grid resistance, the grid impedance can be written control block diagrams, as displayed in Fig. 2.
as
A. Energy Function Model of the Grid-Forming Control
Zg = (ωn + δ̇)Lg . (9)
As shown in Fig. 2(a) and (b), by comparing the VSC with
Based on (8) and (9), the second-derivative equation of δ can grid-forming control and the SG, reference active power P1ref ,
be obtained as actual active power P1 , the equivalent inertial time constant H1 ,
(1 − Kp Ig Lg )δ̈ and damping coefficient D1 in the VSC system can be obtained
⎧
Kp Vg cos δ ⎪
⎪ P1ref = Pref
= Ki · Ig ωn Lg + Ig δ̇Lg − Vg sin δ − ⎨
Ki
δ̇ . P1 = 3VPCC Vg /2Xg
(14)
⎪
⎪ H1 = 1/(ωp · KP )
(10) ⎩
D1 = 1/KP .
III. ENERGY FUNCTION MODELS FOR LARGE-SIGNAL And, (3) can be rewritten as follows:
STABILITY ANALYSIS
H1 δ̈ = P1ref − P1 sin δ − D1 · δ̇. (15)
In order to obtain the energy functions of the grid-connected
VSCs, the nonlinear characteristic equation of SG is introduced. As a result, the energy function of the control system can be
The equation of motion of the generator rotor, i.e., the swing presented as follows:
equation, can be expressed as
1
3VPCC Vg V (δ, δ̇) = −P1ref δ − P1 cos δ + H1 δ̇ 2 + E0 . (16)
H δ̈ = Pm − sin δ − Dδ̇ (11) 2
2Xg
In the light of (15) and (16), the derivative of V (δ, δ̇)is
where δ represents the power angle, H is the inertial time
constant of the SG, and D is the damping coefficient of the SG. V̇ (δ, δ̇) = −P1ref δ̇ + P1 sin δ · δ̇ + H1 δ̇ δ̈ = −D1 δ̇ 2 . (17)
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FU et al.: LARGE-SIGNAL STABILITY OF GRID-FORMING AND GRID-FOLLOWING CONTROLS IN VOLTAGE SOURCE CONVERTER 7835
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FU et al.: LARGE-SIGNAL STABILITY OF GRID-FORMING AND GRID-FOLLOWING CONTROLS IN VOLTAGE SOURCE CONVERTER 7837
V. VERIFICATION
In this section, the grid-tied VSCs are built in MATLAB/
Simulink platform and RT-LAB platform. The topology is shown
as Fig. 1(a)–(b) and the parameters are listed in Table I. This
article mainly verifies two stability boundaries of the grid-tied
VSCs.
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7838 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 36, NO. 7, JULY 2021
Fig. 8. Transient process of the grid-forming VSCs after fault. (a) After slight grid fault. (b) After medium grid fault. (c) After severe grid fault.
Fig. 9. Transient process of the grid-following VSCs after fault. (a) After slight grid fault. (b) After medium grid fault. (c) After severe grid fault.
the system will lose stability. The results verify the reliability of
the boundaries.
In addition, the quantitative indicator can be used as a crite-
rion of which grid-forming/grid-following VSC is suitable for
¯ > 0 must be established in the
weak/strong grid condition. I(δ)
grid-forming VSC, because its damping is globally positive.
¯ > 0 cannot to be guaranteed in the grid-following
However, I(δ)
VSC due to the influence of phase difference. When I(δ) ¯ > 0,
the stability of the grid-following VSC is guaranteed, and it
can be employed to deal with the Vpcc voltage fluctuations.
¯ < 0, compared with the grid-following VSC, the
When I(δ)
application of the grid-forming VSC improves the stability of
the system. However, the characteristics of resisting voltage
fluctuations are sacrificed.
Fig. 10. Configuration of the experimental setup.
C. Experimental Verification in Fig. 11(c), the system states have not entered the boundary
To further verify the reliability of the boundaries, hardware- under the effect of damping, the system loses stability in this
in-the-loop (HIL) experiments with grid-connected VSCs are cycle. Obviously, the experimental results are consistent with
performed. The circuit of the VSCs is established in the RT-LAB the theoretical analysis.
platform and the control part is achieved by an ARM-FPGA Fig. 12 shows experimental results of the phase difference δ
digital control platform, as displayed in Fig. 10. by changing reference active current in grid-following VSC.
Fig. 11 shows experimental results of the phase difference δ After slight grid fault, the system states are still in stability
by changing reference active power in grid-forming VSC. After boundary, the system restore stability, as shown in Fig. 12(a). As
slight grid fault, the system states are still in stability boundary, demonstrated in Fig. 12(b), the system states enter the boundary
the system restore stability, as shown in Fig. 11(a). As exhibited when the equivalent damping I(δ)¯ is positive, the system restores
in Fig. 11(b), the system states enter the boundary under the stability. Meanwhile, the phenomenon of limit cycles appeared
influence of damping, the system restore stability. As displayed ¯ of the system
in the process of operation. It reveals that the I(δ)
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FU et al.: LARGE-SIGNAL STABILITY OF GRID-FORMING AND GRID-FOLLOWING CONTROLS IN VOLTAGE SOURCE CONVERTER 7839
Fig. 11. Response of the grid voltage, current, and phase difference δ by changing the reference active power in grid-forming VSC. (a) System states after slight
grid fault is in the boundary. (b) System states after medium grid fault return to the boundary under the influence of damping. (c) System states after severe grid
fault does not enter the boundary even under the influence of damping.
Fig. 12. Response of the grid voltage, current, and phase difference δ by changing the reference active current in grid-following VSC. (a) System states after
slight grid fault is in the boundary. (b) System states after medium grid fault return to the boundary under the influence of positive damping. (c) System states after
severe grid fault does not enter the boundary under the influence of negative damping.
operating is approximately 0 in the limit cycle, that is, the energy the method. Finally, the stability boundaries are verified by
of the system is almost not consumed. And this phenomenon simulations of VSCs built in MATLAB/Simulink platform and
cannot appear in grid-forming VSC. As displayed in Fig. 12(c), HIL experiments.
the system states have not entered the boundary and the I(δ) ¯
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Xikun Fu was born in Fengcheng, Jiangxi Province, currently a Professor. His research interests include
China. He received the B.S. degree in electrical engi- power electronics, renewable energy, nonlinear dy-
neering from the Central South University, Changsha, namics, current sensing techniques, and memristive systems.
China, in 2019. He is currently working toward the Prof. Iu currently serves as an Associate Editor for the IEEE TRANSACTIONS
M.Eng. degree with the School of Electrical Engi- ON POWER ELECTRONICS, the IEEE TRANSACTIONS ON SMART GRIDS, the
neering and Automation, Wuhan University, Wuhan, IEEE TRANSACTIONS ON NETWORK SCIENCE AND ENGINEERING, the IEEE
China. TRANSACTIONS ON CIRCUITS AND SYSTEMS-II, and the IEEE ACCESS.
His current research interests include nonlinear
behavior and transient stability of power electronic
converters. Pan Hu (Member, IEEE) was born in Wuhan, Hubei
Province, P.R. China, on August 18, 1989. He re-
ceived the B.E degree in electrical engineering from
Jianjun Sun (Member, IEEE) was born in 1975. Wuhan Textile University, Wuhan, China, in 2012,
He received the B.Eng., M.Eng., and Ph.D. degrees and the Ph.D. degree from the School of Electri-
in electrical engineering from Wuhan University, cal Engineering and Automation, Wuhan University,
Wuhan, China, in 1997, 2000, and 2007, respectively. Wuhan, China, in 2018.
He is currently an Associate Professor with the In 2017, he was a Visiting Ph.D. Student with
School of Electrical Engineering, Wuhan University, Energy System Department, University of Alberta,
where he is also the Deputy Director of the Motor Edmonton, AB, Canada. Since 2018, he has been a
and Power Electronics Center. His research interests Senior Engineer and Research Staff with the State
include modeling and analysis of power electronic Grid Hubei Electric Power Research Institute, China. He has authored more
systems and microgrids. than 30 articles, and more than four inventions. His research interests include
renewable energy planning, power system stability analysis and control, and
power quality mitigation.
Meng Huang (Member, IEEE) received the B.Eng.
and M.Eng. degrees from the Huazhong University
of Science and Technology, Wuhan, China, in 2006 Xiaoming Zha (Member, IEEE) was born in Huain-
and 2008, respectively, and the Ph.D. degree from ing, Anhui Province, China, in 1967. He received the
Hong Kong Polytechnic University, Hong Kong, in B.S., M.S., and Ph.D. degrees in electrical engineer-
2013. ing from Wuhan University, Wuhan, China, in 1989,
He is currently an Associate Professor with the 1992, and 2001, respectively.
School of Electrical Engineering and Automation, He was a Postdoctoral Fellow with the University
Wuhan University, Wuhan, China. His research inter- of Alberta, Edmonton, AB, Canada, from 2001 to
ests include nonlinear analysis of power converters 2003. Since 1992, he has been a Faculty Member
and power electronics reliability. with Wuhan University, where he became a Professor
Dr. Huang was the recipient of the Best Paper Award of the IEEE TRANS- in 2003, and is currently the Deputy Dean with the
ACTIONS ON POWER ELECTRONICS, in 2016. He currently serves as the Guest School of Electrical Engineering. His research inter-
Associate Editor for the IEEE JOURNAL OF EMERGING AND SELECTED TOPICS ests include power electronic converter, the application of power electronics
OF POWER ELECTRONICS, the IEEE JOURNAL OF EMERGING AND SELECTED in smart grid and renewable energy generation, the analysis and control of
TOPICS OF CIRCUITS AND SYSTEMS, and the Associate Editor of IEEE ACCESS. microgrid, the analysis and control of power quality, and frequency control of
high-voltage high-power electric motors.
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